Title of Invention

FINE-CELL, WATER-DRIVEN RIGID EXPANDED POLYURETHANES

Abstract N/A
Full Text FORM 2
THE PATENTS ACT 1970
[39 OF 1970]
&
THE PATENTS RULES, 2003
COMPLETE SPECIFICATION
[See Section 10; rule 13]
"FINE-CELL, WATER-DRIVEN RIGID EXPANDED POLYURETHANES"
BAYER AKTIENGESELLSCHAFT, a German company, of D-51368 Leverkusen, Germany,
The following specification particularly describes the invention and the manner in which it is to be performed:
11 FEB 2005

Sine cell, watw blown i-igid^miyur ethane foams
The invention relates to a process for the production of water-blown, fine cell rigid foams containing urethane groups and/or isocyanurate groups by the reaction of polyisocyanates with a polyol component in the form of an emulsion. The invention also relates to open-cell polyurethane foams which are foamable in the mould.
According to prior art, rigid polyurethane foams are produced from polyols having on average at least three hydroxyl groups per molecule, from isocyanates which are at least difunctional, catalysts, blowing agents and polysiloxane-polyoxyalkylene block mixed polymers and optionally the conventional additives.



A summary of the prior art, the raw materials used and the relevant processes may be found in G. Oertel (Ed.): "Kunststoffhandbuch", Volume VII, C. Hanser Verlag, Munich, 1983, in Houben-Weyl: "Methoden der organischen Chemie", Volume E20, Thieme Verlag, Stuttgart, 1987, pp. 1561 to 1757, and in "Ullmann's Encyclopedia of Industrial Chemistry", Vol. A21, VCH, Weinheim, 4th Edition, 1992, pp. 665 to 715.

In general, polyether polyols or polyester polyols or mixtures of these are used; there
are on average at least three hydroxyl groups per molecule in the polyol mixture used
and the hydroxyl value of the polyol mixture used is between 100 and 900.



The rigid polyurethane foams formed are for the most part predominantly closed-cell. Their bulk densities are between 5 and 950 kgm"3, mostly between 10 and 350 kgm"3, with bulk densities of between 20 and 70 kg-m"3 being used particularly frequently.






Recent developments in the field of rigid polyurethane foams are related to the specifically controlled production of predominantly open-cell polyurethane- or polyisocyanurate-modified rigid polyurethane foams which are used as insulating materials for example in vacuum panels. When the above-mentioned open-cell rigid foams are to be used in vacuum panels, a cell diameter as small as possible is




particularly important, as it determines the efficiency of the insulation. The smaller the cell diameter, the less evacuation is necessary in order to achieve a specific insulating effect. The average cell diameter of the water-blown rigid polyurethane foams obtained by prior art is generally greater than 150 um; foams having such a cell diameter are generally unsuitable for vacuum applications.
The production of open-cell rigid polyurethane foams is in principle known. Thus US-A 5 350 777 describes the use of alkaline-earth salts of long-chain fatty acids as cell openers.
EP-A 498 628 describes the production of open-cell rigid foams by the usage of a thermally activated blowing agent. The disadvantage of this process is that the cells of the foam can be opened only when a minimum temperature is exceeded in the course of the foaming process, so that the resulting foams do not have a uniform proportion of open cells throughout the volume filled with the foam.
DE-A 43 03 809 discloses a process for the production of rigid foams having an increased proportion of open cells which utilises the cell-opening properties of a liquid polyolefin additive. This process has the disadvantage of a narrow field of application and the further disadvantage that the cells coarsen rapidly as the amount of polyolefin additive is increased.
In US-A 5 250 579 and US-A 5 312 846, cell-opening substances having a surface tension of less than 23 mJm"2 are disclosed. These have the disadvantage that they contain organically bound halogen.
The objective of the present invention was to find a process for the production of water-blown, fine cell and optionally open-cell rigid polyurethane foams, wherein the rigid polyurethane foams according to the invention retain the required final properties - open cell and fine cells content - even during a foaming in the mould.

It has been found that fine cell and optionally open-cell rigid polyurethane foams are obtained when a polyisocyanate is foamed with a water-containing polyol formulation in the form of an emulsion.
The invention accordingly provides a process for the production of fine cell rigid polyurethane and/or polyisocyanurate foams by the reaction of
A) a polyisocyanate having an NCO content of 20 to 48 wt.% with
B) a polyol component in the form of an emulsion, having on average at least two groups which are reactive with isocyanate and containing

1) at least one at least difunctional polyol,
2) water,
3) catalyst,
4) optionally auxiliary substances and additives.
The invention also provides a polyurethane or polyisocyanurate foam produced in the
mould having an open cells content, measured in accordance with DIN ISO 4590-92, of
>85%, preferably >90%, with an overpacking of >3%, based on the minimum amount
of filling. This foam can be produced by the process according to the invention.
Polyol formulations according to the invention contain at least one polymer which is immiscible with water, possesses at least one functional group which is reactive with
isocyanate and contains hydrogen atoms, and has a number average molecular weight
of 150 to 12,500 g/mol, preferably 200 to 1500g/mol. Examples of this are: triglycerides, for example, castor oil, or castor oil modified by transesterification/amidation reactions with monohydric or polyhydric alcohols or amines, or fatty acids such as stearic acid, oleic acid, linoleic acid or ricinoleic acid. The polyol formulation contains
5 to 99 parts by weight, preferably 20 to 80 parts by weight, of this component. The
polymer which is immiscible with water is preferably an at least difunctional polyol.


In order to have the functionality necessary for the foaming, the polyol formulations
according to the invention contain at least one polyol which has at least two hydrogen
atoms which are reactive with isocyanates and a number average molecular weight of
150 to 12,500 g/mol, preferably 200 to 1500 g/mol. Such polyols can be obtained by
polyaddition of alkylene oxides such as, for example, ethylene oxide, propylene oxide,
butylene oxide, dodecyl oxide or styrene oxide, preferably propylene oxide or ethylene
oxide, to starter compounds such as water or polyhydric alcohols such as sucrose,
sorbitol, pentaerythritol, trimethylolpropane, glycerol, propylene glycol, ethylene
glycol, diethylene glycol as well as mixtures of the above-mentioned starter
compounds. The starter compound used may also be ammonia, or compounds having
at least one primary, secondary or tertiary amino group, for example, aliphatic amines
such as ethylenediamine, oligomers of ethylenediamine (for example, diethylene-
triamine, triethylenetetramine or pentaethylenehexamine), ethanolamine, diethanol-
amine, triethanolamine, N-methyl- or N-ethyldiethanolarnine, 1,3-propylenediamine,
1,3- or 1,4-butylenediamine, 1,2-hexamethylenediamine, 1,3-hexamethylenediamine,
1,4-hexamethylenediamine, 1,5-hexamethylenediamine or 1,6-hexamethylenediamine,
aromatic amines such as phenylenediamines, tolylenediamines (2,3-tolylenediamine,
3,4-tolylenediamine, 2,4-tolylenediamine, 2,5-tolylenediamine, 2,6-tolylenediamine or
mixtures of the above-mentioned isomers), 2,2'-diaminodiphenylmethane, 2,4'-
diaminodiphenylmethane, 4,4,-diaminodiphenylmethane or mixtures of these isomers. The polyol formulation contains 0 to 95 parts by weight, preferably 10 to 40 parts by weight, of this component.

Polyol formulations according to the invention can also contain polyester polyols having a number average molecular weight of 100 to 30,000 g/mol, preferably 150 to 10,000 g/mol, particularly preferably 200 to 600 g/mol, which can be prepared from aromatic and/or aliphatic dicarboxylic acids and polyols having at least two hydroxyl groups. Examples of dicarboxylic acids are pahthalic acid, fumaric acid, maleic acid, azelaic acid, glutaric acid, adipic acid, suberic acid, terephthalic acid, isophthalic acid, decanedicarbaoxylic acid, malonic acid, glutaric acid and succinic acid. Individual

dicarboxylic acids or any mixtures of different dicarboxylic acids can be used. Instead of the free dicarboxylic acids, the corresponding dicarboxylic acid derivatives such as, for example, dicarboxylic mono- or diesters of alcohols having one to four carbon atoms, or dicarboxylic anhydrides, can also be used. The following are preferably used
as alcohol component for the esterification: ethylene glycol, diethylene glycol,
triethylene glycol, tetraethylene glycol, 1,2-propanediol, 1,3-propanediol, 1,4-butane-diol, 1,5-pentanediol, 1,6-hexanediol, 1,10-decanediol, glycerol, trimethylolpropane, or mixtures of these. The polyol formulations according to the invention can also contain polyether esters, which are obtained, for example, as described in EP-A 250 967, by
reaction of phthalic anhydride with diethylene glycol and subsequently with ethylene
oxide. The polyol formulation can contain 0 to 90 parts by weight, preferably 5 to 30 parts by weight, of polyester polyol.
The polyol formulations according to the invention also contain at least one catalyst in
quantities of 0 to 10 parts by weight, preferably 0.5 to 5 parts by weight. The
conventional catalysts of polyurethane chemistry can be used according to the invention. Examples of such catalysts are: triethylenediamine, N,N-dimethylcyclohe-xylamine, tetramethylenediamine, l-methyl-4-dmiethylaminoethylpiperazine, triethyl-amine, tributylamine, dimethylbenzylamine, N,N ,N"-tris(dimethylaminopropyl)-
hexahydrAotriazine, dimethylaminopropylformamide, N,N,N1,N'-tetramethylethylene-
diamine, N,N,N',N'-tetramethylbutanediamine, tetramethylhexanediamine, pentameth-yldiethylenetiamine, tetramethyl diaminoethyl ether, dimethylpiperazine, 1,2-dimethylimidazole, l-azabicyclo[3.3.0]octane, bis(dimethylaminopropyl)urea, N-methylmorpholine, N-ethylmorpholine, N-cyclohexylrnorpholine, 2,3-dimethyl-
3,4,5,6-tetrahydropyrirnidine, triethanolamine, diethanolamine, triisopropanolamine, N-
methyldiethanolamine, N-emyldiethanolarnine, dimethylethanolamine, tin(IT) acetate, tin(II) octanoate, tin(II) ethylhexanoate, tin(TI) laurate, dibutyltin diacetate, dibutyltin dilaAurate, dibutyltin maleate, dioctyltin diacetate, tris(N,N-dimethylaminopropyl)-s-hexahydrotriazine, tetramethylammonium hydroxide, potassium acetate, sodium
acetate, sodium hydroxide or mixtures of these or similar catalysts.
-6-


According to the invention, ionic and non-ionic emulsifiers can also be used in quantities of 0 to 10 parts by weight, preferably 0.5 to 2 parts by weight. Such emulsifiers are described, for example, in "Rompp Chemie Lexikon", Volume 2, Thieme Verlag, Stuttgart, 9th Edition, 1991, p. 1156 ff.

The polyol component according to the invention contains 0.1 to 10 parts by weight,
preferably 0.5 to 5 parts by weight, of water.
It is essential for the process according to the invention that the polyol component be
used in the form of an emulsion. This means that at least one of the components of the
polyol component must not be miscible with the rest of the formulation; i.e. as a rule,
that at least one compound is included which is neither water-soluble nor miscible with
water and which optionally has hydrogen atoms which are reactive with isocyanate. It
has been found that the use of a polyol component in the form of an emulsion results in
foams having a considerably greater cell fineness.
Aromatic polyisocyanates of the type described in Justus Liebigs Annalen der Chemie, 562 (1949) 75 can be used as the isocyanate component, for example those corresponding to the formula
Q(NCO)n,
wherein
n can have values of 2 to 4, preferably 2, and

1
Q denotes an aliphatic hydrocarbon group having 2 to 18, preferably 6 to 10 carbon atoms, a cycloaliphatic hydrocarbon group having 4 to 15, preferably 5 to 10 carbon atoms, an aromatic hydrocarbon group having 8 to 15, preferably 8 to 13 carbon atoms.
-7-



Polyisocyanates of the type described in DE-OS 28 32 253 are particularly preferred. As a rule the technically readily accessible polyisocyanates are particularly preferred, for example, tolylene 2,4- and 2,6-diisocyanate and any mixtures of these isomers ("TDI"), polyphenyl polymethylene polyisocyanates, which are prepared by aniline-formaldehyde condensation and subsequent phosgenation ("crude MDI") and polyisocyanates containing carbodiiAmide groups, urethane groups, allophanate groups, isocyanurate groups, urea groups or biuret groups ("modified polyisocyanates"), in particular modified polyisocyanates which are derived from tolylene 2,4- and 2,6-diisocyanate or from diphenylmethane 4,4'- and/or 2,4'-diisocyanate.
Prepolymers of the above-mentioned isocyanates and of organic compounds having at least one hydroxyl group can also be used. By way of example, one may mention polyols or polyesters having one to four hydroxyl groups and (number average) molecular weights of 60 to 1,400.
Other substances which may be used concomitantly are paraffins or fatty alcohols or dimethylpolysiloxanes and pigments or dyes, also stabilisers against ageing and weathering influences, plasticisers and fungistatic and bacteriostatic substances as well as fillers such as barium sulphate, kieselguhr, carbon black or prepared chalk. These are mostly added to the polyol component in quantities of 0 to 10 parts by weight, preferably 0 to 5 parts by weight.
Further examples of optionally used surface-active additives and foam stabilisers as well as cell regulators, reaction inhibitors, stabilisers, flame retardants, dyes and fillers, as well as fungistatic and bacteriostatic substances, together with details of the method of use and mode of action of these additives are given in Vieweg/Hochtlen (Eds.): "Kunststoff-Handbuch", Volume VII, Carl Hanser Verlag, Munich 1966, pages 121 to 205, and G. Oertel (Ed.): "Kunststofmandbuch", Volume VII, Carl Hanser Verlag, 2nd Edition, Munich, 1983.

I,P4II33I.S3.8 Foioiftn'Countries
The polyurethane or polyisocyanurate foams produced in the mould according to the
invention have a proportion of open cells, measured in accordance with DIN ISO 4590-
92, of >85%, preferably >90%, and a degree of compression of >3%, based on the
minimum amount of filling. The minimum amount of filling of a moulding is the
amount of finally reacted rigid polyurethane foam necessary to just fill the mould.
The invention also provides the use of the rigid foams according to the invention as an intermediate layer for composite elements, as filling substrates for vacuum insulating panels and for the foaming of cavities of cold stores as well as in the construction of containers.
The process according to the invention is preferably used for the foaming of cavities of
refrigeration and freezing equipment. It can also be used in the heat insulation, for
example, of hot-water tanks or long-distance heating pipes. Foams can, of course, also
be produced by block foaming or by the known per se double transport process (see
"Kunststoffhandbuch", Volume 7: Polyurethane, Carl Hanser Verlag, Munich, Vienna, 3rd Edition, 1993, p. 148).
9


Examples
Polyol A: polyethylene oxide polyether (Mn = 300) based on trimethylolpropane
Polyol B: polyether ester (Mn = 375) based on phthalic anhydride, diethylene
glycol and ethylene oxide
Polyol C: Castor oil [from the firm Alberding + Boley, Krefeld]
Isocyanate: polyphenyl polymethylene polyisocyanate, NCO content 31.5 wt.%
(Desmodur® 44V20, Bayer AG)
Stabiliser: silicone stabiliser (Tegostab B 8404, Th. Goldschmidt AG, Essen)



Emulsifier: sodium sulfate salt of an ethoxylated fatty acid alcohol, 30 wt.% in water (from the firm Servo, NL-Delden)

Catalyst 1: dimethylcyclohexylamine
Catalyst 2: potassium acetate (25 wt.% in diethylene glycol)
The foaming was carried out in high-pressure machine HK 165 from the firm Hennecke. In each case two test pieces were produced:
Test piece 1: freely foamed block having the dimensions 50 x 50 x 40 cm3
Test piece 2: foamed in a mould; dimensions of test piece 9 x 40 x 70 cm3; degree of compression 8%
10

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Example 1 (according to the invention)
100 parts by weight of a mixture of 92 parts by weight polyol C, 2.5 parts by weight catalyst 1, 1 part by weight catalyst 2, 2.5 parts by weight water and 2 parts by weight stabiliser was reacted with 145 parts by weight of isocyanate. The polyol mixture was a white emulsion.
Test piece 1: bulk density 52 kg/m3;
proportion of open cells (DIN ISO 4590-92): 95%
cell size from micrograph (using light microscopy): 100 jam
Test piece 2: bulk density 75 kg/m3;
proportion of open cells (DIN ISO 4590-92): 93%
cell size from micrograph (using light microscopy): 90 jim
Example 2 (according to the invention)
100 parts by weight of a mixture of 19.2 parts by weight polyol A, 19.7 parts by weight polyol B, 57.7 parts by weight polyol C, 0.8 parts by weight catalyst 1, 0.9 parts by weight catalyst 2, 3.6 parts by weight emulsifier, 0.9 parts by weight water and 1.4 parts by weight stabiliser was reacted with 127 parts by weight of isocyanate. The polyol mixture was a white emulsion.
Test piece 1: bulk density 46 kg/m3;
proportion of open cells (DIN ISO 4590-92): 98%
cell size from micrograph (using light microscopy): 90 \xm
Test piece 2: bulk density 69 kg/m3;
proportion of open cells (DIN ISO 4590-92): 96%
cell size from micrograph (using light microscopy): 80 jam
11

LcA 33 538 rmiiAU Counti'irt;

Example 3 (Comparison Example)
100 parts by weight of a mixture of 46.3 parts by weight polyol A, 46.3 parts by weight polyol B, 2.5 parts by weight catalyst 1, 1 part by weight catalyst 2, 2 parts by weight water and 2 parts by weight stabiliser was reacted with 127 parts by weight of isocyanate. The polyol mixture was a clear solution.
Test piece 1: bulk density 46 kg/m3;
proportion of open cells (DIN ISO 4590-92): 9%
cell size from micrograph (using light microscopy): 160 \xm
Test piece 2: bulk density 69 kg/m3;
proportion of open cells (DIN ISO 4590-92): 9%
cell size from micrograph (using light microscopy): 150 \xm
The Examples show that rigid foams of a particular cell fineness are obtained by using polyol emulsions.

WE CLAIM :
1. Process for the production of finely cellular rigid polyurethane
and/or polyisocyanurate foams by the reaction of
A) a polyisocyanate having an NCO content of 20 to 48 wt.% with
B) a polyol component in the form of an emulsion, having on average at least two groups which are reactive with isocyanate and containing
la) at least one polyol that is at least difunctional and is immiscible with water and that has a number average molecular weight of 150 to 12,500 g/mole,
lb) y at least one polyester polyol or polyether ester polyol with a number average molecular weight of 100 to 30,000 g/mole,
2) water,
3) catalyst,
4) optionally auxiliary substances and additives.
2. A process as claimed in claim 1 wherein the foam produced is
employed as an intermediate layer for composite elements as.
filling substrate for vacuum insulating panels and as insulating
material for refrigeration equipment.
Dated this 2nd day of August, 2001.

(JAYANfflA PAL)
OF REMFRY&AGAR
ATTORNEY FOR THE APPLICANTS
-13-

Documents:

IN-PCT-2001-00931-MUM-ABSTRACT(2-8-2001).pdf

in-pct-2001-00931-mum-abstract(granted)-(23-8-2007).pdf

IN-PCT-2001-00931-MUM-CANCELLED PAGES(17-3-2005).pdf

IN-PCT-2001-00931-MUM-CLAIMS(2-8-2001).pdf

IN-PCT-2001-00931-MUM-CLAIMS(AMENDED)-(17-3-2005).pdf

in-pct-2001-00931-mum-claims(granted)-(23-8-2007).pdf

in-pct-2001-00931-mum-claims.doc

in-pct-2001-00931-mum-claims.pdf

in-pct-2001-00931-mum-correspondence others.pdf

IN-PCT-2001-00931-MUM-CORRESPONDENCE(17-3-2005).pdf

IN-PCT-2001-00931-MUM-CORRESPONDENCE(IPO)-(15-10-2007).pdf

in-pct-2001-00931-mum-correspondence-received-ver-020801.pdf

in-pct-2001-00931-mum-correspondence-received-ver-090205.pdf

in-pct-2001-00931-mum-correspondence-received-ver-130901.pdf

in-pct-2001-00931-mum-correspondence-received-ver-170204.pdf

in-pct-2001-00931-mum-correspondence-received-ver-270901.pdf

in-pct-2001-00931-mum-description (complete).pdf

IN-PCT-2001-00931-MUM-DESCRIPTION(COMPLETE)-(2-8-2001).pdf

in-pct-2001-00931-mum-description(granted)-(23-8-2007).pdf

IN-PCT-2001-00931-MUM-FORM 1(11-2-2005).pdf

IN-PCT-2001-00931-MUM-FORM 1(2-8-2001).pdf

IN-PCT-2001-00931-MUM-FORM 13(17-3-2005).pdf

IN-PCT-2001-00931-MUM-FORM 19(20-2-2004).pdf

in-pct-2001-00931-mum-form 2(granted)-(23-8-2007).pdf

in-pct-2001-00931-mum-form 2(title page)-(granted)-(23-8-2007).pdf

IN-PCT-2001-00931-MUM-FORM 3(11-2-2005).pdf

IN-PCT-2001-00931-MUM-FORM 3(2-8-2001).pdf

IN-PCT-2001-00931-MUM-FORM 5(2-8-2001).pdf

in-pct-2001-00931-mum-form-1.pdf

in-pct-2001-00931-mum-form-13.pdf

in-pct-2001-00931-mum-form-19.pdf

in-pct-2001-00931-mum-form-2.doc

in-pct-2001-00931-mum-form-2.pdf

in-pct-2001-00931-mum-form-26.pdf

in-pct-2001-00931-mum-form-3.pdf

in-pct-2001-00931-mum-form-5.pdf

in-pct-2001-00931-mum-form-pct-ib-304.pdf

in-pct-2001-00931-mum-form-pct-ipea-409.pdf

in-pct-2001-00931-mum-pct-search report.pdf

IN-PCT-2001-00931-MUM-PETITION UNDER RULE 137(11-2-2005).pdf

IN-PCT-2001-00931-MUM-POWER OF AUTHORITY(11-2-2005).pdf

IN-PCT-2001-00931-MUM-POWER OF AUTHORITY(2-8-2001).pdf

IN-PCT-2001-00931-MUM-SPECIFICATION(AMENDED)-(11-2-2005).pdf

IN-PCT-2001-00931-MUM-WO INTERNATIONAL PUBLICATION REPORT(2-8-2001).pdf


Patent Number 209287
Indian Patent Application Number IN/PCT/2001/00931/MUM
PG Journal Number N/A
Publication Date 21-Sep-2007
Grant Date 23-Aug-2007
Date of Filing 02-Aug-2001
Name of Patentee BAYER AKTIENGESELLSCHAFT
Applicant Address D-51368 LEVERKUSEN GERMANY
Inventors:
# Inventor's Name Inventor's Address
1 TORSTEN HEINEMANN AM PARK 30, D-53721 SIEGGBURG
2 WALTER KLAN AUGUST-KEKULE-STRASSE 12, D-51373 LEVERKUSEN, GERMANY
PCT International Classification Number C08G18/36
PCT International Application Number PCT/EP00/00783
PCT International Filing date 2000-02-01
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 199 05 989.6 1999-02-13 Germany