Indian Patents. 210115:"A COMPOSITION COMPRISING AN ETHYLENICALLY UNSATURATED ACID, A POLYAMINE, A BIS-SILANE AND A METHOD THEREOF"

Title of Invention	"A COMPOSITION COMPRISING AN ETHYLENICALLY UNSATURATED ACID, A POLYAMINE, A BIS-SILANE AND A METHOD THEREOF"
Abstract	A composition which provides gas, flavor, and aroma barrier to substrates, where the composition is formed by mixing an ethylenically unsaturated acid, a bis-silane and a polyamine.

Full Text	A COMPOSITION COMPRISING AN ETHYLENICALLY UNSATURATED ACID, A POLYAMINE, A BIS-SILANE AND A METHOD THEREOF Field of the Invention The invention relates to coatings containing a polyamine, a bis-silane and an ethvlenicallv unsaturated acid which have barrier properties useful in packaging applications. Background of the Invention It is well known that coatings containing polyamine silane compounds and itaconic acid improve the gas, oil, and flavor barrier performance of organic polymer film substrates (See PCT/BE98/00009, the US equivalent of which is US Serial No. 09/341,252, filed July 15, 1999). Moreover, the adhesion of the coating to the film surface, as well as the improved barrier characteristics provided by the silane coating, are greatly enhanced by exposing the coated film to electron beam radiation. These coatings represent a significant advance in the art. However, it has been observed that while the barrier properties of the prior art coatings are excellent in environments at relative humidities of 80% or less, their performance suffers significantly at relative humidities of 90% or more. The present inventors have surprisingly discovered that the combination of a polyamine, an ethylenically unsaturated acid, and a bis-silane gives excellent gas barrier properties at low to moderate relative humidity values, as well as excellent gas barrier properties at very high relative humidity values of 90% or more. The key improvement is the addition of a bis-silane, which results in excellent barrier at humidities of greater than 90%. The composition may be crosslinked to further improve barrier. As used herein, the term "barrier" means improving to at least 750 cc/m2/day a 30µm uncoated biaxilly oriented, corona treated polypropylene film, having a permeability measured at 0% relative humidity to oxygen of 1191 cc/m2/day and a permeability measured at 90% relative humidity to oxygen of 1238 cc/m2/day as measured at ASTMD3985-81. None of the prior art teaches the present invention. For example, U.S. Patent No. 4,761,435 claims UV curable polyethylenically unsaturated compositions in combination with a polyamine resin, which use an aryl ketone photosensitizer. The '435 patent teaches that acid functionality in the compositions is undesirable (col. 5, line 24). The patentees indicate that the formation of amine salts is to be avoided, because the photosensitizer reacts only with an amine, and not an amine salt. This is in contrast to the present invention, which teaches that the formation of acid salts is desirable and results in superior barrier properties. Another example, U.S. Patent No. 4,943,600, teaches the combination of a tertiary amine containing resin, allyl terminated resin, and a maleate functional resin. Likewise the patentee teaches that the compositions are formulated to minimize or eliminate carboxyl functionality, which contrasts directly with the present invention. U.S. Patent No. 5,017,406 claims UV curable compositions which contain reactive unsaturated compounds, but does not teach the use of a polyamine or an unsaturated acid as does the present invention. JP (Kokai) publication 7-18221 published on January 20, 1995 teaches a surface treatment composition for gas barrier comprising an aminosilane and a compound having an aromatic ring or hydrogenated ring. The present invention is distinguishable, however, because it does not require the addition of cyclic compounds having an aromatic ring, nor does the reference teach the addition of an ethylenically unsaturated acid. The present invention is distinguishable from the prior art because none teach the use of a polyamine, a bis-silane and an ethylenically unsaturated acid to achieve gas barrier properties. Summary of the Invention The present invention teaches a composition which provides gas, flavor, and aroma 2 barrier to substrates, where the composition is formed by mixing an ethylenically unsaturated acid, a bis-silane and a polyamine, wherein said polyamine optionally has a crosslinker reacted therein, and wherein said polyamine has four or more A, B, or C units, where: A is an -R2 - N(R1)2 unit, B is an -R1 - N(R2-)2 unit, and C is an (-R2)3N - unit, where: Rl is independently selected from hydrogen, alkyl, substituted alkyl, aryl, substituted aryl, arylalkyl, and alkylaryl, and R2 is independently selected from the group consisting of: linear or branched alkylene groups or substituted alkylene groups having from 1 to 18 carbon atoms, and arylene groups or substituted arylene groups having from 6 to 18 carbon atoms. The composition is coated on a substrate then optionally treated to initiate a free radical reaction. The invention can be applied as a coating to a variety of substrates used in packaging applications. Polyamines The polyamines of the present invention are polymeric, either homopolymeric or copolymeric polyamines having four or more A, B, or C units, where: A is an -R2 - N(R1) unit, B is an -R1 - N(R2-)2 unit, and C is an (-R2)3N - unit, where: R1 is independently selected from hydrogen, alkyl, substituted alkyl, aryl, substituted aryl, arylalkyl, and alkylaryl, and R2 is independently selected from the group consisting of: linear or branched alkylene groups or substituted alkylene groups having from 1 to 18 carbon atoms, and arylene groups or substituted arylene groups having from 6 to 18 carbon atoms. Rl is independently selected from hydrogen, alkyl, substituted alkyl, aryl, substituted aryl, arylalkyl, alkylaryl, and R2 is independently selected from the group consisting of linear or 3 branched alkylene groups or substituted alkylene groups having from 1 to 18 carbon atoms and arlylene groups or substituted arylene groups having 6 to 18 carbon atoms. For example, R1 or R2 can be substituted with hydroxyl groups. The amines of the present invention are polymeric in nature, preferably having molecular weights of from 150 to 2,000,000, with 400 to 400,000 preferred, and most preferred being from 600 to 80,000. The high degree of polymerization of the amine provides a lower degree of tackiness in the final composition. The lower molecular weight polyamines can be further polymerized to form higher molecular weight polyamines by methods well known in the art, such as by reaction with dialkyl halides (i.e. ethylene dichloride), diisocynates (e.g. tolydiisocyanate, hexamethylene diisocyanate), di(meth)acrylate esters (e.g. hexene diol diacrylate pentaerythritol diacrylate), diepoxides (ethylene glycol diglycidyl ether). Examples of polyamines useful for the invention include polyvinyl amines, aminofunctional polyacryl amides, poly-DADMAC's polyvinyl pyrrolidone copolymers, polyethylenimine and the reaction product of ethylene diamine and epichlorohydrin copolymers. A preferred polyamine that can be used to achieve varying degrees of tackiness is the class of polyamines referred to as polyalkylenimines, such as polyethylenimine, which is readily available in a wide range of molecular weights and different degrees of branching. Polyethylenimines consist of a large family of water-soluble, i.e. hydrophilic, polyamines of varying molecular weight and degree of chemical modification. It is generally known that the polymerization of ethylenimine does not result in a polymer that is completely composed of units having a linear structure, but that also the degree of branching in polyethylenimine depends on the acid concentration and the temperature during polymerization. This degree of branching may, for example, vary between 12 and 38 percent. The formula of polyethylenimine can be represented in the form of A, B, or C units, where: 4 A is an -R2 - N(R1)2 unit, B is an -R1 - N(R2-)2 unit, and C is an (-R2)3N - unit, where R1 is hydrogen R2 is an -CH2CH2- group. The ratio of A to B to C units can be from 1:0.5:0.5 to 1:2:1, but is preferably from 1:1:1 to 1:2:1. Additional groups may be grafted onto polyethylenimines using methods well known in the art, to change the affinity of the coating to the substrate, or the adhesive properties. Examples of polyethylenimine modification include reaction with ethylene oxide structures (ethylene oxide, glycidol) to introduce hydroxyl groups, reaction with cyanide and aldehydes followed by hydrolysis to introduce carboxylic acid groups ("Strecker Synthesis"), grafting of phosphoric acid or sulfonic acid groups, and grafting of lipophilic alkyl chains using alkylating agents such as dimethyl sulfate. Preferred molecular weights of the polyethylenimine are from 600 to 80,000. Most preferred molecular weights of the polyethylenimine are from 600 to 25,000. Typical polyethylenimines are SZ-6050, a silane grafted polyethylenimine available from Dow Coming Toray Silicone (Japan), and SP-103 and SP-110 which are 600 and 1000 molecular weight polyethylenimines available from Nippon Shokubai, (Japan). Ethylenically Unsaturated Acid A predetermined quantity of an ethylenically unsaturated acid is also added to the composition. By "ethylenically unsaturated acid" it is meant any acid which has vinyl unsaturation. The ethylenically unsaturated acid is likely to be added in the amount of up to 80 parts by weight of the composition, with 5 to 75 parts by weight being most preferred. The most preferred ethylenically unsaturated acid for use in the present invention is itaconic acid; however, other acids such as fumaric, maleic, citraconic, acrylic, methacrylic, cinnamic, itaconic acid monomethylester, vinylphosphonic acid, sorbic acid, mesaconic acid, and vinyl sulphonic acid may be used as well. The term "ethylenically unsaturated acid" as used herein is meant to 5 include mixtures of one or more of the aforementioned acids. Preferably, the molar ratio of gram atoms of nitrogen in the polyamine to acid groups on the acid is from 10:1 to 1:100, with 5:1 to 1:10 being preferred and 2:1 to 1:4 being most preferred. In fact, the acid can be added to the solubility limit of the ethylenically unsaturated acid, which is typically reached in amounts of up to 80 parts by weight of the composition. Bis-silanes The key additive of the present invention is a bis-silane described by the general formula R3bX3_bSi-Z-SiX3_b R3b wherein Z is R4NH(R4NH)pR4. In this formula each R is preferably a hydrocarbon group having 1 to 10 carbon atoms, for example a saturated or unsaturated aliphatic or aromatic group, for example alkyl, alkenyl, or phenyl groups; preferred groups are methyl and ethyl, the most preferred of which are methyl groups. Each X is an alkoxy group with 1 to 4 carbon atoms, a halogen atom, an oxime group or an acyloxy group, of these methoxy and ethoxy groups are preferred, the most preferred being methoxy groups. R4 may be a divalent hydrocarbon group having 1 to 12 carbon atoms, preferably each R4 has from 2 to 3 carbon atoms. Each b is from 0 to 3 but is most preferably 0, and p is 0 or 1. The best results are obtained by use of compounds in which each X is a methoxy group, each R4 is a methylene group, b is 0, and p is 0, i.e. when the compound is bis-(gamma-trimethoxysilylpropyl)amine. These materials may be referred to as disilylated secondary amines used in the resent invention may be prepared by processes known in the art for example, as disclosed in US Patent Nos. 2,832,754, 2,920,095 and 5,101,055. Solvents The components of the present invention can optionally be combined in the presence of 6 a solvent. In general, water, alcohols and blends thereof will serve as suitable solvents because the polyamine and the ethylenically unsaturated acid are soluble therein. Another highly preferred class of solvents are ether derivatives of mono or polyglycols, such as mono or polyalkylene oxides, which includes solvents like ethylene glycol dimethyl ether. In addition, the selected solvent will preferably wet the substrate. Preferably, the solvent should be nontoxic, and will not extend the drying time of the coating beyond what is commercially acceptable. The amount of solvent can range from 20% to 99% and is preferably from 60 to 95 parts by weight of the composition. Preferred solvents are methanol, ethanol, n-propanol, isopropanol, butanol, and 1-methoxy 2-propanol (available as "Dowanol PM" from The Dow Chemical Company, Midland, Michigan). Optional Crosslinkers While the polyamine, the ethylenically unsaturated acid and the bis-silane may be combined to form the compositions of the present invention, it is highly preferred that a crosslinker is added to improve the barrier properties, reduce dewetting, and improve appearance. It is believed that a higher crosslink density results in these improved properties. As used herein the term "crosslinker" is defined to mean an agent which can further chain extend and/or crosslink the polyamine. The crosslinker may be an organic crosslinker or more preferably, a reactive silane crosslinker, or mixtures thereof. Organic Crosslinkers While the polyamine, the ethylenically unsaturated acid and the bis-silane may be combined alone to form the compositions of the present invention, it is preferred that a compound be added that will further chain extend and crosslink the polyamine chain. It is believed that a higher degree of polymerization and crosslinking of the polyamine is desirable to provide improved barrier properties and appearance of the coatings of the present invention. 7 The compounds useful to chain extend and crosslink the polyamine chain include, but are not limited to, multifunctional acrylates, methacrylates, epoxides, isocyanates, thiocyanates, acid halides, acid anhydrides, esters, alkyl halides, aldehydes, quinones or combinations thereof. Specific examples include, but are not limited to hexanediol diacrylate, glycidyl methacrylate, ethyleneglycoldiglycidyl ether, tolyl diisocyanate, and ortho and para benzoquinones. The polyamine can be chain extended and crosslinked either prior to or subsequent to coating the composition on a substrate. Compounds useful to chain extend and crosslink the polyamine coating include those materials which will undergo an acid catalyzed condensation reaction with the nitrogen atom of the polyamine, such as tris-methylol phenol, aldehydes such as formaldehyde and glyoxal, and mixtures of formaldehyde and active methylene compounds that will undergo a Mannich reaction. The ethylenically unsaturated acid can be crosslinked independently of the polyamine by the addition of multifunctional compounds which will copolymerize with the ethylenically unsaturated acid. These compounds include multifunctional acrylates and methacrylates. In addition, the ethylenically unsaturated acid may be crosslinked directly into the crosslinked polyamine structure by the addition of acrylate and methacrylate functional silane. The acrylate and methacrylate functional silane compounds such as acryloxypropyltrimethoxy silane and methacryloxypropyltrimethoxy silane may be added to the compositions of this invention prior to or subsequent to the ethylenically unsaturated acid to crosslink the polyacid. Hydrolysis and condensation of the alkoxy or acyloxy groups subsequent to coating will form a polymeric material with multi functional groups which will copolymerize with the ethylenically unsaturated acid. The organic crosslinkers are preferably added in a polyamine/organic crosslinker ratio of 100:1 to 1:10, with a preferred ratio being 10:1 to 1:1 and most preferred ratio being 5:1 to 8 2:1. Reactive Silane Crosslinker The most preferred compounds are those which contain both a functional group that will react with a nitrogen atom on the polyamine chain prior to addition of the ethylenically unsaturated acid to the compositions of this invention, as well as a trialkoxy or triacyloxy silane group which will undergo hydrolysis and condensation reaction subsequent to coating the composition of the present invention utilizing an optional solvent containing water. Because the silane portion of the molecule is terminated with hydroxyl or alkoxy groups, it can condense with the hydoxy or alkoxy portion of other silicone terminated molecules to form Si-O-Si groups. The Si-O-Si bonds increase the crosslink density of the composition. The reactive silane can have the general formula QSiRm(OR)3_m, where Q is any group containing one or more acrylates, aldehydes, methacrylates, acrylamides, methacrylamides, isocyanates, isothiocyanates, anhydrides, epoxides, acid chlorides, linear or branched halogenated alkyl, and halogenated aryl, and m is 0, 1, or 2, and R is a group having from 1 to 4 carbon atoms. Specifically, the reactive silane includes molecules such as gamma-acryloxypropyl trimethoxysilane, gamma-methacryloxypropyl trimethoxysilane, 3-glycidoxypropyl trimethoxysilane, chloropropyl trimethoxysilane, chloropropyl triethoxysilane, gamma-isocyanatopropyltriethoxysilane, vinyl triethoxysilane, vinyltrimethoxysilane, vinyl-tris-(2-expoxy cyclohexyl) silane, ethyltrimethoxy silane, chloropropyl triethoxy silane, chloropropyl ethyldimethoxy silane, methyldimethoxy silane and glycidoxypropyl methyldimethoxy silane. The most preferred reactive silanes are chloropropyl trimethoxysilane available from the Dow Coming Corporation as Z-6076, chloropropyl triethoxysilane available from the Dow Corning Corporation as 1-6376 and gamma trimethoxysilylpropyl glycidyl ether, available from the Dow Coming Corporation as Z-6040. It may be necessary to neutralize the polyamine after the 9 reaction of the haloalkyl functional crosslinker therein, such as by adding sodium methoxide and filtering off the resulting precipitate. The reactive silanes are preferably added in a polyamine/reactive silane weight ratio of 100:1 to 1:10, with a preferred ratio being 10:1 to 1:1 and most preferred ratio being 5:1 to 2:1. Coating Thickness The coating can be applied in any desired amount, however, it is preferred that the coating be applied in an amount such that the coat weight is up to 20 µm thickness global, the most preferred coating thickness being from 0.5 to 10 µm. Coating thickness can be determined by Scanning Electron Microscopy (SEM) analysis. The coating can be applied to the substrate by any conventional method, such as spray coating, roll coating, slot coating, meniscus coating, immersion coating, and direct, offset, and reverse gravure coating. Substrates The coating can be disposed on a wide variety of substrates, including, but not limited to polyolefins, such as oriented polypropylene (OPP), cast polypropylene, polyethylene and polyethylene copolymers, polystyrene, polyesters, such as polyethylene terephthalate (PET), or polyethylene naphthalate (PEN), polyolefin copolymers, such as ethylene vinyl acetate, ethylene acrylic acid and ethylene vinyl alcohol (EVOH), polyvinyl alcohol and copolymers thereof, polyamides, such as nylon, and MXD6, polyimides, polyacrylonitrile, polyvinylchloride, polyvinylidene dichloride, and polyacrylates, ionomers, polysaccharides, such as regenerated cellulose, and silicone, such as rubbers or sealants, other natural or synthetic rubbers, glassine or clay coated paper, paper board or craft paper, and metallized polymer films and vapor deposited metal oxide coated polymer films, such as A10x, SiOx, or TiOx. The aforesaid substrates are likely to be in the form of a film or sheet, though this is not 10 obligatory. The substrate may be a copolymer, a laminate, a coextrudate, a blend, a coating or a combination of any of the substrates listed above according to the compatibility of the materials with each other. In addition, the substrate may be in the form of a rigid container made from materials such as polyethylene, polypropylene, polystyrene, polyamides, PET, EVOH, or laminates containing such materials. The aforesaid substrates may also be pretreated prior to coating by corona treatment, plasma treatment, acid treatments and flame treatments, all of which are known in the art. In addition, the compositions of the present invention can be used as barrier layers on a wide variety of packaging containers, such as pouches, tubes, bottles, vials, bag-in-boxes, stand-up pouches, gable top cartons, thermo-formed trays, brick-packs, boxes, cigarette packs and the like. The compositions of the present invention may be used as laminating adhesives. Of course, the present invention is not limited to just packaging applications, and may be used in any application wherein gas, or aroma barrier properties are desired, such as tires, buoyancy aides, inflatable devices generally, etc. Any of the foregoing substrates may have primers applied thereon. The primers are applied to the substrates by methods known in the art such as spray coating, roll coating, slot coating, meniscus coating, immersion coating, and direct, offset and reverse gravure coating. Suitable primers include, but are not limited to carbodiimide, polyethylenimine, and silanes, such as N-(2-aminoethyI)-3-aminopropyltrimethoxy silane and aminopropyltriethoxysilane. Curing While the compositions of the present invention will form films at ambient conditions, optimum results are achieved by heating and/or free radical cures. The compositions are preferably cured by a free radical generator, such as ultraviolet, electron beam, or gamma radiation or chemical free radical generators such as azo compounds 11 and peroxides. Low energy electron beam is the preferred method of curing because it is cheaper than gamma sources like Cobalt M-60. Its advantage over ultraviolet radiation as a cure system lies in its ability to generate free radicals without photoinitiators. It also imparts higher yields of crosslink density and chemical grafting of the coating to the substrate. Electron beam accelerators of various types such as van de Graaf-type, resonance trans former-type, linear-type, dynamatron-type and high frequency-type can be used as a source of electron beam. Electron beams having energy of from 5 to 2000 KeV, preferably from 50 to 300 KeV discharged therefrom may be irradiated in a dose of from 0.1 to 10Mrads(Mr). A most preferred dosage is 150 KeV of at least 5 Mr. Low electron beam voltages may be used if the substrate is treated in a vacuum. Commercially available sources of electron beam are Electrocure CB-150 available from Energy Sciences, Inc. (Wilmington, MA). The compositions may also be ultraviolet light cured if one or more photoinitiators is added prior to curing. There are no special restrictions on the photoinitiators as long as they can generate radicals by the absorption of optical energy. Ultraviolet light sensitive photoinitiators or blends of initiators used in the UV cure of the present composition include 2-hydroxy-2-methyl-1-phenyl-propan-l-one (Darocure 1173), sold by EM Chemicals, and 2,2 Dimethoxy-2-phenyl-acetol-phenone (Irgacure 651), sold by Ciba-Geigy Corporation, Hawthorne, New York. For purposes of this invention, it has been found that from 0.05 to 5 weight percent based on the total solids in the composition, of the photoinitiators described therein will cause the composition to cure. Other types of free radical generators, known to those skilled in the art may also be employed, such as promoted peroxides, azo compounds, etc. In addition, other methods of curing may be required if a crosslinker is added to the composition. For example if a reactive silane crosslinker is added, the composition may be 12 cured via a condensation reaction, which requires the presence of moisture. The moisture may be present in the coating solution itself, or may be added through steam or in a high humidity oven. The reaction may be accelerated through the presence of heat, for example, by heating in an oven at temperatures up to 140°C, with temperatures of from 60°C to 120°C being preferred and temperatures of 90°C to 110°C being most preferred. Heating time is temperature dependent and the coating will reach tack free time in one to 10 seconds. The heating step serves to evaporate the solvent, and accelerate the condensation reaction between silanol groups. The additional cure chemistries required will depend on the particular crosslinking systems employed, which are well known in the art. Optional Additives Various optional additives can be added to the composition to improve various properties as required. These additives may be added as desired and in any amount as long as they do not degrade the performance of the barrier coatings as illustrated herein. Such additives include antiblock and slip aides, such as stearamide, oleamide or polar additives, such as epoxides, acrylates, methacrylates, polyols, glycidol, glycidyl methacrylate, ethylene glycol diglycidylether, bisphenol A diglycidylether, or polyamines, such as polyethylenimine and other silanes. Wetting agents, such as polyethoxylated phenol may also be added. Preferred Embodiment Water (7g) and itaconic acid (3.02g) are added to N-(isopropoxy, methoxy) silyl propyl polyethyleneimine (2g) with stirring and this was stirred for 15 mins. 8g of Part A is added to the mixture and this is stirred for 2 hours (where Part A is made by mixing 15g N-(isopropoxy, methoxy) silyl propyl polyethyleneimine, 74g isopropyl alcohol and 11g itaconic acid together). After coating, drying and curing, the permeability of the composite was measured to be 51.6 cc dry, 17.1 cc at 80%RH and 26.1 cc wet and the coating thickness was determined to be 2.5 µ. 13 Examples Experiments 1-10 — A1170 & bis-TMSEDA addition to 1-6601/TTA (29:7lwt) formulation keeping the IT A level constant in the mixture (where ITA is itaconic acid) In experiments 1-10 the (1-6601/A1170/bisTMSEDA):ITA formulation are utilized in a weight ratio of 29:7 lwt with a total solids content of 30%. The solvents employed in all the experiments described below were common industrial grade isopropanol and distilled water. The N-(isopropoxy, methoxy) silyl propyl polyethyleneimine (45% solids in isopropyl alcohol) ("1-6601") was obtained from Dow Coming Corporation (Midland, MI), the bis-(?-trimethoxysilylpropyl)amine (Silquest Al 170 or "Al 170") from Witco, the bis-[(3-trimethoxysilyl)propyl]ethylenediamine ("bisTMSEDA") from Gelest, and the itaconic acid ("ITA")from Acros Chemicals. The coating solutions were all applied to corona treated 30 \xm thick "Rayopp" oriented polypropylene film from UCB Films utilizing a #18 Myer rod. The coated film was dried in an oven at 60°C for 10 minutes and under ambient conditions for a further 2hours. The dried coated film was then "cured" by an EB machine at 10Megarads and 165Kv. The oxygen permeability values for each film were measured and recorded in units of cc/square meter per 24 hours, "dry" values being measured at 0% relative humidity and "wet" values at 90% relative humidity utilizing MOCON Oxtran 2/20 Series. Some of the coated films were also evaluated at 80%RH. The MOCON instruments were obtained from Modern Controls Corporation. For comparison, the polypropylene base film had a permeability of 1200 cc/square meter/24 hours at all the relative humidities measured. The coating layer thickness was measured by means of Scanning Electron Microscopy (SEM). Experiment 1 — No A1170 Water (7g) was added to a solution of 1-6601 (3.86g) and IPA (isopropyl alcohol, 4.87g) 14 and the mixture stirred for 5 minutes. Itaconic acid (4.26g) was added to the solution and the mixture was stirred for 2 hours. After coating, drying and curing, the permeability of the composite was measured to be 107.5 cc dry, 53.3 cc at 80%RH and 650.6 cc wet and the coating thickness was determined to be 2.4µm. Experiment 2 -- 1% A1170 1-6601 (3.7lg) and IPA (4.6g) were stirred together for 10 mins. Water (7g) and ITA (4.2 lg) were added to the above mentioned mixture and this was stirred for 15 minutes. 0.48g of Part A was added to the mixture and this was stirred for 2 hours (where Part A was made by mixing 15g Al 170, 74g IPA and 1 lg ITA together). After coating, drying and curing, the permeability of the composite was measured to be 118.3 cc dry, 44.8 cc at 80%RH and 594.3 cc wet and the coating thickness was determined to be 2.35µm. Experiment 3 -- 4% A1170 1-6601 (3.33g) and IPA (4g) were stirred together for 10 mins. Water (7g) and ITA (4.08g) were added to the above mentioned mixture and this was stirred for 15 mins. 1.6g of Part A was added to the mixture and this was stirred for 2 hours (where Part A was made by mixing 15g Al 170, 74g IPA and 1 lg ITA together). After coating, drying and curing, the permeability of the composite was measured to be 121.6 cc dry, 25.2 cc at 80%RH and 424.9 cc wet and the coating thickness was determined to be 2.8 µm. Experiment 4 - 10% A1170 1-6601 (2.53g) and IPA (2.65g) were stirred together for 10 minutes. Water (7g) and ITA (3.82g) were added to the above mentioned mixture and this was stirred for 15 minutes. 4g of Part A was added to the mixture and this was stirred for 2 hours (where Part A was made by mixing 15g A1170, 74g IPA and llg ITA together). After coating, drying and curing, the permeability of the composite was measured to be 68.8 cc dry, 33.1 cc at 80%RH and 61.5 cc 15 wet and the coating thickness was determined to be 2.2 µm. Experiment5 - 13% A1170 1-6601 (2.13g) and IPA (1.98g) were stirred together for 10 minutes. Water (7g) and ITA (3.69g) were added to the above mentioned mixture and this was stirred for 15 minutes. 5.2g of Part A was added to the mixture and this was stirred for 2 hours (where Part A was made by mixing 15g Al 170, 74g IPA and 1 lg ITA together). After coating, drying and curing, the permeability of the composite was measured to be 37.9 cc dry, 27.4 cc at 80%RH and 85.4 cc wet and the coating thickness was determined to be 2.1 µm. Experiment 6 -- 16% A1170 1-6601 (1.73g) and IPA (1.31g) were stirred together for 10 minutes. Water (7g) and ITA (3.56g) were added to the above mentioned mixture and this was stirred for 15 minutes. 6.4g of Part A was added to the mixture and this was stirred for 2 hours (where Part A was made by mixing 15g Al 170, 74g IPA and 1 lg ITA together). After coating, drying and curing, the permeability of the composite was measured to be 6.3 cc dry, 46.7 cc at 80%RH and 578.6 cc wet and the coating thickness was determined to be 1.7 µm. Experiment 7 - 19% All70 1-6601 (1.33g) and IPA (0.65g) were stirred together for 10 minutes. Water (7g) and ITA (3.42g) were added to the above mentioned mixture and this was stirred for 15 minutes. 7.6g of Part A was added to the mixture and this was stirred for 2 hours (where Part A was made by mixing 15g Al 170, 74g IPA and 1 lg ITA together). After coating, drying and curing, the permeability of the composite was measured to be 4.2 cc dry, 136.2 cc at 80%RH and 792.1 cc wet and the coating thickness was determined to be 2.3 µm. Experiment 8 - 4% bisTMSEDA 1-6601 (3.33g) and IPA (4g) were stirred together for 10 minutes. Water (7g) and ITA 16 (4.08g) were added to the above mentioned mixture and this was stirred for 15 minutes. 1.6g of Part B was added to the mixture and this was stirred for 2 hours (where Part B was made by mixing 24.2g bisTMSEDA, 64.8g IPA and 1 lg ITA together). After coating, drying and curing, the permeability of the composite was measured to be 77.8 cc dry and 472.1 cc wet and the coating thickness was determined to be 2.7µm. Experiment 9 -- 10% bisTMSEDA 1-6601 (2.53g) and IPA (2.65g) were stirred together for 10 minutes. Water (7g) and ITA (3.82g) were added to the above mentioned mixture and this was stirred for 15 minutes. 4g of Part B was added to the mixture and this was stirred for 2 hours (where Part B was made by mixing 24.2g bisTMSEDA, 64.8g IPA and 1 lg ITA together). After coating, drying and curing, the permeability of the composite was measured to be 33 cc dry and 332.9 cc wet and the coating thickness was determined to be 1.05 µm. Experiment 10 - 19% bisTMSEDA 1-6601 (1 -33g) and IPA (0.65g) were stirred together for 10 minutes. Water (7g) and ITA (3.42g) were added to the above mentioned mixture and this was stirred for 15 minutes. 7.6g of Part B was added to the mixture and this was stirred for 2 hours (where Part B was made by mixing 24.2g bisTMSEDA, 64.8g IPA and 1 lg ITA together). After coating, drying and curing, the permeability of the composite was measured to be 7.9 cc dry and 209 cc wet and the coating thickness was determined to be 1.95 µm. The barrier data for Examples 1 to 10 is shown below in Table 1. 17 Table 1 Expt # bis-silane type Weight Ratio 1-6601/bissilane/TTA OTR1 90%RH cc/m2/day OTR 80%RH cc/m2/day OTR 0%RH cc/m2/day Coating Thickness µm OTR 2 predicted 3 µm coating 90%RH cc/m2/day OTR 3 predicted 3 µm coating 80%RH cc/m2/day OTR 4 predicted 3µm coating 0%RH cc/m2/day 1 none 29/0/71 650.6 53.2 107.5 2.4 581.6 42.9 87.6 2 A1170 27.8/1.2/71 594.3 44.8 118.3 2.35 519.6 35.4 94.7 3 A1170 25/4/71 424.9 25.2 121.6 2.8 405.9 23.6 114.3 4 A1170 19/10/71 61.5 33.1 68.8 2.2 45.7 24.4 51.2 5 A1170 16/13/71 85.4 27.4 37.9 2.1 61.0 19.3 26.8 6 A1170 13/16/71 578.6 46.7 6.3 1.7 411.1 26.9 3.6 7 A1170 10/19/71 792.1 136.2 4.2 2.3 713.8 107.1 3.2 8 bis-TMSEDA 25/4/71 472.1 - 77.8 2.7 441.7 - 70.5 9 bis-TMSEDA 19/10/71 332.9 _ 33 1.05 141.2 _ 11.8 10 bis-TMSEDA 10/19/71 209 - 7.9 1.95 144.4 - 5.1 where: 1: OTR is oxygen transmission rate or oxygen gas permeability 2: OTR predicted was calculated by the use of the Generic Composite Permeability Eqt: Tt/Pt = Ts/Ps + Tc/Pc where T refers to the thickness, in microns, and P to the permeability coefficient of the composite (Tt, Pt), substrate(Ts, Ps), & adhesive (Tc, Pc). The substrate OPP was measured to be 30 microns thick and have an OTR of 1238 cc/m2/day as measured at 90%RH. 3: same as 2 except that the permeability was measured to be 1266 cc/m2/day at 80% RH 4: same as 2 except that the permeability was measured to be 1191 cc/m2/day at 0%RH 18 As can be seen from the above table, substantial improvements in oxygen transmission have been achieved with the bis-silane over the control not having the bis-silane. Experiments 11-14 — Al 170 & bis-TMSEDA addition to 1-6601/ITA (35:65wt) formulation keeping the ITA level constant in the mixture (where ITA is itaconic acid) In experiments 11-14 the (1-6601/A1170/bisTMSEDA):ITA formulations were utilized in a weight ratio of 35:65wt with a total solids content of 30%. The solvents employed in all the experiments described below were common industrial grade isopropanol and distilled water. The 1-6601 was obtained from Dow Corning Corporation (Midland, MI), the Silquest Al 170 from Witco, the bisTMSEDA from Gelest, and the itaconic acid from Acros Chemicals. The coating solutions were all applied to corona treated 30 µm thick "Rayopp" oriented polypropylene film from UCB Films utilizing a #18 Myer rod. The coated film was dried in an oven at 60°C for 10 minutes and under ambient conditions for a further 2 hours. The dried coated film was then "cured" by an EB machine at lOMegarads and 165Kv. Experiment 11 -- No A1170 Water (7g) was added to a solution of 1-6601 (4.67g) and EPA (4.43g) and the mixture stirred for 5 minutes. Itaconic acid (3.9g) was added to the solution and the mixture was stirred for 2 hours. After coating, drying and curing, the permeability of the composite was measured to be 84.1 cc dry, 155.6 cc at 80%RH and 993.9 cc wet and the coating thickness was determined to be 2µm. Experiment .12 -- 15%A1170 1-6601 (2.67g) and IPA (1.09g) were stirred together for 10 mins. Water (7g) and ITA (3.24g) were added to the above mentioned mixture and this was stirred for 15 mins. 6g of Part A was added to the mixture and this was stirred for 2 hours (where Part A was made by mixing 15g Al 170, 74g IPA and 1 lg ITA together). After coating, drying and curing, the permeability 19 of the composite was measured to be 559.7 cc wet and the coating thickness was determined to be 2.1 µm. Experiment 13 -- 20%A1170 Water (7g) and ITA (3.02g) were added to 1-6601 (2g) with stirring and this was stirred for 15 minutes. 8g of Part A was added to the mixture and this was stirred for 2 hours (where Part A was made by mixing 15g Al 170, 74g IPA and tig ITA together). After coating, drying and curing, the permeability of the composite was measured to be 51.6 cc dry, 17.1 cc at 80%RH and 26.1 cc wet and the coating thickness was determined to be 2.5 µm. Experiment 14 - 20%bisTMSEDA Water (7g) and UA (3.02g) were added to 1-6601 (2g) with stirring and this was stirred for 15 minutes. 8g of Part B was added to the mixture and this was stirred for 2 hours (where Part B was made by mixing 24.2g bisTMSEDA, 64.8g IPA and 1 lg ITA together). After coating, drying and curing, the permeability of the composite was measured to be 28 cc dry and 689.7 cc wet and the coating thickness was determined to be 1.4µm. Table 2 shows the barrier data for Experiments 11 to 14. 20 Table 2 Expt # bis-silane type Weight Ratio 1-6601/bissilane/ITA OTR1 90%RH cc/m2/day OTR 80%RH cc/m2/day OTR 0%RH cc/m2/day Coating Thickness OTR 2 predicted 3 µm coating 90%RH cc/m2/day 0TR predicted 3 3 µm coating 80%RH cc/m2/day OTR 4 predicted 3 µm coating 0%RH cc/m2/day 11 none 35/65 993.9 155.6 84.1 2 904.7 108.2 57.4 12 A1170 20/15/65 559.7 _ _ 2.1 453.3 _ _ 13 A1170 15/20/65 26.1 17.1 51.6 2.5 21.8 14.3 43.3 14 bis-TMSEDA 15/20/65 689.7 - 28 1.4 457.9 - 13.2 21 As can be seen from the above table, substantial improvements in oxygen been achieved with the bis-silane over the control not having the bis-silane. 22 22 WE CLAIM : 1. A composition comprising: an ethylenically unsaturated acid and a polyamine optionally having a crosslinker reacted therein, and a bis-silane, wherein said polyamine ha.s four or more A, B, or C units, where: A is an -R2 - N(R1)2 unit, B is an -R1 - N(R2-)2 unit, and C is an (-R2)3N - unit, where: R1 is independently selected from hydrogen, alky], substituted alky], aryl, substituted aryl, arylalkyl, and alkylaryl, and R2 is independently selected from the group consisting of: linear or branched alkylene groups or substituted alkylene groups having from 1 to 18 carbon atoms, and arylene groups or substituted arylene groups having from 6 to 18 carbon atoms; and said bis-silane has the formula: R3bX3_bSi-Z-SiX3_bR3b wherein Z is R4NH(R4NH)p R4 .each R3is a hydrocarbon group, each X is an alkoxy group with 1 to 4 carbon atoms, a halogen atom, an oxime group or an acyloxy group, each R4 is a divalent hydrocarbon group having 1 to 12 carbon atoms; b is from 0 to 3 and p is 0 or 1. 2. The composition as claimed in claim 1 comprising a solvent selected from the group consisting of water, alcohol, ether derivatives of mono and poly glycols, and mixtures thereof. 3. The composition as claimed in claim 1, wherein the ethylenically unsaturated acid is selected from the group consisting of itaconic, fumaric, maleic, citraconic, acrylic, methacrylic, and cinnamic, itaconic acid monomethylestcr, vinylphosphonic acid, mesaconic acid, sorbic acid, and vinyl sulphonic acid, and mixtures thereof. 4. The composition as claimed in claim 1 , wherein said bis-silane is 23 bis-(g-trimethoxysilylpropyl)amincor(bis-[(3-trimethoxysily])propyl]ethylenediaminc). 5. The composition as claimed in claim 1 , wherein the polyamine is polyethylenimine having a molecular weight in the range of 600 to 25,000. 6. The composition as claimed in claim I , wherein the molar ratio of nitrogen atoms on the polyamine to the acid groups on the ethylenically unsaturated acid is from 10:1 to 1:100. 7. The composition as claimed in claim I , wherein the composition is coated on a substrate selected from the group consisting of polyolefins; oriented polypropylene; cast polypropylene; polyethylene and polyethylene copolymer; polystyrene; polyesters; polyethylene terephthalatc; polyethylene naphthalate; polyolefin copolymers; ethylene vinyl acetate; ethylene acrylic acid; ethylene vinyl alcohol; polyvinyl alcohol and copolymers thereof; polyamidcs, nylon; and MXD6; polyimides; polyacrylonitrile; polyvinylchloride; polyvinyl dichloride; polyvinylidene chloride; polyacrylatcs; ionomers; polysaccharides; regenerated cellulose; silicone; rubbers or sealants; natural or synthetic rubbers; glassine or clay coated paper; paper board; craft paper; metallized films; and vapor deposited metal oxide coated polymer films. 8- The composition as claimed in claim 7, wherein the coated composition is disposed on one or more additional substrates to form a laminate, and said additional substrate or substrates arc optionally primed. 9. The composition as claimed in claim 8, wherein the additional substrates used to form the laminate arc selected from the group consisting of polyolefins; oriented polypropylene; cast polypropylene; polyethylene and polyethylene copolymer; polystyrene; polyesters; polyethylene terephthalate; polyethylene naphthalate; polyolefin copolymers; ethylene vinyl acetate; ethylene acrylic acid; ethylene vinyl alcohol; polyvinyl alcohol and copolymers thereof; polyamidcs, nylon; and MXD6; polyimides; polyacrylonitrile; polyvinylchloride; polyvinyl dichloride; polyvinylidene chloride; polyacrylatcs; ionomers; polysaccharides; regenerated cellulose; 24 silicone; rubbers or sealants; natural or synthetic rubbers; glassine or clay coated paper; paper board; craft paper; metallized films; and vapor deposited metal oxide coated polymer films. 10. The composition as claimed in claim 8 , wherein the primer is selected from the group consisting of a silane, polyethylenimine, and carbodiimide. 11. The composition as claimed in claim 1 , wherein the crosslinker is present and is a reactive silane having the general formula QSiRm(OR)3_m, where Q contains a group selected from the group consisting of acrylates, aldehydes, methacrylates, acrylamidcs, methacrylamides, isocyanates, isothiocyanate, anhydrides, epoxides, acid chlorides, linear or branched halogenated alkyl, and halogenated aryl, and m is 1, 2 or 3, and R is a group having 1 to 4 carbon atoms, and said composition has optionally been neutralized. 12. The composition as claimed in claim 7. wherein the coated substrate is heated in the presence of moisture. 13. A method comprising the steps of (I) mixing an ethylenically unsaturated acid, a bis-silanc, and a polyamine optionally having a crosslinker reacted therein, wherein said polyamine has four or more A, B, or C units, where: A is an -R2 - N(R1)2 unit, B is an -R1 •• N(R2-)2 unit, and C is an (.R2)3N - unit, where: Rl is independently selected from hydrogen, alkyl, substituted alkyl, aryl, substituted aryl, arylalkyl, and alkylaryl, and R2 is independently selected from the group consisting of: linear or branched alkylene groups or substituted alkylene groups having from 1 to 18 carbon atoms, arylene groups or substituted arylene groups having from 6 to 18 carbon atoms; and said bis-silanc has the formula: R3bX3.bSi-Z-SiX3.bR3b 25 wherein Z is R4NH(R4NII)p R4 ,cach R3is a hydrocarbon group, each X is an alkoxy group with 1 to 4 carbon atoms, a halogen atom, an oxime group or an acyloxy group, each R4 is a divalent hydrocarbon group having 1 to 12 carbon atoms; b is from 0 to 3 and p is 0or 1; (II) coating a substrate with the mixture of step (I); and (III) treating the coated substrate of step (II) to initiate a free radical reaction. 14. The method as claimed in claim 13, wherein said free radical reaction is initiated by electron beam radiation, gamma radiation or ultraviolet radiation, optionally in the presence of photoinitiators, or said free radical reaction is initiated thermally in the presence of a free radicaj generator. 15. The method as claimed in claim 13, wherein the coated substrate of step (II) is heated. 16- The method as claimed in claim 13, wherein the crosslinkcr is present and is an organic crosslinker. 17. A packaging container the improvement comprising: at least one barrier layer forming an integral part of said packaging container, wherein said barrier layer is formed by the method as claimed in claim 13. 26 A composition which provides gas, flavor, and aroma barrier to substrates, where the composition is formed by mixing an ethylenically unsaturated acid, a bis-silane and a polyamine.

Full Text

A COMPOSITION COMPRISING AN ETHYLENICALLY UNSATURATED ACID, A POLYAMINE, A BIS-SILANE AND A METHOD THEREOF
Field of the Invention

The invention relates to coatings containing a polyamine, a bis-silane and an ethvlenicallv unsaturated acid which have barrier properties useful in packaging applications.
Background of the Invention
It is well known that coatings containing polyamine silane compounds and itaconic acid improve the gas, oil, and flavor barrier performance of organic polymer film substrates (See PCT/BE98/00009, the US equivalent of which is US Serial No. 09/341,252, filed July 15, 1999). Moreover, the adhesion of the coating to the film surface, as well as the improved barrier characteristics provided by the silane coating, are greatly enhanced by exposing the coated film to electron beam radiation.
These coatings represent a significant advance in the art. However, it has been observed that while the barrier properties of the prior art coatings are excellent in environments at relative humidities of 80% or less, their performance suffers significantly at relative humidities of 90% or more.
The present inventors have surprisingly discovered that the combination of a polyamine, an ethylenically unsaturated acid, and a bis-silane gives excellent gas barrier properties at low to moderate relative humidity values, as well as excellent gas barrier properties at very high relative humidity values of 90% or more. The key improvement is the addition of a bis-silane, which results in excellent barrier at humidities of greater than 90%. The composition may be crosslinked to further improve barrier. As used herein, the term "barrier" means improving to at
least 750 cc/m2/day a 30µm uncoated biaxilly oriented, corona treated polypropylene film,
having a permeability measured at 0% relative humidity to oxygen of 1191 cc/m2/day and a
permeability measured at 90% relative humidity to oxygen of 1238 cc/m2/day as measured at

ASTMD3985-81.
None of the prior art teaches the present invention. For example, U.S. Patent No. 4,761,435 claims UV curable polyethylenically unsaturated compositions in combination with a polyamine resin, which use an aryl ketone photosensitizer. The '435 patent teaches that acid functionality in the compositions is undesirable (col. 5, line 24). The patentees indicate that the formation of amine salts is to be avoided, because the photosensitizer reacts only with an amine, and not an amine salt. This is in contrast to the present invention, which teaches that the formation of acid salts is desirable and results in superior barrier properties.
Another example, U.S. Patent No. 4,943,600, teaches the combination of a tertiary amine containing resin, allyl terminated resin, and a maleate functional resin. Likewise the patentee teaches that the compositions are formulated to minimize or eliminate carboxyl functionality, which contrasts directly with the present invention.
U.S. Patent No. 5,017,406 claims UV curable compositions which contain reactive unsaturated compounds, but does not teach the use of a polyamine or an unsaturated acid as does the present invention.
JP (Kokai) publication 7-18221 published on January 20, 1995 teaches a surface treatment composition for gas barrier comprising an aminosilane and a compound having an aromatic ring or hydrogenated ring. The present invention is distinguishable, however, because it does not require the addition of cyclic compounds having an aromatic ring, nor does the reference teach the addition of an ethylenically unsaturated acid.
The present invention is distinguishable from the prior art because none teach the use of a polyamine, a bis-silane and an ethylenically unsaturated acid to achieve gas barrier properties.
Summary of the Invention
The present invention teaches a composition which provides gas, flavor, and aroma
2

barrier to substrates, where the composition is formed by mixing an ethylenically unsaturated acid, a bis-silane and a polyamine, wherein said polyamine optionally has a crosslinker reacted therein, and wherein said polyamine has four or more A, B, or C units, where:
A is an -R2 - N(R1)2 unit, B is an -R1 - N(R2-)2 unit, and C is an (-R2)3N - unit,
where:
Rl is independently selected from hydrogen, alkyl, substituted alkyl, aryl, substituted aryl,
arylalkyl, and alkylaryl, and R2 is independently selected from the group consisting of: linear or branched alkylene groups or substituted alkylene groups having from 1 to 18 carbon atoms, and arylene groups or substituted arylene groups having from 6 to 18 carbon atoms.
The composition is coated on a substrate then optionally treated to initiate a free radical reaction. The invention can be applied as a coating to a variety of substrates used in packaging applications. Polyamines
The polyamines of the present invention are polymeric, either homopolymeric or copolymeric polyamines having four or more A, B, or C units, where:
A is an -R2 - N(R1) unit, B is an -R1 - N(R2-)2 unit, and C is an (-R2)3N - unit,
where:
R1 is independently selected from hydrogen, alkyl, substituted alkyl, aryl, substituted aryl,
arylalkyl, and alkylaryl, and R2 is independently selected from the group consisting of: linear or branched alkylene groups or substituted alkylene groups having from 1 to 18 carbon atoms, and arylene groups or substituted arylene groups having from 6 to 18 carbon atoms.
Rl is independently selected from hydrogen, alkyl, substituted alkyl, aryl, substituted
aryl, arylalkyl, alkylaryl, and R2 is independently selected from the group consisting of linear or
3

branched alkylene groups or substituted alkylene groups having from 1 to 18 carbon atoms and arlylene groups or substituted arylene groups having 6 to 18 carbon atoms. For example, R1 or R2 can be substituted with hydroxyl groups.
The amines of the present invention are polymeric in nature, preferably having molecular weights of from 150 to 2,000,000, with 400 to 400,000 preferred, and most preferred being from 600 to 80,000. The high degree of polymerization of the amine provides a lower degree of tackiness in the final composition. The lower molecular weight polyamines can be further polymerized to form higher molecular weight polyamines by methods well known in the art, such as by reaction with dialkyl halides (i.e. ethylene dichloride), diisocynates (e.g. tolydiisocyanate, hexamethylene diisocyanate), di(meth)acrylate esters (e.g. hexene diol diacrylate pentaerythritol diacrylate), diepoxides (ethylene glycol diglycidyl ether).
Examples of polyamines useful for the invention include polyvinyl amines, aminofunctional polyacryl amides, poly-DADMAC's polyvinyl pyrrolidone copolymers, polyethylenimine and the reaction product of ethylene diamine and epichlorohydrin copolymers.
A preferred polyamine that can be used to achieve varying degrees of tackiness is the class of polyamines referred to as polyalkylenimines, such as polyethylenimine, which is readily available in a wide range of molecular weights and different degrees of branching. Polyethylenimines consist of a large family of water-soluble, i.e. hydrophilic, polyamines of varying molecular weight and degree of chemical modification. It is generally known that the polymerization of ethylenimine does not result in a polymer that is completely composed of units having a linear structure, but that also the degree of branching in polyethylenimine depends on the acid concentration and the temperature during polymerization. This degree of branching may, for example, vary between 12 and 38 percent. The formula of polyethylenimine can be represented in the form of A, B, or C units, where:
4

A is an -R2 - N(R1)2 unit, B is an -R1 - N(R2-)2 unit, and C is an (-R2)3N - unit,
where R1 is hydrogen R2 is an -CH2CH2- group. The ratio of A to B to C units can be from
1:0.5:0.5 to 1:2:1, but is preferably from 1:1:1 to 1:2:1.
Additional groups may be grafted onto polyethylenimines using methods well known in the art, to change the affinity of the coating to the substrate, or the adhesive properties. Examples of polyethylenimine modification include reaction with ethylene oxide structures (ethylene oxide, glycidol) to introduce hydroxyl groups, reaction with cyanide and aldehydes followed by hydrolysis to introduce carboxylic acid groups ("Strecker Synthesis"), grafting of phosphoric acid or sulfonic acid groups, and grafting of lipophilic alkyl chains using alkylating agents such as dimethyl sulfate.
Preferred molecular weights of the polyethylenimine are from 600 to 80,000. Most preferred molecular weights of the polyethylenimine are from 600 to 25,000.
Typical polyethylenimines are SZ-6050, a silane grafted polyethylenimine available from Dow Coming Toray Silicone (Japan), and SP-103 and SP-110 which are 600 and 1000 molecular weight polyethylenimines available from Nippon Shokubai, (Japan). Ethylenically Unsaturated Acid
A predetermined quantity of an ethylenically unsaturated acid is also added to the composition. By "ethylenically unsaturated acid" it is meant any acid which has vinyl unsaturation. The ethylenically unsaturated acid is likely to be added in the amount of up to 80 parts by weight of the composition, with 5 to 75 parts by weight being most preferred. The most preferred ethylenically unsaturated acid for use in the present invention is itaconic acid; however, other acids such as fumaric, maleic, citraconic, acrylic, methacrylic, cinnamic, itaconic acid monomethylester, vinylphosphonic acid, sorbic acid, mesaconic acid, and vinyl sulphonic acid may be used as well. The term "ethylenically unsaturated acid" as used herein is meant to
5

include mixtures of one or more of the aforementioned acids. Preferably, the molar ratio of gram atoms of nitrogen in the polyamine to acid groups on the acid is from 10:1 to 1:100, with 5:1 to 1:10 being preferred and 2:1 to 1:4 being most preferred. In fact, the acid can be added to the solubility limit of the ethylenically unsaturated acid, which is typically reached in amounts of up to 80 parts by weight of the composition. Bis-silanes
The key additive of the present invention is a bis-silane described by the general formula
R3bX3_bSi-Z-SiX3_b R3b
wherein Z is R4NH(R4NH)pR4. In this formula each R is preferably a hydrocarbon group
having 1 to 10 carbon atoms, for example a saturated or unsaturated aliphatic or aromatic group, for example alkyl, alkenyl, or phenyl groups; preferred groups are methyl and ethyl, the most preferred of which are methyl groups. Each X is an alkoxy group with 1 to 4 carbon atoms, a halogen atom, an oxime group or an acyloxy group, of these methoxy and ethoxy
groups are preferred, the most preferred being methoxy groups. R4 may be a divalent
hydrocarbon group having 1 to 12 carbon atoms, preferably each R4 has from 2 to 3 carbon atoms. Each b is from 0 to 3 but is most preferably 0, and p is 0 or 1. The best results are
obtained by use of compounds in which each X is a methoxy group, each R4 is a methylene group, b is 0, and p is 0, i.e. when the compound is bis-(gamma-trimethoxysilylpropyl)amine.
These materials may be referred to as disilylated secondary amines used in the resent invention may be prepared by processes known in the art for example, as disclosed in US Patent Nos. 2,832,754, 2,920,095 and 5,101,055. Solvents
The components of the present invention can optionally be combined in the presence of
6

a solvent. In general, water, alcohols and blends thereof will serve as suitable solvents because the polyamine and the ethylenically unsaturated acid are soluble therein. Another highly preferred class of solvents are ether derivatives of mono or polyglycols, such as mono or polyalkylene oxides, which includes solvents like ethylene glycol dimethyl ether. In addition, the selected solvent will preferably wet the substrate. Preferably, the solvent should be nontoxic, and will not extend the drying time of the coating beyond what is commercially acceptable. The amount of solvent can range from 20% to 99% and is preferably from 60 to 95 parts by weight of the composition. Preferred solvents are methanol, ethanol, n-propanol, isopropanol, butanol, and 1-methoxy 2-propanol (available as "Dowanol PM" from The Dow Chemical Company, Midland, Michigan). Optional Crosslinkers
While the polyamine, the ethylenically unsaturated acid and the bis-silane may be combined to form the compositions of the present invention, it is highly preferred that a crosslinker is added to improve the barrier properties, reduce dewetting, and improve appearance. It is believed that a higher crosslink density results in these improved properties. As used herein the term "crosslinker" is defined to mean an agent which can further chain extend and/or crosslink the polyamine. The crosslinker may be an organic crosslinker or more preferably, a reactive silane crosslinker, or mixtures thereof. Organic Crosslinkers
While the polyamine, the ethylenically unsaturated acid and the bis-silane may be combined alone to form the compositions of the present invention, it is preferred that a compound be added that will further chain extend and crosslink the polyamine chain. It is believed that a higher degree of polymerization and crosslinking of the polyamine is desirable to provide improved barrier properties and appearance of the coatings of the present invention.
7

The compounds useful to chain extend and crosslink the polyamine chain include, but are not limited to, multifunctional acrylates, methacrylates, epoxides, isocyanates, thiocyanates, acid halides, acid anhydrides, esters, alkyl halides, aldehydes, quinones or combinations thereof. Specific examples include, but are not limited to hexanediol diacrylate, glycidyl methacrylate, ethyleneglycoldiglycidyl ether, tolyl diisocyanate, and ortho and para benzoquinones.
The polyamine can be chain extended and crosslinked either prior to or subsequent to coating the composition on a substrate. Compounds useful to chain extend and crosslink the polyamine coating include those materials which will undergo an acid catalyzed condensation reaction with the nitrogen atom of the polyamine, such as tris-methylol phenol, aldehydes such as formaldehyde and glyoxal, and mixtures of formaldehyde and active methylene compounds that will undergo a Mannich reaction.
The ethylenically unsaturated acid can be crosslinked independently of the polyamine by the addition of multifunctional compounds which will copolymerize with the ethylenically unsaturated acid. These compounds include multifunctional acrylates and methacrylates. In addition, the ethylenically unsaturated acid may be crosslinked directly into the crosslinked polyamine structure by the addition of acrylate and methacrylate functional silane. The acrylate and methacrylate functional silane compounds such as acryloxypropyltrimethoxy silane and methacryloxypropyltrimethoxy silane may be added to the compositions of this invention prior to or subsequent to the ethylenically unsaturated acid to crosslink the polyacid. Hydrolysis and condensation of the alkoxy or acyloxy groups subsequent to coating will form a polymeric material with multi functional groups which will copolymerize with the ethylenically unsaturated acid.
The organic crosslinkers are preferably added in a polyamine/organic crosslinker ratio of 100:1 to 1:10, with a preferred ratio being 10:1 to 1:1 and most preferred ratio being 5:1 to
8

2:1.
Reactive Silane Crosslinker
The most preferred compounds are those which contain both a functional group that will react with a nitrogen atom on the polyamine chain prior to addition of the ethylenically unsaturated acid to the compositions of this invention, as well as a trialkoxy or triacyloxy silane group which will undergo hydrolysis and condensation reaction subsequent to coating the composition of the present invention utilizing an optional solvent containing water.
Because the silane portion of the molecule is terminated with hydroxyl or alkoxy groups, it can condense with the hydoxy or alkoxy portion of other silicone terminated molecules to form Si-O-Si groups. The Si-O-Si bonds increase the crosslink density of the composition. The reactive silane can have the general formula QSiRm(OR)3_m, where Q is any group containing
one or more acrylates, aldehydes, methacrylates, acrylamides, methacrylamides, isocyanates, isothiocyanates, anhydrides, epoxides, acid chlorides, linear or branched halogenated alkyl, and halogenated aryl, and m is 0, 1, or 2, and R is a group having from 1 to 4 carbon atoms. Specifically, the reactive silane includes molecules such as gamma-acryloxypropyl trimethoxysilane, gamma-methacryloxypropyl trimethoxysilane, 3-glycidoxypropyl trimethoxysilane, chloropropyl trimethoxysilane, chloropropyl triethoxysilane, gamma-isocyanatopropyltriethoxysilane, vinyl triethoxysilane, vinyltrimethoxysilane, vinyl-tris-(2-expoxy cyclohexyl) silane, ethyltrimethoxy silane, chloropropyl triethoxy silane, chloropropyl ethyldimethoxy silane, methyldimethoxy silane and glycidoxypropyl methyldimethoxy silane. The most preferred reactive silanes are chloropropyl trimethoxysilane available from the Dow Coming Corporation as Z-6076, chloropropyl triethoxysilane available from the Dow Corning Corporation as 1-6376 and gamma trimethoxysilylpropyl glycidyl ether, available from the Dow Coming Corporation as Z-6040. It may be necessary to neutralize the polyamine after the
9

reaction of the haloalkyl functional crosslinker therein, such as by adding sodium methoxide and filtering off the resulting precipitate.
The reactive silanes are preferably added in a polyamine/reactive silane weight ratio of 100:1 to 1:10, with a preferred ratio being 10:1 to 1:1 and most preferred ratio being 5:1 to 2:1. Coating Thickness
The coating can be applied in any desired amount, however, it is preferred that the coating be applied in an amount such that the coat weight is up to 20 µm thickness global, the most preferred coating thickness being from 0.5 to 10 µm. Coating thickness can be determined by Scanning Electron Microscopy (SEM) analysis. The coating can be applied to the substrate by any conventional method, such as spray coating, roll coating, slot coating, meniscus coating, immersion coating, and direct, offset, and reverse gravure coating. Substrates
The coating can be disposed on a wide variety of substrates, including, but not limited to polyolefins, such as oriented polypropylene (OPP), cast polypropylene, polyethylene and polyethylene copolymers, polystyrene, polyesters, such as polyethylene terephthalate (PET), or polyethylene naphthalate (PEN), polyolefin copolymers, such as ethylene vinyl acetate, ethylene acrylic acid and ethylene vinyl alcohol (EVOH), polyvinyl alcohol and copolymers thereof, polyamides, such as nylon, and MXD6, polyimides, polyacrylonitrile, polyvinylchloride, polyvinylidene dichloride, and polyacrylates, ionomers, polysaccharides, such as regenerated cellulose, and silicone, such as rubbers or sealants, other natural or synthetic rubbers, glassine or clay coated paper, paper board or craft paper, and metallized polymer films and vapor deposited metal oxide coated polymer films, such as A10x, SiOx, or TiOx.
The aforesaid substrates are likely to be in the form of a film or sheet, though this is not
10

obligatory. The substrate may be a copolymer, a laminate, a coextrudate, a blend, a coating or a combination of any of the substrates listed above according to the compatibility of the materials with each other. In addition, the substrate may be in the form of a rigid container made from materials such as polyethylene, polypropylene, polystyrene, polyamides, PET, EVOH, or laminates containing such materials.
The aforesaid substrates may also be pretreated prior to coating by corona treatment, plasma treatment, acid treatments and flame treatments, all of which are known in the art.
In addition, the compositions of the present invention can be used as barrier layers on a wide variety of packaging containers, such as pouches, tubes, bottles, vials, bag-in-boxes, stand-up pouches, gable top cartons, thermo-formed trays, brick-packs, boxes, cigarette packs and the like. The compositions of the present invention may be used as laminating adhesives.
Of course, the present invention is not limited to just packaging applications, and may be used in any application wherein gas, or aroma barrier properties are desired, such as tires, buoyancy aides, inflatable devices generally, etc.
Any of the foregoing substrates may have primers applied thereon. The primers are applied to the substrates by methods known in the art such as spray coating, roll coating, slot coating, meniscus coating, immersion coating, and direct, offset and reverse gravure coating. Suitable primers include, but are not limited to carbodiimide, polyethylenimine, and silanes, such as N-(2-aminoethyI)-3-aminopropyltrimethoxy silane and aminopropyltriethoxysilane. Curing
While the compositions of the present invention will form films at ambient conditions, optimum results are achieved by heating and/or free radical cures.
The compositions are preferably cured by a free radical generator, such as ultraviolet, electron beam, or gamma radiation or chemical free radical generators such as azo compounds
11

and peroxides. Low energy electron beam is the preferred method of curing because it is cheaper than gamma sources like Cobalt M-60. Its advantage over ultraviolet radiation as a cure system lies in its ability to generate free radicals without photoinitiators. It also imparts higher yields of crosslink density and chemical grafting of the coating to the substrate. Electron beam accelerators of various types such as van de Graaf-type, resonance trans former-type, linear-type, dynamatron-type and high frequency-type can be used as a source of electron beam. Electron beams having energy of from 5 to 2000 KeV, preferably from 50 to 300 KeV discharged therefrom may be irradiated in a dose of from 0.1 to 10Mrads(Mr). A most preferred dosage is 150 KeV of at least 5 Mr. Low electron beam voltages may be used if the substrate is treated in a vacuum. Commercially available sources of electron beam are Electrocure CB-150 available from Energy Sciences, Inc. (Wilmington, MA).
The compositions may also be ultraviolet light cured if one or more photoinitiators is added prior to curing. There are no special restrictions on the photoinitiators as long as they can generate radicals by the absorption of optical energy. Ultraviolet light sensitive photoinitiators or blends of initiators used in the UV cure of the present composition include 2-hydroxy-2-methyl-1-phenyl-propan-l-one (Darocure 1173), sold by EM Chemicals, and 2,2 Dimethoxy-2-phenyl-acetol-phenone (Irgacure 651), sold by Ciba-Geigy Corporation, Hawthorne, New York. For purposes of this invention, it has been found that from 0.05 to 5 weight percent based on the total solids in the composition, of the photoinitiators described therein will cause the composition to cure.
Other types of free radical generators, known to those skilled in the art may also be employed, such as promoted peroxides, azo compounds, etc.
In addition, other methods of curing may be required if a crosslinker is added to the composition. For example if a reactive silane crosslinker is added, the composition may be
12

cured via a condensation reaction, which requires the presence of moisture. The moisture may be present in the coating solution itself, or may be added through steam or in a high humidity oven. The reaction may be accelerated through the presence of heat, for example, by heating in an oven at temperatures up to 140°C, with temperatures of from 60°C to 120°C being preferred and temperatures of 90°C to 110°C being most preferred. Heating time is temperature dependent and the coating will reach tack free time in one to 10 seconds. The heating step serves to evaporate the solvent, and accelerate the condensation reaction between silanol groups. The additional cure chemistries required will depend on the particular crosslinking systems employed, which are well known in the art. Optional Additives
Various optional additives can be added to the composition to improve various properties as required. These additives may be added as desired and in any amount as long as they do not degrade the performance of the barrier coatings as illustrated herein. Such additives include antiblock and slip aides, such as stearamide, oleamide or polar additives, such as epoxides, acrylates, methacrylates, polyols, glycidol, glycidyl methacrylate, ethylene glycol diglycidylether, bisphenol A diglycidylether, or polyamines, such as polyethylenimine and other silanes. Wetting agents, such as polyethoxylated phenol may also be added. Preferred Embodiment
Water (7g) and itaconic acid (3.02g) are added to N-(isopropoxy, methoxy) silyl propyl polyethyleneimine (2g) with stirring and this was stirred for 15 mins. 8g of Part A is added to the mixture and this is stirred for 2 hours (where Part A is made by mixing 15g N-(isopropoxy, methoxy) silyl propyl polyethyleneimine, 74g isopropyl alcohol and 11g itaconic acid together). After coating, drying and curing, the permeability of the composite was measured to be 51.6 cc dry, 17.1 cc at 80%RH and 26.1 cc wet and the coating thickness was determined to be 2.5 µ.
13

Examples
Experiments 1-10 — A1170 & bis-TMSEDA addition to 1-6601/TTA (29:7lwt) formulation keeping the IT A level constant in the mixture (where ITA is itaconic acid)
In experiments 1-10 the (1-6601/A1170/bisTMSEDA):ITA formulation are utilized in a weight ratio of 29:7 lwt with a total solids content of 30%. The solvents employed in all the experiments described below were common industrial grade isopropanol and distilled water. The N-(isopropoxy, methoxy) silyl propyl polyethyleneimine (45% solids in isopropyl alcohol) ("1-6601") was obtained from Dow Coming Corporation (Midland, MI), the bis-(?-trimethoxysilylpropyl)amine (Silquest Al 170 or "Al 170") from Witco, the bis-[(3-trimethoxysilyl)propyl]ethylenediamine ("bisTMSEDA") from Gelest, and the itaconic acid ("ITA")from Acros Chemicals. The coating solutions were all applied to corona treated 30 \xm thick "Rayopp" oriented polypropylene film from UCB Films utilizing a #18 Myer rod. The coated film was dried in an oven at 60°C for 10 minutes and under ambient conditions for a further 2hours. The dried coated film was then "cured" by an EB machine at 10Megarads and 165Kv.
The oxygen permeability values for each film were measured and recorded in units of cc/square meter per 24 hours, "dry" values being measured at 0% relative humidity and "wet" values at 90% relative humidity utilizing MOCON Oxtran 2/20 Series. Some of the coated films were also evaluated at 80%RH. The MOCON instruments were obtained from Modern Controls Corporation. For comparison, the polypropylene base film had a permeability of 1200 cc/square meter/24 hours at all the relative humidities measured. The coating layer thickness was measured by means of Scanning Electron Microscopy (SEM). Experiment 1 — No A1170
Water (7g) was added to a solution of 1-6601 (3.86g) and IPA (isopropyl alcohol, 4.87g)
14

and the mixture stirred for 5 minutes. Itaconic acid (4.26g) was added to the solution and the mixture was stirred for 2 hours. After coating, drying and curing, the permeability of the composite was measured to be 107.5 cc dry, 53.3 cc at 80%RH and 650.6 cc wet and the coating thickness was determined to be 2.4µm. Experiment 2 -- 1% A1170
1-6601 (3.7lg) and IPA (4.6g) were stirred together for 10 mins. Water (7g) and ITA (4.2 lg) were added to the above mentioned mixture and this was stirred for 15 minutes. 0.48g of Part A was added to the mixture and this was stirred for 2 hours (where Part A was made by mixing 15g Al 170, 74g IPA and 1 lg ITA together). After coating, drying and curing, the permeability of the composite was measured to be 118.3 cc dry, 44.8 cc at 80%RH and 594.3 cc wet and the coating thickness was determined to be 2.35µm. Experiment 3 -- 4% A1170
1-6601 (3.33g) and IPA (4g) were stirred together for 10 mins. Water (7g) and ITA (4.08g) were added to the above mentioned mixture and this was stirred for 15 mins. 1.6g of Part A was added to the mixture and this was stirred for 2 hours (where Part A was made by mixing 15g Al 170, 74g IPA and 1 lg ITA together). After coating, drying and curing, the permeability of the composite was measured to be 121.6 cc dry, 25.2 cc at 80%RH and 424.9 cc wet and the coating thickness was determined to be 2.8 µm. Experiment 4 - 10% A1170
1-6601 (2.53g) and IPA (2.65g) were stirred together for 10 minutes. Water (7g) and ITA (3.82g) were added to the above mentioned mixture and this was stirred for 15 minutes. 4g of Part A was added to the mixture and this was stirred for 2 hours (where Part A was made by mixing 15g A1170, 74g IPA and llg ITA together). After coating, drying and curing, the permeability of the composite was measured to be 68.8 cc dry, 33.1 cc at 80%RH and 61.5 cc
15

wet and the coating thickness was determined to be 2.2 µm. Experiment5 - 13% A1170
1-6601 (2.13g) and IPA (1.98g) were stirred together for 10 minutes. Water (7g) and ITA (3.69g) were added to the above mentioned mixture and this was stirred for 15 minutes. 5.2g of Part A was added to the mixture and this was stirred for 2 hours (where Part A was made by mixing 15g Al 170, 74g IPA and 1 lg ITA together). After coating, drying and curing, the permeability of the composite was measured to be 37.9 cc dry, 27.4 cc at 80%RH and 85.4 cc wet and the coating thickness was determined to be 2.1 µm. Experiment 6 -- 16% A1170
1-6601 (1.73g) and IPA (1.31g) were stirred together for 10 minutes. Water (7g) and ITA (3.56g) were added to the above mentioned mixture and this was stirred for 15 minutes. 6.4g of Part A was added to the mixture and this was stirred for 2 hours (where Part A was made by mixing 15g Al 170, 74g IPA and 1 lg ITA together). After coating, drying and curing, the permeability of the composite was measured to be 6.3 cc dry, 46.7 cc at 80%RH and 578.6 cc wet and the coating thickness was determined to be 1.7 µm. Experiment 7 - 19% All70
1-6601 (1.33g) and IPA (0.65g) were stirred together for 10 minutes. Water (7g) and ITA (3.42g) were added to the above mentioned mixture and this was stirred for 15 minutes. 7.6g of Part A was added to the mixture and this was stirred for 2 hours (where Part A was made by mixing 15g Al 170, 74g IPA and 1 lg ITA together). After coating, drying and curing, the permeability of the composite was measured to be 4.2 cc dry, 136.2 cc at 80%RH and 792.1 cc wet and the coating thickness was determined to be 2.3 µm. Experiment 8 - 4% bisTMSEDA
1-6601 (3.33g) and IPA (4g) were stirred together for 10 minutes. Water (7g) and ITA
16

(4.08g) were added to the above mentioned mixture and this was stirred for 15 minutes. 1.6g of Part B was added to the mixture and this was stirred for 2 hours (where Part B was made by mixing 24.2g bisTMSEDA, 64.8g IPA and 1 lg ITA together). After coating, drying and curing, the permeability of the composite was measured to be 77.8 cc dry and 472.1 cc wet and the coating thickness was determined to be 2.7µm. Experiment 9 -- 10% bisTMSEDA
1-6601 (2.53g) and IPA (2.65g) were stirred together for 10 minutes. Water (7g) and ITA (3.82g) were added to the above mentioned mixture and this was stirred for 15 minutes. 4g of Part B was added to the mixture and this was stirred for 2 hours (where Part B was made by mixing 24.2g bisTMSEDA, 64.8g IPA and 1 lg ITA together). After coating, drying and curing, the permeability of the composite was measured to be 33 cc dry and 332.9 cc wet and the coating thickness was determined to be 1.05 µm. Experiment 10 - 19% bisTMSEDA
1-6601 (1 -33g) and IPA (0.65g) were stirred together for 10 minutes. Water (7g) and ITA (3.42g) were added to the above mentioned mixture and this was stirred for 15 minutes. 7.6g of Part B was added to the mixture and this was stirred for 2 hours (where Part B was made by mixing 24.2g bisTMSEDA, 64.8g IPA and 1 lg ITA together). After coating, drying and curing, the permeability of the composite was measured to be 7.9 cc dry and 209 cc wet and the coating thickness was determined to be 1.95 µm.
The barrier data for Examples 1 to 10 is shown below in Table 1.
17

Table 1

Expt
# bis-silane type Weight Ratio
1-6601/bissilane/TTA OTR1
90%RH
cc/m2/day OTR
80%RH
cc/m2/day OTR
0%RH
cc/m2/day Coating Thickness
µm OTR 2
predicted
3 µm coating 90%RH
cc/m2/day OTR 3
predicted
3 µm coating 80%RH
cc/m2/day OTR 4
predicted
3µm coating 0%RH
cc/m2/day
1 none 29/0/71 650.6 53.2 107.5 2.4 581.6 42.9 87.6
2 A1170 27.8/1.2/71 594.3 44.8 118.3 2.35 519.6 35.4 94.7
3 A1170 25/4/71 424.9 25.2 121.6 2.8 405.9 23.6 114.3
4 A1170 19/10/71 61.5 33.1 68.8 2.2 45.7 24.4 51.2
5 A1170 16/13/71 85.4 27.4 37.9 2.1 61.0 19.3 26.8
6 A1170 13/16/71 578.6 46.7 6.3 1.7 411.1 26.9 3.6
7 A1170 10/19/71 792.1 136.2 4.2 2.3 713.8 107.1 3.2
8 bis-TMSEDA 25/4/71 472.1 - 77.8 2.7 441.7 - 70.5
9 bis-TMSEDA 19/10/71 332.9 _ 33 1.05 141.2 _ 11.8
10 bis-TMSEDA 10/19/71 209 - 7.9 1.95 144.4 - 5.1
where:
1: OTR is oxygen transmission rate or oxygen gas permeability
2: OTR predicted was calculated by the use of the Generic Composite Permeability Eqt: Tt/Pt = Ts/Ps + Tc/Pc where T refers to the thickness, in microns, and P to the permeability coefficient of the composite (Tt, Pt), substrate(Ts, Ps), & adhesive (Tc, Pc). The substrate OPP was measured to be 30 microns thick and have an OTR of 1238 cc/m2/day as measured at 90%RH.
3: same as 2 except that the permeability was measured to be 1266 cc/m2/day at 80% RH
4: same as 2 except that the permeability was measured to be 1191 cc/m2/day at 0%RH
18

As can be seen from the above table, substantial improvements in oxygen transmission have been achieved with the bis-silane over the control not having the bis-silane. Experiments 11-14 — Al 170 & bis-TMSEDA addition to 1-6601/ITA (35:65wt) formulation keeping the ITA level constant in the mixture (where ITA is itaconic acid)
In experiments 11-14 the (1-6601/A1170/bisTMSEDA):ITA formulations were utilized in a weight ratio of 35:65wt with a total solids content of 30%. The solvents employed in all the experiments described below were common industrial grade isopropanol and distilled water. The 1-6601 was obtained from Dow Corning Corporation (Midland, MI), the Silquest Al 170 from Witco, the bisTMSEDA from Gelest, and the itaconic acid from Acros Chemicals. The coating solutions were all applied to corona treated 30 µm thick "Rayopp" oriented polypropylene film from UCB Films utilizing a #18 Myer rod. The coated film was dried in an oven at 60°C for 10 minutes and under ambient conditions for a further 2 hours. The dried coated film was then "cured" by an EB machine at lOMegarads and 165Kv. Experiment 11 -- No A1170
Water (7g) was added to a solution of 1-6601 (4.67g) and EPA (4.43g) and the mixture stirred for 5 minutes. Itaconic acid (3.9g) was added to the solution and the mixture was stirred for 2 hours. After coating, drying and curing, the permeability of the composite was measured to be 84.1 cc dry, 155.6 cc at 80%RH and 993.9 cc wet and the coating thickness was determined to be 2µm. Experiment .12 -- 15%A1170
1-6601 (2.67g) and IPA (1.09g) were stirred together for 10 mins. Water (7g) and ITA (3.24g) were added to the above mentioned mixture and this was stirred for 15 mins. 6g of Part A was added to the mixture and this was stirred for 2 hours (where Part A was made by mixing 15g Al 170, 74g IPA and 1 lg ITA together). After coating, drying and curing, the permeability
19

of the composite was measured to be 559.7 cc wet and the coating thickness was determined to
be 2.1 µm.
Experiment 13 -- 20%A1170
Water (7g) and ITA (3.02g) were added to 1-6601 (2g) with stirring and this was stirred for 15 minutes. 8g of Part A was added to the mixture and this was stirred for 2 hours (where Part A was made by mixing 15g Al 170, 74g IPA and tig ITA together). After coating, drying and curing, the permeability of the composite was measured to be 51.6 cc dry, 17.1 cc at 80%RH and 26.1 cc wet and the coating thickness was determined to be 2.5 µm. Experiment 14 - 20%bisTMSEDA
Water (7g) and UA (3.02g) were added to 1-6601 (2g) with stirring and this was stirred for 15 minutes. 8g of Part B was added to the mixture and this was stirred for 2 hours (where Part B was made by mixing 24.2g bisTMSEDA, 64.8g IPA and 1 lg ITA together). After coating, drying and curing, the permeability of the composite was measured to be 28 cc dry and 689.7 cc wet and the coating thickness was determined to be 1.4µm.
Table 2 shows the barrier data for Experiments 11 to 14.
20

Table 2

Expt
# bis-silane type Weight Ratio
1-6601/bissilane/ITA OTR1
90%RH
cc/m2/day OTR
80%RH
cc/m2/day OTR
0%RH
cc/m2/day Coating Thickness OTR 2 predicted
3 µm coating 90%RH
cc/m2/day 0TR predicted 3
3 µm coating
80%RH cc/m2/day OTR 4 predicted
3 µm coating 0%RH
cc/m2/day
11 none 35/65 993.9 155.6 84.1 2 904.7 108.2 57.4
12 A1170 20/15/65 559.7 _ _ 2.1 453.3 _ _
13 A1170 15/20/65 26.1 17.1 51.6 2.5 21.8 14.3 43.3
14 bis-TMSEDA 15/20/65 689.7 - 28 1.4 457.9 - 13.2
21

As can be seen from the above table, substantial improvements in oxygen been achieved with the bis-silane over the control not having the bis-silane.

22

22

WE CLAIM :
1. A composition comprising:
an ethylenically unsaturated acid and a polyamine optionally having a crosslinker reacted
therein, and a bis-silane, wherein said polyamine ha.s four or more A, B, or C units, where:
A is an -R2 - N(R1)2 unit, B is an -R1 - N(R2-)2 unit, and C is an (-R2)3N - unit,
where:
R1 is independently selected from hydrogen, alky], substituted alky], aryl, substituted aryl,
arylalkyl, and alkylaryl, and R2 is independently selected from the group consisting of: linear or branched alkylene groups or substituted alkylene groups having from 1 to 18 carbon atoms, and arylene groups or substituted arylene groups having from 6 to 18 carbon atoms; and said bis-silane has the formula: R3bX3_bSi-Z-SiX3_bR3b
wherein Z is R4NH(R4NH)p R4 .each R3is a hydrocarbon group, each X is an alkoxy group
with 1 to 4 carbon atoms, a halogen atom, an oxime group or an acyloxy group, each R4 is a divalent hydrocarbon group having 1 to 12 carbon atoms; b is from 0 to 3 and p is 0 or 1.
2. The composition as claimed in claim 1 comprising a solvent selected from the group consisting of water, alcohol, ether derivatives of mono and poly glycols, and mixtures thereof.
3. The composition as claimed in claim 1, wherein the ethylenically unsaturated acid is selected from the group consisting of itaconic, fumaric, maleic, citraconic, acrylic, methacrylic, and cinnamic, itaconic acid monomethylestcr, vinylphosphonic acid, mesaconic acid, sorbic acid, and vinyl sulphonic acid, and mixtures thereof.
4. The composition as claimed in claim 1 , wherein said bis-silane is
23

bis-(g-trimethoxysilylpropyl)amincor(bis-[(3-trimethoxysily])propyl]ethylenediaminc).
5. The composition as claimed in claim 1 , wherein the polyamine is polyethylenimine having a molecular weight in the range of 600 to 25,000.
6. The composition as claimed in claim I , wherein the molar ratio of nitrogen atoms on the
polyamine to the acid groups on the ethylenically unsaturated acid is from 10:1 to 1:100.
7. The composition as claimed in claim I , wherein the composition is coated on a substrate
selected from the group consisting of polyolefins; oriented polypropylene; cast polypropylene;
polyethylene and polyethylene copolymer; polystyrene; polyesters; polyethylene terephthalatc;
polyethylene naphthalate; polyolefin copolymers; ethylene vinyl acetate; ethylene acrylic acid;
ethylene vinyl alcohol; polyvinyl alcohol and copolymers thereof; polyamidcs, nylon; and
MXD6; polyimides; polyacrylonitrile; polyvinylchloride; polyvinyl dichloride; polyvinylidene
chloride; polyacrylatcs; ionomers; polysaccharides; regenerated cellulose; silicone; rubbers or
sealants; natural or synthetic rubbers; glassine or clay coated paper; paper board; craft paper;
metallized films; and vapor deposited metal oxide coated polymer films.
8- The composition as claimed in claim 7, wherein the coated composition is disposed on one or more additional substrates to form a laminate, and said additional substrate or substrates arc optionally primed.
9. The composition as claimed in claim 8, wherein the additional substrates used to form the laminate arc selected from the group consisting of polyolefins; oriented polypropylene; cast polypropylene; polyethylene and polyethylene copolymer; polystyrene; polyesters; polyethylene terephthalate; polyethylene naphthalate; polyolefin copolymers; ethylene vinyl acetate; ethylene acrylic acid; ethylene vinyl alcohol; polyvinyl alcohol and copolymers thereof; polyamidcs, nylon; and MXD6; polyimides; polyacrylonitrile; polyvinylchloride; polyvinyl dichloride; polyvinylidene chloride; polyacrylatcs; ionomers; polysaccharides; regenerated cellulose;
24

silicone; rubbers or sealants; natural or synthetic rubbers; glassine or clay coated paper; paper board; craft paper; metallized films; and vapor deposited metal oxide coated polymer films.
10. The composition as claimed in claim 8 , wherein the primer is selected from the group consisting of a silane, polyethylenimine, and carbodiimide.
11. The composition as claimed in claim 1 , wherein the crosslinker is present and is a reactive silane having the general formula QSiRm(OR)3_m, where Q contains a group selected from the
group consisting of acrylates, aldehydes, methacrylates, acrylamidcs, methacrylamides, isocyanates, isothiocyanate, anhydrides, epoxides, acid chlorides, linear or branched halogenated alkyl, and halogenated aryl, and m is 1, 2 or 3, and R is a group having 1 to 4 carbon atoms, and said composition has optionally been neutralized.
12. The composition as claimed in claim 7. wherein the coated substrate is heated in the presence of moisture.
13. A method comprising the steps of (I) mixing an ethylenically unsaturated acid, a bis-silanc, and a polyamine optionally having a crosslinker reacted therein, wherein said polyamine has four or more A, B, or C units, where:
A is an -R2 - N(R1)2 unit, B is an -R1 •• N(R2-)2 unit, and C is an (.R2)3N - unit, where: Rl is independently selected from hydrogen, alkyl, substituted alkyl, aryl, substituted aryl,
arylalkyl, and alkylaryl, and R2 is independently selected from the group consisting of: linear or branched alkylene groups or substituted alkylene groups having from 1 to 18 carbon atoms, arylene groups or substituted arylene groups having from 6 to 18 carbon atoms; and said bis-silanc has the formula: R3bX3.bSi-Z-SiX3.bR3b
25

wherein Z is R4NH(R4NII)p R4 ,cach R3is a hydrocarbon group, each X is an alkoxy group
with 1 to 4 carbon atoms, a halogen atom, an oxime group or an acyloxy group, each R4 is a divalent hydrocarbon group having 1 to 12 carbon atoms; b is from 0 to 3 and p is 0or 1; (II) coating a substrate with the mixture of step (I); and (III) treating the coated substrate of step (II) to initiate a free radical reaction.
14. The method as claimed in claim 13, wherein said free radical reaction is initiated by electron beam radiation, gamma radiation or ultraviolet radiation, optionally in the presence of photoinitiators, or said free radical reaction is initiated thermally in the presence of a free radicaj generator.
15. The method as claimed in claim 13, wherein the coated substrate of step (II) is heated. 16- The method as claimed in claim 13, wherein the crosslinkcr is present and is an organic crosslinker.
17. A packaging container the improvement comprising: at least one barrier layer forming an integral part of said packaging container, wherein said barrier layer is formed by the method as claimed in claim 13.
26
A composition which provides gas, flavor, and aroma barrier to substrates, where the composition is formed by mixing an ethylenically unsaturated acid, a bis-silane and a polyamine.

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Patent Number

210115

Indian Patent Application Number

IN/PCT/2002/01004/KOL

PG Journal Number

38/2007

Publication Date

21-Sep-2007

Grant Date

18-Sep-2007

Date of Filing

05-Aug-2002

Name of Patentee

DOW CORNING CORPORATION

Applicant Address

2200 WEST SALZBURG ROAD, AUBURN, MI 48611,

Inventors:

#	Inventor's Name	Inventor's Address
1	RANGWALLA IMTIAZ J	1 IRON GATE DRIVE, ANDOVER, MA 01810,
2	NANAVATI SHRENIK M	5407 TRAILRIDGE DRIVE, MIDLAND, MI 48642, U.S.A
3	SEIBEL LISA M	7255 YORK STREET, DEXTER, MI 48130, U.S.A
4	GALLEZ LAURENCE	21 RUE D' HERCHIES, B-7050 ERBISOEUL BELGIUM
5	WYMAN JOHN E	693 EMERIL COURT, SANIBEL, FL 33957, U.S.A
6	MERLIN PATRICK JACQUES JEAN	RUE HUBERMONT 10, B-7063 NEUFVILLES BELGIUM

PCT International Classification Number

C09D 4/00

PCT International Application Number

PCT/US01/05571

PCT International Filing date

2001-02-21

PCT Conventions:

#	PCT Application Number	Date of Convention	Priority Country
1	09/517,634	2000-03-03	U.S.A.