Title of Invention

A PROCESS FOR THE PREPARATION OF A GRAFTED POLYMER

Abstract The present invention relates to a process for the preparation of a grafted polymer wherein in a first step A) a stable nitroxyl radical is grafted onto a polymer, which step comprises heating a polymer and a stable nitroxyl radical (NO.) upto a temperature betWeen 150°C and 300°C and mixing it in the melt; and in second step B) the grafted polymer of step A) is heated in the presence of an ethylenically unsaturated monomer or oligomer to a temperature at which cleavage of the nitroxyl- polymer bond occurs and polymerization of the ethylenically unsaturated monomer or oligomer is initiated at the polymer radical; maintaining said temperature for further polymerization and afterwards cooling down the mixture to a temperature below 60°C.
Full Text

Grafting Of Ethvlenicallv Unsaturated Monomers Onto Polymers
The present invention relates to a process for the preparation of grafted polymers wherein in a first step A) a stable nitroxyl radical is grafted onto a polymer, which step comprises heating a polymer and a compound containing a stable NO. radical to above the melting point of the polymer, mixing and reacting the components at said temperature; and in a second step B) the grafted polymer of step A) is heated in the presence of an ethylenically unsaturated monomer or oligomer to a temperature at which cleavage of the nitroxyl-polymer bond occurs. Further subjects of the present invention are grafted polymers prepared by said process, the use of the polymeric radical initiator and the use of a stable NO radical for grafting polymers.
Increasing activities have been directed towards chemical modifications of existing polymers in order to obtain functional and/or engineered new material Chemical modifications of existing polymers are important for at least two reasons: 1. They can be an inexpensive and rapid way of obtaining new polymers without having to search for new monomers; 2. they may be the only way to synthesize polymers with the intended new characteristics.
An important chemical modification is the free radical grafting of reactive monomers, which involves reaction of a polymer with a vinyl-group containing monomer or mixture of monomers capable of forming grafts onto the polymer backbone. If the grafts are long, the modified polymer becomes a true graft copolymer, of which the properties will be very different from those of the original polymer substrate. When the grafts are short with less than, for example five moieties, most of the physical and or mechanical properties of the modified polymer substrate will be retained. The properties are furthermore influenced by the structure of the grafted monomer. For example grafting of a polar monomer onto a non polar polymer such as polyethylene, results in decisively modified properties such as adhesion to other substrates, compatibility with polar surfaces, even at short chain lengths.
The advantages of free radical-grafting are further gained with the use of batch mixers or screw extruders as chemical reactors, which allow the free radical-grafting reaction to oocur without solvents. This is for example described by G. H. Hu et al.. in "Reactive Modifiers for Polymers", first edition, Blackie Academic & Professional an Imprint of Chapman & Hall. London 1997, chapter 1, pages 1-97.
These free radical-grafting reactions are usually performed in the presence of a free radical source such as a peroxide and a reactive monomer, such as for example acrylic acid. However the use of free radical sources such as peroxides may cause undesired properties and lead to problems during processing (gel formation, crosslinking, molecular weight reduction) or during

use. Typically the long term stability is reduced and/or the polymer cannot anymore be used in outdoor applications or in applications at elevated temperatures.
EP-A-621 878 discloses a free radical polymerization process which controls the growth of polymer chains to produce short chain or oligomeric homopolymers and copolymers, including block and graft copolymers. The process employs a stable free radical as for example of formula (in part) R'R"N-O-and a free radical initiator.
Surprisingly it has now been found that with such R'R"N-O- compounds it is possible to produce a polymeric radical initiator by grafting the group R'R-N-O to the polymer and to use this macroinitiator for further grafting reactions of olefinically unsaturated monomers.
The polymerization processes and resin products of the present invention are useful in many applications, including a variety of specialty applications, such as for the preparation of grafted block copolymers which are useful as compatibilizing agents for polymer blends, adhesion promoters or dispersing agents for coating systems.
One subject of the present invention is a process for the preparation of a grafted polymer wherein in a first step
A) a stable nitroxyl radical is grafted onto a polymer, which step comprises heating a polymer and a stable nitroxyl radical (N0«); and in a second step
B) the grafted polymer of step A) is heated in the presence of an ethylenically unsaturated monomer or oligomer to a temperature at which cleavage of the nitroxyl-polymer bond occurs and polymerization of the ethylenically unsaturated monomer or oligomer is initiated at the polymer radical; maintaining said temperature for further polymerization and afterwards cooling down the mixture to a temperature below 60° C,
The reaction mixture after step A) may also be cooled down to a temperature below 60° C before further reaction of step B) is performed.
Optionally a free radical source is additionally present.
Preferably the free radical source is a bis-azo compound, a peroxide or a hydroperoxide.
Specific preferred radical sources are 2,2'-azobisisobutyronitrile, 2,2'-azobis(2-methyl-butyronithle), 2,2'-azobis(2,4-dimethylvaleronitrile), 2,2'-a2obis(4-methoxy-2,4-dimethyK/alero-nitrile), 1,1'-azobis(1-cyclohexanecarbonitrile), 2,2'-azobis(isobutyramide) dihydrate, 2-phenylazo-2,4-dimethyl-4-methoxyvaleronitriie, dimethyl-2,2'-azobisisobutyrate, 2-

(carbamoylazo)isobutyronitrile. 2.2'-a20bis(2,4,4-trimethylpentane), 2,2'-a2obis(2-methylpropane), 2,2*-azobis(N.N'-dimethyleneisobutyramidine), free base or hydrochloride, 2,2'-a2obis(2-amidinopropane), free base or hydrochloride, 2,2'-azobis{2-methyl-N'[1,1-bis(hydroxymethyl)ethyl]propionamide} or 2,2'-azobis{2-methyl-N-[1,1-bis(hydroxymethyl)-2-hydroxyethyl]propionamide;
acetyl cyclohexane sulphonyl peroxide, diisopropyl peroxy dicarbonate, t-annyl perneodecanoate, t-butyl perneodecanoate, t-butyl perpivalate, t-amylperpivalate, bis(2,4-dichlorobenzoyl)peroxide, diisononanoyi peroxide, didecanoyi peroxide, dioctanoyi peroxide, dilauroyl peroxide, bis (2-methylbenzoyl) peroxide, disuccinic acid peroxide, diacetyl peroxide, dibenzoyi peroxide, t-butyl per 2-ethylhexanoate, bis-(4-chloroben2oyl)-peroxide, t-butyl perisobutyrate, t-butyl permaieinate, 1.1-bis(t-butylperoxy)3,5,5-trimethylcyclohexane, 1,1-bis(t-butylperoxy)cyclohexane, t-butyl peroxy isopropyl carbonate, t-butyl perisononaoate, 2,5-dimethylhexane 2,5-dibenzoate, t-butyl peracetate, t-amyi perbenzoate, t-butyl perbenzoate, 2,2-bis (t-butylperoxy) butane, 2,2 bis (t-butylperoxy) propane, dicumyl peroxide, 2,5-dimethylhexane-2,5-di-t-butylperoxide, 3-t-butylperoxy 3-phenylphthalide, di-t-amyl peroxide, a, α'-bis(t-butylperoxy isopropyl) benzene, 3,5-bis (t-butylperoxy)3,5-dimethyl 1,2-dioxolane,di-'t-butyl peroxide, 2,5-dimethylhexyne-2,5-di-t-butylperoxide, 3,3,6,6,9,9-hexamethyl 1,2,4,5-tetraoxa cyclononane, p-menthane hydroperoxide, pinane hydroperoxide, diisopropylbenzene mono-αhydroperoxide, cumene hydroperoxide or t-butyl hydroperoxide.
Peroxides are most preferred.
Examples of suitable polymers are mentioned below.
1. Polymers of monoolefins and diolefins, for example polypropylene, polyisobutylene, polybut-1-ene, poly-4-methylpent-1-ene, polyisoprene or polybutadiene, as well as polymers of cycloolefins, for instance of cyclopentene or norbornene, polyethylene (which optionally can be crosslinked), for example high density polyethylene (HOPE), high density and high molecular weight polyethylene (HDPE-HMW), high density and ultrahigh molecular weight polyethylene (HDPE-UHMW), medium density polyethylene (MDPE), low density polyethylene (LDPE), linear low density polyethylene (LLDPE), (VLDPE) and (ULDPE). '
Polyolefins, i.e. the polymers of monoolefins exemplified in the preceding paragraph, preferably polyethylene and polypropylene, can be prepared by different, and especially by the following, methods:
a) radical polymerisation (normally under high pressure and at elevated temperature).

b) catalytic polymerisation using a catalyst that normally contains one or more than one metal of groups IVb, Vb, VIb or VIII of the Periodic Table. These metals usually have one or more than one ligand, typically oxides, halides, alcoholates, esters, ethers, amines, alkyls, alkenyls and/or aryls that may be either p- or s-coordinated. These metal complexes may be in the free form or fixed on substrates, typically on activated magnesium chloride, titanium(lll) chloride, alumina or silicon oxide. These catalysts may be soluble or insoluble in the polymerisation medium. The catalysts can be used by themselves in the polymerisation or further activators may be used, typically metal alkyls, metal hydrides, metal alkyl halides, metal alkyl oxides or metal alkyloxanes. said metals being elements of groups la, lla and/or Ilia of the Periodic Table. The activators may be modified conveniently with further ester, ether, amine or silyl ether groups. These catalyst systems are usually termed Phillips, Standard Oil Indiana, Ziegler (-Natta), TN2 (DuPont), metallocene or single site catalysts (SSC),
2. Mixtures of the polymers mentioned under 1), for example mixtures of polypropylene with polyisobutylene, polypropylene with polyethylene (for example PP/HDPE, PP/LDPE) and mixtures of different types of polyethylene (for example LDPE/HDPE).
3. Copolymers of monoolefins and diolefins with each other or with other vinyl monomers, for example ethylene/propylene copolymers, linear low density polyethylene (LLDPE) and mixtures thereof with low density polyethylene (LDPE), propylene/but-1-ene copolymers, propylene/isobutylene copolymers, ethylene/but-1-ene copolymers, ethylene/hexene copolymers, ethylene/methylpentene copolymers, ethylene/heptene copolymers, ethylene/octene copolymers, propylene/butadiene copolymers, isobutylene/isoprene copolymers, ethylene/alkyl acrylate copolymers, ethylene/alkyl methacrylate copolymers, ethylene/vinyl acetate copolymers and their copolymers with carbon monoxide or ethylene/acrylic acid copolymers and their salts (ionomers) as well as terpolymers of ethylene with propylene and a diene such as hexadiene, dicyclopentadiene or ethylidene-norbornene; and mixtures of such copolymers with one another and with polymers mentioned in 1) above, for example polypropylene/ethylene-propylene copolymers, LDPE/ethylene-vinyl acetate copolymers (EVA), LDPE/ethylene-acrylic acid copolymers (EAA), LLDPE/EVA, LLDPE/EAA and alternating or random polyalkylene/carbon monoxide copolymers and mixtures thereof with other polymers, for example polyamides.
4. Hydrocarbon resins (for example C5-C9) including hydrogenated modifications thereof (e.g. tackifiers) and mixtures of polyalkylenes and starch.
5. Polystyrene, poly(p-methylstyrene), poly(a'methylstyrene).

6. Copolymers of styrene or a-methylstyrene with dienes or acrylic derivatives, for example styrene/butadiene, styrene/acrylonitrile, styrene/alkyi methacrylate, styrene/butadiene/alkyl acrylate, styrene/butadiene/alkyl methacrylate, styrene/maleic anhydride, styrene/acryloni-thle/methyl acrylate; mixtures of high impact strength of styrene copolymers and another polymer, for example a polyacrylate, a diene polymer or an ethylene/propylene/diene terpo-lymer; and block copolymers of styrene such as styrene/butadiene/styrene, styrene/iso-prene/styrene, styrene/ethylene/butylene/styrene or styrene/ethylene/propylene/ styrene.
7. Graft copolymers of styrene or a-methylstyrene, for example styrene on polybutadiene, styrene on polybutadiene-styrene or polybutadiene-acrylonitrile copolymers; styrene and acrylonitrile (or methacrylonitrile) on polybutadiene; styrene, acrylonitrile and methyl methacrylate on polybutadiene; styrene and maleic anhydride on polybutadiene; styrene, acrylonitrile and maleic anhydride or maleimide on polybutadiene; styrene and maleimide on polybutadiene; styrene and alkyl acrylates or methacrylates on polybutadiene; styrene and acrylonitrile on ethylene/propylene/diene terpolymers; styrene and acrylonitrile on polyalkyi acrylates or polyalkyi methacrylates, styrene and acrylonitrile on acrylate/butadiene copolymers, as well as mixtures thereof with the copolymers listed under 6), for example the copolymer mixtures known as ABS, MBS, ASA or AES polymers.
8. Halogen-containing polymers such as polychloroprene, chlorinated rubbers, chlorinated and brominated copolymer of isobutylene-isoprene (halobutyl rubber), chlorinated or sulfo-chlorinated polyethylene, copolymers of ethylene and chlorinated ethylene, epichlorohydrin homo- and copolymers, especially polymers of halogen-containing vinyl compounds, for example polyvinyl chloride, polyvinylidene chloride, polyvinyl fluoride, polyvinylidene fluoride, as well as copolymers thereof such as vinyl chloride/vinylidene chloride, vinyl chloride/vinyl acetate or vinylidene chloride/vinyl acetate copolymers.
9. Polymers derived from α,β-unsaturated acids and derivatives thereof such as polyacrylates and polymethacrylates; polymethyl methacrylates, polyacrylamides and polyacrylonitnles,
impact-modified with butyl acrylate.
10. Copolymers of the monomers mentioned under 9) with each other or with other unsaturated monomers, for example acrylonitrile/butadiene copolymers, acrylonitrile/alkyi acrylate copolymers, acrylonitrile/alkoxyalkyi acrylate or acrylonitrile/vinyl halide copolymers or acrylonitrile/ alkyl methacrylate/butadiene terpolymers.
11. Polymers derived from unsaturated alcohols and amines or the acyl derivatives or acetals thereof, for example polyvinyl alcohol, polyvinyl acetate, polyvinyl stearate, polyvinyl benzoate,

polyvinyl maleate, polyvinyl butyral, polyallyl phthalate or polyallyl melamine; as well as their copolymers with olefins mentioned in 1) above.
12. Homopolymers and copolymers of cyclic ethers such as poiyalkylene glycols, polyethylene oxide, polypropylene oxide or copolymers thereof with bisglycidyl ethers.
13. Polyacetals such as polyoxymethylene and those polyoxymethylenes which contain ethylene oxide as a comonomer; polyacetals modified with polyurethanes, acrylates or MBS.
14. Polyphenylene oxides and sulfides, and mixtures of polyphenylene oxides with styrene polymers or polyamides.
15. Polyurethanes derived from hydroxyl-terminated polyethers, polyesters or polybutadienes on the one hand and aliphatic or aromatic polyisocyanates on the other, as well as precursors thereof.
16. Polyamides and copolyamides derived from diamines and dicarboxylic acids and/or from aminocarboxylic acids or the corresponding lactams, for example polyamide 4, polyamide 6, polyamide 6/6, 6/10, 6/9, 6/12, 4/6, 12/12, polyamide 11, polyamide 12, aromatic polyamides starting from m-xylene diamine and adipic acid; polyamides prepared from hexamethylenediamine and isophthalic or/and terephthalic acid and with or without an elastomer as modifier, for example pQly-2,4,4,-trimethy!hexamethylene terephthalamide or poly-m-phenylene isophthalamide; and also block copolymers of the aforementioned polyamides with polyolefins, olefin copolymers, ionomers or chemically bonded or grafted elastomers; or with poiyethers, e.g. with polyethylene glycol, polypropylene glycol or polytetramethylene glycol; as well as polyamides or copolyamides modified with EPDM or ABS; and polyamides condensed during processing (RIM polyamide systems).
17. Polyureas, polyimides, poiyamide-imides, polyetherimids, polyesterimids, polyhydantoins
and polybenzimidazoles.
>
18. Polyesters derived from dicarboxylic acids and diols and/or from hydroxycarboxylic acids or
the corresponding lactones, for example polyethylene terephthalate, polybutylene terephthalate,
poly-1,4-dimethylolcyclohexane terephthalate and polyhydroxybenzoates, as well as block
copolyether esters derived from hydroxyl-terminated poiyethers; and also polyesters modified
with polycarbonates or MBS,
19. Polycarbonates and polyester carbonates.

20. Polysulfones, polyether sulfones and polyether ketones.
21. Blends of the aforementioned polymers (polyblends), for example PP/EPDM, Poly-amide/EPDM or ABS, PVC/EVA, PVC/ABS, PVC/MBS, PC/ABS, PBTP/ABS, PC/ASA, PC/PBT, PVC/CPE, PVC/acrylates, POM/PUR, PC/PUR. POM/acrylate. POM/MBS, PPO/HIPS. PPO/PA 6.6 and copolymers. PA/HDPE. PA/PP. PA/PPO. PBT/PC/ABS or PBT/PET/PC.
Preferred polymers are polyethylene, polypropylene, polystyrene, styrene block-copolymers, polybutadiene or polyisoprene, EPDM (ethylene-propylene diene monomer) or EPR (ethylene-propylene rubber).
More preferred are polyethylene, polypropylene, polybutadiene, SBS and EPDM (ethylene-propylene diene monomer).
One preferred nitroxyl radical is of formula (X)
r
I

or R102 and R103, together with the linking carbon atom, form a C3-C12cycloalkyl radical, a (C4-C12cycloalkanon)-yl radical or a C3-C12cycloalkyI radical containing at least one O atom and/or a NR108 group; or if n1 is 1



are independently from each other hydrogen, C1 -C18alkyl or phenyl, which are unsubstituted or substituted by halogen, OH. COOR221, or C(O)-R222;


which is interrupted by at least one O or N atom, benzyl or phenyl which are unsubstituted or substituted by halogen, OH, COOR221 or C(O)-R222
Still another preferred nitroxyl radical contains a structural element of formula (XXX)

More preferred is a nitroxyl radical, wherein the structural element of formula (XXX) is any of formulae A to S










G5 and G6 are independently hydrogen or C1-C4 alkyl;
R, if m is 1, is hydrogen, C1-C18alkyl which is uninterrupted or interrupted by one or more oxygen atoms, cyanoethyl. benzoyl, glycidyl, a monovalent radical of an aliphatic carboxylic acid having 2 to 18 carbon atoms, of a cycloaliphatic carboxylic acid having 7 to 15 carbon atoms, or an α,β,-unsaturated carboxylic acid having 3 to 5 carbon atoms or of an aromatic carboxylic acid having 7 to 15 carbon atoms, where each carboxylic acid can be substituted in the aliphatic,

cycloaliphatic or aromatic moiety by 1 to 3 -COOZ12 groups, in which Z12 is H, C1-C20alkyl, C3-
C12alkenyl, C5-C7-cycloalkyI, phenyl or benzyl; or
R is a monovalent radical of a carbamic acid or phosphorus-containing acid or a monovalent
silyl radical;
R, if m is 2, is C2-C12alkylene, C4-C12alkenylene, xylylene, a divalent radical of an aliphatic
dicarboxylic acid having 2 to 36 carbon atoms, or a cycloaliphatic or aromatic dicarboxyiic acid
having 8-14 carbon atoms or of an aliphatic, cycloaliphatic or aromatic dicarbamic acid having
8-14 carbon atoms, where each dicarboxylic acid may be substituted in the aliphatic,
cycloaliphatic or aromatic moiety by one or two -COOZ12 groups; or
R is a divalent radical of a phosphorus-containing acid or a divalent silyl radical;
R, if m is 3, is a trivalent radical of an aliphatic, cycloaliphatic or aromatic tricarboxylic acid,
which may be substituted in the aliphatic, cycloaliphatic or aromatic moiety by
-COOZ12, of an aromatic tricarbamic acid or of a phosphorus-containing acid, or is a trivalent
silyl radical,
R, if m is 4, is a tetravalent radical of an aliphatic, cycloaliphatic or aromatic tetracarboxylic acid;
p is 1, 2 or 3,
Ri is CrCiaalkyI, Cs-CycycJoalkyl, Cy-CearalkyI, Ca-CiealkanoyI, Ca-CsalkenoyI or benzoyl;
when p is 1,


where T7 and T8 are independently hydrogen, alkyl of 1 to 18 carbon atoms, or T7 and T8
together are alkylene of 4 to 6 carbon atoms or 3-oxapentamethylene;
when p is 3,
R2 is 2,4,6-tria2inyl;



Re is hydrogen or d-Cisalkyl;
Formula (F) denotes a recurring structural unit of a oligomer where T is ethylene or 1.2-
propylene, or is a repeating structural unit derived from an a-olefin copolymer with an alkyl
acrylate or methacrylate;
k is 2 to 100;
and R10 is hydrogen, C1-C12alkyl or C1-C12alkoxy;
T2 has the same meaning as R4;
T3 and T4 are independently alkylene of 2 to 12 carbon atoms, or T4 is a group

where a, b and c are independently 2 or 3, and d is 0 or 1; e is 3 or 4;
E1 and E2. being different, are each oxo or imino;

E3 is hydrogen, alkyl of 1 to 30 carbon atoms, phenyl, naphthyt, said phenyl or said naphthyl
substituted by chlorine or by alkyl of 1 to 4 carbon atoms, or phenytalkyi of 7 to 12 carbon
atoms, or said phenylalkyi substituted by alkyl of 1 to 4 carbon atoms;
E1 is hydrogen, alkyl of 1 to 30 carbon atoms, phenyl, naphthyl or phenylalkyi of 7 to 12 carbon
atoms; or
E3 and E4 together are polymethylene of 4 to 17 carbon atoms, or said polymethylene
substituted by up to four alkyl groups of 1 to 4 carbon atoms; and
Ee is an aliphatic or aromatic or aromatic tetravalent radical.
Further suitable heterocyclic NO, radicals are for example mentioned in WO 98/30601 or in WO 98/44008, which are incorporated by reference.
Alkyl with up to 20 carbon atoms is, for example, methyl, ethyl, n-propyl, n-butyl, sec-butyl, tert-butyl, n-hexyl, n-octyl, 2-ethylhexyl, n-nonyl, n-decyl, n-undecyl, n-dodecyl, n-tridecyl, n-tetradecyl, n-hexadecyl or n-octadecyl. The alkyl groups may be linear or branched.
C3-C18alkyl which is interrupted by one or more oxygen atoms is preferably derived from ethylene oxide or propylene oxide.
C3-C18alkyI interrupted by at least one O atom is for example -CH2-CH2-O-CH2-CH3, -CH2-CH2-O-CH3 or -CH2CH2-O-CH2-CH2-CH2-O-CH2-CH3. It is preferably derived from polyethlene glycol. A general description is -((CH2)a-O)b-H/CH3, wherein a is a number from 1 to 6 and b is a number from 2 to 10.
C3-C12alkenyl is linear or branched and for example propenyl, butenyl, pentenyl, hexenyl, heptenyl, octenyl, dodecenyl including their isomers.
C3-C8alkynyl is preferably propargyl.
Cs-CiacycloalkyI is typically, cyclopentyl, methylcyclopeentyl. dimethylcyclopentyl, cyclohexyl. methylcyclohexyl.
CycloalkyI which is interrupted by at least one O or N atom is for example 2-tetrahydropyran-yl, tetrahydrofurane-yl, 1,4 dioxan-yl, pyrrolidin-yl, tetrahydrothiophen-yl, pyrazolidin-yl, imidazolidin-yl, butyrolactone-yl, caprolactame-yl

Examples for alkali metal are lithium, sodium or potassium.
Alkyl substituted by-OH is typically 2-hydroxyethyl, 2-hydroxypropyl or 2-hydroxybutyl.
C1-C18alkoxy is, for example, methoxy, ethoxy. propoxy, isopropoxy, butoxy, isobutoxy, pentoxy, isopentoxy, hexoxy, heptoxy, octoxy, decyloxy, dodecyloxy, tetradecyloxy, hexadecytoxy and octadecyloxy.
C1-C18AlkyI substituted by d-Caalkoxy, preferably by C1-C4alkoxy, in particular by methoxy or ethoxy, is typically 2-methoxyethyl, 2-ethoxyethyl, 3-methoxypropyl, 3-ethoxypropyl, 3-butoxypropyl, 3-octoxypropyl and 4-methoxybutyl.
C1-C18AlkyI substituted by di(C1-C4alkyl)amino is preferably e.g. dimethylamino, diethylamino, 2-dimethylaminoethyl, 2-diethylaminoethyl, 3-dimethylaminopropyl, 3-diethylaminopropyi, 3-dibutylaminopropyl and 4-diethylaminobutyL
C1-C18AlkyI substituted by C1-C4alkylamino is preferably e.g. methylamino, ethyiamino, 2-methylaminoethyl, 2-ethylaminoethyl, 3-methylaminopropyl, 3-ethylaminopropyl, 3-butyiamino-propyl and 4-ethylaminobutyK
CrC4Alkylthio is typically thiomethyl, thioethyl, thiopropyl, thioisopropyl, thiobutyl and thioisobutyl.
C2-C18 alkyicarbonyl is for example acetyl, propionyl, butyryl, pentylcarbonyl, hexylcarbonyl or dodecylcarbonyl.
C7-C9phenylalkyl or C7-C9aralkyI is for example benzyl, phenylethyl, phenylpropyl, α,α-dimethylbenzyl or α-methylbenzyl.
Examples of C2-C12alkylene bridges, preferably of C2-C6alkylene bridges, are ethylene, propylene, butylene, pentylene, hexylene.
C2-C12alkylene bridges interrupted by at least one N or O atom are, for example, -CH2-O-CH2-CH2, -CH2-O-CH2-CH2-CH2, -CH2-O-CH2-CH2-CH2-CH2", -CH2-O-CH2-CH2-O-CH2-, -CHa-NH-CHs-CHa, -CHz-NH-CH2-CH2-CH2, -CH2-NH'CH2-CH2-CH2-CH2-, -CH2-NH-CH2-CH2-NH-CH2- or -CH2-NH-CH2-CH2-O-CH2-.

Examples for C4-C12cycloalkanone-yl are cyclopentanone-yl, cyclohexanone-yl or cycloheptanone-yl.
Phenyl substituted by 1, 2 or 3 C1-C4alkyl or C1-C4alkoxy is typically methylphenyl, dimethyl-phenyl, trimethylphenyK t-butylphenyl, di-t-butylphenyl, 3,5-di-t-butyl-4-methylphenyl, methoxyphenyl, ethoxyphenyl and butoxyphenyl.
Examples of poiycyclic cycloaliphatic ring systems are adamantane, cubane, twistane, norbornane, bycyclo[2.2,2]octane or bycyclo[3.2.1]octane.
An example of a poiycydic heterocycloallphatic ring system is hexamethylentetramine
(urotropine).
Examples of monocarboxylic acids with 1 to 18 carbon atoms are formic acid, acetic acid, propionic acid, phenyl acetic acid, cyclohexane carbonic acid, mono-, di- and trichlor-acetic acid or mono-, di- and trifluor-acetic acid. Other suitable acids are benzoic acid, chlor-benzoic acid, methanesulfonic acid, ethanesulfonic acid, benzenesulfonic acid, p-toluenesulfonic acid, chlorbenzenesulfonic acid, trifluormethanesulfonic acid, methylphosphonic acid or phenylphosphonic acid.
Examples of a monovalent radical of a carboxylic acid are an acetyl, caproyi, stearoyi, acryloyi, methacryloyl. cyclohexylcarboxylic acid, benzoyl or |3-(3,5-di-tert-butyl-4-hydroxyphenyl)-propionyl radical.
Further examples are derived from propionic acid, laurinic acid or methyl ethyl acetic acid or the other isomers of valeric acid.
Examples of a cycloaliphatic carboxyiic acid is for example cyclohexane carboxylic acid or cydopentane carboxylic acid.
An example of an aromatic carboxylic acid is benzoic acid.
Typical unsaturated carboxylic acids are acrylic acid, methacrylic acid or crotonic acid.
Examples of a monovalent silyl radical are of the formula -(C2H22)-Si(Z')2Z", in which j is an integer in the range from 2 to 5, and T and Z", independently of one another, are C1-C4alkyl or C1-C4alkoxy.

Examples of di-, tri- and tetra valent acids are for example malonyl, succinyl, glutaryl, adipoyi, suberoyl, sebacoyl, maleoyl, itaconyl, phthaloyl, dibutylmatonyl, dibenzylmalonyl, butyl(3,5-dh tert-butyl-4-hydroxyben2yl)malonyl or bicycloheptenedicarbonyi radical or a group of the formula

1,2,3,4-tetracarboxylic acid or pyromellitic acid.
Examples of a dicarbamic acid are the hexamethylenedicarbamoyl or 2,4-toluylenedicarbamoyl radicals.
C2-C12alkanoyI is, for example, propionyl, butyryl, octanoyi, dodecanoyi, but preferably acetyl.
Hydroxy!-, cyano-, alkoxycarbonyl- or carbamide-substituted alkyl can be, for example, 2-hydroxyethyl, 2-hydroxypropyl, 2-cyanoethyl, methoxycarbonylmethyl, 2-ethoxycarbonylethyl, 2-aminocarbonylpropyl or 2-(dimethylaminocarbonyl)ethyl.
Any C2-C12alkylene radicals are, for example, ethylene, propylene, 2,2-dimethylpropylene, tetramethylene, hexamethyiene, octamethylene, decamethylene or dodecamethylene.
C4-C12alkenylene is for example butenyiene, pentenylene, hexenylene, heptenylene or
nonenylene including their isomers.
*
C6-C12arylene is, for example, o-, m- or p-phenylene, 1,4'-naphthylene or 4,4'-diphenylene.
C4-C22acyloxyalkylene is, for example, 2-ethyl-2-acetoxymethylpropyiene. Any C2-C6alkoxyalkyI substituents are, for example, methoxymethyl, ethoxymethyl. propoxymethyl, tert-butoxymethyl, ethoxyethyl, ethoxypropyl, n-butoxyethyl, tert-butoxyethyl, isopropoxyethyl or propoxypropyl.

C1-C18alkanoyloxy is, for example, formyloxy, acetyloxy, propionyloxy, butyryloxy, valeryloxy. lauroyloxy, palmitoyloxy and stearoyloxy.
The nitroxyl radicals of formula (X) are known and may be prepared according to WO 99/03984, EP'A-0 891 986 or WO 98/13392.
Some typical examples are given below.

The nitroxyl radicals of formula XXa, b and c are also known and may be prepared according to European Patent Application No. 98810741.3.
Typical examples are given below.

The nitroxyl radicals of formula XXX are also known and can be prepared as described in European Patent Application No. 98810531.8.

Furthermore DE 26 21 841, US 4'131 '599 and DE 26 30 798 for example describe the preparation of 2.6-diethyl'2,3,6-trimethyl-4-oxopiperidine and 2,6-dipropyl-3-ethyl-2,6-dimethyN 4-oxo-piperidine, which are intermediates for the corresponding 1-oxo compounds..
Another method for the preparation of 2,2-dimethyl-6,6-dialkyl-4-oxopiperidine is described by F. Asinger. M. Thiel, H. Baltz, Monatshefte fur Chemie 88> 464 (1957) or by J. Bobbittt at al. in J, Org, Chem. 58, 4837 (1993).
The oxidation of the piperidine compound to 1-oxo-piperidine derivatives is well known in the art and for example described by LB. Volodarsky, V. A. Reznikov, V.L Ovcharenko in Synthetic Chemistry of Stable Nitroxides, CRC Press, Boca Raton 1994.
The tetramethylpiperidine precursors are partially commercially available or can be prepared according to known methods. For example US 5 096 950 and the documents cited therein describe the preparation of the precursors. The oxidation process can be done as described above.
Examples are given below.

Preferably G1,, G2, G3 and G4 are methyl or ethyl and G5 and G6 are hydrogen or methyl.

More Preferably G1, G2, G3 and G4 are methyl and G5 and G6 are hydrogen.
Another preferred group of connpounds are those wherein G1 and G3 are ethyl and G2 and G4 are methyl, or G1 and G4 are ethyl and Gs and G3 are methyl, and one of G5 or Ge is hydrogen and the other methyl or both are hydrogen.
A preferred subgroup are compounds of the structural formulae A, B, O or P, wherein
m is 1,
R is hydrogen, C1-C18alky! which is uninterrupted or interrupted by one or more oxygen atoms,
cyanoethyl, benzoyl, glycidyl, a monovalent radical of an aliphatic carboxylic acid having 2 to 18
carbon atoms, of a cyctoaliphatic carboxylic acid having 7 to 15 carbon atoms, or an α,β-
unsaturated carboxylic acid having 3 to 5 carbon atoms or of an aromatic carboxylic acid having
7 to 15 carbon atoms;
p is 1;
R1 is C1-C12aalkyl. C5-C7cycloalkyl, C7-C8aralkyl, C2-C18alkanoyl, C3-C5alkenoyI or benzoyl;
R2 is C1-C18alkyl, C5-C7cycloaikyl, C2-C8alkenyl unsubstituted or substituted by a cyano,
carbonyl or carbamide group, or is glycidyl, a group of the formula -CH2CH(0H)-Z or of the
formula -CO-Z or -CONH-Z wherein Z is hydrogen, methyl or phenyl.
More preferred are those of structure A or B.
Preferably R is hydrogen, C1-C18alkyl, cyanoethyl, benzoyl, glycidyl, a monovalent radical of an
aliphatic carboxylic acid, having 2 to 18 carbon atoms;
R1 is C1-C12alkyl, C7-C8aralkyI, C2-C18alkanoyI, C3-C5alkenoyI or benzoyl;
R2 is C1-C18alkyI, glycidyl, a group of the formula -CH2CH(0H)-Z or of the formula -CO-Z,
wherein Z is hydrogen, methyl or phenyl.
Another preferred subgroup is wherein the stable nitroxyl radical is a compound of formula (X),
ni is 1
R101 is cyano;
R102 and R103 are each independently of one another unsubstituted Ci1-C12alkyl or phenyl;
or R102 and R103, together with the linking carbon atom, form a C5-C7cycloalkyI radical;
Rito is C1-C12alkyI bound via a tertiary C-atom to the nitrogen atom, C9-C11phenylalkyl or phenyl;
or
Rno and R111 together form a C2-C6alkylene bridge which is unsubstituted or substituted with
C1-C4alkyl; and


Preferably the polymer to be grafted on contains unsaturated moieties selected from the group consisting of polydienes, co-, block-, random- and tapered polymers of styrene, terpolymers with diolefins and copolymers with diolefins.
Preferred unsaturated polymers are polybutadiene, polyisoprene, styrene-isoprene-block-copolymers (SI, SIS), styrene-butadiene-block-copolymers (SB, SBS, SEES), ABS, EPDM, butyl rubber, chloroprene rubber and nitrile rubber having a content of unsaturated repeating units from 0.1 to 85%. Mostly preferred are SB, SBS, EPDM having a content of unsaturated repeating units from 1 to 70%,
Preferably the ethylenically unsaturated monomer or oligomer is selected from the group consisting of styrene, substituted styrene, conjugated dienes, maleic acid anhydride, acrolein, vinyl acetate, (alkyl)acrylic acidanhydrides. (alkyl)acrylic acid salts, (alkyl)acrylic esters or (alkyl)acrylamides.


Specifically preferred ethylenically unsaturated monomers are methylacrylate, ethylacrylate, butylacrylate, isobutyiacrylate, tert, butylacrylate, hydroxyethylacrytate, hydroxypropylacrylate, dimethylaminoethylacrylate, glycidylacrylates, methyl(meth)acrylate, ethyl(meth)acrylate, butyl(meth)acrylate, hydroxyethyl(meth)acrylate, hydroxypropyl(meth)acrylate, dimethylaminoethyi(meth)acrylate, glycidyl(meth)acrylates, acrylonitrile, acrylamide or methacrylamide.
The temperature applied in the first reaction step depends on the polymer and is for example 50° to 150° C above the glass transition temperature (Tg) for amorphous polymers and 20° to 180' C above the melting temperature (Tm) for semi-crystalline polymers. Typical are following temperatures:
low density polyethylene LDPE 170-260° C
high density polyethylene HOPE 180-270° C
polypropylene PR 180-280° C
polystyrene PS 190-280° C
styrene-block copolymers - SB(S) t80-260° C
ethylene-propylene-diene modified EPDM 180-260° C
ethylene propylene rubber EPR 180-260° C
In a preferred process the temperature in the first step A) is from 150° C to 300° C, more preferred from 170° C to 280° C.
Preferably the temperature in the second step B) is from 70° to 280° C, more preferably from 70° to 210° C.

Preferably the stable nitroxyl radical is present in an amount from 0.1% to 30%, more preferably in an amount from 0.1% to 20% and most preferably in an amount from 0.5% to 10% based on the weight of the polymer.
Preferably the weight ratio of the reaction product of step A) to the ethylenically unsaturated monomer or oligomer added in step B) is from 1:1000 to 10:1, more preferably from 1:100 to 1:1 and most preferably from 1:50 to 1:1.
Step A) of the process may be performed in any reactor suitable for mixing a polymer melt. Preferably the reactor is an extruder or kneading apparatus as for example described in "Handbuch der Kunststoffextrusion" Vol.1, editor F. Hensen, W. Knappe and H, Potente, 1989, pages 3-7. if an extruder is used the process may be described as reactive extrusion process. Examples of reactiv extrusion equipment and processes are given by G, H, Hu et al., in "Reactive Modifiers for Polymers", first edition, Blackie Academic & Professional an Imprint of Chapman & Hall, London 1997, chapter 1, pages 1-97,
Preferably, if an extruder is used, a reduced pressure of less than 200 mbar is applied during extrusion. Volatile by products may be removed thereby.
The reaction time for step A) depends on the desired amount of grafted ONR'R" initiator moieties. Typical reaction times are from a few minutes to an hour. Preferably the reaction time is from 1 min to 1 h, most preferably from 2 min to 20 min.
The reaction step B) may be performed immediately after step A), however it is also possible to store the intermediate polymeric radical initiator at room temperature for some time. The intermediate polymeric radical initiator is stable at room temperature and no loss of activity occurs up to several months.
The reaction step B) may be performed in any reactor suitable for mixing a polymer melt with a monomer. It is also possible to dissolve or disperse the polymer and to add the monomer to the solution. The process B) may thus optionally be performed in solution.
The degree of grafting depends on the reaction time, on the temperature used and the activity of the polymeric initiator. Preferably the reaction time for step B) is from 1 min to 20 hours, more preferably from 30 min to 5 hours.
If the reaction step B) is performed in an extruder, a reaction time of 2 to 20 minutes is preferred.

The grafted polymers are useful in many applications such as compatibilizers in polymer blends or alloys, adhesion promoters between two different substrates, surface modification agents, nucleating agents, coupling agents between filler and polymer matrix or dispersing agents.
The process is particularly useful for the preparation of grafted block copolymers.
Grafted block copolymers are, for example, grafted block copolymers of polystyrene and polyacrylate (e.g., poly(styrene-co-acry!ate) or poly($tyrene-co-acrylate-cO'Styrene), They are useful! as adhesives or as compatibilizers for polymer blends or as polymer toughening agents. Poly(methylmethacrylate-co- acrylate) diblock graft copolymers or poly(methylacrylate-co-acrylate-co-methacrylate) triblock graft copolymers are useful as dispersing agents for coating systems, as coating additives (e.g. rheological agents, compatibilizers, reactive diluents) or as resin component in coatings(e.g, high solid paints). Graft block copolymers of styrene, (meth)acrylates and/or acrylonitrile are useful for plastics, elastomers and adhesives.
Furthermore, graft block copolymers of this invention, wherein the grafted blocks have polar monomers on a non polar polymer are useful in many applications as amphiphilic surfactants or dispersants for preparing highly uniform polymer blends.
Thus, the present invention also encompasses in the synthesis novel graft block, multi-block, star, gradient, random, hyperbranched and dendritic copolymers.
The polymers prepared by the present invention are particularly useful for following
applications:
adhesives, detergents, dispersants, emulsifiers, surfactants, defoamers, adhesion promoters,
corrosion inhibitors, viscosity improvers, lubricants, rheology modifiers, thickeners, Crosslinkers,
paper treatment, water treatment, electronic materials, paints, coatings, photography, ink
materials, imaging materials, superabsorbants, cosmetics, hair products, preservatives, biocide
materials or modifiers for asphalt, leather, textiles, ceramics and wood.
Because the present graft polymerizaton is a "living" polymerization, it can be started and stopped practically at will. Furthermore, the polymer product retains the functional alkoxyamine group allowing a continuation of the polymerization in a living matter. Thus, in one embodiment of this invention, once the first monomer is consumed in the initial polymerizing step a second monomer can then be added to form a second block on the growing graft polymer chain in a second polymerization step. Therefore it is possible to carry out additional graft polymerizations with the same or different monomer(s) to prepare multi-block graft copolymers.

Furthermore, since this is a living radical polymerization, graft blocks can be prepared in essentially any order.
Consequently further subjects of the present invention are a polymeric radical initiator prepared according to step A) of the process without an additional free radical source and a polymeric radical initiator prepared according to step A) of the process with an additional free radical source.
The polymeric radical initiator obtainable by step A) of the above process is schematically
represented in formula (P1)

R498 is hydrogen, substituted or unsubstituted C1-C18alkyl, C2-C18alkenyl, C2-C18alkinyl; C3-

C9phenylalkyl or halogen; n is a number from 1 to 10;

y is a number from 1 to 25000 and; z is a number from 0 to 25000.

Examples for the different substituents have been already given.
Within this selection polyethylene, polypropylene and polybutadiene, SBS and EPDM are especially preferred.
A further subject of the invention is a polymer of formula (P2) obtainable by step B) of the above process.
■ "499
Definitions and examples of the substituents are as given above;
Q6 is a homo-, co- or tapered polymer resulting from the monomers as described above, t is a
number from 0 to 25000.
R499 may be removed thermally or chemically.
Preferably the polymer (P2) is grafted with a monomer selected from the groups described above and more preferably with styrenes, (meth)acrylates, butadiene, isoprene.
Most preferred are SB-g-styrenes, SB-g-(meth)acrylates, Sl-g-styrenes, SI-5-(meth)acrylates, SBS-g-styrenes, SBS-g-(meth)acrylates, EPDM-g-styrenes, EPDM-5r-(meth)acrylates.
Still a further subject is a polymer obtainable by step A) and B) of the process as defined above.
Yet another subject of the present invention is a composition comprising

a) a polymeric radical initiator prepared according to step A) as defined above optionally the preparation being done in the presence of a free radical source and
b) an ethylenically unsaturated monomer or oligomer.
Examples for the different substituents and their preferences are already given, they apply also for the other subjects of the invention.
Further subjects are the use of a stable nitroxyl radical for the preparation of a grafted polymer as defined above and the use of a grafted polymer according to step A) as defined above, as macroinitiator for radical polymerization.
Also subject of the present invention is the use of the polymer prepared according to the process as defined above, as adhesive or compatibilizer for polymer blends or as polymer toughening agents.
Poly(methylmethacrylate-co- acrylate) diblock graft copolymers or poly(methylacrylate-co-acrylate-co-methacrylate) triblock graft copolymers are useful as dispersing agents for coating systems, as coating additives (e.g. rheological agents, compatibilizers, reactive diluents) or as resin component in coatings(e.g. high solid paints). Graft block copolymers of styrene, (meth)acrylates and/or acrylonitrile are useful for plastics, elastomers and adhesives.
Furthermore, graft block copolymers of this invention, wherein the grafted blocks have polar monomers on a non polar polymer are useful in many applications as amphiphilic surfactants or dispersants for preparing highly uniform polymer blends.
The following examples illustrate the invention.
A) Grafting of R'R"N-O- to the polymer (preparation of a polvmeric initiator)
« In a Brabender mixer chamber W50 (40 rpm) heated to 180 - 220° C, 36.6 g of a commercially
available polypropylene (MFR230/2.I6 = 1-43 according to ISO 1133) are kneaded under N2
for 10 min. The additives (Table 1) are introduced into the mixer chamber right at the beginning,
together with the polypropylene. After 10 min the mixing is stopped. The polymer material is
removed from the mixer chamber, compression molded at 30° C at about 50 kN for 1 min and
comminuted into granules. The granulated polymer is dissolved, reprecipitated and high

temperature NMR spectra are taken to determine whether polymer bound NO-moieties are present.
Table 1 Grafting of R'R"N-O- to polypropylene

B) "Grafting of R'R"N-0* to the polymer and subsequent polvmernaloqous reaction
Commercially available polymers (SBS = styrene/butadiene/styrene copolymer, Kraton D 1102 CD, supplier: Shell; SEBS = styrene/ethylene/butadiene/styrene copolymer Kraton G 1652, supplier: Shell; EPDM = ethyiene/propylene/ethylidenenorbornene terpolymer, Buna EP G 3850, supplier: Bayer) are extruded together with the compounds given in Table 2 in a twin screw extruder (TW 100 of Haake, Germany) at 180 - 210°C (heating zones 1-5) and 40 rpm.

In an evacuated Schlenk reactor, purged with argon, 5 g of the granulated polymer is dissolved in 50-100 mL monomer under argon atmosphere. Dissolved oxygen is removed in freeze-thaw-cycles (liquid nitrogen). The reaction mixture is stirred and heated under argon atmosphere. Remaining monomer is removed under vacuum and the residue is dried under vacuum until constant weight is achieved. Molecular weights and molecular weight distributions are determined by gel permeation chromatograpgy (GPC). The results are shown in Table 3.

compound 4: decanedioic acid bis(2.2,6,6-tetramethyl-piperidin-1-oxyl'4-yl) ester compound 5: dodecanoic acid 2,6-diethyi-2,3,6-trimethyl-pipei'idin-1-oxyl-4-yl ester *bimodal distribution; peak molecular weight (Mp) from high MW peak

Table 3 Polvmeranaloqous reactions






WE CLAIM;
1. A process for the preparation of a grafted polymer wherein in a first step
A) a stable nitroxyl radical is grafted onto a polymer, which step comprises heating a polymer and a stable nitroxyl radical (NO-) up to a temperature between 150° C and 300° C and mixing it in the melt; and in a second step
B) the grafted polymer of step A) is heated in the presence of an ethylenically unsaturated monomer or oligomer to a temperature at which cleavage of the nitroxyl-polymer bond occurs and polymerization of the ethylenically unsaturated monomer or oligomer is initiated at the polymer radical; maintaining said temperature for further polymerization and afterwards cooling down the mixture to a temperature below 60° C.

2. A process according to claim 1, wherein a free radical source is additionally present.
3. A process according to claim 2, wherein the free radical source is a bis-azo compound, a peroxide or a hydroperoxide.
4. A process according to claim 3 wherein the free radical source is 2,2'-azobisisobutyro-nitrile, 2,2'-azobis(2-methyl-butyronitrile), 2,2'-azobis(2,4-dimethylvaleronitrile), 2,2'-azobis(4' methoxy-2,4-dimethylvaleronitrile), 1,1'-azobis(1-cyclohexanecarbonitrile), 2,2'-azobis-(isobutyramide) dihydrate, 2-phenylazo-2,4'dimethyl-4-methoxyvaleronitrile, dimethyl-2,2'-azobisisobutyrate, 2-(carbamoylazo)isobutyronitrile, 2,2'-azobis(2,4,4-trimethylpentane), 2,2'-azobis(2-methylpropane), 2,2'-azobis(N,N'-dimethyleneisobutyramidine), free base or hydrochloride, 2,2'-azobis(2-amidinopropane), free base or hydrochloride, 2,2'-azobis{2-methyl-N"[1,1 -bis(hydroxymethyl)ethyl]propionamide} or 2,2'-azobis{2-methyl-N-[1,1 -bis-(hydroxymethyl)-2-hydroxyethyl]propionamide;
acetyl cyclohexane sulphonyl peroxide, diisopropyl peroxy dicarbonate, t-amyl perneodecanoate, t-butyl perneodecanoate, t-butyl perpivalate, t-amylperpivalate, bis(2,4-dichlorobenzoyl)peroxide, diisononanoyi peroxide, didecanoyi peroxide, dioctanoyi peroxide, dilauroyl peroxide, bis (2-methylbenzoyl) peroxide, disuccinic acid peroxide, diacetyl peroxide, dibenzoyi peroxide, t-butyl per 2-ethylhexanoate, bis-(4-chlorobenzoyl)-peroxide, t-butyl perisobutyrate, t-butyl permaleinate, 1,1-bis(t-butylperoxy)3,5,5-trimethylcyclohexane, 1,1-bis(t-butylperoxy)cyclohexane, t-butyl peroxy isopropyl carbonate, t-butyl perisononaoate, 2,5-dimethylhexane 2,5-dibenzoate, t-butyl peracetate, t-amyl perbenzoate, t-butyl perbenzoate, 2,2-bis (t-butylperoxy) butane, 2,2 bis (t-butylperoxy) propane, dicumyl peroxide, 2,5-dimethylhexane-2,5-di-t-butylperoxide, 3-t-butylperoxy 3-phenylphthalide, di-t-

amyl peroxide, a, a'-bis(t-butylperoxy isopropyl) benzene, 3,5-bis (t-butylperoxy)3,5-dimethyl 1,2-dioxolane, di-t-butyl peroxide, 2,5-dimethylhexyne-2,5"di-t-butylperoxide, 3,3,6,6,9,9-hexamethyl 1,2,4,5-tetraoxa cyclononane, p-menthane hydroperoxide, pinane hydroperoxide, diisopropylbenzene mono-a-hydroperoxide, cumene hydroperoxide or t-butyl hydroperoxide.
5. A process according to claim 1 wherein the polymer is polyethylene, polypropylene,
polystyrene, a styrene block-copolymer, polybutadiene, polyisoprene, EPDM (ethylene-
propylene diene monomer) or EPR (ethylene-propylene rubber).
6. A process according to claim 1, wherein the stable free nitroxyl radical is a compound of
formula (X)

or R102 and R10 a, together with the linking carbon atom, form a C3-C12cycloalkyI radical, a (C4-C12cycloalkanon)-yl radical or a C3-C12cycloalkyl radical containing at least one O atom and/or a NR108 group; or if n1 is 1




7. A process according to claim 1 wherein the stable nitroxyl radical is a compound of
formula XXa. XXb or XXc


8. A process according to claim 1 wherein the stable nitroxyl radical contains a structural element of formula (XXX)


9. A process according to claim 8, wherein the compound containing the structural element of formula (XXX) is any of formulae A to S









wherein
G1, G2, G3 and G4 are independently alkyl of 1 to 4 carbon atoms, or G1 and G2 together and

G3 and G4 together, or G1 and G2 together or G3 and G4 together are pentamethylene;
G5 and G6 are independently hydrogen or C1-C4 alkyl;
R, if m is 1, is hydrogen, C1-C18alkyI which is uninterrupted or interrupted by one or more
oxygen atoms, cyanoethyl, benzoyl, glycidyl, a monovalent radical of an aliphatic carboxylic
acid having 2 to 18 carbon atoms, of a cycloaliphatic carboxylic acid having 7 to 15 carbon
atoms, or an a,p-unsaturated carboxylic acid having 3 to 5 carbon atoms or of an aromatic
carboxylic acid having 7 to 15 carbon atoms, where each carboxylic acid can be substituted
in the aliphatic, cycloaliphatic or aromatic moiety by 1 to 3 -COOZ12 groups, in which Z12 is H,
C1-C20alkyl, C3-C12alkenyl, C6-C7cycloalkyI, phenyl or benzyl; or
R is a monovalent radical of a carbamic acid or phosphorus-containing acid or a monovalent
silyl radical;
R, if m is 2, is C2-C12alkylene, C4-C12alkenylene, xylylene, a divalent radical of an aliphatic
dicarboxylic acid having 2 to 36 carbon atoms, or a cycloaliphatic or aromatic dicarboxylic
acid having 8-14 carbon atoms or of an aliphatic, cycloaliphatic or aromatic dicarbamic acid
having 8-14 carbon atoms, where each dicarboxylic acid may be substituted in the aliphatic,
cycloaliphatic or aromatic moiety by one or two -COOZ12 groups; or
R is a divalent radical of a phosphorus-containing acid or a divalent silyl radical;
R, if m is 3, is a trivalent radical of an aliphatic, cycloaliphatic or aromatic tricarboxylic acid,
which may be substituted in the aliphatic, cycloaliphatic or aromatic moiety by
-COOZ12, of an aromatic tricarbamic acid or of a phosphorus-containing acid, or is a trivalent
silyl radical,
R, if m is 4, is a tetravalent radical of an aliphatic, cycloaliphatic or aromatic tetracarboxylic
acid;
p is 1, 2 or 3,
R1 is C1-C12alkyl, C5-C7cycloalkyI, C7-C8aralkyl, C2-C18alkanoyl, C3-C5alkenoyI or benzoyl;
when p is 1,
R2 is C1-C18alkyI, C5-C7cycloalkyI, C2-C8alkenyl unsubstituted or substituted by a cyano,
carbonyl or carbamide group, or is glycidyl, a group of the formula -CH2CH(OH)-Z or of the
formula -CO-Z- or -CONH-2 wherein Z is hydrogen, methyl or phenyl; or
when p is 2,
R2 is C2-C`2alkylene, Cg-da-arylene, xylylene, a -CH2CH(OH)CH2-)--O-CH2CH(OH)CH2-
group, wherein B is Ca-Cioalkylene, C6-C15arylene or C6-C12cycloalkylene; or, provided that
R1 is not alkanoyl, alkenoyl or benzoyl, R2 can also be a divalent acyl radical of an aliphatic,
cycloaliphatic or aromatic dicarboxylic acid or dicarbamic acid, or can be the group -CO-; or
R1 and R2 together when p is 1 can be the cyclic acyl radical of an aliphatic or aromatic 1,2-
or 1,3-dicarboxylic acid; or


where T7 and T8 are independently hydrogen, alkyl of 1 to 18 carbon atoms, or T7 and T8 together are alkylene of 4 to 6 carbon atoms or 3-oxapentamethylene;



or a group of the formula

T3 and T4 are independently alkylene of 2 to 12 car.n atoms, or T4 is a group


substituted by chlorine or by alkyl of 1 to 4 carbon atoms, or phenylalkyi of 7 to 12 carbon
atoms, or said phenylalkyi substituted by alkyl of 1 to 4 carbon atoms;
E4 is hydrogen, alkyl of 1 to 30 carbon atoms, phenyl, naphthyl or phenylalkyi of 7 to 12
carbon atoms; or
E3 and E4 together are polymethylene of 4 to 17 carbon atoms, or said polymethylene
substituted by up to four alkyl groups of 1 to 4 carbon atoms; and
Ee is an aliphatic or aromatic or aromatic tetravalent radical.
10. A process according to claim 9, wherein G1, G2, G3 and G4 are methyl and G5 and Ge are hydrogen.
11. A process according to claim 9 wherein the compound is of the structural formula A, B, O or P, wherein
m is 1,
R is hydrogen, C1-C18alkyl which is uninterrupted or interrupted by one or more oxygen atoms, cyanoethyl, benzoyl, glycidyl, a monovalent radical of an aliphatic carboxylic acid having 2 to 18 carbon atoms, of a cycloaliphatic carboxylic acid having 7 to 15 carbon atoms,


13. A process according to claim 6 wherein the stable nitroxyl radical is a compound of
formula (X),
Hi is 1
R101 is cyano;
R102 and R103 are each independently of one another unsubstituted C1 -C12alkyl or phenyl;
or R102 and R103, together with the linking carbon atom, form a Cs-Cycycloalkyl radical;


or of formula (XXb), wherein Q1 is O;
R205, R206. R207 and R208 are independently of each other methyl or ethyl; or
R205 and R206 and/or R207 and R208 together with the carbon atom form a C5-C6CycloalkyI ring;
R209 and R210 are independently of each other formyl, C2-C8alkylcarbonyl, benzoyl, C1-
Caalkyl, benzyl or phenyl;
or of formula (XXc), wherein Y1 is O;
R205, R206, R207 and R208 are independently of each other methyl or ethyl; or
R205 and R206 and/or R207 and R208 together with the carbon atom form a Cs-CecycloalkyI ring;
R211 is formyl, C2-C18alkylcarbonyl, benzoyl, Ci-CisalkyI, benzyl or phenyl and
R212 is OH, C1-C18alkoxy, benzyloxy, NR223R224. wherein R223 and R224 are independently of
each other hydrogen or C1-C18alkyl.
15. A process according to claim 1, wherein the polymer to be grafted on contains unsaturated moieties selected from the group consisting of polydienes, co-, block-, random-and tapered polymers of styrene, terpolymers with diolefins and copolymers with diolefins.
16. A process according to claim 1, wherein the ethylenically unsaturated monomer or oligomer is selected from the group consisting of styrene, substituted styrene, conjugated dienes, maleic acid anhydride, acrolein, vinyl acetate, (alkyl)acrylic acidanhydrides, (alkyl)acrylic acid salts, (alkyl)acrylic esters or (alkyl)acrylamides.
17. A process according to claim 1 wherein the ethylenically unsaturated monomer is styrene, α-methyl styrene, p-methyl styrene or a compound of formula CH2=C(Ra)-(C=Z)-Rb, wherein Ra is hydrogen or C1-C4alkyl, Rb is NH2, OCH3, glycidyl, unsubstituted C1-C18alkoxy or hydroxy-substituted C1-C18alkoxy, unsubstituted C1-C18alkylamino, di(C1-C18alkyl)amino, hydroxy-substituted C1-C18alkylamino or hydroxy-substituted di(C1-C18alkyl)amino;
Me is a monovalent metal atom Z is oxygen or sulfur.
18. A process according to claim 17, wherein Ra is hydrogen or methyl, Rb is NH2, gycidyl,
unsubstituted or with hydroxy substituted C1-C4alkoxy, unsubstituted C1-C4alkylamino, di(C1-
C4alkyl)amino, hydroxy-substituted C1-C4alkylamino or hydroxy-substituted di(C1-
C4alkyl)amino;and
Z is oxygen.

19. A process according to claim 18, wherein the ethylenically unsaturated
monomer is methylacrylate, ethylacrylate, butylacrylate, isobutylacrylate, tert.
butylacrylate, hydroxyethyl-acrylate, hydroxypropylacrylate,
dimethylaminoethylacrylate, glycidylacrylates, methyl(meth)acrylate,
ethyl(meth)acrylate, butyl(meth)acrylate, hydroxyethyl(meth)acrylate, hyd
roxypropyl(meth)acrylate, dimethylaminoethyl(meth)acrylate, glycidyl(meth)
acrylates, acrylonitrile, acrylamide or methacrylamide.
20. A process according to claim 1, wherein the temperature in the second step B)
is from 70°C to 280°C.
21. A process according to claim 1, wherein the stable nitroxyl radical is present in an amount of from 0.1 % to 30% based on the weight of the polymer.
22. A process according to claim 1, wherein the ratio of the reaction product of
step A) to the ethylenically unsaturated monomer or oligomer added in step B) is from
1 :1000 to 10:1.
23, A process for the preparation of a grafted polymer substantially as hereinbefore
described and exemplified.



Documents:

in-pct-2001-465-che-abstract.pdf

in-pct-2001-465-che-claims filed.pdf

in-pct-2001-465-che-claims granted.pdf

in-pct-2001-465-che-correspondnece-others.pdf

in-pct-2001-465-che-correspondnece-po.pdf

in-pct-2001-465-che-description(complete)filed.pdf

in-pct-2001-465-che-description(complete)granted.pdf

in-pct-2001-465-che-form 1.pdf

in-pct-2001-465-che-form 19.pdf

in-pct-2001-465-che-form 26.pdf

in-pct-2001-465-che-form 3.pdf

in-pct-2001-465-che-form 5.pdf

in-pct-2001-465-che-pct.pdf


Patent Number 210583
Indian Patent Application Number IN/PCT/2001/465/CHE
PG Journal Number 50/2007
Publication Date 14-Dec-2007
Grant Date 08-Oct-2007
Date of Filing 02-Apr-2001
Name of Patentee CIBA SPECIALTY CHEMICALS HOLDING INC
Applicant Address Klybeckstrasse 141 CH-4057 Basel
Inventors:
# Inventor's Name Inventor's Address
1 PFAENDNER, Rudolf Sackgasse 3, D-64668 Rimbach,
2 ROTH, Michael Falltorweg 5 D-64686 Lautertal
PCT International Classification Number C08F 291/00
PCT International Application Number PCT/EP1999/006171
PCT International Filing date 1999-08-23
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 98810878.3 1998-09-03 EUROPEAN UNION