Title of Invention

" AN ANTIMICROBIAL MATERIAL"

Abstract THE INSTANT INVENTION DISCLOSES AND ANTIMICROBI8AL MATERIAL CIMPRISING AN ORGANIC POLYCATIONIC MATEIRAL SUCH AS HER3IN DESCRIBED AND AN ANTIMICRIBIAL METALLIC MATERIAL SUCH AS HEREIN DESCRIBED TO FORM A STABLE, WATER INSOLUBLE COMPLES HAVING CONTACT KILLING AND SUBSTNTIALLY NON-LEACHING ANTIMICROBIAL PROPERTIES, WHEREIN THE ANTIMICROBIAL MATERIAL IS IN A CARRIER, IS A FRE STAND DING FILM, O5 IS IN POWDER OR MICROBEAD FORM.
Full Text Field of the Invention
The present invention relates to non-leaching antimicrobial materials, specifically, the
provision of antimicrobial materials capable of killing microorganisms on contact, as well as
methods of manufacture and use of such materials.
Background of the Invention
The constant threat of bacterial contamination and the associated repercussions on health
have made preservatives a ubiquitous part of drugs and packaged food. However, preservatives
oftentimes have undesirable side effects, especially in pharmaceutical products. Growing
consumer awareness about the deleterious effect of preservatives in recent years has necessitated
their reduction or preferably, total elimination, without risking bacterial contamination, thus
prompting the need for the development of new, cost effective packaging and storing methods
that prevent bacterial contamination. The problem is acute in the pharmaceutical area, especially
in the ophthalmic industry, which is presently driven by the need to address the issue of patient
sensitivity toward preservatives in ocular solutions. Burnstein, N.L. et al., Trans. Ophthalmol.
Soc., 104: H02 (1985); Collins. H.B. et at. Am. J. Optom. & Physiolog. Optics. 51: 215 (A89).
Similar problem, exist in the food, medical device, healthcare and water purification areas.
The modality of action of all infection resistant surfaces presently known is via one of the
following mechanisms: (i) dissolution of an antimicrobial component into the contacting solution,
or (ii) chemically bound antimicrobials. The former is accomplished by blending an antimicrobial
compound with a plastic material. The composite material is then either molded into a device or
applied as a coating. The bactericidal action of such coatings depend on diffusion of the biotoxic
agent into solution. Numerous examples of this type have been reported in the literature.
Another variant of this type involves hydrolysis or dissolution of the matrix containing an
antimicrobial compound, thereby effecting it"s release into solution. High levels of preservatives
are, however, released into contacting solutions in long term applications. In the latter
mechanism, a bioactive compound is covalently bound either directly to the substrate surface or a
polymeric material that forms a nondissolving surface coating; The antimicrobial compounds in
such coatings exhibit greatly diminished activity, unless assisted by hydrolytic breakdown of either
the bound antimicrobial or the coating itself. In either case, relatively high levels of preservative
has to be released into solution in order to elicit antimicrobial action.
Various products for use externally or internally with humans or animals can serve to
introduce bacterial, viral, fungal or other undesirable infections. Such products include medical
devices, surgical gloves and implements, catheters, implants and other medical implements. To
prevent such contamination, such devices can be treated with an antimicrobial agent. Known
methods of preparing an infection-resistant medical devices have been proposed in U.S. Pat. Nos.
3,566,874; 3,674,901; 3,695,921; 3,705,938; 3,987,797; 4,024,871; 4,318,947; 4,381,380;
4,539,234; 4,612,337; 3,699,956; 4,054,139; 4,592,920; 4,603,152; 4,667,143 and 5,019,096.
However, such methods are complicated and unsatisfactory. Prior known antimicrobial coatings
often leach material into the surrounding environment Many are specifically designed for
releasing antimicrobial agents (see, U.S. Pat. No. 5,019,096). There is a need for medical devices
and other products which are able to resist microbial infection when used in the area of the body
to which they are applied, which provide this resistance over the period of time, and which do not
leach antimicrobial materials into the environment
Summary of the Invention
It is an object of the invention to provide contact killing non-leaching antimicrobial
materials which are capable of killing microorganisms on contact, but which do not leach
significant amounts of antimicrobial materials into the surrounding environment. The
antimicrobial materials may be deposited on the surface of a substrate to form a contact-killing
antimicrobial coating on the surface, may be compounded with a polymer and cast into a
freestanding antimicrobial object or film, or may be incorporated into a carrier to provide a bulk
antimicrobial which can be applied as desired to form a contact-killing antimicrobial layer.
The antimicrobial materials of the present invention are molecularly designed to enable a
completed or matrix bound biocide to retain high activity without elution of any biocide into
contacting solutions, carriers or other materials. The antimicrobial"s activity stems from the
sustained, cooperative biocidal action of its components. Selective transfer of one component
from within the matrix directly to the microorganism upon contact is achieved via a "hand off"
mechanism upon engagement and penetration of the microorganism"s cell membrane. The
antimicrobial material, therefore, maintains long term efficacy without releasing toxic elutables
into the surrounding environment.
The antimicrobial material of the present invention comprises a combination of an organic
material which is capable of forming a matrix, and a broad spectrum biocide omplexed with or
associated with the organic material. The biocide interacts sufficiently strongly with the organic
material that the biocide does not leach or readily dissociate from the organic material The
organic material must possess two important properties: it must be capable of reversibly binding
or complexing with the biocide, and must be capable of insinuating the biocide into the cell
membrane of a microorganism which contacts it. The organic material preferably is substantially
water-insoluble, and capable of dissolving into or adhering to the cell membrane surrounding the
microorganism. Preferred organic materials are those which can be immobilized on a surface or
incorporated into a carrier and which bind the biocide in such a manner as to preferentially release
the biocide into a microorganism which contacts the material, but not into the surrounding
environment. The biocide preferably is a tow molecular weight metallic material that is toxic to
microorganisms and is capable of complexing with or reversibly binding to the organic matrix
material, but which binds preferentially to cellular proteins of microorganisms. When a
microorganism contacts the antimicrobial material, the organic material engages or penetrates at
least the outer portion of the lipid bilayer of the microorganism"s cell membrane sufficiently to
permit insinuation of the biocide into the microorganism, where cell proteins or proteins in the
lipid bilayer compete effectively for the biocide due to favorable binding constants. The result is a
contact-killing delivery system that selectively transfers the biocide through or into the
microorganism"s cell membrane upon contact without elution of the biocide into solution, thereby
maintaining long term efficacy. The unique mode of action of the presently described
antimicrobial material offers high activity coupled with substantially low leachables.
Organic materials useful in the present invention comprise materials which are capable of:
1.) reversibly binding or complexing with a biocide, and 2.) insinuating the biocide into the cell
membrane of the microorganism upon contact. A preferred class of materials are those having
the aforementioned properties, and which are capable of complexing and/or binding an
antimicrobial metallic material. Most preferred is the class of organic materials which can dissolve
into, or adhere to, and penetrate at least the outer portion of the lipid bilayer membrane of a
microorganism. For this purpose, surface active agents, such as cationic compounds, polycationic
compounds, anionic compounds, polyanionic compounds, non-ionic compounds, polynonionic
compounds or zwitterionic compounds are useful. Organic materials which currently are most
preferred for use in the invention include cationic or polycationic materials such as biguanide
compounds. In a preferred embodiment of the present invention, the organic material is a
polymer capable of forming a matrix. It is understood that the term "polymer" as used herein
includes any organic material comprising three or more repeating units, and includes oligomers,
polymers, copolymers, terpolymers, etc.
In one aspect, the organic material can be an adduct formed by reaction of the organic
material with a crosslinking agent or a chain-extending agent. Crosslinking agents which can be
used in the present invention are those multifunctional organic compounds which react with the
organic material to form an adduct which can be crosslinked to form a crosslinked network or
matrix. Suitable crosslinking agents include, for example, multifunctional compounds containing
organic groups such as isocyanates, epoxides, carboxylic acids, acid chlorides, acid anhydrides,
succimidyl ether aldehydes or ketones, and further may include multifunctional compounds such
as alkyl methane sulfones, alkyl trifluoromethane sulfonates, alkyl paratoluene methane sulfones,
alkyl halides and multifunctional epoxides. As used herein, the term "multifunctional" refers to
compounds having at least three functional groups. Chain-extending agents which can be used in
the present invention are mono-functional or difunctional organic compounds which react with the
organic material to form an adduct but which are not necessarily capable of being crosslinked, and
which are hydrophobic, that is, substantially water-insoluble. Suitable chain-extending agents
include, for example, mono-functional or difunctional aliphatic hydrocarbons, heteroaliphatic
hydrocarbons, aromatic and heteroaromatic hydrocarbons, organosilanes and perfluoro
compounds. Examples of chain-extending agents include bisglycidyl ethers of bisphenol A,
bisepoxides such as a,w-bisglycidyl polyethylene glycol, poly[bisphenol A-coepichlorohydrin]
glycidyl end capped and N,Ndiglycidyl-4-glycidyloxyaniline. In a preferred embodiment, the
organic material comprises a biguanide compound. The biguanide compound may be a polymer
comprising repeating biguanide units, such as poryhexamethylene biguanide, or be a co-polymer
containing biguanide units and one or more additional organic materials. For example, the
biguanide polymer may be a copolymer formed by reacting a polyepoxy compound and a
biguanide compound. In a currently preferred embodiment, the organic material comprises an
adduct formed by reacting polyhexamethylene biguanide with an epoxide, such as N,N-
bismethylene diglycidylaniline. The resulting adduct can then be applied to a substrate and
allowed to dry to form a noncrosslinked matrix or may be cured to form a crosslinked network or
matrix.
The biocide can be any antimicrobial material which is capable of non-leachably binding or
complexing with the organic material, but which, when placed in contact with a microorganism,
preferentially transfers to proteins in the microorganism. For this purpose, metallic materials
which bind to cellular proteins of microorganisms and are toxic to the microorganisms are
preferred. The metallic material can be a metal, metal oxide, metal salt, metal complex, metal
alloy or mixture thereof. Examples of such metals include, e.g., silver, zinc, cadmium, lead,
mercury, antimony, gold, aluminum, copper, platinum and palladium, their salts, oxides,
complexes, and alloys, and mixtures thereof. The appropriate metallic material is chosen based
upon the use to which the device is to be put. The currently preferred metallic materials are silver
salts. In a currently preferred embodiment, a silver halide is used, most preferably, silver iodide.
In one aspect, the antimicrobial material comprises a complex of a polycationic ligand
compound and a metallic material. The polycationic compound and the metallic material form a
stable, isolatable coordination complex having antimicrobial properties. In a preferred
embodiment, the polycationic compound is a polymer. In another preferred aspect, the
polycationic compound itself has antimicrobial activity. In a currently preferred embodiment, the
polycationic compound is polyhexamethylene biguanide and the metal is silver, most preferably,
silver iodide. The complex preferably is in dry form, such as a powder, comprising fine particles
of the complex.
The invention further comprises liquid compositions for forming a contact killing, non-
leaching antimicrobial layer or coating on a surface. In one embodiment, the composition is a
two-part composition comprising a first solution, dispersion or suspension of an organic material,
and a second solution, dispersion or suspension of a biocide. If a crosslinked coating or film is
desired, the first solution, dispersion or suspension also will contain the crosslinking agent. As a
first step, the crosslinking agent and the organic material may be reacted to form a non-
crosslinked adduct. To form a contact-killing nonleaching coating or layer on a substrate, the first
composition is applied to the substrate under conditions sufficient to immobilize the organic
material on the substrate, forming a matrix. If a crosslinking agent is present, the matrix can be
cured to induce crosslinking. The matrix then is exposed to the solution of the biocidal material
under conditions sufficient induce the biocide to become non-leachably attached to, complexed
with or associated with the matrix.
In another embodiment, the liquid composition is a one part composition comprising a
solution, dispersion or suspension of the organic material, the biocide, and optionally, the
crosslinker. To form the contact-killing coating on a substrate, this composition is applied to the
substrate under conditions sufficient to immobilize the organic material on the substrate, forming
a matrix in which the biocide is non-leachably attached to or associated with the matrix.
The dry powder, and the two part or one part liquid compositions also may be used to
make freestanding antimicrobial films, microbeads or other solid shapes as described in more
detail below. As used herein, the term "freestanding" means not attached to a substrate.
The invention further provides methods for making the compositions of the present
invention, and applying them to various substrates to form antimicrobial coatings or layers on the
substrates, or compounding them with a carrier.
Generally, the compositions are made by combining the organic polycationic material with
the metallic biocide under conditions appropriate to form the complex. The conditions may vary
depending upon the polycationic materials and metallic biocide selected. In one embodiment, the
complex is formed by contacting a liquid solution of the polycationic material with a liquid
solution of the biocidal metallic material, resulting in formation of the complex as a precipitate
from the solution. The precipitate then can be dried and ground to form a powder.
To make the dry or powder compositions of the invention, the organic polycationic
material and the metallic biocide first may be combined in a liquid carrier to form a solution,
dispersion or suspension of the complex, which then may be dried to evaporate the liquid. The
drying step may be performed in any suitable manner to obtain the desired product, including
spray drying, air drying, heating, etc. In one embodiment, a powder form of the complex can be
prepared by combining a liquid solution of the organic material and the biocide to form a solution,
dispersion or suspension of the organic material:biocide complex. The solution, dispersion or
suspension then is cast as a film onto a non-adherent substrate and dried to form a film. The film
then is detached from the non-adherent substrate and ground to a powder. The term "non-
adherent substrate" means a substrate to which the coating or film formed from the complex will
not bond, and from which it can be removed intact. In another embodiment, a complex is formed
between a crosslinked form of the organic material and the biocidal metallic material. In this
embodiment, the organic material is reacted with a crosslinking agent to form an adduct. The
adduct then is cured to induce crosslinking. The resulting crosslinked material then is contacted
with the biocidal metallic material under conditions sufficient to form the complex.
In a preferred embodiment, the organic material is polyhexamethylene biguanide (PHMB)
or an adduct formed by the reaction of PHMB with an epoxy functional compound, preferably
N,N-methylenebisdiglycidylaniline (MBDGA). The adduct is formed by reacting PHMB and
BMDGA by heating a mixture of the two components at a temperature of from about 90 to about
95°C for about 15 minutes. The PHMB or PHMB adduct then is combined with the metallic
biocide, preferably a silver salt, thereby forming a precipitate containing a complex of
PHMB.MBGDA:Agl. The currently preferred silver salt is silver iodide. The resulting
precipitate then is dried and can be ground to form a fine powder of the complex. Techniques for
making dry powders of complexes based on organic materials and/or biocides other than PHMB
and silver can be accomplished using reaction conditions and drying protocols known and
available to those skilled in the art.
To make the liquid compositions of the invention, a solution, dispersion or suspension of
an organic material can be made or, if appropriate, as it available from the manufacturer. For
example, polycationic polymers may be available in resin form (i.e., in a liquid carrier) which may
be suitable for use as is, or with a slight adjustment, e.g., in the solid content. Polymer resins also
may be blended with other resins or compounds; or the polymers may be reacted with or
derivatized with other polymers or compounds to form copolymers, functionalized polymers or
adducts. The binding and/or reaction conditions will depend upon the materials selected.
In one embodiment, a liquid solution of a polycationic organic material, such as PHMB,
can be used as the organic material. PHMB can be used as is, or can be reacted with another
organic polymer or compound to form a copolymer, adduct or functionalized derivative.
Protocols for formation of copolymers, adducts and derivatives are well known in the chemical
art. In a currently preferred embodiment, described above in connection with the procedure for
forming the dry composition, PHMB first is reacted with an epoxy functional compound to form
an adduct. The resulting liquid solution containing the adduct can be applied as is and
subsequently impregnated with the biocide as described below, or can be combined with the
biocide to form a solution, dispersion or suspension of a PHMB adduct: biocide complex. In the
currently preferred embodiment, PHMB is reacted with BMDGA to form the adduct, and the
adduct is combined with a silver salt, preferably silver iodide, to form a PHMB.MBDGA.AgI
complex. As will be readily apparent to those skilled in the art, these techniques can be used to
make complexes of organic materials and bioddes based on materials other than PHMB,
MBGDA and AgI provided that the materials have the required functional characteristics, that is,
the ability to form a complex which has antimicrobial properties and will not leach or release the
biocide into a liquid or other substance in contact with the complex, but which will preferentially
transfer the biocide to a microorganism in contact with the complex.
The method for applying the liquid compositions to form an antimicrobial coating
generally comprises providing a solution, dispersion or suspension the organic material, and, if a
non-crosslinked material is desired, coating the solution, dispersion or suspension of the organic
material onto the substrate, and drying the coating, thereby forming a matrix.
If a crosslinked coating is desired, the organic material first is combined with a
crosslinking agent Typically, both the organic material and the crosslinker will be in liquid form
(e.g., in a solution, dispersion or suspension), and the two solutions are combined, forming a
liquid mixture. The liquid may be an organic solvent, an aqueous liquid or a mixture of an organic
solvent and an aqueous liquid. The organic material and the crosslinking agent then are reacted to
form an adduct. The resulting adduct can be stored for later use, if desired, or can be immediately
applied to a substrate.
Liquid compositions containing the organic material (with or without the added
crosslinker) can be applied to the substrate of choice by any suitable means for applying a liquid
coating, including, for example, spraying, brushing, dipping, calendering, rod or curtain coating.
The method selected to apply the composition to the substrate will depend on several factors,
including the coating thickness desired and the nature and configuration of the substrate. If
necessary, the surface to be coated can be cleaned or treated before the polymer solution is
applied. The resulting coating is dried to form the matrix, and, if crosslinking is desired, subjected
to crosslinking conditions, forming a crosslinked network. Crosslinking conditions may include
thermal curing, ultraviolet curing, chemical curing or other curing methods. The matrix then is
contacted with a solution of the biocide under conditions sufficient to deposit the biocidal material
into the matrix such that the biocidal material becomes non-leachably associated with or attached
to the matrix.
Another embodiment of the method of making the coatings of the present invention
comprises first combining the organic material and the biocide, then applying the mixture to the
substrate to form the matrix as described above. If a crosslinked coating is desired, the organic
material and crosslinking agent are reacted to form an adduct as described above, then the adduct
is combined with the biocide. The resulting adduct/biocide mixture can be stored for later use, or
can be immediately applied to a substrate and cured as described above to induce crosslinking,
thereby forming the polymeric network having the biocide non-leachably associated therewith or
attached thereto.
In the methods of the invention described above, the amounts and/or concentrations of the
materials used will depend upon the nature and stoichiometry of the materials used, and the end
product desired. In the currently preferred embodiments, the concentration of the solution,
dispersion or suspension of the organic material, or the organic adduct resin formed by the
reaction of the polymer and crosslinker, typically is in the range of from about 0.5 to about 20%
by weight. Typically, a polymer:crosslinker ratio in the range of from about 1:1 to about 3:1
(weight percent) will form crosslinked networks which will non-leachably retain the biocide and
preferentially transfer the biocide to the microorganism upon contact as described herein.
Solutions of the biocidal material typically comprising from about 0.005 to about 0.5 % by weight
can be used to impregnate the matrix with biocide.
In another embodiment of the present method, a freestanding antimicrobial material may
be formed using the present antimicrobial material. In this embodiment, using the two-part
compositions described above, a solution, suspension or dispersion of the organic material is cast
on a non-adherent substrate and dried to form a film. If a crosslinked material is desired, the
organic material and crosslinker first are combined and reacted to form an adduct as described
above, and a solution, suspension or dispersion of the adduct is cast to form the film. The film is
cured to induce crosslinking, as described above. The film then is contacted with a solution,
dispersion or suspension of the biocidal material to deposit the biocidal material within the matrix
of organic material. The film then is detached from the substrate and used as desired.
Alternatively, freestanding crosslinked or non-crosslinked films can be cast using the one part
liquid compositions described above. Freestanding antimicrobial materials also may be prepared
using the antimicrobial materials of the present invention in other physical forms besides films,
including as microbeads or solid shapes, for example, which can be prepared by compounding the
antimicrobial powder with a suitable carrier, then casting or molding the object using well known
techniques.
In another embodiment, an antimicrobial powder may be formed by casting a freestanding
film, as described above, then grinding the film to a powder. The powder also may be formed by
precipitating from solution the complex between the organic material and the biocidal metallic
material, drying the precipitate and grinding it to form the powder. The powder has similar
contact-killing antimicrobial properties to the films and coatings described above. The
antimicrobial powder can be incorporated into a carrier, such as a gel, cream or liquid, and applied
to a surface to form an antimicrobial layer. For example, a formulation comprising the
antimicrobial powder dispersed in a pharmaceutically acceptable carrier can be used as a topical
antiseptic and be applied to a wound.
In a preferred embodiment, the antimicrobial materials of the present invention are used to
form a contact-killing surface on a substrate. To provide the contact-killing surface on the
substrate, the organic compound may be attached to and/or immobilized on the substrate by any
appropriate method, including covalent bonding, ionic interaction, coulombic interaction,
hydrogen bonding, crosslinking (e.g., as crosslinked (cured) networks) or as interpenetrating
networks, for example.
In a currently preferred embodiment, the organic matrix is formed by first reacting
polyhexamethylenebiguanide with N,N-bismethylene diglycidylaniline to form an adduct. Stable
coating solutions of the resulting adduct have been obtained in both absolute ethanol and in
aqueous ethanol. The adduct can be applied on a substrate surface either by dip-coating, brushing
or spraying. Once applied to the substrate, the coating is dried to thereby form a matrix. The
coating can be cured (e.g., by heating) to induce crosslinking, thereby forming a crosslinked
polymeric network on the substrate. The resulting coating is optically clear, resistant to most
solvents and to temperature changes, and does not delaminate, flake or crack. The coating
typically is about ten microns or less in thickness, although the thickness of the coating may be
varied by well- known techniques, such as increasing the solids content of the resin. A broad
spectrum metallic antimicrobial, preferably a silver compound, then is introduced into the
polymeric network such that it is entrapped as submicron particles, and complexes with the
functional groups on the polymer. Alternatively, the metallic material is combined with the liquid
containing the polymer prior to applying it to the substrate. In the currently preferred
embodiment, the broad spectrum antimicrobial is a silver halide, preferably silver iodide.
The antimicrobial materials of the present invention are unique in the following respects:
i) The unique nature of the antimicrobial material utilizes a cooperative effect of it"s components.
This results in high biocidal activity, while maintaining almost no significant leachables into
solutions it is in contact with.
ii) The mechanism of action is essentially a surface mediated one, whereby organisms succumb
only upon contact with the material due to the non-leaching property associated with it.
in) The ability of such surfaces to remain completely inert in solution in the absence of
microorganism contamination.
iv) The ability of such surfaces to remain viable over multiple organism challenges with no
decrease in their bioactivity.
v) The utilization of such biocidal materials on an interior or exterior surface of a device, thereby
eliminating the possibility of microbial colonization on the surface.
vi) User friendliness and cost effectiveness of the coating for all types of applications.
vii) Adaptability to existing manufacturing technology, thereby enabling large scale manufacture
with minimal cost.
The above and other objects, features and advantages of the present invention will be
better understood from the following specification when read in conjunction with the
accompanying drawings.
Brief Description of the accompanying Drawings
Figure 1A is a schematic graphic illustration of the matrix/biocide complex of the present
invention, before contact of the coating with microorganisms.
Figure 1B is a schematic graphic illustration of the contact-killing ability of the
matrix/biocide complex of the present invention during contact of the coating with
microorganisms.
Figures 2A-D are a schematic graphic illustration of a preferred method for applying the
matrix/biocide complex of the present invention to a substrate:
Figure 2A shows the matrix immobilized on the substrate, with chains of the organic
material forming arms or tentacles that protrude into the surrounding environment;
Figure 2B shows the immobilized matrix impregnated with a biocidal compound, with
reservoirs of the biocide deposited within the matrix and molecules of the biocidal compound
attached to the tentacles;
Figure 2C shows a microorganism in contact with the matrix/biocide complex wherein the
polymer chains engage and dissolve into the microorganism cell membrane;
Figure 2D shows penetration of the cell membrane and transfer of the biocide from the
network into the microorganism, causing cell death.
Figure 3 is a graph illustrating the bioactivity of a preferred coating of the present
invention, a matrix formed from crosslinked PHMB complexed with silver salts, treated as a
function of surface area to volume against Pseudamonas aeruginosa microorganisms in
phosphate buffered saline at 30°C.
Detailed Description
The antimicrobial materials of the present invention can be combined with a variety of
carriers to form bulk antimicrobial compositions, or can be coated onto a variety of substrates to
form an antimicrobial coating. Both the bulk antimicrobials and the coatings are non-leaching and
contact-killing. That is, they do not leach significant amounts of antimicrobial components into
the surrounding environment, and will kill most microorganisms which come into contact with
them.
The term "microorganism" as used herein includes bacteria, blue-green algae, fungi yeast,
mycoplasmids, protozoa and algae.
The term "biocidal" as used herein means the killing of microorganisms, or inhibiting the
growth of microorganisms, which can be reversible under certain conditions.
As used herein, the terms "non-leachable" or "substantially non-leachable" means that
none or very minute amounts (e.g., below a certain threshold) of the organic and/or biocidal
material dissolves into a liquid environment. Preferably, this threshold is no higher than 1 part per
million (ppm), and more preferably is lower than 100 parts per billion (ppb).
Organic materials useful in the present invention comprise materials which are capable of:
1.) reversibly binding or completing with the biocide, and 2.) insinuating the biocide into the cell
membrane of the microorganism. A preferred class of materials are those having the
aforementioned properties, which are capable of being immobilized on a surface and which
preferentially bind a biocidal metallic material in such a manner so as to permit release of the
metallic biocide to the microorganism but not to the contacting environment. Most preferred is
the class of organic materials which can dissolve into, adhere to, disrupt or penetrate the lipid
bilayer membrane of a microorganism. For this purpose, surface active agents, such as cationic
compounds, polycationic compounds, anionic compounds, polyanionic compounds, non-ionic
compounds, polyanionic compounds or zwitterionic compounds may be used. Organic materials
which currently are most preferred for use in the invention include cationic or polycationic
compounds such as biguanide compounds.
Preferred cationic materials include benzalkoniumchloride derivatives, a-4-[l-tris(2-
hydroxyethyl) ammonium-2-butenyl]poly[1-dimethylammonium-2-butenyl]-w -tris(2-
hydroxyethyl) ammonium chloride, and biguanides of the general formula:
or their water soluble salts, where X is any aliphatic, cycloaliphatic, aromatic, substituted
aliphatic, substituted aromatic, heteroaliphatic, heterocyclic, or heteroaromatic compound, or a
mixture of any of these, and Y1 and Y2 are any aliphatic, cycloaliphatic, aromatic, substituted
aliphatic, substituted aromatic, heteroaliphatic, heterocyclic, or heteroaromatic compound, or a
mixture of any of these, and where n is an integer equal to or greater than 1. Preferred
compounds include, e.g., chlorhexidine (available from Aldrich Chemical Co., Milwaukee, WI) or
polyhexamethylene biguanide (available from Zeneca Biocides, Inc. of Wilmington, DE). The
above-mentioned organic materials may be modified to include a thiol group in their structure so
as to allow for the bonding of the compound to a metallic substrate, or may be derivatized with
other functional groups to permit direct immobilization on a non-metallic substrate. For example,
the above-mentioned organic materials may be suitably functionalized to incorporate groups such
as hydroxy, amine, halogen, epoxy, alkyl or alkoxy silyl functionalities to enable direct
immobilization to a surface.
In a preferred embodiment of the present invention, the organic material comprises a
polycationic material which is crosslinked to form the matrix. Crosslinking agents which can be
used in the present invention are those which react with the polycationic material to form an
adduct which then can be reacted to form a crosslinked network or matrix. Suitable crosslinking
agents include, for example, compounds containing organic multifunctional groups such as
isocyanates, epoxides, carboxylic acids, acid chlorides, acid anhydrides, succimidyl ether
aldehydes and ketones, and organic compounds such as alkyl methane sulfones, alkyl
trifluoromethane sulfonates, alkyl paratoluene methane sulfones, alkyl halides and organic
multifunctional epoxides. In a currently preferred embodiment, a polyhexamethylene biguanide
polymer is reacted with an epoxide, such as N,N-methylene bisdiglycidylaniline, which then is
cured to form a crosslinked network.
The biocidal material can be any antimicrobial material which is capable of non-leachably
binding to or complexing with the organic matrix, but which, when placed in contact with the
microorganism, preferentially transfers to the microorganism. For this purpose, metallic materials
which are toxic to microorganisms are preferred. The metallic material can be a metal, metal
oxide, metal salt, metal complex, metal alloy or mixture thereof. Examples of such metals
include, e.g., silver, zinc, cadmium, lead, mercury, antimony, gold, aluminum, copper, platinum
and palladium, their oxides, salts, complexes and alloys, and mixtures of these. The appropriate
metallic material is chosen based upon the use to which the device is to be put. The currently
preferred metallic materials are silver compounds.
The biocidal material can be introduced into the matrix either contemporaneously with or
after application of the organic material to a surface.
The invention also provides a substrate in which the surface is at least partially coated with
additional organic materials, and/or biocidal materials, or both. Examples of organic and biocidal
materials that can be used are discussed above. The use of a combination of at least two different
organic and biocidal materials can enhance the antimicrobial properties of the coating. Different
types of microorganisms can exhibit different degrees of sensitivity to different organic and
biocidal materials. In addition, the use of two or more different organic and biocidal materials can
significantly reduce the problem of selection for microorganisms having resistance to the organic
and biocidal materials in the coating that can occur when only one is used.
The amount and/or type of the antimicrobial coating which is used in a particular
application will vary depending on several factors, including the type and amount of
contamination which is likely to occur, and the size of the antimicrobial surface. The amount of
antimicrobial used will be a minimum amount necessary to maintain the sterility of the liquid. As
stated above, this amount will vary depending upon various considerations.
In a preferred embodiment, the organic material, whether crosslinked or non-crosslinked,
forms an insoluble, non-leachable matrix having a unique configuration: some of the organic
material protrudes into the surrounding environment, that is, "arms" or "tentacles" of the organic
material project away from the matrix and into the surrounding environment. This phenomenon
can be understood by referring to Figures 1 and 2, which are schematic graphic illustrations of a
preferred coating of the present invention in which the organic material is a crosslinked biguanide
polymer and the biocidal material is a silver halide salt, preferably silver iodide. Figures 1A and
1B and Figures 2A-D show the polymer matrix having tentacles projecting into the ambient
environment, and the silver salt deposited in reservoirs and on the tentacles. Without wishing to
be bound by theory, it is believed that when a microorganism contacts the coating, the biguanide
polymer tentacles dissolve into the lipid bilayer surrounding the microorganism, thereby
introducing silver molecules into the interior of the microorganism or to proteins within the cell
membrane. The silver salt has a greater affinity for certain proteins in the microorganism than for
the polymer, and therefore complexes with the cellular proteins and is transferred into the
microorganism, thereby killing it. Specifically, it is thought that the silver forms complexes with
the sulfhydryl and amino groups of the cellular proteins.
In this embodiment, the silver salt is attached to or impregnated into the matrix and on the
tentacles of the polymer such that the silver is substantially non-leachable. Again, not wishing to
be bound by theory, it is believed that the silver salt forms complexes with functional groups in
the polymer, and that the complexed silver resists leaching into ambient liquids or other materials
(e.g., creams or gels) in contact with the coated surface. However, when the coating becomes
exposed to cellular proteins, the silver preferentially complexes with the proteins.
In a currently preferred embodiment, the polymeric material is polyhexamethylene
biguanide (PHMB), the crosslinking agent is N,N-methylenebisdiglycidylaniline (MBDGA), and
the silver salt is a silver halide, most preferably, silver iodide. In this embodiment, the liquid
composition is made by combining a solution of polyhexamethylene biguanide with a solution of
the crosslinking agent, and reacting the mixture under conditions sufficient to form a non-
crosslinked PHMB-MBDGA adduct. The ratio of PHMB to MBDGA preferably is in the range
of from about 1:1 to 3:1 by weight. The PHMB-MBDGA mixture is heated to about 95°C for
about 2 hours in a closed reactor to form the adduct. The concentration of the resulting adduct
resin preferably is in the range of from about 0.5 to about 20% by weight. To form a contact-
killing antimicrobial coating, the adduct resin solution is coated onto the desired substrate, and
heated to a temperature sufficient to induce crosslinking between the adducts, thereby forming a
crosslinked network or matrix. Temperatures sufficient for crosslinking typically are in the range
of from about 70°C to about 200°C. The resulting carosslinked network is then saturated with
silver by immersing the coating for about two minutes in a silver iodide/potassium iodide solution.
Silver solutions having a concentration of from about 0.005 to about 0.5% can be used for this
step. The silver iodide forms reservoirs in the matrix, and becomes attached to the tentacles.
Silver iodide has sufficient affinity for the PHMB polymer that it forms an insoluble complex that
will not leach into ambient solutions or other materials in contact with the material, even at
elevated temperatures. However, when a microorganism contacts the coating, the tentacles
disrupt the microorganism"s lipid bilayer membrane, thereby introducing the silver iodide into the
microorganism. Silver iodide has greater affinity for certain proteins within the microorganism
than for the PHMB-MBDGA matrix, and forms complexes with these proteins, that is, the silver
is preferentially transferred from the coating to the microorganism. The silver accumulates to
toxic levels in the microorganism and kills it. The silver iodide reservoirs within the matrix
replenish the silver iodide on the tentacles lost to the microorganism by reestablishing the
equilibrium for formation of the complex (AgI + PHMB = [PHMBAgI]).
This invention also includes the coated substrates, freestanding films, powders and articles
made in accordance with the above methods.
The present invention provides stable, adherent coatings or layers using the present
coating formulations on a wide range of materials, including those commonly used in membranes
and in medical device manufacture. Antimicrobial coatings according to the present invention can
be applied, for example, to woods, metals, paper, synthetic polymers (plastics), natural and
synthetic fibers, natural and synthetic rubbers, cloth, glasses, and ceramics. Examples of synthetic
polymers include elastically deformable polymers which may be thermosetting or thermoplastic
such as, for example, polypropylene, polyethylene, polyvinylchloride, polyethylene terephthalate,
polyurethane, polyesters, rubbers such as polyisoprene or polybutadiene, polytetrafluoroethylene,
polysulfone and polyethersulfone polymers or copolymers. The substrate can be a deformable
metallic or plastic medicament container, such as a toothpaste tube, where the container may
remain deformed after each dose is dispensed. Other polymeric materials, including polymeric
materials which are used for the preparation of membranes or filter papers, also can serve as
substrates. Examples of organic polymeric materials include polyamide (e.g., nylon),
polycarbonate, polyacrylate, polyvinylidene fluoride, cellulosics (e.g., cellulose), and Teflonwwâ.
The substrate can be either hydrophilic or hydrophobia With the exception of silicone and
Teflonâ, which may require prior surface activation with techniques such as plasma, chemical
oxidation or metallic sensitization, e.g., a primer, no surface activation is necessary. Inorganic
materials to which the present coatings can be applied include glass fiber materials, ceramics such
as alumina or silica, and metals, Sintered glass and sintered ceramic substrates also can be used.
The coating or layer may be applied directly to most surfaces without prior surface
modification. Studies simulating a year of contact between the coating and aqueous solutions at
ambient temperature resulted in less than 100 ppb of any active ingredient in the solution. The
extract solutions themselves (solutions which have been in contact with the coating) show no
antimicrobial or mammalian cell toxicity. The coated surface remains fully inert and bio-active
after exposure to various physical and chemical stresses including: low temperature, ethanol,
boiling water, prolonged exposure to varying pH solutions and solutions of high ionic strength, as
well as sterilization by conventional methods (e.g., wet autoclave, ethylene oxide, g-irradiation,
ethanol).
Surface coatings, freestanding films and formulations containing the antimicrobial powder
according to the present invention exhibit antimicrobial activity against both gram positive and
gram negative bacteria and yeast, and are resistant to fungal growth. Treated surfaces completely
kill organisms at challenge levels of 106 - 108 CFU/mL within 8 to 20 hours at 30°C, depending
on organism type. Tables 1 and 2 (in Example 4) list the bioactivity of coated surfaces towards
different challenge organisms. The coating renders surfaces biofilm resistant, which coupled with
its chemical inertness, makes it particularly suited for many device applications.
The antimicrobial materials of the present invention have been successfully applied on the
surface of microporous membranes, including within the pores as evidenced by SEM-EDX.
Stable, uniform coatings have been obtained on a variety of membrane materials with almost no
reduction in their flow property. Coated microporous membranes kill micro organisms upon
contact and are resistant to the phenomenon of "bacterial grow-through" which occurs even in
sterilizing 0.2 uM pore size membranes in long term contact applications. Such membranes are,
therefore, well suited for incorporation in devices used in long term filtration applications such as
multi-dose dispensers for preservative free formulations, water purification systems and in any
application where it is desirable to use barrier properties of a membrane for more than a day.
The mechanism of action is one wherein the antimicrobial materials are activated only
upon contact with the microorganism. Once the microorganism accumulates a toxic amount of
silver, it succumbs and detaches from the surface. The coating or other treated surface, therefore,
remains active only as long as viable organisms contact it, and reverts to being inert in then-
absence. This unique property whereby the biological activity is triggered by bacterial cell contact
enables the coating to function "intelligently." For such a contact mechanism to be effective, the
rate of kill is expected to vary as a function of the ratio of total surface area of coated substrate to
the volume of the bacterial suspension in contact with it (S/V ratio) at constant temperature. As
shown in the Examples, time to kill experiments were performed on coated polyethylene tubes of
varying inner diameter that were inoculated with predetermined volumes of a suspension
containing 106 CFU/mL of Pseudomonas aeruginosa in phosphate buffered saline (PBS). The
decrease in organism concentration was measured as a function of time at constant temperature
over 20 hours. Experimental results are summarized in Figure 3. There is no substantial
difference in kill rate for S/V ratios ranging from 2.5 to 5 cm-1; similar results were obtained for a
ratio of 1.5. For the largest diameter tubes tested (S/V = 0.5), however, viable organisms were
detected at low levels, which can be attributed to a decrease in probability of organisms
contacting the surface with increasing volumes. No toxic components were found in organism-
free solutions in contact with coated tubes under identical conditions when tested both chemically
and biologically, which supports the proposed contact mechanism for cell death. Such a
distinction would not be evident if sterilization were to occur via either controlled dissolution or
diffusive elution of the coating components into solution; in either case, high levels of active
components would be present in solution.
The antimicrobial materials of the present invention can be used to form contact-killing
coatings or layers on a variety of substrates. As shown in the Examples, the material forms a non-
leaching contact-killing surface on materials which are used in medical devices which are
implanted, inserted or in intimate contact with a patient, such as catheters, urological devices,
blood collection and transfer devices, tracheotomy devices, valves, stents, intraocular lenses, and
on personal or health care products which topically contact the patient or other user such as
toothbrushes, contact less cases and dental equipment. The antimicrobial materials of the present
invention in powder form can be dispersed or dissolved in a carrier and used as a topical
antiseptic, wound dressing or topical disinfectant. Such carriers may include creams, gels, lotions,
soaps or other topically applicable materials. The materials can be used on medical devices and
healthcare devices and products, consumer products, baby care products, personal hygiene
products, household products, bathroom accessories including shower enclosures, toilet seats,
sinks and countertops, kitchen surfaces, food preparation surfaces and packaging, water storage,
treatment and delivery systems, biosensitive systems and laboratory and scientific equipment.
For example, contact lens cases are a proven contributor to the spread of ocular pathogens
and disease. A lens case coated with a coating of the present invention has been shown in vitro to
kill all clinically relevant pathological strains of micro-organism without leaching toxic chemicals
into the contact lens solution (see Examples 2 and 4). Once a bio-film has formed on an untreated
contact lens case, it is resists virtually all types of disinfection products currently available for
contact lens care. Thus, the bio-film serves as a reservoir for bacteria that re-contaminate the lens
each time it is stored in the case. The treated lens case is compatible with all disinfecting solutions
tested to date. Use of the coating permits sterilization of the lenses using ordinary saline as the
soaking solution.
The present antimicrobial materials can be used to coat ordinary nylon bristle toothbrushes
(see Example 2). The treated toothbrush kills the pathogens commonly found in the human
mouth and on bathroom surfaces, while untreated toothbrushes foster their growth. It is believed
that toothbrushes are partly responsible for the spread of oral and dental disease. In vitro and in
vivo test programs examined the types, number and kill-rates for the organisms commonly found
in the mouth. The tests indicated that the treated toothbrush eliminated virtually all of these
pathogens over a 12 hour period. The inert coating does not elute from the brush and therefore
has no taste and poses no risk to the consumer. The present materials also can be used to provide
an antimicrobial layer or to kill microbes on dental instruments, dental floss, and other devices for
use in the mouth.
Bio-film formation is a major problem in many water container, water filtration, and water
delivery applications. Once a bio-film is formed, it typically resists further treatment and acts as a
constant source of microbial contamination. Prevention of bio-film formation is key to the
maintenance of high quality water systems. The present materials can be used to prevent bio-film
formation on many water treatment products. For example, water containers and water
purification systems used in camping, residential, commercial and military applications, which
need to be periodically emptied, disinfected and rinsed. Treatment with the present antimicrobial
materials would eliminate the costs and hazards associated with this process, as well as the risks
associated with improper maintenance of these water storage systems.
The present antimicrobial materials also are useful in point-of-use water purification filters,
which trap bacteria and nutrients commonly found in all water systems. The bio-films formed in
these filters often shed bacteria into the water stream in quantities exceeding the standard safety
limits. Treated filters would offer longer service life and significantly reduce the potential for
bio-hazard.
Surfaces in medical offices, such as treatment tables, or consoles in a typical dental office
have proven to be a major source of bacterial contamination, posing potential health risks to the
patient and staff. .Although water supplies are routinely treated to reduce bio-contamination,
water standing in the lines in the dental console can promote the formation of bio-films. Coating
or treating these surfaces with the antimicrobial materials of the present invention can prevent
bio-film formation on these substrates.
The present antimicrobial materials have been tested against the bacteria most commonly
found in water. Treated tubing withstood repeated attempts to induce bio-film formation at very
high challenge levels, while untreated control tubing developed extensive bio-film (see Examples S
and 11). The treated tubing showed no traces of chemical elution into the water.
The present materials also can be applied to woven and non-woven fabrics used in
hospitals and on healthcare supplies ranging from face masks to bed sheets. The materials can be
applied in a spray or wipe form which can be applied to surfaces in order to make them
antimicrobial.
Long term indwelling catheters pose a risk of infections (2%-9%) which increases patient
discomfort, the risk of systemic infections and the length of the patient"s hospital stay. Catheters
treated with the present antimicrobial materials can reduce the presence of infection causing
bacteria. The materials also can be used on urinary catheters, implants and inserts designed to
deal with incontinence suffer from increased risk of infection. Coatings made with the present
materials have been demonstrated to kill microorganism in human urine.
The antimicrobial materials of the present invention can be used to treat standard
biological plastic laboratoryware for applications which require low microbiological
contamination, e.g. cell culture lab ware.
EXAMPLES
Example 1
Preparation of PHMB-BMDGA Solutions
Polyhexamethylene biguanide (PHMB) (available as a 20% aqueous solution from Zeneca
Biocides, Wilmington, DE) was distilled to remove the water, and the PHMB was redissolved in
absolute ethanol to give a 20% by weight solution. This solution was used to prepare the resins
outlined below.
(a) 312 mL of the 20% PHMB solution in ethanol was further diluted with 600 ml of ethanol.
This solution was added to a solution of N,N-methylene bisdiglycidylaniline) (MBDGA) (Aldrich
Chemical Company, Milwaukee, WI) containing 37.60 grams of MBDGA dissolved in 119.9 ml
of acetonitrile and 280.1 ml of ethanol. The resulting mixture was heated at 95°C in a closed
reactor for two hours, forming a PHMB-MBDGA adduct. The adduct solution was cooled and
filtered (Scientific Grade 417 filter). The resulting adduct solution contained 10% by weight of
PHMB:BMDGA adduct having a PHMB:MBDGA ratio of 1.5:1.
(b) 330 mL of the 20% PHMB. This solution was combined with 100 ml of a sodium
hydroxide (NaOH) solution containing 66 grams of NaOH, 66 ml of water and 34 ml of ethanol.
This mixture was added to a solution containing 40 grains of MBGDA, 120 ml of acetonitrile and
280 ml of ethanol. The resulting solution was heated at 95°C for 2 hours forming the PHMB-
MBDGA adduct. The solution was cooled and filtered as described above. The resulting adduct
solution contained 10% by weight of PHMB:MBDGA adduct having a PHMB:MBDGA ratio of
1.5:1.
The resins were characterized according to the following procedures:
1. Film formation was tested by a dip test with PE/PP (polyethylene/polypropylene) in
which PE/PP samples were dipped in the resin solutions made in (a) and (b) above
and dried by hot air blowing, and film formation was observed;
2. The ratio of polymer to crosslinker (PHMB-MBDGA) in the resin solution was
tested by UV/visible spectroscopy;
3. Gelation time of the resin mixture was tested.
The resins were diluted with ethanol to a concentration of 1%. Film formation
of the diluted resins were tested by the dip test with PE/PP as described above. Both
resins formed a coherent film. The resins were stored in closed containers at ambient
temperature.
Example 2
Coating of Plastic Articles
Various plastic articles were coated using the coating solutions described in
Example 1.
1. contact lens cases: polyethylene and polypropylene contact lens cases were coated
according to the following procedure:
The contact lens cases were cleaned by immersing them in absolute ethanol for
S minutes and dried. The cleaned cases were immersed in the antimicrobial coating
solution (Example la or lb) for 1 to 2 minutes. The sample cases were dried by
hot air blowing. Crosslinking was induced by heating the cases at 120°C for the
polyethylene cases and at 200°C for the polypropylene cases for 2 hours. The cases
were allowed to cool, rinsed with 60°C water to remove any unbound polymer,
then dried at 60°C for 1-3 hours.
The coated cases were immersed in a 0.05% solution of silver iodide/potassium
iodide in alcohol for 2 minutes. The cases were rinsed with aqueous alcohol to
remove any unbound silver. The cases then were rinsed with water and dried.
2. Toothbrush bristles: toothbrushes with nylon bristles were coated according to the
procedure described for contact lens cases, except that the cross-linking reaction
was carried out at 120-140°C.
3. Polyurethane and Polyvinylchloride Catheters: polyurethane and polyvinyl chloride
catheters were coated according to the procedure described for contact lens cases,
except that the crosslinking reaction was carried out at. 80-120°C for polyurethane
and at 120°C for polyvinylchloride.
4. Dental Water Line Unit Tubing And Filters: polyurethane tubing and
polyethersulfone membrane and housing were coated according to the procedure
described for contact lens cases, except that the crosslinking reaction was carried
out at 80-120°C for polyurethane and 120-140°C for polyethersulfone.
5. Coating Process for Silicone Parts: The parts were pre-cleaned in 100% ethyl
alcohol (reagent grade) to remove dirt, grease and other contaminants. They are
then subjected to an alkaline etch by immersing them in a 0.1M NaOH in 90%
ethanol solution (10% water) at room temperature and ultrasonicated for 2
minutes. They were then coated in an identical manner as the contact lens cases.
6. Coating Process for Teflon Parts: The parts were subjected to surface pretreatment
by oxygen plasma for 5 minutes in a plasma reactor. They were then coated in an
identical manner as the contact lens cases.
7. Coating Process for Nylon Sheets: Nylon sheets were pre-cleaned with 100% ethyl
alcohol (reagent grade) to remove dirt, grease and other contaminants. The one
part formulation of coating resin has been diluted with 100% ethyl alcohol to the
desired concentration of 1 wt.%. The cleaned nylon sheet was immersed in the
coating resin for a period of 1-2 mins. Then, the sheet was carefully removed from
the coating resin bath and the excess adhering resin was allowed to drain off. The
coating on the nylon sheets was dried by placing them in an oven at 70°C for 3-4
mins. Then, dried resin coating was then crosslinked by thermal curing at 120°C
for a period of 2 hours. The cured samples were removed from the oven and
allowed to cool to room temperature.
This procedure was used to coat nylon toothbrush bristles, non-woven
nylon and cellulose fibers.
Example 3
Membrane Coating Procedure
Polyethersulfone and nylon membranes were cleaned as described in Example 2
above. The membranes were coated with the antimicrobial resin solution described in
Example 1 (1a of 1b) and dried. The coatings then were crosslinked by heating at
120°C for approximately 2 hours. The resulting crosslinked coatings were rinsed with
water to remove any unbound polymer, were rinsed with acidified water or buffer [pH
2-2.5], followed by another water rinse, then dried. Silver was deposited into the
crosslinked polymer matrix by immersing the coated membrane in a 0.05% solution of
a silver iodide/potassium iodide complex in aqueous alcohol.
Unbound silver iodide was removed by an ethanol wash. The membrane was
rinsed with water, then dried at 70°C for 30 minutes.
Example 4
Contact Killing Ability
The coated articles described in Example 2 and the membranes described in
Example 3 were exposed to a variety of bacteria from the following genera:
Pseudomonas, Staphylococcus, Serratia, Klebsiella, Bacillus, Enterococcus and
Aspergillus, and a fungus from the genus Candida. The species of microorganisms
used are listed in Tables 1 and 2.
The articles and membranes were incubated with the microorganisms at 35-
30°C for at least 20 hours, and for as long as 504 hours (21 days). The results are
shown in Tables 1 and 2:
Example 5
Kinetics of antimicrobial action
The coating acts upon contact with the micro-organism, first intercalating into the cell
membrane and second transferring the bio-toxic agent directly to the contacting organism. The
following time to kill experiment was performed on polyethylene tubes with various diameters
coated with the PHMB-MBDGA-silver coating described in Example 1. Coatings were applied
as described in Example 2 for the contact lens cases. The tubes were inoculated with
predetermined volumes of initial concentrations of up to 109 cfu/mL of Pseiidomonas aeruginosa
(ATCC#9027) in PBS and incubated at 30°C for 20 hours. At various time points tubes were
sampled and the micro-organism was plated and counted. The treated tubes demonstrated
significant antibacterial activity even when volume to surface ratios (S/V) exceeded 4:1. The
results are shown in Figure 3.
Additional evidence for the contact killing mechanism was provided by the following
experiment. Polypropylene tubes were coated as described in Example 2 for contact lens cases.
The coated tubes and untreated controls were challenged with 106 cfu/ml of Pseudomonas
aeruginosa in PBS at 30°C for 20 hours. An organism count by standard plating techniques
showed no viable organisms, i.e., a complete elimination (6 log decrease) compared to the
untreated tubes.
The solution containing the dead bacteria from the coated tubes was digested in 0.1M
nitric acid and analyzed for the presence of silver. Silver concentration was found to be about
600 ppb. A coated tube containing blank PBS (no bacteria) incubated for the same time showed
no detectable silver in the solution (less than 10 ppb).
Example 6
Non-leachability of the Coatings
To simulate an aging of approximately 1 year at ambient temperature; membranes with
very large surface area were coated as described in Example 3. The coated membranes were
immersed in water, isotonic saline and phosphate buffered saline solutions at 70°C for 5 days.
The test solutions were analyzed for elutables by spectroscopic methods with sensitivities less
than 10 parts per billion (ppb) of active ingredients, i.e., PHMB, BMDGA, silver and iodide. The
following levels were found:
Silver: less than 10 ppb (below detection limit)
PHMB: less than 100 ppb (below detection limit)
MBGDA: less than 300 ppb (below quantitation limit)
Iodide: less than 50 ppb (below quantitation limit)
These analytical results were further confirmed by testing the contact solutions to
demonstrate that they show no antimicrobial activity by challenging them with silver sensitive
Escherichia coli (ATCC #8739) at a concentration of 106 cfu/mL. No decrease in numbers of
the microorganism was detected after 20 hours.
Example 7
Tonacity
For assessing mammalian cell toxicity, polypropylene tubes coated as described in
Example 2 for contact lens cases, were aged in phosphate buffered saline at 50°C for 48 hours.
Test solutions were evaluated for toxicity with mouse fibroblast cells and showed no toxicity to
the cells.
Example 8
Mechanical Strength
Treated surfaces coated as described in Example 2 were subjected to Sutherland rub test
with 4 PSI for 50 strokes and remained viable while the rubbing surface did not show
antimicrobial activity.
Example 9
Inertness
The coating remains fully inert and bio-active after exposure to a variety of physical and
chemical stresses:
• Low temperature (-15°C), 24 hours
• Ethanol and boiling water, 1 hour
• Prolonged exposure to acidic and basic solutions of varying pH (4-10), 12 hours
• High ionic strength solution (2% sodium chloride), 24 hours
• Autoclaving (121°C for 15 minutes)
• Long term exposure to urine (35°C for 7 days)
• Challenged with 0.7% human serum albumin in phosphate buffered saline in
accelerated aging tests (noted a small increase in non-bioavailable silver elutables due
to protein complexation) at 80°C for 72 hours
• Exposure to blood products
• Worn by human volunteers for a 3 day period. No skin reaction was noted
Example 10
Surface Bio-Activity
The coating kills micro-organisms on contact - but is non-toxic to mammalian cells. In
laboratory testing, treated surfaces (polypropylene, polyethylene, nylon and polyethersulfone)
effectively eliminated all human pathogens tested - including bacteria, yeasts and fungi.
• Bacillus cereus (ATCC#11778)-106 cfu/mL in 20 hours
• Escherichia coli (ATCC#8739)-106 cfu/mL in 20 hours
• Pseudomonas aeruginosa (ATCC#9027)- 106 cfu/mL in 20 hours
• Pseudomonas cepacia (ATCC#25416)-105 cfu/mL in 20 hours
• Pseudomonas diminuta (ATCC#19146)- 106 cfu/mL in 20 hours
• Klebsiella pneumoniae (ATCC#13883)-106 cfu/mL in 20 hours
• Staphyllococus aureus (ATCC#6538)-l06 cfu/mL in 20 hours
• Serratia marcescens(ATCC#8100)-l06cfu/mL in 20 hours
• Enterococcus faecalis (ATCC#19433)-106 cfu/mL in 20 hours
• Staphyllococus epidermidis (ATCC#12228)-105 cfu/mL in 72 hours
• Candida albicans (ATCC#10231)-105 cfu/mL in 168 hours
Surfaces coated as described in Example 2 were challenged with these microorganisms in
the initial concentrations indicated. The microorganisms were suspended in phosphate buffered
saline and were allowed to remain in contact with the treated surfaces for extended periods at
30°C. The solutions were then analyzed using standard plating methods. While organism growth
was documented on untreated surfaces, the microorganisms were completely eliminated on the
treated samples in the specified time period. These results were confirmed in thousands of tests
conducted over three years.
In addition, the treated surfaces were tested against Aspergillus niger. No fungal growth
was detected over the 28 day test period.
Fxample 11
Prevention of bio-film formation
To determine efficacy against bio-film formation, polyurethane tubes coated as described
in Example 2 and untreated tubes were challenged with a mixture of the following micro-
organisms, incubated in a 1% synthetic growth medium at room temperature.: Pseudomonas
Diminuta (ATCC#19146), Pseudomonas Aeruginosa (ATCC#9027), Klebsiella Pneumoniae
(ATCC#13883), Bacillus cereus (ATCC#11778), Escherichia Coli (ATCC#8739),
Staphylococcus aureus (ATCC#6538). Within 24 hours, the micro-organisms in untreated tubes
had grown from an initial concentration of 104 cfu/mL to an average of 3x105 cfu/mL. The
treated tubes had no viable micro-organisms.
The tubes were then washed and refilled with water. Eight days later, the untreated tubes
still yielded 105 cfu/mL (resulting from the bio-film established during the first day of incubation)
while the treated tubes yielded no micro-organisms.
Example 12
Antibiotic Resistant Bacteria
Untreated and treated (as described in Example 2) surfaces were challenged with 106
cfu/mL of methicillin and neomycin resistant strain of Staphylococcus aureus (ATCC#33592).
The micro-organism was suspended in phosphate buffered saline and were allowed to remain in
contact with the surfaces. Within 20 hours, treated surfaces had no viable organisms whereas the
number of viable organisms on untreated surfaces remained unchanged.
Example 13
Preparation of the Complex of Silver Iodide with Poly(hexamethylenebiguanide)
10 g of Cosmosil CQ (Zeneca, Biocides, Wilmington, DE), 10 ml of ethanol (EtOH) and
1.2 g of potassium iodide (KI) were mixed together. The resulting solution was added dropwise
to 400 ml of an aqueous ethanol (1:1 v/v) solution containing 0.5% (w/v) of silver iodide and 6%
(w/v) of potassium iodide. Precipitated white rubbery product was separated from the solution,
rinsed with 50 ml of 50% (v/v) aqueous ethanol, and dried in a vacuum oven for 18 hours at
50°C. Silver containing product obtained after drying was a transparent light yellow color
semisolid resin with a silver content of 10.7%.
Example 14
Preparation of Potyhexamethylenebiguanide base (PHMB) from
Polyhexamethylenehydrochloride Solution
200 ml of Cosmocil CQ solution (Zeneca Biocides, Wilmington, DE) was neutralized by
addition of 200 ml of aqueous NaOH (40 wt%) slowly with stirring, forming a precipitate. After
filtering the supernatant liquid, the precipitate was suspended in 400 ml of alcohol. The PHMB
suspension was diluted to 500 ml with additional alcohol and filtered. 10 ml of aliquot (filtered)
gave 0.7 g of dried (100°C, 15 min) product. Calculated yield of PHMB solid in total solution
was 35 g.
Example 15
Preparation of PHMB-Epoxide Resin (PHMB-MBDGA)
17.5 g of 4,4"-methylenebisdiglycidylaniline (MBDGA) (Aldrich Chemical Company,
Milwaukee) was dissolved in 70 ml of acetonitrile. The resulting MBDGA solution was added in
dropwise to the PHMB solution described in Example 14 that had been preheated in a water bath
to 80-90°C with stirring. The reaction mixture turned turbid during the addition. The reaction
was allowed to proceed for about 30 minutes at which time the solution became clear. The
reaction vessel was removed from the bath and cooled. The pH of the cooled solution was
adjusted to 3.65 by slow addition of 2N alcoholic HC1 in alcohol.
Example 16
Preparation of the Complex of Silver Iodide with PHMB-MBDGA Resin
30 ml of 10% (w/v) ethanol solution of PHMB-MBDGA (2:1 w/w) resin (prepared as
described in Example 15 above) was mixed with 30 ml of anhydrous ethanol and 3.6 g of
potassium iodide. The resulting solution was added dropwise to 400 ml of an aqueous ethanol
(1:1 v/v) solution containing 0.5% (w/v) of silver iodide and 6% (w/v) of potassium iodide.
Precipitated white rubbery product was separated from the solution, rinsed with 50 ml of 50%
(v/v) aqueous ethanol, and dried in vacuum oven for 18 hours at ambient temperature. The silver
containing productobtained was a transparent light yellow color solid resin with a softening point
40-45°C and a silver content of 3.8%.
Example 17
Preparation of the Complex of Silver Iodide with Crosslinked PHMB-MBDGA Resin
500 ml of 10% (w/v) ethanol solution of PHMB-MBDGA (2:1 w/w) resin was prepared
as in Examples 15-17 above. The volume of obtained solution was reduced to approximately 100
ml by solvent evaporation under vacuum in a rotovapor at a water bath temperature of 70°C. To
accomplish solvent removal, the resulting viscous resin solution was transferred into glass beaker
and placed in vacuum oven at ambient temperature. After 30 minutes of drying, the oven
temperature was increased to 75°C and the sample was left in vacuum for another 16 hours. The
solid product obtained was cured at 130°C for 2 hours in a regular oven. The cured resin -was
ground to make resin powder with a particle size about 50 microns. A quantitative yield of
crosslinked PHMB-MBDGA resin (>90%) was obtained at the end of the powder preparation
process.
10 g of silver iodide and 55 g of potassium iodide were dissolved in a mixture of 50 ml of
water and 150 ml of ethanoL Crosslinked resin powder (15 g) prepared as described above was
immersed in the silver solution and left under agitation for 30 minutes. Then solid matter was
separated from the supernatant and resuspended in 100 ml of anhydrous ethahol. After 10
minutes of washing, the resin powder was recovered from the mixture, rinsed with a fresh portion
of alcohol (50 ml) and dried under vacuum at room temperature for 16 hours. 22 g of silver
loaded crosslinked PHMB-MBDGA resin powder with a 5.9% silver content was obtained after
complete solvent evacuation. Before use, the resin powder was ground and sieved through a
standard testing sieve to get the particle size below 53 microns.
Example 18
The broad spectrum antimicrobial activity of the resin powder made as described in
Examples 13-17 was evaluated as follows. The powder was suspended in phosphate buffered
saline (PBS) at resin concentrations ranging from 0.05 mg/mL to 100 mg/mL.
The suspensions were inoculated with the following challenge microorganisms:
Pseudomonas aeruginosa ATCC 9027
Escherichia coli ATCC 8739
Staphylococcus aureus A TCC 6538
Serratia marcescens ATCC 8100
Staphylococcus epidermidis ATCC 12228
Candida albicans ATCC 10231
All microorganisms were inoculated as a suspension in PBS to the resin suspensions in PBS. PBS
solutions without resin powder were used as controls. A bacterial challenge level of
approximately 106 cfu/mL was maintained for all resin concentrations. After inoculation, the
solutions were incubated at 30°C for 20 hours, following which the number of viable organisms
was determined by the standard spread plate method. A pass criteria was set for the antimicrobial
efficacy of the resin suspensions which required the complete elimination of each type of
microorganism over the 20 hour time period.
The resin powder completely eliminated alt microorganisms used in the study over the
range of varying concentrations within a 20 hour time period over the entire range of resin
concentrations.
Example 19
Preparation of Chain Extended PHMB by Reaction with Hydrophobic Epoxide
32.5 of Poly(Bisphenol A-coephichlorohydrin)glycidyl end capped (mol. wt. = 1075,
Aldrich) was dissolved in 77 mL of N,N-dimethylformamide (DMF) with stirring. 250 mL of a
13% (by wt.) solution of PHMB (base) in 250 mL of absolute ethanol was added quickly. The
turbid solution was heated in a water bath at 90°C for one hour with stirring. A clear viscous
solution was obtained which was allowed to cool to room temperature that is immisicible with
water.
Example 20
Preparation of Chain Extended PHMB by Reaction with Hydrophobic Epoxide
17.3 g of N,N-dyglycidylether-4-glycidyloxyaniline (Aldrich) was dissolved in 25 mL of
N,N-dimethylformamide (DMF) with stirring. 130 mL of a 20% solution of PHMB.HC1
(Cosmocil CQ, Zeneca Biocides, Delaware) was added quickly followed by 70 mL of distilled
water. The turbid solution was refluxed in a water bath for 2 hours with stirring. A clear viscous
solution was obtained which was allowed to cool to room temperature. The resulting chain
extended compound is immisicible with water or pure ethanol, but is miscible in a solution of 50%
aqueous ethanol.
WE CLAIM:
1. An antimicrobial material comprising an organic polycationic material such as
herein described and an antimicrobial metallic material such as herein described to form a
stable, water-insoluble complex having contact killing and substantially non-leaching
antimicrobial properties, wherein the antimicrobial material is in a carrier, is a free
standing film, or is in powder or microbead form.
2. The antimicrobial material as claimed in claim 1 comprising a complex of a
polycationic polymeric material and a biocidal metallic material.
3. The antimicrobial material as claimed in claim 1 wherein the polycationic
organic material is a biguanide compound.
4. The antimicrobial material as claimed in claim 1 wherein the biguanide
compound is a polyhexamethylene biguanide, a salt thereof or a derivative thereof.
5. The antimicrobial material as claimed in claim 1 wherein said metallic material is
selected from the group consisting of a metal, a metal oxide, a metal salt, a metal
complex, a metal alloy or mixtures thereof, such as herein described.
6. The antimicrobial material as claimed in claim 5 wherein the metal is silver.
7. The antimicrobial material as claimed in claim 5 wherein the metallic material is
silver iodide.
8. The antimicrobial material as claimed in claim 1 which is in powder form.
9. The antimicrobial material as claimed in claim 1, wherein said polycationic
material forms an adduct with one of:
(i) a crosslinking agent containing at least three functional groups wherein said
adduct is capable of forming a crosslinked network, or
(ii) a chain-extending agent comprising a substantially water insoluble mono-
functional or difunctional organic compound;
wherein said adduct is substantially water insoluble.
10. The antimicrobial material as claimed in claim 9 wherein the polycationic
material is a biguanide compound.
11. The antimicrobial material as claimed in claim 10 wherein the biguanide
compound is a polyhexamethylene biguanide, a salt thereof or a derivative thereof.
12. The antimicrobial material as claimed in claim 9 wherein the crosslinking agent is
selected from the group consisting of multifunctional organic compounds containing
functional groups including isocyanates, epoxides, carboxylic acids, acid chlorides, acid
anhydrides, succimidyl ether aldehydes and ketones.
13. The antimicrobial material as claimed in claim 9 wherein the chain-extending
agent is selected from the group consisting of monofunctional or difunctional aliphatic
hydrocarbons, heteroaliphatic hydrocarbons, aromatic hydrocarbons, heteroaromatic
hydrocarbons, organosilanes andperfluoro compounds. r
14. The antimicrobial material as claimed in claim 1 comprising a second
antimicrobial metallic material.
15. The antimicrobial material as claimed in claim 14 wherein the biocidal metallic
material is selected from the group consisting of a metal, a metal oxide, metal salt, a
metal complex, a metal alloy and combinations thereof.
16. The antimicrobial material as claimed in claim 15 wherein the metal is silver.
17. The antimicrobial material as claimed in claim 15 wherein the metal salt is silver
iodide.
18. A method for providing an antimicrobial surface for killing microorganisms on
contact, comprising contacting a substrate with a composition comprising a substantially
water-insoluble polycationic material such as herein described and a metal salt such as
herein described thereby forming a layer on said substrate having a surface comprising a
multiplicity of toxic metal salt reservoirs disposed within an organic matrix adhered to
the substrate to form an adhered toxic metal salt/matrix complex which inhibits release of
toxic metal into an aqueous solution in contact with the surface but transfers toxic metal
to proteins or glycoproteins of microorganisms contacted therewith in a concentration
sufficient to kill the microorganisms, wherein the antimicrobial composition is in a
carrier, is a free standing film, or is in powder or microbead form.
19. The method as claimed in claim 18 wherein the metallic material is selected from
the group consisting of a metal, a metal oxide, a metal salt, a metal complex, a metal
alloy, and combinations thereof.
20. The method as claimed in claim 19 wherein the metal is silver.
21. The method as claimed in claim 20 wherein the metal salt is silver iodide.
22. The method as claimed in claim 18 wherein the polycationic material is a
biguanide compound.
23. The method as claimed in claim 22 wherein the biguanide compound comprises
polyhexamethylene biguanide or derivatives thereof.
24. The method as claimed in claim 18 wherein the polycationic comprises a
multifunctional crosslinking agent or a monofunctional or difunctional chain-extending
agent, wherein the polycationic material and the crosslinking agent or chain extending
agent together form a substantially water-insoluble adduct.
25. The method as claimed in claim 24 wherein the crosslinking agent is selected
from the group consisting of multifunctional compounds containing organic functional
groups including isocyanates, epoxides, carboxylic acids, acid chlorides, acid anhydrides,
succimidyl ethers aldehydes and ketones.
26. The method as claimed in claim 24 wherein the polycationic material is an adduct
of polyhexamethylene biguanide and a multifunctional crosslinking agent or a
monofunctional or difunctional chain-extending agent.
27. A method of killing microorganisms on a surface of a substrate comprising the
steps of:
providing a substrate having adhered thereto a polymeric matrix impregnated with toxic
metal salt to form a toxic metal salt/matrix which inhibits leaching of the toxic metal
from the adhered matrix into an ambient aqueous solution; and inducing contact between
the matrix and the microorganism to permit selective transfer of toxic metal into the
microorganism in an amount sufficient to kill the microorganism, wherein the
impregnated polymeric matrix is in a carrier, is a free standing film, or is in powder or
microbead form.
28. The method as claimed in claim 27 wherein the toxic metal is silver.
29. The method as claimed in claim 28 wherein said metal salt is a silver halide.
30. The method as claimed in claim 27 wherein the polymeric matrix is a matrix
formed from a biguanide polymer.
31. The method as claimed in claim 30 wherein the polymer comprises
polyhexamethylene biguanide or derivatives thereof.
32. The method as claimed in claim 27 wherein the polymer comprises a
multifunctional crosslinking agent or monofunctional or difunctional chain-extending
agent, wherein the biguanide polymer and the crosslinking agent or chain extending agent
together form an adduct, and wherein the adduct is substantially water-insoluble.
33. The method as claimed in claim 29 wherein the substrate is selected from the
group consisting of metal, wood, natural and synthetic polymers, natural and synthetic
fibers, cloth, paper, rubbers, and glass.
34. An article of manufacture comprising a medical device, health care device or
personal care product having as a surface coating an antimicrobial material comprising a
complex of an organic polycationic matrix such as herein described and an antimicrobial
metallic material such as herein described having contact killing non-leaching
antimicrobial properties, wherein the antimicrobial material is in a carrier, is a free
standing film, or is in powder or microbead form.
35. The article as claimed in claim 34 comprising a medical device selected from the
group consisting of catheters, urological devices, blood collection and transferring
devices, devices for implanting in a patient, urine collection devices, valves, stents,
intraocular lenses, tracheotomy devices.
36. The article as claimed in claim 34 comprising a health care device selected from
the group consisting of surgical gloves, surgical instruments, dental care instruments,
dental consoles, dental unit water lines including tubing and filters contained within,
instrument trays, ophthalmic devices, contact lenses, contact lens storage cases, topical
disinfectants and wound dressings, storage containers, intravenous dispensers and
syringes.
37. The article as claimed in claim 34 comprising a consumer product selected from
the group consisting of hair care items, toothbrushes, dental floss, baby care items, child
care items, bathroom accessories, bed linens, towels and wash cloths, water purification
devices, kitchen implements, trash containers, disposable trash bags and cutting boards.
The instant invention discloses an antimicrobial material comprising an organic
polycationic material such as herein described and an antimicrobial metallic material such
as herein described to form a stable, water-insoluble complex having contact killing and
substantially non-leaching antimicrobial properties, wherein the antimicrobial material is
in a carrier, is a free standing film, or is in powder or microbead form.

Documents:

659-CAL-1998-FORM 27.pdf

659-CAL-1998-FORM-27.pdf


Patent Number 216360
Indian Patent Application Number 659/CAL/1998
PG Journal Number 11/2008
Publication Date 14-Mar-2008
Grant Date 12-Mar-2008
Date of Filing 17-Apr-1998
Name of Patentee SURFACINE (R) DEVELOPMENT COMPANY,LLC
Applicant Address A CORPORATION ORGANISED AND EXISTING UNJDER THE KLAWS OF TRHE STATE IOF DELAWARE USA.
Inventors:
# Inventor's Name Inventor's Address
1 SA MUEL P SAWAN 37 BEVERLEE ROAD TYNGSBOIRO USA.
2 TADMOR SHALON 155, ISLAND DRIVE PALO ALO CA94301 USA
3 SUNDAR SUBRAMANYAM 3,COREY AVENUE STONEHAM MASSACHUSETA 02180 USA
4 ALEXANDER YURKOVETSKIY 386A, GREAT ROAD #11, ACTON MASSACHUSETTS 01720 USA
PCT International Classification Number G06F 7/72
PCT International Application Number N/A
PCT International Filing date
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 NA