Title of Invention

WATER IN OIL EMULSION COMPRISING STEROLESTERS

Abstract The invention relates to water in oil emulsions comprising a sterol fatty acid ester to which folic acid has been added to counter act the effect of the sterol fatty acid ester on the droplet size of the dispersed aqueous phase.
Full Text F7677
FORM - 2
THE PATENTS ACT, 1970
(39 of 1970)
&
The Patents Rules, 2003
COMPLETE SPECIFICATION
(See Section 10 and Rule 13)
WATER IN OIL EMULSION COMPRISING STEROLESTERS
HINDUSTAN LEVER LIMITED, a company incorporated under the Indian Companies Act, 1913 and having its registered office at Hindustan Lever House, 165/166, Backbay Reclamation,
Mumbai -400 020, Maharashtra, India
The following specification particularly describes the invention and the manner in which it is to be performed.


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Water in oil emulsion comprising sterolesters
Field of the invention
5 The invention relates to water in oil emulsions comprising sterol fatty acids esters and folic acid.
Background to the invention
10 Sterols are well known cholesterol lowering agents. The benefit of these ingredients to reduce the risk to cardiovascular diseases has been established for years. Where these active ingredients were initially available in the form of capsules and other pharmaceutical preparations only, over the years they
15 have also become available in food products. The "incorporation of these active ingredients in food products that are consumed daily enables the easy and reliable intake of these ingredients for many people.
20 In the search for suitable food products to incorporate
sterols, it was soon found that the sterols as such are not soluble in water and show limited solubility in oil. This made the choice of food products suitable for incorporation of sterols very limited. To overcome this drawback sterols have
25 been modified to improve their solubility in the fat phase of food products. The most common modification of sterols is to their corresponding fatty acid esters. Commercial products such as Becel pro-activtm, and Benecoltra comprise sterol fatty acid esters.
30-
EP-A-512497 and EP-A-828434 disclose food products comprising these fatty acid esters of sterols. However the products disclosed herein, especially the water in oil emulsions which

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are spreadable, were found to show differences in physical properties compared to the traditional emulsions without added sterol fatty acid esters.
One of the drawbacks of addition of sterol fatty acid esters is 5 the resulting size reducing effect on the droplet size of the dispersed aqueous phase. This size reducing effect is believed to contribute to the also signalled deterioration in mouth feel, especially in the melting properties of the water in oil emulsion. Melting of the emulsion in mouth is believed to lead
10 to break up of the emulsion, thereby releasing the flavour and salt from the dispersed phase. Deterioration in this break up leads to a prolonged fatty impression of the emulsion and blocks the release of the flavours of the dispersed phase. Furthermore, without wishing to be bound by any theory, we
15 believe that a reduced dispersed phase droplet size may in certain circumstances lead to harder, sometimes more brittle products..
It is an object of the current invention to overcome at least 20 part of these drawbacks.
Summary of the invention
It has now been found that the addition of folic acid to a 25 water in oil emulsion comprising sterol fatty acid esters is effective in influencing the mouthfeel of the emulsion, the emulsion break down behaviour, of the emulsion and in influencing the droplet size reducing effect of sterol fatty acid esters. 30
Therefore the present invention relates to a water in oil emulsion comprising from 20 to 90 wt% fat and from 2 to 20 wt%

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of a sterol fatty acid ester, wherein the emulsion further comprises from 1.5 ppm to 1 wt% folic acid.
In a further aspect the invention relates to a method t
5 prepare said water in oil emulsion and to use of folic acid in such emulsions.
Detailed description
10 Where a percentage is used, this relates to wt% unless other wise is indicated.
In the context of the invention, the terms "oil" and "fat" are used interchangeably.
15 In the context of the invention the term sterol refers to both-sterols, which are also called phytosterols and to the saturated equivalents, stands, or phytostanols.
20 Phytosterols, also known as plant sterols or vegetable sterols can be classified in three groups, 4-desmethylsterols, 4-monomethylsterols and 4, 4'-dimethylsterols. In oils they mainly exist as free sterols and sterol esters of fatty acids although sterol glucosides and acylated sterol glucosides are
25 also present. There are three major phytosterols namely beta-sitosterol, stigmasterol and campesterol. Schematic drawings of the components meant are as given in "Influence of Processing on Sterols of Edible Vegetable Oils", S.P. Kochhar; Prog. Lipid Res. 22: pp. 161-188.
30
The respective 5a- saturated derivatives such as sitostanol, campestanol and ergostanol and their derivatives are also encompassed in the term phytosterol.

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Preferably the phytosterol is selected from the group
comprising fatty acid ester of p-sitosterol, p-sitostanol, campesterol, campestanol, stigmasterol, stigmastanol or a
5 mixture thereof.
The phytosterols according to the invention are esterified with a fatty acid. Preferably the sterols are esterified with one or more C2-22 fatty acids. For the purpose of the invention the
10 term C2-22 fatty acid refers to any molecule comprising a C2-22
main chain and at least one acid group. Although not preferred within the present context the C2-22 main chain may be partially substituted or side chains may be present. Preferably, however the C2-22 fatty acids are linear molecules comprising one or two
15 acid group(s) as end group{s). Most preferred are linear C8_22 fatty acids as occur in natural oils.
Suitable examples of any such fatty acids are acetic acid, propionic acid, butyric acid, caproic acid, caprylic acid,
20 capric acid. Other suitable acids are for example citric
acid,lactic acid, oxalic acid and maleic acid. Most preferred are lauric acid, palmitic acid, stearic acid, arachidic acid, behenic acid, oleic acid, cetoleic acid, erucic acid, elaidic acid, linoleic acid and linolenic acid.
25
When desired a mixture of fatty acids may be used for
esterification of the sterols. For example, it is possible to use a naturally occurring fat or oil as a source of the fatty acid and to carry out the esterification via an
30 interesterification reaction.
In a particular embodiment, the fatty acid mixture contains a high amount (>35%, preferably >45%, further preferred >60%) of

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polyunsaturated fatty acids (PUFA). This does not only provide the advantage of PUFA itself having good blood cholesterol lowering capacity, but also of the sterol esters prepared with such fatty acids being considered as having a higher solubility
5 and blood cholesterol lowering efficacy in the body.
Preferably fatty acid mixtures of sunflower, safflower, rapeseed, linseed, linola and/or soybean are used. These are typical sources of high PUFA and/or low SAFA {saturated fatty
10 acids). Suitable esterification conditions are for example described in WO-A-92/19640.
Suitable sources of phytosterols are for example soy bean, wood pulp, rapeseed oil.
15
The sterol fatty acid ester is present in an amount of from 2 to 20 wt%, preferably from 5 to 15 wt% on total emulsion weight. The preferred amount is such that the average total daily intake for a consumer taking the usual amounts of the
20 product is from 1.6 g to 2 g free sterol per day. Hence it will be appreciated that the amount included may be dependent on the serving size of the product concerned.
The emulsions according to the invention comprise folic acid.
25 Without wishing to be bound by any theory, it is believed that the addition of folic acid influences the mouthfeel and the way the emulsion breaks up in mouth upon consumption. This mouthfeel and emulsion break down behaviour can be judged by trained panels. It is believed that this change in mouthfeel,
30 especially referring to melting behaviour, and emulsion breakdown characteristics is at least partly due to the influence the folic acid has on the droplet size of the

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dispersed aqueous phase, partly counteracting the droplet size decreasing effect of the sterolesters in the emulsion.
In the context of the invention, the term mouthfeel especially
5 refers to the melting properties of a product on consumption. Other aspects of mouthfeel that are specifically addressed by the current invention are salt and flavour release.
In the context of the invention the term folic acid includes
10 folates and salts of folic acid such as disodium folate and folate derivatives or their salts (with for instance sodium, calcium or magnesium). Folic acid, folate or derivatives thereof are preferably selected from the group comprising 5-Formyltetrahydrofolic Acid, 10-Formyltetrahydrofolic Acid,
15 5,10-Methenyltetrahydrofolic Acid, 5-Methyltetrahydrofolic
Acid, 5,10-Methylenetetrahydrofolic Acid, Tetrahydrofolic Acid,
7,8-Dihydrofolic Acid, Folic Acid, Pteroic Acid or combinations
thereof.
Folic acid is a synthetic form of folate, a well known dietary
20 compound. The natural sources of folate are fresh green vegetables, liver, yeast and some fruits. Human diets preferably daily include folic acid or folate, as we cannot make it ourselves. Folic acid is part of the group of B vitamins of which also vitamin B6 and vitamin B12 are a part.
25 While folates are both converted into an active form that the body uses, folic acid has the advantage of being more available to the body and that it does not degrade during storage and temperature changes.
30 The amount of folic acid is from 1.5 ppm (0.00015 wt%) to 1 wt%, more preferred from 1.5 ppm to 0.2 wt%, even more preferred from 5 ppm (0.0005wt%) to 0.01 wt%, even more preferred from 10 ppm (0.001 wt%) to 0.01 wt% on total product

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weight. Lower amounts were found to lead to products which did not show the desired change in mouthfeel and reduction of the size reducing effect .of the sterol fatty acid esters. Higher amounts are not recommended due to likelihood of very high
5 intake of folic acid.
The water in oil emulsions according to the invention may be of any physical texture such as pourable or spreadable. The emulsions are preferably spreadable emulsions. Even more
10 preferred the emulsions are edible emulsions such as food products. Examples of suitable (spreadable) emulsions are margarine, butter like products, low fat spreads. Examples of such compositions are disclosed in EP-A-594 612, EP-A-828434.
15 The preferred amount of fat in these emulsions is from 30 to 90 wt%, more preferred 30 to 60 wt%, more preferred from 35 to 45 wt%.
The fat may be any suitable oil or fat. Preferred fats are
20 those known for the production of margarine and margarine derivatives such as low fat spreads. The fat is for example selected from the group comprising sunflower oil, rapeseed oil, palm oil, coconut oil, soy bean oil, palm kernel oil, butter fat or a combination thereof.
25
Folic acid is known to participate in the metabolism of homocysteine, an amino acid in the human diet. For a number of years, high homocysteine levels have been correlated to high incidence of cardiovascular disease. It is thought that 30" lowering homocysteine may reduce the risk of cardiovascular
disease. Hence the addition of folic acid to compensate for the droplet size reducing effect is beneficial for the consumer in that it simultaneously reduces homocysteine levels in blood

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which is thought to further decrease the risk of coronary heart disease. We have surprisingly found that other B vitamins such as vitamin B6 and or vitamin B12 do not have the effect that folic acid has on the mouthfeel, emulsion breakdown and droplet
5 size in the presence of sterolesters in an emulsion.
Vitamins B6 and B12 are known to interfere with the biosynthesis of purine and thiamine, to participate in the synthesis of the methyl group in the process of homocysteine
10 methylation for producing methionine and in several growth processes. Vitamin B6 (pyridoxine hydrochloride) is a known vitamin supplement. Vitamin B12 (cyanobalamin) contributes to the health of the nervous system and is involved in the production of red blood cells. It is also known as a vitaminin
15 food supplements.
Because of their combined positive effect on cardiovascular disease risk reduction, it is preferred that the water in oil emulsion according to the invention comprises vitamin B6 and
20 vitamin B12 in addition to folic acid. The preferred amount of vitamin B6 is from 0.0010 to 0.5 wt% on total emulsion weight. The preferred amount of vitamin B12 is from 0.000005 to 0.0005 wt% on total emulsion weight.
25 The present water in oil emulsion comprises folic acid to
compensate for the reduction of droplet size of the dispersed water phase. The preferred droplet size in terms of the D3,3 of the dispersed water phase is from 2 to 8 um, more preferred from 3 to 6 um.
30
Optionally the emulsion comprises a thickener. Thickeners such as alginate, starch, gelatinised starch, gums including gellan gum, locust bean gum, xanthan gum or combinations thereof are

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commonly used to provide texture and/or viscosity in emulsion products.


Optionally the emulsion comprises an emulsifier to assist in
5 the homogeneous admixture of aqueous phase and fat phase. Suitable emulsifiers are preferably selected from the group comprising saturated or unsaturated monoglycerides, saturated or unsaturated diglycerides, polyoxysorbitanesters, citric acid esters, lactic acid esters or a combination thereof. Preferably
10 the emulsion comprises a monoglyceride, more preferred a saturated monoglyceride.
For improvement of taste and to impart nutritional value, the emulsions optionally comprise a protein. Said protein can be of
15 vegetable or dairy origin whereby dairy origin is preferred.
Dairy proteins are suitably selected from sources such as milk protein, whey protein, skim milk powder, whey powder, sweet whey (powder), buttermilk or butter milk powder or a combination thereof. The amount of such protein is for example
20 from 0.2 to 3, preferably from 0.5 to 2 wt% on total emulsion weight.
In an alternative embodiment the products comprise one or more well known antioxidants. These were found especially suitable
25 for reduction of oxidation of fatty acids. Examples of well
known antioxidants are propylgallate, tocopherol, ascorbic acid (ester).
Such compositions are especially suitable for use at increased pH over 5.3.

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In order to further improve the oxidative stability of the products, especially of the unsaturated fatty acids optionally contained therein, a sequestrant such as EDTA or citric acid is optionally added.
5 In addition to the above described ingredients the emulsions may comprise optional ingredients that are commonly used in margarine type products. Such ingredients include but are not limited to colouring agents, flavour components, preservatives such as potassium sorbate, herb, fruit or nut particles, and
10 healthy ingredients such as vitamins,, fibres.
The emulsion according to the invention may be prepared in any
suitable way.
To prepare a pourable product, in an example of a suitable
15 process a premix comprising all ingredients is prepared, followed by blending and mixing in order to -establish a suitable emulsion. If desired the crystallisation of solid fat if present can either be performed a priory or as a processing step in which the premix is cooled by one or more scraped
20 surface heat exchangers. In such a step also the process of emulsification could take place. Emulsification could on the other hand as well be envisaged by other kinds of techniques as, e.g. membrane emulsification and alike.
25 For the preparation of a spreadable product, it is preferred that a premix is prepared at a temperature of about 40 to 70 ‘C such that the fats are melted. The composition is then preferably processed through a high shear unit with simultaneous cooling, which is optionally repeated, followed by
30 processing in a pin stirrer and storage of the final product at a temperature from 0 to 25°C.

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We have found that the inclusion of folic acid and optionally vitamin B6 and B12 is not straight forward because of the limited solubility of falic acid in water and the insolubility of folic acid and the vitamins in oil. This limited solubility
5 hinders the desired homogeneous distribution of the folic acid and the vitamins in the water in oil emulsion.
Therefore in a preferred process measures are taken to improve the homogeneous distribution of folic acid and the optionally
10 added vitamins in the final water in oil emulsion.
We have surprisingly found that one or a combination of the steps (a,b,c) leads to improvement of homogeneous distribution of these ingredients throughout the emulsion. Therefore in a preferred embodiment the invention relates to a
15 process to prepare a water in oil emulsion comprising from 20 to 90 wt% fat, preferably 30 to 90% fat, and from 2 to 20 wt% of a sterol fatty acid ester, and from 1.5 ppm (0.00015 wt%) to 1 wt% folic acid wherein the folic acid is added according to any of steps (a,b,c) or a combination thereof:
20 a. Folic acid is added onto a carrier and as such dosed into an emulsion or an aqueous phase
b. Folic acid is added into the aqueous phase of an oil in
water emulsion, homogenised by stirring for a few seconds,
after which the emulsion is inverted into the corresponding
25 water in oil emulsion through high speed stirring.
c. Folic acid is pre-dispersed in one or a combination of the
ingredients of the emulsion.
In step (a) the carrier plus folic acid is for instance made by 30 spray drying folic acid onto maltodextrine whereby preferably the folic acid content is from 25% to 75% on total weight of the carrier and the folic acid.

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In step (a) the emulsion or aqueous phase is preferably at 30 to. 70 degrees. C. for better dispersion and solubility.
5 In step (a) the emulsion or aqueous phase are preferably In stirred before and/or during the addition of the carrier with folic acid. step (b) the original oil in water emulsion comprising folic
10 acid is the basis of the final water in oil emulsion which is obtained by inversion.
In step (c) the pre-dispersion can for instance be carrieout in
15 1. Oil with emulsifier: folic acid is added to heated oil with emulsifier whereby the oil is preferably at 50-70 °C and the emulsifier is. preferably mono- and/or diglycerides at a preferred level of 0.1-1% and subsequently the oil is stirred, allowing it to 20 homogenise for 10 minutes; or
2. Water: folic acid is added to water and the resulting
dispersion is dosed into the emulsion or (part of) the
aqueous phase. This pre-dispersion preferably comprises
100 to 1000 times more folic acid than the end
25 concentration in the emulsion.
3. Sterol fatty acid esters: folic acid is added to heated
sterol fatty acid esters while stirring. The
temperature of the sterol ester is preferably at 60 to
70 °C. The resulting dispersion can then be added more
30 easily to the oil phase of the emulsion.

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The optional vitamin B6 and vitamin B12 are preferably added according to the same steps a, b and/or c.
In another aspect the invention relates to the use of folic
5 acid to improve the mouthfeel and emulsion break down behaviour of a water in oil emulsion comprising from 20 to 90 wt% fat, preferably 30 to 90 wt% fat, and from 2 to 20 wt% sterol fatty acid esters.
10 In a further aspect the invention relates to the use of folic acid to counteract the droplet size reducing effect of sterol fatty acid esters in a water in oil emulsion comprising from 30 to 90 wt% fat.
15 The invention is now illustrated in the following non-limiting examples.
Example20
General
Method to determine D3,3
D3.3 is a way to express the size (in um unless otherwise
25 stated) of a droplet of one phase/liquid in another, for instance a water droplet in oil. It is the volume weighted geometric mean water droplet diameter, i.e. 50% of the total water volume is present in droplets with a diameter larger than D3.3. To measure the D3.3 Nuclear Magnetic Resonance is used.
30 The disturbance of a magnetic field applied over an emulsion is a measure for the droplet size.

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Increase in D3.3 is normally found to lead to higher colour intensities of the water in oil emulsions.
Example 5
A spreadable water in oil emulsion with 35% fat (triglycerides only) was prepared with the following ingredients:
• Oil blend (partially hardened) rapeseed oil, sunflower oil,
palm kernel oil and palm oil 35%
10 • Sterol esters of beta sitosterol and sunflower oil
13.9%
• Mono/diglycerides 0.3%
• Water up to 100%
• Whey powder 0.4%
15 • Potassium sorbate 0.14%
• Alginate 0.3%
• Maltodextrin 3.0%
• Citric acid 0.2%
• Beta-carotene 0.0028%
20 • Butter flavour 0.03%
Folic acid was added to the water phase at 0.05 and 0.1 wt% concentrations on product. The emulsion was prepared by mixing the oil phase and water phase at 65 degrees C for a few minutes
25 such that the fats are melted. The composition is then processed through a number of high shear units with simultaneous cooling, followed by processing in a pin stirrer. The tubs with the water in oil emulsion were then left to fully crystallise at 5 °C for 10 days.
30 The spreadable water in oil emulsions were evaluated by a trained sensory panel who evaluate and assess attributes of spreadable, vegetable fat based water in oil emulsions. D3.3 of

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the spread was measured. Main results are as follows: 0.05 wt% Folic acid spread: D3.3 5.37pm (sigma 2.1) 0.1 wt% Folic acid spread: D3.3 6.38 urn (sigma 2.1)
5 The salt and flavour release and mouthfeel in terms of melting behaviour of the .spread containing more folic acid was perceived to be better than the mouthfeel of the spread with less folic acid. Also colour intensity was found to be higher of spread with higher folic acid content.
10
On the basis of this example it is concluded that 0.05% folic acid has a droplet size-increasing effect and that this effect is improved by increasing the folic acid level to 0.1wt%.
15 Example 2
A spreadable water in oil emulsion with 35% fat (triglycerides only) was prepared with the ingredients as in example 1.
20 One emulsion was produced without the folic acid (control). In one trial the folic acid was added to the water phase at 10 ppm. Also, vitamin B6 and B12 were added (resp. 100 and 0.05 ppm concentrations on product). The emulsion was prepared by mixing the oil phase and water phase at 65 degrees C for a few
25 minutes, then processing both emulsions as in example 1. The tubs with the water in oil emulsion were then left to fully crystallise at 5 °C for 5 weeks.
The spreadable water in oil emulsions were evaluated by a trained sensory panel who evaluate and assess attributes of
30 spreadable; vegetable fat based water in oil emulsions. D3.3 of the. spread was measured.

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Main results are as follows:
Added, folic acid spread: D3.3 5.75 urn (sigma 1.62)
control spread: D3.3 5.20um {sigma 1.55)
5 The flavour release/ mouthfeel in terms of melting behaviour of the spread containing folic acid was perceived to be better than the mouthfeel of the spread without folic acid. On the basis of this example it is concluded that lOppm folic acid has a droplet size-increasing effect compared to product 10 without folic acid.
Example 3
A spreadable water in oil emulsion with 35% fat (triglycerides 15 only) was prepared with the following ingredients:
• Oil blend (partially hardened) rapeseed oil, sunflower oil, palm kernel oil and palm oil 35%
• Sterol or stanol esters and sunflower oil 13.9%
• Mono/diglycerides 0.3%
20 * Water up to 100%
• Whey powder 0.4%
• Potassium sorbate 0.14%
• Alginate 0.7%
• Salt 0.3%
25 • Maltodextrin 3.5%
• Citric acid 0.2%
• Beta-carotene 0.0028%
• Butter flavour 0.02%
30 Folic acid was added to the water phase at 10 ppm. Also vitamin B6 and B12 were added (resp. lOOppm and 0.05 ppm concentrations on product). The emulsion was prepared by mixing the oil phase

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and water phase at 65 degrees C for a few minutes, then processing as in example 1. The tubs with the water in oil emulsion were then left to fully crystallise at 5 °C for 10 days.
5 The spreadable water in oil emulsions were analytically evaluated on D3.3. The results are as follows: Table 1

Sterol type Folic acid D3.3 sigma
8% stanolester none 4.09 1.46
8% stanolester 0.01wt% 4.32 1.55

8% sterolester none 4.59 1.63
8% sterolester 0.01wt% 5.33 1.63
Also, the products with folic acid were found to have a higher
10 colour intensity compared to the products without folic acid.
The products with folic acid content were found to have a higher droplet size compared to the products without folic acid. The effect was visible both for stanolester and
15 sterolester products. On the basis of this example it is
concluded that folic acid has a droplet size-increasing effect.
Example 4
20 A spreadable water in oil emulsion with 44% fat phase including 13.8% sterolesters was prepared with the following ingredients:
• Oil blend (partially hardened) rapeseed oil, sunflower oil,
palm kernel oil, palm oil with sterol esters
43.9%
25 • Mono./diglycerides 0.3%
• Water up to 100%
• Potassium sorbate 0.14%
• Alginate 0.7%

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• Salt 0.5%
• Maltodextrin 3.5%
• Citric acid 0.2%
• Beta-carotene 0.0028%
5 • Butter flavour 0.005%
Folic acid was added to the water phase at 0.1 and 0.01 wt%. Also vitamin B6 and B12 were added (resp. 1OOppm and 0.05 ppm concentrations on product). The emulsion was prepared by mixing
10 the oil phase and water phase at 65 degrees C for a few
minutes, then processing as in example 1. The tubs with the water in oil emulsion were then left to fully crystallise at 5 °C for 1 day. Main results are as follows: Added 0.1 wt% folic acid spread: D3.3 4.7 urn (sigma 1.8)
15 Added 0.01 wt% folic acid spread: D3.3 4.5 um (sigma 1.7) control spread: D3.3 4.3um (sigma 1.7)
The products with higher folic acid content were found to have a higher droplet size compared to the products without or with
20 less folic acid. On the basis of this example it is concluded that folic acid at 0.1 and 0.01 wt% has a droplet size-increasing effect.
Example 5 25
Three w/o emulsions with 80% fat phase were prepared based on the following ingredients:
• Sunflower oil
• Fully hydrogenated high erucic rapeseed oil
30 * Monoglycerides
• Sterol esters (ester of betasitosterol with sunflower oil)

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• Water
• Folic acid Preparation:
Monoglycerides, sterol esters and sunflower oil were mixed and
5 heated up to 50°C. This fat phase makes up for 72% of the total composition, the monoglycerides account for 0.1% w/w, the sterol esters are added at levels of 0 and 8% w/w, and sunflower oil up to 72%. After cooling down to 30°C, pre-crystallized fully hydrogenated high erucic rapeseed oil (8%
10 w/w) in a powder form was added to the fat phase while gently stirring. After obtaining an homogeneous slurry, the water phase was added to the fat phase while agitating with an Ultra-Turrax homogenizer at 12,900 rpm for 10 minutes. Folic acid (0.1% w/w) was pre-dispersed in the water phase prior to the
15 addition to the fat phase. All concentrations are related to the total composition of the emulsion.
The compositions (%) and measured D3.3 and sigma of the samples (averages of three measurements) are presented in the following table 2:
20 Table 2; composition and results example 5

Sample 1(comparison) Sample 2(comparison) Sample 3(according toinvention)
Sunflower oil 71.9 63.9 63.9
Fully hydrogenated high erucic rapeseed oil 8.0 8.0 8.0
Sterol esters no 8 8
Folic acid no no 0.1
water 20.0 20.0 20.0
D3.3/ urn 3.55 2.85 3.46
sigma 0.3 0.25 0.32

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The data shown in the table above clearly document that the addition- of sterol esters to w/o emulsions results in reduced average droplet sizes (approx. -20%). Further, small quantities
5 of folic acid counteract this effect {approx. +21%).
Example 6
Four w/o emulsions with 80% fat phase were prepared based on
10 the following ingredients:
• Sunflower oil
• Fully hydrogenated high erucic rapeseed oil
• Monoglycerides
• Sterol, esters (ester of betasitosterol with sunflower oil)
15 • Water
• Folic acid
• Vitamin B6
• Vitamin B12
Preparation:
20 Monoglycerides, sterolesters and sunflower oil were mixed and heated up to 50°C. This fat phase makes up for 72% of the total composition, the monoglycerides account for 0.1% w/w, the sterol esters are added at levels of 8% w/w, and sunflower oil up to 72%. After cooling down to 30°C, pre-crystallized fully
25 hydrogenated high erucic rapeseed oil (8% w/w) in a powder form was added to the fat phase while gently stirring. Folic acid (0 ppm, 50 ppm), vitamin B6 (0.05% w/w) and vitamin B12 (0.000025% w/w) were dispersed in the water phase*. Then the water phase was added to the fat phase while agitating with a Ultra-Turrax
30 homogenizer at 12,900 rpm for 10 minutes. All concentrations are related to the total composition of the emulsion.

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The compositions (%) and measured D3.3 and sigma of the samples (averages of three" measurements) are presented in the following table 3: Table 3: composition and results example 6

Sample 1 Sample 2 Sample 3 Sample 4
{compariso (according (according (compariso
n) to invention) to invention) n)
Sunflower 63.9 63.9 63.9 63.9
oil
Fully 8.0 8.0 8.0 8.0
hydrogenat
ed high
erucic
rapeseed
oil
Sterol 8 8 8 8
esters
Folic acid no 50 ppm 50 ppm no
Vitamin B6 no no 0.05 0.05
Vitamin no no 0.000025 0.000025
B.12
water 20.0 20.0 20.0 20.0
D3.3/ pm 2.85 3.06 2.99 2.89
sigma 0.25 0.31 0.38 0.22
5
The above results clearly show that the effect of the droplet size increase is in particular related to the presence of folic acid, and not simply due to the presence of solid material (e.g vitamins B6 and B12) in the water phase.
10

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Two w/o emulsions with 80% fat phase were prepared with the following ingredients:
5 • Sunflower oil
• Fully hydrogenated high erucic rapeseed oil
• Monoglycerides
• Sterol esters (ester of betasitosterol with sunflower oil)
• Water
10 • Folic acid Preparation:
Monoglycerides, sterolesters and sunflower oil were mixed and heated up to 50°C. The monoglycerides account for 0.1% w/w, the sterol esters are added at levels of 8% w/w, and sunflower oil
15 up to 72%. After cooling down to 30°C, pre-crystallized fully hydrogenated high erucic rapeseed oil (8% w/w) in a powder form was slowly added to the fat phase while stirring. After obtaining an homogeneous slurry, the water phase was added to the fat phase while agitating with a Ultra-Turrax homogenizer
20 at 12,900 rpm for 10 minutes. Folic acid (10 ppm) was pre-dispersed in the water phase prior to the addition to the fat phase. All concentrations are related to the total composition of the emulsion. The compositions (%) and measured D3.3 and sigma of the samples
25 (averages of three measurements) are presented in the following table 4:

WO 2004/039177 PCT/EP2003/010420
23 Table 4, composition and results example 7

Sample 1 Sample 2
(comparison.) (according to the invention)
Sunflower oil 63.9 63.9
Fully 8.0 8.0
hydrogenated
high erucic
rapeseed oil
Sterol esters 8 8
Folic acid no 10 ppm
water 20.0 20.0
D3.3/ um 2.85 3.00
sigma.. 0.25 . 0.35
It is clear from the above results that even very small quantities of folic acid have a significant effect in terms of
5 droplet size increase.
Example 8
Two w/o emulsions with 80% fat phase were prepared with the
10 following ingredients:
• Sunflower oil
• Fully hydrogenated high erucic rapeseed oil
• Monoglycerides
• Sterol esters (ester of betasitosterol with sunflower oil) 15 • Water
• Folic acid
Preparation:
Monoglycerides, sterolesters and sunflower oil were mixed and
heated up to 50°C. The monoglycerides were added at a level of

WO 2004/039177 PCT/EP2003/010420
24
0.1% w/w, the sterol esters at 18% w/w, and sunflower oil up to 72%. After cooling down to 30°C, pre-crystallized fully hydrogenated high erucic rapeseed oil {8% w/w) in a powder form was slowly added to the fat phase while stirring. Folic
5 acid (0.1%) was pre-dispersed in the water phase. After
obtaining an homogeneous slurry, the water phase was added to the fat phase while agitating with a Ultra-Turrax homogenizer at 12,900 rpm for 10 minutes. All concentrations are related to the total composition of the emulsion.
10 The compositions (%) and measured D3.3 and sigma of the samples (averages of three measurements) are presented in the following table 5:
Table 5: composition and results example 8

15


Sample 1 Sample 2
Sunflower oil 53.9 53.9
Fully hydrogenated high erucic rapeseed oil 8.0 8.0
Sterol esters 18 18
Folic acid no 0.1%
water 20.0 20.0
D3.3/ urn 2.12 2.53
sigma 0.44 0.42■

The results presented in the above table evidently indicate that the addition of folic acid has a significant increasing effect (approx. +19%) on the droplet size of the water phase of 20 an emulsion with high level of sterol esters.

WO 2004/039177

PCT/EP2003/010420

25 Claims
1. Water in oil emulsion comprising from 20 to 90 wt% fat and from 2 to 20 wt% of a sterol fatty acid ester, characterized in that the emulsion further comprises from 1.5 ppm to 1 wt% folic acid.
2. Water in oil emulsion according to claim 1 wherein the amount of folic acid is from 5 ppm to 0.01 wt%.
3. Water in oil emulsion according to claim 1 or claim 2 further comprising vitamin B6 and vitamin B12.
4. Water in oil emulsion according to claim 3 wherein the amount of vitamin B6 is from 0.0010 to 0.5 wt% on total emulsion weight and the amount of vitamin B12 is from 0.000005 to 0.0005 wt% on total emulsion weight.

5. Water in oil emulsion according to any of claims 1-4 wherein the D3,3 of the dispersed water phase is from 2 to 8 um.
6. Water in oil emulsion according to any of claims 1-5 wherein the sterol fatty acid ester is selected from the group comprising fatty acid ester of p-sitosterol, (J-sitostanol, campesterol, campestanol, stigmasterol, stigmastanol or a mixture thereof.
7. Method for the preparation of a, water in oil emulsion according to any of claims 1-6
wherein folic acid is added according to any of steps
WO 2004/039177

PCT/EP2003/010420

26
an emulsion or an aqueous phase
b. Folic acid is added into the aqueous phase of an oil in
water emulsion, homogenised by stirring for a few seconds,
after which the emulsion is inverted into the corresponding
water in oil emulsion through high speed stirring.
c. Folic acid is pre-dispersed in one or a combination of
the ingredients of the emulsion.
8. Use of folic acid to improve the mouthfeel and emulsion break down behaviour of a water in oil emulsion comprising from 30 to 90 wt% fat and from 2 to 20 wt% sterol fatty acid esters.
Dated this 11th day of April 2005
HINDUSTAN LEVER LIMITED
(S. Venkatramani) Sr Patents Manager

Documents:

262-mumnp-2005-cancelled pages (03-05-2007).pdf

262-mumnp-2005-claims(granted)-(3-5-2007).doc

262-mumnp-2005-claims(grantede)-(03-05-2007).pdf

262-mumnp-2005-claims.doc

262-mumnp-2005-claims.pdf

262-mumnp-2005-correspondence 1(18-08-2005).pdf

262-mumnp-2005-correspondence 2(24-08-2007).pdf

262-mumnp-2005-correspondence(ipo)-(11-09-2006).pdf

262-mumnp-2005-correspondence-received-ver-110405.pdf

262-mumnp-2005-correspondence-received-ver-180805.pdf

262-mumnp-2005-correspondence-send.pdf

262-mumnp-2005-descripiton (complete).pdf

262-mumnp-2005-form 1(02-04-2007).pdf

262-mumnp-2005-form 1(11-04-2005).pdf

262-mumnp-2005-form 13(02-04-2007).pdf

262-mumnp-2005-form 13(24-08-2007).pdf

262-mumnp-2005-form 18(18-08-2005).pdf

262-mumnp-2005-form 2(granted)-(3-5-2007).doc

262-mumnp-2005-form 2(grantede)-(03-05-2007).pdf

262-mumnp-2005-form 3(11-04-2005).pdf

262-mumnp-2005-form 5(11-04-2005).pdf

262-mumnp-2005-form-1.pdf

262-mumnp-2005-form-18.pdf

262-mumnp-2005-form-2.doc

262-mumnp-2005-form-2.pdf

262-mumnp-2005-form-3.pdf

262-mumnp-2005-form-5.pdf

262-mumnp-2005-form-pct-ipea-409 (11-04-2005).pdf

262-mumnp-2005-form-pct-ipea-409.pdf

262-mumnp-2005-form-pct-ipea-416.pdf

262-mumnp-2005-form-pct-isa-210 (11-04-2005).pdf

262-mumnp-2005-pct-search report.pdf

262-mumnp-2005-power of attorney (02-04-2007).pdf


Patent Number 217639
Indian Patent Application Number 262/MUMNP/2005
PG Journal Number 19/2008
Publication Date 09-May-2008
Grant Date 28-Mar-2008
Date of Filing 11-Apr-2005
Name of Patentee HINDUSTAN UNILEVER LIMITED
Applicant Address HINDUSTAN LEVER HOUSE, 165/166, BACKBAY RECLAMATION, MUMBAI 400 020
Inventors:
# Inventor's Name Inventor's Address
1 FLOTER ECKHARD UNILEVER R & D VLAARDINGEN, OLIVIER VAN NOORTLAAN 120, 3133 AT VLAARDINGEN, THE NETHERLANDS
2 GARBOLINO CHIARA Unilever R & D Vlaardingen , Oliviervan Noortlaan 120,3133 AT Vlaardingen.
3 TERPSTRA ADRIANA HUIBERDINA Unilever R & D Vlaardingen , Oliviervan Noortlaan 120,3133 AT Vlaardingen.
PCT International Classification Number A23L1/30
PCT International Application Number PCT/EP03/010420
PCT International Filing date 2003-09-18
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 02257560.9 2002-10-31 EUROPEAN UNION