Title of Invention

NON-CHROMATED OXIDE COATING FOR ALUMINUM SUBSTRATES AND A COMPOSITION THEREFOR

Abstract

ABSTRACT IN/PCT/2002/00568/CHE "Non-chromated oxide coating for aluminum substrates and a composition therefor" This invention relates to a process for forming an oxide film cobalt conversion coating exhibiting corrosion resistance and paint adhesion properties on a substrate, where said substrate is aluminum or aluminum alloy, said process comprising the steps of: (a) providing an oxide film forming cobalt conversion solution comprising an aqueous reaction solution, containing no triethanolamine (TEA), prepared by reacting the following starting materials: (1) a water soluble cobalt-II salt C0X2 where X=C1, Br, NO3, CN, SCN, I/3PO4, I/2SO4, I/2CO3, formate, or acetate; (2) a water soluble complexing agent selected from the group consisting of MeN02, MeAc, MeFm, NH4AC, and NH4Fm, NH4X, where Me is Na, K, or Li; Ac is acetate; and Fm is formate; X is CI, Br, NO2, CN, SCN, I/3PO4, I/2SO4, I/2CO3 and optionally ammonium hydroxide; (3) an accelerator selected from the group consisting of NaClOs, NaBrOs, and NalOs; and (4) water; and (b) contacting said substrate with said aqueous reaction solution to oxidize the surface of said substrate, whereby said oxide film cobalt conversion coating is formed, thereby imparting corrosion resistance and paint adhesion properties to said substrate.

Full Text

NON-CHROMATED OXIDE COATING FOR ALUMINUM SUBSTRATES CROSS-REFERENCE TO RELATED APPLICATION This application claims the benefit of provisional application number iO/163,103 filed November 2, 1999 entitled NON-CHROMATED OXIDE :OATING FOR ALUMINUM SUBSTRATES. FIELD OF THE INVENTION This environmental-quality invention is in the field of chemical conversion oatings formed on aluminum and aluminum alloy substrates. One aspect of the nvention is an improved process of forming an oxide coating, referred to as a "cobalt onversion coating," that is chemically formed by oxidizing the surface of an luminum or aluminum alloy substrate. The invention enhances the quality of the nvironment of mankind by contributing to the maintenance of air and water quality, "he term "aluminum" as used herein includes aluminum and aluminum alloys. BACKGROUND ART Reference is made to the following patents, which are incorporated by jference herein: U.S. Patent 5,298,092, issued March 29, 1994; U.S. Patent ,415,687, issued May 16, 1995; U.S. Patent 5,472,524, issued December 5, 1995; r.S. Patent 5,487,949, issued January 30, 1996; U.S. Patent 5,378,293, issued muary 3, 1995; U.S. Patent 5,411,606, issued May 2, 1995; U.S. Patent 5,551,994, sued September 3, 1996; and U.S. Patent 5,873,953, issued February 23, 1999. Recently, I have made significant improvements to this technology to further nprove bath life and bath stability as well as coating performance characteristics, he details are described below. Environmental regulations in the United States are mandating drastic iductions of allowed chromium compounds in effluent as well as emissions into the r which are generated fi-om metal finishing processes. I have devoted considerable fort to the development of a non-chromated surface coating as a replacement for current chromated processes as detailed in MIL-C-5514 and Boeing Process Specification BAC 5719. Chromium containing conversion coatings are used by The Boeing Company, its subcontractor base and generally throughout the industry. Solutions used to 5 produce these conversion coatings contain carcinogenic hexavalent chromium, fluorides, and cyanides, all of which present a significant environmental, health, and safety problem. The constituents of a typical chromate conversion-coating bath are as follows: CrOa "chromic acid" (hexavalent); NaF sodium fluoride; KF4B potassium tetrafluoborate; K2ZrF6 potassium hexafluorozirconate; K3Fe(CN)6 potassium 10 ferricyanide; and HNO3 nitric acid. Current chromium conversion films are deposited by immersion, meet a 168-hour corrosion resistance requirement when tested to ASTM Bl 17, but also serve as a surface substrate to promote paint adhesion. Typical coating weights of these chromium films range from 40 to 120 mg/ft^ and do not cause a fatigue life reduction 15 of the aluminum substrate. SUMMARY OF THE INVENTION In one aspect the invention is an improved process that is commercially practical for forming an oxide film cobalt conversion coating exhibiting corrosion resistance and paint adhesion properties on a substrate, where the substrate is 20 aluminum or aluminum alloy, the process including the steps of (a) providing an oxide film forming cobalt conversion solution comprising an aqueous reaction solution, containing no triethanolamine (TEA), prepared by reacting the following starting materials: (1) a water soluble cobalt-II salt C0X2 where X = CI, Br, NO3, CN, 25 SCN, VJPO4, '/2SO4, '/2CO3, formate, or acetate; (2) a water soluble complexing agent selected from the group consisting of MeN02, MeAc, MeFm, NHjAc, and NHiFm where Me is Na, K, or Li; Ac is acetate; and Fm is formate; (3) an accelerator selected from the group consisting of NaClOa, 30 NaBrOj, andNalOs; (4) water; and (b) contacting the substrate with the aqueous reaction solution for a sufficient amount of time to oxidize the surface of the substrate, whereby the oxide film cobalt conversion coating is formed, thereby imparting corrosion resistance and paint 5 adhesion properties to the substrate. In another aspect the invention is a chemical conversion coating solution that is commercially practical for producing an oxide film cobalt conversion coating on an aluminum or aluminum alloy substrate, said solution comprising an aqueous reaction solution, containing no triethanolamine (TEA), prepared by reacting the following starting materials: 10 (1) a water soluble cobalt-II salt C0X2 where X = CI, Br, NO3, CN, SCN, V3PO4, '/2SO4, '/2CO3, formate, or acetate; (2) a water soluble complexing agent selected fi-om the group consisting of MeN02, MeAc, MeFm, NH4AC, and NH4Fm, where Me is Na, K, or Li; Ac is acetate; and Fm is formate; 15 (3) an accelerator selected fi-om the group consisting of NaClOs, NaBrOs, and NalOa; (4) water. In yet another aspect the invention is an improved process that is commercially practical for forming an oxide film cobalt conversion coating exhibiting corrosion 20 resistance and paint adhesion properties on a substrate, where the substrate is aluminum or aluminum alloy, the process comprising the steps of (a) providing an oxide film forming cobalt conversion solution comprising an aqueous reaction solution, containing no triethanolamine (TEA), prepared by reacting the following starting materials: 25 (1) a water soluble cobalt-II salt C0X2 where X = CI, Br, NO3, CN, SCN, VJPO4, '/2SO4, '/2CO3, formate, or acetate; (2) an ammonium salt NH4X where X = CI, Br, NO3, CN, SCN, V3PO4, '/2SO4, '/2CO3, formate, or acetate; (3) ammonium hydroxide (ammonia); (4) an accelerator selected from the group consisting of NaClOs, NaBrOj, and NalOs; (5) water; and (b) contacting the substrate with the aqueous reaction solution for a sufficient 5 amount of time to oxidize the surface of the substrate, whereby the oxide film cobalt conversion coating is formed, thereby imparting corrosion resistance and paint adhesion properties to the substrate. And in yet another aspect the invention is a chemical conversion coating solution that is commercially practical for producing an oxide film cobalt conversion coating on an aluminum or aluminum alloy substrate, the 10 solution comprising an aqueous reaction solution, containing no triethanolamine (TEA), prepared by reacting the following starting materials: (1) a water soluble cobalt-II salt C0X2 where X = CI, Br, NO3, CN, SCN, V3PO4, '/2SO4, '/2CO3, formate, or acetate; (2) an ammonium salt NH4X where X = CI, Br, NO3, CN, SCN, 15 '/3PO4, '/2SO4, '/2CO3, formate, or acetate; (3) ammonium hydroxide (ammonia); (4) an accelerator selected from the group consisting of NaClOs, NaBrOj, and NalOa; and (5) water. BRIEF DESCRIPTION OF THE DRAWINGS The figures are photomicrographs produced by a scanning electron microscope of improved cobalt conversion coatings made by the present invention on aluminum alloy test panels. For example, FIG. 1 is a photomicrograph (where the 5 scanning electron microscope operated at 15 kV) of an aluminum alloy 2024-T3 test panel having cobalt conversion coating made by the present invention without being sealed (without being given a post conversion treatment in a solution containing vanadium pentoxide and sodium tungstate (described below in Example 4)). The cobah conversion coatings formed by the present improved process are cobah oxides 10 and aluminum oxide mixed structures formed by oxidizing the surface of the aluminum alloy substrate. FIG. 1 is a photomicrograph at I.OOOX magnification of a test panel showing an unsealed cobalt conversion coating of the invention. The photomicrograph is a top view of the upper surface of the oxide coating. This test panel was immersed in a 15 cobah conversion coating solution of the present invention at a temperature of HOT for 30 minutes. (The preferred bath temperature for longer bath life and bath stabihty is 120°F.) The white bar is a length of lOμm (10 micrometers). FIG. 2 is a photomicrograph at l.OOOX magnification of a test panel showing a sealed cobalt conversion coating of the invention. The cobalt conversion coating was 20 sealed by being given a post treatment in a solution containing vanadium pentoxide and sodium tungstate (described below in Example 4). The photomicrograph is a top view of the upper surface of the sealed oxide coating. The white bar is a length of 10|im (10 micrometers). FIG. 3 is a photomicrograph at 10,000X magnification of a test panel showing 25 an unsealed cobalt conversion coating of the invention. The photomicrograph is a top view of the upper surface of the unsealed oxide coating. The white bar is a length of lnm(l micrometer). FIG. 4 is a photomicrograph at 10,OOOX magnification of a test panel showing a sealed cobalt conversion coating of the invention. The cobalt conversion coating 30 was sealed by being given a post treatment in a solution containing vanadium pentoxide and sodium tungstate (described below in Example 4). The photomicrograph is a top view of the upper surface of the sealed oxide coating. The white bar is a length of 1μm (1 micrometer). FIG. 5 is a photomicrograph at 25,OO0X magnification of a test panel showing 5 an unsealed cobalt conversion coating of the invention. The photomicrograph is a top view of the upper surface of the unsealed oxide coating. The white bar is a length of Ifim (1 micrometer). FIG. 6 is a photomicrograph at 25,000X magnification of a test panel showing a sealed cobalt conversion coating of the invention. The cobalt conversion coating 10 was sealed by being given a post treatment in a solution containing vanadium pentoxide and sodium tungstate (described below in Example 4). The photomicrograph is a top view of the upper surface of the sealed oxide coating. The white bar is a length of 1 μm (1 micrometer). FIG. 7 is a photomicrograph at 50,OOOX magnification of a test panel showing 15 an unsealed cobalt conversion coating of the invention. The photomicrograph is a top view of the upper surface of the unsealed oxide coating. The white bar is a length of lOOnm (100 nanometers). FIG, 8 is a photomicrograph at 50,000X magnification of a test panel showing a sealed cobalt conversion coating of the invention. The cobalt conversion coating 20 was sealed by being given a post treatment in a solution containing vanadium pentoxide and sodium tungstate (described below in Example 4). The photomicrograph is a top view of the upper surface of the sealed oxide coating. The white bar is a length of lOOnm (100 nanometers). FIG. 9 is a photomicrograph at 10,000X magnification of a test panel showing 25 a side view of a fraactured cross section of an unsealed cobalt conversion coating of the invention. To make the photomicrographs of FIGS. 9-14, the test panels were bent and broken off to expose a cross section of the oxide coating. The white bar is a length of μm (1 micrometer). FIG. 10 is a photomicrograph at 10,000X magnification of a test panel showing a side view of a fractured cross section of a sealed cobalt conversion coating of the invention. The white bar is a length of I^im (1 micrometer). FIG. 11 is a photomicrograph at 25,000X magnification of a test panel 5 showing a side view of a fractured cross section of an unsealed cobalt conversion coating of the invention. The white bar is a length of 1 nm (1 micrometer). FIG. 12 is a photomicrograph at 25,000X magnification of a test panel showing a side view of a fractured cross section of a sealed cobalt conversion coating of the invention. The white bar is a length of 1 |im (1 micrometer). 10 FIG. 13 is a photomicrograph at 50,000X magnification of a test panel showing a side view of a fractured cross section of an unsealed cobalt conversion coating of the invention. The white bar is a length of lOOnm (100 nanometers). FIG. 14 is a photomicrograph at SO.OOOX magnification of a test panel showing a side view of a fractured cross section of a sealed cobalt conversion coating 15 of the invention. The white bar is a length of 1 OOnm (100 nanometers), DESCRIPTION OF THE PREFERRED EMBODIMENTS Earlier work described in the above listed patents dealt with the formation of cobah complexes and the addition of other chemical agents intended to accelerate the reaction of these cobalt complexes on the aluminum substrate, thus forming the 20 desired conversion coatings (without these accelerators no coating is formed), While these formulations all produced usable coatings, they did not deliver the desired consistency in corrosion resistance needed for daily production. Furthermore, practical bath lives were still found to be marginal. With ammoniated cobalt complexes, it was always the excess of ammonium hydroxide (ammonia) which 25 functioned as the bath accelerator. In the case of nitrite complexes, iodides, such as Nal, or triethanolamine were used as accelerators, and with acetate/formate complexes, either fluorides or the ammonium ion were the accelerators. A universal and much more effective bath accelerator has now been discovered and has been successfiilly used with all prior cobalt complexing solutions. This most preferred bath 30 accelerator is sodium chlorate, NaClOa. Sodium chlorate is effective when used in conjunction with positive cobalt ligand complexes and it was found to be especially effective when used in conjunction with negative cobalt ligand complexes, i.e.: Mea [Co(N02)6] where NO2 = nitrite and Me = Na, K, Li, or Mes [Co(Ac)6] where Ac = acetate, 5 or Me3 [Co(Fm)6] where Fm = formate. Use of sodium chlorate, NaClOs, as bath accelerator has resulted in the following significant process improvements: 1. Practical bath life in excess of 6 months (now usable for commercial production), 10 2, Added bath stability and performance consistency. 3. Consistent salt spray corrosion resistance performance. 4. Bath control simplification, i.e., daily pH analysis no longer required. 5. The post conversion treatment using the V205/Na2W04 solution is 15 effective at room temperature and no longer requires heating when the accelerator is added. The sodium chlorate accelerator was successfully used with all prior disclosed cobalt complexes utilized for conversion coating formation. However, the cobalt nitrite complexing chemistry described in U.S. Patent 5,472,524, which is 20 incorporated by reference herein, is suitable for production because of bath simplicity and effectiveness in corrosion resistance of the cobalt conversion coating. Note: The above make-up represents chemical quantities which yield optimum processing results, however, coating formation is not limited to these parameters. Coatings are subsequently treated or sealed with a post treatment solution as 5 described in U.S. Patent 5,873,953, which is incorporated by reference herein, using the V20s/Na2WO4 solution. When NaClOa is added to this post treatment, the solution becomes effective at room temperature. BATH AND PROCESS PARAMETERS Cobalt Conversion Solution: 5 The following bath make-up sequence was established and found important in achieving consistent, reproducible reaction products: 1. Fill tank (having an inert liner such as Neoprene or preferably a stainless steel tank) to 2/3 with deionized water. Begin air sparging to a gentle roll. 2. Add and dissolve the required chemicals in the following order: 10 Cobalt nitrate Sodium nitrite Sodium chlorate 3. Fill the tank to the required level with water and let the solution react for a minimum of 8 hours. 15 4. Heat the tank to 120-140°F (120°F is preferred for longer bath life and bath stability) and maintain. The solution is now ready for operation. Post Treatment Solution: The following bath make-up sequence for the post treatment has been established. It is also important to add the required chemicals in the sequence below: EFFECTIVENESS The eflFectiveness of the NaClOs accelerator was evaluated with coating formulations other than Examples 1, 2, and 3, using positive ligand complexes, i.e., Co(NH3)6X3 where X = CI, NO3, SO4, or CN. 5 Negative ligand chemistry proved to be simpler and required less chemical control with respect to pH control, and also ammonia use and replenishment is not an issue. It was found that, in principle, any water soluble cobalt salt may be used for complexing in conjunction with sodium chlorate accelerator. Cobalt chloride, acetate, sulfate, formate, and nitrate are all usable with varying degrees of efficiency and 10 NaClOa accelerator quantities vary when used with these formulations. For positive ligands, where the ammonium ion is used for cobalt complexing, it is still important to use the associated ammonium salt in conjunction with the cobalt salt, ammonium hydroxide (ammonia) complexer, and the accelerator. As described in U.S. Patent 5,487,949, which is incorporated by reference herein, this is important in order to 15 prevent precipitation of the freshly formed cobalt complex, by suppressing the hydroxyl ion concentration. Regarding the use of sodium chlorate, other accelerator compounds belonging in the same chemical grouping were identified. These are NaC102, NaC104, NaBrOa, andNalOa. 20 NaCIOi was found to be too aggressive, resulting in pitting of the aluminum substrate during coating formation. NaC104 was not used because of extreme reactivity and danger of explosion. NaBrOj and NalOj were found to be usable, however with decreased efficiency. The potassium salts of these compounds were not used, since potassium compounds have a tendency to drop cobalt out of solution. 25 OTHER METHODS OF APPLICATION The above formulations illustrate producing cobalt conversion coatings by immersion application. The same principles apply to producing the conversion coating by manual application and by spray application. The patents, specifications, and other publications referenced above are 30 incorporated herein by reference. Unless indicated otherwise, in stating a numerical range for a compound or a temperature or a time or other process matter or property, such a range is intended to specifically designate and disclose the minimum and the maximum for the range and each number, including each fraction and/or decimal, between the stated minimum and 5 maximum for the range. For example, a range of 1 to 10 discloses 1,0, 1.1, 1,2 ... 2.0, 2.1, 2.2, ... and so on, up to 10.0, Similarly, a range of 500 to 1000 discloses 500, 501, 502,... and so on, up to 1000, including every number and fraction or decimal therewithin. "Up to x" means "x" and every number less than "x", for example, "up to 5" discloses 0.1, 0.2, 0.3, ,.., and so on up to 5.0. 10 As will be apparent to those skilled in the art to which the invention is addressed, the present invention may be embodied in forms other than those specifically disclosed above, without departing from the spirit or essential characteristics of the invention. The particular embodiments of the invention described above and the particular details of the processes described are therefore to 15 be considered in all respects as illustrative and not restrictive. The scope of the present invention is as set forth in the appended claims rather than being limited to the examples set forth in the foregoing description. Any and all equivalents are intended to be embraced by the claims. WE CLAIM: 1. A process for forming an oxide film cobalt conversion coating exhibiting corrosion resistance and paint adhesion properties on a substrate, where said substrate is aluminum or aluminum alloy, said process comprising the steps of: (a) providing an oxide film forming cobalt conversion solution comprising an aqueous reaction solution, containing no triethanolamine (TEA), prepared by reacting the following starting materials: (1) a water soluble cobalt-II salt C0X2 where X=C1, Br, NO3, CN, SCN, I/3PO4, I/2SO4, I/2CO3, formate, or acetate; (2) a water soluble complexing agent selected from the group consisting of MeN02, MeAc, MeFm, NH4AC, and NH4Fm, NH4X, where Me is Na, K, or Li; Ac is acetate; and Fm is formate; X is CI, Br, NO2, CN, SCN, I/3PO4, I/2SO4, I/2CO3 and optionally ammonium hydroxide; (3) an accelerator selected from the group consisting of NaClOs, NaBrOa, and NalOs; and (4) water; and (b) contacting said substrate with said aqueous reaction solution to oxidize the surface of said substrate, whereby said oxide film cobalt conversion coating is formed, thereby imparting corrosion resistance and paint adhesion properties to said substrate. 2. The process as claimed in claim 1, where said water-soluble cobalt-II salt is cobalt nitrate. 3. The process as claimed in claim 1, where said accelerator is NaC103. -17- 4. The process as claimed in claim 1, comprising the additional step of contacting said coated substrate with an aqueous post conversion treatment solution comprising a solution of vanadium pentoxide and sodium tungstate. 5. A chemical conversion coating solution for producing an oxide film cobalt conversion coating on an aluminum or aluminum alloy substrate, said solution consisting essentially of an aqueous reaction solution, containing no triethanolamine (TEA), prepared by reacting the following starting materials: (1) a water soluble cobalt-II salt C0X2 where X=C1, Br, NO3, CN, SCN, I/3PO4, I/2SO4, I/2CO3, formate, or acetate, wherein the concentration of said cobalt-II salt is 24-29 grams per liter of solution; (2) a water soluble complexing agent selected from the group consisting of MeN02 MeAc, MeFm, NH4, and NH4Fm where Me is Na, K, or Li; Ac is acetate; and Fm is formate; (3) an accelerator selected from the group consisting of NaClOa, NaBrOa, and NalOs; and (4) water. 6. The chemical conversion coating solution as claimed in claim 5, where said water-soluble cobalt-II salt is cobalt nitrate. 7. The chemical conversion coating solution as claimed in claim 5, where said accelerator is NaClOs. 8. A process for forming an oxide film cobalt conversion coating exhibiting corrosion resistance and paint adhesion properties on a substrate, where said substrate is aluminum or aluminum alloy, said process comprising the steps of: (a) providing an oxide film forming cobalt conversion solution comprising an aqueous reaction solution, containing no triethanolamine (TEA), prepared by reacting the following starting materials: (1) a water soluble cobalt-II salt C0X2 where X=C1, Br, NO3, CN, SCN, I/3PO4, I/2S4, I/2CO3, formate, or acetate; (2) an ammonium salt NH4X where X=C1, Br, NO3, CN, SCN, I/3PO4, I/2SO4, I/2CO3, formate, or acetate; (3) ammonium hydroxide; (4) an accelerator selected from the group consisting of NaC103, NaBr03, andNaI03; (5) water; and (b) contacting said substrate with said aqueous reaction solution to oxidize the surface of said substrate, whereby said oxide film cobalt conversion coating is formed, thereby imparting corrosion resistance and paint adhesion properties to said substrate. 9. The process as claimed in claim 8, where said water-soluble cobalt-II salt is cobalt nitrate. 10. The process as claimed in claim 8, where said accelerator is NaC103. 11. A chemical conversion coating solution for producing an oxide film cobalt conversion coating on an aluminum or aluminum alloy substrate, said solution consisting essentially of an aqueous reaction solution, containing no triethanolamine (TEA), prepared by reacting the following starting materials: (1) a water soluble cobalt-II salt C0X2 where X=C1, Br, NO3, CN, SCN, I/3PO4, I/2SO4, I/2CO3, formate, or acetate; (2) an ammonium salt NH4X where C0X2 where X=C1, Br, NO3, CN, SCN, I/3PO4, I/2SO4, I/2CO3, formate, or acetate; (3) ammonium hydroxide; (4) an accelerator selected from the group consisting of NaC103, NaBr03, andNaI03; and (5) water. 12. The chemical conversion coating solution as claimed in claim 11, where said water-soluble cobalt-II salt is cobalt nitrate. 13. The chemical conversion coating solution as claimed in claim 11, where said accelerator is NaC103.

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in-pct-2002-0568-che petition.pdf

IN-PCT-2002-568-CHE FORM-13 14-09-2009.pdf