Title of Invention

"SYSTEM AND METHOD FOR POLLING A PROTOCOL DATA UNIT OF A TRANSMISSION BUFFER"

Abstract "A method for controlling the transmission of signals in a communications system uses a polling trigger which prevents a deadlock condition from occurring between a transmitter and receiver. The method includes selecting a protocol data unit from a buffer, determining whether the data unit is located at a last position within a transmission window, and then transmitting polling information with the data unit if the data unit is located at the last position of the transmission window. If the data unit is not in a last position of the transmission window, additional steps of the method include determining whether the data unit is a last-stored data unit in a transmission buffer. If so, polling information is transmitted with the data unit. If neither polling trigger is satisfied, the data unit is transmitted."
Full Text SYSTEM AND METHOD FOR POLLING
A PROTOCOL DATA UNIT OF A TRANSMISSION BUFFER
TECHNICAL FIELD
This invention generally relates to communications systems, and
more particularly to a system and method for controlling the transmission of
polling information with one or more protocol data units in a wireless
communications system.
BACKGROUND ART
A universal mobile telecommunications system (UMTS) is a third
generation mobile communication system that has evolved from a standard
known as Global System for Mobile communications (GSM). This standard
is a European standard which aims to provide an improved mobile
communication service based on a GSM core network and wideband code
division multiple access (W-CDMA) technology. In December, 1998, the
ETSI of Europe, the ARIB/TTC of Japan, the T1 of the United States, and the
TTA of Korea formed a Third Generation Partnership Project (3GPP) for the
purpose of creating the specification for standardizing the UMTS.
The work towards standardizing the UMTS performed by the 3GPP
has resulted in the formation of five technical specification groups (TSG),
each of which is directed to forming network elements having independent
operations. More specifically, each TSG develops, approves, and manages

a standard specification in a related region. Among them, a radio access
network (RAN) group (TSG-RAN) develops a specification for the function,
items desired, and interface of a UMTS terrestrial radio access network
(UTRAN), which is a new RAN for supporting a W-CDMA access technology
in the UMTS.
The TSG-RAN group includes a plenary group and four working
groups. Working group 1 (WG1) develops a specification for a physical layer
(a first layer). Working group 2 (WG2) specifies the functions of a data link
layer (a second layer) and a network layer (a third layer). Working group 3
(WG3) defines a specification for an interface among a base station in the
UTRAN, a radio network controller (RNC), and a core network. And, Working
group 4 (WG4) discusses terms desired for a radio link performance and
items desired for radio resource management.
Figure 1 shows the structure of a radio access interface protocol used
between a terminal operating based on a 3GPP RAN specification and a
UTRAN. When viewed horizontally, the radio access interface protocol
includes a physical layer (PHY), a data link layer, and a network layer; and
when viewed vertically the protocol is divided into a control plane (C-plane)
for transmitting a control signal and a user plane for transmitting data
information. The user plane is a region to which traffic information of a user
such as voice or an IP packet is transmitted. The control plane is a region to
which control information such as an interface of a network or maintenance
and management of a call is transmitted.

The protocol layers may be divided into a first layer (L1), a second
layer (L2), and a third layer (L3) based on three lower layers of an open
system interconnection (OSI) standard model well known in a
communication system.
The first layer (L1) operates as a physical layer (PHY) for a radio
interface, and according to related technology is connected to an upper
medium access control (MAC) layer through one or more transport channels.
The physical layer transmits data delivered to the physical layer (PHY)
through a transport channel to a receiver using various coding and
modulating methods suitable for radio circumstances. The transport channel
between the physical layer (PHY) and the MAC layer is divided into a
dedicated transport channel and a common transport channel based on
whether it is exclusively used by a single terminal or shared by several
terminals.
The second layer L2 operates as a data link layer and lets various
terminals share the radio resources of a W-CDMA network. The second
layer L2 is divided into the MAC layer, a radio link control (RLC) layer, a
packet data convergence protocol (PDCP) layer, and a broadcast/multicast
control (BMC) layer.
The MAC layer delivers data through an appropriate mapping
relationship between a logical channel and a transport channel. The logical
channels connect an upper layer to the MAC layer. Various logical channels
are provided according to the kind of transmitted information. In general,

when information of the control plane is transmitted, a control channel is
used. When information of the user plane is transmitted, a traffic channel is
used. The MAC layer is divided three sub-layers according to performed
functions. The three sub-layers are a MAC-d sub-layer that is positioned in
the SRNC and manages the dedicated transport channel, a MAC-c/sh sub-
layer that is positioned in the CRNC and manages the common transport
channel, and a MAC-hs sub-layer that is positioned in the Node B and
manages the HS-DSCH transmission.
The RLC layer forms an appropriate RLC protocol data unit (PDU)
suitable for transmission by the segmentation and concatenation functions of
an RLC service data unit (SDU) received from an upper layer. The RLC layer
also performs an automatic repeat request (ARQ) function by which an
RLC PDU lost during transmission is re-transmitted. The RLC layer operates
in three modes, a transparent mode (TM), an unacknowledged mode (UM),
and an acknowledged mode (AM). The mode selected depends upon the
method used to process the RLC SDU received from the upper layer. An
RLC buffer stores the RLC SDUs or the RLC PDUs received from the upper
layer exists in the RLC layer.
The packet data convergence protocol (PDCP) layer is an upper layer
of the RLC layer which allows data items to be transmitted through a network
protocol such as the IPv4 or the IPv6. A header compression technique for
compressing and transmitting the header information in a packet can be
used for effective transmission of the IP packet.

The broadcast/multicast control (BMC) layer allows a message to be
transmitted from a cell broadcast center (CBC) through the radio interface.
The main function of the BMC layer is scheduling and transmitting a cell
broadcast message to a terminal. In general, data is transmitted through the
RLC layer operating in the unacknowledged mode.
The PDCP layer and the BMC layer are located only in the user plane
because they transmit only user data. Unlike the PDCP layer and the BMC
layer, the RLC layer can be included in the user plane and the control plane
according to the upper layer connected. When the RLC layer belongs to the
control plane, data is received from a radio resource control (RRC) layer. In
the other cases, the RLC layer belongs to the user plane. In general, the
transmission service of user data provided to the upper layer by the second
layer (L2) in the user plane is referred to as a radio bearer (RB). The
transmission service of control information provided to the upper layer by the
second layer (L2) in the control plane is referred to as a signaling radio
bearer (SRB). As shown in Figure 1, a plurality of entities can exist in the
RLC and PDCP layers. This is because a terminal has a plurality of RBs, and
one or two RLC entities and only one PDCP entity are generally used for one
RB. The entities of the RLC layer and the PDCP layer can perform an
independent function in each layer.
The RRC layer positioned in the lowest portion of the third layer (L3)
is defined only in the control plane and controls the logical channels, the
transport channels, and the physical channels in relation to the setup, the

reconfiguration, and the release of the RBs. At this time, setting up the RB
means processes of stipulating the characteristics of a protocol layer and a
channel, which are required for providing a specific service, and setting the
respective detailed parameters and operation methods. It is possible to
transmit control messages received from the upper layer through a RRC
message.
The RLC layer will now be described in more detail. As previously
indicated, the RLC layer operates in three modes: TM, UM, and AM. The
AM mode will now be described, as it is preferable for use with the present
invention.
One of the most significant characteristics of AM mode operation is its
ability to support the re-transmission of a PDU when the PDU is not
successfully transmitted or received. More specifically, when the transmitter
RLC layer transmits a PDU, the receiver determines whether each PDU is
received and then generates status information indicating the result. The
receiver then sends status information back to inform the transmitter as to
whether the PDU was received. When the transmitter receives status
information from the receiver indicating that the PDU was not received, the
PDU is re-transmitted to the receiver.
Figure 2 shows a structure of an AM RLC transmitter 100 which
transmits PDUs to a receiver. As shown, when a PDU generator 101
receives an SDU from an upper layer, the PDU generator segments or
concatenates the SDU in order to make the SDU a uniform size of a PDU. A

PDU may be generated by adding an RLC header to each segment, and a
sequence number may be included in the header. The PDU may be
classified based on its sequence number.
PDUs generated in this way are stored in both a transmission buffer
102 and a re-transmission buffer 104. The transmitter AM RLC sends the
PDUs stored in transmission buffer 102 to a lower layer based on a number
requested by the lower layer every transmission time interval (TTI). At this
time, a polling bit setting unit 103 determines whether to set a polling bit
requesting the receiver to send status information for a specific PDU among
the transmitted PDUs. In which PDU the polling bit is to be set varies
according to a polling trigger.
The PDUs sent to the lower layer are transmitted to the receiver
through a radio interface. In the receiver, an AM RLC forms SDUs using
information in the headers of the PDUs, and SDUs are then delivered to the
receiver upper layer.
When the polling bit is set in one PDU among the received PDUs, the
receiver AM RLC checks whether the PDUs are correctly received and
transmits status information to the transmitter AM RLC. The transmitter AM
RLC deletes successfully transmitted PDUs from re-transmission buffer 104
based on positive status information. PDUs that are not successfully
transmitted, as determined by negative status information, are sent to the
transmission buffer and are re-transmitted. Only PDUs which receive a
negative acknowledgment are re-transmitted. The re-transmitted PDUs are

left in the re-transmission buffer until the transmission is determined to be
successful. Re-transmitted PDUs may be given priority over first-transmitted
PDUs, and it is possible to set a polling bit in the re-transmitted PDU.
In AM RLC, a transmission window and reception window are
respectively used in the transmitter and receiver for transmitting and
receiving PDUs. In general, the size of the transmission window is the same
as the size of the reception window.
The transmission window has a size which corresponds to a
predetermined maximum number of PDUs that can be transmitted. After
PDUs within the range of the window are transmitted from a transmission
buffer, subsequent PDUs are loaded into the buffer and transmitted within an
updated transmission window. The transmission window may be updated
based on status information from the receiver. Updating the transmission
window may involve moving a lower limit (or position) of the window based
on a previously transmitted PDU for which a negative acknowledgment has
been received.
For example, consider the case where the limits of a transmission
window extend from 1 to 100 (the size of the transmission window is 100
PDU positions) and PDUs corresponding to 1 through 50 are transmitted.
When status information indicating that PDU Nos. 15, 20, and 40 were not
successfully transmitted and the remaining PDUs were successfully
transmitted is received from the receiver, the transmission window is
updated (e.g., the lower and upper limits of the window are moved) to 15

through 114. The PDUs are then transmitted in the order of 15, 20, 40, 51,
52, and 53, i.e., the retransmitted PDUs are given priority over the first-
transmitted PDUs.
The reception window in the receiver receives only PDUs that lie
within a valid range. More specifically, the receiver receives only PDUs
having transmission sequence numbers that lie within the limits of the
reception window. PDUs received beyond the range of the reception
window are discarded as soon as the PDUs are received. The reception
window is updated only when a new in-sequence PDU is received in the
reception window.
For example, consider the case where a reception window extends
from 1 through 100 (the size of the reception window is 100 PDU positions),
PDUs corresponding to 1 through 50 are received, but PDU Nos. 15, 20, and
40 PDUs are not successfully received. When this occurs, the reception
window is updated so that its limits extend from 15 through 114. The case
where PDUs are not successfully received may correspond to the case
where the PDUs are not transmitted or the PDUs are received with errors.
A Polling means the transmitter requests status information from the
receiver. When the receiver receives a polling request from the transmitter,
the receiver must check the reception state of PDUs received up to that point
(e.g., at the point when a last PDU containing a polling bit was received).
The receiver then sends information concerning this reception state to the
transmitter. More specifically, for polling, the transmitter sets a polling bit in a

PDU before transmission. When the PDU containing the polling bit is
received, the receiver checks the state of a reception buffer with respect to
this and previously received PDUs, and then informs the transmitter of
information concerning whether each PDU up to that point was successfully
received.
Because transmitting status information wastes radio resources,
transmission of status information must be controlled by an appropriate
method. That is, the transmitter must set the polling bit only for a PDU which
satisfies a certain rule, without requesting the status information to every
PDU. Such a rule is known as a polling trigger.
One method used to define the polling trigger is based on the last
PDU stored in the transmission buffer. More specifically, in this method the
polling bit is set when the last PDU in the transmission buffer is transmitted..
Thus, as shown in Figure 3, in the case where PDUs corresponding to 1
through 50 are stored in the transmission buffer, when the PDU whose
transmission sequence number is 50 is transmitted, the polling bit is set in
the 50th PDU.
Figure 4 is a flowchart showing a related method for setting the polling
bit using the last PDU in the transmission buffer. In this method, the PDUs
in the transmission buffer are sequentially selected every TTI based on the
number of PDUs requested by the lower layer (S101). In a next step, for
each PDU selected, a check is performed to determine whether the selected
PDU is the last PDU in the transmission buffer (S102). When it is determined

that the selected PDU is the last PDU in the transmission buffer, the polling
bit is set in the selected PDU (S103) and the PDU is transmitted to the
receiver (S104). When it is determined that the corresponding PDU is not the
last PDU in the transmission buffer, the selected PDU is transmitted without
a polling bit (S104). The method then waits until the next TTI (S105) and
the above process is repeated.
The related method has at least one drawback that impairs the
performance of communications between the transmitter and receiver.
Specifically, because the transmission window is not considered in the
conventional method for setting the polling bit, the transmitter and receiver
AM RLCs may experience deadlocked condition.
This deadlock condition arises, for example, when a number of PDUs
beyond the range of the transmission window are stored in the transmission
buffer. When this condition exists, the PDUs exceeding the range of the
transmission window cannot be transmitted until the transmission window is
updated to a point where these PDUs lie within the transmission window
range. However, because the last PDU in the transmission window does not
correspond to the last PDU in the transmission buffer, the last PDU in the
transmission window will not be transmitted with a polling bit. As a result,
even if the receiver successfully receives the last PDU, it will not send status
information back to the transmitter. Accordingly, the transmission window will
not be updated, no additional PDUs will be transmitted, and thus the
transmitter and receiver are placed in a deadlocked state.

Figure 5 illustrates this deadlocked condition. As shown, when the
transmission window has a size which corresponds to PDUs 1 through 100
(the size of the transmission window is 100 PDU positions) and PDUs 1
through 150 are received from the upper layer of the transmitter and stored
in the transmission buffer, the transmitter and receiver will be deadlocked.
This is because the polling bit is set when the last-stored PDU in the buffer
(i.e., PDU No. 150) is transmitted, when the related method of polling is used.
Under these circumstances, because the size of the transmission window is
only 100 PDU positions, the transmitter can only transmit PDU 1 through 100.
As a result, all PDUs within the range of the transmission window are
transmitted without the polling bit.
On the receiver side, the receiver does not send status information to
the transmitter because no PDU has been received in which the polling bit is
set among the received PDUs. Because no status information has been
sent back from the receiver, the transmission window will not be updated
and thus the remaining PDUs in the buffer (e.g., PDUs 101 - 150) will not be
transmitted. The transmitter and receiver are therefore deadlocked. During
this condition, transmission is not performed even through the network has
the ability to transmit the PDUs. Accordingly, network resources are used
ineffectively and an unnecessary delay state is caused.
A need therefore exists for an improved method of increasing the
efficiency and quality of voice and data transmissions in a mobile
communications system, and more specifically one which achieves these

advantages by preventing a deadlock condition from arising between a
system transmitter and receiver.
DISCLOSURE OF THE INVENTION
An object of the invention is to solve at least the above problems
and/or disadvantages and to provide at least the advantages described
hereinafter.
It is one object of the present invention to provide a system and
method for improving the speed, efficiency, and quality of communications
in a mobile communications system.
It is another object of the present invention to achieve the
aforementioned object by using a polling scheme which ensures that a
deadlock condition will not arise between a transmitter and receiver of the
mobile system.
It is another object of the present invention to provide a system and
method which prevents deadlock using a polling trigger based solely or
partially on a predetermined position of a transmission window.
These and other objects and advantages of the present invention are
achieved by providing a method which prevents a deadlock condition from
occurring a communications system based on one of a variety of polling
triggers. In accordance with one embodiment, the method includes selecting
a data unit from a buffer, determining whether the data unit is a last data unit
in a transmission window, and transmitting polling information with the data

unit if the data unit is determined to be the last data unit in the transmission
window. At least the determining step may be performed in an radio link
control layer operating in AM mode. If the data unit is not the last data unit in
a transmission window, the method may further include determining whether
the data unit is a last data unit in the buffer and transmitting polling
information (e.g., a polling request) with the data unit if the data unit is
determined to be the last data unit in the buffer. If the data unit is not the last
data unit in the buffer, the data unit may be transmitted without a polling
request. The buffer may be a transmission buffer or a re-transmission buffer.
The method may include an optional step of determining whether the
data unit has been previously transmitted, and transmitting the polling
information with the data unit if the data unit is determined to be the last data
unit among the re-transmitted data units in the transmission window.
In accordance with another embodiment, the method of the present
invention includes selecting a data unit from a buffer, determining whether
the data unit occupies a predetermined position within a transmission
window, and transmitting polling information with the data unit if the data unit
is determined to occupy the predetermined position within the transmission
window. The predetermined position may be a last position of the
transmission window or may be another position of the transmission window.
In accordance with another embodiment, the method of the present
invention includes sequentially selecting PDUs by the number requested by
a lower layer in a transmission buffer in order to transmit the PDUs, checking

whether a selected specific PDU is the last PDU in the transmission buffer,
checking whether the selected specific PDU is the last PDU in a
transmission window, and setting one or more polling bits in the
corresponding PDU and transmitting the PDU to the receiver when it is
determined that the selected specific PDU is the last PDU. The order of the
checking steps may be varied.
One variation of the invention includes first checking whether the
selected PDU is the last PDU in a transmission buffer and then checking
whether the selected PDU is the last PDU in a transmission window when it
is determined that the selected PDU is not the last PDU in the transmission
buffer. Another variation includes first checking whether the selected PDU is
the last PDU in the transmission buffer and the checking whether the
selected PDU is the last PDU in the transmission window. Preferably, PDUs
are data units defined by a radio link control (RLC) layer such as a mobile
terminal of a mobile communication system or a network apparatus.
Whether a polling bit is set is checked may be determined by reflecting
information of the transmission window and information on PDUs existing in
the transmission buffer. A process of checking whether the transmitter
performs polling to the receiver may be repeated every transmission time
interval.
The present invention is also a transmitter or a network apparatus
configured to perform the method of the present invention. The transmitter is
preferably included in a user terminal of a mobile communications system

and in accordance with at least one embodiment includes a buffer and a
polling information setting unit. The buffer may be a transmission buffer or a
re-transmission buffer, or both may be included. In operation, the polling
information setting unit determines whether a data unit selected from the
buffer is a last data unit in a transmission window and then transmits polling
information with the data unit if the data unit is determined to be the last data
unit in the transmission window. If the data unit is not the last data unit in a
transmission window, the polling information setting unit determines whether
the data unit is a last data unit in the transmission buffer and then transmits
polling information with the data unit if the data unit is determined to be the
last data unit in the transmission buffer. If the data unit is not the last data
unit in the transmission buffer, the polling information setting unit transmits
the data unit without polling information.
The polling information setting unit may perform a number of
additional functions. These steps include determining whether another data
unit selected from the transmission buffer is the last data unit in the
transmission buffer, and then transmitting polling information with said
another data unit if said another data unit is the last data unit in the
transmission buffer. If the buffer is a re-transmission buffer, the polling
information setting unit may perform the functions of determining whether
the data unit has been previously transmitted and transmitting the polling
information with the data unit if the data unit is determined to be the last data
unit among the re-transmitted data units in the transmission window.

The present invention is also a method for manufacturing a terminal
or network apparatus as previously described.
The present invention is also a computer program including code
sections for implementing the steps of the method of the present invention.
The program may be stored in a computer-readable medium included within
or interface to a terminal or network apparatus.
The present invention represents a significant improvement over
conventional methods at least in part because of the polling triggers used in
its various embodiments. Through these polling triggers, the present
invention avoids transmission delays generated by conventional polling
triggers. This results in a substantial increase in speed, efficiency, and
quality of communications. This improved performance further allows user
terminals to meet or exceed the standards required by next-generation
mobile communications systems including so-called 3GPP wireless
systems.
Additional advantages, objects, and features of the invention will be
set forth in part in the description which follows and in part will become
apparent to those having ordinary skill in the art upon examination of the
following or may be learned from practice of the invention. The objects and
advantages of the invention may be realized and attained as particularly
pointed out in the appended claims.
BRIEF DESCRIPTION OF THE ACCOMPANYING DRAWINGS

The invention will be described in detail with reference to the following
drawings in which like reference numerals refer to like elements wherein:
Figure 1 is a diagram showing the structure of a radio interface
protocol used between a terminal operating based on a 3GPP RAN
specification and a UTRAN.
Figure 2 is a diagram showing a structure of a radio link control layer
of a transmitter operating in acknowledged mode.
Figure 3 is a diagram showing an example of polling trigger which is
based on a last PDU in a transmission buffer.
Figure 4 is a flow diagram showing steps included in a related method
for setting polling information in a transmitter.
Figure 5 is a diagram showing a deadlocked condition which can arise
when the related method for setting polling information is used.
Figure 6 is a diagram showing a transmitter configured in accordance
with one embodiment of the present invention.
Figure 7 is a flow diagram showing steps included in one embodiment
of the method of the present invention.
Figure 8 is a flow diagram showing steps included in a second
embodiment of the method of the present invention.
Figure 9 is a diagram showing the setting of a polling bit in a selected
PDU when the PDU corresponds to a last PDU in a transmission buffer.
Figure 10 is a diagram showing the setting of a polling bit in a
selected PDU when the PDU is a last PDU in a transmission window.

Figure 11 is a flow diagram showing steps included in a third
embodiment of the method of the present invention.
MOPES FOR CARRYING OUT THE PREFERRED EMBODIMENTS
The present invention is a system and method for preventing a
deadlock condition from occurring in a communications system. The
invention is preferably implemented in a mobile communications system
such as the Universal Mobile Telecommunications System (UMTS) currently
being developed by the third-generation partnership project (3GPP). Those
skilled in the art can appreciate, however, that the invention may
alternatively be adapted for use in communications systems which operate
according to other standards. The present invention is also a transmitter
which implements the method of the present invention for preventing a
deadlock condition from occurring. The present invention is also a computer
program which may be stored in a transmitter for implementing the method
of the present invention. A detailed discussion of embodiments of the
invention will now be provided.
The invention is ideally suited for use in a specific layer of a
communications protocol which is adapted for operation within a UMTS
Terrestrial Radio Access Network (UTRAN). The layer may be a data link
layer of the protocol, and when implemented in this manner may correspond
to at least the radio link control (RLC) layer. Lower layers of this protocol are
generally shown in Figure 1, a detailed discussion of which has been

previously provided. Preferably, the invention is applied within an RLC layer
operating in the acknowledged mode (AM). Those skilled in the art can
appreciate, however, that the invention may also be applied in other contexts.
For example, the radio link protocol (RLP) layer of a radio communication
system in accordance with the present invention may be adapted to operate
according to a CDMA 2000 standard.
Figure 6 is a diagram showing a transmitter 200 in accordance with
one embodiment of the present invention which transmits protocol data units
using an RLC layer preferably operating in AM mode. The transmitter
includes a PDU generator 201, a transmission buffer 202, a re-transmission
buffer 203, and a polling bit setting unit 204. The transmitter may be included
in any one of a variety of forms of user equipment, including but not limited to
a mobile telephone, a personal digital assistant, a so-called pocket PC, a
laptop or notebook computer, or any other device which receives signals
wirelessly transmitted over a mobile communications network.
The PDU generator receives data units (e.g., SDUs) from an upper
protocol layer and then segments or concatenates these SDUs in order form
PDUs of a uniform size. The PDUs may be formed by adding an RLC header
to each segment. A sequence number is preferably included in the header
for the purpose of classifying or otherwise identifying the PDU. The
sequence number may be a transmission sequence number for allowing a
receiver to perform in-sequence processing of PDUs sent from the
transmitter.

The transmission buffer stores the PDUs output from generator 201.
These PDUs are sequentially delivered to a lower protocol layer based on a
sequence number requested by the lower layer every transmission time
interval (TTI). The lower layer then transmits the PDUs to a receiver through
a radio interface. In the receiver, an AM RLC layer forms SDUs from the
received PDUs based on information in the PDU headers. The resulting
SDUs are then delivered to an upper protocol layer of the receiver for further
processing.
The re-transmission buffer also stores the PDUs output from
generator 201. Unlike the transmission buffer, however, the purpose of the
re-transmission buffer is to enable a transmitted PDU to be re-transmitted in
the event it was not successfully received by the receiver.
The re-transmission buffer operates in accordance with status
information from the receiver. More specifically, when polling information is
set in a received PDU, the receiver AM RLC checks whether this and
preceding PDUs have been correctly received. The preceding PDUs may be
checked back to the last PDU that was received containing polling
information. At the conclusion of this check, the receiver transmits status
information to the transmitter indicating the PDUs that were and were not
successfully received.
The transmitter AM RLC deletes PDUs from the re-transmission
buffer indicated to have been successfully received by the status information.
PDUs that were not successfully received are output from the re-

transmission buffer and re-transmitted. A negative acknowledgment (NACK)
signal may be included in the status information for indicating that a PDU
was not successfully received. Re-transmitted PDUs may be left in the re-
transmission buffer until the transmission is successful, or alternatively until
the PDU has been re-transmitted a predetermined number of times. When
either of these events occurs, the PDU may be deleted from the re-
transmission buffer. Re-transmitted PDUs may be given priority over first-
transmitted PDUs if desired.
Polling bit setting unit 204 determines whether to send polling
information with a protocol data unit output from the transmission buffer. The
polling bit setting unit performs this function based on whether the protocol
data unit is a last data unit in a transmission buffer, a last data unit in a
transmission window, or both. As previously discussed, if polling information
is included with a PDU, upon detection the receiver will send back status
information to the transmitter AM RLC indicating whether this and preceding
PDUs were successfully received. The polling information may be in the form
of one or more bits set in a dedicated field of a PDU header. If desired,
polling information may be included with re-transmitted PDUs.
The status information sent by the receiver back to the transmitter in
response to polling information controls the movement of a transmission
window used to transmit PDUs to the receiver. The transmission window has
a size which preferably corresponds to a predetermined maximum number
of PDUs that can be transmitted. A least a lower limit (or position) of this

window may be set (or updated) based on the status information from the
receiver. The transmission window is moved based on status information
indicating that PDUs have been successfully received. Movement of the
window may be stopped, however, when status information is received
indicating that a PDU has not been successfully received. When this occurs,
this PDU may be re-transmitted (with or without polling information) until
subsequent status information indicates that the re-transmitted PDU has
been successfully received. The transmission window may then be moved
so that additional PDUs to enable additional PDUs from the transmission
buffer to be loaded. An example of the manner in which transmission window
movement is updated and how a reception window in the receiver moves
was previously described.
Figure 7 shows steps included in one embodiment of the method of
the present invention. The method is preferably implemented by the AM RLC
transmitter such as shown in Figure 6, and according to at least one aspect
addresses the manner in which polling information is assigned to PDUs
output from the transmission and for re-transmission buffers. More
specifically, the present invention advantageously controls the transmission
of polling information with PDUs based on a polling trigger which allows the
invention to outperform conventional methods in terms of speed, efficiency,
and accuracy of communications.
An initial step of the method includes selecting a protocol data unit
from a plurality of PDUs stored in the transmission buffer. (Block 301). As

previously described, this buffer may be loaded based on PDUs output from
generator 201. These PDUs are preferably stored in order of a
predetermined transmission sequence and consequently may have
consecutive transmission sequence numbers. Selection of data units is
preferably performed within corresponding transmission time intervals.
A second step of the method includes determining whether the
selected protocol data unit is a last data unit in a transmission window.
(Block 302). The transmission window used by the AM RLC of the
transmitter has a predetermined size for holding a maximum number of
PDUs. For example, the transmission window may have a range of 100
PDUs positions. In this case, the PDU corresponding to the 100lh position of
the window corresponds to the last data unit of the window. The last PDU in
the transmission window constitutes the polling trigger for this embodiment
of the present invention. As will be discussed in greater detail, setting the
polling trigger to this PDU represents a significant improvement in the art
because it allows the invention to avoid a deadlock condition caused by
conventional polling techniques.
A third step of the method includes transmitting the selected PDU
based on the outcome of the second step. If the selected PDU corresponds
to the last PDU in the transmission window, the AM RLC of the transmitter
delivers polling information with the PDU to a lower protocol layer of the
transmitter. The PDU may then be transmitted with the polling information to
the receiver. (Block 303). The polling information may be in the form of one

or more polling bits which are preferably stored in a dedicated field of a
header of the PDU. Alternatively, the polling information may be appended
to or otherwise transmitted with the PDU to the receiver.
Once the receiver receives the polling information, status information
is sent back to the transmitter. This status information preferably indicates
whether the PDU transmitted with the polling information was successfully
received by the receiver, and whether preceding PDUs back to the last PDU
transmitted with polling information were successfully received. The
transmission window may then be updated based on the status information
sent from the receiver. (Block 304). This may include moving the position of
the transmission window so that the lower limit (position) of the window
corresponds to a PDU that was unsuccessfully received. At this point, the
unsuccessfully received PDUs may be output from the re-transmission buffer
and re-transmitted. The re-transmitted PDUs may be given priority in the
transmission window.
If the selected PDU does not correspond to the last PDU in the
transmission window, the AM RLC of the transmitter may deliver the PDU to
a lower protocol layer without polling information. (Block 305). The PDU may
then be transmitted to the receiver. The method may then continue by
selecting the next in-sequence PDU within the range of the transmission
window.
Setting the polling trigger of an AM RLC transmitter to the last PDU of
a transmission window allows the invention to prevent a deadlock condition

from occurring between the transmitter and receiver. This may be
understood first with reference to the manner in which conventional systems
operate.
Related systems use a polling trigger which is based on the last PDU
stored in the transmission buffer, as previously discussed. When the number
of PDUs stored in the transmission buffer is greater than the size of the
transmission window, the last PDU position in the transmission window may
not correspond to the last PDU stored in the transmission buffer. The last
PDU in the transmission window will therefore be transmitted without polling
information. This will stagnate movement of the transmission window in the
transmitter and ultimately the reception window in the receiver, thereby
placing the transmitter and receiver in a deadlocked condition. This may be
understood with reference to the following example.
Consider the case where the size of the transmission window is 100
PDU positions and PDU Nos. 1 through 150 are stored in the transmission
buffer. When the last PDU in the transmission window (e.g., PDU No. 100) is
selected, a check will be performed to determine whether the polling
condition is satisfied. In conventional systems, polling is triggered when the
selected PDU corresponds to the last PDU stored in the transmission buffer.
Since the PDU No. 100 does not correspond to the last PDU stored in the
transmission buffer (e.g., PDU No. 150), polling information will not be set in
PDU No. 100 when it is transmitted to the receiver.

Because polling information is not transmitted with PDU No. 100, the
receiver will not send status information back to the transmitter, since the
receiver will only perform this function when polling information is included
with a received PDU. Consequently, the transmitter will not receive status
information in response to transmission of PDU No. 100. As previously
discussed, the transmission window is updated (i.e., moves) in response to
positive status information, i.e., information indicating that previously
transmitted PDUs have been successfully received. Under these conditions,
it is clear that even though the PDU may have been successfully received,
the transmission window will not be updated because no status information
is sent back from the transmitter. As a result, the transmission window will
not move to transmit the remaining fifty PDUs in the transmission buffer,
which means that the receiver will no longer receive any additional PDUs.
Thus, for all practical purposes, the transmitter and receiver are placed in an
inoperative state, which has come to be known as deadlock.
The present invention operates using a polling trigger that
advantageously makes deadlock impossible. The polling trigger used in
accordance with the first embodiment of the invention is the last PDU in the
transmission window. When a polling trigger of this type is used, the
invention will ensure that status information is sent back from the receiver
regardless of whether the number of PDUs stored in the transmission buffer
is greater than the size of the transmission window. To illustrate, in the
above example, when PDU No. 100 is selected for transmission from the

transmission buffer, a check performed by the polling bit setting unit 204
determines that it is the last PDU in the transmission window. As a result, the
polling bit setting unit transmits polling information with PDU No. 100.
The receiver detects the polling information and sends back status
information indicating the state of reception of PDU No. 100 and all
preceding PDUs back to the last PDU that was received with polling
information. The transmission window is updated based on the status
information, and as a result the remaining fifty PDUs (i.e., PDU Nos. 101-
150) may be transmitted from the buffer to the receiver. Also, since the
transmitter continues to transmit, the receiver remains operative. As a result,
the deadlock condition is completely avoided. In this example, polling
information may also be transmitted with the last PDU with the transmission
buffer, which in this case is PDU No. 150.
The method of the present invention may include at least one optional
step. This optional step includes determining whether the selected data unit
has been previously transmitted. This step may be performed based on
status information sent back from the receiver. For example, consider the
case where PDU Nos. 1 through 100 were transmitted using a transmission
window with 100 positions, and that the last PDU was transmitted with
polling information. Consider further that status information sent back from
the receiver indicates that PDU Nos. 50, 72, and 80 were not successfully
received. In this case, the first three positions may be dedicated to re-
transmitting PDU Nos 50, 72, and 80 and the transmission window may be

updated so that the first 50 PDUs to be transmitted corresponds to new PDU
Nos. 101 - 149 for the first time. Given this set of circumstances, the method
may further include detecting that PDU Nos. 50, 72, and 80 need to be re-
transmitted and then further detecting that PDU No. 80 is the last PDU
among the re-transmitted PDUs in the transmission window. When this
occurs, a polling request may be set in PDU No. 80 and this PDU may then
be re-transmitted to the receiver. And the polling information may also be
transmitted with the last PDU in the transmission window, in this case PDU
No. 149, only if the PDU is determined to be the last data unit in the
transmission window and the PDU has not been previously transmitted.
Figure 8 shows steps included in a second embodiment of the method
of the present invention. This second embodiment is similar to the first
embodiment except that it is performed based on one of two polling triggers,
the first being that a selected PDU is the last PDU in a transmission window
and the second being that the selected PDU is the last PDU in a
transmission buffer. This method may be performed as follows.
In an initial step, a PDU is selected from the transmission buffer
during a transmission time interval. (Block 401). A check is then performed
to determine whether the selected PDU corresponds to the last PDU in the
transmission buffer. (Block 402). If the selected PDU is the last PDU in the
transmission buffer, a polling bit is set in the selected PDU (Block 403) and
the PDU is then transmitted to the receiver (Block 404). If the selected PDU
is not the last PDU in the transmission buffer, a second check is performed

to determine whether it is the last PDU in the transmission window. (Block
405). If the selected PDU is the last PDU in the transmission window, the
polling bit is set and the PDU is transmitted to the receiver. If the selected
PDU is not the last PDU in the transmission buffer or the transmission
window, the PDU is transmitted to the receiver without polling information.
The method then waits for the next transmission time interval (Block 406)
and another PDU is selected. If desired, one or more of the PDUs may be
selected from the re-transmission buffer. Polling information may be
transmitted with this PDU If one of the trigger conditions is satisfied.
Figure 9 is a diagram showing the setting of a polling bit in a selected
PDU (e.g., PDU No. 150) when this PDU corresponds to the last PDU in the
transmission buffer. More specifically, this diagram shows the case where
the transmission window includes 160 positions and PDU Nos. 1 through
150 are stored in the transmission buffer. Because the number of PDUs
stored in the transmission buffer is less than the number of positions of the
transmission window, the polling bit is set for PDU No. 150, which is the last
PDU in the transmission buffer.
Figure 10 is a diagram showing the setting of a polling bit in a
selected PDU (e.g., PDU No. 100) when the PDU is the last PDU in a
transmission window. More specifically, this diagram shows the case where
the transmission window includes 100 positions and PDU Nos. 1 through
150 are stored in the transmission buffer, i.e., the number of positions of the
transmission window is less than the number of PDUs stored in the

transmission buffer. Under these circumstances, and in accordance with the
present invention, PDU No. 100 is set with a polling bit even though it is not
the last PDU stored in the transmission buffer.
Figure 11 shows steps included in a third embodiment of the method
of the present invention. The third embodiment is similar to the second
embodiment except that a check to determine whether a selected PDU is the
last PDU in a transmission window (Block 502) is performed before a check
to determine whether the selected PDU is a last PDU in a transmission
buffer (Block 505).
The present invention is also a computer program which includes
sections of code for performing steps included in the various embodiment of
the method of the present invention. The computer program may be written
in any computer language and may be stored on a permanent or removable
computer-readable medium within or interfaced to a user terminal in which
the transmission buffer is located. Permanent computer-readable mediums
Include but are not limited to read-only memories and random-access
memories. Removable mediums include but are not limited to EPROMs,
EEPROMs, any one of a number of so-called memory sticks or cards, smart
cards, computer cards, or any other type of removable storage medium.
Flash memories may also be used to store the computer program of the
present invention.
In all the embodiments of the method of the present invention, the
polling setting unit of the user terminal shown in Figure 6 may perform steps

of determining whether a selected PDU is a last PDU in the buffers or
transmission window, as well as other processing steps.
Also, the method of the present invention has been described as
controlling the setting of a polling bit in accordance with a transmission
window having a predetermined size. This size may correspond to a
predetermined maximum size of the window, or the window may be set to
some limit less than the maximum size if desired.
Also, in many of the embodiments of the invention the polling trigger
is based on the last PDU in the transmission window. Those skilled in the art
can appreciate that, if desired, the polling trigger may be set to a PDU which
does not correspond to the last PDU in the transmission window. For
example, it may be desired to allocate one or more positions in the window
to a special type of PDU, such as re-transmitted PDUs. Under these
circumstances, the polling trigger may be set to correspond to the last first-
transmitted PDU in the transmission window or the last re-transmitted PDU
in the transmission window. The polling trigger may be set by an upper
protocol layer, and may be dynamically changed throughout operation of the
transmitter based on control information from an upper layer, or may be
based on pre-stored information in the transmitter.
It is noted that the present invention has been adopted in 3GPP
Technical Specification TS 25.322 v4.3.0 (2001-12) covering "Technical
Specification Group Radio Access Network; RLC Protocol Specification."
This document is incorporated herein by reference.

The foregoing embodiments and advantages are merely exemplary
and are not to be construed as limiting the present invention. The present
teaching can be readily applied to other types of apparatuses. The
description of the present invention is intended to be illustrative, and not to
limit the scope of the claims. Many alternatives, modifications, and
variations will be apparent to those skilled in the art. In the claims, means-
plus-function clauses are intended to cover the structures described herein
as performing the recited function and not only structural equivalents but
also equivalent structures.

WE CLAIM :
1. A method for transmitting signals in a communications system, comprising the
steps of:
- selecting (301, 501) a data unit from a buffer (202) ;
- determining (302, 502) whether the data unit is a last data unit in a
transmission window;
- determining whether the data unit has been previously transmitted; and
- transmitting (303; 503, 504) polling information with the data unit in the event of
the data unit being determined to be the last data unit in the transmission
window and the data unit having not been previously transmitted.
2. The method as claimed in claim 1, wherein the buffer is a transmission buffer
(202).
3. The method as claimed in claim 2, which involves the steps of:
- determining (505) whether the data unit is a last data unit in the transmission
buffer (202); and
- transmitting (503, 504) polling information with the data unit in the event of the
data unit being determined to be the last data unit in the transmission buffer and
the data unit having not been previously transmitted.
4. The method as claimed in claim 3, which involves the step of:
- transmitting (504) the data unit without the polling information, in the event of
the data unit being not the last data unit in the transmission buffer.
5. The method as claimed in claim 1, involving the steps of :
- receiving the data unit from a third protocol layer; and
- storing the data unit in the buffer (202, 203).

6. The method as claimed in claim 5, wherein the determining steps are
performed in a second protocol layer which is a lower layer than the third
protocol layer.
7. The method as claimed in claim 1, wherein at least one of the determining
steps is performed in a radio link control RLC protocol layer of at least one of a
transmitter (200) and a network apparatus.
8. The method as claimed in claim 1, involving the step of :
- setting (503) the polling information in a predetermined field of the data unit.
9. A method of transmitting signals in a communications system, comprising the
steps of:
- selecting a data unit from a buffer;
- determining whether the data unit occupies a predetermined position within a
transmission window;
- determining whether the data unit has been previously transmitted; and
- transmitting polling information with the data unit in the event of the data unit
being determined to occupy said predetermined position within the transmission
window and the data unit having not been previously transmitted.
10. The method as claimed in claim 9, wherein determination of the data unit
occupying the predetermined position denotes that the data unit is the last data
unit in the transmission window.
11. The method as claimed in claim 9, wherein said determining steps are
performed in an RLC protocol layer operating in acknowledge mode AM.

12. The method as claimed in claim 9, which involves the steps of:
- determining whether the data unit is a last data unit in the buffer; and
- transmitting the polling information with the data unit in the event of the data
unit being determined to be the last data unit in the buffer and the data unit
having not been previously transmitted.
13. The method as claimed in claim 9, wherein the buffer is a transmission
buffer.
14. The method as claimed in claim 1, involving the steps of :
(a) checking whether a selected protocol data unit is a last protocol data unit in
the transmission buffer (505);
(b) checking (502) whether the selected protocol data unit is a last protocol data
unit in a transmission window; and
(c) setting (503) at least one polling bit in the selected protocol data unit and
transmitting (504) the selected protocol data unit to the receiver, in the event of
the selected protocol data unit being determined to be at least one of the last
protocol data unit in the transmission buffer and the protocol data unit in the
transmission window.
15. The method as claimed in claim 14, wherein step (b) (502) is performed after
step (a) (505).
16. The method as claimed in claim 14, wherein step (a) (505) is performed after
step (b) (502).
17. The method as claimed in claim 14, wherein the selected protocol data unit is
a data unit defined by a radio link control RLC layer.

18. The method as claimed in claim 17, wherein the radio link control RLC layer
is located in a mobile terminal of a mobile communications system.
19. The method as claimed in claim 17, wherein the radio link control RLC layer
is located in a network apparatus.
20. The method as claimed in claim 14, wherein steps (a) to (c) are repeated for
each of the sequentially selected protocol data units" every transmission time
interval.
21. A terminal for use in a communications system, comprising:
- a buffer (202); and
- a polling information setting unit (204);
wherein the polling information setting unit (204) is adapted to :
- determine whether a data unit selected from the buffer (202) is a last data unit
in a transmission window,
- determine whether the data unit has been previously transmitted, and
- transmit polling information with the data unit, in the event of the data unit being
determined to be the last data unit in the transmission window and the data unit
having not been previously transmitted.
22. The terminal as claimed in claim 21, wherein the buffer is a transmission
buffer (202).
23. The terminal as claimed in claim 22, wherein, in the event of the data unit
being not the last data unit in the transmission window, the polling information
setting unit (204) is adapted to :

- determine whether the data unit is a last data unit in the transmission buffer
(202); and
- in the event of the data unit being determined to be the last data unit in the
transmission buffer (202) and the data unit having not been previously
transmitted, transmit polling information with the data unit.
24. The terminal as claimed in claim 23, wherein in the event of the data unit
being not the last data unit in the transmission buffer (202), the polling
information setting unit is adapted to transmit the data unit without the polling
information.
25. The terminal as claimed in claim 21, wherein the polling information setting
unit (204) is adapted to operate in a radio link control RLC protocol layer.
26. The terminal as claimed in claim 25, wherein the radio link control RLC
protocol layer is adapted to operate in acknowledge mode AM.
27. The terminal as claimed in claim 21, wherein the polling information setting
unit (204) is adapted to set the polling information in a predetermined field of the
data unit.
28. A method for manufacturing a transmitter for use in a communications
system, comprising the steps of:
- providing a buffer (202); and
- providing a polling information setting unit (204) in communication with the
buffer (202);
wherein the polling information setting unit (204) is provided with

- means for determining whether a data unit selected from the buffer (202) is a
last data unit in a transmission window,
- means for detecting whether the data unit has been previously transmitted, and
- means for transmitting polling information with the data unit in the event of the
data unit being determined to be the last data unit in the transmission window
and the data unit having not been previously transmitted.
A method for controlling the transmission of signals in a
communications system uses a polling trigger which prevents a
deadlock condition from occurring between a transmitter and
receiver. The method includes selecting a protocol data unit (PDU)
from a buffer, determining whether the data unit is located at a last
position within a transmission window, and then transmitting polling
information with the data unit if the data unit is located at the last
position of the transmission window. If the data unit is not in a last
position of the transmission window, additional steps of the method
include determining whether the data unit is a last-stored data unit in
a transmission buffer (202). If so, polling information is transmitted
with the data unit. If neither polling trigger is satisfied, the data unit is
transmitted.

Documents:

814-kolnp-2004-granted-abstract.pdf

814-kolnp-2004-granted-assignment.pdf

814-kolnp-2004-granted-claims.pdf

814-kolnp-2004-granted-correspondence.pdf

814-kolnp-2004-granted-description (complete).pdf

814-kolnp-2004-granted-drawings.pdf

814-kolnp-2004-granted-form 1.pdf

814-kolnp-2004-granted-form 18.pdf

814-kolnp-2004-granted-form 3.pdf

814-kolnp-2004-granted-form 5.pdf

814-kolnp-2004-granted-gpa.pdf

814-kolnp-2004-granted-letter patent.pdf

814-kolnp-2004-granted-reply to examination report.pdf

814-kolnp-2004-granted-specification.pdf


Patent Number 218975
Indian Patent Application Number 00814/KOLNP/2004
PG Journal Number 16/2008
Publication Date 18-Apr-2008
Grant Date 16-Apr-2008
Date of Filing 15-Jun-2004
Name of Patentee LG ELECTRONICS INC.
Applicant Address 20, YOIDO-DONG, YONGDUNGPO-DU, 150-010 SEOUL REPUBLIC OF KOREA.
Inventors:
# Inventor's Name Inventor's Address
1 YI SEUNG-JUNE DAECHUNG APT,303-403,KAEPO-DONG,KANGNAM-KU,135-940 SEOUL REPUBLIC OF KOREA
PCT International Classification Number H04L29/06
PCT International Application Number PCT/KR02/02071
PCT International Filing date 2002-11-07
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 2001/73642 2001-11-24 Republic of Korea