Title of Invention

"A METHOD FOR STABILIZING A WATER INSOLUBLE ORGANOSILICONE COMPOUND"

Abstract A method for stabilizing a water insoluble organosilicone compound in a composition suitable for use in hair care products wherein said method comprises combining: A. 4.00-50.00 percent of a detersive surfactant selected from the group consisting of an anionic detergent selected from the group consisting of C8 - C18 alkyl sulfates,C8 - C18 alkyl ethenoxy ether sulfates containing 1 - 5 ethenoxy groups in the molecule, C10 - C18 acyl isethionates, do - do alkyl sulfonates, do - do alkylene sulfonates, and mixtures thereof; and optionally at least one of: (1) 0.10-5.00 percent of an anionic hydrotropic, C1 - C3 aJkyl benzene sulfonate or C5 -C6 alkyl sulfate; (2).0.10-15.00 percent of an amphoteric surfactant selected from the group consisting of C8 - C18 alkyl betaines,C8 - C18 alkyl sulfobetaines, C8 - C18 alkylaraido C2 - C3 alkyl betaines, C8 - C18 alkylamido C2 - C3 alkyl sulfobetaines, C8 - C18 alkyl amphoacetates, C8 -C18alkyl amphopropionates, and mixtures' thereof; and (3) 0.1-4.0 percent of a nonionic surfactant, particularly a member of the group consisting of C8 - C22 monoethanolamides and mixtures there of and dC8 - C22 diethanolamides and mixtures thereof; provided that the total amount of detersive surfactant does not exceed 50 percent by weight of the total weight of the composition; B. 0.01-10.00 percent.of a water-insoluble conditioning agent which is selected from the group consisting of: (1) 0.10-6.00 percent of a water-insoluble silicone selected from the group consisting of dimetliicones and silicones; and (2) a mixture of at least one of B(l) with 0.01-3.00 percent of at least one cationic polymer; C. 0.10-5.00 percent of an acrylic stabilizing agent selected from the group consisting of polyacrylic acid, derivatives of polyacrylic acid, acrylates copolymer and derivatives of acrylates copolymer; and D. the balance as water or aqueous medium.
Full Text STABILIZED HAIR CARE PRODUCTS
Field of the Invention
This invention relates to an improved method of stabilizing hair care products comprising water insoluble organosilicone compounds such as dimethicone by using an energy saving process which does not require high temperatures. Background of the Invention
One of the most prominent ingredients in a conditioning hair care products such as a conditioning shampoo (also called a "2 in 1" shampoo product) is a silicone and/or its derivatives. While it is desirable to add high molecular weight silicone derivatives to shampoos to achieve conditioning effects, it can be difficult to formulate surfactant insoluble silicone-containing shampoos that are stable and do not have the problem of separating out the silicone component. Various attempts at incorporating these silicone conditioning agents into such conditioning shampoos have included dispersing, suspending or emulsifying such agents; these approaches result in the opacification of the products and sometimes results in unstable products due to the separating out of the silicone. Higher levels of a silicone material such as dimethicone are useful in providing increased amounts of conditioning to the hair. However, higher levels of dimethicones are very difficult to physically stabilize in detergent systems.
There have been various attempts at solving the separation problem. For example, one method of stabilizing dimethicones uses alcohols having 20-40 carbons, such as are commercially available. Such compositions are found in U.S. Patent 5,213,716 to Patel et al, U.S. Patent 4,997,641 to Hartnett et al, and assigned to the same assignee as this application. Another method is found in U.S. Patent 4,741,855 to Grote et al, which teaches the use of long chain (C16-C22) acyl derivatives such as ethylene glycol distearate or long chain (C16-C22) amine oxides, as suspending agents. U.S. Patent Number 5,152,914 to Forster et al teaches the use of suspending agents chosen from polyethylene glycol mono- or diesters of (C16-C22) fatty
acids having from 2 - 7 ethylene oxide groups. U. S. Patent Number 4,704,272 to Oh et al. Teaches the use of xanthan gum and long chain acyl derivatives as suspending agents for insoluble, non-volatile silicone.
There have also been approaches to silicone chemistry in personal care and shampoo products which have used different chemistries in order to obtain better products.
U.S. Patent Number 5,543,074 to Hague et al describes personal washing compositions comprising silicone oil and a suspending agent selected from polyacrylic acid, copolymers of acrylic acid with hydrophobic monomers, and copolymers of acrylic acid and acrylate esters.
U.S. Patent Number 5,073,296 to Kopolow et al teaches a method of stabilizing an oil-in-water emulsion using a water-soluble vinyl compound and a free-radical polymerization initiator. The oil may be a cosmetically active material such as silicone oil. A comonomer such as a methacrylate or a neutralized acrylic acid may be added to the vinyl compound.
Further references for hair care compositions with insoluble silicones include U.S. Patent Number 4,997,641 to Hartnett et al and U.S. Patent Number 5,415,857 to Robbins et al, both assigned to the same assignee as this application.
Other references which relate to personal care and which may comprise silicone oils which are stabilized by the addition of vinyl monomers and acryl comonomers which are polymerized in-situ include U.S. Patent Number 5,084,208 to Negrin et al; U.S. Patent 5,169,622 to Kopolow et al; U.S. Patent Number 5,169,623 to Kopolow et al; U.S. Patent Number 5,474,712 to Dotolo et al (conditioning shampoo which consists of, inter alia, a polyalkyleneoxide-modified polydimethyl siloxane and polyacrylic acid and acrylic copolymer emulsifier); U.S. Patent 5,037,648 to Joiner (skin conditioning preparation with , inter alia, polyacrylic acid and dimethicone); and U.S. Patent Number 5,234,682 to Machio et al
(includes a cosmetic composition consisting essentially of, inter alia, dimethicone and acrylates topolymer).
Other hair care references include U.S. Patent 5,051,250 to Patel et al and U.S. Patent Number 5,346,642 to Patel et al, both assigned to the same assignee as this application.
Some of these methods require the use of heat to get the silicone and the C20 - C40 into solution and thus increase the batch time.
There still remains a need to have a 2-in-1 shampoo composition which successfully incorporates a water insoluble non-volatile silicone into a composition which has good stability.
It is a further object to obtain a hair care composition which successfully incorporates a water insoluble silicone into a composition for hair which and which can be manufactured by a low energy process.
Thus, it is an object of this invention to provide an improved method of stabilizing a water insoluble silicone material such as dimethicone and a composition made by such method which is suitable for hair care use. It is a further object of this invention to provide a method for stabilizing a silicone material such as dimethicone which does not require high temperatures. It is yet another object of the invention to provide a method for stabilizing a silicone material such as dimethicone which reduces batch time. These and other objects of the invention will be apparent from the following description. Summary of the Invention
This invention comprises a method of stabilizing water insoluble organosilicone compounds such as dimethicones and silicones (especially aminosilicones (also called amodimethicone)) which are suitable for use in hair care products (such as conditioning shampoos or hair conditioners) to form a solution containing a mild, aqueous, foaming and
conditioning, detergent composition comprising by weight based on the total weight of the 'composition:
A. 4.00-50.00 percent of a detersive surfactant selected from the group consisting of an
anionic detergent selected from the group consisting of C8 - C18 alkyl sulfates, C8 - C18 alkyl
ethenoxy ether sulfates containing 1 - 5 ethenoxy groups in the molecule, C10 - C18 acyl
isethionates, C10 - C20 alkyl sulfonates. C10 - C20 alkylene sulfonates, and mixtures thereof; and
optionally at least one of:
(1) 0.10-5.00 percent of an anionic hydrotropic, C1 - C3 alkyl benzene sulfonate or C5 -
C6 alkyl sulfate;
(2) 0.10-15.00 percent of an amphoteric surfactant selected from the group consisting
of Cg - Cig alkyl betaines,C8 - C18 alkyl sulfobetaines, C8 - C18 alkylamido C2 - C3 alkyl
betaines, C8 - C18 alkylamido C2 - C3 alkyl sulfobetaines, C8 - C18 alkyl amphoacetates, C8 -
C18 alkyl amphopropionates, and mixtures thereof; and
(3) 0.1-4.0 percent of a nonionic surfactant, particularly a member of the group
consisting of C8 - C22 monoethanolamides and mixtures there of and C8 - C22 diethanolamides
and mixtures thereof, especially cocomonoethanolamide and cocodiethanolamide, and more
especially cocodiethanolamide;
provided that the total amount of detersive surfactant does not exceed 50 percent by weight of the total weight of the composition and, preferably, is in the range of 6-30 percent;
B. 0.01-10.00 percent of a water-insoluble conditioning agent which is selected from the
group consisting of:
(1) 0.10-6.00 percent of a water-insoluble silicone selected from the group consisting
of dimethicones and silicones as described below in more detail; and
(2) a mixture of at least one of B(l) with 0.01-3.00 percent of a cationic polymer such
as a polyquaternary compound selected from the group consisting of quaternized cellulosic
polymers (in particular at least one quaternized cellulosic polymer) and a mixture of at least one quaternized cellulosic polymer with a non-cellulosic quaternary conditioning polymer;
C. 0.10-5.00 percent of an acrylic stabilizing agent selected from the group consisting of
polyacrylic acid, derivatives of polyacrylic acid, acrylates copolymer and derivatives of
acrylates copolymer;
D. the balance as water or aqueous medium.
Accordingly the present invention relates to :
A method for stabilizing a water insoluble organosilicone compound in a composition suitable for use in hair care products wherein said method comprises combining:
A. 4.00-50.00 percent of a detersive surfactant selected from the group consisting
of an anionic detergent selected from the group consisting of C8 - C18 alkyl sulfates, C8 - C18
alkyl ethenoxy ether sulfates containing 1 - 5 ethenoxy groups in the molecule, C10 - Cm acyl
isethionates, C10 - C20 alkyl sulfonates, C10 - C20 alkylene sulfonates, and mixtures thereof; and
optionally at least one of:
(1) 0.10-5.00 percent of an anionic hydrotropic, C1 - C3 alkyl benzene sulfonate or C5 -
C6 alkyl sulfate;
(2) 0.10-15.00 percent of an amphoteric surfactant selected from the group consisting
of C8 - C18 alkyl betaines, C8 - C18 alkyl sulfobetaines, C8 - C18 alkylamido C2 - C3 alkyl
betaines, C8 - C18 alkylamido C2 - C3 alkyl sulfobetaines, C8 - C18 alkyl amphoacetates, C8 -
C18 alkyl amphopropionates, and mixtures thereof; and
(3) 0.1-4.0 percent of a nonionic surfactant, particularly a member of the group
consisting of C8 - C22 monoethanolamides and mixtures there of and C8 - C22 diethanolamides
and mixtures thereof;
provided that the total amount of detersive surfactant does not exceed 50 percent by weight of the total weight of the composition;
B. 0.01-10.00 percent.of a water-insoluble conditioning agent which is selected
from the group consisting of:
(1) 0.10-6.00 percent of a water-insoluble silicone selected from the group consisting of dimethicones and silicones; and
(2) a mixture of at least one of B(l) with 0.01-3.00 percent of at least one cationic polymer;
C. 0.10-5.00 percent of an acrylic stabilizing agent selected from the group
consisting of polyacrylic acid, derivatives of polyacrylic acid, acrylates copoiymer and
derivatives of acrylates copoiymer; and
D. the balance as water or aqueous medium.
Detailed Description of the Invention
While general ranges of each of the components have been listed above, more particular ranges and selections are as follows.
Particular water insoluble organosilicone compounds include:
(a) dimethicones, dimethicone derivatives and mixtures of the foregoing having a
viscosity in the range of 5-100,000 centipoise (cps), particularly 30-70,000 and even more
particularly 60,000; for example organosilicone compounds of Formula I:
(Formula Removed)
Formula I
wherein R1, R2, R3, R5, R6, and R7 are alkyls of 1-6 carbons (especially 1-2 carbons) and z is selected so that the viscosity described above is achieved; and
(b) aminosilicones of Formula n
(Formula Removed)
Formula II
wherein R1, R2. R3, R5, R6, and R7 are alkyls of 1-6 carbons (especially 1-2 carbons); and R4 is
R8-NH-CH2CH2-NH2, R8 is an alkylene of 3-6 carbons;
x= is an average value and is a number in the range of 500-10,000, particularly 500-4,000,
more particularly 500-1000, and especially 750-800; and
y= is an average value and is a number in the range of 1-10, particularly less than 5 and
especially 1.
The dimethicones and silicones previously described can be used in mixtures, especially mixtures where high viscosity materials are mixed with lower viscosity materials. Examples of suitable materials include a dimethicone from Dow Corning (Midland, Michigan) known as Dow Corning Fluid 200 and a dimethicone from Union Carbide (Tarrytown, New York) known as Silicone L-45.
Acrylic stabilizers may be selected from the group consisting of acrylic acid derivatives and their copolymers. Examples of such compounds may be represented by Formula in and Formula IV:
(Formula Removed)
where R10 is a member of the group consisting of hydrogen and C1 - C22 alkyl group; and n is an average value and is a number from 3-9200, preferably 3 - 4100, and is selected so that the molecular weight is in the range of 218 - 2,000,000, particularly 218-1,500,000, especially 218 - 1,000,000; and
(Formula Removed)
where R11 and R12 are each independently selected from the same group defined for R10, and m is selected from the same group as defined for n.
For the acrylic acid derivatives and their copolymers compounds any of the acid groups may be:
(a) neutralized by a member selected from the group consisting of cosmetically
acceptable bases such as sodium hydroxide: phosphates such as sodium phosphate, dibasic;
any other basic salt suitable for use in cosmetic products; and amines such as C3 - C22 aliphatic
amines (especially primary alkyl amines).
(b) esterified with a member of the group consisting of C3 - C22 aliphatic alcohols.
Additionally the acrylic acid derivatives and their copolymers can be used to form a complex with a cationic compound such as cetyl trimethyl ammonium chloride or distearyl diammonium chloride, and polycationics made with such cationic complexes.
Examples of suitable stabilizing agents include acrylates/steareth-20 methacrylate copolymer (for example, ACULYN® 22, from Rohm & Haas, Philadelphia, Pennsylvania) and acrylates copolymer (for example, ACULYN® 33; ACUSOL®-445, -810, and -830; and ACRYSOL® ASE 75 from Rohm & Haas). For the ACULYN-33 product (having a pH of approximately 3.8), a neutralization step is performed with sodium phosphate (such as disodium phosphate), sodium hydroxide or a cosmetically acceptable organic amine to increase the pH to approximately 6.5. The stabilizing agents should be of a grade and purity acceptable for cosmetic use or purified as needed to be cosmetically acceptable.
More particular values for the groups described above are as follows. For the detersive surfactant mixture more particular groups and ranges are: (1) 1.00-35.0 percent, especially 5.00-30.0 percent, and. more particularly, 6.00-30.0 percent of an anionic detergent selected , for example, from the group consisting of water soluble lipophilic sulfates and/or sulfonates of 8-22 carbon atoms, preferably of 10-20 carbon atoms, more preferably 10-16 or 10-18 carbon atoms, and most preferably 12-16 or 12-18 carbon atoms. Among such anionic detergents there may be mentioned, as examples thereof, higher (10-18 carbons) alkyl sulfates, higher (10-18 carbons) paraffin sulfonates, higher (10-18 carbons) olefin sulfonates, higher (10-18 carbons) fatty acid monoglyceride sulfates, higher (10-18 carbons) fatty alcohol lower (C1 - C6) alkoxy (and polyoxy) sulfates, linear higher (10-18 carbons) alkyl benzene sulfonates and dialkyl sulfosuccinates. The most preferred of these anionic detergents is the higher (10-18 carbons) alkyl sulfates of 10-16 carbon atoms and the higher alkyl lower alkoxy sulfates of 10-18 carbon atoms (preferably with the higher alkyl thereof being lauryl and with 2 or 3 ethoxy groups per mole). However, such alkyls may be of 12-16 carbon atoms and the alkoxy content may be of 1-20 per mole, such as 2-6 ethoxy groups per mole. A most preferred higher fatty alcohol sulfate is lauryl sulfate, and a particularly preferred higher fatty alcohol poly-lower alkoxy sulfate is di- or triethoxylated lauryl alcohol sulfate. Most preferably the anionic detergent will be a mixture of higher (10-18 carbons) alkyl sulfate and higher (10-18 carbons) alkyl ether sulfate, with either being present in greater or equal proportion, and with the ratio of amounts of such components being in the range of 10:1 to 1:10, especially 7:1 to 1:7, for example, 1:5 to 5:1, when both such anionic detergents are present. The anionic detergents will usually be employed in the forms of their water soluble salts, which will usually be salts of alkali metals (sodium, potassium), ammonium, amines (such as dimethylamines and trimethylamine) or lower alkanolamines (such as triethanolamine, diethanolamine and monoethanolamine). Particular examples of suitable
anionic detergents include sodium lauryl sulfate with 2 moles of ethoxylation ("SLES") and corresponding ammonium salt and the triethanolamine salt thereof; olefm sulfonate; tridecyl benzene sulfonate; C12 - C16 acyl monoglyceride sulfate;
(2) 0.05-10.00 percent and, more particularly, 0.05-5.00 percent of an anionic
hydrotrope. for example, sodium cumene sulfonate. sodium benzene sulfonate ; and
(3) 0.50-15.00 percent and, more particularly, 1.00-10.00 percent of an amphoteric
surfactant selected from, for example, cocoamidopropylbetaines, sodium laureth-2-
sulfosuccinate, amphopropionic acid, cocamidobetaine, cocobetaine, cocobetainamido sodium
lauriminodipropionate, dodecyl dimethylamine oxide, octyl dimethylamine oxide, octadecyl
dimethylamine oxide, cocamidopropylamine, cocoamphodipropionic acid,
cocamidopropylhydroxy sultaine.
Another particular groups is an anionic detergent is selected from the group consisting of C12 alkyl C2-3 alkoxy sulfate, C12 alkyl ethoxy sulfate and C10 - C18 fatty alcohol ethoxy sulfates.
The cationic polymers suitable for use with this invention include derivatives of natural polymers such as cellulose and gums. These derivatives are water-soluble to the extent of at least 0.5 percent by weight at 20 degrees C. Generally such polymers have more than 10 monomer units in their molecules and a molecular weight of about 1000 - 1,00,000, preferably 2000 - 500,000. Usually the lower the molecular weight the higher the degree of substitution by the cationic, usually quaternary, group.
Particular materials are those where the cationic portion is a quaternary group such as, for example, where the quaternary group is an alkyl ammonium group selected from the group consisting of C8 - C22 amidopropyl dimethylamine lactate, C8 - C22 amidopropyl morpholine lactate; C8 - C22 amine oxide; dimethylamine lactate; and mixtures thereof.
Suitable natural polymers which may be converted into the desired cationic polymers Tire hydroxy alkyl celluloses and alkyl hydroxy alkyl celluloses. Cationic hydroxy alkyl celluloses and their preparation are described in British Patent Number 1,166,062 assigned to Union Carbide. These hydroxy ethyl celluloses are marketed under the trade designation JR 125, JR 30M and JR 400 and are believed to have a molecular weight of 150,000 - 400,000 and a degree of substitution off a quaternary group of about 0.3. Polyquaternium-10 is a polymeric quaternary ammonium salt of hydroxyethyl cellulose reacted with a trimethyl ammonium substituted epoxide and is the name for this previous class of materials. Other polyquaternium materials may also be useful. These include products known as Polyquaterniums with numbers 1, 2, 4, 5, 7-9, 11-20, 22, 24, 27-30, especially Polyquatemium-6, Polyquatemium-7; Polyquaternium-10. Alkyl hydroxy alkyl celluloses having the same formula as hydroxy alkyl cellulose, but with additional alkyl substituents at other sites on the anhyhdrogiucose unit also are available. More particularly, the ethyl hydroxy ethyl celluloses are available under the trade name "MODOCOLL" with a molecular weight in the range of about 50,000 - 500,000 and a degree of substitution of about 0.1 - 0.8.
Other suitable natural cationic polymers are the galactomannan gums, for example, guar gum and hydroxy alkylated guar gum, especially cationic guar gum. The molecular weight of guar gum is believed to be from about 100,000 - 1,000,000. A suitable cationic guar gum carrying the group -CH2CH=CHCH2N(CH3)3CT1 with a degree of substitution of about 0.2 - 0.8 is commercially available under the trade names JAGUAR C-17 and C-13.
The proportion of the cationic natural polymer usually will be from about 0.05 percent to 1.0 percent, more particularly from 0.1 percent to 0.8 percent and, more particularly, from 0.1 percent to 0.5 percent by weight of the final composition.
When the cationic natural cellulose or galactomannan gum polymers are present in the inventive compositions, up to one half of the natural polymer may be substituted by a second
non-cellulosic, cationic polymer, having conditioning properties, provided that the non-cellulosic cationic polymer is soluble in the final composition. Examples of such cationic polymers are dialkyldiallyl ammonium salt (for example, a halide) homopolymers and copolymers, for example, dimethyldiallyl ammonium chloride homopolymer, dimethyldiallyl ammonium chloride/acrylamide copolymer containing at least 60 percent dimethyldiallyl ammonium chloride monomer, dimethyldiallyl ammonium chloride/acrylic acid copolymer containing at least 90 percent dimethyldiallyl ammonium chloride monomer, vinyl imidazole/vinyl pyrrolidone copolymers containing at lest 50 percent vinyl imidazole and polyethyleneimine. Particular cationic polymers include MERQUAT 100 (a polymer of diallyldimethyl ammonium chloride (charge density of 126)) and LUVIQUAT 905 ( a 95 percent vinyl imidazole/5 percent vinylpyrrolidone copolymer (charge density of 116)). Other non-cellulosic cationic polymers are disclosed in the CTFA Cosmetic Ingredient Dictionary (6th edition, 1995) under the designation "Polyquaternium" followed by a whole number, which reference list is incorporated by reference herein.
In addition to the required components of the conditioning compositions of the invention, including the conditioning shampoos which are described herein, there may also be present in such compositions various adjuvants which are known in the art to impart desirable properties or which are believed to be useful when incorporated into the compositions of the present invention. Optionally other ingredient may be added to formulate the shampoo compositions. These include:
(a) other conditioning agents selected from the group consisting of paraffins, petrolatums, microcrystalline waxes, isoparaffins, mineral oils and polyethylenes (accompanied by a solubilizing hydrocarbon). All of which have been described in application Serial Number 07/369,361, now abandoned, and in our. U.S. Patents Numbers 5,051,250 and 5,415,857;
(b) higher (10-18 carbons) fatty acid esters of lower (Cl - C6) alcohols, lower (Cl -1*6) fatty acid esters of higher (10-18 carbons) alcohols, and higher (10-18 carbons) fatty acid esters of higher (10-18 carbons) fatty alcohols and mixtures as described in our U.S. Patent 5,415,857;
c) thickeners such as water soluble polymers, for example, lower alkyl celluloses, and
hydroxy-lower alkyl celluloses (for example, methyl cellulose and hydroxypropyl methyl
cellulose), and gums such as xanthan gum and guar gum, which may also act as stabilizers for
the aqueous compositions, sodium chloride (in an amount not greater than 1 percent by
weight);
d) foam modifiers and improvers (also called foam booster.) such as higher fatty acid
triglycerides, and higher fatty acid alkanolamides (for example, betaines, coco-amidopropyl
betaine), C18 - C16 acids triglycerides and lauric monoethanolamide;
e) pearlescing agents such as ethylene glycol mono- and distearates such as in an
amount of 0.1-3.0 percent by weight;
f) therapeutic agents such as salicylic acid, selenium sulfide, and anti-dandruff agents
such as zinc pyrithione and climbazole such as in an amount of 0.1-3.0 percent by weight;
g) viscosity controlling agents such as propylene glycol and sodium chloride such as in
an amount of 0.1-3.0 percent by weight;
h) fragrance such as in an amount of 0.05-1.5 percent by weight;
i) antibacterials and preservatives such as GERMABEN E, GERMABEN 0-E, GERMALL 115, GERMALL II (from Sutton Laboratories, Inc., Chatham, New Jersey), KATHON CG AND KATHON CG n (from Rohm & Haas, Philadelphia, Pennsylvania), such as in an amount of 0.01-.02 percent by weight;
j) coloring agents such as dyes and dispersible pigments, for example, all D&C and PD&C colors approved for use in cosmetic products such as in an amount of 0.0001-0.1 by weight;
k) sequestrants such as ethylene diamine tetraacetic acid (or a suitable derivative thereof such as the acetate or sodium salt) ("EDTA") such as in an amount of 0.01-0.30 percent by weight;
1) pH adjusters;
The invention also comprises a method for making such stabilized compositions. The major advantage of this process is that it does not require the use of elevated temperature in order to make the stabilized compositions. The method comprises combing the ingredients using conventional mixing equipment using the following steps:
A) form a main mixture by combining water and surfactant;
B) separately prepare a dispersion of a cationic polymer such as a polyquaternium compound
in water;
C) add the dispersion of cationic polymer in water to the main mixture of water and surfactant
to form a gel and continue mixing, preferably until the gel is clear, smooth and homogeneous;
D) adjust the pH of the mixture to 5.0-8.0 such as by the addition of sodium phosphate
dibasic;
E) add a surfactant to the mixture such as sodium cumene sulfonate ("SCS") and mix until
uniform;
F) separately add a first portion of the fragrance, if desired, in combination with a thickening
agent such as cationic guar gum to the mixture;
G) disperse a thickening agent (optionally with the first portion of fragrance), then add the
dispersion to the main mixture, and mix until uniform;
H) separately prepare a mixture of a foam booster and thickening agent such as
tocodiethanolamide ("CDEA") with disteryldiammonium chloride ("DSDAC") and,
optionally, any remaining portion of the fragrance, and mix until preferably the solution of
these materials is clear (if desired, a low level of heat or the upper range of ambient
temperature may be used, such as in the range of 30-35 degrees);
I) combine the mixture of part "H" with the main mixture until uniform:
J) add the stabilizing component, for example, acrylates copolymer, to the main mixture and
mix until uniform;
K) add the dimethicone to the main mixture and mix until uniform;
L) add in other optional ingredients either alone or in combination to the main mixture and
continue mixing until the mixture is uniform;
M) cool the mixture to 25 degrees if needed;
N) adjust pH of the mixture as necessary;
O) adjust viscosity of the mixture as necessary; and
P) filter product.
In the final products made by this method, the viscosity will be in the range of 1500 -10,000 cps, and particularly 4500 + cps; the pH will be in the range of 4-8, particularly 5-7 and more particularly 6-7; and the specific gravity will be in the range of 0.99-1.01, particularly 0.995 ±0.01.
In evaluating the stability of the shampoos made according to this invention, storage tests can be done. Storage for a selected period of time at a temperature of 49 degrees C may be undertaken to see if any separation of product contents occurred. If separation does not occur after three months, the product is judged as stable with acceptable viscosity, pH, emulsion stability, and color.
EXAMPLES
The following non-limiting examples are described as illustrating and explaining the invention. Chemical symbols, terms and abbreviations have their usual and customary meanings. Unless otherwise indicated, all percents and all numbers listed in the tables and elsewhere in this description are in weight percents based on the total weight of the composition as 100 percent. The term "Sep'd" means the composition separated. The term "cps" means centipoise. The term "cst" means centistokes. The term "OK" means that the composition exhibited acceptable stability characteristics. Other abbreviation used have been defined elsewhere in this application.
Basic Method
A main mixing vessel is selected and equipped with a variable speed "Lightnin' Mixer". The main mixing vessel should be stainless steel (304L or 316L or their equivalent). The other mixing vessels (for example used in Parts 2 and 4) may be stainless steel or plastic and selected to be suitable for the materials used, except that a separate stainless steel vessel as described for the main mixing vessel is needed for Part 5. The vessel for Part 5 should be equipped for minimal mixing and, optionally, heating. Vacuum equipment is not required, but care must be taken not to promote foam formation. Additional equipment may be used if desired.
1. To the main mixing vessel add suitable amounts of water (preferably deionized water)
and surfactant (for example, ammonium lauryl sulfate ("ALS")). Mix until uniform.
2. To a separate, dry, clean container, add a suitable amount of unheated , room
temperature water (preferably deionized water). Disperse a suitable amount of a cationic
polymer (for example, Polyquaternium-10) in the water. Mix well until this premix is free of
lumps, but do not mix longer than 5 minutes just prior to addition or it may gel. Add this
premix of Part 2 to the main mixing vessel. Mix the contents of the main vessel for at least 15
minutes or until the gel is clear, smooth and shiny. This should be accomplished before Continuing.
3. Add a suitable amount of sodium phosphate dibasic to control pH and a suitable
amount of sodium cumene sulfonate ("SCS") to control viscosity to the main mixing vessel.
Mix the batch for at least 15 minutes or until uniform.
4. To a separate, dry, clean container add a suitable amount of fragrance. Sprinkle in a
suitable amount of cationic guar gum into the fragrance with mixing. Continue mixing until
the cationic guar gum is completely dispersed and free of lumps. Add this mixture from Part 4
to the main mixing vessel and mix the contents of the main mixing vessel for at least 15
minutes or until uniform.
5. To a separate, heatable, dry clean container add a suitable amount of each of
cocodiethanolamide ("CDEA") and distearyl diammonium chloride ("DSDAC") and about
half of the allocated amount of fragrance. Mix until the solution is clear. Optionally low heat
may be applied to raise the temperature to 30-35 degrees C. This material is then added to the
main mixing vessel and the contents stirred for at least 15 minutes or until uniform.
6. A suitable amount of acrylates copolymer (or other acrylic stabilizing agent) is then
added to the main mixing vessel. The contents are mixed for at least 15 minutes or until
uniform. A suitable amount of Dimethicone (60,000 cst) is added to the main mixing vessel
and the contents are mixed for at least 15 minutes or until uniform.
7. To a separate, dry, clean container is added suitable amounts of water (preferably
deionized water) Goldschmidt TegoPearl N-100 and colors. This mixture is mixed for at least
15 minutes or until uniform. The remaining material from Part 7 is then added to the main
mixing vessel with mixing. The mixing is continued for at least 15 minutes or until uniform.
8. A preservative such as KATHON CG is added to the main mixing vessel and mixing is
continued for at least 15 minutes or until uniform.
9. If needed the product is cooled to 25 degrees C. Specifications are checked on the watch sample. If necessary, sodium phosphate dibasic is added to increase pH, sodium phosphate monobasic is added to decrease pH; sodium cumene sulfonate (SCS) is added to reduce viscosity, CDEA is added to increase viscosity. If sodium chloride is used as a thickener, the amount should not exceed 1 percent by weight based on the total weight of the composition.
Base Examples 1-3: Formulations for Stability Evaluation The following Base Examples were made using the Basic Method described above with the amounts of materials described in the Table A. Various stabilizing agents were added in later examples.
TABLE A

(Table Removed)
Base Examples 1 and 2 were used to investigate the stability of dimethicone 60,000 cst by using different types of stabilizers. The materials listed in Table B (or similar materials obtained from another supplier) stabilized compositions made according to Base Examples I and 2 at a level of 2% active (or 7.14% in the commercially available form) (based on the weight of the total composition as 100 percent). Note that the ACULYN-33 product was neutralized with disodium phosphate. Only one base was used at a time.
TABLE B

(Table Removed)
The base formulation of Example 3 was used as the control, in which a material having C20-C40 alcohols in a mixture with an average molecular weight of 425 (UNILIN® 425) was used as the silicone stabilizer. (Usually at least 1.5 - 2.0 percent of this material is used to
stabilize 1 - 4 percent of silicone in a shampoo composition.) The formulation of Example 3 Was evaluated for stability and was stable when evaluated after one month at 49 degrees C without any separation of the dimethicone. After 1 month, a slight separation can be noticed at the bottom of the sample in a clear glass jar. This is considered normal for a shampoo which contains this type of silicone.
Examples 1-10: Dimethicone Stabilization
The following Examples were made by the Basic Method described above. using the amounts of materials shown in Table C.
TABLE C

(Table Removed)
In Examples 1-10 separation occurred in Examples that did not have any added ACULYN® 22 or ACULYN® 33 acrylate material. It was found that a minimum of 1.25 -1.50 % (active) of ACULYN® 22 or ACULYN® 33 acrylates is needed to stabilize a composition having 3.00% dimethicone.
Examples 11-20: Dimethicone Stabilization
The following Examples were made by the Basic Method described above using the amounts of materials shown in Table D.
TABLE D

(Table Removed)
The data in Table D shows that at least 1.25% - 1.50% active basis ACUSOL® 830 acrylate material was needed to stabilize compositions having 3% dimethicone. See especially Examples 16-22.
Examples 21-30: Dimethicone Stabilization
The following Examples were made by the Basic Method described above using the amounts of materials shown in Table E.
TABLE E

(Table Removed)
The data in Table E shows that at least 1.25% - 1.50% of the ACUSOL® 830 acrylates (active basis) is needed to stabilize compositions having 3% dimethicone. Also, a minimum of 2% TAB-2 and/or SAB-2 is needed to stabilize compositions having 3% dimethicone. See Examples 23-30.
Examples 31-40: Dimethicone Stabilization
The following Examples were made by the Basic Method described above using the amounts of materials shown in Table F.
TABLE F

(Table Removed)
The data in Table F shows the stabilization of 3% dimethicone in different anionic as well as amphoteric systems.
Examples 41-50: Dimethicone Stabilization
The following Examples were made by the Basic Method described above using the amounts of materials shown in Table G.
TABLE G

(Table Removed)
The data in Table G shows the stabilization of 3% dimethicone in different anionic as well as amphoteric systems and their mixtures. Also, these Examples reflect the stabilization of compositions having ZPT.
Examples 51-60: Dimethicone Stabilization
The following Examples were made by the Basic Method described above using the amounts of materials shown in Table H.
TABLE H

(Table Removed)
All stabilizers shown in Table H stabilize ZPT in shampoos with or without dimethicone. It is also noted that cationic polymers such as CDEA and DSDAC do not interfere with stability.
Examples 61-63: Dimethicone Stabilization With ZPT
The following Examples were made by the Basic Method described above using the amounts of materials shown in Table I.

(Table Removed)
Examples 62 and 63 show that ZPT and silicone oils are stabilized in the system when different anionics are used. This is important since it shows that ZPT (which is a powder) is stabilized in the system of the invention.
Examples 64-70
The following Examples in Table J are shampoo formulations made in accordance with this invention. The general method for making these formulations is the Basic Method as described above with the amounts of ingredients shown in Table J.
TABLE J

(Table Removed)
Examples 71-76
The following Examples in Table K are shampoo formulations made in accordance with this invention. The general method for making these formulations is the Basic Method as described above with the amounts of ingredients shown in Table K.
TABLE K

(Table Removed)
3 zinc pyrithione; or l-(4-chlorophenoxy)-l-(lH-imidazolyl)-3,3-dimethyl-2-butanone)
Examples 74 - 76 show that ZPT and silicone oils are stabilized in the system.
Examples 101-104
The Basic Method described above was used with the following amounts of ingredients listed by Step number in Table L.
Table L

(Table Removed)
*methylchloroisothiazolinone and methylisothiazolinone
For Examples 101-104, the viscosity is in the range of 4000-6000 cps, the pH is in the range of 6.00-6.50.




WE CLAIM:
1. A method for stabilizing a water insoluble organosilicone compound in a
composition suitable for use in hair care products wherein said method comprises
combining:
A. 4.00-50.00 percent of a detersive surfactant selected from the group
consisting of an anionic detergent selected from the group consisting of C8-C18 alkyl
sulfates, C8 - C18 alkyl ethenoxy ether sulfates containing 1- 5 ethenoxy groups in the
molecule, C10 - C18 acyl isethionates, C10 - C20 alkyl sulfonates, C10 - C20 alkylene
sulfonates, and mixtures thereof; and optionally at least one of:
(1) 0.10-5.00 percent of an anionic hydrotropic, C1 - C3 alkyl benzene
sulfonate or C5 -C6 alkyl sulfate;
(2) 0.10-15.00 percent of an amphoteric surfactant selected from the group
consisting of C8 - C18 alkyl betaines, C8 - C18 alkyl sulfobetaines, C8 - C18 alkylamido
C2 - C3 alkyl betaines, C8 - C18 alkylamido C2 - C3 alkyl sulfobetaines, C8 - C18 alkyl
amphoacetates, C8 -C18 alkyl amphopropionates, and mixtures thereof; and
(3) 0. 1-4.0 percent of a nonionic surfactant, particularly a member of the
group consisting of C8 - C22 monoethanolamides and mixtures there of and C8 - C22
diethanolamides and mixtures thereof;
provided that the total amount of detersive surfactant does not exceed 50 percent by weight of the total weight of the composition;
B. 0.01- 10.00 percent of a water-insoluble conditioning agent which is
selected from the group consisting of:
(1) 0.10-6.00 percent of a water-insoluble silicone selected from the group
consisting of dimethicones and silicones; and
(2) a mixture of at least one of B(l) with 0.01-3.00 percent of at least one
cationic polymer of the kind such as herein described;
30

C. 0.10-5.00 percent of an acrylic stabilizing agent selected from the
group consisting of polyacrylic acid, derivatives of polyacrylic acid, acrylates
copolymer and derivatives of acrylates copolymer; and
D. the balance as water or aqueous medium.
2. The method as claimed in Claim 1, wherein the cationic polymer is a
polyquaternary compound selected from the group consisting of (a) quaternized
cellulosic polymers and (b) a mixture of at least one quaternized cellulosic polymer
with a non-cellulosic quaternary conditioning polymer of the kind such as herein
described.
3. The method as claimed in Claim 1, wherein the water insoluble organosilicone
compound is selected from the group consisting of:
(a) dimethicones and dimethicone derivatives of Formula I and mixtures thereof:
R1 CH3 R5
I I I
R2-Si-0-(Si-0)z-Si-R6
1 I 1
R3 CH3 R7
Formula I
wherein R1 , R2, R3 , R5, R6 , and R7 are alkyls of 1-6 carbons, and z is selected so that the dimethicones and dimethicone derivatives have a viscosity in the range of 5-100,000 centipoise and mixtures thereof; and (b) aminosilicones of Formula II

R1 CH3 CH3 Rs
2 | I I I
R2-Si-0-(Si-0)x-(Si-0)Y-Si-R6
I 1 I I
R3 CH3 R4 R7
Formula
wherein R1, R2, R3, R5 , R6, and R7 are alkyls of 1-6 carbons; and R4 is R8 -NH-
CH2 -CH2-NH2, where R8 is an alkylene of 3-6 carbons;
x= is an average value and is a number in the range of 500-10,000; and y= is an average value and is a number in the range of 1-10.
4. A method as claimed in Claim 3, where the dimethicones, dimethicone
derivatives and mixtures thereof have a viscosity in the range of 30-70,000 centipoise.
5. A method as claimed in Claim 3 where the aminosilicones of Formula II are
selected so that x = a number in the range of 500-4,000, and y is less than 5.
6. A method as claimed in Claim 5 where the aminosilicones of Formula 11 are
selected so that x= a number in the range of 500-1000.
7. A method as claimed in Claim 1, wherein the acrylic stabilizing agent is
selected from the group consisting of polyacrylic acid, derivatives of polyacrylic acid,
acrylates copolymer and derivatives of acrylates copolymer selected from compounds
represented by Formula III and Formula IV:
(Formula Removed)where R10 is a member of the group consisting of hydrogen and d - C22 allcyl group; and n is an average value, is a number from 3 - 9200, and is selected so that the molecular weight of the compound of Formula 111 is in the range of 218 - 2,000,000; and
(Formula Removed)where R1' and R12 are each independently selected from the same group defined for R10 and m is selected from the same group as defined for n.
8. A method as claimed in Claim 7 wherein n is a number from 3 - 4100 and is
selected so that the molecular weight of the compound of Formula III is in the range
of 218-1,000,000.
9. A method as claimed in Claim 1 wherein the detersive surfactant is 1.00-35.0
percent by weight based on the total weight of the composition of an anionic
detergent selected from the group consisting of water soluble C8 - C22
lipophilic sulfates and C8- C22 lipophilic sulfonates.
10. A method as claimed in Claim 1 wherein the detersive surfactant is 6.00 -
30.00 percent by weight of the total composition.
11. A method as claimed in Claim 9 wherein the water soluble lipophilic sulfates
and lipophilic sulfonates each have 8-22 carbon atoms.
12. A method as claimed in Claim 9, wherein the anionic detergent is selected
from the group consisting of C10-C18 alkyl sulfates, C10-C18 paraffin sulfonates, C10-
C18 olefm sulfonates, C10-C18 fatty acid monoglyceride sulfates, C10-C18 fatty
alcohol C1 -C6 lower alkoxy sulfates, linear C8-C18 alkyl benzene sulfonates, and C8-C18 dialkyl sulfosuccinates.
13. A method as claimed in Claim 9, wherein the anionic detergent is selected
from the group consisting of C8- C16 alkyl sulfates, and C8 - C18 alkyl C1 - C6 alkoxy
sulfates.
14. A method as claimed in Claim 9 wherein the anionic detergent is selected from
the group consisting of C12 alkyl C2-3 alkoxy sulfate, Q2 alkyl ethoxy sulfate and C10-
C18 fatty alcohol ethoxy sulfates.
15. A method as claimed in Claim 13 wherein the anionic detergent is a mixture
of C10-C18 alkyl sulfate and C10-C18 alkyl ether sulfate, with either sulfate being
present in greater or equal proportion, and with the ratio of amounts of such
components being in the range of 10:1 to 1:10.
16. A method as claimed in Claim 9 wherein the detersive surfactant comprises
0.50-15.00 percent by weight based on the total weight of the composition of an
amphoteric surfactant selected from the group consisting of
cocoamidopropylbetaines, sodium laureth-2-sulfosuccinate, amphopropionic
acid, cocamidobetaine, cocobetaine, cocobetainamido sodium
laurirninodipropionate, dodecyl dimethylamine oxide, octyl dimethylamine
oxide, octadecyl dimethylamine oxide, cocamidopropylamine,
cocoamphodipropionic acid, and cocamidopropvihydroxy sultaine.

17. A method as claimed in Claim 1, wherein the cationic polymers are derivatives of
natural polymers selected from the group consisting of cellulose and gums which are
water-soluble to the extent of at least 0.5 percent by weight at 20 degrees C., have
more than 10 monomer units in their molecules and a molecular weight in the range
of 1000- 1,00,000, and wherein the cationic portion is cosmetically acceptable.
18. A method as claimed in Claim 17 wherein the molecular weight of the cationic

polymer is in the range of 2000 - 500,000.
19. A method as claimed in Claim 17 wherein the cationic portion is a quaternary
group.
20. A method as claimed in Claim 19 wherein the quaternary group is an alkyl
ammonium group selected from the group consisting of Cg - C22 amidopropyl
dimethylamine. Cg - C22 amidopropyl morpholine; Cg - C22 amine oxide; and mixtures
thereof.
21 A method as claimed in claim 17, wherein the cationic polymer is a
galactomannan gum.
22. A method as claimed in claim 21, wherein the galactomannan is selected from
the group consisting of guar gum and hydroxyl alkylated guar gum having a
molecular weight of 100,000-1,000,000.
23 A method for stabilizing a water insoluble organosilicone compound in a
composition suitable for use in hair care products substantially as herein described
with reference to the foregoing examples.


Documents:

2775-del-1998-abstract.pdf

2775-del-1998-assignment.pdf

2775-del-1998-claims.pdf

2775-del-1998-correspondence-others.pdf

2775-del-1998-correspondence-po.pdf

2775-del-1998-description (complete).pdf

2775-del-1998-form-1.pdf

2775-del-1998-form-13.pdf

2775-del-1998-form-19.pdf

2775-del-1998-form-2.pdf

2775-del-1998-form-3.pdf

2775-del-1998-form-4.pdf

2775-del-1998-form-6.pdf

2775-del-1998-gpa.pdf

2775-del-1998-petition-137.pdf

2775-del-1998-petition-138.pdf


Patent Number 221512
Indian Patent Application Number 2775/DEL/1998
PG Journal Number 31/2008
Publication Date 01-Aug-2008
Grant Date 24-Jun-2008
Date of Filing 16-Sep-1998
Name of Patentee COLGATE-PALMOLIVE COMPANY
Applicant Address 300 PARK AVENUE, NEW YORK 10022, UNITED STATE OF AMERICA.
Inventors:
# Inventor's Name Inventor's Address
1 AMRIT PATEL 35 WETHERHILL WAY, DAYTON, NJ 08810, USA.
2 TRACEY ALDTICH 23 ALMOND DRIVE, SOMERSET, NJ 08873, USA.
3 BRET SCHWEID 118 MORRISEY AVENUE, AVENEL, NJ 07001, USA.
PCT International Classification Number A61K 7/06
PCT International Application Number N/A
PCT International Filing date
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 08/933,521 1997-09-18 U.S.A.