Title of Invention

EMBEDDING SUPPLEMENTAL DATA IN AN ENCODED SIGNAL

Abstract There are two different methods of embedding supplemental data, e.g. for watermarking into an encoded signal. I) For an encoder, requiring auxiliary information for encoding (=probability information here), the auxiliary information to encode the supplemental data is derived from other data used in the encoding process. Thus the derived auxiliary data needs not be stored, which makes embedding economical in terms of bit amount. II) In the encoding process used for super Audio CD, a set of parameters (e.g. filter coefficients) is used by the encoder, whereby these parameters have to be stored, as they are needed for decoding. To embed supplemental data, at least one of the chosen parameters (e.g. the LSB of the first coefficient) is set to a dedicated value in response to the value of the supplemental data to be embedded. Thus the bit rate will not be affected at all.
Full Text

The invention relates to an arrangement for and a method of embedding supplemental data in an encoded signal.
There is a growing need to accommodate supplemental data in encoded data, such as encoded audio and video signals, preferably without increasing the data rate. Especially if the supplemental data is used as watermarks, it should be added in a perceptually invisible maimer. Watermarks may comprise information, for example, about the source or copyright status of documents and audio-visual programs. They can be used to provide legal proof of the copyright owner, and allow tracing of piracy and support the protection of intellectual property.
The Super Audio Compact Disc (SACD) format, for example, specifies lossless coding (LLC) to allow about twice as many data effectively on the disc. The lossless coder is required to allow a playing time of up to 74 minutes of multi-channel audio in SACD quality. As the words "lossless coding" point out, the required storage capacity of any data is reduced in such a way that, after decoding, the original signal is reproduced bit-identically. Such an encoder / decoder is described, for instance, in Improved Lossless Coding of 1-Bit Audio Signals, by Pons Bruekers, Werner Oomen, Rene van der Vleuten, Leon van de Kerkhof, Audio Engineering Society, 103rd Convention 1997, September 26-29, New York, 4563 (1-6). Encoding is performed by partitioning an input data stream into frames and determining a set of optimized parameters for each frame. Part of these parameters issued for prediction to remove redundancies. The difference between the original signal and the prediction signal, which is referred to as residual signal, comprises much less relevant information, if good prediction parameters can be found. As lossless coding is envisaged, the residual signal cannot be omitted, but if it comprises less relevant information, it can be entropy-encoded very efficiently, using some other part of the optimized parameters. As the redundant information is held in the parameter set, the parameter set as well as the entropy-encoded residual signal are stored and needed for lossless decoding.
If supplemental information is needed, for instance for purposes of watermarking, it may be added - as is fairly widely known - by adding it to the original signal in such a way that the signal amendment will not be noticed by a listener. A signal

altered like this can no longer be considered as a (bit true) original signal. Additionally, this kind of watermarking suffers from the fact that it is not possible to detect watermarks present in the encoded signal without lossless decoding. For reasons of simplicity of the watermark decoder, it is desirable to have the option to detect watermarks prior to lossless decoding
It is an object of the invention to provide an arrangement for and a method of embedding supplemental data in an encoded data signal, which allows the embedded supplemental data to be read without decoding the whole signal and does not influence music quality.
To this end, a method according to the invention is characterized in that, for embedding supplemental data, the supplemental information is inserted into the data, and the auxiliary information needed to encode the supplemental data is derived from other data available in the encoding process.
The advantage of the invention is that, by inserting the data into the data to be encoded, the supplemental information cannot be removed without disturbing the content of the encoded signal. As the auxiliary information needed to encode the supplemental information is derived from other data available in the encoding process, the auxiliary information to encode the supplemental data does not need to be recorded or stored for a later decoding process. Thus, this method is very economical with respect to the bit rate.
It is another object of the invention to provide an alternative to the first solution.
To this end, a further method according to the invention is characterized in that, for embedding supplemental data into the encoded signal, the parameter set is affected by the supplemental data. Thus, not all of the complete data has to be decoded to read a watemiark, but only the part of the data where the parameters used for encoding/ decoding are contained. As the supplemental information is embedded in the parameter set, no additional bit has to be spent for this information.
The supplemental information may be embedded by choosing an even or odd number of parameters or by changing the least significant bit of e.g. the first parameter. As an example, an even number of parameters represents the value '1' of a watermark bit; an odd number of parameters represents the value '0' of a watermark bit.
The invention benefits from the fact that, for practical reasons (computation power, costs,...), not the best set of parameters but a reasonably good set of parameters is

determined for encoding. Therefore, these algorithms have been designed to work with a sub-optimal set of parameters as a rule. Small changes in the parameter set, like changing the least significant bit of a parameter, adding a dummy parameter in order to achieve an odd or even number of parameters, whatever is needed to embed a watermark bit or even omit a parameter in order to achieve the odd or even number of parameters, will thus normally have no huge impact on the encoding efficiency. Sometimes, such a small variation of the parameter set may even marginally improve the encoding process.
An advantage of the invention is that, if the data should be kept in lossless coded form, the watermarks cannot be removed without decoding the signal and repeated lossless encoding of the data with an altered set of parameters. As the lossless decoder requires all coefficients, a missing or incorrect coefficient, which has been removed or changed to delete the watermark, will result in a signal loss for the duration of a frame for all channels.
The invention provides a method of encoding data (e) by means of auxiliary information (p), characterized in that,
for embedding supplemental data (x), the supplemental information (x) is inserted into the data (e), and the auxiliary information (pw) needed to encode the supplemental data is derived from other data (aO(l)).
The invention also provides a method of extracting supplemental data of encoded data as described above.
The invention further provides a method of encoding input data by partitioning the data into frames, determining a set of parameters for each frame, reducing the data rate of the input signal by applying an algorithm which Is controlled by the parameter set whereby the encoded
data comprises the set of parameters or at least data which can be used
to derive the parameter set and the data rate-reduced signal, characterized in that,
for embedding supplemental data (y) into the encoded signal, the
parameter set is affected by the supplemental data (y).
The invention gives rise to a method of extracting information which is embedded in the parameter set of an encoded signal as above as describe herein.
The invention further provides a signal as described herein. The invention also provides a data carrier with a recorded signal as above.
The invention also gives rise to an arrangement for performing above said methods as described herein.
The invention further provides a playback device as described herein.

In the accompany drawings, Fig. 1 shows an arrangement for embedding two independent supplemental data x, y into a lossless coded signal. First data x are used to embed watermark information w. As the length of the watermark w is longer than the information that could be stored by the supplemental data, the watermark w is packaged by a package generator 1 to a transport packet, which allows embedding of the bit s of the data package like a serial signal. By means of a synchronization pattern included in the header of the transport packet, the beginning of the transport packet can be retrieved easily. The bits x of the transport packet are embedded bit by bit to the lossless coded signal as so-called DST_X_Bits.
Second data y is embedded by so-called DST_Y_Bits. An embedded DST_Y_Bit is set to the value '1' to indicate that the lossless coded signal applies to the up-to date format. If there is any future need to have a flag, the DST_Y__Bit may be used. It should be obvious to those skilled in the art that the DST_Y_Bit in other recording systems may also be used in the form of a structured data stream to embed information which is longer than a single bit.
In order to encode n parallel data streams, which are referred to as
data channels Co Cn-i, the stereo or multi-channel DSD recordings are
partitioned into frames. In the embodiment of the invention, seventy-five frames per second are used for each channel C;. Although the data rate of the watermark signal w depends on the frame rate, the invention is not limited to a special frame rate.

for each frame, a control arrangement, which is not shown as it is not part of the invention, discriminates which mode is used for coding: LLC Plain mode or LLC Coded mode. The LLC Plain mode is used in exceptional cases if the compression ratio of a frame is insufficient, and actually contains plain DSD.
The chosen LLC algorithm is based on a prediction filter and a probability table. To optimize the compression ratio of the LLC Coded mode, a parameter control unit 4 analyzes each channel separately every frame again. The parameter control unit 4 calculates, for each channel Ci, a set of prediction filter coefficients A; = ai(l) ... ai(ki) for each prediction filter and a set of probability table coefficients IIi = πi(I) ... πi(mi) for each probability table. In the embodiment of the invention, the length of a prediction filter coefficient a; is nine bits, whereas the number ki of prediction filter coefficients is variable, but is limited to a maximum value of 128. Each probability table coefficient π has a length of seven bits. The number m, of the probability table coefficients TCJ is also variable, but is limited by a maximum value of sixty-four. Typically, it is between thirty-two and sixty-four. These numbers are given as examples and represent the numbers which have been found to give the best results for audio signals, but should not be interpreted as limiting the invention to these numbers. The numbers of course depend on the frame rate, the prediction filter algorithm and the content of the source signal. However, other numbers allowing a better compression ratio might be found.
Determining optimal coefficients a, 7i is difficult and requires considerable computing power. Therefore, a compromise is made to select just a reasonably good set of coefficients. As a separate coefficient set A;, IIii s calculated for each channel Cj, the coefficient sets used for each channel will differ from each other, but do not need to differ in every case.
To insert a DST_Y_Bit into a frame, a flag generator 3 alters the least significant bit LSB of the first filter coefficient ao(l). As already mentioned before, no substantial decrease in encoding performance should be realized by slightly altering the filter coefficients.
All coefficients of the sets A and IIl, including the modified coefficient ao(l), are substantial for the encoded signal and must thus be recorded for a later reading or decoding process. As all coefficient sets A as well as II still have some redundancy, a first and a second compressor 5, 6 are used to generate compressed data words A', IT. Preferably, a compression algorithm is used, which will allow the corresponding

decompression of A* and 11' in a most easy way, so that reading the embedded DS i_Y_Bu could be done without great effort.
It is important that the coefficients, the values of which have been modified,
are also used for the lossless encoding instead of the original evaluated coefficients.
Otherwise, the decoding process will fail. In this embodiment of the invention, the function
of the lossless encoder is split up into an encoding prediction unit 7 for each channel C1 and
an arithmetic encoder 9 which is common to all encoding prediction units 7. The structure of
an encoding prediction unit 7 is shown in Figure 2, )
An encoding prediction unit 7 comprises a prediction filter 71 which is initialized with the corresponding filter parameter set Ai. By means of a level converter 72, a binary '0' of the input signal X1 is converted into the numerical value 'l' and a binary value '1' is converted into the numerical value '+1' prior to inputting the input signal to the prediction filter 71. The output signal of the prediction filter 71 is quantized by a first and a second quantizer 73, 74; The output signal of the first quantizer 73 is ex-ored with the input signal Xi by means of an EXOR gate 75 and forms the residual signal ei, which is the first of two output signals of the encoding prediction unit 7. The output signal of the second quantizer 74 serves as an index α for a probability table stored in an array 76. The , probability table consists of the probability parameter set πi The output signal of the array 76 forms the second output signal of the encoding prediction unit 7, the probability signal pi. The usage of the probability table is described in greater detail in the paper cited in the opening paragraph.
A multiplexer 8 merges the residual signals eo ... Cn-1 into e and the probability signals po ... Pn-i1into p. The output of the watermark generator 2 is also fed to one input of the multiplexer 8. To embed the DST_X__Bits of the watermark information, the multiplexer 8 inserts the DST_X_Bit in front of e. Due to the design of the arithmetic coder 9, a probability coefficient to code the DST_X_Bit, hereinafter referred to as the watermark probability coefficient pw, is indispensable. To save storage space in the embodiment of the invention, the watermark probability coefficient pw is derived from the first prediction filter coefficient ao(l). To this end, the first prediction filter coefficient ao(l) of the first channel is fed to a watermark probability module 10. By means of this module, the first seven bits of the coefficient ao(l)are interpreted in reverse order as an unsigned integral number D to which the value 1 is added. By using a derived value for the watermark probability coefficient, a recording of the watermark probability coefficient is not necessary and requires no

supplemental bit in the encoded data block. In this way, embedding the DST_X_Bit will lengthen the coded LLC block only marginally.
The arithmetic coder 9 generates the Coded DSD signal from the signal e and the probability signal p.
As the DST_X_Bit is inserted as the first bit of each block to be coded by the arithmetic coder 9, the DST_X_Bit may not be located as a single bit in the Coded DSD signal. Therefore, it cannot be removed without decoding the Coded DSD signal. Deleting or changing one or some bits will inevitably cause a loss of data of the whole frame. On the other hand, a rudimentary arithmetic decoder is sufficient for reading a watermark. Hence it meets the ideal of a watermark in a perfect manner: difficult to remove but easy to read. However, it is not mandatory to insert the DST_X_Bit in front of the signal e, but it will slightly simplify the decoding process of the watermark, as only the beginning of the Coded DSD signal has to be evaluated.
The following table shows the rough syntax of a frame coded in the LLC Coded Mode:

In this case, the bit LLC has the value ' 1' to indicate an LLC Coded mode data block. The bits of the CNTRL sub-block contain some control information such as, for example, the number ki of prediction filter coefficients and the number m; of probability coefficients of a given channel Chi. The next two sub blocks A' and IT contain the sets of the prediction filter coefficients A and the probability coefficients π in compressed form. The last block CODED DSD finally contains the coded DSD signal. As explained hereinbefore, the length of the data blocks A, P and CODED DSD varies from frame to frame.
The LLC Coded data blocks are written onto a data carrier such as, for example, a SACD or a DVD. As the process of writing onto the data carrier and the process of reading from the data carrier are not part of the invention, but a lot of appropriate means are known to those skilled in the art, this is not described herein but symbolized by the dashed line 11 and referred to as disk interface.
In the reading device, here in the embodiment of the invention, for example, a SACD or a DVD disc player, a data block is detected as being an LLC Coded block if the first bit, the LLC-Bit, has the value ' 1 Mn this case, the data block is divided into its sub-blocks A', π' and CODED DSD by means of the data contained in the control data block

CNTRL. The sub blocks A' and 11' are decompressed by a first and a second decompressor 12,13 to regain the coefficient sets A1, IIi. For each channel a separate decoding prediction unit 14 is provided, each decoding prediction unit 14 comprising a prediction filter and a probability table. At the beginning of decoding an LLC encoded block, the coefficient sets Ai, IIi are loaded to the appropriate prediction filters and probability tables of the decoding prediction units 14.
The decoding prediction units 14 also reconstruct the probability signals po...pn-1 which are combined to the signal p by a multiplexer 15 of the reading device. The signal p is fed to an arithmetic decoder 16 which, by means of the probability signal p, decompresses the data contained in the sub-block CODED DSD to a data stream e. By means of a demultiplexer 17, the data stream e is split into the different residual signals eo ... en-i of the individual channels and fed to the decoding prediction units 14.
The structure of a decoding prediction unit 14 is shown in Figure 3. The residual signal e1 of each channel is fed to a first input of an EXOR gate of the decoding sub-unit. The output of the EXOR gate forms the output signal of each channel Chi. The output signal is also fed to a level converter, which performs the same operation as the level converter in the recording device described hereinbefore. The output of the level converter is fed to the prediction filter. The output of the filter is fed to two quantizers. The output of the first quantizer is connected with the second input of the EXOR gate, the other output of the quantizer is used as an index α for the probability table stored in an array. The values p1 of all that is selected by the index α are fed via the multiplexer to the arithmetic decoder.
A flag detector 18 is used to reconstruct the embedded DST_Y_Bits. As the DST_Y_Bit is stored in the first coefficient, only the beginning of the compressed A' block has to be examined by the flag detector 18. The flag detector 18 decompresses only the beginning of the A' block and picks out the first filter coefficients ao(l) of the first channel and analyzes its least significant bits to decide the value of the DST_Y_Bit. As the compressing algorithm for the A and 11 blocks was chosen to allow easy decompression, the watermark detector may be designed very primitively as compared to the total decoder.
To extract the watermark w, the coefficient ao(l) determined by the watermark flag detector 18 is fed to a watermark probability module 19 of the reading device. The watermark probability module calculates, as described for the recording device, the watermark probability coefficient pw The watermark probability coefficient pw is fed to the arithmetic decoder to decode the DST_X_Bit. As the DST_X_Bit is the first bit outputted by the arithmetic decoder, it can easily be extracted by a watermark detector 20. However, with

a more sophisticated detector, it may be extracted anywhere from the signal, wherever it has been decided to insert it. A formatter 21 extracts the watermark information w from the DST_X_Bits, which are reconverted from a serial bit stream to a data block with the help of the synchronization pattern.
Although the watermark detection function may be integrated in the other decoding means of the reading device, this structure shows that a watermark detection may be done in a stand-alone situation. There is no need to decode the whole coded DSD signal. Therefore, the watermark flag detector 18, the watermark probability module 19, the watermark detector 20 and the formatter 21 may also be integrated in a device of its own and run without the more complicated functions incorporated in the decoding prediction units 14.
The LLC Coded mode has hitherto been described. As described above, if sometimes encoding fails to reduce the bit rate, the signal can just be stored as plain DSD. This data mode is referred to as LLC Plain mode and shown below:

The LLC bit is set to the value of '0' to indicate that the frame contains Plain DSD. The bit following the LLC Bit is used to store the DTS_X_Bit of the watermark in plain format The DTS_X_Bit is followed by the Plain DSD data. This ensures that every coded block contains a DTS_X_Bit, regardless of whether it is a Coded DSD or a Plain DSD block. This has the advantage that the serial data stream of the DST_X_Bits does not depend on the format that is used. On the other hand, it is true that the plain DTS_X_bit of a Plain DSD may be changed without doing any harm to the signal content of a block in Plain DSD. However, as a Plain DSD block is the exception in the great majority, there will be more than enough uninterrupted Coded DSD blocks to carry the watermark in full length.
In a further embodiment of the invention, more than one supplemental bit is embedded into the lossless coded signal by changing more than one LSB of the parameters. To embed two bits per frame, for instance, the first and the second prediction filter coefficient a1(0), a2CO) of the first audio channel are unused. These two bits may be used to represent the following information:


As only one watennark bit is provided for use in each frame, the watermark information has to be written in a serial data format. Therefore, the synchronization symbol '10' serves to detect the beginning of the watermark information.




We Claim,
1. A method of encoding data (e) by means of auxiliary information (p),
characterized in that the method comprises the following steps:
- inserting the supplemental information (x) into the data (e) for embedding supplemental data (x).
- deriving the auxiliary information (pw) needed to encode the supplemental data from other data (ao(l)},

2. A method of extracting supplemental data of encoded data as defined in claim 1.
3. A method of encoding Input data by partitioning the data Into frames, the method comprising the following steps:

- determining a set of parameters for each frame,
- reducing the data rate of the input signal by applying an algorithm which is controlled by the parameter set whereby the encoded data comprises the set of parameters or at least data which can be used to derive the parameter set and the data rate-reduced signal, characterized in that, for embedding supplemental data (y) into the encoded signal, the parameter set Is affected by the supplemental data (y).

4. A method of extracting information which Is embedded In the parameter set of an encoded signal as defined in claim 3.
5. A signal comprising encoded data produced by the method as claimed in claim 1 or 3.
6. A data carrier with a signal as claimed in claim 5.
7. An arrangement for performing a method as claimed in claim 1,2,3 or 4, the arrangement comprising inserting means for inserting the supplemental information (x) into the data (e) for embedding supplemental data (x), and deriving means for deriving the auxiliary information(pw) needed to encode the supplemental data from other data (ao(l)).
8. A playback device with an arrangement as defined in claim 7.

9. A playback device as claimed in daim 7, characterized that it Is a Disc player for audio and audio-visual media, respectively.


Documents:

in-pct-2000-0378-che abstract-duplicate.pdf

in-pct-2000-0378-che claims-duplicate.pdf

in-pct-2000-0378-che description (complete)-duplicate.pdf

in-pct-2000-0378-che drawings-duplicate.pdf

in-pct-2000-378-che-abstract.pdf

in-pct-2000-378-che-claims.pdf

in-pct-2000-378-che-correspondence others.pdf

in-pct-2000-378-che-correspondence po.pdf

in-pct-2000-378-che-description complete.pdf

in-pct-2000-378-che-drawings.pdf

in-pct-2000-378-che-form 1.pdf

in-pct-2000-378-che-form 19.pdf

in-pct-2000-378-che-form 26.pdf

in-pct-2000-378-che-form 3.pdf

in-pct-2000-378-che-form 5.pdf

in-pct-2000-378-che-other documents.pdf

in-pct-2000-378-che-pct.pdf


Patent Number 222277
Indian Patent Application Number IN/PCT/2000/378/CHE
PG Journal Number 47/2008
Publication Date 21-Nov-2008
Grant Date 05-Aug-2008
Date of Filing 12-Sep-2000
Name of Patentee KONINKLIJKE PHILIPS ELECTRONICS N.V.
Applicant Address Groenewoudseweg 1, 5621 BA Eindhoven,
Inventors:
# Inventor's Name Inventor's Address
1 KAMPERMAN, FRANCISUS, L., A., J Holstlaan 6, NL-5656 AA Eindhoven,
2 BRUEKERS, Alphons, A., M., L Holstlaan 6, NL-5656 AA Eindhoven,
3 VAN DER VLEUTEN, Renatus, J Holstlaan 6, NL-5656 AA Eindhoven,
PCT International Classification Number H03M7/40
PCT International Application Number PCT/EP2000/000217
PCT International Filing date 2000-01-10
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 99100580.2 1999-01-13 EUROPEAN UNION