Title of Invention

A CRYSTALLINE NON-SOLVATED ANHYDROUS FORM OF 6-HYDROXY-3-(4-[2-(PIPERIDIN- 11-1-YL) ETHOXY] PHENOXY)-2-(4-MTHOXYPHENYL) BENZO [B] THIOPHENE HYDROCHLORIDE

Abstract The present invention is directed to a novel, non-solvated, anhydrous crystal form of 6-hydroxy-3-(4-[2-(piperidin-1-yl)ethoxy]-phenoxy)-2-(4- methoxyphenyl)benzo[b]thiophene hydrochloride and uses for same, including inhibition of disease states associated with estrogen deprivation including cardiovascular disease, hyperlipidemia, and osteoporosis; and inhibition of other pathological conditions such as endometriosis, uterine fibrosis, estrogen- dependent cancer (including breast and uterine cancer), prostate cancer, benign prostatic hyperplasia, CNS disorders including Alzheimer's disease, prevention of breast cancer, and up-regulating ChAT
Full Text Field of the Invention
the present invention relates to a crystalline non-solvated
anhydrous form of 6-hydroxy-3-(4-[2-(piperidin-1-yl)
ethoxy] , phenoxy)-2-(4-methoxyphenyl) benzo [b] thiophene
hydrochloride.
Background of the Invention
6-Hydroxy-3-(4-[2-(piperidin-1-yl)ethoxy]phenoxy)-2-(4-
methoxyphenyl) benzo [b] thiophene hydrochloride (arzoxifene)
was first described generically in U.S. Patent No. 5,510,357
and was specifically disclosed in U.S. Patent No. 5,723,474
('474) and European Patent Application 0729956. Arzoxifene
is a nonsteroidal mixed estrogen antagonist/agonist, useful
for, inter alia, lowering serum cholesterol and for
inhibiting hyperlipidemia, osteoporosis, estrogen dependent
cancers including breast and uterine cancer, endometriosis,
CNS disorders including Alzheimer's disease, aortal smooth
muscle cell proliferation, and restenosis.
Specifically, arzoxif ene is useful for, and is being
clinically evaluated for the treatment of receptor positive
metastatic breast cancer; the adjuvent treatment of receptor
positive patients following appropriate systemic or local
therapy; the reduction of recurrence of invasive and
noninvasive breast cancer; and the reduction of the
incidence of invasive breast cancer and ductal carcinoma in
situ (DCIS) . Arzoxif ene is also useful in combination with
radiotherapy, aroxnatase inhibitors, LHRH analogues, and
acetyl choline esterase (AChE) inhibitors.
X-ray powder diffraction (XRD), thermogravimetric
analysis (TGA), proton nuclear magnetic resonance (1H NMR)
and Karl Fischer (KF) analyses of bulk arzoxif ene isolated
by the procedures taught in '474 later indicated that said
material was hydrated, poorly crystalline, and contained
variable amounts of an organic volatile (ethyl acetate) in
its lattice.
Poorly crystalline and/or amorphous materials are
typically less desirable than highly crystalline materials
for formulation processing. Amorphous compounds are
chemically and physically less stable as they tend to adsorb
significant amounts of water. The adsorption of water by an
amorphous material in a gelatin capsule, for example, may
cause the capsule to shrink or buckle as moisture is
transferred from the capsule to the amorphous component. In
addition, amorphous compounds have a tendency to precipitate
out of solutions containing them. If an amorphous drug
substance precipitates from a delivery solution, the
dissolution and bioavailability properties of the drug may
be negatively affected.
In addition, it is generally not desirable to formulate
pharmaceuticals containing substantial amounts of organic
solvent {e.g., ethyl acetate) due to potential solvent
toxicity to the recipient thereof and changes in potency of
the pharmaceutical as a function of the solvent. In
addition, from a manufacturing perspective, it is also
generally less desirable to prepare non-crystalline
materials whenever said preparation involves a collection of
the final product via filtration. Such filtrations are
often more difficult to perform when the material collected
is non-crystalline. Moreover, it is also generally less
desirable, from a manufacturing perspective, to formulate
pharmaceuticals containing substantial amounts of water
(hydrates) because the level of hydration will typically be
some function of the relative humidity at which the
pharmaceutical is produced and stored. In other words,
potency variability is typically more problematic with a
hydrate relative to its anhydrous form.
Although the arzoxifene prepared by the procedures
taught in '474 could be used as a pharmaceutical it would be
highly desired and advantageous to find a more crystalline
form of arzoxifene that did not contain water nor an organic
solvent within its crystal lattice which could be
reproducibly and efficiently prepared on a commercial scale.
Summary of the Invention
The present invention is related to a non-solvated
anhydrous crystalline form of 6-hydroxy-3-(4-[2-(piperidin-
1-yl)ethoxy]phenoxy)-2-(4-methoxyphenyl)benzo[b]thiophene
hydrochloride (F-V) having an X-ray diffraction pattern
which comprises at least one of the following peaks: 7.3 ±
0.2, 15.5 ± 0.2, 15.9 ± 0.2, and 17.6 ± 0.2° in 29 when
obtained from a copper radiation source.
In addition, the present invention relates to a
pharmaceutical formulation comprising F-V; one or more
pharmaceutical carriers, diluents, or excipients; and
optionally a stabilizing agent selected from methionine,
acetylcysteine, cysteine or cysteine hydrochloride; and
optionally estrogen, optionally progestin, optionally an
aromatase inhibitor, optionally an LHRH analogue and
optionally an acetyl choline esterase (AChE) inhibitor.
In addition, the present invention is related to
methods for using F-V to inhibit pathological conditions
such as: uterine fibrosis, endometriosis, aortal smooth
muscle cell proliferation, restenosis, breast cancer,
uterine cancer, prostatic cancer, benign prostatic
hyperplasia, bone loss, osteoporosis, cardiovascular
disease, hyperlipidemia, CNS disorders, and Alzheimer's
disease and for using F-V for the manufacture of a
medicament for inhibiting same.
The present invention is further related to methods for
using F-V to up-regulate choline acetyltransferase (ChAT)
and for using F-V for the manufacture of a medicament for
up-regulating same.
The present invention also relates to a process for
preparing F-V which comprises crystallizing 6-hydroxy-3-(4-
[2-(piperidin-l-yl)ethoxy]phenoxy)-2-(4-
methoxyphenyl)benzo[b] thiophene hydrochloride from a
crystallization solvent selected from the group consisting
of: methanol or aqueous methanol, ethanol or isopropanol;
and subsequently drying the resulting solid to a constant
weight.
Brief Description of the Figures
Figure 1 is a representative TGA trace of F-V.
Figure 2 is a representative DSC trace of F-V.
Figure 3 is a representative XRD Pattern for Form V.
Detailed Description of the Invention
F-V may be prepared by drying, either at ambient
temperature or at slightly elevated temperature, the
crystalline solid isolated at ambient temperature from
crystallization of arzoxifene (or any polymorph/solvate
thereof) from methanol, ethanol or isopropanol or aqueous
mixtures of methanol. When using ethanol or isopropanol,
the water content in said solvents is preferably less than
0.2% (A.C.S. spectrophotometry grade). Preferably the
aqueous composition in methanol contains less than 30% by
volume water. More preferably F-V is prepared by drying,
either at ambient temperature or at slightly elevated
temperature, the solid isolated from crystallization from
aqueous methanol wherein the volume of water is between 20%
and 5%. Most preferably F-V is prepared by drying at 50 to •
70°C, under vacuum, the solid isolated at ambient
temperature from crystallization of arzoxifene (or any
polymorph/solvate thereof) from aqueous methanol wherein the
water content by volume is 15%.
Typically, arzoxifene may be dissolved in methanol
(about 1 g solute/20 ml of solvent) and optionally heated in
order to effect dissolution of the arzoxifene starting
material. Once dissolution is achieved, the solution may
optionally be concentrated to about 1 g of solute/5 ml of
solvent, e.g., by distillation, before allowing the solution
to cool slowly to room temperature. Once at room temperate,
the solution may optionally be cooled further (with the aid
of an ice bath or refrigeration) to between 0 and 5°C.
After a sufficient amount of time has elapsed for
crystallization to occur, the F-V crystals may be collected
by vacuum filtration and washed with cold (about 0°C)
methanol before drying to a constant weight in vacuum.
Slightly elevated drying temperatures (about 50°C for 12 to
48 hours) in the presence of a nitrogen purge are preferred.
For commercial scale synthesis of F-V, it may be
advantageous to seed the crystallization with F-V.
Suitable arzoxifene starting material for the above
crystallization includes, but is not limited to, S-II, F-I,
F-III (solvated and non-stoichiometric hydrated crystalline
forms of arzoxifene described in PCT Patent Applications
PCT/US00/16332 and PCT/US00/16333, the teachings of which
are hereby incorporated by reference), arzoxifene prepared
by the procedures taught in '474, or any mixture thereof.
It is not important which form of arzoxifene one starts with
because crystallization from anhydrous methanol, according
to the procedures described herein, results in F-V crystals.
Characterization of F-V
Differential scanning calorimetry/thermogravimetric
analysis (BSC/TGA), moisture sorption/desorption, and X-ray
powder diffraction (XKD) methods were used to characterize
F-V. TGA is a measure of the thermally induced weight loss
of the material as a function of temperature. It is most
commonly used to study to study desolvation processes and
quantatively determine the total volatile content of a
solid. DSC is a technique that is often used to screen
compounds for polymorphism because the temperatures(s) at
which a physical change in a material occurs is usually
characteristic of that material. Moisture sorption
isotherms provide evaluation of the degree of hydroscopicity
associated with a given material and characterization of
non-hydrates and hydrates. Lastly, XRD is a technique that
detects long-range order in a crystalline material.
A representative TGA trace of F-V is shown in Figure 1.
Thermogravimetric analysis of F-V showed no weight loss
indicating the isolation of a non-solvated crystal form.
DSC analysis of F-V showed a sharp melting endotherm at 174-
175°C as shown in Figure 2, which is significantly higher
than that observed for F-III.
The moisture sorption/desorption isotherm obtained for
F-V showed a weight increase of 0.11% over the range of 0-
95% RH indicating a stable anhydrous crystal form with
little propensity to adsorb water or convert to a hydrated
form of arzoxifene.
The XRD pattern of F-V features sharp peaks and a flat
baseline, indicative of highly crystalline materials. The
angular peak positions in 28 and corresponding I/IO data for
all peaks with intensities equal to or greater than 10% of
the largest peak for F-V is tabulated in Table 1. All data
in Table 1 are expressed with an accuracy of ± 0.2%.
Although many of the intense reflections are generally at
similar diffraction angles to those reported for S-II, F-I
and F-III, each of the forms gives a different powder
pattern, allowing for a clear distinction between S-II, F-I,
F-III and F-V.
Variable temperature x-ray powder diffraction analysis
of F-V showed no significant change in the diffraction
pattern up to 125°C which is consistent with the DSC profile
indicating a stable crystal form.
It is well known in the crystallography art that, for
any given crystal form, the relative intensities of the
diffraction peaks may vary due to preferred orientation
resulting from factors such as crystal morphology and habit.
Where the effects of preferred orientation are present, peak
intensities are altered, but the characteristic peak
positions of the polymorph are unchanged. See, e.g., The
United States Pharmacopeia #23, National Formulary #18,
pages 1843-1844, 1995. Furthermore, it is also well known
in the crystallography art that, for any given crystal form,
the angular peak positions may vary slightly. For example,
peak positions can shift due to a variation in the
temperature at which a sample is analyzed, sample
displacement, or the presence or absence of an internal
standard. In the present case, a peak position variability
of ± 0.2 in 20 will take into account these potential
variations without hindering the unequivocal identification
of F-V.
A well known and accepted method for searching crystal
forms in the literature is the "Fink" method. The Fink
method uses the four most intense lines for the initial
search followed by the next four most intense lines. In
accord with the Fink method, based on peak intensities as
well as peak position, F-V may be identified by the presence
of peaks at 7.3 ± 0.2, 15.5 ± 0.2, 15.9 ± 0.2, and 17.6 ±
0.2° in 26; when the pattern is obtained from a copper
radiation source. The presence of F-V may be further
verified by peaks at 17.9 ± 0.2, 18.2 ± 0.2, 18.9 ± 0.2, and
21.5 ± 0.2° in 28; when the pattern is obtained from a
copper radiation source.
F-V has several advantages over the prior art form of
arzoxifene described in '474 and over F-I and F-III
described in the previously incorporated by reference PCT
applications. Relative to the arzoxifene produced by the
procedures taught in '474, F-V is more stable at ambient
temperature and is, therefore, more amenable to
pharmaceutical development, i.e., development of a dosage
formulation. In addition, unlike the form disclosed in
'474, F-V is highly crystalline, crystalline materials are
generally less hygroscopic and more stable (e.g., less prone
to chemical degradation, maintains consistent potency) than
amorphous materials and are, therefore, more desirable for
formulation processingl Furthermore, unlike the form of
arzoxifene produced by the procedures taught in '474, which
contained ethyl acetate and water in its lattice, F-V
contains neither.
Unlike S-II, F-I and F-III, F-V is truly an anhydrous
form of arzoxifene which shows no propensity to adsorb water
on changes in relative humidity. Furthermore, F-V s crystal
lattice is stable up to its melting temperature. Moreover,
F-V has approximately a 10% higher aqueous solubility-
relative to F-III and is the thermodynamically most stable
known form of arzoxifene.
Characterization Methods
DSC analysis was performed using a TA Instruments 2920
equipped with an auto-sampler and a refrigerated cooling
device. The sample was enclosed in a crimped aluminum pan
and analyzed vs. an empty reference pan. The heat flow was
measured after equilibration at 30° C. The heating rate was
5°C per minute to 300°C. A graph of heat flow vs.
temperature was integrated to identify any endothermic or
exothermic events.
TGA analysis was performed using a TA Instruments 2950
equipped with an auto-sampler. The sample was loaded onto a
tared aluminum pan and the temperature was ramped from
ambient to 300°C at a rate of 10°C per minute. A graph of
weight percent vs. temperature was integrated to determine
the percent loss.
Moisture Sorption Isotherms were generated using a VTI
SGA-100 flow instrument. The samples were analyzed at 25°C
from 0-95% relative humidity (RH) for adsorption and from
95-5% RH for desorption in steps of 5% RH. The adsorption
and desorption isotherms were generated as a graph of the %
weight change vs. % RH.
X-ray powder diffraction patterns were obtained on a
Siemens D5000 X-ray powder diffractometer which was equipped
with a CuKa source (X = 1.54056) operated at 50 kV and 40 mA
with a Kevex solid state Si(Li) detector. The samples were
scanned from 4 to 35° in 2? at 2.5 seconds per step size of
0.04°. The dry powders were packed into recessed top-
loading sample holders and a smooth surface was obtained
using a glass slide.
Variable temperature X-ray powder diffraction patterns
were obtained on a Siemens D5000 X-ray powder diffractometer
which was equipped with a CuKa source (? = 1.54056) operated
at 50kV and 40 mA with a scintillation detector and nickel
filter. The powder was packed into a top-loading, recessed
temperature controlled holder and a smooth surface was
obtained for diffraction. The sample was scanned from 2 to
35° 20 at 2.5 seconds per step size of 0.04° beginning at
25°C after an equilibration time of 5 minutes. Subsequent
scans were obtained at increasing temperature increments of
25°C to a maximum of 125°C.
The following examples further illustrate processes for
preparing F-V. The examples are not intended to be limiting
to the scope of these processes in any respect, and should
not be so construed.
Examples
Example 1
Crystallization from Methanol Without Concentration
A 20.00 g sample of arzoxifene is combined with 500 ml
of anhydrous methanol (HPLC grade) and heated to reflux.
All of the solids dissolve to afford a homogeneous pale
yellow solution. The solution is cooled to below reflux and
5.00 g of additional arzoxifene are added. The solution is
re-heated to reflux to effect dissolution of all of the
solids. The solution is slowly allowed to cool with
agitation. At 50°C the solution is seeded with several
milligrams of previously prepared F-V salt. The crystalline
slurry is allowed to cool from 50°C to 30°C over a 1.25 hour
period. At this point a large amount of white solids are
present. The stirred slurry is immersed in an ice bath and
stirred for an additional 3 hours. The slurry is filtered
using Whatman #1 filter paper and the white solid is washed
with 50 ml of methanol pre-chilled to 0°C. The wet cake is
dried for about 48 hours at 50°C under vacuum with a slight
N2 purge. Yield 15.94 g (63.8% yield). HELC potency 89.4%
(as free base), total related substances (TRS) 0.28%.
Comparison of the product weight before and after drying
showed the initial wet cake contained 65% solvent.
Example 2
Crystallization from Methanol With Concentration
A 25.00 g sample of arzoxifene is combined with 500 ml
of anhydrous methanol (HPLC grade) and heated to reflux. All
of the solids dissolved to afford a homogeneous pale yellow
solution. The solution is concentrated by removal of 375 ml
of distillate by atmospheric distillation. At this point,
the reaction mixture is a clear homogeneous yellow solution.
Reflux is broken and the solution is seeded with several
milligrams of previously prepared F-V. After seeding, the
mixture is allowed to cool to ambient temperature with slow
agitation over a 1 hour period. During this time a large
amount of white precipitate forms. The slurry is immersed
in an ice bath and stirred for an additional 3 hours. The
slurry is filtered using Whatman #1 filter paper and the
white solid is washed with 50 ml of methanol pre-chilled to
0°C. The wet cake is dried for about 48 hours at 50°C under
vacuum with a slight N2 purge. Yield 22.44 g (89.8% yield).
HPLC potency 91.3% (as free base), TRS 0.26%. Comparison of
the product weight before and after drying showed the
initial wet cake contained 31.5% solvent.
Example 3
30 Gallon Scale Recrystallization from Methanol
A 3.08 kg sample of arzoxifene is combined with 60 L of
anhydrous methanol (HPLC grade) and heated to reflux. All
of the solids dissolved to afford a pale yellow homogeneous
solution. The solution is concentrated by removal of 40 L of
distillate by atmospheric distillation. At this point, the
reaction mixture is a clear homogeneous yellow solution. The
reaction is cooled to break reflux and the manway is opened
at about 40°C to check for crystallization. Crystals are
observed and cooling is continued at a rate 12°C per hour to
a final temperature of 0°C. The crystallization slurry is
stirred overnight at 0°C and then filtered through a single
plate filter press. In order to remove all product from the
crystallization tank, the mother liquor is used as a tank
wash and then sent through the press. The wet cake is then
washed with 11.3 L of anhydrous methanol pre-chilled to 0°C
The wet cake is dried by applying vacuum to the press and
running 50°C water through the jacket of the press. A
slight N2 purge is applied after about 24 hours. Total
drying time is about 36 hours. The yield is 2.588 kg
(86.27%); HPLC potency 92.7 (as free base); TRS 6.39%.
Example 4
Crystallization from Ethanol
Punctilious ethanol (250 ml) and arzoxifene (10.0 g)
were combined and heated to reflux to effect dissolution.
The solution was allowed to cool to ambient temperature over
a 3 hour period during which time a white crystalline
precipitate formed. The solids were isolated by filtration
and vacuum dried overnight at 50°C with a slight N2 purge.
Yield 5.50 g, m.p. 173°C (by DSC). An x-ray powder
diffraction spectrum for this sample was obtained and was
substantially identical to that of the F-V pattern disclosed
in Figure 3.
Example 5
Crystallization from Isopropanol
Anhydrous isopropanol (250 ml) and azroxifene (10.0 g)
were combined and heated to reflux to effect dissolution.
Heat was removed and the solution seeded with several
milligrams of F-V. The reaction mixture was allowed to cool
to ambient temperature and stir overnight during which time
a white precipitate formed. The solids were isolated by
filtration to afford 12.11 g of wetcake. A 4.01 g sample of
the wetcake was dried over night at 60°C under vacuum with a
slight N2 purge. Yield 2.72 g; m.p. 171.5°C (by DSC). An
x-ray powder diffraction spectrum for this sample was
obtained and was substantially identical to that of the F-V
pattern disclosed in Figure 3.
Example 6
Preparation from Azroxifene Free Base
Azroxifene free base (5.07 g) was slurried in 65.0 ml
of methanol. A solution of 1.41 ml of concentrated
hydrochloric acid and 10.0 ml of water was added to the
reaction mixture. The reaction mixture was heated to 55°C
for 15 minutes to effect dissolution. The reaction mixture
was cooled to 30°C and seeded with 50 mg of F-V- The
reaction mixture was cooled to 10°C at a rate of 1°C/hr and
stirred at that temperature for 8 hours. The solids were
isolated by filtration, washed with methanol pre-chilled to
10°C and vacuum dried at 50°C over night with a light N2
purge. Yield 4.42 g (87.7% yield); potency (HPLC) 99.7%;
TRS 0.32%. An x-ray powder diffraction spectrum for this
sample was obtained and was substantially identical to that
of the F-V pattern disclosed in Figure 3.
Utilities
As used herein, the term "effective amount" means an
amount of F-V that is capable of inhibiting conditions, or
detrimental effects thereof, described herein. When F-V is
co-administered with estrogen, progestin, an aromatase
inhibitor, an LHRH analogue, or an AChE inhibitor, the term
"effective amount" also means an amount of such an agent
capable of producing its intended effect.
The terms "inhibiting" and "inhibit" include their
generally accepted meaning, i.e., preventing, prohibiting,
restraining, alleviating, ameliorating, slowing, stopping,
or reversing the progression or severity of a pathological
condition, or sequela thereof, described herein.
The terms "preventing", "prevention of", "prophylaxis",
"prophylactic" and "prevent" are used herein interchangeably
and refer to reducing the likelihood that the recipient of
F-V will incur or develop any of the pathological
conditions, or sequela thereof, described herein.
The terms "estrogen deprived" and "estrogen
deprivation" refer to a condition, either naturally
occurring or clinically induced, where a woman can not
produce sufficient endogenous estrogenic hormones to
maintain estrogen dependent functions, e.g., menses,
homeostasis of bone mass, neuronal function, cardiovascular
condition, etc. Such estrogen deprived situations arise
from, but are not limited to, menopause and surgical or
chemical ovarectomy, including its functional equivalent,
e.g., medication with an aromatase inhibitor, GnRH agonists
or antagonists, ICI 182780, and the like. Disease states
associated with an estrogen deprived state include, but are
not limited to: bone loss, osteoporosis, cardiovascular
disease and hyperlipidemia.
As used herein, the term "estrogen" includes steroidal
compounds having estrogenic activity such as, for example,
17ß-estradiol, estrone, conjugated estrogen (Premarin®),
equine estrogen 17ß-ethynyl estradiol, and the like. A
preferred estrogen-based compound is Premarin®, and
norethylnodrel.
As used herein, the term "progestin" includes compounds
having progestational activity such as, for example,
progesterone, norethylnodrel, nongestrel, megestrol acetate,
lorethindrone, and the like. Norethindrone is a preferred
progestin-based agent.
As used herein the term "aromatase inhibitor" includes
compounds capable of inhibiting aromatase, for example
commercially available inhibitors such as aminoglutemide
(CYTANDREN®) , Anastrazole (ARIMIDEX®) , Letrozole (FEMARA®),
Formestane (LENATRON®), Exemestane (AROMASIN®), and the
like.
As used herein, the term "LHRH analogue" refers to an
analogue of lutenizing hormone releasing hormone that
inhibits estrogen production in a premenopausal women
including for example, goserlin (ZOLADEX®) , leuprolide
(LUPRON®) and the like.
As used herein, the term "AChE inhibitor" includes
compounds that inhibit acetyl choline esterase, for example,
physostigmine salicylate, tacrine hydrochloride, donepezil
hydrochloride and the like.
The term "up-regulate ChAT" refers to increasing the
enzymatic activity of ChAT, i.e., promoting the conversion
of choline to acetyl choline. This promotion would include
an increase in the efficiency and/or rate of reaction of
ChAT and choline and/or an increase in the amount of ChAT
present at the site of action. This increase in the amount
of enzyme present may be due to gene regulation or other
synthetic step of the enzyme's formation and/or a decrease
in the enzyme's de-activation and metabolism.
Selected Testing Procedures
General Rat Preparation Procedure: Seventy-five day old
(unless otherwise indicated) female Sprague Dawley rats
{weight range of 200 to 225g) are obtained from Charles
River Laboratories (Portage, MI). The animals are either
bilaterally ovariectomized (OVX) or exposed to a Sham
surgical procedure at Charles River Laboratories; and then
shipped after one week. Upon arrival, they are housed in
metal hanging cages in groups of 3 or 4 per cage and have ad
libitum access to food (calcium content approximately 0.5%)
and water for one week. Room temperature is maintained at
22.2° ± 1.7°C with a minimum relative humidity of 40%. The
photoperiod in the room was 12 hours light and 12 hours
dark.
Dosing Regimen Tissue Collection: After a one week
acclimation period (therefore, two weeks post-OVX) daily
dosing with F-V is initiated. 17a-ethynyl estradiol or F-V
is given orally, unless otherwise stated, as a suspension in
1% carboxymethylcellulose or dissolved in 20% cyclodextrin.
Animals are dosed daily for 4 days. Following the dosing
regimen, animals are weighed and anesthetized with a
ketamine: Xylazine (2:1, v:v) mixture and a blood sample is
collected by cardiac puncture. The animals are then
sacrificed by asphyxiation with CO2, the uterus is removed
through a midline incision, and a wet uterine weight is
determined. 17a-ethynyl estradiol is obtained from Sigma
Chemical Co., St. Louis, MO.
Cardiovascular Disease/Hyperlipidemia
The blood samples from above are allowed to clot at
room temperature for 2 hours, and serum is obtained
following centrifugation for 10 minutes at 3000 rpm. Serum
cholesterol is determined using a Boehringer Mannheim
Diagnostics high performance cholesterol assay. Briefly the
cholesterol is oxidized to cholest-4-en-3-one and hydrogen
peroxide. The hydrogen peroxide is then reacted with phenol
and 4-aminophenazone in the presence of peroxidase to
produce a p-quinone imine dye, which is read
spectrophotemetrically at 500 run. Cholesterol concentration
is then calculated against a standard curve. The entire
assay is automated using a Biomek Automated Workstation.
Uterine Eosinophil Peroxidase (EPO) Assay
The uteri from above are kept at 4°C until time of
enzymatic analysis. The uteri are then homogenized in 50
volumes of 50 mM Tris buffer (pH - 8.0) containing 0.005%
Triton X-100. Upon addition of 0.01% hydrogen peroxide and
10 mM 0-phenylenediamine (final concentrations) in Tris
buffer, increase in absorbance is monitored for one minute
at 450 run. The presence of eosonophils in the uterus is an
indication of estrogenic activity of a compound. The
maximal velocity of a 15 second interval is determined over
the initial, linear portion of the reaction curve.
Inhibition of Bone Loss (Osteoporosis) Test Procedure
Following the general preparation procedure described
above, the rats are treated daily for thirty-five days (6
rats per treatment group) and sacrificed by carbon dioxide
asphyxiation on the 36th day. The thirty-five day time
period is sufficient to allow maximal reduction in bone
density, measured as described herein. At the time of
sacrifice, the uteri are removed, dissected free of
extraneous tissue, and the fluid contents are expelled
before determination of wet weight in order to confirm
estrogen deficiency associated with complete ovariectomy.
Uterine weight is routinely reduced about 75% in response to
ovariectomy. The uteri are then placed in 10% neutral
buffered formalin to allow for subsequent histological
analysis.
The right femurs are excised and digitilized X-rays
generated and analyzed by an image analysis program (NIH
image) at the distal metaphysis. The proximal aspect of the
tibiae from these animals are also scanned by quantitative
computed tomography. In accordance with the above
procedures, F-V or ethynyl estradiol (EE2) in 20%
hydroxypropyl ß-cyclodextrin are orally administered to test
animals. F-V is also useful in combination with estrogen
or progestin.
MCF-7 Proliferation Assay
MCF-7 breast adenocarcinoma cells (ATCC HTB 22) are
maintained in MEM (minimal essential medium, phenol red-
free, Sigma, St. Louis, MO) supplemented with 10% fetal
bovine serum (FBS) (V/V) , L-glutamine (2 mM) , sodium
pyruvate (1 mM), HEPES {(N-[2-hydroxyethyl]piperazine-N'-[2-
ethanesulfonic acid]10 mM}, non-essential amino acids and
bovine insulin (1 ug/mL) (maintenance medium) . Ten days
prior to assay, MCF-7 cells are switched to maintenance
medium supplemented with 10% dextran coated charcoal
stripped fetal bovine serum (DCC-FBS) assay medium) in place
of 10% FBS to deplete internal stores of steroids. MCF-7
cells are removed from maintenance flasks using cell
dissociation medium (Ca++/Mg++ free HBSS (phenol red-free)
supplemented with 10 mM HEPES and 2 mM EDTA) . Cells are
washed twice with assay medium and adjusted to 80,000
cells/mL. Approximately 100 mL (8,000 cells) are added to
flat-bottom microculture wells (Costar 3596) and incubated
at 37°C in a 5% CO2 humidified incubator for 48 hours to
allow for cell adherence and equilibration after transfer.
Serial dilutions of drugs or DMSO as a diluent control are
prepared in assay medium and 50 mL transferred to triplicate
microcultures followed by 50 mL assay medium for a final
volume of 200 mL. After an additional 48 hours at 37°C in a
5% CO2 humidified incubator, microcultures are pulsed with
tritiated thymidine (1 uCi/well) for 4 hours. Cultures are
terminated by freezing at -70°C for 24 hours followed by
thawing and harvesting of microcultures using a Skatron
Semiautomatic Cell Harvester. Samples are counted by liquid
scintillation using a Wallac BetaPlace ß counter.
DMBA-Induced Mammary Tumor Inhibition
Estrogen-dependent mammary tumors are produced in
female Sprague-Dawley rats which are purchased from Harlan
Industries, Indianapolis, Indiana. At about 55 days of age,
the rats receive a single oral feeding of 20 mg of 7,12-
dimethylbenz[a]anthracene (DMBA). About 6 weeks after DMBA
administration, the mammary glands are palpated at weekly
intervals for the appearance of tumors. Whenever one or
more tumors appear, the longest and shortest diameters of
each tumor are measured with a metric caliper, the
measurements are recorded, and that animal is selected for
experimentation. An attempt is made to uniformly distribute
the various sizes of tumors in the treated and control
groups such that average-sized tumors are equivalently
distributed between test groups. Control groups and test
groups for each experiment contain 5 to 9 animals.
F-V is administered either through intraperitoneal
injections in 2% acacia, or orally. Orally administered
compounds are either dissolved or suspended in 0.2 mL corn
oil. Each treatment, including acacia and corn oil control
treatments, is administered once daily to each test animal.
Following the initial tumor measurement and selection of
test animals, tumors are measured each week by the above-
mentioned method. The treatment and measurements of animals
continue for 3 to 5 weeks at which time the final areas of
the tumors are determined. For each compound and control
treatment, the change in the mean tumor area is determined.
Uterine Fibrosis Test Procedures
Test 1: Between 3 and 20 women having uterine fibrosis are
administered F-V. The amount of compound administered is
from 0.1 to 1000 mg/day, and the period of administration is
3 months. The women are observed during the period of
administration, and up to 3 months after discontinuance of
administration, for effects on uterine fibrosis.
Test 2: The same procedure is used as in Test 1, except the
period of administration is 6 months.
Test 3: The same procedure is used as in Test 1, except the
period of administration is 1 year.
Test 4: Prolonged estrogen stimulation is used to induce
leiomyomata in sexually mature female guinea pigs. Animals
are dosed with estradiol 3-5 times per week by injection for
2-4 months or until tumors arise. Treatment consisting of
F-V or vehicle is administered daily for 3-16 weeks and then
animals are sacrificed and the uteri harvested and analyzed
for tumor regression.
Test 5: Tissue from human leiomyomas are implanted into the
peritoneal cavity and/or uterine myometrium of sexually
mature, castrated, female, nude mice. Exogenous estrogen is
supplied to induce growth of the explanted tissue. In some
cases, the harvested tumor cells are cultured in vitro prior
to implantation. Treatment consisting of F-V or vehicle is
supplied by gastric lavage on a daily basis for 3-16 weeks
and implants are removed and measured for growth or
regression. At the time of sacrifice, the uteri are
harvested to assess the status of the organ.
Test 6: Tissue from human uterine fibroid tumors is
harvested and maintained, in vitro, as primary non-
transformed cultures. Surgical specimens are pushed through
a sterile mesh or sieve, or alternately teased apart from
surrounding tissue to produce a single cell suspension.
Cells are maintained in media containing 10% serum and
antibiotic. Rates of growth in the presence and absence of
estrogen are determined. Cells are assayed for their
ability to produce complement component C3 and their
response to growth factors and growth hormone. In vitro
cultures are assessed for their proliferative response
following treatment with progestins, GnRH, F-V, and vehicle.
Levels of steroid hormone receptors are assessed weekly to
determine whether important cell characteristics are
maintained in vitro. Tissue from 5-25 patients is utilized.
Test 7: F-V's ability to inhibit estrogen-stimulated
proliferation of leiomyoma-derived ELT cell lines is
measured substantially as described in Fuchs-Young, et al.,
"Inhibition of Estrogen-Stimulated Growth of Uterine
Leiomyomas by Selective Estrogen Receptor Modulators", Mol.
Car., 17(3):151-159 (1996), the teachings of which are
herein incorporated by reference.
Endometriosis Test Procedures
Test 1: Twelve to thirty adult CD strain female rats are
used as test animals. They are divided into three groups of
equal numbers. The estrous cycle of all animals is
monitored. On the day of proestrus, surgery is performed on
each female. Females in each group have the left uterine
horn removed, sectioned into small squares, and the squares
are loosely sutured at various sites adjacent to the
mesenteric blood flow. In addition, females in Group 2 have
the ovaries removed. On the day following surgery, animals
in Groups 1 and 2 receive intraperitoneal injections of
water for 14 days whereas animals in Group 3 receive
intraperitoneal injections of 1.0 mg of F-V per kilogram of
body weight for the same duration. Following 14 days of
treatment, each female is sacrificed and the endometrial
explants, adrenals, remaining uterus, and ovaries, where
applicable, are removed and prepared for histological
examination. The ovaries and adrenals are weighed.
Test 2: Twelve to thirty adult CD strain female rats are
used as test animals. They are divided into two equal
groups. The estrous cycle of all animals is monitored. On
the day of proestrus, surgery is performed on each female.
Females in each group have the left uterine horn removed,
sectioned into small squares, and the squares are loosely
sutured at various sites adjacent to the mesenteric blood
flow. Approximately 50 days following surgery, animals
assigned to Group 1 receive intraperitoneal injections of
water for 21 days whereas animals in Group 2 receive
intraperitoneal injections of 1.0 mg of F-V per kilogram of
body weight for the same duration. Following 21 days of
treatment, each female is sacrificed and the endometrial
explants and adrenals are removed and weighed. The explants
are measured as an indication of growth. Estrous cycles are
monitored.
Test 3: Autographs of endometrial tissue are used to induce
endometriosis in rats and/or rabbits. Female animals at
reproductive maturity undergo bilateral oophorectomy, and
estrogen is supplied exogenously thus providing a specific
and constant level of hormone. Autologous endometrial
tissue is implanted in the peritoneum of 5-150 animals and
estrogen supplied to induce growth of the explanted tissue.
Treatment consisting of a compound of the present invention
is supplied by gastric lavage on a daily basis for 3-16
weeks, and implants are removed and measured for growth or
regression. At the time of sacrifice, the intact horn of
the uterus is harvested to assess status of endometrium.
Test 4: Tissue from human endometrial lesions is implanted
into the peritoneum of sexually mature, castrated, female,
nude mice. Exogenous estrogen is supplied to induce growth
of the explanted tissue. In some cases, the harvested
endometrial cells are cultured in vitro prior to
implantation. Treatment consisting of F-V supplied by
gastric lavage on a daily basis for 3-16 weeks, and implants
are removed and measured for growth or regression. At the
time of sacrifice, the uteri are harvested to assess the
status of the intact endometrium.
Test 5: Tissue from human endometrial lesions is harvested
and maintained in vitro as primary non-transformed cultures.
Surgical specimens are pushed through a sterile mesh or
sieve, or alternately teased apart from surrounding tissue
to produce a single cell suspension. Cells are maintained
in media containing 10% serum and antibiotic. Rates of
growth in the presence and absence of estrogen are
determined. Cells are assayed for their ability to produce
complement component C3 and their response to growth factors
and growth hormone. In vitro cultures are assessed for
their proliferative response following treatment with
progestins, GnRH, F-V, and vehicle. Levels of steroid
hormone receptors are assessed weekly to determine whether
important cell characteristics are maintained in vitro.
Tissue from 5-25 patients is utilized.
CNS Disorders Including Alzheimer's Disease
Estrogens, such as 17ß-estradiol, regulate gene
transcription by binding to estrogen receptors (ER) which
reside in the cytoplasm of certain cell populations. Ligand
activation of the ER is a prerequisite for nuclear transport
of the complex where binding to a 13 base-pair palindromic
DNA consensus sequence (estrogen response element,, or ERE)
begins assembly of a transcriptional apparatus which
culminates in the activation of appropriate target genes. A
variety of genes have been identified which are regulated by
estrogen. These include cytoskeletal proteins, neuro-
transmitter biosynthetic and metabolic enzymes and
receptors, as well as other hormones and neuropeptides.
ERE's have been identified in many estrogen-responsive genes
including vitellogenin, c-fos, prolactin, and luteinizing
hormone.
Of significance in the central nervous system, ERE-like
sequences have been identified in p75ngr and trkA, both of
which serve as signaling molecules for the neurotrophins:
nerve growth factor (NGF), brain derived nerve growth factor
(BDNGF), and neurotrophin-3.
BDNF as well as NGF have been shown to promote the
survival of cholinergic neurons in culture. It is
postulated that if the interactions between neurotrophins
and estrogens are important for the development and survival
of basal forebrain neurons (which degenerate in Alzheimer's
disease) then clinical conditions in which an estrogen
deficiency exists (as after menopause) may contribute to a
loss of these neurons.
The following experiment is conducted in ovariectomized
rats (prepared as described above) to determine the
similarities and/or differences between F-V and estrogen at
affecting gene expression in various brain regions. Six
week old rats are dosed daily with subcutaneous injections
of estradiol benzoate (0.03 mg/kg), F-V or vehicle
(control) . After five weeks of treatment, animals are
sacrificed and their brains removed and hippocampi collected
by microdissection. The hippocampi are fast frozen in
liquid nitrogen and stored at -70°C. Total RNA is prepared
from pooled tissue from the appropriate treatment and
control groups and reverse transcribed using a 3'
oligonucleotide primer which is selected for specific mRNA
(poly-A+) populations. Polymerase chain reactions (PCR) are
carried out in a cocktail consisting of: random 5'
oligonucleotides (10 base-pairs in length; total of 150),
reaction buffer, Tag polymerase, and a 32PdTCP.
After 40 rounds of amplification, the reaction products
are size fractionated on a 6% TBE-urea gel, dried and
exposed to X-ray film. The resulting mRNA display patterns
are compared between treatment groups.
Use of F-V in Conjunction with Estrogen
Peri- and post-menopausal women often undergo hormone
replacement therapy (HRT) to combat negative consequences
associated with the drop in circulating endogenous estrogen,
e.g., to treat hot flashes. However, HRT has been
associated with increased risks of certain cancers including
uterine and breast cancer. F-V may be employed in
conjunction with HRT to inhibit these risks.
Use of F-V in Conjunction With an Aromatase Inhibitor
By definition, the ovaries of a postmenopausal woman
are not functioning. Her only source of estrogen is through
conversion of adrenal androgens to estrogens by the enzyme
aromatase, which is found in peripheral tissues (including
fat, muscle and the breast tumor itself). Thus, drugs that
inhibit aromatase (aromatase inhibitors) deplete the
postmenopausal woman of circulating estrogen. Estrogen
deprivation by means of aromatase inhibition is an important
treatment option for patients with metastatic breast cancer.
During therapy with an aromatase inhibitor, lack of
circulating estrogen may cause negative, unintended side-
effects, for example on serum lipid levels. F-V may be
employed to inhibit these negative effects.
Use of F-V in Conjunction with a LHRH Analogue
Continuous exposure to a LHRH (lutenizing hormone
releasing hormone) analogue inhibits estrogen production in
the premenopausal women by desensitizing the pituitary
gland, which then no longer stimulates the ovaries to
produce estrogen. The clinical effect is a "medical
oophrectomy" which is reversible upon cessation of the LHRH
analogue. During therapy with a LHRH analogue, lack of
circulating estrogen may cause negative, unintended side-
effects, for example on serum lipid levels. F-V may be
employed to inhibit these negative effects.
Increasing Levels of Acetyl Choline
It is known that patients suffering from Alzheimer's
disease have a markedly smaller level of cholinergic neurons
in the hippocampus than their non-Alzheimer peers. The
progressive loss of these cholinergic neurons appears to
mirror the progressive loss in memory and cognitive function
in these patients. It is thought that one reason for the
decline of these neurons is the loss or decreased function
of the neurotransmitter, acetyl choline.
The level of acetylcholine in a neuron is basically
determined by where the equilibrium between its bio-
synthesis and bio-degradation lies. The enzyme choline
acetyltransferase (ChAT) is primarily responsible for its
synthesis and acetylcholineesterase (AChE) for its
degradation.
In the order to determine F-V's effect on levels of
ChAT, the following experiment is performed: Following the
general rat preparation procedure described above, 40 rats
are dosed daily by subcutaneous injection or oral gavage
with F-V at 3 mg/kg/day in a vehicle containing 10%
cyclodextrin, estradiol benzoate at 0.03 or 0.3 mg/kg/day,
or vehicle control. Animals are treated for 3 or 10 days.
There are twenty animals per each dosing regimen. At the
appropriate time intervals, the animals are sacrificed and
their brains dissected. The particular portions of the
brains are homogenized and assayed. Homogenates from the
hippocampus and frontal cortex were processed and
determination of ChAT activity is made by a radio-labelled
assay of the bio-synthesis of acetyl choline. This
procedure may be found in Schoepp et al., J. Neural
Transmiss., 78:183-193, 1989, the teachings of which are
incorporated by reference.
As expected, in the OVX animals, ChAT levels are
reduced >50% (p controls.
In another embodiment of the present invention, F-V is
used in combination with an AChE inhibitor. Use of an AChE
inhibitor increases levels of acetylcholine by blocking its
degradation via inhibition of AChE.
Benign Prostatic Hyperplasia (BPH)
For background on the link between estrogen action and
treatment of BPH and prostate carcinoma, see PCT Application
No. WO 98/07274, International Publication Date: October 15,
1998.
In the experiments described below, the ability of F-V
to bind at estrogen receptors in several human prostatic
cancer cell lines is evaluated.
Lysates of the LNCaP, DU-45 and PC-3 human prostatic
cancer cell lines are prepared in a TEG medium comprising 50
nM Tris•HCl pH 7.4, 1.5 mM ethylenediamine tetraacetic acid
(EDTA) 0.4 M KCl, 10% glycerol, 0.5 mM 2-ME, and 10 mM
sodium molybdate further containing the protease inhibitors
pepstatin (1 mg/mL), leupeptin (2 mg/mL), aprotinin (5
mg/mL) and phenylmethylsulfonyl fluoride (PMSF, 0.1 mM)
(TEGP).
The cell lysates are centrifuged and the pellets
resuspended in cold TEGP (1 mL TEGP/100 mg of pellet) and
sonicated for 30 seconds (duty cycle 70%, output 1.8) on a
Branson Model 450 Sonifier. Lysates are pelleted by
centrifugation at 10,000 x G for 15 minutes at 4°C after
which the supernates are withdrawn and either used
immediately or stored at -70°C.
Competitive Binding Assay: The binding buffer is TEG in
which the 0.4 M KCl is replaced by 50 mM NaCl and to which 1
mg/mL of ovalbumin had been further added (TEGO) . F-V is
diluted to 20 nM in TEGO from which 3-fold serial dilutions
are prepared. Assays are performed in round-bottom
polyprolylene microplates in triplicate microwells. Each
well receives 35 mL of tritiafeed 17ß-estradiol (0.5 nM,
specific activity 60.1 Ci/mmol, DuPont-New England Nuclear,
Boston, MA) and 35 mL of cold competitot test compound (0.1
nM - 5 mM) or TEGO, and following incubation for 5 minutes
at 4°C with shaking, 70 mL of MCF-7 cell line lysate.
Plates are incubated for 24 hours at 4°C after which
time 70 mL of dextran-coated charcoal (DCC) is added to each
well followed by vigorous shaking for 8 minutes at 4°C. The
plates are then centrifuged at 1500 x G for 10 minutes at
4°C. Supernate is harvested from each well into a flexible
polystyrene microplate for scintillation counting in a
Wallac Micobeta Model 1450 counter. Radioactivity is
expressed as disintegrations per minute (DPM) after
correcting for counting efficiency (35-40%) and background.
Additional controls are total counts and total counts + DCC
to defined the lower limit of DCC extractable counts. The
results of these competitive binding assays are expressed as
mean percent bound (% Bound) +/- standard deviation using
the formula:
Prevention of Breast Cancer
This invention also relates to the administration of F-
V to a recipient who is at risk of developing de novo breast
cancer. The term "de novo", as used herein, means the lack
of transformation or metamorphosis of normal breast cells to
cancerous or malignant cells in the first instance. Such a
transformation may occur in stages in the same or daughter
cells via an evolutionary process or may occur in a single,
pivotal event. This de novo process is in contrast to the
metastasis, colonization, or spreading of already
transformed or malignant cells from the primary tumor site
to new locations.
A person who is at no particular risk of developing
breast cancer is one who may develop de novo breast cancer,
has no evidence or suspicion of the potential of the disease
above normal risk, and who has never had a diagnosis of
having the disease. The greatest risk factor contributing
to the development of breast carcinoma is a personal history
of suffering from the disease, or an earlier occurrence of
the disease, even if it is in remission with no evidence of
its presence. Another risk factor is family history of the
disease.
Induction of mammary tumors in rats by administration
of the carcinogen N-nitroso-N-methylurea is a well-accepted
animal model for the study of breast cancer and has been
found suitable for analyzing the effect of chemopreventive
agents.
In two separate studies, 55-day old female Sprague-
Dawley rats are given an intravenous (Study 1) or
intraperitoneal (Study 2) dose of 50 mg of N-nitroso-N-
methylurea per kilogram of body weight one week prior to
feeding ad libitum a diet into which varying amounts of F-V,
(Z)-2-[4-(1, 2-diphenyl-l-butenyl)phenoxy] -N,N-
dimethylethanamine base (tamoxifen base), or control are
blended.
In Study 1, the dietary doses of 60 mg/kg of diet and
20 mg/kg of diet translates into roughly comparable doses of
3 and 1 mg/kg of body weight for the test animals.
In Study 2, the dietary doses of 20, 6, 2, and 0.6
mg/kg of diet translates roughly into comparable doses of 1,
0.3, 0.1 and 0.03 mg/kg of body weight for the test animals.
Rats are observed for evidence of toxicity and are
weighed and palpated for tumor formation once a week. The
animals are sacrificed after thirteen weeks (Study 1) or
eighteen weeks (Study 2) and tumors are confirmed and
weighed at autopsy.
Formulations
The term "pharmaceutical" when used herein as an
adjective means substantially non-deleterious to the
recipient mammal. By "pharmaceutical formulation" it is
meant the carrier, diluent, excipients and active
ingredient(s) must be compatible with the other ingredients
of the formulation, and not deleterious to the recipient
thereof.
F-V is preferably formulated prior to administration.
The selection of the formulation should be decided by the
attending physician taking into considerations the same
factors involved with determining the effective amount.
The total active ingredients in such formulations
comprises from 0.1% to 99.9% by weight of the formulation.
Preferably, no more than two active ingredients are
contained in said formulation. That is, it is preferred to
formulate F-V with a second active ingredient selected from
an estrogen, progestin, aromatase inhibitor, LHKH analogue
and AChE inhibitor. Most preferred formulations are those
where F-V is the sole active ingredient.
Pharmaceutical formulations of the present invention
are prepared by procedures known in the art using well known
and readily available ingredients. For example, F-V, either
alone, or in combination with an estrogen, progestin,
aromatase inhibitor, LHRH analogue, or an AChE inhibitor
compound, are formulated with common excipients, diluents,
or carriers, and formed into tablets, capsules, suspensions,
solutions, injectables, aerosols, powders, and the like.
Pharmaceutical compositions of this invention for
parenteral administration comprise sterile aqueous or non-
aqueous solutions, dispersions, suspensions, or emulsions,
as well as sterile powders which are reconstituted
immediately prior to use into sterile solutions or
suspensions. Examples of suitable sterile aqueous and non-
aqueous carriers, diluents, solvents or vehicles include
water, physiological saline solution, ethanol, polyols (such
as glycerol, propylene glycol, poly(ethylene glycol), and
the like), and suitable mixtures thereof, vegetable oils
(such as olive oil), and injectable organic esters such as
ethyl oleate. Proper fluidity is maintained, for example,
by the use of coating materials such as lecithin, by the
maintenance of proper particle size in the case of
dispersions and suspensions, and by the use of surfactants.
Parenteral compositions may also contain adjuvants such
as preservatives, wetting agents, emulsifying agents, and
dispersing agents. Prevention of the action of
microorganisms is ensured by the inclusion of antibacterial
and antifungal agents, for example, paraben, chlorobutanol,
phenol sorbic acid, and the like. It may also be desirable
to include isotonic agents such as sugars, sodium chloride,
and the like. Prolonged absorption of injectable
formulations may be brought about by the inclusion of agents
which delay absorption such as aluminum monostearate and
gelatin.
In some cases, in order to prolong the effect of the
drug, it is desirable to slow the absorption of the drug
following subcutaneous or intramuscular injection. This may
be accomplished by the use of a liquid suspension of
crystalline material of low water solubility or by
dissolving or suspending the drug in an oil vehicle. In the
case of the subcutaneous or intramuscular injection of a
suspension containing a form of the drug with low water
solubility, the rate of absorption of the drug depends upon
its rate of dissolution.
Injectable "depot" formulations of F-V are made by
forming microencapsulated matrices of the drug in
biodegradable polymers such as poly(lactic acid),
poly(glycolic acid), copolymers of lactic and glycolic acid,
poly (orthoesters), and poly (anhydrides) these materials
which are described in the art. Depending upon the ratio of
drug to polymer and the characteristics of the particular
polymer employed, the rate of drug release can be
controlled.
Injectable formulations are sterilized, for example, by
filtration through bacterial-retaining filters, or by
presterilization of the components of the mixture prior to
their admixture, either at the time of manufacture or just
prior to administration (as in the example of a dual chamber
syringe package).
Solid dosage forms for oral administration include
capsules, tablets, pills, powders, and granules. In such
solid dosage forms, F-V is mixed with at least one inert,
pharmaceutical carrier such as sodium citrate, or dicalcium
phosphate, and/or (a) fillers or extenders such as starches,
sugars including lactose and glucose, mannitol, and silicic
acid, (b) binding agents such as carboxymethyl-cellulose and
other cellulose derivatives, alginates, gelatin,
poly(vinylpyrrolidine), sucrose and acacia, (c) humectants
such as glycerol, (d) disintegrating agents such as agar-
agar, calcium carbonate, sodium bicarbonate, potato or
tapioca starch, alginic acid, silicates and sodium
carbonate, (e) moisturizing agents such as glycerol; (f)
solution retarding agents such as paraffin, (g) absorption
accelerating agents such as quaternary ammonium compounds,
(h) wetting agents such as cetyl alcohol and glycerin
monostearate, (i) absorbents such as kaolin and bentonite
clay, and (j) lubricants such as talc, calcium stearate,
magnesium stearate, solid poly(ethylene glycols), sodium
lauryl sulfate, and mixtures thereof. In the case of
capsules, tablets and pills, the dosage form may also
contain buffering agents.
Solid compositions of a similar type may also comprise
the fill in- soft or hard gelatin capsules using excipients
such as lactose as well as high molecular weight
poly(ethylene glycols) and the like.
Solid dosage forms such as tablets, dragees, capsules,
pills and granules can also be prepared with coatings or
shells such as enteric coatings or other coatings well known
in the pharmaceutical formulating art. The coatings may
contain opacifying agents or agents which release the active
ingredient(s) in a particular part of the digestive tract,
as for example, acid soluble coatings for release of the
active ingredient(s) in the stomach, or base soluble
coatings for release of the active ingredient(s) in the
intestinal tract.
The active ingredient(s) may also be microencapsulated
in a sustained-release coating, with the microcapsules being
made part of a pill of capsule formulation.
Liquid dosage forms for oral administration of F-V
include solution, emulsions, suspensions, syrups and
elixirs. In addition to the active components, liquid
formulations may include inert diluents commonly used in the
art such as water or other pharmaceutical solvents,
solubilizing agents and emulsifiers such as ethanol,
isopropanol, ethyl carbonate, ethyl acetate, benzyl alcohol,
benzyl benzoate, propylene glycol, 1,3-butylene glycol,
dimethyl formamide, oils (in particular, cottonseed, ground
nut, corn, germ, olive, castor, and sesame oils), glycerol,
tetrahydrofurfuryl alcohol, poly(ethylene glycols), fatty
acid esters of sorbitol, and mixtures thereof.
Besides inert diluents, the liquid oral formulations
may also include adjuvants such as wetting agents,
emulsifying and suspending agents, and sweetening,
flavoring, and perfuming agents.
Liquid suspension, in addition to the active
ingredient(s) may contain suspending agents such as
ethoxylated isostearyl alcohols, polyoxyethylene sorbitol
and sorbitan esters, microcrystalline cellulose, aluminum
metahydroxide, bentonite clay, agar-agar, and tragacanth,
and mixtures thereof.
Compositions for rectal or intravaginal administration
are prepared by mixing F-V with suitable non-irritating
excipients such as cocoa butter, polyethylene glycol or any
suppository wax which is a solid at room temperature, but
liquid at body temperature and therefore melt in the rectum
or vaginal cavity to release the active component(s). The
compounds are dissolved in the melted wax, formed into the
desired shape, and allowed to harden into the finished
suppository formulation.
F-V may also be administered in the form of liposomes.
As is know in the art, liposomes are generally derived from
phospholipids or other lipid substances. Lipososome
formulations are formed by mono- or multilamellar hydrated
liquid crystals which are dispersed in an aqueous medium.
Any non-toxic, pharmaceutical, and metabolizable lipid
capable of forming liposomes can be used. The present
compositions in liposome form can contain, in addition to F-
V, stabilizers, excipients, preservatives, and the like.
The preferred lipids are phospholipids and the phosphatidyl
cholines (lecithins), both natural and synthetic.
Methods for forming liposomes are know in the art as
described, for example, in Prescott, Ed., Methods in Cell
Biology, Volume XIV, Academic Press, New York, N. Y. (1976),.
p. 33 et seq.
The following formulation examples are illustrative
only and are not intended to limit the scope of the present
invention.
Formulation 1: Tablets containing approximately 10 and 50
ings, respectively, of F-V may be prepared as follows:
The components are blended and compressed to form tablets.
Alternatively, tablets each containing 2.5 - 1000 mg of
F-V are made up as follows:
F-V, starch, and cellulose are passed through a No. 45 mesh
U.S. sieve and mixed thoroughly. The solution of
polyvinylpyrrolidone is mixed with the resultant powders
which are then passed through a No. 14 mesh U.S. sieve. The
granules so produced are dried at 50°-60°C and passed
through a No. 18 mesh U.S. sieve. The sodium carboxymethyl
starch, magnesium stearate, and talc, previously passed
through a No. 60 U.S. sieve, are then added to the granules
which, after mixing, are compressed on a tablet machine to
yield tablets.
Suspensions each containing 0.1 - 1000 mg of medicament
per 5 ml dose are made as follows:
The medicament is passed through a No. 45 mesh U.S. sieve
and mixed with the sodium carboxymethyl cellulose and syrup
to form a smooth paste. The benzoic acid solution, flavor,
and color are diluted with some of the water and added, with
stirring. Sufficient water is then added to produce the
required volume.
The solution of the above ingredients is intravenously
administered to a patient at a rate of about 1 mL per
minute.
Formulation 5: Tablets Containing Cysteine Hydrochloride
Core tablets weighing approximately 250 mg and
containing approximately 10 mg or 20 mg of F-V are prepared
generally as follows. The F-V, water soluble diluents
(lactose monohydrate and anhydrous lactose), and a portion
of the distintegrant (crospovidone) are blended in a high
shear granulator. This blend is then wet massed in the high
shear granulator with an aqueous solution of povidone and
polysorbate 80. The cysteine hydrochloride is also
dissolved in the granulation solution and added during the
wet mass step via the granulation solution. To maintain a
constant tablet fill weight, the amount of lactose (lactose
monohydrate and anhydrous lactose) is reduced corresponding
to the amount of cysteine hydrochloride added. Following a
wet sizing step through a rotating impeller mill, the
granules are dried using a fluid bed dryer. The dried
granules are reduced to a suitable size with a rotating impeller mill. The remaining ingredients (microcrystalline
cellulose, magnesium stearate, and rest of the crospovidone)
are added to the dried granules and blended. This mixture
is then compressed into round shaped tablets using a
conventional rotary tablet press. The unit formulae for
each of these lots are summarized in Table 2 which includes
the amounts (mg/tablet) and type of excipient utilized in
each case. As seen from the table, the tablet cores for
lots C and D included the application of a film coat which
is applied via an aqueous dispersion in a side-vented
coating pan fitted to a commercial air-handling unit.
Formulation 6: Tablets Containing Methionine
Core tablets weighing approximately 250 mg and
containing approximately 1 mg of F-V are prepared generally
as follows. F-V, water soluble diluents (lactose
monohydrate and anhydrous lactose), and a portion of the
distintegrant (crospovidone) are blended in a high shear
granulator. This blend is then wet massed in the high shear
granulator with an aqueous solution of the povidone and
polysorbate 80. The methionine is also dissolved in the
granulation solution and added during the wet mass step via
the granulation solution. To maintain a constant tablet
fill weight, the amount of lactose (lactose monohydrate and
anhydrous lactose) is reduced corresponding to the amount of
stabilizer added. Following a wet sizing step through a
rotating impeller mill, the granules are dried using a fluid
bed dryer. The dried granules are reduced to a suitable
size with a rotating impeller mill. The remaining
ingredients (microcrystalline cellulose, magnesium stearate,
and the rest of crospovidone) are added to the dried
granules and blended. This mixture is then compressed into
round shaped tablets using a conventional rotary tablet
press. The unit formulae for each of these lots are
summarized in Table 3 which includes the amounts (mg/tablet)
and type of excipient utilized in each case.
Dosage
The specific dose of F-V administered according to this
invention is determined by the particular circumstances
surrounding each situation. These circumstances include,
the route of administration, the prior medical history of
the recipient, the pathological condition or symptom being
treated, the severity of the condition/symptom being
treated, and the age and sex of the recipient.
Generally, an effective minimum daily dose of F-V is
about 1, 5, 10, 15, or 20 mg. Typically, an effective
maximum dose is about 800, 100, 60, 50, or 40 mg. Most
typically, the dose ranges between 15 mg and 60 mg. The
exact dose may be determined, in accordance with the
standard practice in the medical arts of "dose titrating"
the recipient; that is, initially administering a low dose
of the compound, and gradually increasing the does until the
desired therapeutic effect is observed.
Although it may be necessary to dose titrate the
recipient with respect to the combination therapies
discussed above, typical doses of active ingredients other
than F-V are as follows: ethynyl estrogen (0.01 - 0.03
mg/day), mestranol (0.05 - 0.15 mg/day), conjugated
estrogenic hormones (e.g., Premarin®, Wyeth-Ayerst; 0.3 -
2.5 mg/day), medroxyprogesterone (2.5 -10 mg/day),
norethylnodrel (1.0 - 10.0 mg/day), nonethindrone (0.5 - 2.0
mg/day) , aminoglutemide (250-1250 mg/day, preferably 250 mg
four times per day), anastrazole (1-5 mg/day, preferably 1
mg once per day), letrozole (2.5-10 mg/day, preferably 2.5
mg once a day), formestane (250-1250 mg per week, preferably
250 mg twice weekly), exemestane (25-100 mg/day, preferably
25 mg once per day) , goserlin (3-15 mg/three months,
preferably 3.6-7.2 mg once every three months) and
leuprolide (3-15 mg/month, preferably 3.75-7.5 mg once every
month).
Route of administration
F-V can be administered by a variety of routes
including oral, rectal, transdermal, subcutaneus,
intravenous, intramuscular, and intranasal. The method of
administration of each estrogen- and progestin-based agent
is consistent with that which is known in the art. F-V,
alone or in combination with estrogen, progestin, or an AChE
inhibitor generally will be administered in a convenient
formulation.
The pharmaceutical compositions of this invention may
be administered to humans and other mammals (e.g., dogs,
cats, horses, swine and the like) orally, rectally,
intravaginally, parenterally, topically, bucally or
sublingually, or nasally. The term "parenteral
administration" refers herein to modes of administration
which include intravenous, intramuscular, intraperitoneal,
instrasternal, subcutaneous, or intraarticular injection or
infusion.
Mode/Length of Administration
For the majority of the methods of the present
invention, F-V is administered continuously, from. 1 to 3
times daily or as often as needed to deliver an effective
amount of F-V to the recipient. Cyclical therapy may
especially be useful in the treatment of endometriosis or
may be used acutely during painful attacks of the disease.
In the case of restenosis, therapy may be limited to short
(1-6 months) intervals following medical procedures such as
angioplasty.
We Claim:
1. A crystalline non-solvated anhydrous form of 6-hydroxy-3-(4-[2-(piperidin-l-
yl) ethoxy] phenoxy)-2-(4-methoxyphenyl) benzo [b] thiophene hydrochloride (F
V) having an X-ray diffraction pattern which comprises at least one of the
following peaks: 7.3 ± 0.2, 15.5 ± 0.2, 15.9 ± 0.2, and 17.6 ± 0.2° in
20 when obtained from a copper radiation source.
2. A crystalline non-solvated anhydrous form of 6-hydroxy-3-(4-[2-(piperidin-l-
yl) ethoxy] phenoxy)-2-(4-methoxyphenyl) benzo [b] thiophene hydrochloride (F
V) as claimed in Claim 1, wherein said X-ray diffraction pattern further
comprises at least one of the following peaks: 17.9 ± 0.2,
18.2 ± 0.2, 18.9 ± 0.2, and 21.5 ± 0.2 in 20 when obtained from a copper radiation
source.
3. A pharmaceutical formulation comprising the crystalline compound as
claimed in Claim 1 as an active ingredient alongwith one or more pharmaceutical
carriers, diluents, or excipients; and optionally a stabilizing agent selected from
methionine, acetylcysteine, cysteine or cysteine hydrochloride; and optionally
estrogen, optionally progestin, optionally an aromatase inhibitor, optionally an
LHRH analogue and optionally an acetyl choline esterase(AChE) inhibitor,
wherein the amount of active ingredient is present in an amount ranging from
0.1 % to 99.9 % of the weight of the formulation.
4. The formulation of Claim 3 which comprises the crystalline compound of
Claim 1; one or more pharmaceutical carriers, diluents, or excipients; and
estrogen.
5. The formulation of Claim 3 which comprises the crystalline compound of
Claim 1; one or more pharmaceutical carriers, diluents, or excipients; and
progestin.
6. The formulation of Claim 5 wherein the progestin is selected from the group
consisting of norethylnodrel and norethindrone.
7. The formulation of Claim 3 which comprises the crystalline compound of
Claim 1; one or more pharmaceutical carriers, diluents, or excipients; and an
AChE inhibitor.
8. The formulation of Claim 7 wherein the AChE inhibitor is selected from the
group consisting of: physostigmine salicylate, tacrine hydrochloride, and
donepezil hydrochloride.
9. The formulation of Claim 3 which comprises the crystalline compound of
Claim 1; one or more pharmaceutical carriers, diluents, or excipients ; estrogen;
and progestin.
10. A process for preparing a compound of Claim 1 which comprises
crystallizing 6-hydroxy-3- (4- [2- (piperidin-l-yl)ethoxy] phenoxy)-2- (4-
methoxyphenyl) benzo [b] thiophene hydrochloride from a crystallization
solvent selected from the group consisting of: methanol or aqueous methanol,
ethanol or isopropanol; and subsequently drying the resulting solid to a constant
weight.
11. The process of Claim 10 wherein said solvent is aqueous methanol.
12. The process according to Claim 11 wherein the ratio of water to methanol (v:
v) is between 20% and 5%.
13. The process according to Claim 12 where the ratio is 15%.
The present invention is directed to a novel, non-solvated, anhydrous crystal
form of 6-hydroxy-3-(4-[2-(piperidin-1-yl)ethoxy]-phenoxy)-2-(4-
methoxyphenyl)benzo[b]thiophene hydrochloride and uses for same, including
inhibition of disease states associated with estrogen deprivation including
cardiovascular disease, hyperlipidemia, and osteoporosis; and inhibition of other
pathological conditions such as endometriosis, uterine fibrosis, estrogen-
dependent cancer (including breast and uterine cancer), prostate cancer, benign
prostatic hyperplasia, CNS disorders including Alzheimer's disease, prevention
of breast cancer, and up-regulating ChAT

Documents:

465-kolnp-2003-granted-abstract.pdf

465-kolnp-2003-granted-assignment.pdf

465-kolnp-2003-granted-claims.pdf

465-kolnp-2003-granted-correspondence.pdf

465-kolnp-2003-granted-description (complete).pdf

465-kolnp-2003-granted-drawings.pdf

465-kolnp-2003-granted-examination report.pdf

465-kolnp-2003-granted-form 1.pdf

465-kolnp-2003-granted-form 13.pdf

465-kolnp-2003-granted-form 18.pdf

465-kolnp-2003-granted-form 2.pdf

465-kolnp-2003-granted-form 26.pdf

465-kolnp-2003-granted-form 3.pdf

465-kolnp-2003-granted-form 5.pdf

465-kolnp-2003-granted-gpa.pdf

465-kolnp-2003-granted-reply to examination report.pdf

465-kolnp-2003-granted-specification.pdf

465-kolnp-2003-granted-translated copy of priority document.pdf


Patent Number 225209
Indian Patent Application Number 465/KOLNP/2003
PG Journal Number 45/2008
Publication Date 07-Nov-2008
Grant Date 05-Nov-2008
Date of Filing 16-Apr-2003
Name of Patentee ELI LILLY AND COMPANY
Applicant Address LILLY CORPORATE CENTER, DROP CODE 1104, INDIANAPOLIS, IN
Inventors:
# Inventor's Name Inventor's Address
1 LUKE, WAYNE, DOUGLAS 208 JENNINGS STREET, WEST LAFAYETTE, IN 47906
PCT International Classification Number C07D 333/64
PCT International Application Number PCT/US01/27773
PCT International Filing date 2001-10-18
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 60/242,252 2000-10-20 U.S.A.