Title of Invention

METHOD AND APPATUS FOR PERFORMING SOFT-HANDOFF IN A WIRELESS COMMUNICATION SYSTEM

Abstract When performing a soft-handoff, a communication system (200) determines whether to engage in an analysis of a reverse link (254) associated with a base station (209) under consideration to be added to an active set of a mobile station (MS) (202). Upon determining not to analyze the reverse link, the communication system adds the base station to the active set without evaluating the associated reverse link. Upon determining to engage in a reverse link analysis, the communication system evaluates the reverse link in order to assure that a communication link (220) is not terminated, or dropped, as part of the soft-handoff until such time as the communication system may confirm that an acceptable quality reverse link is being added. The communication system then determines whether to add the base station to the active set based upon the evaluation.
Full Text METHOD AND APPARATUS FOR PERFORMING SOFT-HANDOFF IN A
WIRELESS COMMUNICATION SYSTEM
Cross-reference to Related Application
This application is a continuation-in-part of U.S. Patent Application serial no.
10/439,743, Attorney Docket No. CE11382R, filed May 16, 2003, and further claims
priority from U.S. provisional application serial no. 60/483,807, filed June 30, 2003,
which is commonly owned and incorporated herein by reference in its entirety.
Field of the Invention
The present invention relates generally to wireless communication systems and, in
particular, to soft-handoffs in a wireless communication system.
Background of the Invention
Wireless communication systems are well known and consist of many types
including land mobile radio, cellular radiotelephone (inclusive of analog cellular, digital
cellular, personal communication systems (PCS) and wideband digital cellular systems),
and other communication system types. In cellular radiotelephone communication
systems, for example, a number of communication cells are typically comprised of one or
more Base Transceiver Stations (BTS's) coupled to one or more Base Station Controllers
(BSCs) or Central Base Station Controllers (CBSCs) and forming a Base Station
Subsystem (BSS). The BSCs or CBSCs are, in turn, coupled to a Mobile Switching
Center (MSC) which provides a connection between the BSS and an external network,
such as a Public Switched Telephone Network (PSTN), as well as interconnection to
other BSSs. Each BTS provides communication services to a mobile station (MS)
located in a coverage area serviced by the BTS via a communication resource that
includes a forward link for transmitting signals to, and a reverse link for receiving signals
from, the MS.

Fundamental to a wireless communication system is the ability to maintain
established communication connections while an MS moves in and between coverage
areas. In order to maintain established communication connections, lsoft-handoff
techniques have been developed for code division multiple access (CDMA)
communication systems whereby an MS is in concurrent, active communication with
multiple BTSs. Each BTS in active communication with the MS is a member of an
'active set' of the MS and transmits bearer traffic to, and receives bearer traffic from, the
MS. As the MS moves through the communication system, BTSs are added to, or deleted
from, the MS's active set so as to assure that the MS will always be in communication
with at least one BTS.
For example, FIG. 1 is block diagram of a CDMA wireless communication
system 100 of the prior art. Communication system 100 includes a BSS 104 comprising
multiple BTSs 106-108 that are each coupled to a CBSC 110. BSS 104 is coupled to an
MSC 114 and MSC 114 is in turn coupled to an external network 116 and provides a
communication link between the external network, or other BSSs, and BSS 104.
Communication system 100 further includes an MS 102 that concurrently is in active
communication with each of BTS 106 and 107. That is, MS 102 is in 'soft-handoff with
each of BTSs 106 and 107 and each of BTS 106 and BTS 107 is a member of an 'active
set' of MS 102. As members of the active set of MS 102, each BTS of BTSs 106 and 107
concurrently maintains a respective wireless communication link 120, 130 with the MS.
Each communication link 120, 130 includes a respective forward link 122, 132, for
conveyance of signals to MS 102 and a respective reverse link 124, 134, for receipt of
signals from the MS.
Each BTS 106,107 in the active set of MS 102 conveys the same bearer traffic to,
and receives the same bearer traffic from, the MS. By providing multiple BTSs that
concurrently convey same signals to, and receive same signals, from MS 102,
communication system 100 enhances the likelihood that the MS will receive an
acceptable quality signal from BSS 104 and that the BSS will receive an acceptable
quality signal from the MS. For example, when each BTS of BTSs 106 and 107 receives
a same frame from MS 102, the BTS determines whether the received frame is acceptable
or erroneous and forwards the frame, and an accompanying indicator of whether the

frame is acceptable, that is, good, or erroneous, that is, erased, to CBSC 110. CBSC 110,
specifically a selection and distribution unit (SDU) 112 included in the CBSC, then
selects a version of the received frame from among the versions received from BTSs 106
and 107 and forwards the selected version to MSC 114.
As MS 102 heads towards a coverage area, or sector, associated with BTS 108, a
signal strength of a pilot signal received by MS 102 from BTS 108 via a forward link 142
associated with BTS 108 increases until MS 102 identifies the pilot signal from BTS 108
as a viable communication link. In addition, as MS 102 heads away from a coverage
area, or sector, associated with BTS 106 a signal strength of a pilot signal received by MS
102 from BTS 106 via forward link 122 may deteriorate to the point that MS 102
determines that communication link 120 is no longer a viable communication link. MS
102 then requests that communication system 100 add BTS 108 to the MS's active set,
that is, establish a communication link 140 associated with BTS 108, comprising forward
link 142 and a reverse link 144, as an active communication link for transmitting data to,
and receiving data from, MS 102, and drop BTS 106 from the active set, that is, terminate
communication link 120. Typically, the request to drop a BTS is conveyed by MS 102
via a Pilot Strength Measurement Message (PSMM). Upon receiving the PSMM
message, BSS 104 drops BTS 106 from the active set of MS 102 and terminates, or
drops, communication link 120 between MS 102 and BTS 106.
A decision to add or drop a communication link 120, 130, 140 and a
corresponding BTS 106, 107, 108 from an active set is based on a forward link
measurement, that is, a measurement of a signal strength of a pilot signal received by an
MS, such as MS 102, via a corresponding forward link. That is, in making an add and/or
drop decision, communication system 100 assumes that a performance of a forward link
122, 132, 142 is substantially identical to a performance of a corresponding reverse link
124, 134, and 144. However, a problem arises when there is an imbalance between a
performance of a forward link, such as forward links 122,132,142, and a performance of
a corresponding reverse link, that is, respective reverse links 124, 134, and 144. For
example, a sector serviced by a BTS may be subject to interference particular to a reverse
link, or propagation paths and fading associated with each of a forward link and a reverse
link in a sector may be different due to frequency band separation between the forward

and reverse links. As a result, in some cases a communication link with a strong reverse
link may be dropped due to a weak forward link while a communication link with a weak
reverse link may be added due to a strong forward link. When the reverse link of the
dropped communication link, such as reverse link 124 of communication link 120, is the
only good reverse link of multiple reverse links, such as reverse links 124 and 134,
utilized by an MS while the reverse link of the added communication link, such as reverse
link 144 of communication link 140, is of unacceptable quality, then the dropping of the
communication link may result in a dropped call.
Thus, a need exists to ensure that a communication link is not terminated, or
dropped, as part of a soft-handoff until such time as the communication system may
confirm that an acceptable quality reverse link is being added.
Brief Description of the Accompanying Drawings
FIG. 1 is a block diagram of a wireless communication system of the prior art.
FIG. 2 is a block diagram of a wireless communication system in accordance with
an embodiment of the present invention.
FIG. 3 is a logic flow diagram of a performance of a soft-handoff by the
communication system of FIG. 2 in accordance with an embodiment of the present
invention.
FIG. 4 is a logic flow diagram of a method by which the communication system of
FIG. 2 determines whether to perform a reverse link analysis in accordance with various
embodiments of the present invention.
FIG. 5 is a logic flow diagram of a method by which the communication system of
FIG. 2 performs a reverse link analysis in accordance with an embodiment of the present
invention.
FIG. 6 is a logic flow diagram of a performance of a soft-handoff by the
communication system of FIG. 2 in accordance with another embodiment of the present
invention.

Detailed Description of the Invention
To address the need for a method and an apparatus that ensures that a first
communication link with the only acceptable reverse link is not dropped while a second
communication link with an unacceptable reverse link is added during a soft-handoff, a
communication system is provided that, when performing the soft-handoff, determines
whether to engage in an analysis of a reverse link associated with a base station under
consideration to be added to an active set of a mobile station. Upon determining not to
analyze the reverse link, the communication system adds the base station to the active set
without evaluating the associated reverse link. Upon determining to engage in a reverse
link analysis, the communication system evaluates the reverse link in order to assure that
a communication link is not terminated, or dropped, as part of the soft-handoff until such
time as the communication system may confirm that an acceptable quality reverse link is
being added. The communication system then determines whether to add the base station
to the active set based upon the evaluation. Upon determining to not add the base station
to the active set, the communication system may further monitor the forward links
associated with the MS to determine whether to re-consider adding the base station, and
the communication links associated with the base station, to the active set.
Generally, an embodiment of the present invention encompasses a method for
performing a soft-handoff in a wireless communication system. The method includes
receiving a request to add a base station to an active set of a mobile station and
determining whether to analyze a reverse link associated with base station. Upon
determining not to analyze the reverse link, the method further includes adding the base
station to the active set without evaluating the reverse link. Upon determining to analyze
the reverse link, the method further includes evaluating the reverse link and, upon
evaluating the reverse link, determining whether to add the base station to the active set
based upon the evaluation.
Another embodiment of the present invention encompasses an apparatus for
performing a soft-handoff in a wireless infrastructure. The apparatus includes a processor
that determines whether to analyze a reverse link associated with a base station under
consideration to be added to an active set of a mobile station, upon determining not to

analyze the reverse link, adds the base station to the active set without evaluating the
reverse link, upon determining to analyze the reverse link, evaluates the reverse link, and
upon evaluating the reverse link, determines whether to add the base station to the active
set base upon the evaluation.
The present invention may be more fully described with reference to FIGs. 2-6.
FIG. 2 is block diagram of a CDMA wireless communication system 200 in accordance
with an embodiment of the present invention. Similar to communication system 100,
communication system 200 includes a Base Station Subsystem (BSS) 204 comprising
multiple Base Transceiver Stations (BTSs) 206-209 (four shown) that are each coupled to
a controller 212, such as a Base Station Controller (BSC) or a Central Base Station
Controller (CBSC). BSS 204 is coupled to a mobile switching center (MSC) 260 and
MSC 260 is in turn coupled to an external network 262 and provides a communication
link between the external network, or other BSSs (not shown), and BSS 204. BSS 204
and MSC 260 may collectively be referred to as an infrastructure of communication
system 200.
Each of the multiple BTSs 206-209 and controller 212, preferably a Selection and
Distribution Unit (SDU) 214 included in the controller, comprises a respective processor
210, 215 such as one or more microprocessors, microcontrollers, digital signal processors
(DSPs), combinations thereof or such other devices known to those having ordinary skill
in the art Each of the multiple BTSs 206-209 and controller 212 further includes a
respective one or more memory devices 211, 216 respectively associated with the
processor 210, 215, such as random access memory (RAM), dynamic random access
memory (DRAM), and/or read only memory (ROM) or equivalents thereof, that store
data and programs that may be executed by the processor. Controller 212 may further
include a timer 218 that is coupled to SDU 214.
Communication system 200 further includes a mobile station (MS) 202 that is
concurrently in active communication with each BTS of multiple BTSs 206-208. That is,
MS 202 is in 'soft-handoff mode with the multiple BTSs 206-208 and each BTS of the
multiple BTSs 206-208 is a member of an 'active sef of MS 202. As members of the
active set of MS 202, each BTS of the multiple BTSs 206-208 concurrently maintains a

respective wireless communication link 220, 230, 240 with the MS. Each communication
link 220, 230, 240 includes a respective forward link 222, 232, 242 for conveyance of
signals to MS 202 and a respective reverse link 224, 234, 244 for receipt of signals from
the MS.
Preferably, communication system 200 is a Code Division Multiple Access
(CDMA) communication system, in which each of forward links 222, 232, 242, and 252
and reverse links 224, 234, 244, and 254 comprises multiple communication channels,
such as access channels, control channels, paging channels, and traffic channels. Each
communication channel of a reverse link 224, 232, 242, 252 or a forward link 224, 234,
244,254 comprises an orthogonal code, such as a Walsh Code, that may be transmitted in
a same frequency bandwidth as the other channels of the link. However, those who are of
ordinary skill in the art realize that communication system 200 may operate in accordance
with any wireless telecommunication system, such as but not limited to a Global System
for Mobile Communications (GSM) communication system, a Time Division Multiple
Access (TDMA) communication system, a Frequency Division Multiple Access (FDMA)
communication system, or an Orthogonal Frequency Division Multiple Access (OFDM)
communication system.
When communication system 200 is operating in a soft-handoff mode, a first
plurality of frames transmitted by MS 202 is received by each BTS of the multiple BTSs
206-208 in the active set of the MS via a respective reverse link 224, 234, 244. Each
BTS of the multiple BTSs 206-208 then forwards to controller 212 the plurality of frames
received by the BTS and further forwards one or more quality indicators that indicates a
quality of the received plurality of frames.
The one or more quality indicators forwarded by each BTS 206-208 are based on
a reverse link quality metric mat may be determined by the BTS on frame-by-frame basis
or may be determined with respect to the plurality of frames. For example, the reverse
link quality metric may be a frame error rate (FER) that is determined with respect to the
plurality of frames, or may be based on a bit error rate (BER), a signal-to-noise ratio
(SNR), a signal strength, a carrier-to-interference ratio (CIR), or an Eb/Io ratio (energy per
bit/interference power density (per Hertz)) that is determined with respect to one or more

of the plurality of frames. Those who are of ordinary skill in the art realize that many
quality metrics are known and may be used herein without departing from the spirit and
scope of the present invention.
The quality indicator may then comprise the reverse link quality metric or may be
an indicator representative of the reverse link quality metric. For example, a BTS may
determine, with respect to each frame and based on the frame quality metric, whether the
received frame is acceptable or erroneous. The BTS embeds a quality indicator in a
header of the frame, which quality indicator indicates whether the frame is acceptable,
mat is, good, or erroneous, that is, erased. The BTS then forwards the frame and the
embedded quality indicator to controller 212.
When controller 212 receives a plurality of frames and an associated one or more
quality indicators from each of the multiple BTSs 206-208, the controller stores the one
or more quality indicators in association with the BTS sourcing the plurality of frames
and/or the reverse link or communication link via which the plurality of frames are
received, in one or more memory devices 216. Upon receiving a same frame from each
of the multiple BTSs 206-208, controller 212 then selects a frame from among the same
frames received from each of the BTSs and forwards the selected frame to MSC 260.
Unless otherwise indicated herein, all functions performed herein by controller 212 are
preferably performed by SDU 214, and in particular by processor 215.
As MS 202 moves through communication system 200, the MS may head towards
a coverage area, or sector, associated with a BTS not in the MS's active set, such as BTS
209, and away from a coverage area, or sector, associated with a BTS in the active set,
such as BTS 206. As MS 202 moves toward BTS 209, a signal strength of a pilot signal
received by MS 202 via a forward link 252 associated with BTS 209 increases until MS
202 identifies the pilot signal from BTS 209 as a viable communication link. In addition,
as MS 102 heads away from BTS 206, a signal strength of a pilot signal received by MS
202 from BTS 206 via forward link 222 associated with BTS 206 deteriorates to the point
that MS 202 determines that communication link 220 is no longer a viable
communication link. At that point, communication system 200 determines whether to
execute a soft-handoff by adding BTS 209, along with associated communication link

250, to the active set of MS 202 and dropping BTS 206, along with associated
communication link 220, from the active set of MS 202.
FIG. 3 is a logic flow diagram 300 of steps executed by communication system
200 in determining whether to execute a soft-handoff in accordance with an embodiment
of the present invention. Logic flow diagram 300 begins when MS 202 conveys to the
infrastructure of communication system 200, in particular BSS 204, and the infrastructure
receives (302) from the MS, a request that the communication system add a first BTS,
that is, BTS 209, to the MS's active set and establish a first communication link 250
associated with BTS 209, comprising forward link 252 and a reverse link 254, as an
active communication link for transmitting data to, and receiving data from, MS 202. MS
202 further conveys to infrastructure of communication system 200, in particular BSS
204, and the infrastructure receives (304) from the MS, a request that the communication
system drop a second BTS, that is, BTS 206, of the multiple BTSs 206-208 in the active
set of MS 202 and terminate, or drop, a second communication link associated with the
BTS, that is, communication link 220. Preferably, each of the request to add BTS 209
and/or communication link 250 and the request to drop BTS 206 and/or communication
link 220 is conveyed by MS 202 by use of a Pilot Strength Measurement Message
(PSMM) in which is embedded a request to add or drop the respective BTS and/or
communication link.
In order to ensure that the second communication link 220 is not terminated, or
dropped, as part of an execution of a soft-handoff and replaced by the first
communication link 250 until such time as communication system 200 can confirm that a
new reverse link 254 associated with a BTS 209 that may be added to the active set is of
acceptable quality, controller 212 determines (306) whether to perform a reverse link
analysis prior to adding BTS 209 to the active set of MS 202, that is, whether to evaluate
reverse link 254 associated with BTS 209 prior to adding the BTS to the active set of MS
202.
Controller 212 determines whether to perform a reverse link analysis, or
evaluation, based on a quality of at least one forward link of the forward links 234, 244
associated with BTSs that are members of the active set of MS 202 and that are not under

consideration to be dropped. When controller 212 determines not to perform a reverse
link analysis, the controller executes (308) a soft-handoff without first performing a
reverse link analysis. That is, controller 212 adds BTS 209, and associated
communication link 250, to the active set of MS 202 and drops BTS 206, and associated
communication link 220, from the active set of MS 202 without performing a reverse link
analysis. By not performing a reverse link analysis, any delay associated with adding
needed forward link 252 is minimized.
When, at step 306, controller 212 determines to perform a reverse link analysis
prior to performing a soft-handoff, the controller then proceeds to perform (310) a reverse
link analysis. The reverse link analysis comprises evaluating at least one of the reverse
link associated with the BTS under consideration to be added to the active set of MS 202,
that is, reverse link 254 and BTS 209, and the reverse links associated with the BTSs that
will remain in the active set of MS 202 after execution of the soft-handoff, that is, reverse
links 234 and 244 and BTSs 207 and 208. Based on the reverse link analysis, controller
212 then determines (312) whether to add BTS 209, and associated communication link
250, to the active set of MS 202. Logic flow 300 then ends.
Referring now to FIG. 4, a logic flow diagram 400 illustrates a method by which
controller 212 determines, in step 306, whether to perform a reverse link analysis in
accordance with various embodiments of the present invention. In one embodiment of
the present invention, logic flow 400 begins when controller 212 determines (402) a
forward link quality metric associated with at least one of a forward link 232, 242
currently in a soft-handoff mode with MS 202 and that will remain in a soft-handoff
mode with the MS in the event that BTS 206 and associated communication link 220 are
dropped from the active set. Controller 212 then compares (404) the determined forward
link quality metric to a forward link quality metric threshold that is stored in the one or
more memory devices 216 of controller 212.
In one embodiment of the present invention, the forward link quality metric may
be an aggregate metric that is based on forward link quality determinations for all of the
forward links 232, 242 currently in a soft-handoff mode with MS 202 and that will
remain in a soft-handoff mode with the MS after a possible dropping of link 220 and an |

adding of link 250. For example, controller 212 may determine aggregate signal strengths
for all such forward links 232, 242. Controller 212 then compares the determined
forward link quality metric to an aggregate forward link quality metric threshold.
In another embodiment of the present invention, controller 212 may determine a
forward link quality metric by determining a quality of each forward link 232, 242
currently in a soft-handoff mode with MS 202 and that will remain in a soft-handoff
mode with the MS after a possible dropping of link 220 and an adding of link 250, and
further determining a best forward link quality from among the multiple determined
forward link qualities. Controller 212 then compares the forward link quality metric, that
is, the best forward link quality, to a forward link quality metric threshold.
Forward link quality metrics are well-known in the art For example, the forward
link quality metric may be a frame error rate (FER) that is determined with respect to the
plurality of frames, or may be based on a bit error rate (BER), a signal-to-noise ratio
(SNR), a signal strength, a carrier-to-interference ratio (CIR), or an Eb/I0 ratio (energy per
bit/interference power density (per Hertz)) that is determined with respect to one or more
of the plurality of frames. Those who are of ordinary skill in the art realize that many
quality metrics are known and may be used herein without departing from the spirit and
scope of the present invention.
In one embodiment of the present invention, MS 202 may determine a forward
link quality metric with respect to signals received via a forward link 232, 242, and
convey the forward link metric to BSS 204, and in particular controller 212, via any one
or more of the BTSs in the active set of the MS. Controller 212 may then determine a
forward link quality metric based on the forward link quality metric received from MS
202. In another embodiment of the present invention, the MS may make measurements in
regard to a signals received by the MS via a forward link 232, 242, and convey the
measurements to BSS 204, and in particular controller 212, via any one or more of the
BTSs in the active set of the MS. Controller 212 may then determine a forward link
quality metric based on the measurements received from MS 202
When the forward link quality metric compares unfavorably with the forward link
quality metric threshold, for example, when the forward link quality metric is less than

the threshold, then the forward links 232, 242 currently in a soft-handoff mode with MS
202 and that will remain in a soft-handoff mode with the MS may be considered to be
weak and a new forward link is needed for the active set. As a result, when controller
212 determines (406) that the forward link quality metric compares unfavorably with the
threshold, controller 212 further determines (408) to execute a soft-handoff without
performing a reverse link analysis. That is, controller 212 adds BTS 209, and associated
communication link 250, to the active set of MS 202 without performing a reverse link
analysis. By not performing a reverse link analysis, any delay associated with adding
needed forward link 254 is minimized. Logic flow 400 then ends.
When the forward link quality metric compares favorably with the forward link
quality metric threshold, then at least one of the forward links 232, 242 currently in soft-
handoff with MS 202 and mat will remain in soft-handoff with the MS may be considered
to be acceptable. As a result, MS 202 may be considered to be capable of maintaining an
acceptable level of communication with the infrastructure of communication system 200
without adding a new forward link, that is, forward link 252. Accordingly, a new forward
link is not urgently needed and communication system 200 may tolerate a delay
associated with performing a reverse link analysis prior to adding the new forward link,
that is, forward link 252. As a result, when controller 212 determines (406) that the
forward link quality metric compares favorably with the forward link quality metric
threshold, controller 212 further determines (410) to perform a reverse link analysis prior
to determining whether to add BTS 209, and associated communication link 250, to the
active set of MS 202. Controller 212 then determines (412) whether to add BTS 209, and
associated communication link 250, to the active set of MS 202 based on the reverse link
analysis. Logic flow 400 then ends.
In another embodiment of the present invention, the method by which controller
212 determines, in step 306, whether to perform a reverse link analysis may further
include the following steps. Prior to determining a forward link quality metric in step
402, controller 212 may determine (414) a quantity of communication links, or forward
links, currently in soft-handoff mode with MS 202, that is, currently engaged in an active
communication with MS 202. Controller 212 then compares (416) the quantity of
communication links, or forward links, to an active link threshold. The active link

threshold corresponds to, at the least, a minimum quantity of communication links
desirable for maintaining an acceptable soft-handoff mode of operation between MS 202
and the infrastructure of communication system 200.
When controller 212 determines (418) that the quantity of communication links,
or forward links, is less than the active link threshold, then logic flow diagram 400
proceeds to step 408. That is, when the quantity of communication links, or forward
links, is less than the active link threshold, the addition of new communication link 250,
or forward link 252, to the links in active communication with MS 202 is desirable
regardless of reverse link quality. Controller 212 then determines (408) to add the new
BTS 209, and the associated communication link 250, to the active set of MS 202 without
performing a reverse link analysis.
When controller 212 determines (418) that the quantity of communication links,
or forward links, is equal to or greater than the active link threshold, then logic flow
diagram 400 proceeds to step 402. That is, when the quantity of communication links, or
forward links, is equal to or greater than the active link threshold, the addition of new
communication link 250, or forward link 252, to the links in active communication with
MS 202 may be desirable but is of a lesser importance. Controller 212 then performs a
forward link analysis, that is, steps 402, 404, and 406, in order to determine whether to
perform a reverse link analysis prior to adding the new BTS 209, and the associated
communication link 250, to the active set of MS 202.
Referring now to FIG. 5, a logic flow diagram 500 is illustrated depicting a
method by which controller 212 performs a reverse link analysis in accordance with an
embodiment of the present invention. Logic flow diagram 500 begins when
communication system 200, and in particular controller 212, receives (502), from MS
202, a request that the communication system add BTS 209 to the active set and/or add
communication link 250. Controller 212 men instructs (504) BTS 209 to decode the
reverse link between the BTS and MS 202, that is, reverse link 254. In response to the
instruction, BTS 209, in particular processor 210 of the BTS, decodes (506) signals
received from MS 202 via reverse link 254. Based on the decoded signals, BTS 209, and
in particular processor 210, determines (508) a reverse link quality metric with respect to

the decoded signals. BTS 209, and in particular processor 210, then compares (510) the
reverse link quality metric determined with respect to reverse link 254 to a reverse link
quality metric threshold that is stored in the one or more memory devices 211 of the BTS.
Based on the comparison, BTS 209, and in particular processor 210, then determines
(512) whether the BTS can acceptably decode signals received from MS 202 and so
informs controller 212. Based on whether BTS 209 can acceptably decode signals
received from MS 202, controller 212 then determines (514) whether to add BTS 209 to
the active set of MS 202. Logic flow 500 men ends.
In another embodiment of the present invention, one or more of steps 508, 510,
512 of logic flow diagram 500 may be distributed among BTS 209 and controller 212.
For example, BTS 209 may make a measurement with respect to a quality of reverse link
254, that is, with respect to signals received via the reverse link, and forward the
measurement to controller 212. The measurement may comprise a reverse link quality
metric, or controller 212 may determine a reverse link quality metric with respect to
reverse link 254 based on the received measurement. Controller 212 may then compare
the reverse link quality metric determined with respect to reverse link 254 to a reverse
link quality metric threshold that is stored in the one or more memory devices 216 of
controller 212 to produce a comparison. Based on the comparison, controller 212 may
determine whether BTS 209 can acceptably decode signals received from MS 202 and,
based on whether the BTS can acceptably decode signals received from MS 202, whether
to add BTS 209 to the active set of MS 202.
For example, BTS 209 or controller 212 may determine the reverse link quality
metric based on one or more quality indicators stored with respect to a predetermined
number of frames received via reverse link 254, such as 120 frames, or stored with
respect to frames received via the reverse link during a predetermined time period. The
predetermined number of frames or the predetermined time period may be maintained in
the one or more memory devices 211 of the BTS or the one or more memory devices 216
of controller 212, whichever is appropriate. When the stored one or more quality
indicators comprises an indication of whether a frame is a good frame or an erased frame,
step 508 may comprise determining, by BTS 209 or controller 212, the reverse link
quality metric by determining a quantity of frames based on the stored quality indicators,

such as a quantity of erased frames or a quantity of good frames received via reverse link
224. Step 510 may then comprise comparing, by BTS 209 or controller 212, the
determined quantity of frames to a threshold that is stored in the one or more memory
devices 216 to produce the first comparison.
Step 512 may then comprise the following steps. Based on the comparison, when
the quantity of frames compares unfavorably with the threshold, BTS 209 or controller
212 may determine that reverse link 254 is not a good link. Controller 212 may then
determine not to add BTS 209 and communication link 250. However, when the quantity
of frames compares favorably with the threshold, BTS 209 or controller 212 may
determine that reverse link 254 is an acceptable, or good, link. Controller 212 may then
determine to add BTS 209, and associated communication link 250, to the active set of
MS 202.
For example, when BTS 209 or controller 212 determines, in step 508, a quantity
of erased frames received via reverse link 254 and further determines, in step 510, that the
determined quantity of erased frames exceeds an erased frame threshold, BTS 209 or
controller 212 may determine that reverse link 254 is not a good link. However, if the
determined quantity of erased frames does not exceed the erased frame threshold, then
BTS 209 or controller 212 may determine that reverse link 254 is good link. By way of
another example, when BTS 209 or controller 212 determines, in step 508, a quantity of
good frames received via reverse link 254 and further determines, in step 510, that the
determined quantity of good frames exceeds a good frame threshold, BTS 209 or
controller 212 may determine that reverse link 254 is a good link. However, if the
determined quantity of good frames does not exceed the good frame threshold, then BTS
209 or controller 212 may determine that reverse link 254 is not a good link.
When communication system 200 determines, at step 514, not to add a new BTS,
that is, BTS 209, and an associated communication link, that is communication link 250,
to the active set of MS 202, BTS 209 and/or controller 212 may continue consideration of
BTS 209 and associated communication link 250 and as add candidates and initiate
another add determination. FIG. 6 is a logic flow diagram 600 of steps performed by
communication system 200 in making a subsequent determination of whether add BTS

209, and associated communication link 250, to an active set of MS 202 after initially
determining not to add the BTS and communication link in accordance with various
embodiments of the present invention. Logic flow diagram 600 begins when controller
212 determines (602) to not add BTS 209 and/or the associated communication link, that
is, communication link 250 to the active set of MS 202. Subsequent to the determination
to not add the BTS and/or communication link, controller 212 determines (604) a forward
link quality metric associated with at least one of a forward link 232, 242 currently in
soft-handoff with MS 202 and that will remain in soft-handoff with the MS in the event
that BTS 206 and associated communication link 220 may be dropped from the active set,
and a forward link 252 associated with the BTS 209 associated communication link 250
being considered to be added to the active set. Upon expiration of a first time period that
is determined by controller 212 with reference to timer 218, controller 212 compares
(606) the determined forward link quality metric to the forward link quality metric
threshold that is stored in the one or more memory devices 216 of controller 212.
When controller 212 determines (608) that the forward link quality metric
compares unfavorably with the threshold, controller 212 further determines (610) to
execute a soft-handoff without performing a reverse link analysis. That is, controller 212
adds BTS 209, and associated communication link 250, to the active set of MS 202
without performing a reverse link analysis. When controller 212 determines (608) that
the forward link quality metric compares favorably with the forward link quality metric
threshold, controller 212 further determines (612) to perform a reverse link analysis prior
to determining whether to add BTS 209, and associated communication link 250, to the
active set of MS 202. Controller 212 then determines (614) whether to add BTS 209, and
associated communication link 250, to the active set of MS 202 based on the reverse link
analysis. Logic flow diagram 600 then ends.
In another embodiment of the present invention as depicted in FIG. 6, wherein
controller 212 continues consideration of BTS 209 and communication link 250 as add
candidates after a determination not to add, instead of making a subsequent determination
of whether to add BST 209 and communication link 250 without receiving a subsequent
drop/add request, controller 212 may prompt (616) MS 202 to convey a drop/add request
upon expiration of a second time period. The second time period is determined by

controller 212 with reference to timer 218 and may or may not be the same as the first
time period. The drop/add request indicates a desire of the MS to either add or not add
BTS 209 and communication link 250 to the active set of MS 202. Preferably, controller
212 prompts MS 202 for the drop/add request by conveying a Pilot Measurement Request
Order (PMRO) to the MS.
In response to receiving the prompt, MS 202 conveys to controller 212, and
controller 212 receives (618) from the MS, a drop/add request that indicates a desire to
either add or not add BTS 209 and communication link 250 to the active set of MS 202.
Preferably, the drop/add request comprises a PSMM message in which the MS embeds an
indication of whether to add or not add the BTS and communication link. When the
drop/add request indicates a desire to add BTS 209 and communication link 250,
controller 212 compares (620) the determined forward link quality metric to the forward
link quality metric threshold that is stored in the one or more memory devices 216 of
controller 212 and logic flow diagram 600 proceeds to step 608.
In summarizing, in order to ensure that, during a soft-handoff, that a BTS 209
with an acceptable quality reverse link 254 is being added to an active set of MS 202
before dropping a communication link 220, communication system 200 may perform an
analysis of the reverse link 254 being added. However, before performing the reverse
link analysis, communication system 200 first determines that the communication system
can tolerate any delay associated with performing the reverse link analysis, or that a
reverse link analysis is desired, by performing a forward link analysis. When
communication system 200 determines that communication system cannot tolerate any
delay associated with performing the reverse link analysis and/or that a reverse link
analysis is not desired, the communication system adds BTS 209 and associated
communication links 250 and 254 without performing a reverse link analysis. When
communication system 200 determines that the communication system can tolerate a
delay associated with performing the reverse link analysis and/or that a reverse link
analysis is desired, the communication system performs an analysis of reverse link 254
and, based on the reverse link analysis, determines whether to add BTS 209, and the
communication links associated with the BTS, to the active set of MS 202. Upon
determining to not add BTS 209 to the active set, communication system 200 may further

monitor the forward links associated with MS 202 to determine whether to re-consider
adding BTS 209, and the communication links associated with the BTS, to the active set.
While the present invention has been particularly shown and described with
reference to particular embodiments thereof, it will be understood by those skilled in the
art that various changes may be made and equivalents substituted for elements thereof
without departing from the scope of the invention as set forth in the claims below.
Accordingly, the specification and figures are to be regarded in an illustrative rather then
a restrictive sense, and all such changes and substitutions are intended to be included
within the scope of the present invention.
Benefits, other advantages, and solutions to problems have been described above
with regard to specific embodiments. However, the benefits, advantages, solutions to
problems, and any elements) that may cause any benefit, advantage, or solution to occur
or become more pronounced are not to be construed as a critical, required, or essential
feature or element of any or all the claims. As used herein, the terms "comprises,"
"comprising," or any variation thereof, are intended to cover a non-exclusive inclusion,
such that a process, method, article, or apparatus that comprises a list of elements does
not include only those elements but may include other elements not expressly listed or
inherent to such process, method, article, or apparatus. It is further understood that the use
of relational terms, if any, such as first and second, top and bottom, and the like are used
solely to distinguish one entity or action from another entity or action without necessarily
requiring or implying any actual such relationship or order between such entities or
actions.

WE CLAIM :
1. A method for performing a soft-handoff in a wireless communication
system comprising:
receiving a request to add a base station to an active set of a mobile
station;
determining whether to analyze a reverse link of the base station;
in response to determining not to analyze the reverse link, adding the base
station to the active set without evaluating the reverse link;
in response to determining to analyze the reverse link, evaluating the
reverse link;
in response to evaluating the reverse link, determining whether to add the
base station to the active set based upon the evaluation; and
wherein determining whether to analyze a reverse link comprises:
determining a forward link quality metric corresponding to a forward
link of at least one base station that is a member of the active set and that is not
under consideration to be dropped from the active set;
comparing the forward link quality metric to a forward link quality
metric threshold to produce a comparison; and
determining whether to analyze a reverse link associated with at
least one of the base station under consideration to be added to the active set
and a base station that is a member of the active set of the mobile station based
on the comparison.
2. The method as claimed in claim 1, wherein determining whether to
analyze a reverse link comprises:
determining a quantity of communication links currently engaged in an
active communication with the mobile station;

comparing the quantity of communication links to an active link threshold;
and
determining not to analyze the reverse link when one or more of: the
quantity of communication links is less than the active link threshold or the
forward link quality metric compares unfavorably to a forward link quality metric
threshold.
3. The method as claimed in claim 1, wherein determining a forward link
quality metric comprises:
determining a quantity of communication links currently engaged in an
active communication with the mobile station;
comparing the quantity of communication links to an active link threshold;
and
when the quantity of communication links is equal to or greater than the
active link threshold determining a forward link quality metric corresponding to a
forward link of at least one base station that is a member of the active set and
that is not under consideration to be dropped from the active set.
4. The method as claimed in claim 1, wherein the method comprises, upon
determining not to add the base station to the active set:
determining a new forward link metric corresponding to a forward link of
another base station that is a member of the active set and that is not under
consideration to be dropped from the active set;
in response to expiration of a time period, comparing the new forward link
quality metric to a forward link quality metric threshold to produce a new
comparison; and
determining whether to analyze a reverse link associated with at least one
of the base station and the another base station that is a member of the active
set of the mobile station based on the new comparison.

5. An apparatus for performing a soft-handoff in a wireless infrastructure
comprising:
a processor that is configured to determines whether to analyze a reverse
link in response to determining not to analyze the reverse link, adds a base
station to an active set of a mobile station without evaluating the reverse link, in
response to determining to analyze the reverse link, evaluates the reverse link,
and in response to evaluating the reverse link, determines whether to add the
base station to the active set based upon the evaluation;
at least one memory device coupled to the processor that maintains a
forward link quality metric threshold; and
wherein the processor is configured to determine whether to analyze a
reverse link by determining a forward link quality metric corresponding to a
forward link of at least one base station that is a member of the active set and
that is not under consideration to be dropped from the active set, comparing the
forward link quality metric to the forward link quality metric threshold to produce a
comparison, and determining whether to analyze a reverse link associated with
at least one of the base station under consideration to be added to the active set
and a base station that is a member of the active set based on the comparison.
6. The apparatus as claimed in claim 5, wherein the apparatus comprises at
least one memory device coupled to the processor that maintains an active link
threshold and wherein the processor determines whether to analyze a reverse
link by determining a quantity of communication links currently engaged in an
active communication with the mobile station, comparing the quantity of
communication links to an active link threshold and, determining not to analyze
the reverse link when one or more of: the quantity of communication links is less
than the active link threshold or the forward link quality metric compares
unfavorably to a forward link quality metric threshold.

7. The apparatus as claimed in claim 5, wherein the apparatus comprises at
least one memory device coupled to the processor that maintains an active link
threshold and wherein the processor determines a forward link quality metric by
determining a quantity of communication links currently engaged in an active
communication with the mobile station, comparing the quantity of communication
links to an active link threshold and, when the quantity of communication links is
equal to or greater than the active link threshold, determining a forward link
quality metric corresponding to a forward link of at least one base station that is a
member of the active set and that is not under consideration to be dropped from
the active set.
8. The apparatus as claimed in claim 5, wherein the processor, upon
determining not to add the base station to the active set, determines a new
forward link metric corresponding to a forward link of another base station that is
a member of the active set and that is not under consideration to be dropped
from the active set and, in response to expiration of a time period, compares the
new forward link quality metric to a forward link quality metric threshold to
produce a new comparison and determines whether to analyze a reverse link
associated with at least one of the base station and the another base station that
is a member of the active set of the mobile station based on the new
comparison.

When performing a soft-handoff, a communication system (200) determines whether
to engage in an analysis of a reverse link (254) associated with a base station (209)
under consideration to be added to an active set of a mobile station (MS) (202).
Upon determining not to analyze the reverse link, the communication system adds
the base station to the active set without evaluating the associated reverse link.
Upon determining to engage in a reverse link analysis, the communication system
evaluates the reverse link in order to assure that a communication link (220) is not
terminated, or dropped, as part of the soft-handoff until such time as the
communication system may confirm that an acceptable quality reverse link is being
added. The communication system then determines whether to add the base station
to the active set based upon the evaluation.

Documents:

2234-KOLNP-2005-(28-03-2012)-ASSIGNMENT.pdf

2234-KOLNP-2005-(28-03-2012)-CERTIFIED COPIES(OTHER COUNTRIES).pdf

2234-KOLNP-2005-(28-03-2012)-CORRESPONDENCE.pdf

2234-KOLNP-2005-(28-03-2012)-FORM-16.pdf

2234-KOLNP-2005-(28-03-2012)-PA-CERTIFIED COPIES.pdf

2234-KOLNP-2005-FORM-27.pdf

2234-kolnp-2005-granted-abstract.pdf

2234-kolnp-2005-granted-assignment.pdf

2234-kolnp-2005-granted-claims.pdf

2234-kolnp-2005-granted-correspondence.pdf

2234-kolnp-2005-granted-description (complete).pdf

2234-kolnp-2005-granted-drawings.pdf

2234-kolnp-2005-granted-examination report.pdf

2234-kolnp-2005-granted-form 1.pdf

2234-kolnp-2005-granted-form 18.pdf

2234-kolnp-2005-granted-form 3.pdf

2234-kolnp-2005-granted-form 5.pdf

2234-kolnp-2005-granted-gpa.pdf

2234-kolnp-2005-granted-reply to examination report.pdf

2234-kolnp-2005-granted-specification.pdf


Patent Number 225963
Indian Patent Application Number 2234/KOLNP/2005
PG Journal Number 48/2008
Publication Date 05-Dec-2008
Grant Date 03-Dec-2008
Date of Filing 10-Nov-2005
Name of Patentee MOTOROLA, INC.
Applicant Address 1303 EAST ALGONQUIN ROAD, SCHAUMBURG IL
Inventors:
# Inventor's Name Inventor's Address
1 ADATRAO, RAVI, M. 2649 CARRINGTON DRIVE, WEST DUNDEE, IL 60118
2 GROSS, JONATHAN, H 1113 E. BETSY LANE, GILBERT, AZ 85296
3 LIN, HARN-JIER 3000 HANDLEY DRIVE, LISLE, IL 60532
4 MORGAN, WILLIAM, K. 3709 MILLSTREAM, MARENGO, IL 60152
PCT International Classification Number H 04 Q 7/38
PCT International Application Number PCT/US2004/020440
PCT International Filing date 2004-06-24
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 60/483,807 2003-06-30 U.S.A.