Title of Invention

AQUEOUS SOLUTION OF ASCORBIC ACID AND METHOD FOR PRODUCING SAME

Abstract Disclosed is an aqueous solution of ascorbic acid which contains an excess of an emulsifier with an HLB value of about 9 to about 18, for example a polysorbate, a method of manufacture of such solution and applications thereof.
Full Text The invention refers to an aqueous solution of ascorbic acid.
The technical use, in particular in personal hygiene and foodstuffs, and
prophylactic application of the reductone, ascorbic acid, is often made more
difficult in that the ascorbic acid is not sufficiently stable in aqueous solution.
Consequently, in an aqueous ascorbic acid solution onlv about 70% of the added
ascorbic acid is still present after 30 days.
Attempts have been made to improve the stability in that instead of ascorbic acid,
one of its derivatives, for example sodium ascorbic phosphate or ascorbyl
palmitate, has been employed. The content of this active substance is almost fully
retained in aqueous solution over a long period of time. However, the derivative is
many times more expensive than pure ascorbic acid. In addition, at higher
concentrations the ascorbic acid derivatives' tend to crystallize out and lead to
colouration of the end product.
From the European Patent Specification 660676 a combination is known consisting
of 0.1-2.0 % by weight of an oil-soluble constituent which is preferably a
colorizing carotenoid, 2-20 % by weight of an emulsifier with an HLB value of 10-
18 and 0.1-1.0 % by weight of an antioxidation agent. The emulsifier can be
Polysorbate 40 or 60 and ascorbic acid is one of the recommended antioxidation
agents. With this technique, coloured clear and stable drinks for health care should
be able to be produced. The stability of the ascorbic acid in the end product is
however still not explained.
The object of the invention is to provide ascorbic acid in a fluid, water and flit-
soluble and encapsulated form (e.g. gelatine capsule), which is stable over many
months and is available in high concentration.
According to the invention, this object is resolved in that an aqueous solution of
ascorbic acid contains an excess of an emulsifier with an HLB value of 9 - 18, such
as a polysorbate, preferably Polysorbate 80. At room temperature the solution is
clear and almost gel-like, can be diluted with water without becoming turbid and

on heating to approximately 35°C can be mixed, trouble-free and homogeneously
with aqueous or fatty end products from the cosmetics or foodstuffs fields without
further processing steps. The ascorbic acid part of the solution according to the
invention, which may be up to 20 % by weight, is retained over at least half a year
almost without loss. The polysorbate part is effectively about 60 % by weight and
the rest is water. The ascorbic acid solubilisate according to the invention can be
easily added to cosmetics (skin and hair care products), foodstuffs, medicaments
and nutrient solutions for the breeding of cell and bacterial cultures as well as for
algae (microalgae) with the result that the stability of these products is increased
substantially.
The ascorbic acid is available micellated in the solubilisate. An electron
microscope examination of a 10% ascorbic acid solubilisate in a dilution of 1:1000
exhibits a micelle diameter of about 100 nm. Since the emulsifier envelope of the
micelles only releases the enclosed ascorbic acid with a delay (in a retarded
manner), the antioxidative effect of the solubilisate according to the invention in
the agents mentioned remains effective in combination with solubilised mixed
tocopherols longer than of, say, ascorbyl palmitate, i.e. one of the ascorbic acid
derivatives mentioned earlier.
Regarding the physiological aspects of nutrition, during the oral intake of the
solubilisate according to the invention, the micellation of the ascorbic acid by the
emulsifier prevents the ascorbic acid from developing its effect and being
consumed already in the central digestive tract, i.e. in the stomach and duodenum.
The micellated ascorbic acid is rather initially resorbed in the small intestine.
In a particularly preferred arrangement of the invention, the ascorbic acid
solubilisate contains an addition of tocopherol, in particular a mix of α-, β-, γ- and
5-tocopherol. Through the addition of this ascorbic acid tocopherol solubilisate to
organic oils, e.g. vegetable oils such as sunflower oil, thistle oil, linseed oil, etc.,
their stability can be substantially improved. As tocopherol, either pure α-
tocopherol or, particularly preferred, a mixture of α-, β-, γ- and 5-tocopherol can be

considered. Mixed tocopherols are recommended which contain about 8.0 to about
20.0 % by weight of α-tocopherol, about 1.5 to about 4.5 % by weight of β-
tocopherol, about 55.0 to about 70.0 % by weight of γ-tocopherol and about 15.0 to
about 27.0 % by weight of 8-tocopherol.
If an octadecatrienoic acid and/or an octadecenoic acid, say in the form of α-
linolenic acid, γ-linolenic acid, linoleic acid or oleic acid, is added to the solution
according to the invention, the viscosity of the solution is reduced. It is clear at
room temperature, viscous, can be diluted with water without turbidity or can be
mixed with aqueous and/or fatty nutriments, cosmetics and pharmaceuticals
without further processing steps. The polysorbate content of the solution according
to the invention develops a type of retarding function for the conservative
characteristic of the ascorbic acid for the generally easily oxidizable ingredients of
ointments and similar preparations. Consequently, the desired protective function
of the ascorbic acid is retained over an extended period. The ascorbic acid content
of the solution can effectively lie between 5 % by weight to about 15 % by weight.
The solution can advantageously contain about 10 % by weight to about 20 % by
weight of an octadecatrienoic acid and/or octadecenoic acid. The polysorbate part
is preferably about 60 % by weight to about 75% by weight.
If the proportion of water in the solution is reduced to between about 5 % by
weight to about 7 % by weight and the polysorbate proportion is increased
correspondingly, the solution, which is viscous at room temperature, can also be
mixed with active substances which are then filled into gelatine capsules or
gelatine-free capsules. The low proportion of water in the solution leaves the case
of the capsule undamaged, whereby the protective function of the ascorbic acid for
the active component remains unimpaired.
A procedure for the manufacture of the solution according to the invention
provides that an emulsifier with an HLB value of about 9 to about 18. a polysorbate
for example, effectively Polysorbate 80, is added to an aqueous ascorbic acid
solution and the mixture is briefly heated with stirring until it becomes clear and

homogeneous. The micelles forming in the solution and having a diameter of about
100 nm exhibit a double-walled envelope of radially orientated polysorbate
molecules, whereby the polysorbate molecules of the inner envelope are aligned
with their hydrophilic sections towards the ascorbic acid solution and the
hydrophilic sections of the polysorbate molecules in the outer envelope are
arranged towards the outside. The solution obtained in this manner can be diluted
in water without becoming turbid and can be employed technically without further
processing steps.
The stability of the micelles is increased if, in a further development of the
invention, a light natural oil, mainly consisting of triglycerides, such as say thistle
oil, is added to the aqueous ascorbic acid solution together with the emulsifier. The
oil micelles which are then formed adhere to the ascorbic acid micelles and protect
them.
Practically, an octadecatrienoic acid and/or an octadecenoic acid, say in the form of
α-linolenic acid, γ-linolenic acid, linoleic acid or oleic acid, is added to the solution
before the polysorbate is added and after slight heating to about 50°C. For the
filling capsules, the cases of which consist of gelatine or which can be free of
gelatine, it is advantageous if ascorbic acid is dissolved in the same quantity of
distilled water, the same or up to a maximum of twice as much fatty acids as
ascorbic acid is added under slight heating and approximately two to about three
times the quantity of Polysorbate 80 added and the mixture heated to about 80°C
and stirred.
The following embodiment examples illustrate the invention.
Example 1
20g of ascorbic acid are completely dissolved in 20g of distilled, degassed water.
The dissolving stage can be speeded up if the water is heated to about 45°C. Then
60g of Polysorbate 80 are added to the solution with stirring and heating to about

80°C. It is stirred until the solubilisate becomes clear and homogeneous, with the
solubilisate appearing clear and almost gel-like at room temperature, dilutable in
water without turbidity and can be added without further processing steps to
compositions to be preserved or foodstuffs, drinks, cosmetics and pharmaceuticals.
For a less concentrated solubilisate, 10g of ascorbic acid is dissolved in 10g of
distilled water and 80g of Polysorbate is added, the remaining process being as
above. From the 10% ascorbic acid solubilisate produced from this, an electron
microscope image, which is reproduced in Figure 1, was made after aqueous
dilution of the solubilisate to 1:1000. It can be seen that the ascorbic acid
solubilisate micelles have a diameter of about 100 nm. Putting the solubilisate in
paraffin permits the micelle diameter to be reduced to half, as can be seen from the
lower electron microscope image in Figure 1. This phenomenon can be explained
in that the micelles lose the outer polysorbate envelope in paraffin.
Example 2
As in Example 1, 10% by weight of ascorbic acid (referred to the overall quantity
of ascorbic acid solubilisate = 100%) is dissolved in 10% by weight of distilled
water and 70% by weight of Polysorbate 80 is added to this aqueous solution
together with 10% by weight of a light vegetable oil, such as thistle oil or linseed
oil. This is then heated to at least 60°C and stirred until the solubilisate becomes
clear and homogeneous with the solubilisate being dissolved clearly and without
residue in water at room temperature.
If the content of ascorbic acid is reduced to about 1% by weight and the water
content also to about 7% by weight and the other proportions of the solubilisate are
increased accordingly, it can, due to the relatively low proportion of water, be
particularly well employed as a preservative for active substances which are to be
encapsulated as retard preparations. The capsule case is virtually left unattacked by
the solubilisate which would be expected with a high water content.

Example 3
10g of ascorbic acid are dissolved in 10g of distilled water and 20g of thistle oil
added to the solution. To this mixture 110g of Polysorbate 80 arc added, the whole
stirred with heating at about 100°C until free of water, i.e. until boiling terminates.
After cooling to room temperature a 6.5% ascorbic acid solubilisate is present
in the solubiliser, the water content of which is clearly below 5% by volume and
which is both soluble in water as well as in fats and oils. Testing of the ascorbic
acid content of the solution by an independent chemical examination laboratory at
the time the solution was produced and more than five months later showed that the
loss of ascorbic acid over this period was only about 3%.
Example 4
Here, the starting point is the solubilisate according to Example 2. A mixed
tocopherol solubilisate, which is produced in the following manner, is added to it.
10% by weight of mixed tocopherol (referred to the mixed tocopherol solubilisate
= 100% by weight) is mixed with 90% by weight of Polysorbate 20 by stirring,
whereby the mixing process is speeded up by heating to about 60°C. Stirring is
continued until clarity is obtained and the solubilisate can be easily dissolved in
water. For the mixed tocopherol an addition of 91mg/g of mixed tocopherol to a-
tocopherol, 21mg/g to β-tocopherol, 608mg/g to γ-tocopherol and 209mg/g to 8-
tocopherol is recommended.
Then about 3 parts by weight of the solubilisate according to the first alternative in
Example 2 are mixed with about 7 parts by weight of the mixed tocopherol
solubilisate, whereby slight heating to about 50°C speeds up the mixing process.
Stirring under heat is carried out until an homogeneous and clear solubilisate is
produced, 1g of this product therefore contains about 70mg of mixed tocopherol
and about 30mg of ascorbic acid. This solubilisate can be employed as an effective
antioxidant for the improvement of the stability of foodstuff colorants, oils,
cosmetics, pharmaceuticals and similar products.

Comparative tests show that, independent of the properties of the end product
(hydrophilic or hydrophobic) this solubilisate can be incorporated into end products
directly and without intermediate production steps and offers better protection
against oxidation then the same quantity of ascorbic acid from an ascorbic acid
derivative, such as for example ascorbyl palmitate. Also, the relative lack of colour
in the solubilisate in comparison to the ascorbic acid derivatives represents an
advantage. Depending on requirements, for example. 1 to 10g of solubilisate can be
added to about 1000g of the end product.
From a nutritional point of view, the physiological advantage of this solubilisate
lies in the micelles which are stable in gastric acid and which ensure that ascorbic
acid (Vitamin C) and (with the use of α-tocopherol) Vitamin E reach the small
intestine without loss where they can be resorbed. This advantage can also be
exploited for other vitamins, for example retinol (Vitamin A) and P-carotene, and
can be obtained with the following example of a multi-vitamin preparation:
Example 5
20% by weight of ct-tocopherol, under heat as required at about 50°C, are mixed
with 80% by weight of Polysorbate 20 until clarity and homogeneity are obtained
through stirring.
10% by weight of retinol is mixed in the same manner with 90% by weight of
Polysorbate 80.
Finally, 10% by weight of a concentrate, which contains about 30% of P-carotene
(obtainable from La Roche), is mixed with 90% by weight of Polysorbate 80 in an
appropriate manner to form a reddish brown, transparent solubilisate which
dissolves clearly in warm water.
Then 85% by weight of the ascorbic acid solubilisate according to the first
alternative in Example 2 is effectively mixed with 10% by weight of the above ct-
tocopherol solubilisate and with 2% by weight of the above retinol solubilisate and
finally with 3% by weight of the β-carotene solubilisate under slight heat while

stirring until a homogeneous and transparent mixed solubilisate is obtained. This
water-soluble vitamin solubilisate can be packaged in gelatine or gelatine-free
capsules or directly incorporated into aqueous and/or fat-soluble end products
without additional processing steps.
When put into water and/or clear fruit juice, the vitamin solubilisate according to
the invention gives a stable and clear solution, in contrast to emulsions or
liposomes. The product micelles are stable in gastric acid. The resorption of the fat-
soluble substances located in the micelles, such as Vitamin A, Vitamin E and p-
carotene occurs in the small intestine without involving bile salts and enzymes.
Consequently, the quoted active substances in this micellated form are more
quickly biologically available.
1g of the vitamin solubilisate with the above composition and incorporated into
foodstuffs or packaged in capsules covers the human daily requirement of Vitamins
A, C, E and P-carotene. The composition of the vitamin solubilisate quoted with
the figures above is geared to this application. This takes into account that the daily
requirement of Vitamin C is substantially higher than for the other vitamins.
However, the scope of the invention also enables other compositions to be selected
for the vitamin solubilisate and/or one or the other vitamin to be completely
omitted if the presence of a certain vitamin is not required or desirable for the
planned application.
Figures 2, 3 and 4 show the mean micelle radii of the α-tocopherol solubilisate, the
β-carotene solubilisate and the retinol solubilisate. As can be seen, the mean
micelle radii are 10 nm and for the retinol solubilisate down to just about 8 nm.
The measurements were carried out with the field flow fractionation from Wyatt
Technologies. Figure 5 shows an electron microscope image of a vitamin A micelle
and Figure 6 an electron microscope image of Vitamin E micelles; the samples
were an aqueous solution of I : 1000 of the above described solubilisate.

We claim :-
1. Aqueous solution of ascorbic acid containing upto 20% by weight of ascorbic acid and an '
excess, with respect to the ascorbic acid content, of an emulsifier with an HUB value of about 9 to
about 18, the rest being water.
2. Aqueous solution as claimed in claim 1 containing a polysorbate as ernulsifier in a content of
nearly 60% by weight.
3. Aqueous solution as claimed in claim 2 containing Polysorbate 80.
4. Aqueous solution of ascorbic acid as claimed in claim 1 or 2 which contains an
octadecatrienoic acid and/or an octadecenoic acid, say in the form of α-linolenic acid,
γ-linolenic acid, linoleic acid or oleic acid.
5. Aqueous solution of ascorbic acid as claimed in claim 1 or 2 with an ascorbic acid content of
about 20% by weight and a polysorbate content of about 60% by weight.
6. Aqueous solution of ascorbic acid as claimed in claim 4, wherein the ascorbic acid content is
of about 5% by weight to about 15% by weight, a polysorbate content is of about 75% by weight to
about 60% by weight and an octadecatrienoic acid and/or octadecenoic acid content is of about 10%
by weight to about 20% by weight.
7. Aqueous solution of ascorbic acid as claimed in any one of the previous claims containing
some mixed tocopherol.
8. Aqueous solution of ascorbic acid as claimed in claim 7 containing some Polysorbate 20.
9. Aqueous solution of ascorbic acid as claimed in claim 7 or 8 containing about 8 to about 20%
by weight of α-tocopherol, about 1.5 to about 4.5% by weight of β-tocopherol, about 55 to about
70% by weight of γ-tocopherol and about 15 to about 27% by weight of -tocopherol.

10. Aqueous solution of ascorbic acid as claimed in any one of the previous claims containing
Vitamin A, and/or Vitamin E and/or β-carotene.
11. Process for the manufacture of an aqueous solution of ascorbic acid according to one of the
previous claims characterised in that an emulsifier with an HLB value of 9 to 18, a polysorbate is
added to an aqueous ascorbic acid solution and the mixture is heated, to approximately 60 degree ('
to approximately 80 degree C with stirring until the solution becomes clear and homogeneous.
12. Process as claimed in Claim 11, wherein Polysorbate 80 is added to the solution.
13. Process as claimed in Claim 11 or 12, wherein an octadecatrienoic acid and/or an
octadecenoic acid, say in the form of α-linolenic acid, γ-linolenic acid, linoleic acid or oleic acid, is
added to the solution before the polysorbate is added and after slight heating to about 50 degree C
with stirring.
14. Process as claimed in one of the Claims 11 to 13 wherein a quantity of ascorbic acid is
dissolved in the same quantity of distilled water, a quantity of light, fatty acids containing
triglycerides and equal to double the quantity of ascorbic acid is added under slight heating and about
two to about three times the quantity of Polysorbate 80 is added and the mixture heated to about 80
degree C with stirring.
15. Process as claimed in one of the Claims 11 or 12, wherein a mixture of α-tocopherol and
Polysorbate 20, which has been stirred to clarity, where appropriate under slight heating, is added to
the solution.
16. Procees as claimed in one of the claims 11,12 or 15, wherein a mixture of retinol and
Polysorbate 80, stirred to clarity, is added.
17. Procees as claimed in one of the claims 11, 12, 15 or 16, wherein a mixture of β-carotene
and Polysorbate 80, stirred to clarity, is added.

18. Aqueous solution of ascorbic acid as claimed in claims 1 to 10 as additive for
application in skin and hair-care products, foodstuffs, medicaments and nutrient solution for
cell and bacterial cultures or algae cultures.

Disclosed is an aqueous solution of ascorbic acid which contains an excess of an
emulsifier with an HLB value of about 9 to about 18, for example a polysorbate, a
method of manufacture of such solution and applications thereof.

Documents:

298-kol-2003-granted-abstract.pdf

298-kol-2003-granted-claims.pdf

298-kol-2003-granted-correspondence.pdf

298-kol-2003-granted-description (complete).pdf

298-kol-2003-granted-drawings.pdf

298-kol-2003-granted-examination report.pdf

298-kol-2003-granted-form 1.pdf

298-kol-2003-granted-form 18.pdf

298-kol-2003-granted-form 2.pdf

298-kol-2003-granted-form 26.pdf

298-kol-2003-granted-form 3.pdf

298-kol-2003-granted-form 5.pdf

298-kol-2003-granted-priority document.pdf

298-kol-2003-granted-reply to examination report.pdf

298-kol-2003-granted-specification.pdf

298-kol-2003-granted-translated copy of priority document.pdf


Patent Number 227268
Indian Patent Application Number 298/KOL/2003
PG Journal Number 02/2009
Publication Date 09-Jan-2009
Grant Date 05-Jan-2009
Date of Filing 30-May-2003
Name of Patentee AQUANOVA GERMAN SOLUBILISATE TECHNOLOGIES (AGT) GMBH.
Applicant Address BIRKENWEG 8-10, 64295 DARMSTADT
Inventors:
# Inventor's Name Inventor's Address
1 BEHNAM DARIUSH SCHWALBENWEG 9, 64380 ROSSDORF
PCT International Classification Number C07D 307/62
PCT International Application Number N/A
PCT International Filing date
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 NA