Title of Invention

SOLUBLE DRUG EXTENDED RELEASE SYSTEM .

Abstract This invention relates to novel oral sustained-release formulations for delivery of an active agent (e.g., a drug), especially a highly water soluble drug. More particularly, this invention relates to novel formulations comprising a micelle-forming drug having a charge and at least one polymer having an opposite charge. Methods of using the novel formulations are also provided.
Full Text Soluble Drug Extended Release System
CROSS-REFERENCE TO RELATED APPLICATIONS
[01] This application claims priority to U.S. Patent Application No. 10/007,877, filed
November 13, 2001, converted to U.S. Provisional Application No. , incorporated herein
by reference in its entirety for all proposes.
FIELD OF THE INVENTION
[02] This invention relates to novel oral sustained release formulations for delivery of an
active agent (e.g., a drug), especially a highly water-soluble drug. More particularly, this
invention relates to novel formulations comprising a micelle-forming drug having a charge
and at least one polymer having an opposite charge.
BACKGROUND OF THE INVENTION
[03] Administration of drugs via conventional oral and intravenous methods severely
limits the effectiveness of most drugs instead of maintaining drug levels within therapeutic
windows, these methods cause an initial, rapid rise in plasma concentration levels followed
by a rapid decline below therapeutic levels as the drugs are metabolized by the body.
Therefore, repeated doses are necessary to maintain drugs at therapeutic levels for a sufficient
period of time to achieve a therapeutic effect. To address this problem, numerous sustained
release preparations have been developed to eliminate the initial burst effect and allow drug
release at constant levels.
[04] Polymeric formulations are typically used to achieve extended drug release (see,
Langer et al. Nature 392:6679 supp. (1998)). Various successful polymeric sustained release
preparations have been developed for release of drugs with different physical properties.
Such preparations have been extremely effective for increasing release times for relatively
hydrophobic and water-insoluble drugs.
[05] However, due to rapid drug diffusion through polymer matrices, it has been difficult
to achieve extended release for highly soluble drugs using current sustained release
technologies. Thus, there is a need for new formulations and processes which are capable of

reducing drug diffusion and eliminating a burst effect of highly water-soluble drugs. The
present invention fulfills these and other needs.
BRIEF SUMMARY OF THE INVENTION
[06] The present invention provides inter alia, an oral sustained release preparation
comprising a micelle-forming drug and an oppositely charged polymer. Although a concept
of a micelle is well known for the field of the surfactant or drug carrier, application of a
micelle-forming drug to the sustained release formulation is not known at all. Furthermore it
is really surprising that this formulation is excellent effective on the extended release of
active agents, especially water-soluble drugs. A further advantage lies in the ability of the
formulation to provide slow release even when the formulation contains large drug loads.
[07] As such, the present invention provides an oral sustained release pharmaceutical
formulation, comprising: a micelle forming drug having a charge; and at least one polymer
having an opposite charge, further if necessary hydrogel-forming polymer substance and
hydrophilic base. The micelle forming drug may have a positive charge or a negative charge
at physiological pH.
[08] In another embodiment, the present invention provides a method for modulating a
micelle forming drug release profile, comprising varying the molar ratio of micelle forming
drug having a charge with at least one polymer having an opposite charge, varying the
additional amount of polymer having an opposite charge, thereby modulating the micelle
forming drug release profile. Suitable micelle forming drugs include, for example,
antidepressants, β-adrenoceptor blocking agents, anesthetics, antihistamines and the like.
Preferably, the micelle forming drug is a water-soluble drug.
[09] In another embodiment, the present invention provides a method for extending release
of a micelle forming drug, comprising: orally asministering a pharmaceutical formulation
comprising a micelle forming drug having a charge; and at least one polymer having an
opposite charge, thereby extending release of the micelle forming drug.
[10] In another embodiment, the present invention provides a method for extending release
of a micelle forming drug, comprising: orally administering a pharmaceutical formulation
comprising a micelle forming drug having a charge; and at least one polymer having an
opposite charge, further if necessary hydrogel-forming polymer substance and hydrophilic
base, thereby extending release of the micelle forming drug.

[11] Further objects and advantages will become more apparent when read with the
drawings and detailed description, which follow.
DEFINITIONS
[12] The term "active agent" means any drug, that can be carried in a physiologically
acceptable tablet for oral administration. Preferred active agents include, micelle forming
active agents capable of forming electrically charged colloidal particles.
[13] The term "cps" or "centipoise" is a unit of viscosity = m Pascal second. The viscosity
is measured by Broolfield or other viscometers. See, e.g., Wang et al. Clin. Hemorheol.
Microcirc. 19:25-31 (1998); Wang et al. J. Biochem. Biophys. Methods 28:251-61 (1994);
Cooke et al. J. Clin. Pathol 41:1213-1216 (1998).
[14] The term "carrageenan" as herein refers to all forms of a water-soluble extract from
carrageenan, Irish moss, seaweed from the Atlantic coasts of Europe and North America.
Sources include, e.g„ Viscarin® 109 and Gelcarin®, such as GP-911, GP-812, GP-379, GP-
109, GP-209 commercially available from FMC. Carageenans are high molecular weight,
highly sulfated, linear molecules with a galactose backbone. They are made up of sulfated
and nonsulfated repeating units of galactose and 3,6 anhydrogalactose, which are joined by
alternating α-(l-3) and β-(1-4) glycosidic linkages. Another commercial source of
carageenans is Sigma and Hercules Inc.
[15] The term "polyacrylic acid" or 'TAA" as used herein includes all forms and MWs of
PAA polymers. Sources include, for example, Carbopol 971 from B.F. Goodrich.
[16] The term "polyethylene oxide polymer" or "PEO" as used herein includes all forms
and MWs of PEO polymers. Sources of PEO polymers include, e.g., Polyox WSR-303™
(average MW: 7 x 106; viscosity 7500-10000 cps, 1% in H20, 25°C); Polyox WSR
Coagulant™ (average MW 5 x 106; viscosity 5500-7500 cps, under the same conditions as
above); Polyox WSR-301™ (average MW 4 x 106; viscosity 1650-5500 cps, under the same
conditions as above); Polyox WSR-N-60K™ (average MW 2 x 106; viscosity: 2000-4000
cps, 2% in H2O, 25°C); all of which are trade names of Union Carbide Co. See also WO
94/06414, which is incorporated herein by reference.
[17] The term "polyethylene glycol" or 'TEG" as used herein includes all forms and MWs
of PEG polymers. Sources of PEG polymers include Macrogol 400, Macrogol 1500,

Macrogol 4000, Macrogol 6000, Macrogol 20000; all of which are trade names of Nippon Oil
and Fats Co.
[18] The terms "hydroxypropylmethylcellulose," "sodium carboxymethylcellulose,"
"hydroxyethylcellulose," and "carboxyvinyl polymer" incorporate their common usages.
Sources include: for hydroxypropylmethylcellulose (HPMC), e.g., Metolose 90SH100000™
(viscosity: 2900-3900 cps, under the same conditions as above); Metolose 90SH30000™
(viscosity: 25000-35000 cps, 2% in H20, 20°C); all of which are trade names of Shin-Etsu
Chemicals Co. For sodium carboxymethyl-cellulose (CMC-Na), e.g., Sanlose F-150MC™
(average MW 2 x 105; viscosity 1200-1800 cps, 1% in H20, 25°C), Sanlose F-1000MC™
(average MW 4.2 x 104; viscosity 8000-12000 cps, under the same conditions as above);
Sanlose F-300MC™ (average MW 3 x 105; viscosity 2500-3000 cps, under the same
conditions as above), all of which are trade names of Nippon Seishi Co., Ltd. For
hydroxyethylcellulose (HEC) (e.g., HEC Daicel SE850™), average MW 1.48 x 106; viscosity:
2400-3000 cps, 1% in H20, 25°C; HEC Daicel SE900™, average MW 1.56 x 106; viscosity
4000-5000 cps, under the same conditions as above; all of which are trade names of Daicel
Chemical Industries. For carboxyvinyl polymers, e.g., Carbopol 940™, average MW ca. 25 x
105; B.F. Goodrich Chemical Co.
[19] The term "therapeutic drug" as used herein means any drug that can be delivered in an
orally delivered physiologically acceptable tablet.
[20] The term "micelle forming" refers to any compound that is capable of forming
electrically charged colloidal particles, ions consisting of oriented molecules, or aggregates
of a number of compounds/molecules held loosely together by secondary bonds.
BRIEF DESCRIPTION OF THE DRAWINGS
[21] Figure 1 illustrates soluble drug (10 wt.%) release from a 400 mg PAA/PEO matrix in
Simulated Intestinal Fluid (SIF).
[22] Figure 2 illustrates the correlation between T50 and log P for basic highly soluble
drugs released from a 400 mg PAA/PEO (1:1.5) tablet.
[23] Figure 3 illustrates the correlation between critical micelle concentration (CMC) and
log P.
[24] Figure 4 illustrates examples of charged drugs (either positive or negative) suitable for
use in the release experiments.

[25] Figure 5 illustrates the release of negatively charged drugs from a PAA/PEO matrix.
[26] Figure 6 illustrates Diltiazem HC1 release from PAA/polysaccharide matrix tablets
(400 mg) in SGF (Fig. 6a) and SIF (Fig. 6b).
[27] Figure 7 illustrates Diltiazem HC1 release from PAA/sulfated polymer matrix tablets
(400 mg) in SGF (Fig. 7a) and SIF (Fig. 7b).
[28] Figure 8 illustrates Diltiazem HC1 release from different matrix tablets in SGF (Fig.
8a) and SIF (Fig. 8b).
[29] Figure 9 illustrates Diltiazem HC1 (25 wt.%) release from PAA/carrageenan (1:1)
matrix in SGF and SIF.
[30] Figure 10 illustrates PAA/carrageenan ratio optimization for a formulation with 25 wt
% Diltiazem HC1.
[31] Figure 11 illustrates release rates of Diltiazem HC1 (60 wt.%) from matrix tablets with
different PAA/carrageenan ratios in SGF (Fig. 1 la) and SIF (Fig. 1 lb).
[32] Figure 12 illustrates Diltiazem HC1 release from PAA/Viscarin 109 matrix at different
drug loads in SGF (Fig. 12a) and SIF (Fig. 12b).
[33] Figure 13 illustrates Diltiazem HC1 (25 wt. %) release from competitive systems
based on carrageenan in SGF (Fig. 13a) and SIF (Fig. 13b).
[34] Figure 14 illustrates Diltiazem HC1 (25 wt. %) release from competitive systems
based on PAA in SGF.
[35] Figure 15 illustrates Diltiazem HC1 (60 wt. %) release from competitive systems in
SGF (Fig. 15a) and SIF (Fig. 15b).
[36] Figure 16 illustrates the effect of additional amount of PAA on Diltiazem HC1 (50 wt.
%) release in JP 2nd fluid.
[37] Figure 17 illustrates the effect of additional amount of PAA/carrageenan on Diltiazem
HC1 (50 wt. %) release in JP 2nd fluid.
DETAILED DESCRIPTION OF PREFERRED EMBODIMENTS.
[38] This present invention provides, inter alia, an oral sustained release preparation
comprising a micelle-forming active agent {i.e., drug) and an oppositely charged polymer
forming a hydrogel matrix. The formulation is typically manufactured by direct compression
of the drug and the polymeric excipient.
[39] Advantageously, this formulation provides an extremely low, release rate of active
agent. In a preferred aspect, hydrogen-bonded complexes between the oppositely charged

polymers and drug micelles prevent rapid diffusion of the drug. Without being bound by any
particular theory, it is believed that drug release occurs when the charge of the polymer is
neutralized by OH ions at the matrix/dissolution border and these bonds are disrupted.
[40] In one embodiment, the number of administrations of the formulation can be reduced,
thereby increasing patient compliance. Further, side effects of the drug can be reduced by
suppressing rapid increases in blood concentration of the drug (seen in standard
formulations). A further advantage of this formulation is that the release rates of the
formulations are not significantly affected by loading with high amounts of drug.
[41] Factors and events which form a theoretical basis for the embodiments of the
invention are discussed herein. However, this discussion is not in any way to be considered
as binding or limiting on the present invention. Those of skill in the art will understand that
the various embodiments of the invention may be practiced regardless of the model used to
describe the theoretical underpinnings of the invention.
I. Active Agents of the Invention
[42] Active agents of this invention can be any drugs which form micelles, Micelle
formation has been observed for antidepressants, β-adrenoceptor blocking agents, anesthetics,
antihistamines, phenothiazines, antiacetylcholines, tranquilizers, antibacterials, and
antibiotics (see, Attwood et al, J. Pharm. Pharmac, 30, 176-180 (1978); Attwood et al, J.
Pharm. Pharmac, 31, 392-395 (1979); Attwood et al, J. Pharm. Pharmac, 38, 494-498
(1986); Attwood J. Pharm. Pharmac, 24,751-752 (1972); Attwood etal J. Pharm. Sci.v.63,
no. 6, 988993 (1974); Attwood, J. Phar. Pharmacol, 28, 407-409 (1976)). Representative
micelle-forming antidepressant drugs include imipramine HC1, omipramol HC1, and
amitriptuline HC1. Representative micelle-forming β-adrenoceptor blocking agents include
oxprenolol HC1, acebutolol HC1 and solatol HC1. Representative micelle-forming anesthetics
include procaine HC1, lidocaine HC1, and amethocaine HC1. Representative micelle-forming
antihistamines include diphenhydramine HC1, chlorcyclizine HC1, diphenylpyraline HC1,
promethazine HC1, bromodiphenhydramine HC1, tripelennamine HC1, and mepyramine
maleate. Representative micelle-forming phenothiazines include chlorpromazine HC1, and
promethazine HC1. Other micelle-forming drugs include tranquilizers, antibacterials and
antibiotics.
[43] In certain aspects, the active agents include, but are not limited to, betacaine
hemisulphate, cinchocaine hydrochloride BP and lignocaine hydrochloride (Sigma);

prilocaine hydrochloride BP bupivacaine hydrochloride (Astra Pharmaceuticals) mepivacaine
hydrochloride (Leo) proparacaine hydrochloride (Squibb) and amethocaine hydrochloride BP
(Smith and Nephew Pharmaceuticals). In certain other aspects, the following active
ingredients are useful in the present invention. These include, but are not limited to, (4'-(l-
hydroxy-2-Isopropyl-aminoethyl)methanesulphonanilfide) (Duncan, Flockhart); labetolol [5-
(l-hydroxy-2-(l-methyl-3-phenyl-propylamino)ethyl) salicylamide] (Allen and Hariburys);
aceburtolol ((±)-3'-acetyl-4'-(2-hydroxy-3-Isopropylaniinopropoxy)-butyranilde) (May and
Baker); propranolol {(±)-l-Isopropylamino-3-naphth-r-yloxypropan-2-ol} (ICI) and
oxprenolol {(±)-l-(o-allyloxyphenoxy)-3-Isopropylaminopropan-2-ol)} (Ciba); timolol
maleate {(-)-l-butylamino-3(4-morphohno-l,2,5-thiediazol-3-yl-oxy)propan-2-ol maleate)
(Merck, Sharp and Dohme); metroprolol lartrale ((±)-l-Isopropylamino 3-p-(2-methoxyethyl)
phenoxypropan-2-ol tartrate} (Geigy Pharmaceuticals). In another embodiment, the active
ingredients include, but are not limited to, adiphenine hydrochloride (Ciba); poldine
methylsulphate B.P. (Beecham Research); lachesino chloride B.P.C. (Vestric);
chlorphenoxamine hydrochloride (Evans Medical); piperiodolate hydrochloride and
pipenzolate bromide (M.C.P. Pharmaceuticals); orphenadrine hydrochloride B.P. (Brocades,
Gt Britain); benztropine mesylate B.P. (Merck Sharp and Dohme); chdinium bromide
(Roche); ambutonium bromide (Wyeth) and benzilonitum bromide (Parke-Davis).
Diphenhydramine hydrochloride B.P. (2-diphenylmomoxy-NN-dimemylemylamine
hydrochloride) and chlorcyclizine hydrochloride B.P. [l-(p-chlorodiphenylmethyl)-4-meuayl
piperazine hydrochloride] obtained from Parke-Davis and Company and Burroughs
Wellcome and Company respectively. Bromodiphenhydramine hydrochloride [2-(α-p-
bromophenyl-α-phenylmemoxy)-NN-dimemylemylamine hydrochloride] and dipenylpyraline
hydrochloride (4-diphenyl-methoxy-l-methylpiperidine hydrochloride) respectively. Those
of skill in the art will know of other active ingredients suitable for use in the present
invention.
[44] In preferred embodiments, active agents of this invention are highly water soluble
drugs. And further preferred embodiments, active agents of this invention are basic drugs.
This invention is particularly useful for such drugs, which exhibit a strong burst effect due to
rapid diffusion through polymeric matrices. Highly water soluble drugs include salts formed
with inorganic and organic acids (positively charged due to non-covalently attached protons),
permanently positively (or negatively) charged molecules, and negatively charged molecules
(salts of weak and strong acids). For example, highly water soluble drug means that its
solubility is over 10 mg/mL, more preferably over 100 mg/mL.

[45] Specific active agents suitable for use in formulations of this invention, micelle
forming drug having a charge, can be selected based on critical micelle concentration (CMC)
and/or log P, which are closely related {see, Example 3). Log P, the drug distribution
coefficient between octanol and water, reflects the hydrophobic properties of the uncharged
drug form. CMC, a measure of the concentration at which a particular compound will form a
micelle, is a function of hydrophobicity, as well as molecular stereochemistry, group rotation
ability, and counter ions. The presence of micelle-like charged drug aggregates within a
hydrogel matrix containing oppositely charged polymers leads to cooperative interaction. It
is this cooperative interaction that governs the release rate of drug from the polymeric matrix.
Therefore, CMC and log P can be used to predict drug release rate and thus identify those
drugs which will have extended release in formulations of this invention. Drugs with a low
CMC and/or high log P would be released slowly in formulations of this invention, while
those less likely to form micelles would be released with profiles similar to those for standard
oral formulations.
[46] Accordingly, the release profile of a drug can be modulated using any standard
methods known to those of skill in the art to modulate the critical micelle concentration
and/or the degree of cooperative interaction between a micelle-forming drug and the
oppositely charged polymers. Methods of modulating CMC and/or the degree of cooperative
interaction would include altering the hydrophobicity of the drug by addition of functional
groups and any other techniques to alter electrostatic interaction between the drug and the
polymeric excipient. In certain aspects, the present invention provides a method for
extending the release profile of a micelle forming drug, comprising: decreasing the critical
micelle concentration of the micelle forming drug, thereby extending the release profile of the
micelle forming drug.
[47] In certain other aspects, the present invention provides further methods of extending
the release profile of a micelle forming drug. These include for example, varying the
polymer compositions, changing the polymer-drug ratio, varying the additional amount of
polymer having opposite charge as well as varying the tablet size and shape.
[48] One method to determine whether micelles exist, is to measure the variation of light
scattering at an angle of 90° i.e., S90, as a function of concentration in an appropriate
solution. Thereafter, scattering graphs can be analyzed. If scattering is increasing
continuously with increasing the concentration, no micelle formation is occurring. If graphs
indicate clearly defined inflection in the S90 vs. concentration plots, it is attributed to the
micelle formation. Critical micelle concentration is determined from the inflection point of

graphs of the scattering at an angle of 90° to the incident beam, S90, as a function of the
molar concentration. Those of skill in the art will know of other methods to determine
micelle formation.
[49] Advantageously, drug loads for formulations of this invention can be extremely high.
Moreover, the release rate does not increase significantly with increase of drug content (e.g.,
up to 60 wt. %) in SGF and actually decreases with increase of drug content in SIF (see,
Example 8).
[50] In certain preferred aspects, the micelle forming drug has a positive charge or a
negative charge at physiological pH. As used herein, physiological pH is about 0.5 to about
8, more preferably, about 0.5 to about 5.5. The positive charge or negative charge at
physiological pH refers to the overall charge on the molecule. That is, it is possible to have
more than one functional group contributing to the charge, as long as the overall charge is
positive or negative.
[51] One assay method to determine whether the micelle forming drug or polymer has a
positive charge or a negative charge at physiological pH is to empirically determine the
charge on the molecule. For example, a suitable buffer solution or gel is made having a
certain pH. A cathode and an anode are placed in the buffered solution or, alternatively, a gel
electrophoresis is used. The micelle forming drug if positively charged migrates to the
cathode. If the micelle forming drug is negatively charged, the drug migrates to the anode.
Thepolymer having an opposite charge in the pharmaceutical formulation will migrate to the
opposite electrode. For example, if the micelle forming drug is positively charged, it will
migrate to the cathode. The polymer having an opposite charge will migrate to the anode.
[52] In another assay method, the charge on the micelle forming drug and/or polymer is
assessed using the Henderson-Hasselbach equation. The Henderson-Hasselbach equation is a
mathematical statement which defines the pH of a solution of a conjugate acid-base pair in
terms of the dissociation constant of the weak acid and the equilibrium concentrations of the
acid and its conjugate base. When pK = pH, then, [Ha] is equal to [A]. Values of pK yield
quantitative information concerning acid strength, very strong acids being characterized by
undefined pK values (pK = -log 0, example HC1); semi-strong acids being characterized by
small pK values; and weak acids being characterized with large pK values. Using the
Henderson-Hasselbach equation, the charge on the micelle forming drug and/or polymer is
assessed to determine the charge thereon.

II. Charged Polymeric Excipients of the Invention
[53] The formulation of this invention also comprises at least one polymeric excipient or
polymer with a charge opposite that of the micelle-forming drug of the invention. In a
preferred aspect, the cooperative interaction of the charged excipient with the micelle-
forming drug is the basis for the extended release properties of this invention.
[54] The formulation can comprise negatively charged polymers, such as ones with a
carboxylic group or a sulfate group. These include, but are not limited to, sulfated polymers,
polyacrylic acid, polymethacrylic acid, methylmethacrylic-methacrylic acid copolymer,
alginates, xanthan gum, gellan gum, guar gum, carboxymethylcellulose, locust bean gum, and
hyaluronic acid.
[55] Especially preferred polymers with a negative charge include polyacrylic acid and
sulfated polymers. Sulfated polymers include carrageenan (e.g., Viscarin® and/or Gelcarin®),
and dextran sulfate. Preferably, when polyacrylic acid is selected as one polymer, sulfated
polymers can be selected as other polymers.
[56] Preferably, the formulation can also comprise a hydrogel-forming polymer with
physical characteristics, such as nigh viscosity upon gelation, which permit the preparation of
the present invention to withstand the contractile forces of the digestive tract associated with
the digestion of food and more or less retain its shape during its travel down to the lower
digestive tract, namely the colon. For example, a polymer showing a viscosity of not less
than 1000 cps in 1% aqueous solution (at 25°C) is particularly preferred.
[57] The properties of the polymer depend on its molecular weight. The hydrogel-forming
polymer which can be used in the present invention is preferably a substance of
comparatively high molecular weight, viz. a polymer having an average molecular weight of
not less than 2 x 106 and more preferably not less than 4 x 106. Further, the polymers can be
branched chain, straight chain, crossed linked or any combination thereof.
[58] Examples of said polymer substance are polyethylene oxide, such as POLYOX® WSR
303 (viscosity-average molecular weight: 7,000,000, viscosity: 7,500 to 10,000 cps (aqueous
1% solution at 25°C)), POLYOX® WSR Coagulant (viscosity-average molecular weight:
5,000,000, viscosity: 5,500 to 7,500 cps (aqueous 1% solution at 25°C)), POLYOX® WSR-
301 (viscosity-average molecular weight of 4,000,000, viscosity: 1650-5500 cps (aqueous 1%
solution at 25°C), POLYOX® WSR N-60K (viscosity-average molecular weight: 2,000,000,
viscosity: 2,000 to 4,000 cps (2% aqueous solution at 25°C) (all made by Union Carbide),
ALKOX® E-75 (viscosity-average molecular weight: 2,000,000 to 2,500,000, viscosity: 40 to

70 cps (aqueous 0.5% solution at 25°C)), ALKOX® E-100 (viscosity-average molecular
weight of 2,500,000 to 3,000,000, viscosity: 90 to 110 cps (aqueous 0.5% solution at 25°C)),
ALKOX® E-130 (viscosity-average molecular weight: 3,000,000 to 3,500,000, viscosity: 130
to 140 cps (aqueous 0.5% solution at 25°C)), ALKOX® E-160 (viscosity-average molecular
weight: 3,600,000 to 4,000,000, viscosity: 150 to 160 cps (aqueous 0.5% solution at 25°C)),
ALKOX® E--240 (viscosity-average molecular weight: 4,000,000 to 5,000,000, viscosity: 200
to 240 cps (aqueous 0.5% solution at 25°C)) (all made by Meisei Kagaku Co., Ltd.), PEO-8
(viscosity-average molecular weight: 1,700,000 to 2,200,000, viscosity: 20 to 70 cps (aqueous
0.5% solution at 25°C)), PEO-15 (viscosity-average molecular weight: 3,300,000 to
3,800,000, viscosity: 130 to 250 cps (aqueous 0.5% solution at 25°C)), PEO-18 (viscosity-
average molecular weight: 4,300,000 to 4,800,000, viscosity: 250 to 480 cps (aqueous 0.5%
solution at 25°C)) (all made by Seitetsu Kagaku Kogyo Co., Ltd.), etc.
[59] In order to provide a hydrogel-type preparation suitable for sustained release, it is
generally preferable that the preparation contains about 10 to about 95 weight %, more
preferably, about 15 to about 90 weight % of a hydrogel-forming polymer of a preparation
weighing less than 600 mg. Preferably, the preparation contains not less than 70 mg per
preparation and preferably not less than 100 mg per preparation of the hydrogel-forming
polymer. The above-mentioned levels will insure that the formulation will tolerate erosion in
the digestive tract for a sufficiently long time in order to achieve sufficient sustained release.
[60] The above hydrogel-forming polymer may be used singly, or two or more kind(s) of
the above hydrogel-forming polymers in mixture may be used.
[61] Preferably, the particular combination and ratio of polymeric excipients is that which
allows the slowest rate of release under both gastric and intestinal conditions, pH
independently. The optimal combination and ratio can vary depending on the particular active
agent and percent loading of active agent.
[62] Preferred combinations of excipients includePAA/PEO, PAA/carrageenan, and
PAA/dextran; sulfate. Preferably, the polymers are in a 1:0.5 ratio, 1:1 ratio, or a 1:5 ratio;
most preferably, the polymers are in a 1:1.5 ratio.
[63] Preferred combinations of excipients also include PAA/carrageenan/PEO. Preferably,
PAA and carrageenan are in a 1:0.5 ratio, 1:1 ratio, or a 1:5 ratio; most preferably, the
polymers are in a 1:1.5 ratio. Preferably, PAA plus carrageenan, and PEO are in a 1:0.5 ratio,
1:1 ratio, or a 1:2 ratio; most preferably, the polymers are in a 1: 1.5 ratio.
[64] In order for accomplishment of sustained drug release in the lower digestive tract as
well as in upper digestive tract of humans, the preparation should be a gelled at least 2 hours

after administration and the tablet should be further eroded through moving the lower
digestive tract so that the tablet is released.
[65] The term "percentage gelation of the formulation" used in the present invention
means the ratio of the tablet that has been gelled once the compressed tablet has been
moistened for a specific amount of time and is determined by the method of determination of
the percentage gelation described below {see, Test Method 2). Because the preparation
absorbs water when retained in the upper digestive tract and thereby almost completely gels
(that is, percentage gelation is not less than 70%, preferably not less than 75%, more
preferably not less than 80%) and move to the lower digestive tract as the surface of the
preparation is being eroded with drug being released by further erosion, the drug is
continually and thoroughly released and absorbed. As a result, sustained release performance
is realized, even in the lower digestive tract where there is little water. Specifically, if the
percentage gelation is less than approximately 70%, sufficient release of the drug will not be
obtained and there is a chance of a reduction in bioavailability of the drug (EP No.
1,205,190A1).
[66] The term "upper digestive tract" in the present invention means the part from the
stomach to the duodenum and jejunum "lower digestive tract" means the part from the ileum
to the colon.
[67] The formulation can also comprise hydrophilic base to achieve the higher percent
gelation. There are no particular restrictions to the hydrophilic base as long as it can be
dissolved before above-mentioned hydrogel-forming polymer substance gels. For example,
the amount of water needed to dissolve 1g of this hydrophilic base is preferably 5mL or less
(at 20 ± 5°C), more preferably 4mL of less (at same temperature).
[68] Examples of said hydrophilic base include water-soluble polymers such as
polyethylene glycol (for instance, Macrogol 4000, Macrogol 6000 and Macrogol 20000, all
of which are trade names of Nippon Oil and Fats Co.), polyvinyl pyrrolidone (for instance,
PVP® K30, of which is trade name of BASF), sugar alcohols, such as D-sorbitol, xylitol,
etc., saccharides, such as sucrose, maltose, lactulose, D-fructose, dextran (for instance,
Dextran 40), glucose, etc., surfactants, such as polyoxyethylene hydrogenated castor oil (for
instance, Cremophor® RH40 (made by BASF), HCO-40, HCO-60 (made by Nikko
Chemicals), polyoxyethylene polyoxypropylene glycol (for instance, Pluronic® F68 of which
is trade name of Asahi Denka), etc. Polyethylene glycol, sucrose, and lactulose are preferred
and polyethylene glycol (particularly Macrogol 6000) is further preferred. The above

hydrophilic base can be used singly, or two or more kind(s) of the above hydrophilic base in
mixture can be used.
[69] When the hydrophilic base is added in the present invention, the ratio used is
preferably approximately 5 to approximately 80 wt% per total preparation, more preferably 5
to 60 wt% based on the total preparation.
[70] Preferred combinations of excipients include PAA/PEO/PEG. Preferably, PAA and
PEO are in a 1:0.5 ratio, 1:1 ratio, or a 1:5 ratio. More preferably, the amount of PEG is 5
wt.% to 60 wt.% based on the total preparation
[71] Preferred combinations of excipients also include PAA/carrageenan/PEO/PEG.
Preferably, PAA and carrageenan are in a 1:0.5 ratio, 1:1 ratio, or a 1:5 ratio. Preferably,
PAA plus carrageenan, and PEO are in a 1:0.5 ratio, 1:1 ratio, or a 1:2 ratio. More preferably,
the amount of PEG is 5 wt.% to 60 wt.% based on the total preparation.
[72] The formulation can also comprise a single positively charged polymer or
combinations of such polymers, including, but not limited to, polyethylene imine, chitosan,
polyvinylpirridinium bromide, and polydimethylaminoethylmethacrylate.
[73] Depending on the polymer(s) viscosity, the polymer material can form a matrix
comprising the active ingredient. For example, a polymer showing a viscosity of not less than
1000 cps in 1% aqueous solution is particularly preferred due to its matrix forming ability.
[74] Extending release of a micelle forming drug can be achieved by a method of oral
administrating formulation of this invention.
HI. Other Tablet Modifications
[75] Modification of drug release through the tablet matrix of the present invention can
also be achieved by any known technique, such as, e.g., application of various coatings, e.g.,
ion exchange complexes with, e.g., Amberlite IRP-69. The tablets of the invention can also
include or be co-administered with GI motihty-reducing drugs. The active agent can also be
modified to generate a prodrug by chemical modification of a biologically active compound
which will liberate the active compound in vivo by enzymatic or hydrolytic cleavage, etc.
Additional layers or coating can act as diffusional barriers to provide additional means to
control rate and timing of drug release.

IV. Formulation Additives
[76] If desired, the preparation of the present invention may include appropriate amounts
of other pharmaceutically acceptable additives such as vehicles {e.g., lactose, mannitol,
potato starch, wheat starch, rice starch, corn starch, and crystalline cellulose), binders (e.g.,
hydroxypropylmethylcellulose, hydroxypropylcellulose, methylcellulose, and gum arabic),
swelling agents (e.g., carboxymethylcellulose and carboxy-methylcellulose calcium),
lubricants (e.g., stearic acid, calcium stearate, magnesium stearate, talc, magnesium meta-
silicate aluminate, calcium hydrogen phosphate, and anhydrous calcium hydrogen
phosphate), fluidizers (e.g., hydrous silica, light anhydrous silicic acid, and dried aluminum
hydroxide gel), colorants (e.g., yellow iron sesquioxide and iron sesquioxide), surfactants
(e.g., sodium lauryl sulfate, sucrose fatty acid ester), coating agents (e.g., zein,
hydroxypropylmethyl-cellulose, and hydroxypropylcellulose), buffering agents (e.g., sodium
chloride, magnesium chloride, citric acid, tartaric acid, bibasic sodium phosphate, monobasic
sodium phosphate, calcium hydrogen phosphate, ascorbic acid, ), aromas (e.g., l-menthol,
peppermint oil, and fennel oil), preservatives (e.g., sodium sorbate, potassium sorbate, methyl
p-benzoate, and ethyl-benzoate).
V. Manufacturing
[77] The preparation of the present invention is a solid preparation having a certain shape,
and can be manufactured by any conventional processes. Typical processes include, e.g.,
compression tableting manufacturing processes. These processes comprise blending and if
necessary granulating the active agent, the charged polymers, and if desired, additional
additives, and compression-molding the resulting composition/formulation. Alternative
processes include, e.g., a capsule compression filling process, an extrusion molding process
comprising fusing a mixture and setting the fused mixture, an injection molding process, and
the like. Any coating treatments, such as, e.g., sugar coating, may also be carried out.
[78] The following examples are intended to illustrate, but not to limit, the present
invention.
EXAMPLES
Test Method 1
This Test Method illustrates the basic procedure for manufacturing
formulations of this invention, as well as measuring drug release.

Several different formulations with different drugs were manufactured. Drugs
were manually mixed with the excipients in a mortar and compressed into 400 mg tablets
using Carver press or Oil press with 1000 lb applied force. Flat face 11 mm round tooling
was used.
Materials
Carbopol 971 (BF Goodrich); Polyox 303 (Union Carbide); two types of
carrageenan, Viscarin® 109 and Gelcarin (FMC); Xantural™ 180 (Monsanto Pharmaceutical
Ingredients), a xanthan gum Keltone® LVCR (Monsanto Pharmaceutical Ingredients); a
sodium alginate Chitosan (M. W. International, Inc.); Macrogol 6000 (Nippon Oil and Fats
Co.); Methocel K100M (The Dow Chemical Company); a hydroxypropylmethylcellulose
(HPMC); Cellulose Gum 12M31P TP (Hercules); a sodium carboxymethylcellulose (CMC);
and Dextran Sulfate (Sigma).
Methods
In vitro drug release was measured by in vitro dissolution experiments. These
studies were carried out using USP apparatus II at a paddle speed of 100 rpm in 1000 ml
dissolution medium from Examples 1 to 10. Drug release was evaluated with either
Simulated Gastric Fluid (SGF), pH=1.2 or Simulated Intestinal Fluid (SIF), pH=7.5, both
prepared according to USP without enzyme added. Tablet sinkers were applied in all
experiments, At predetermined time intervals, a sample was withdrawn from the vessel and
assayed using a UV-VIS spectrophotometer at a wavelength of 240 nm.
Example 1
This example illustrates that drug release rate does not correlate with drug
solubility, indicating that a specific interaction is influencing its release rate.
The release behavior of a large group of basic highly soluble drugs (10 wt. %
of drug ) from a directly compressed matrix tablet using 1:1.5 polyacrylic acid/polyethylene
oxide (PAA/PEO) mix as excipient was studied under modified Simulated Intestinal Fluid
(SIF) conditions. Release rate was characterized by T50 (time during which 50% of drug has
been released from matrix to the solution) (Figure 1). Results of the study are presented in
Table 1, where drug properties and release rate are summarized.
Identically charged drugs have significantly different release profiles in
modified SIF which do not correlate with drug solubility (Figure 1, Table 1). Therefore, it can
be concluded that a single electrostatic interaction does not by itself result in extended release
of soluble drugs.

Example 2
This example illustrates that the log P of a drug can be used to predict whether
extended release will be achieved using the formulation of this invention. An ability to
predict drug release behavior based on the log P characteristic is one of the key advantages of
this invention.
The ability of a drug to bind to a particular polyelectrolyte is dependent on its
critical micelle concentration (CMC). However, since the CMC value is rarely available for
drugs, an attempt was made to relate the release rate to drug properties which are commonly
used for drag characterization. For drugs which were used in the above-described release
experiments (Table 1), a variety of parameters such as molecular weight, solubility, pKa, log
P, log D, and surface tension were analyzed in terms of their correlation with the release time.
It appeared that log P (distribution coefficient of uncharged drug form between octanol and
water) demonstrates a close to linear relationship with T50 (Figure 2). Log P is closely related
to CMC. In fact, a practically linear relationship has been established between log P and
CMC (Figure 3). Log P and CMC values for different drugs were extracted from the
Attwood publications.
Example 3
This example illustrates that extended release can be achieved for permanently
positively charged molecules using a 1:1.5 PAA/PEO excipient mixture.
The following positively charged molecules were tested: benzethonium
chloride and bethanechol chloride, which have one positive charge; thiamine mononitrate and
thiamine hydrochloride, which have two positive charges; and betaine, which is a dipole
(Figure 4). Although thiamine HC1 showed slightly fast release, all the drugs demonstrated
extended release with different rates (Table 2).


These results demonstrate that even if a drag does not have strong
hydrophobic groups, specific interaction with charged polymeric excipients is still possible
(see, for example bethanechol chloride), as long as the drug carries a permanent positive
charge. On the other hand, drug structure and charge location can play an important role in
the ability to interact with polymeric excipients (see, thiamine HC1). Thiamine's location of
charges at the center of the molecule (Figure 4) may effect micelle formation.
Example 4
This example illustrates that oppositely charged drugs and polymeric
excipients are critical for extending drug release. As Figure 5 shows, the highly soluble
negatively charged drugs, sodium cefazoline and sodium cefmatazole, diffuse out the

negatively charged PAA/PEO matrix with a T50 of about 5 hours without achieving extended
release.
Example 5
This example demonstrates the effect of fluid environment on drug release
profiles for 1:1.5 PAA/PEO mixtures.
The initial experiments described in Examples 1-4 were conducted under
Simulated Intestinal Fluid (SIF) conditions, where PAA is ionized. To evaluate the release
kinetics under gastric conditions, dissolution of different types of soluble drugs was
performed in modified Simulated Gastric Fluid (SGF). Table 3 compares T50 values in SGF
and SIF for different drugs.

As Table 3 shows, release time in SIF is significantly longer that in SGF.
Obviously, in. low pH media ionization of PAA is suppressed to a great extent. This may
prevent formation of cooperative bonds between PAA/PEO and the drug. Another possible

reason for the short release times in SGF is that formation of a hydrogen-bonded polymer
complex between the electronegative oxygen atom of PEO and the carboxylic group of PAA
at low pH conditions blocks the carboxylic groups from interaction with drug.
Example 6
This example illustrates polymeric excipient combinations which provide
sustained release under both SGF and SIF conditions.
Evaluation of multiple polysaccharides
Drug release rates were tested for seven different polysaccharides
(carrageenan, xanthan gum, sodium alginate, chitosan, HPMC, CMC-Na) combined with
PAA, containing 25 wt. % Diltiazem HC1 (DI) (Figure 6). The results demonstrate that a
combination of PAA with carrageenan can provide the slowest release of drug in SGF. This
effect is probably due to the strong acidic nature of carrageenan functional groups (-SO4")
which stay negatively charged even at low pH conditions and enable interaction between the
carrageenan and a drug.
Evaluation of other sulfated polymers
Different types of carrageenan, as well as dextran sulfate, were used in
combination with PAA or PEO at a 1:1 ratio and Diltiazem HC1 (25 wt.%) and release rate
was measured in SGF and SIF. Extended release was observed for all combinations
containing sulfated polymers (Figure 7).
Further analysis of effect of substitution of PAA for PEO
When PAA in PAA/Carrageenan (1:1) formulation is substituted by high MW
PEO, release profiles for PAA/Carrageenan (1:1) and PEO/Carrageenan (1:1) formulations in
SGF overlap for about 6 hours (Figure 8, a). After this time, fast matrix erosion causes faster
drug release from PEO/Carrageenan matrix. In contrast, in SIF, PAA/Carrageenan
formulation demonstrates slower drug release than PEO/Carrageenan formulation over the
entire period of time (Figure 8, b). Therefore, combination of PAA and Carrageenan can
provide the best in vitro drug release characteristics in both SGF and in SIF.
Comparison of PAA/Carraseenan release rates in SIF and SGF
Figure 9 demonstrates that DI (25 wt.%) release from the PAA/Carrageenan
(1:1) matrix is linear in both SGF and SIF and that release rates in the two media are
identical. A dissolution test for samples where the media was switched after 2 hours resulted
in a linear release profile very close to the profiles in Figure 9.

Example 7
This example illustrates that the optimal polymer excipient composition is
media dependent (Figure 10).
For the formulation containing 25 wt.% DI, the lowest release rate in SGF was
achieved with 1:1 PAA/Carrageenan composition. In SIF, release rate decreased with
increasing amounts of PAA in the formulation.
Interestingly, different optimal compositions were observed for a formulation
with high DI content (60 wt.%). In SGF, the drug release rate decreased with an increase in
carrageenan content and in SIF, the release rate was practically independent from excipient
ratio (Figure 11).
Based on these observations, we believe that the release behavior is most
likely governed by drug/excipient complex stoichiometry in different media.
Example 8
This example illustrates that an increase in drug loading has an insignificant
effect on the release rate in SIF for drug loading up to 60 wt %. In SGF, the increase in
release rate is relatively small for drug loads up to 50 wt.% (Figure 12).
Example 9
This example illustrates the superior ability of the formulations of this
invention to extend drug release.
DI (25%) release from PAA/Carrageenan (1:1) matrix was compared with
previously described formulations containing PAA and Carrageenan (Bonferoni et al., AAPS
Pharm. Sci. Tech, 1(2) article 15 (2000); Bubnis et al, Proceed. Int'l. Symp. Control. Rel
Bioact. Mater., 25, p. 820 (1998); Devi et al, Pharm. Res., v.6, No 4, 313-317 (1989); Randa
Rao et al, J. Contr. Rel, 12, 133-141 (1990); Baveja et al, Int. J. Pharm., 39, 39-45 (1987);
Stockwel et al, J. Contr. Rel 3, 167-175 (1986); Perez-Marcos et al, J. Pharm. Sci., v.85,
No. 3 (1996); Perez-Marcos et al, Int. J. Pharm. 111, 251-259 (1994); Dabbagh et al,
Pharm. Dev. Tech., 4(3), 313-324 (1999); Bonferoni etal, J. Contr. Rel. 25,119-127 (1993);
Bonferoni et al, J. Contr. Rel. 30, 175-182 (1994); Bonferoni et al, J. Contr. Rel. 51, 231-
239 (1998); US Patent 4,777,033; EU Patent 0 205 336 Bl).
Carrageenan-containing systems described in the literature include
carrageenan/HPMC and carrageenan/CMC. All matrices were prepared in the same way as

the Viscarin 109/second polymer (1:1) mix. Formulations with the PAA/carrageenan (1:1)
matrix demonstrated significantly slower DI release both in SGF and in SIF (Figure 13).
An extended release system with PAA/HPMC (US Patent 4,777,033; EU
Patent 0 205 336 Bl) has been described.
Formulations with the PAA/carrageenan (1:1 and 3:2) matrix demonstrated
significantly slower DI release than that with PAA/HPMC (1:1) as a control in SGF (Figure
14), although all preparations indicated an extended drug release in SIG with a T50 of mo re
than 20 h.
When the amount of drug in the system is increased to 60 wt.%, the release
rate from PAA/Carrageenan system remains the slowest compared to all other competitive
systems (Figure 15).
Example 10
This example compares release rates of various drugs for the original
formulation (PAA/PEO) and the new PAA/carrageenan formulations.
Release rates of different drugs which previously demonstrated interaction
with PAA/PEO matrix were compared to the release rates from the PAA/carrageenan (1:1)
matrix. It appeared that most of the drugs show extended close to zero-order release from the
PAA/carrageenan matrix. Typically, release of the drugs from PAA/carrageenan matrix was
slower both in SGF and in SIF compare to the release from PAA/PEO matrix, although it was
not the case for all the drugs.
To illustrate, the following Table 4 sets forth T50 values (release times) in SIF.
In this study, the PAA/PEO (1:1.5) formulation contained 10% of active and
PAA/Carrageenan (1:1) formulation contained 25% of active.


Test Method 2
Dissolution test
In vitro drug release was measured by in vitro dissolution experiments. These
studies were carried out using The Pharmacopeia of Japan XIV(referred to "JP" hereinafter)
Dissolution Test Method 2 (paddle method) at a paddle speed of 200 rpm in 900 ml
dissolution medium. Drug release was evaluated with either JP Disintegration Test Fluid 1
(referred to "JP 1st fluid" hereinafter), pH=1.2 or JP Disintegration Test Fluid 2 (referred to
"JP 2nd fluid" hereinafter), pH=6.8. Tablet sinkers were not applied in the experiments. At
predetermined time intervals, a sample was withdrawn from the vessel and assayed using a
UV-VTS spectrophotometer at a wavelength of 250 nm.
Gelation test
Using JP 1st fluid and JP 2nd fluid, a gelation test was carried out as follows.
The test tablet was moistened for 2 hours in test medium at 37°C, gel layer was removed and
the core portion not forming a gel was taken out, followed by drying at 40°C for 5 days in a
dryer and dried core was weighted (Wobs). The percent gelation of the formulations is
calculated by means of Equation 1. The value obtained by subtracting core weight from
initial tablet weight (Winitial) and dividing this by initial tablet weight is multiplied by 100 to
calculate the percent gelation (G).
The "percent gelation" as used herein represents the percentage of the portion
of the tablet which has undergone gelation. The method of calculating the percent gelation is
not particularly limited but the following method may be mentioned as an example.

Thus, the test tablet is moistened for a predetermined time, the volume(or
weight)of the portion not forming a gel is then measured and the result is subtracted from the
volume(or weight)of the tablet before the beginning of the test.
Percent gelation (G, %) = (1 - (Wobs-Wintial)) x 100 (Equation 1)
Wobs: The weight of the portion not gelled after initiation of the test
Wmitiai: The weight of the preparation before initiation of the test
Example 11
This example illustrates the effect of additional amount of polymers having a
charge opposite that of the micelle-forming drug on drug release profiles.
Different amount of PAA was used in combination with the mixture of
PEO/PEG (1:1) at a 1:0 ratio (PAA wt.% to the total amount is 50), 1:1 ratio (PAA wt.% to
the total amount is 25), 3:1 ratio (PAA wt.% to the total amount is 37.5), 1:3 ratio (PAA wt.%
to the total amount is 12.5), or 1:9 ratio (PAA wt.% to the total amount is 5), containing 50
wt.% Diltiazem HC1. The Formulation comprising PEO/PEG at a 1:1 ratio without PAA,
containing 50 wt.% Diltiazem HC1 was prepared as a control. Drug release rate was evaluated
in JP 2nd fluid according to the method as described in Test Method 2 (Figure 16). Extended
drug release was achieved for all preparations containing PAA, even in case of containing a
small amount of PAA such as 5 wt.% of total preparation. The results also demonstrated the
drug release rate decreased with increasing the amount of PAA instead of mixture of
PEO/PEG (1:1).
The effect of additional amount of PAA and carrageenan mixture on drug
release profiles was also investigated. The ratio of PAA and carrageenan, and the ratio of
PEO/PEG was fixed 1:1, respectively. Different amount of PAA/carrageenan (1:1) was used
in combination with the mixture of PEO/PEG (1:1) at a 1:0 ratio(both PAA and carrageenan
wt.% to the total amount is 25 and 25, respectively), 3:1 ratio (both PAA and carrageenan
wt.% to the total amount is 18.75 and 18.75, respectively), l:l(both PAA and carrageenan
wt.% to the total amount is 12.5 and 12.5, respectively) ratio to 1:3 ratio(both PAA and
carrageenan wt.% to the total amount is 6.25and 6.25, respectively), containing 50 wt.%
Diltiazem HC1. (Figurel7). The Formulation comprising PEO/PEG at a 1:1 ratio without
PAA/carrageenan, containing 50 wt.% Diltiazem HC1 was prepared as a control. The results
also demonstrated the drug release rate decreased with increasing the amount of mixture of

PAA/carrageenan. Therefore, drug release rate can be controlled by varying the additional
amount of polymer(s) having a charge opposite that of the micelle-forming drug.
Example 12
This example illustrates the superior ability of the formulations of this
invention to be gelled.
When the gelation test of the preparations comprising PAA/carrageenan/
PEO/PEG at a 1:1:0:0, 1:1:1:1 or a 1:1:3:3 ratio, containing 50 wt.% Diltiazem HCl. was
performed according to the method described in Test Method 2. The percent gelation of these
formulations demonstrated 75.0 %, 80.8 % and 80.7% in JP 1st fluid, respectively.
In case of the preparation comprising PAA/PEO/PEG in a 1:9:9, the percent
gelation demonstrated 78.0 % and 76.9 % in JP 1st fluid and JP 2nd fluid, respectively.
Test Method 3
Pharmacokinetic study in beasle dops
Nine male beagle dogs weighing 9.3 to 13.4 kg were fasted for 18h before
administration. After oral administration of the test tablet containing 200mg of Diltiazem
HCl with 30 mL water, they were allowed free access to water, but food was withheld until
the last blood sample had been taken. Blood samples were collected at 0.5, 1,2,3, 4,6, 8,10,
12, and 24 h. after administration. Subsequently, plasma was separated by centrifugation to
be applied to the quantitative analysis by HPLC system with UV detection.
Example 13
This example illustrates the influence of percent gelation of preparations on in
vivo sustained drug release.
Two preparations (Preparation A; 63.4 % and Preparation B; 77.6 % of
percent gelation in JP 1st fluid) comprising different amount of PAA/PEO/PEG, both
containing 200mg of Diltiazem HCl were used for pharmacokinetic study in beagle dogs. The
results demonstrated that the Preparation B showed a sustained drug release in the lower
digestive tract as well as in upper digestive tract, although Preparation A released little drug
in the lower digestive tract.
To compare in vivo drug release between two preparations in detail, the area
under the drug concentration in plasma curve (AUC) from 0 to 24 hr was calculated as a
function of in vivo absorbed drug amount. The results demonstrated that the AUC of

Preparation B (7541.2 ± 2153.7 ng h/mL) was significantly higher than that of Preparation A
(4346.1 ± 1811.6 ng h/mL), which confirmed in vivo insufficient drug release for the
preparation with lower percent gelation.
All publications, patents and patent applications mentioned in this
specification are herein incorporated by reference into the specification in their entirety for all
purposes. Although the invention has been described with reference to preferred
embodiments and examples thereof, the scope of the present invention is not limited only to
those described embodiments. As will be apparent to persons skilled in the art, modifications
and adaptations to the above-described invention can be made without departing from the
spirit and scope of the invention, which is defined and circumscribed by the appended claims.

We Claim:
1. An oral sustained release pharmaceutical formulation, said oral sustained
release pharmaceutical formulation comprising:
(I) a micelle forming water-soluble drug such as herein described having a
solubility of over 10 mg/mL, wherein said drug is basic and has a positive charge at
physiological pH;
(II) at least one polymer having an opposite charge selected from the group
consisting of polyacrylic acid, carboxymethylcellulose, xanthan gum, gellan gum, guar gum,
dextran sulfate, carrageenan and combinations thereof;
(III) a polyethylene oxide; and optionally comprising:
(IV) a hydrophilic base such as herein described, wherein the amount of water
needed to dissolve 1 g of the hydrophilic base is 5 mL or less.
2. The oral sustained release pharmaceutical formulation as claimed in claim 1,
wherein said at least one polymer is selected from polyacrylic acid, carrageenan and a
combination thereof.
3. The oral sustained release pharmaceutical formulation as claimed in claim
1, wherein the percentage gelation of the formulation is 70% to almost complete (100%)
gelation.
4. An oral sustained release pharmaceutical formulation, said oral sustained
release pharmaceutical formulation comprising:

(I) a micelle forming water-soluble drug such as herein described having a
solubility of over 10 mg/mL, wherein said drug is basic and has a positive charge at
physiological pH,
(II) polyacrylic acid;

(HI) a polyethylene oxide; and optionally comprising:
(IV) a hydrophilic base such as herein described, wherein the amount of water
needed to dissolve 1 g of the hydrophilic base is 5 mL or less.
5. The oral sustained release pharmaceutical formulation as claimed in claim 4,
wherein the percentage gelation of the formulation is 70% to almost complete (100%) gelation.
6. The oral sustained release pharmaceutical formulation as claimed in claim 4,
comprising a hydrophilic base and wherein said hydrophilic base is 1 or 2 or more having
solubility such that the amount of water needed to dissolve 1 g base is 5 mL or less.
7. The oral sustained release pharmaceutical formulation as claimed in claim 6,
wherein said hydrophilic base is 1 or 2 or more selected from the group consisting of
polyethylene glycol, sucrose, and lactulose.
8. The oral sustained release pharmaceutical formulation as claimed in claim 4,
optionally comprising
(V) at least one polymer such as herein described that has a sulfate group.
9. The oral sustained release pharmaceutical formulation as claimed in claim
8, wherein said polymer is selected from the group consisting of carrageenan, and dextran
sulfate.
10. The oral sustained release pharmaceutical formulation as claimed in claim 8,
wherein the percentage gelation of the formulation is 70% to almost complete(100%) geation.
11. The oral sustained release pharmaceutical formulation as claimed in claim 8,
wherein said hydrophilic base is 1 or 2 or more having solubility such that the amount of water
needed to dissolve 1 g base is 5 mL or less.
12. The oral sustained release pharmaceutical formulation as claimed in claim
11, wherein said hydrophilic base is 1 or 2 or more selected from the group consisting of
polyethylene glycol, sucrose, and lactulose.

13. The oral sustained release pharmaceutical formulation as claimed in
claim 4, comprising 10 to 75 wt% of said drug, 5 to 50 wt% of polyacrylic acid, 10 to 90 wt%
of polyethylene oxide, and 5 to 60 wt% of hydrophilic base.
14. The oral sustained release pharmaceutical formulation as claimed in claim 8,
comprising 10 to 75 wt% of said drug, 5 to 50 wt% of polyacrylic acid, 10 to 90 wt% of
polyethylene oxide, 5 to 60 wt% of hydrophilic base, and 5 to 50 wt% of polymer bearing sulfate
group.
15. The oral sustained release pharmaceutical formulation as claimed in claim
1, comprising a hydrophilic base, wherein said hydrophilic base is 1 or 2 or more having
solubility such that the amount of water needed to dissolve 1 g base is 5 mL or less.
16. The oral sustained release formulation as claimed in claim 1 or 4, wherein
cooperative interactions between said oppositely charged polymer and said drug micelle prevent
the rapid diffusion of drug from the formulation.
17 The oral sustained release formulation as claimed in claim 18, wherein said
cooperative interactions is hydrogen bonding.
18. An oral sustained release pharmaceutical formulation, said oral sustained
release pharmaceutical formulation comprising:
(I) a micelle forming water-soluble drug such as herein described having a
solubility of over 10 mg/mL, wherein said drug is basic and has a positive charge at
physiological pH;
(II) a combination of two polymers of opposite charge selected from the group
consisting of polyacrylic acid, carboxymethylcellulose, xanthan gum, gellan gum, guar gum
dextran sulfate and carrageenan wherein one of the polymers is a dextran sulfate or
carrageenan;
(III) a polyethylene oxide; and optionally comprising:
(IV) a hydrophilic base such as herein described, wherein the amount of water
needed to dissolve 1 g of the hydrophilic base is 5 mL or less.

This invention relates to novel oral sustained-release formulations for delivery of an active agent (e.g., a drug), especially
a highly water soluble drug. More particularly, this invention relates to novel formulations comprising a micelle-forming drug
having a charge and at least one polymer having an opposite charge. Methods of using the novel formulations are also provided.

Documents:

582-KOLNP-2004-(20-12-2011)-ASSIGNMENT.pdf

582-KOLNP-2004-(20-12-2011)-CORRESPONDENCE.pdf

582-KOLNP-2004-(20-12-2011)-FORM-16.pdf

582-KOLNP-2004-(20-12-2011)-OTHERS.pdf

582-KOLNP-2004-(20-12-2011)-PA-CERTIFIED COPIES.pdf

582-KOLNP-2004-CORRESPONDENCE.pdf

582-KOLNP-2004-FOR ALTERATION OF ENTRY IN THE PATENT REGISTER.pdf

582-KOLNP-2004-FORM 27.pdf

582-kolnp-2004-granted-abstract.pdf

582-kolnp-2004-granted-assignment.pdf

582-kolnp-2004-granted-claims.pdf

582-kolnp-2004-granted-correspondence.pdf

582-kolnp-2004-granted-description (complete).pdf

582-kolnp-2004-granted-drawings.pdf

582-kolnp-2004-granted-examination report.pdf

582-kolnp-2004-granted-form 1.pdf

582-kolnp-2004-granted-form 18.pdf

582-kolnp-2004-granted-form 2.pdf

582-kolnp-2004-granted-form 3.pdf

582-kolnp-2004-granted-form 5.pdf

582-kolnp-2004-granted-gpa.pdf

582-kolnp-2004-granted-reply to examination report.pdf

582-kolnp-2004-granted-specification.pdf


Patent Number 227310
Indian Patent Application Number 582/KOLNP/2004
PG Journal Number 02/2009
Publication Date 09-Jan-2009
Grant Date 06-Jan-2009
Date of Filing 05-May-2004
Name of Patentee YAMANOUCHI PHARMA TECHNOLOGIES , INC.
Applicant Address 1050 ARASTRADERO ROAD, STANFORD RESEARCH PARK, PARL ALTO, CA
Inventors:
# Inventor's Name Inventor's Address
1 ROGERS VICTORIA 3090 LONGVIEW DRIVE, SAN BRUNO, CA 94066
2 DOR PHILIPPE J. M. 22525 BALBOA ROAD, CUPERTINO, CA 95014-5454
3 FIX JOSEPH A 722 COLUMBUS STREET, HALF MOON BAY, CA 94019
4 KOJIMA HIROYUKI 3-8-25-205 YAIZU, YAIZU, SHIZUOKA 425-0026
5 SAKO KAZUHIRO 4-7-7 HIGASHIKOGAWA, YAIZU, SHIZUOKA 425-0035
PCT International Classification Number A61K
PCT International Application Number PCT/US02/36681
PCT International Filing date 2002-11-12
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 10/007,877 2001-01-13 U.S.A.