Title of Invention

POLYAMINO ACID COMPRISING ASPARTIC UNITS AND/OR GLUTAMIC UNITS AND PROCESS FOR PREPARING THE SAME

Abstract The present invention relates to a polyamino acid comprising aspartic units and/or glutamic units, characterized in that at least some of these units bear grafts comprising at least one α-tocopherol unit. The said amino acid has the general formula: and process for preparing the same.
Full Text The present invention relates to polyamino acid comprising aspartic units and/or
glutamic units and process for preparing the same and more particularly to
novel materials based on biodegradable polyamino acids, which are useful
especially for the vectorization of active principle(s) (AP).
The invention is also directed toward novel pharmaceutical, cosmetic, dietetic
or plant-protection compositions based on these polyamino acids. These
compositions may be of the type allowing the vectorization of AP and
preferably being in the form of emulsions, micelles, particles, gels, implants or
films.
The APs under consideration are advantageously biologically active compounds
that may be administered to an animal or human body via the oral, parenteral,
nasal, vaginal, ocular, subcutaneous, intravenous, intramuscular, intradermal,
intraperitoneal, intracerebral, buccal, etc. route.
The APs more particularly concerned by the invention, but not limiting the
invention thereto, are proteins, glycoproteins, peptides, polysaccharides,
lipopolysaccharides, oligonucleotides, polynucleotides and organic molecules.
However, they may also be cosmetic products or plant-protection products, such
as herbicides, insecticides, fungicides, etc.
In the field of vectorization of active principles, especially medicinal active
principles, there is a need, in many cases:
• to protect them against degradation (hydrolysis, precipitation on site,
enzymatic digestion, etc.) until they reach their site of action,
• and/or to control their rate of release so as to

maintain a constant level over a given period,
• and/or to convey them (while protecting them) to the
site of action.
To these ends, several types of polymers have been
studied and some are even commercially available.
Mention may be made, for example, of polymers of the
polylactic, polylactic-glycolic, polyoxyethylene-
oxypropylene, polyamino acid or polysaccharide type.
These polymers constitute starting materials for
manufacturing, for example, bulk implants, micro-
particles, nanoparticles, vesicles, micelles or gels.
Besides the fact that these polymers must be suitable
for manufacturing such systems, they must also be
biocompatible, nontoxic, nonimmunogenic and cost-
effective, and they should be easy to eliminate from
the body and/or biodegradable. As regards this last
aspect, it is furthermore essential that the biodegra-
dation in the body should generate nontoxic products.
By way of illustration of the prior art concerning"
polymers used as starting materials for making AP
vectorization systems, various patents, patent applica-
tions or scientific articles are mentioned below.
Patent US 4 652 441 describes polylactide microcapsules
encapsulating the hormone LH-RH. These microcapsules
are produced by preparing a water-in-oil-in-water
emulsion comprising an aqueous inner layer containing
the hormone, a substance (gelatin) for fixing said
hormone, a polylactide oily layer, and also an aqueous
outer layer (polyvinyl alcohol). The AP is released
over a period of more than 2 weeks after subcutaneous
injection.
Patent US 6 153 193 describes compositions based on
amphiphilic poly(oxyethylene)-poly(oxypropylene) mic-
elles, for the vectorization of anticancer agents such

as adriamycin.
Akiyoshi et al. (J. Controlled Release 1998, 54,
313-320) describe pullulans that have been made hydro-
phobic by grafting cholesterol, and which form
nanoparticles in water. These nanoparticles, which are
capable of reversibly complexing with insulin, form
stable colloidal suspensions.
Patent US 4 351 337 describes amphiphilic copolyamino
acids based on leucine and glutamate, which may be used
in the form of implants or microparticles for the
controlled release of active principles. Said active
principles are released over a very long period that
depends on the rate of degradation of the polymer.
Patent US 4 888 398 describes polymers based on poly-
glutamate or polyaspartate, and optionally polyleucine,
with pendent groups of alkyloxycarbonylmethyl type,
placed randomly on the polyamino acid chain. These
polyamino acids, grafted with side groups, e.g.
methoxycarbonylmethyl, may be used in the form of
biodegradable implants containing a sustained-release
AP.
Patent US 5 904 936 describes nanoparticles obtained
from a polyleucine-polyglutamate block polymer, which
are capable of forming stable colloidal suspensions
capable of spontaneously associating with biologically
active proteins without denaturing them. Said proteins
may then be released in vivo in a controlled manner,
over a long period.
Patent application WO 00/30618 describes nanoparticles
obtained from a poly(sodium glutamate)(polymethyl,
ethyl, hexadecyl or dodecyl glutamate) block polymer,
which are capable of forming stable colloidal suspen-
sions capable of spontaneously associating with

biologically active proteins without denaturing them.
Said proteins may then be released in vivo in a
controlled manner, over a long period.
These amphiphilic copolyamino acids are modified by the
presence of a hydrophobic alkyl side chain.
Patent US 5 449 513 describes amphiphilic block
copolymers comprising a polyoxyethylene block and a
polyamino acid block, for example poly (|3-benzyl-L-
aspartate). These polyoxyethylene-polybenzylaspartate
polymers form micelles that are capable of encapsulat-
ing hydrophobic active molecules such as adriamycin or
indomethacin.
Patent application WO 99/61512 describes polylysines
and polyornithines functionalized with a hydrophobic
group (palmitic acid linked to polylysine or ornithine
and a hydrophilic group (polyoxyethylene). These
polymers, for example polylysine grafted with polyoxy-
ethylene and palmitoyl chains, form, in the presence of
cholesterol, vesicles capable of encapsulating doxo-
rubicin or DNA.
It is moreover known practice to employ vitamin E
derivatives, and more specifically α-tocopherol, to
construct AP vectorization systems.
Natural vitamin E consists of a mixture of compounds
known as tocopherols (see Burton and Ingold, Ace. Chem.
Res. 1986, 19, 194-201) and, in this mixture, the
α-tocopherol derivative is largely in majority amount.
Vitamin E and some of its derivatives are nowadays used
as a source of vitamin or as antioxidant in foods and
cosmetic products. For these common uses, the vitamin E
is found in its D-α-tocopherol form (its natural form)
or in its D,L-α-tocopherol form (racemic and synthetic
form). These two products are considered as being

essentially nontoxic at doses considerably higher than
therapeutic doses. The structure of α-tocopherol is as
follows:

The chiral positions are marked with an asterisk. The
natural form has the configurations R,R,R and the
synthetic form is a mixture in which the chiral carbons
are independently R or S.
As regards the vitamin E derivatives used in the field
of vectorization of active principles, there is, at the
present time and to the inventors' knowledge, no
α-tocopherol-based polymer product, with the exception
of polymers of polyoxyethylene type, one end of which
is grafted with α-tocopherol-succinate groups.
Polyethylene glycol grafted with a-tocopherol succinate
at the end of the chain (PEGylated vitamin E) is
moreover available on the market, sold under the name
TPGS 1000 by the company Eastman Chemical Ltd) . This
product, patented in 1954 (US 2 680 749), is nowadays
used as a source of oral-route vitamin E. This polymer,
and similarly a-tocopherol-succinate and unmodified
a-tocopherol, have been proposed for the vectorization
of active principles.
Patent US 5 869 703 describes similar compounds in
which the polyoxyethylene chain comprises a-tocopherol
at one end and a (meth) acrylic residue at its other
end. These α-tocopherol derivatives are used to prepare
stable amphiphilic vesicles (liposomes), used directly
in cosmetic applications.

Patent application WO 00/71163 describes formulations
based on polyethylene glycol grafted with α-tocopherol-
succinate at the end of the chain (TPGS 1000) and on
α-tocopherol, for the solubilization of paclitaxel
(anticancer product). At the present time, the toxicity
associated with the polyoxyethylene part is not known,
and it is known that polyoxyethylene is not degraded in
vivo. Furthermore, this compound contains only one
α-tocopherol unit per polymer chain and it has
properties in solution similar to those of surfactants.
In any case, the use of this product for vectorization
would lead to sparingly stable polymer-active principle
combinations.
Patent EP 0 243 446 describes the use of α-tocopherol
(hemi)succinate (organic acid derivative of α-toco-
pherol) for the manufacture of vesicles, in combination
with an amine salt. These vesicles may be used for the
encapsulation of various active principles including
small molecules, peptides and proteins. In general, it
is indicated in said patent that the organic acid may
be an amino acid or a polyamino acid. However, no
details are given in this respect. Only a-tocopherol
(hemi)succinates are illustrated.
Thus, even though there are a great many technical
solutions in the prior art, developed and proposed for
the vectorization of medicinal active principles,
meeting all the requirements is difficult to achieve,
and remains unsatisfactory.
In this context, one of the essential objectives of the
present invention is to provide a novel polymeric
starting material, which may be used for AP
vectorization and which can optimally satisfy all the
specification details:
O biocompatibility,
O biodegradability,

O ability to be converted easily and economically into
active principle vectorization particles,
O these particles themselves being capable:
• of forming stable aqueous colloidal suspensions,
• of readily associating with many active
principles,
• and of releasing these active principles in vivo.
This objective, among others, is achieved by the
present invention, which relates firstly to amphiphilic
polyamino acids comprising aspartic units and/or
glutamic units, characterized in that at least some of
these units bear grafts comprising at least one
α-tocopherol unit.
These novel polymers have a biodegradable skeleton
based on polyamino acids bearing side chains comprising
α-tocopherol. These polymers have association and/or
encapsulation properties that are surprising in
comparison with similar products and, what is more,
they are readily degraded in the presence of enzymes.
The Applicant has, to its merit, had the idea of
combining, in an entirely judicious and advantageous
manner, particular biodegradable polyAsp and/or polyGlu
polyamino acids with grafts based on a-tocopherol
(vitamin E), for the vectorization of AP.
For the purposes of the invention, the term "polyamino
acid" covers not only oligoamino acids comprising from
2 to 20 amino acid units, but also polyamino acids
comprising more than 20 amino acid units.
Preferably, the polyamino acids according to the
present invention are oligomers or homopolymers
comprising glutamic or aspartic amino acid repeating
units or copolymers comprising a mixture of these two
types of amino acid units, said units being partially

substituted with grafts comprising a-tocopherol. The
units under consideration in these polymers are amino
acids having the D, L or D, L configuration and are
linked via their α- or Y-positions for the glutamate or
glutamic unit and the a- or p-position for the aspartic
or aspartate unit.
The preferred amino acid units are those having the L
configuration and a bond of a type.
Even more preferably, the polyamino acids according to
the invention correspond to the general formula (I)
below:

in which:
•R1 represents . H, a C2 to C10 linear or C3 to C10
branched alkyl, benzyl or a terminal amino acid unit;
• R2 represents H, a linear C2 to C10 or branched C3 to
C10 acyl group, or a pyroglutamate;
• R3 is H or a cationic species preferably selected
from the group comprising:

- metallic cations advantageously chosen from the
subgroup comprising sodium, potassium, calcium and
magnesium,
- organic cations advantageously chosen from the
subgroup comprising:

• amine-based cations,
• oligoamine-based cations,
• cations based on polyamine (polyethyleneimine

being particularly preferred),
• cations based on amino acid(s) advantageously
chosen from the class comprising cations based
on lysine or arginine,
- or cationic polyamino acids advantageously chosen
from the subgroup comprising polylysine or oligo-
lysine;
• R4 represents a direct bond or a "spacer" based on
1 to 4 amino acid units;
• A independently represents a -CH2- (aspartic unit) or
-CH2-CH2- (glutamic unit) radical;
• n/(n+m) is defined as the molar degree of grafting
and ranges from 0.5 to 100 mol%;
• n+m ranges from 3 to 1000 and preferably between 30
and 300;
• T represents an a-tocopherol unit.
For these common uses, vitamin E is found in its D-α-
tocopherol form (its natural form) or in its D,L-α-
tocopherol form (racemic and synthetic form). These two
products are considered as being essentially nontoxic
at doses considerably higher than therapeutic doses. In
the context of the invention, these two forms of
α-tocopherol are preferred.
The α-tocopherol is of natural or synthetic origin.
According to a first embodiment of the invention, the
polyamino acids are α-L-glutamate or α-L-glutamic
homopolymers.
According to a second embodiment of the invention, the
polyamino acids are α-L-aspartate or α-L-aspartic
homopolymers.
According to a third embodiment of the invention, the
polyamino acids are α-L-aspartate/α-L-glutamate or α-L-
aspartic/α-L-glutamic copolymers.

Advantageously, the distribution of the aspartic and/or
glutamic units bearing grafts comprising at least one
α-tocopherol unit is such that the polymers thus
composed are either random, of block type or of multi-
block type.
According to another mode of definition, the polyamino
acids according to the invention have a molar mass of
between 2000 and 100 000 g/mol and preferably between
5000 and 40 000 g/mol.
It is moreover preferable for the molar degree of
grafting with a-tocopherol of the polyamino acids
according to the invention to be between 3% and 70% and
preferably between 5% and 50%.
The polyamino acids of the invention are, remarkably,
capable of being used in several ways depending on the
degree of grafting. The methods for forming a polymer
for the encapsulation of an active principle in the
various forms targeted by the invention are known to
those skilled in the art. For further details,
reference may be made, for example, to these few
particularly pertinent references:
"Microspheres, Microcapsules and Liposomes; Vol. 1.
Preparation and chemical applications" Ed. R. Arshady,
Citus Books 1999. ISBN: 0-9532187-1-6.
"Sustained-Release Injectable Products" Ed. J. Senior
and M. Radomsky, Interpharm Press 2000. ISBN: 1-57491-
101-5.
"Colloidal Drug Delivery Systems" Ed. J. Kreuter,
Marcel Dekker, Inc. 1994. ISBN: 0-8247-9214-9.
"Handbook of Pharmaceutical Controlled Release Techno-
logy" Ed. D.L. Wise, Marcel Dekker, Inc. 2000. ISBN:
0-8247-0369-3.
The polyamino acids are also extremely advantageous as

a result of the fact that, at a relatively low degree
of grafting of about from 3% to 10%, they form in water
at pH 7.4 (for example with a phosphate buffer)
colloidal suspensions or gels depending on the polymer
concentration. Furthermore, the polyamino acid
particles forming the dispersed phase of the colloidal
suspension can readily associate with active principles
such as proteins, peptides or small molecules. The
preferred forming operation is that described in patent
application WO 00/30618 by the Applicant, which
consists in dispersing the polymer in water and
incubating the solution in the presence of an AP. This
solution can then be filtered through a 0.2 µm filter
and then injected directly into a patient.
Above a degree of grafting of 10%, the polymer can form
microparticles capable of associating or of encapsulat-
ing APs. In this context, the forming of the micro-
particles may take place by codissolving the AP and the
polymer in a suitable organic solvent, and the mixture
is then precipitated from water. The particles are then
recovered by filtration and can then be used for an
oral administration (in the form of a gel capsule, in
compacted and/or coated form, or alternatively in a
form dispersed in an oil) or parenterally after redis-
persing in water.
At degrees of grafting of greater than 30%, the redis-
persion of the polymer in aqueous phase becomes more
difficult due to the smaller amount of ionizable
carboxylate functions, and the polymer precipitates. In
this case, the polymer can be dissolved in a biocompat-
ible solvent such as N-methylpyrrolidone or a suitable
oil such as Miglyol®, and then injected intramuscularly
or subcutaneously or into a tumor. The diffusion of the
solvent or of the oil results in precipitation of the
polymer at the site of injection and thus forms a
deposit. These deposits then provide controlled release

by diffusion and/or erosion and/or hydrolytic or enzym-
atic degradation of the polymer.
In general, the polymers of the invention, in neutral
or ionized form, may be used alone or in a liquid,
solid or gel composition and in an aqueous or organic
medium.
It should be understood that the polymer based on
polyamino acids contains carboxylic functions that are
either neutral (COOH form) or ionized, depending on the
pH and composition. For this reason, the solubility in
an aqueous phase depends directly on the content of
free COOH (not grafted with vitamin E) and on the pH.
In aqueous solution, the counter-cation may be a
metallic cation such as sodium, calcium or magnesium,
or an organic cation such as triethanolamine,
tris(hydroxymethyl)aminomethane or a polyamine such as
polyethyleneimine.
The polymers of the invention are obtained via methods
known to those skilled in the art. The polyamino acids
may be obtained in at least two ways:
• grafting of α-tocopherol onto a polyamino acid, or
• polymerization of NCA derivatives of α-tocopherol,
followed by a selective hydrolysis.
In the first case, a polyamino acid, homopolyglutamate,
homopolyaspartate or a glutamate/aspartate copolymer,
in block, multiblock or random form, is prepared, for
example, according to standard methods.
To obtain polyamino acids of a type, the technique most
commonly used is based on the polymerization of
N-carboxyamino acid anhydrides (NCA), described, for
example, in the article "Biopolymers, 1976, 15, 1869"
and in the book by H.R. Kricheldorf "alpha-Aminoacid-N-
carboxy Anhydride and related Heterocycles", Springer

Verlag (1987). The NCA derivatives are preferably NCA-
O-Me, NCA-O-Et or NCA-O-Bz derivatives (Me = methyl,
Et = ethyl and Bz = benzyl). The polymers are then
hydrolyzed under suitable conditions to give the
polymer in its acid form. These methods are inspired
from the description given in patent FR 2 801 226 from
the Applicant. A certain number of polymers that may be
used according to the invention, for example, of poly-
(α-L-aspartic), poly(α-L-glutamic), poly(α-D-glutamic)
and poly(y-L-glutamic) type of variable masses are
commercially available. The polyaspartic of α-β type is
obtained by condensing aspartic acid (to obtain a poly-
succinimide), followed by a basic hydrolysis (see
Tomida et al. Polymer 1997, 38, 4733-36).
The coupling of α-tocopherol with an acid function is
readily performed by reacting -che polyamino acid with
vitamin E in the presence of a carbodiimide as coupling
agent and, preferably, a catalyst such as 4-dimethyl-
aminopyridine, and in a suitable solvent such as
dimethylformamide (DMF), N-methylpyrrolidone (NMP) or
dimethyl sulfoxide (DMSO). The carbodiimide is, for
example, dicyclohexylcarbodiimide or diisopropylcarbo-
diimide. The degree of grafting is controlled
chemically via the stoichiometry of the constituents
and reagents, or the reaction time.
In the second case, an NCA derivative of a-tocopherol
having the structure below is synthesized. The
synthesis is analogous to that described for stearyl
glutamate N-carboxyanhydride by Poche et al. Macro-
molecules 1995, 28, 6745-53.


The NCA derivative of a-tocopherol-glutamate is then
copolymerized with, for example, benzylglutamate NCA
and, to obtain the glutamate or glutamic functions, a
selective hydrolysis reaction of the benzyl functions
is performed in a mixture of trifluoroacetic acid and
hydrobromic acid at room temperature. It should be
noted that this second synthetic route makes it
possible easily to prepare random, block or multiblock
copolymers simply by modifying the order of addition of
the monomers.
The coupling of vitamin E via a spacer consisting of
1 to 4 amino acids may be performed via successive
reactions of vitamin E with suitably protected amino
acids, which are then deprotected to have a graftable
amine function on the polymer, or by reaction with an
oligopeptide. For example, the synthesis of an α-toco-
pherol with a leucine unit is performed according to a
general method well known to those skilled in the art
and according to the following scheme:

It should be noted that the direct grafting of α-toco-
pherol onto the polymer takes place via an ester
function, whereas in the case of the presence of a
spacer based on amino acid(s), it takes place via an
amide function. As for the preparation of an ester
bond, the amide bond may be formed in the same manner
using a standard coupling agent such as a dialkylcarbo-

diimide.
According to one variant of the invention, the poly-
amino acids with which it is concerned not only bear
α-tocopherol grafts but also, per molecule, at least
one graft of polyalkylene glycol type linked to a
glutamate and/or aspartate unit, and preferably of
formula (II) below:

in which
R'4 represents a direct bond or a "spacer" based on
1 to 4 amino acid units;
X is a hetero atom chosen from the group comprising
oxygen, nitrogen and sulfur;
R5 and R6 independently represent H or a linear Cl to
C4 alkyl.
n ranges from 3 to 1000.
Preferably, the polyalkylene glycol is a polyethylene
glycol.
According to another preferred characteristic of the
invention, the molar percentage of grafting of the
polyalkylene glycol ranges from 1% to 30%.
The grafting of these pendent side groups (II) is
performed in a manner that is known per se and
according to techniques within the capability of a
person skilled in the art, for example by forming
amide, ester or thioester bonds with the carboxyls of
glutamate and/or aspartate monomers. These techniques
may especially be those used for the grafting of
a-tocopherol onto a polyamino acid skeleton, said

techniques being described in the present patent
application.
According to another of its aspects, the invention is
directed toward a pharmaceutical, cosmetic, dietetic or
plant-protection composition comprising at least one of
the polyamino acids as defined above.
According to one advantageous arrangement of the
invention, this composition comprises, besides α-toco-
pherol, at least one active principle, which may be a
therapeutic, cosmetic, dietetic or plant-protection
active principle.
Preferably, the active principle is a protein, a glyco-
protein, a polysaccharide, a liposaccharide, an oligo-
nucleotide, a polynucleotide or a peptide.
Even more preferably, the active principle is a
hydrophobic, hydrophilic or amphiphilic organic "small
molecule".
According to the present description, the term "small
molecule" especially denotes nonprotein molecules.
This composition may be in the form of nanoparticles,
microparticles, solutions, emulsions, suspensions,
gels, micelles, implants, powders or films.
According to one of its particularly preferred forms,
the composition, containing or not containing active
principle(s), is a stable colloidal suspension of nano-
particles and/or microparticles and/or micelles of
polyamino acids, in an aqueous phase.
The composition according to the invention, when it is
pharmaceutical, may be administered via the oral,
parenteral, nasal, vaginal, ocular, subcutaneous,

intravenous, intramuscular, intradermal, intraperiton-
eal, intracerebral or buccal route.
It may also be envisioned for the composition to be in
the form of a solution in a biocompatible solvent,
capable of being injected subcutaneously, intra-
muscularly or into a tumor.
According to another variant, the composition according
to the invention is formulated such that it is inject-
able and such that it is capable of forming a deposit
at the site of injection.
The invention is also directed toward compositions
comprising polyamino acids according to the invention
and active principles, and which are capable of being
used for the preparation:
• of medicinal products, in particular for oral, nasal,
vaginal, ocular, subcutaneous, intravenous, intra-
muscular, intradermal, intraperitoneal or intra-
cerebral administration, the active principles of
these medicinal products possibly being, especially,
proteins, glycoproteins, proteins linked to one or
more polyalkylene glycol chains {for example poly-
ethylene glycol (PEG) , in which case they are
referred to as "PEGylated" proteins}, peptides, poly-
saccharides, liposaccharides, oligonucleotides, poly-
nucleotides and hydrophobia, hydrophilic or amphi-
philic organic small molecules;
• and/or nutrients;
• and/or cosmetic or plant-protection products.
According to yet another of its aspects, the invention
is directed toward a process for preparing:
• medicinal products, in particular for oral, nasal,
vaginal, ocular, subcutaneous, intravenous, intra-
muscular, intradermal, intraperitoneal or intra-
cerebral administration, the active principles of

these medicinal products possibly being, especially,
proteins, glycoproteins, proteins linked to one or
more polyalkylene glycol chains {for example poly
ethylene glycol (PEG), in which case they are
referred to as "PEGylated" proteins}, peptides, poly-
saccharides, liposaccharides, oligonucleotides, poly-
nucleotides and hydrophobic, hydrophilic or amphi-
philic organic small molecules;
• and/or nutrients;
• and/or cosmetic or plant-protection products;
this process being characterized in that it consists
essentially in using at least one polyamino acid as
defined above and/or the composition itself also
described above.
As indicated above, the techniques for associating one
or more APs with the α-tocopherol-grafted polyamino
acids according to the invention are described especi-
ally in patent application WO 00/30618.
The invention also relates to a therapeutic treatment
method that consists essentially in administering the
composition as described in the present description,
via the oral, parenteral, nasal, vaginal, ocular,
subcutaneous, intravenous, intramuscular, intradermal,
intraperitoneal, intracerebral or buccal route.
According to one particular embodiment, the therapeutic
treatment method consists essentially in using a
composition as described above in the form of a
solution in a biocompatible solvent, and then injecting
it subcutaneously, intramuscularly or into a tumor,
preferably such that it forms a deposit at the site of
injection.
As examples of APs that may be associated with the
polyamino acids according to the invention, whether or
not they are in the form of (nano or micro)particles,

mention may be made of:
O proteins such as insulin, interferons, growth
hormones, interleukins, erythropoietin or cytokines;
O peptides such as leuprolide or cyclosporin;
O small molecules such as those belonging to the
anthracyclin, taxoid or camptothecin family;
O and mixtures thereof.
The invention will be understood more clearly and its
advantages and implementation variants will emerge more
clearly from the examples that follow, which describe
the synthesis of α-tocopherol-grafted polyamino acids,
their conversion into an AP vectorization system
(stable aqueous suspension of nanoparticles) and
demonstration of the capacity of such a system to
associate with APs (small organic molecules, proteins,
etc.) to form pharmaceutical compositions.
Exanple 1: Polymar P1
Synthesis of a polyglutamate grafted with α-tocopherol
of synthetic origin
The α-L-polyglutamate polymer, with a mass equivalent
to about 10 000 relative to a polyoxyethylene standard,
is obtained by polymerization of NCAGluOMe, followed by
a hydrolysis, as described in patent application
FR 2 801 226. 5.5 g of this α-L-polyglutamate polymer
are dissolved in 92 ml of dimethylformamide (DMF), by
heating at 40°C for 2 hours. Once the polymer has
dissolved, the temperature is allowed to return to 25°C
and 1.49 g of D,L,cx~tocopherol (> 98%, obtained from
Fluka®) predissolved in 6 ml of. DMF, 0.09 g of
4-dimethylaminopyridine predissolved in 6 ml of DMF and
0.57 g of diisopropylcarbodiimide predissolved in 6 ml
of DMF are successively added. After stirring for
8 hours at 25°C, the reaction medium is poured into
800 ml of water containing 15% sodium chloride and
hydrochloric acid (pH 2) . The precipitated polymer is

then recovered by filtration, washed with 0.1N
hydrochloric acid and then washed with water. The
polymer is then redissolved in 75 ml of DMF and then
reprecipitated from water containing, as previously,
salt and acid at pH 2. After washing twice with water,
the polymer is washed several times with diisopropyl
ether. The polymer is then oven-dried under vacuum at
40°C. A yield of about 85% is obtained.
The degree of grafting estimated by proton NMR is about
7.8% and an HPLC analysis reveals a residual tocopherol
content of less than 0.3%.
Mw (measured by GPC, eluting with NMP) = 17 500 g/mol
(as polymethyl methacrylate equivalent).
Examples 2, 3, 4 and 5: Synthesis of polymers P2, P3,
P4 and P5
Polymers containing variable amounts of tocopherol are
prepared in the same manner.
Table 1:

Polymer α-Tocopherol Degree of grafting
P2 Synthetic: D,L 5.2%
P3 Synthetic: D,L 12.8%
P4 Synthetic D,L 20.0%
P5 Synthetic D,L 50.0%
In all cases, the amount of tocopherol effectively
grafted was confirmed by NMR.
Example 6: Polymer P6
Synthesis of a polyglutamate grafted with α-tocopherol
of natural origin
In a similar manner, the polymer P6 is synthesized with
7.3% of D-alpha-tocopherol of natural origin (at a
purity of 98.5%, obtained from the company ADM France).

The molar mass is 17 400 (GPC NMP, PMMA eq).
Example 7: Analysis of the polymers in aqueous solution
The polymers are dissolved in a phosphate-buffered
saline at pH 7.4 at concentrations ranging from 10 to
40 mg/ml, and the pH is adjusted to 7.4 by adding 0.1N
sodium hydroxide. The dissolution is observed visually.
Table 2: Solubility in saline water at pH 7.4

Phosphate buffer: 0.01M phosphate, 0.0027M KC1 and
0.137M NaCl.
An observation by electron transmission of the clear
solutions of the polymer P1 deposited on a support
shows the existence of nanoparticles of 15 to 25 nm. A
comparative analysis of the solutions of polymer P1, P6
and α-tocopherol succinate at 15 mg/ml in water at pH
7.4 (phosphate buffer) reveals that only the a-toco-
pherol succinate develops a milky solution characteris-
tic of vesicles, as described in patent EP 0 243 446.
Example 8: Adsorption of a dye onto the polymer P1
According to one of the subjects of the invention, the
polymers may be used in the form of a colloidal
suspension in water and associated with an active
principle. For this application, it is demonstrated in
the experiment below that with certain polymers,
especially those with a degree of grafting of about
from 5% to 10% tocopherol, the adsorption capacity is
greater than that of a similar compound of the prior
art.

For this study, the polymer P1 was compared with a
similar polymer containing a dodecanol chain grafted
onto a polyglutamate. This polymer is described in
patent WO 00/30618.
The study is performed in the following manner: the
polymers are dissolved in an aqueous solution at pH 7
(phosphate buffer) and 5 mg of the dye known as Orange
OT (Rn CAS: 2646-17-5) are added. The solutions are
left in an ultrasonic bath for 1 hour to achieve the
association. The solutions are then centrifuged to
remove the nonassociated dye, and the optical density
is measured at the Amax of the dye, which is at 495 nm.

It is found that at a molar degree of grafting of less
than a half and at a slightly smaller mass concentra-
tion of polymer, the polymer P1 has a much higher
capacity for association of the dye Orange OT.
Example 9: Synthesis of the polymer P7
Synthesis of a polyglutamate containing an α-tocopherol
leucine graft
The a-tocopherol leucine derivative is first
synthesized, in the following manner.

D,L-α-Tocopherol (4.3 g) is reacted with BOC-leucine
(2.3 g) in 15 ml of dichloromethane in the presence of
4-dimethylaminopyridine (244 mg) and diisopropylcarbo-
diimide (1.5 g) . After 2 hours at 30°C the product is
purified by filtration on a column of silica. 5 g of
the product α-tocopherol leucine BOC are obtained (77%
yield). Its structure is confirmed by NMR spectroscopy.
The deprotection of the product is performed in
trifluoroacetic acid at a temperature of between 5 and
10°C for 1 hour. After purification by filtration
through silica, 3.3 g of the desired product are
isolated (78% yield). Its structure is confirmed by NMR
spectroscopy.
The grafting reaction on a polyglutamic acid is then
performed under the same conditions as in example 1,
with a degree of grafting of 7%. The structure of the
polymer and the degree of grafting were confirmed by
NMR spectroscopy.
Example 10: Synthesis of polymer P8
Synthesis of a polyglutamate containing an α-tocopherol
graft and a polyoxyethylene glycol graft.
A grafting reaction is performed as in example 1, with
11 mol% of a-tocopherol and 2 mol% of an amino
methoxypolyethylene glycol of formula
MeO(CH2CH2O)aCH2CH2NH2 and of molar mass 3000 (product
obtained from the company Shearwaters). The polymer in
its acid form is obtained in a yield of 72%. Proton NMR
confirms a degree of grafting with a-tocopherol of
10.9% and with polyethylene glycol of 1.9%.
Example 11: Adsorption of insulin
A solution containing 1 mg of polymer P1 and 7 mg of
insulin at pH 7.0 in 1 ml of water is prepared and is
left to incubate for 2 hours. The suspension is then
ultrafiltered (10 OOOxG, 20 minutes with a 100 KDa

threshold). The free insulin in the filtrate is assayed
by HPLC and the amount of associated insulin is deduced
by difference. A degree of association of greater than
95% relative to the insulin employed is measured. Under
the same conditions, the comparative polymer of example
8 allows 40% association. The adsorption capacity of
polymer P1 is thus greater.
Example 12: in-vitro degradation of polymer P1 in the
presence of enzymes
Polymer P1 is dissolved at pH 7.5 (phosphate buffer and
10 mM of calcium cation) and at a concentration of
20 mg/ml. 0.1 ml of protease (solution of 10 mg/ml) is
added and the degradation is monitored by aqueous GPC.
A relatively rapid degradation is found, with a half-
life time of the initial polymer of about 100 minutes.

WE CLAIM:
1. A polyamino acid comprising aspartic units and/or glutamic units, characterized in
that at least some of these units bear grafts comprising at least one α-tocopherol unit.
2. The polyamino acid as claimed in claim 1, characterized by the general formula (I)
below:

in which:
• R1 represents H, a linear C2 to C10 or branched C3 to C10 acyl group, or a
pyroglutamate;
• R2 represents H, a C2 to C10 linear or C3 to C10 branched alkyl, benzyl or a terminal
amino acid unit;
• R3 is H or a cationic species preferably selected from the group comprising:
metallic cations advantageously chosen from the subgroup comprising sodium,
potassium, calcium and magnesium,
organic cations advantageously chosen from the subgroup comprising:
• amine-based cations,
• oligoamine-based cations,
• cations based on polyamine (polyethyleneimine being particularly preferred),
• cations based on amino acid(s) advantageously chosen from the class
comprising cations based on lysine or arginine,
or cationic polyamino acids advantageously chosen from the subgroup comprising
polylysine or oligolysine;
• R4 represents a direct bond or a "spacer" based on 1 to 4 amino acid units;
• A independently represents a -CH2- (aspartic unit) or -CH2-CH2- (glutamic unit)
radical;
• n/(n+m) is defined as the molar degree of grafting and ranges from 0.5 to 100 mol%;
• n+m ranges from 3 to 1000 and preferably between 30 and 300;
• T represents an a-tocopherol unit.
3. The polyamino acid as claimed in claim 1 or 2, wherein a-tocopherol is of natural
origin.

4. The polyamino acid as claimed in claim 1 or 2, wherein the α-tocopherol is of
synthetic origin.
5. The polyamino acid as claimed in claim 2, wherein it consists of an α-L-glutamate
or α-L-glutamic homopolymer.
6. The polyamino acid as claimed in claim 2, wherein it consists of an α-L-aspartate
or α-L-aspartic homopolymer.
7. The polyamino acid as claimed in claim 2, wherein it consists of an a-L-
aspartate/α-L-glutamate or α-L-aspartic/α-L-glutamic copolymer.
8. The polyamino acid as claimed in any one of claims 1 to 7, wherein the distribution
of the aspartic and/or glutamic units bearing grafts comprising at least one a-tocopherol
unit is such that the polymers thus composed are either random, or of block type, or of
multiblock type.
9. The polyamino acid as claimed in any one of claims I to 8, wherein their molar
mass is between 2000 and 100 000 g/mol and preferably between 5000 and 40 000 g/mol.
10. The polyamino acid as claimed in any one of claims 1 to 9, wherein the molar
degree of grafting is between 3% and 70% and preferably between 5% and 50%.
11. The polyamino acid as claimed in any one of claims 1 to 10, wherein it bears at
least one graft of polyalkylene glycol type linked to a glutamate and/or aspartate unit.
12. The polyamino acid as claimed in claim 11, of formula (II) below:
in which:
- R'4 represents a direct bond or a "spacer" based on 1 to 4 amino acid units;
X is a hetero atom chosen from the group comprising oxygen, nitrogen and sulfur;
- R5 and R6 independently represent H or a linear C1 to C4 alkyl;
- n ranges from 3 to 1000.

13. The polyamino acid as claimed in claim 11 or 12, wherein the polyalkylene glycol
is a polyethylene glycol.
14. The polyamino acid as claimed in any one of claims 11 to 13, wherein the molar
percentage of grafting of the polyalkylene glycol ranges from 1% to 30%.
15. A process for the preparation of a polyamino acid such as defined in a least one of
the claims 1 to 14, wherein said polyamino acid(s) is obtained by polymerization of N
carboxyamino acid anhydrides (NCA), preferably NCA-O-Me, NCA-O-Et or NCA-O-Bz

derivatives (Me = methyl, Et = ethyl and Bz = benzyl), the so obtained polymer being then
hydrolyzed under suitable conditions to give the polymer in its acid form, said process
further comprising the coupling with alpha-tocopherol.
16. A process according to claim 15 wherein the coupling with alpha-tocopherol
consists in the coupling of alpha-tocopherol with an acid function of the polyaminoacid,
said coupling being performed by reacting, in a suitable solvent such as
dimethylformamide (DMF), N methylpyrrolidone (NMP) or dimethyl sulfoxide (DMSO),
the polyamino acid with vitamin E in the presence of a carbodiimide (preferably
dicyclohexylcarbodiimide or diisopropyl-carbodiimide) as coupling agent and, preferably,
in the presence of a catalyst such as 4 dimethyl-aminopyridine.
17. A process according to claim 15 or 16 wherein the coupling with alpha-tocopherol
consists:

- in the coupling of alpha-tocopherol with an acid function of an NCA, said coupling being
performed by synthesizing an NCA derivative of alpha-tocopherol, preferably an NCA
derivative of alpha-tocopherol-glutamate, the latter being then copolymerized with an
NCA, preferably a benzylglutamate NCA, and,
- selectively hydrolysing the benzyl functions of the copolymer, preferably in a mixture of
trifluoroacetic acid and hydrobromic acid at room temperature.
18. A process according to claim 15 wherein the coupling with alpha-tocopherol is
done via a spacer consisting of 1 to 4 amino acids, said coupling consisting in the coupling
of alpha-tocopherol with an amine function of an NCA to form an amide bond and said
coupling being performed, in the presence of a coupling agent such as a
dialkylcarbodiimide, via successive reactions of vitamin E with protected amino acids,
which are then deprotected to have a graftable amine function on the polymer, or by
reaction with an oligopeptide.

The present invention relates to a polyamino acid comprising aspartic
units and/or glutamic units, characterized in that at least some of these units
bear grafts comprising at least one α-tocopherol unit. The said amino acid has
the general formula:

and process for preparing the same.

Documents:

1750-KOLNP-2004-CORRESPONDENCE 1.1.pdf

1750-KOLNP-2004-CORRESPONDENCE-1.2.pdf

1750-KOLNP-2004-CORRESPONDENCE.pdf

1750-KOLNP-2004-FORM 27-1.1.pdf

1750-KOLNP-2004-FORM 27.pdf

1750-KOLNP-2004-FORM-27.pdf

1750-kolnp-2004-granted-abstract.pdf

1750-kolnp-2004-granted-assignment.pdf

1750-kolnp-2004-granted-claims.pdf

1750-kolnp-2004-granted-correspondence.pdf

1750-kolnp-2004-granted-description (complete).pdf

1750-kolnp-2004-granted-examination report.pdf

1750-kolnp-2004-granted-form 1.pdf

1750-kolnp-2004-granted-form 13.pdf

1750-kolnp-2004-granted-form 18.pdf

1750-kolnp-2004-granted-form 2.pdf

1750-kolnp-2004-granted-form 26.pdf

1750-kolnp-2004-granted-form 3.pdf

1750-kolnp-2004-granted-form 5.pdf

1750-kolnp-2004-granted-priority document.pdf

1750-kolnp-2004-granted-reply to examination report.pdf

1750-kolnp-2004-granted-specification.pdf

1750-KOLNP-2004-PA.pdf

1750-kolnp-2004-translated copy of priority document.pdf


Patent Number 227605
Indian Patent Application Number 1750/KOLNP/2004
PG Journal Number 03/2009
Publication Date 16-Jan-2009
Grant Date 14-Jan-2009
Date of Filing 18-Nov-2004
Name of Patentee FLAMEL TECHNOLOGIES
Applicant Address 33 AVENUE DU DOCTEUR GEORGES LEVY, 69200 VENISSIEUX
Inventors:
# Inventor's Name Inventor's Address
1 BREYNE OLIVIER 5 RUE ROSSET, 69004 LYON
2 CHAN YOU PING 14BD JEAN XXIII, 69008 LYON
3 ANGOT STEPHANIE 123 BIS COURS ALBERT THOMAS, 69003 LYON
PCT International Classification Number C08G 69/10
PCT International Application Number PCT/FR03/50003
PCT International Filing date 2003-06-03
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 02 07008 2002-06-07 France