Title of Invention

METHOD FOR PRODUCING FILAMENTARY STRUCTURES

Abstract Method and apparatus for producing filamentary structures. The structures include single-walled nanotubes. The method includes combusting hydrocarbon fuel and oxygen to establish a non-sooting flame and providing an unsupported catalyst to synthesize the filamentary structure in a post-flame region of the flame. Residence time is selected to favor filamentary structure growth.
Full Text Method For Producing Filamentary Structures
Government Support
This invention was made with government support under Grant Number DE-
FG02-84ER13282, awarded by the Department of Energy. The United States
government has certain rights in the invention.
Background of the Invention
This invention relates to method and apparatus for synthesizing filamentary
structures including nanotubes in the post-flame region of a non-sooting premixed or
non-premixed flame using unsupported catalysts.
Since their discovery in 1991(1), carbon nanotubes have sparked a surge of
interest(2-5). Numbers in parentheses refer to the reference list included herein. The
teachings in all of these references are incorporated by reference herein. The many
unique properties of nanotubes gives appeal to a wide range of potential applications in
areas such as mechanical actuators(6,7), sensors(8-10), polymer composites(l 1),
electronics(12-16), biosensors and biocompatibility(17,18), gas storage( 19-22),
adsorption(23-25), and catalysis(26-28). Techniques that have been demonstrated to
synthesize carbon nanotubes include laser ablation(29,30), plasma arc(31), chemical
vapor deposition (CVD)(32-34), fluidized bed reactors(35,36), and combustion
systems(37-51).
Flames offer potential as means of producing bulk quantities of carbon
nanotubes in a continuous, economically favorable process. There are three key
requirements for nanotube synthesis common to most of the synthesis techniques: 1) a
source of carbon, 2) a source of heat, and 3) presence of metallic catalyst particles. A
fuel-rich flame is a high-temperature, carbon-rich environment that can be suitable for
nanotube formation if certain metals are introduced into the system.
There have been a number of reported observations in the combustion literature
of nanotubes and filamental carbon structures within flame systems. Perhaps the
earliest observation of intriguing tube-like structures in flames is reported by
Singer(52) in the 1950s and within the last decade there have been occasional reports of
nanotube structures (38,49,50,53-57). These observations are typically reported as

curiosities and are largely serendipitous in nature. In recent years Diener et al(51),
Saito et al.(49,50), and Vander Wal et al(37-45) have independently made more
detailed studies of nanotube formation in flames.
Diener et al. (51) report the synthesis of single-walled carbon nanotubes in
sooting flames. A semi-premixed flame configuration is used with fuel gases
(acetylene, ethylene or benzene) issued through numerous small diameter tubes
distributed through a sintered metal plate through which oxygen flows, drafting past the
fuel tubes. Iron and nickel bis(cyclopentadiene) compounds are vaporized and issued to
the flame feed as a metal catalyst precursor. Single-walled carbon nanotubes are
observed in acetylene and ethylene flames (within the equivalence ratio range of 1.7 to
3.8) while multi-walled nanotubes are observed in benzene flames (within the
equivalence ratio range of 1.7 to 3.4). An equivalence ratio, e, is defined as the
actual fuel/oxygen ratio divided by the stoichiometric fuel/oxygen ratio corresponding
to conversion of all carbon to C02 and all hydrogen to H20. Diener et al. do not report
the level of dilution with argon, the concentration of metal species added, to the flame,
or the inlet velocity for the feed gas mixture - all are parameters affecting nanotube
formation in flames. The reported overall single-walled carbon nanotube yields are very
low "certainly less than 1% of the carbon soot product" and this small population of
single-walled carbon nanotubes is confirmed by inspection of the transmission electron
microscope (TEM) micrographs in the article. The nanotube bearing soot material
analyzed by Diener et al. is collected from a filter system far downstream from the
burner and there is no information relating to the time, temperature or concentration
history of the material, making it difficult to judge the extent to which nanotubes were
in fact formed in the flame and how much growth occurred during extended exposure
to flame exhaust while collecting in associated downstream systems. Prior to analysis,
the material is prepared using a separation technique employing sonication of the soot
in methanol to disperse the sample - it is unclear how this preparation technique might
alter the composition of the material and if the material is representative of solid
material present in the flame itself. Diener et al. place emphasis on the use of sooting
flames for the synthesis of their materials which is in fact analogous to the approach
reported by Howard et al(46-48), Richter et al(55), and Duan et al. (54). The reported
range of equivalence ratios is stated as 1.7 to 3.8 which is very much focused on

exploiting sooting conditions. Furthermore, the quantities of nanotubes observed in the
condensed material is very small ( Saito et al. (49,50) immersed metallic substrates in various hydrocarbon fueled
diffusion flames and observed multi-walled carbon nanotubes that had formed on the
substrate. It will be understood by those familiar with the combustion literature that a
diffusion flame is one type of non-premixed flame. Vander Wal and coauthors have
observed single walled nanotubes in a hydrocarbon (acetylene or ethylene)/air diffusion
flame with nitrogen diluent and metallocene catalyst precursor compound added to the
fuel stream (38).
Vander Wal and coworkers make extensive use of an annular burner
configuration consisting of a 50 mm diameter sintered metal plate with a central tube of
11m diameter that is mounted flush with the surface of the burner plate. See Fig. 1.
For most experiments Vander Wal et al. established a fuel rich premixed flame
supported on the outer annular section of a burner plate 10 while reactant gas mixtures,
including metal catalyst species of interest were fed through a central tube 12. This
configuration is termed a 'pyrolysis flame' in the papers as the central gas flow does
not undergo combustion due to the lack of oxygen in this flow, but reactions (and
nanotube formation) do proceed in the flow by virtue of the heating influence of the
surrounding annular flame. The entral gas flow is in effect a reactive streamtube and
not aflame. A stabilizing chimney 14 (7.5 x 2.5 cm diameter) immersed in the flame
gases provides a stabilizing effect and nanotube (single-wall, multi-wall nanotubes and
nanofiber) samples are collected at the exit of the chimney. There are some important
distinctions to note regarding this configuration. First of all, the outer (annular) flame
is primarily a source of heat and the central gas mixture flow is the primary source of
carbon and metallic catalyst. Combustion is not supported in the central gas flow.
Therefore, heating and material synthesis processes are substantially separated
functions.
A flame system has been used extensively in combination with a wide variety of
methods to introduce metallic catalyst species to the system. Vander Wal and Ticich
performed comparative experiments, synthesizing nanotubes in both the 'pyrolysis
flame' and tube reactor setups (39,40). The premixed flame in the outer annulus used
acetylene/air mixtures of equivalence ratios between 1.4 and 1.62, The reactant gas

mixtures used in this instance used either carbon monoxide/hydrogen or
acetylene/hydrogen mixtures, and iron or nickel nanoparticles entrained in the central
feed gases. In a similar study, Vander Wal and Ticich used a carbon
monoxide/hydrogen reactant feed mixture and used a nebulized solution of iron colloid
(ferrofluid) and a spray drying technique as the source of catalyst particles. Nanotube
samples were collected once again at the exit of the chimney section (39). Single-
walled nanotubes were observed in a similar flame setup where Vander Wal and Hall
introduced metallocene (ferrocene and nickelocene) vapor to the central reactive feed
gases using a controlled sublimation technique (45). Vander Wal observed single-
walled nanotubes in an identical flame arrangement using a nebulizer system to
introduce iron nitrate salt solution to the flame as the catalyst particle precursor (37).
Vander Wal also reports the formation of nanofibers (similar to multi-walled nanotubes
except the walls tend to be irregular and non-graphitic) in an identical flame
configuration with nickel nitrate solution nebulized into the flame (44).
Another variation of the catalyst feed technique with this burner configuration is
reported by Vander Wal, where catalyst particles are generated by burning a piece of
paper coated in metal particles and the resulting aerosol is entrained in a fuel-rich
mixture of carbon monoxide, hydrogen and air. The resulting gas mixture is fed to the
central section of an annular fuel-rich acetylene-air flame and single-walled nanotubes
are collected at the exit of a cylindrical chimney surrounding the central streamtube. In
this instance the central gas flow does in fact lead to a premixed flame (as opposed to a
pyrolysis reaction streamtube in previous experiments) where the premixed flame
composition is carbon monoxide, hydrogen and air with entrained iron nano-particles.
Single-wall nanotubes were once again collected at the exhaust of the stabilizing
chimney(43). In this configuration, the premixed gas feed did not contain a
hydrocarbon (carbon monoxide and hydrogen are used in this case). Further, the
nanotube material is collected quite late in the system at a point exclusively at the
exhaust of a physical chimney insert.
Vander Wal, Hall, and Berger have synthesized multi-walled nanotubes and
nanofibers on cobalt nanoparticles supported on a metal substrate immersed in
premixed flames of various hydrocarbon fuels and equivalence ratios (41,42). This
configuration is truly a premixed flame and all three functions necessary for nanotube

synthesis (heat source, carbon source, and metal catalyst) are present in the same flame
environment. However, in this instance the catalyst particles are supported on an
externally affixed substrate immersed in the flame gases.
An extensive amount of research related to the formation of fullerenes and
fullerenic nanostructures in flames has been reported in the last decade (46-
48,56,58,59). In particular, there have been two studies by Howard et al. where carbon
nanotubes have been observed in condensed material collected from flames (47,48).
Howard et al. employed a premixed flame configuration operated at low pressure (20 to
97 Torr), and burner gas velocity between 25 and 50 cm/s. A variety of fuels and
fuel/oxygen compositions (C/O ratios) were explored including acetylene (C/O 1.06, 
= 2.65), benzene (C/O 0.86 to 1.00, (p = 2.15 to 2.65) and ethylene (C/O 1.07,  =
3.21). Diluent concentrations between 0 and 44 mol% were alsoexplored. These
flames are all considered 'sooting' flames as they spontaneously generate condensed
carbon in the form of soot agglomerates suspended in the flame gases. Similarly, other
studies that have reported nanotubes in flames such as Duan et al .(54) and Richter et
al. (55) have each been under sooting conditions. Samples of condensed material were
obtained directly from the flame using a water-cooled gas extraction probe (between 2
to 7 cm above burner), and also from the water-cooled surfaces of the burner chamber.
Nanostructures were extracted from the collected soot material by sonication of soot
material dispersed in toluene. High resolution electron microscopy of the extracted
material allowed visual analysis of the fullerenic nanostructures. A range of
nanostructures was observed, including spherical, spheroidal, tubular and trigonous
structures, typically composed of multiple, graphitic carbon planes. Nanotubes are
observed in these materials and tend to be multi-walled nanotubes typically with more
than 5 walls. The nanotube material is generally observed predominately in the
material collected from the chamber surfaces. US patent number 5,985,232 has been
awarded for 'production of fullerenic nanostructures' that draws heavily on the
methods and observations reported in the papers described above (46). The patent
discloses a method based on a flame burning unsaturated hydrocarbons, operated at
sub-atmospheric pressure (up to 300 Torr), with diluent present in the flame feed gases,
and also makes allowance for the addition of metal species (such as iron, cobalt, nickel,
calcium, magnesium, potassium, rubidium and strontium) to promote the formation of

single-walled nanostructures. Additional disclosure relates to the potential of adding
oxidant species to the flame gases to selectively purify the nanostructures relative to the
soot material and possibly open the end-caps of nanotube materials.
There have been a number of combustion studies that have employed some
components of the system described in the present patent application, yet did not
observe the formation of carbon nanotube material. Rumminger et al. (60,61)
introduced a vapor of iron pentacarbonyl into premixed flames of methane/air and also
carbon monoxide/hydrogen/air. The focus of the studies was on flame inhibition due to
the compound. No nanotube material is reported from this work and the likely reason is
the low equivalence ratio employed in these studies. Feitelberg and coworkers also
injected metal compounds into premixed flames in order to examine the effect upon
soot formation in fuel rich flames. Nanotube-like material was not reported from these
studies, most likely because the equivalence ratios employed were too high. Janzen
and Roth (62) examined the formation of iron-oxide particles in a premixed
hydrogen/oxygen/argon flame injected with iron pentacarbonyl and did not observe any
nanotube formation. The reason is very simply that there was insufficient carbon in

this flame system. Each of these flame studies employed some, but not all, of the
components that have been found to favor nanotube formation in a premixed flame.
Summary of the Invention
In one aspect, the invention is a method for producing filamentary structures
such as nanotubes including combusting hydrocarbon fuel and oxygen so as to
establish a non-sooting pre-mixed or non-premixed flame and providing an
unsupported^atalyst to synthesize the filamentary structure in a post-flame region of
the flame. The equivalence ratio, catalyst type and catalyst concentration may be
selected to establish the non-sooting flame. In a preferred embodiment, residence time
of the structures in the post-flame region of the flame extends up to approximately 200
milliseconds. It is preferred that a diluent such as argon be provided along with the
hydrocarbon fuel and oxygen. It is also preferred that the catalyst be a metal in the
form of an aerosol produced in the flame either by chemical reactions of a precursor
compound such as iron pentacarbonyl and coagulation of the reaction products or by
physical dispersion and mixing of pre-prepared catalyst particles.

In preferred embodiments, the filamentary structures are nanotubes each having
a small diameter with either a metallic or semiconductor chirality. The invention
further contemplates adding modifying agents such as ammonia, thiophene, hydrogen
and carbon monoxide. A secondary oxidant may also be injected into the post-flame
region so as to preferentially oxidize carbon or metallic contamination, or open
filament structure.
In yet another embodiment, an electric and/or magnetic field may be impressed
upon the flame or the post-flame region of the flame to alter residence time profiles
and/or particle trajectories to alter filamentary structure and/or morphology. In one
embodiment, an electric field having a selected strength is impressed upon the flame
wherein the field lines are substantially parallel to the flame gas flow to induce
preferential growth of the structures having either metallic or semiconductor chirality.
In yet another embodiment, an electric and/or magnetic field may be impressed
upon the flame or the post-flame region of the flame to alter residence time profiles
and/or particle trajectories to induce a separation effect. In one embodiment, an electric
field having a selected strength is impressed upon the flame wherein the field lines are
substantially perpendicular to flame gas flow to induce preferential separation of the
structures from the flame gases.
In yet another aspect, the invention includes an apparatus for synthesizing
filamentary structures having a burner system and a source of hydrocarbon fuel and
oxygen delivered to the burner system to establish a non-sooting premixed or non-
premixed flame A source of unsupported catalyst is provided to deliver the
unsupported catalyst into the burner system. In a preferred embodiment, the burner
system is designed to provide a selected residence time in a post-flame region in the
burner system.
Brief Description of the Acompanying Drawings
Fig. 1 is a perspective, schematic view of a prior art experimental annular
burner configuration.
Fig. 2 is a schematic illustration of the apparatus of the present invention.

Fig. 3 is a series of transmission electron microscope (TEM) images showing a
progression of nanotube morphologies with increasing height above the burner
(corresponding to increasing residence time).
Fig. 4 includes TEM images of samples collected for various equivalence ratios.
Fig. 5 is a TEM image showing a bundle of single-wall nanotubes.
Fig. 6 is a TEM image collected from a water-cooled chamber wall of the
burner of the invention.
Fig. 7 is a graph of raman spectra for flame generated nanotube material.
Fig. 8 is a graph comparing spectra for flame generated material and material
derived from plasma-arc processes.
Fig. 9 are scanning transmission electron microscope (STEM) images of a
particle associated with a bundle of single-wall carbon nanotubes.
Fig. 10 is a graph, including TEM insets, showing improved nanotube quality
and yield for equivalence ratios less than the sooting limit.
Fig. 11 is a. graph, including TEM pictorial insets, illustrating how the non-
sooting region en- hances nanotube yield.
Description of the Preferred Embodiment
Definitions
The term 'catalyst' refers to particles introduced to the flame gases to initiate
filamentary structure growth and control the nature of the formed structures.
The term 'unsupported catalyst' refers to catalyst particles (or precursor reagents that
decompose to form components that coalesce and consequently form catalyst particles)
that are introduced to the flame environment independent of any physical support
affixed to a point or surface outside of the post-flame domain.
The term 'filamentary structures' refers to materials where there exists a dominant
linear dimension, giving the structure of the material a filament-like or filamentary
appearance. See also the definition of aspect ratio below.
The term 'filamentary nanostructures' refers to filamentary structures that have
one or more dimensions on the scale of nanometers. Filamentary nanostructures include
nanotubes, nanowires, nanocones, peapods, and nanofibers.

The term 'fullerenic' refers most specifically to an allotropic form of carbon
that exhibits a three-dimensional curved structure comprising one or more layers or
shells each including five-and sometimes seven-membered rings within a network of
otherwise six-membered rings.
The term 'nanotube' implies a'tubular structure of nanoscale dimensions.
Nanotubes may be fullerenic in nature, implying they have end caps that close the
surface of the structure, or may be tubular yet with end regions affixed to features (such
as metal particles) other than curved end-caps, or the nanotubes may be open at one or
multiple ends of the structure. More formally, there are essentially four categories that
define the structure of nanotubes.
1. Single or multiwalled: Nanotubes can be considered as a graphitic plane
rolled to form a cylinder. There are two main classes.of carbon nanotubes. A
single-walled nanotube (SWNT) is a single graphitic layer in the form of a
tube. Multi-walled nanotubes (MWNT) consist of multiple layers arranged
concentrically about a common axis. Double-walled nanotubes
(DWNT)(63) are occasionally described as a distinct class, however they
can be considered as the smallest category of MWNT.
2. Diameter: Single wall nanotubes have diameters of order lnm. Typical
range of diameters spans from 0.7nm (the diameter of C60) through to 10nm.
The smallest observed nanotube diameter is 0.4nm (4A)(64,65). The
diameter of multi-walled nanotubes varies between around lnm up to
100nm.
3. Aspect ratio: One of the most striking properties of nanotubes is the
disparity in their dimensions. The length of nanotubes can extend to order of
microns and more, giving an aspect ratio (length to diameter) of 1000 to 1.
The longest nanotubes reported to date(66) are 20cm, giving an aspect ratio
of 200,000,000 to 1! As used herein, filamentary structures have an aspect
ratio of at least 10 to 1.
4. Chirality: The chirality of a nanotube refers to the 'twist' in the graphitic
layer that makes up the tube wall. Certain chiralities can give metallic
conduction while others are semiconductive. The chirality of a nanotube can
be described uniquely by two indices (m,n). By folding a graphene sheet

into a cylinder so that the beginning and end of a (m,n) lattice vector in the
graphene plane join together, one obtains an (m,n) nanotube(4). (m,m)
nanotubes are said to be 'arm-chair', (m,0) and (0,m) nanotubes are 'zig-
zag', and (m,n) nanotubes are chiral. All arm-chair nanotubes are metallic
but only one third of possible zig-zag and chiral nanotubes are metallic, the
other two thirds being semiconducting (67).
The term 'nanowire' implies a linearly contiguous and non-hollow length of metal
based material with diameter on a scale of nanometers. Nanowires can be formed by
filling the internal cavity of carbon nanotubes with metals and other elements.
The term 'nanocone' refers to a class of materials that have a dominant linear
dimension with a non-constant diameter increasing or decreasing relative to the
position along the length of the structure.
The term 'peapod' refers to carbon nanotubes that have one or more carbon
fullerenes occupying the internal cavity of the nanotube.
The term 'nanofiber' refers to filamental structures that are similar in structure to
multi-walled nanotubes as they possess multiple structural layers in the wall area.
Nanofibers are much more disordered and irregular relative to nanotubes and the walls
are non-graphitic. Carbon nanofibers may alternately be described as carbon fibrils,
vapor grown carbon fibers (VGCF), filamental carbon, filamental coke or simply
filaments.
The term 'graphitic' refers most specifically to an allotropic form of carbon that
exhibits a flat, two-dimensional, planar structure. The term graphitic in the context of
this document refers to the flat geometric structure and the high degree of order
associated with a planar structure, and does not necessarily imply an elemental
composition of carbon. A graphitic plane rolled into a cylinder can therefore describe
the structure of a single-walled nanotube.
The term 'post-flame region or zone' is the part of the flame located downstream
of, or farther from a burner than, the oxidation region or zone of the flame. The
beginning of the post-flame region is marked by the approximate completion of the
consumption of molecular oxygen and the conversion of the original fuel to
intermediates and products including carbon monoxide, carbon dioxide, acetylene,
other carbon containing species, hydrogen and water. The post-flame region includes

the tail of the flame, extends to the transition between the flame and the exhaust, and
consists of hot but usually cooling gases which are approximately well mixed within a
given cross section of the flow perpendicular to the direction of flow at a given distance
from the burner. The well-mixed condition is achieved by mixing the fuel and oxygen
together before feeding them to the burner (premixed combustion) or by feeding the
fuel and oxygen as separate streams which rapidly mix within the combustor over a
downstream distance from the burner that is much smaller than the diameter or the
equivalent diameter of the post flame region (non-premixed combustion). The
residence time in the post-flame region is much larger than the residence time in the
oxidation region of premixed flames or the mixing and oxidation region of non-
premixed flames.
The term 'sooting flame' refers to a flame system including a fuel and oxygen
undergoing combustion in such a way that carbon soot is generated in visibly
significant quantities. Almost all non-premixed flames of hydrocarbon fuels exhibit
soot formation. The sooting limit for premixed flames is defined as the lowest
equivalence ratio (or carbon to oxygen ratio) at which soot is observed in the flame
gases. A sooting flame has a distinctive, visibly luminous glow caused by emission
from the soot particles. A non-sooting flame is established by a fuel equivalence ratio
(or carbon to oxygen ratio) lower than the sooting limit.
Addition of metal bearing compounds to the flame may induce visible luminosity
yet the flame is not sooting as in this instance the sooting limit is defined for the base-
flame (fuel, oxygen only). For non-sooting flames the radiance is caused by emission
from the metal particles rather than soot particles.
In flames containing nanotube formation catalysts, the critical equivalence ratio
for soot formation depends not only on equivalence ratio, but also on the type and
concentration of catalysts present. Metal catalysts may augment soot formation such
that a non-sooting condition may become sooting upon catalysts addition if the flame
were at an equivalence ratio near the sooting limit and the type and concentration of
catalyst added were sufficient.
Burner system
A premixed acetylene/oxygen/argon flame formed the basis of the experiments
disclosed in this patent application. An argon dilution of 15 molar percent, cold gas

feed velocity of 30 cm/s, and burner pressure of 50 Torr were used throughout the
experiments. A variety of fuel equivalence ratios ranging from 1.4 through 2.2 were
considered. Iron pentacarbonyl (Fe(CO)5) was used as the source of metallic catalyst
necessary for nanotube synthesis.
With reference to Fig. 2, a controlled flow of iron pentacarbonyl vapor was
supplied through a temperature-controlled (4‬C) single-stage bubble saturator 20 unit
using argon as the carrying gas. The argon gas flow could be accurately proportioned
between the saturator 20 and a bypass line, allowing control of the catalyst feed rate.
Typical iron pentacarbonyl feed concentrations were 6000ppm (molar).
A burner 22 consisted of a 100mm diameter copper plate 24 with 1500
uniformly spaced 1mm diameter holes drilled through the surface. Only the inner
70mm diameter burner section was utilized for this study with the outer annular section
used during flame startup. The burner plate 24 is attached to a burner cavity filled with
stainless steel wool to facilitate uniform flow distribution of premised gases 25 entering
from the base of the cavity. Suitable premised gases include acetylene, oxygen and
argon. It is also contemplated that modifying agents for altering the structure or
morphology of the condensed material may be co-injected. In addition, a secondary
oxidant may be injected in the post-flame region to oxidize carbon contamination. It is
also contemplated to quench the filamentary structures by injecting an inert fluid that
will quench by sensible energy, latent energy or chemical reaction. A flow of cooling
water passes through copper tubing 26 coiled around the outside of the burner body.
Burner plate temperatures were typically 70-80°C. The burner was mounted on a
vertical translation stage 28, which allows measurements to be taken at various heights-
above-burner (HAB). The burner 22 and translation stage 28 are contained in a
stainless-steel pressure chamber 30. An upper chamber plate is water-cooled and
exhaust gases are withdrawn through two ports 32 in the upper flange. A variety of
ports in the sidewall of the chamber provide access to sampling and diagnostic
instruments. A large (15cm) window 34 is provided for visual observation of the flame
(68). An electronic proportioning valve 36 and PID controller coupled to the exhaust
extraction system allows accurate control of the chamber pressure.
Table 1 shows operational settings and parameters to obtain good quality
nanotubes.


With reference still to Fig 2, a preferred embodiment includes an electric field
represented by the arrow 27 aligned with flame gas flow and having a selected field
strength. Those skilled in the art will recognize that the electric field 27 could also be a
magnetic field or the combination of an electric and magnetic field to alter the
characteristics of the filamentary structures produced. For example, an electric and/or
magnetic field may be used to alter residence time profiles and/or particle trajectories to
alter the structure or morphology of the produced structures. The electric field 27
aligned with the flame gas flow will induce preferential growth of the structures with
either metallic or semiconductor chirality.

Sampling system
A thermophoretic sampling technique(69) was used to collect condensed material in the
flame gases at various HAB and the samples were then analyzed using transmission
election microscopy (TEM). A thermophoretic sampling system 38 included a
pneumatic piston coupled with a timing mechanism to give precise control over
immersion time within the flame. An insertion time of 250ms was used throughout the
experiments. TEM grids 40 (Ladd Research Industries, 3mm Lacy film) were affixed
to a thin metal stage attached via a 6mm diameter rod and pressure seal feedthrough to
a pneumatic plunger. After insertion into the flame gases, each TEM grid was removed
and subsequently taken to the microscope for analysis. A JOEL 200CX was used for
the bulk of the microscopy work to allow rapid screening and turnaround of samples to
be examined. More detailed microscopy was performed on a 2010 and 2000FX for
high resolution images.
Scanning Transmission Electron Microscopy (STEM)
The elemental composition of any condensed material is of particular interest in
terms of the nanotube formation processes occurring in the flame. STEM combined
with electron dispersive x-ray spectroscopy (EDXS) allows a high resolution
transmission electron microscopy image to be correlated with an elemental map that
gives insight into the distribution of specific elements (such as C, Fe, O) relative to the
material structures imaged using TEM. A VG HB603 system was used for STEM
anatysis performed in this study.
Raman spectroscopy
Raman spectroscopy can be used to obtain information relating to the diameter
and also the chirality of single-walled carbon nanotubes (70,71). When single-wall
nanotubes are irradiated with 514.5nm argon-ion laser light, at least two distinct
resonant modes are observed in the resulting Raman spectrum. Modes around the 100
to 300 cm-1 frequency range correspond to the 'radial breathing mode' (RBM) of
nanotubes where the cylindrical nanotube vibrates in a concentric expansion and
contraction. The frequency of the RBM is inversely proportional to tube diameter and
so die spectrum can be used to obtain tube diameter information. The second major
feature in the spectrum is the 'G-band' at around 1590cm-1 which corresponds to
transverse vibrations along the plane of the nanotube wall. Shifts in the shape of the

G-band peak can indicate the nature of the nanotube chirality (semiconducting or
metallic). Raman spectroscopy on condensed samples collected from the burner
chamber wall was performed using a Kaiser Hololab 5000R Raman spectrometer with
Raman microprobe attachment. The spectrometer was operated at 514.5 nm at
0.85mW power in stokes configuration.
Synthesis dynamics characterization
Thermophoretic samples were taken at regular height intervals above the burner
22 and images obtained using transmission electron microscopy. Each sampling height
corresponds to a residence time away from the burner and so this technique enables
characterization of the dynamics of the nanotube growth processes occurring in the
flame. Flame characterization sampling was performed on flames with equivalence
ratios () between 1.4 and 2.2. For each flame, samples were obtained along the axis-
line in the post-flame region between 10 and 75 mm above the burner. A typical
progression of nanotube morphologies observed in a flame with equivalence ratio of
1.6 is shown in Fig. 3.
The initial post-flame region (up to 40mm) as shown in Fig. 3 is dominated by
the presence of discrete particles. Particle formation and growth leads to larger particle,
sizes as height above burner increases. Iron pentacarbonyl decomposes rapidly upon
exposure to the flame and the particles size growth most likely occurs through
coagulation of the iron resulting from this decomposition (62). The composition of the
particles is most likely metallic iron as observed in flames of higher equivalence ratio
(72).
Nanotube growth is generally accepted to occur through a decomposition-
diffusion-precipitation mechanism whereby carbon bearing species (primarily CO)
catalytically decompose on the surface of a metal particle, followed by elemental
carbon dissolving into the metal lattice and diffusing to the adjacent side of the particle,
where the carbon precipitates in a curved tubular graphitic structure (73-75). Based on
this mechanism it is likely that catalytic decomposition and 'loading' of carbon into the
particles is also occurring concurrently with particle growth in this initial post-flame
region.
Carbon nanotubes are observed after an inception time of approximately 30
milliseconds. A small number of discrete nanotube segments with length of the order

of 100nm are observed as early as 25ms and longer tube lengths up to a micron in
length are observed to form in the following 10ms. It appears that the metallic particle
population has reached a critical level after 25ms and nanotube growth proceeds rapidly
after this point for the next 10 to 20ms. The critical condition may be sufficiently large
particle size, carbon content, surface properties, internal lattice structure transition (41),
or point of relative concentrations for CO and H2 within the flame gases (42).
For times after 40ms the dominant mechanism appears to be coalescence of the
condensed material in the flame gases. Disordered networks of nanotube bundles form
tangled webs decorated with metallic and soot-like particles. The complexity and size
of the webs increases significantly in the upper region of the system, between 45 and
70ms.
From the structures observed in the post-flame gases it is clear that, once
initiated, nanotube growth occurs quite rapidly. An order of magnitude estimate for the
nanotube growth rate is 100 um/s based on the images and observed increase in length
of 100nm to 1 micron over a period of 10ms (between 25 to 35ms).
Nanotube formation window
The effect of different equivalence ratios upon nanotube formation was also
investigated. Samples were extracted from 70mm above burner (approx. 67ms) for
equivalence ratios between 1.4 and 2.0. Representative TEM images over the range of
equivalence ratios are shown in Fig. 4. Nanotubes are observed to form between
equivalence ratios of 1.5 and 1.9. This range of equivalence ratios can be considered as
a 'formation window' where conditions within the flame are suitable for nanotube
synthesis. A particularly preferred equivalence ratio range is 1.5 equivalence ratios (1.4 and 1.5) the condensed material in the flame is dominated by
discrete particles, although nanotubes may form at higher HAB than those described in
the present system (See Fig. 11). The range of equivalence ratios that could support
nanotube growth can therefore potentially extend from 1.7 to 1.0. Equivalence ratios
of 1.9 and higher are dominated by soot-like structures displaying clustered networks of
primary particles (of either metallic or carbon encapsulated metal centers) with the
occasional nanotube within this matrix. It is interesting to note that within the
formation window range, relatively 'clean' nanotubes are formed at the lower

equivalence ratios while an increasing level of encrusting with disordered carbon is
observed on the nanotubes as the equivalence ratio increases.
A continuum of morphologies is apparent ranging between clean nanotubes at
low equivalence ratios through to an increasing proportion of soot-like material as the
equivalence ratio increases. A competition between carbon precipitation pathways is
likely, with one pathway leading to filamentary or tube structures and the other to
disordered carbon clusters. This observation is consistent with the nanotube formation
mechanism and how this would relate to a flame environment. As fuel equivalence
ratio increases from unity, the level of excess carbon available in the flame gases
increases, so one would also expect an increasing potential to form carbon nanotubes.
This trend is tempered as the sooting equivalence ratio limit is reached and the
availability of carbon exceeds the capacity of the nanotube formation pathway and
disordered carbon is formed. Therefore the lower formation limit corresponds to
insufficient availability of carbon, while the upper limit is due to dominance of soot
formation pathways close to the sooting limit.
The observed change in morphology as equivalence ratio is changed is
described quantitatively in Fig. 10. A metric of nanotube quality, defined in this
instance as the product of filament length and filaments counted in a TEM image
divided by the image area covered by condensed material. High quality material by
this metric would have many filaments of significant length within a matrix of minimal
non-structured condensed material. A plot of this metric against equivalence ratio
indicates quite clearly that nanotube quality improves dramatically as equivalence ratio
moves from high (2.0+) to lower equivalence ratios. This trend reinforces the
importance of using non-sooting flames to enhance the growth of filamental structures
in the flame. Furthermore, the TEM insets and schematic plot give context to this
phenomena relative to other flame parameters.
Material characterization
Higher magnification TEM analysis shows that the condensed filamental
material is predominantly bundles of single-wall nanotubes (Fig. 5). The structures
shown in Fig. 5 resulted from an equivalence ratio of 1.6 with a HAB of 70 mm. The
inset shows detail of a nanotube bundle with an outer wall shown in dark contrast. The
flame synthesis process preferentially forms single-wall as opposed to multi-wall

nanotubes. This observation is in agreement with other flame studies (43) and indicates
a high degree of selectivity in the material synthesis despite the ensemble of competing
processes occurring in the flame system. A TEM image for material collected from the
water-cooled chamber wall (used for Raman measurements also) is shown in Fig. 6.
Note the dominant features of nanotube bundles encrusted with agglomerates of carbon
with internal metallic particles.
The Raman spectroscopy technique yielded a number of observations about the
flame generated nanotube material. A typical Raman spectrum for flame generated
material is shown in Fig. 7. Spectra for flame generated material (bold line) are
compared to materials obtained from plasma arc processes (light grey lines) in Fig. 8.
In Fig. 7, features centered around 200 cm-1 are radial breathing modes corresponding
to a range of single-walled nanotube diameters (approximately 0.9 to 1.3 nm). The
shape of the large peak at 1590 cm-1 relates to chirality effects. The Raman spectrum
for the flame generated material shows a wide distribution of peaks corresponding to
radial breathing modes (REM). The corresponding range of tube diameters that
generate this spectrum are between approximately 0.9 and 1.3 nm. When compared to
the REM modes obtained from the spectra of material generated with a plasma-arc
technique, a difference in diameter distribution is clear. The flame generated material
has a broader distribution of diameters and the diameters extend to smaller sizes. Other
differences are apparent based on the shape of the G-band. The flame generated
material has a significant 'hump' profile on the side of the G-band, with a peak at about
1330 cm-1 and an apparent peak seen as a shoulder on the G-band, which is indicative
of nanotube chirality (semiconducting or metallic). Compared to the plasma-arc
generated material, the flame material appears to be more metallic in nature.
Scanning transmission electron microscopy (STEM) was performed on material
sampled directly from the flame as per the previously described TEM measurements.
The composition of the particles associated with the carbon nanotubes is of particular
interest and electron dispersive x-ray spectroscopy (EDXS) was used in scanning mode
to obtain spatial maps of elemental intensity which could be compared to the STEM
image in order to correlate composition with position. Images for this measurement on
flame generated material are shown in Fig. 9. The STEM bright field image shows a
bundle of single-wall carbon nanotubes with a dark particle agglomerate overlaying the

bundle (apparently sitting next to rather than a part of the bundle). The elemental map
for iron clearly shows a close correlation between the iron and the particle position,
indicating the particle is composed largely of iron. The oxygen map also shows a
correlation although at much lower intensity. The particle is most likely predominately
iron but may have a small oxide content. The carbon map shows rather poor contrast
due to the bundle sitting on a carbon substrate yet an increased carbon intensity is
observed in correlation with the nanotube bundle and around the particle. The particle
associated with the nanotube bundle is likely composed of iron surrounded by non-
structured carbon, as can also be observed in TEM images shown in Figs. 5 and 6.
Nanotube yield &purity
The yield of nanotube material from the flame was estimated by a probe
sampling technique and gravimetric analysis. A quartz tube (OD-11mm, ID 9mm),
surrounded by a water cooled jacket, was inserted into the post-flame region with the
mouth opening of the probe positioned 70mm above the burner surface. The quartz tube
was attached directly to a sintered metal filter assembly (Swagelok) that had been
modified by placing a custom made disc of filter fabric (Balston, grade CQ) in-line
before the metal filter disc. A vacuum pump was coupled to the filter to allow
extraction of flame gases and flame-born condensed material through the probe and
filter unit. Sampled gases were vented from the sample pump exhaust directly to a
water column (gas collection bell) to allow determination of the volumetric
concentration in the flame. After sampling the flame for a measured period of time, the
filter disc was removed from the filter unit and weighed to determine the mass of
material collected.
The amount of condensed material collected on the filter, scaled to the cross-
section area of the burner face, over the sampling time (90sec), gave the following
estimates for condensed material yield per component of burner feed (per C fed: 1.1%;
per Fe fed 24.8%; per Fe(CO)5 fed 9.8%). Based on inspection of representative TEM
micrographs for the flame sampled material (Fig. 6), it is estimated that roughly 50% of
the image area covered by condensed material is associated with nanotubes (typically in
the form of bundles) and this would equate roughly to a mass percentage of 10% or so.
The yield of nanotubes relative to components fed to the burner can therefore be
estimated as (per C fed 0.1%; per Fe fed 2.5%; per Fe(CO)5 fed 1.0%). These

estimated yields indicate that there are significant quantities of nanotubes generated in
the flames described in this study, and would certainly amount to more than 1% of the
condensed material.
The effect of using non-sooting flames is illustrated in Fig. 10. Nanotube
quality and yield as a proportion of condensed material clearly improves as equivalence
ratios shift away from the sooting limit. Note that yield of the filamentary material
peaks at an equivalence ratio of approximately 1.6. However, it is likely that higher
yields may be obtained at lower equivalence ratios and higher HAB (or longer
residence times) as is indicated in Fig. 11.
Single-walled nanotubes have thus been observed in a premixed
acetylene/oxygen/argon flame operated at 50 Torr with iron pentacarbonyl vapor used
as a source of metallic catalyst necessary for nanotube growth. A thermophoretic
sampling method and transmission electron microscopy were used to characterize the
solid material present at various heights above burner (HAB), giving resolution of
formation dynamics within the flame system. Catalyst particle formation and growth is
observed in the immediate post-flame region, 10 to 40 mm HAB, with coagulation
leading to typical particle sizes on the order of 5 to 10 nm. Nanotubes were observed to
be present after 40mm (~34ms) with nanotube inception occurring as early as 30mm
HAB (-25 ms). Between 40 and 70 mm HAB (period of approx. 30 ms), nanotubes are
observed to form and coalesce into clusters. Based on the rapid appearance of
nanotubes in this region, it appears that once initiated, nanotube growth occurs quite
rapidly, on the order of 100 urn per second. A nanotube formation 'window' is evident
with formation limited to fuel equivalence ratios between a lower limit of 1.5 and an
upper limit of 1.9, although this range may extend to lower equivalence ratios in
samples withdrawn from higher (or after more time) in the post-flame region. A
continuum of morphologies ranging from relatively clean clusters of nanotubes to
disordered material is observed between the lower and upper limits. The yield of
nanotubes in the condensed material increases at compositions lower than the sooting
limit.
It is recognized that modifications and variations of the invention disclosed
herein will occur to those skilled in the art and it is intended that all of such
modifications and variations be included within the scope of the appended claims.

References
(1) S Iijima: Helical microtubules of graphitic carbon. Nature 354 (1991) 56-58.
(2) BI Yakobson, RE Smalley: Fullerene nanotubes: C1,000,000 and beyond.
American Scientist 85 (1997) 324-37.
(3) MS Dresselhaus: Down the straight and narrow. Nature 358 (1992) 195-96.
(4) H Dai: Carbon nanotubes: opportunities and challenges. Surface Science 500
(2002)218-41.
(5) J Bernholc, C Roland, BI Yakobson: Nanotubes. Current opinion in solid state
& materials science 2 (1997) 706-15.
(6) BJ Landi, RP Rafaelle, MJ Heben, JL Alleman, W VanDerveer, T Gennett:
Single-wall carbon nanotube-nafion composite actuators. Nano Letters 2 (2002)
1329-32.
(7) RH Baughman, CX Cui, AA Zakhidov, Z Iqbal, JN Barisci, GM Spinks, GG
Wallace, A Mazzoldi, D De Rossi, AG Rinzler, O Jaschinski, S Roth, M
Kertesz: Carbon nanotube actuators. Science 284 (1999) 1340-44.
(8) OK Varghese, PD Kichambre, D Gong, KG Ong, EC Dickey, CA Grimes: Gas
sensing characteristics of multi-wall carbon nanotubes. Sensors and Actuators B
81(2001)32-41.
(9) Q Zhao, MD Frogley, HD Wagner: Direction-sensitive strain-mapping with
carbon nanotube sensors. Composites Science & Technology 62 (2002) 147-50.
(10) CKW Adu, GU Sumanasekera, BK Pradhan, HE Romero, PC Eklund: Carbon
nanotubes: a thermoelectric nano-nose. Chemical Physics Letters 337 (2001)
31-35.
(11) ET Thostenson, Z Ren, T-W Chou: Advances in the science and technology of
carbon nanotubes and their composites: a review. Composites Science &
Technology 61 (2001) 1899-912.

(12) K Jurewicz, S Delpeux, V Bertagna, F Beguin, E Frackowiak: Supercapacitors
from nanotubes/polypyrrole composites. Chemical Physics Letters 347 (2001)
36-40.
(13) A Bachtold, P Hadley, T Nakanishi, C Dekker: Logic circuits with carbon
nanotube transistors. Science 294 (2001) 1317-20.

(14) JLC Papadopoulos, JM Xu, M Moskovits: Highly-ordered carbon nanotube
arrays for electronics applications. Applied Physics Letters 75 (1999) 367-69.
(15) AA Talin, KA Dean, JE Jaskie: Field emission displays: a critical review. Solid-
Sate Electronics 45 (2001) 963-76.
(16) P Avouris: Carbon nanotube electronics. Chemical Physics 2S1 (2002) 429-45.
(17) M Shim, N Wong Shi Kam, RJ Chen, Y Li, H Dai: Functionalization of carbon
nanotubes for biocompatabiiity and biomolecular recognition. Nano Letters 2
(2002) 285-88.
(18) OP Matyshevska, AY Karlash, YV Shtogun, A Benilov, Y Kirgizov, KO
Gorchinskyy, EV Buzaneva, YI Prylutskyy: Self-organizing DNA/carbon
nanotube molecular films. Materials Science and Engineering C 15 (2001) 249-
52.
(19) AC Dillon, MJ Heben: Hydrogen storage using carbon adsorbents: past, present
and future. Applied Physics A 72 (2001) 133-42.
(20) F Laniari Darkrim, P Malbrunot, GP Tartaglia: Review of hydrogen storage by
adsorption in carbon nanotubes. International Journal of Hydrogen Energy 27
(2002) 193-202.
(21) GG Tibbetts, GP Meisner, CH Oik: Hydrogen storage capacity of carbon
nanotubes, filaments, and vapor-grown fibers. Carbon 39 (2001) 2291-301.
(22) Q-H Yang, P-X Hou, S Bai, M-Z Wang, HM Cheng: Adsorption and capillarity
of nitrogen in aggregated multi-walled carbon nanotubes. Chemical Physics
Letters 345 (2001) 18-24.
(23) Y-H Li, S Wang, J Wei, X Zhang, C Xu, Z Luan, D Wu, B Wei: Lead
adsorption on carbon nanotubes. Chemical Physics Letters 357 (2002) 263-66.

(24) HC Choi, M Shim, S Bangsaruntip, H Dai: Spontaneous reduction of metal ions
on the sidewalls of carbon nanotubes. Journal of the American Chemical
Society 124 (2002) 9058-59.
(25) RQ Long, RT Yang: Carbon nanotubes as superior sorbent for dioxin removal.
Journal of the American Chemical Society 123 (2001) 2058-59.
(26) H-B Chen, J-D Lin, Y Cai, X-Y Wang, J Yi, J Wang, G Wei, Y-Z Lin, D-W
Liao: Novel multi-walled nanotubes-supported and alkali-promoted Ru catalysts

for ammonia synthesis under atmospheric pressure. Applied Surface Science
180(2001)328-35.
(27) W Li, C Liang, J Qiu, W Zhou, H Han, Z Wei, G Sun, Q Xin: Carbon nanotubes
as support for cathode catalyst of a direct methanol fuel cell. Carbon 40 (2002)
787-803.
(28) B Rajesh, V Karthik, S Karthikeyan, K Ravindranathan Thampi, J-M Bonard, B
Viswanathan: Pt-W03 supported on carbon nanotubes as possible anodes for
direct methanol fuel cells. Fuel 81 (2002) 2177-90.
(29) A Thess, R Lee, P Nikolaev, H Dai, P Petit, J Robert, C Xu, YH Lee, SG Kim,
AG Rinzler, DT Colbert, GE Scuseria, D Tomanek, JE Fischer, RE Smalley:
Crystalline ropes of metallic carbon nanotubes. Science 273 (1996) 483-87.
(30) T Gennett, AC Dillon, JL Alleman, KM Jones, FS Hasoon, MJ Heben:
Formation of single-wall carbon nanotube superbundles. Chemistry of Materials
12(2000)599-601.
(31) TW Ebbesen, PM Ajayan: Large-scale synthesis of carbon nanotubes. Nature
358 (1992) 220-22.
(32) HM Cheng, F Li, G Su, HY Pan, LL He, X Sun, MS Dresselhaus: Large-scale
and low-cost synthesis of single-walled carbon nanotubes by the catalytic
pyrolysis of hydrocarbons. Applied Physics Letters 72 (1998) 3282-84.
(33) R Andrews, D Jacques, AM Rao, F Derbyshire, D Qian, X Fan, EC Dickey, J
Chen: Continuous production of aligned carbon nanotubes: A step closer to
commercial realization. Chemical Physics Letters 303 (1999) 467-74.
(34) ZW Pan, SS Xie, BH Chang, LF Sun, WY Zhou, G Wang: Direct growth of
aligned open carbon nanotubes by chemical vapor deposition. Chemical Physics
Letters 299 (1999) 97-102.
(35) D Venegoni, P Serp, R Feurer, Y Kihn, C Vahlas, P Kalck: Parametric study for
the growth of carbon nanotubes by catalytic chemical vapor deposition ina
fluidized bed reactor. Carbon 40 (2002) 1799-807.

(36) Y Wang, F Wei, G Gu, H Yu: Agglomerated carbon nanotubes and its mass
production in a fluidized-bed readtor. Physica B 323 (2002) 327-29.
(37) RL Vander Wal: Fe-catalyzed single-walled carbon nanotube synthesis within a
flame environment. Combustion and Flame 130 (2002) 37-47.

(38) RL Vander Wal, TM Ticich, VE Curtis: Diffusion flame synthesis of single-
wall carbon nanotubes. Chemical Physics Letters 323 (2000) 217-23.
(39) RL Vander Wal, TM Ticich: Comparative flame and furnace synthesis of
single-walled carbon nanotubes. Chemical Physics Letters 336 (2001) 24-32.
(40) RL Vander Wal, TM Ticich: Flame and furnace synthesis of single-walled and
multi-walled carbon nanotubes. Journal of Physical Chemistry B 105 (2001)
10249-56.
(41) RL Vander Wal, LJ Hall, GM Berger, The chemistry of premixed flame
synthesis of carbon nanotubes using supported catalysts, Twenty-Ninth
Symposium (International) on Combustion, 2002.
(42) RL Vander Wal, LJ Hall, GM Berger: Optimization of flame synthesis for
carbon nanotubes using supported catalyst. Journal of Physical Chemistry B 106
(2002) 13122-32.
(43) RL Vander Wal, GM Berger, LJ Hall: Single-walled carbon nanotube synthesis
via a multi-stage flame configuration. Journal of Physical Chemistry B 106
(2002) 3564-67.
(44) RL Vander Wal: Flame synthesis of Ni-catalyzed nanofibers. Carbon 40 (2002)
2101-07.
(45) RL Vander Wal: Ferrocene as a precursor reagent for metal-catalyzed carbon
nanotubes: competing effects. Combustion and Flame 130 (2002) 27-36.
(46) JB Howard, K Das Chowdhury, JB Vander Sande, Production of fiillerenic
nanostructures in flames, US Patent No. 5,985,232, Nov. 16,1999, p.
(continuation of application no. 08/220,32, Mar. 30,1994, abandoned).

(47) JB Howard, KD Chowdhury, JB VanderSande: Carbon shells in flames. Nature
370 (1994) 603.
(48) K Das Chowdhury, JB Howard, JB VanderSande: Fullerenic Nanostructures in
Flames. Journal of Materials Research 11 (1996} 341-47.
(49) L Yuan, K Saito, W Hu, Z Chen: Ethylene flame synthesis of well-aligned
multi-walled carbon nanotubes. Chemical Physics Letters 346 (2001) 23-28.
(50) L Yuan, K Saito, C Pan, FA Williams, AS Gordon: Carbon nanotubes from
methane flames. Chemical Physics Letters 340 (2001) 237-41.

(51) MD Diener, N Nichelson, JM Alford: Synthesis of single-walled carbon
nanotubes in flames. Journal of Physical Chemistry B 104 (2000) 9615-20.
(52) JM Singer, J Grumer: Carbon formation in very rich hydrocarbon-air flames. I.
Studies of chemical content, temperature, ionization and particulate matter.
Seventh Symposium (International) on Combustion (1959) 681-91.
(53) K Saito, AS Gordon, FA Williams, WF Stickle: A study of the early history of
soot formation in various hydrocarbon diffusion flames. Combustion Science
and Technology 80 (1991) 103-19.
(54) HM Duan, JT McKinnon: Nanoclusters produced in flames. Journal of Physical
Chemistry 9S (1994) 12815-18.
(55) H Richter, K Hemadi, R Caudano, A Fonseca, H-N Migeon, JB Nagy, S
Schneider, J Vandooren, PJ Van Tiggelen: Formation of nanotubes in low-
pressure hydrocarbon flames. Carbon 34 (1996) 427-29.
(56) WJ Grieco: Fullerenes and carbon nanostructures formation in flames, Doctoral
thesis, Massachusetts Institute of Technology, Cambridge, 1999.
(57) W Merchan-Merchan, A Saveliev, LA Kennedy, A Fridman: Formation of
carbon nanotubes in counter-flow, oxy-methane diffusion flames without
catalysts. Chemical Physics Letters 354 (2002) 20-24.
(58) A Goel: Combustion synthesis of fullerenes and fullerenic nanostructures,
Doctoral, Massachusetts Institute of Technology, Cambridge, MA, 2002.
(59) A Goel, P Hebgen, JB Vander Sande, JB Howard: Combustion synthesis of
fullerenes and fullerenic nanostructures. Carbon 40 (2002) 177-82.
(60) MD Rumminger, GT Linteris: The role of particles in the inhibition of premixed
flames by iron pentacarbonyl. Combustion and Flame 123 (2000) 82-94.
(61) MD Rumminger, GT Linteris: Inhibition of premixed carbon monoxide-
hydrogen-oxygen-nitrogen flames by iron pentacarbonyl. Combustion and
Flame 120 (2000) 451-64.

(62) C Janzen, P Roth: Formation and characteristics of Fe203 nano-particles in
doped low pressure H2/02/Ar flames. Combustion and Flame 125 (2001) 1150-
61.
(63) H Zhu, C Xu, B Wei, D Wu: A new method for synthesizing double-walled
carbon nanotubes. Carbon 40 (2002) 2021-40.

(64) N Wang, ZK Tang, GD Li, JS Chen: Single-walled 4A carbon nanotube arrays.
Nature 408 (2000) 50-51.
(65) A Koshio, M Yudasaka, S Iijima: Metal-free production of high-quality multi-
wall carbon nanotubes, in which the innermost nanotubes have a diameter of
0.4nm. Chemical Physics Letters 356 (2002) 595-600.
(66) HW Zhu, CL Xu, DH Wu, BQ Wei, R Vajtai, PM Ajayan: Direct synthesis of
long single-walled carbon nanotube strands. Science 296 (2002) 884-86.
(67) MS Dresselhaus, G Dresselhaus, PC Eklund: Science of fullerenes and carbon
nanotubes, Academic Press, New York, 1995.
(68) JT McKinnon: Chemical and physical mechanisms of soot formation, PhD
Thesis, Massachusetts Institute of Technology, Cambridge, MA, 1989.
(69) CM Megaridis, RA Dobbins: Morphological description of flame-generated
materials. Combustion Science and Technology 71 (1990) 95-109.
(70) MS Dresselhaus, G Dresselhaus, A Jorio, AG Souza Filho, R Saito: Raman
spectroscopy on isolated single wall carbon nanotubes. Carbon 40 (2002) 2043-
61.
(71) MS Dresselhaus, PC Eklund: Phonons in carbon nanotubes. Advances in
Physics 49 (2000) 705-814.
(72) AS Feitelberg, JP Longwell, AF Sarofim: Metal enhanced soot and PAH
formation. Combustion and Flame 92 (1993) 241-53.
(73) RTK Baker, DJC Yates, JA Dumesic, in L.F. Albright, R.T.K. Baker (Eds.),
Coke Formation on Metal Surfaces. American Chemical Society, Washington,
DC, 1982, p. 1-22.
(74) GG Tibbetts, MG Devour, EJ Rodda: An adsorption-diffusion isotherm and its
application to the growth of carbon filaments on iron catalyst particles. Carbon
25 (1987) 367-75.
(75) SB Sinnott, R Andrews, D Qian, AM Rao, Z Mao, EC Dickey, F Derbyshire:
Model of carbon nanotube growth through chemical vapor deposition. Chemical
Physics Letters 315 (1999) 25-30.

WE CLAIM:
1. Method for producing filamentary structures comprising:
combusting hydrocarbon fuel and oxygen to establish a non-sooting flame;
providing an unsupported catalyst to synthesize the filamentary structures in a post-
flame region of the flame; and
impressing an electric and/or magnetic field on the flame or post-flame region of the
flame to alter residence time profiles and/or particle trajectories, and/or growth kinetics
of particles to alter filamentary structure or morphology.
2. The method as claimed in claim 1, which involves impressing on the flame an
electric field having a selected strength and having field lines substantially parallel to
flame gas flow to induce preferential growth of the structures having either metallic or
semiconductor chirality.
3. Method as claimed in claim 1, wherein the electric and/or magnetic field(s), as
impressed, is/are with field lines perpendicular to the flow field in order to induce a
separation of nanotubes or particles from the flame gases.

Method and apparatus for producing filamentary structures. The structures
include single-walled nanotubes. The method includes combusting hydrocarbon fuel
and oxygen to establish a non-sooting flame and providing an unsupported catalyst to
synthesize the filamentary structure in a post-flame region of the flame. Residence time
is selected to favor filamentary structure growth.

Documents:

1791-KOLNP-2005-CORRESPONDENCE.pdf

1791-KOLNP-2005-FORM 27.pdf

1791-KOLNP-2005-FORM-27.pdf

1791-kolnp-2005-granted-abstract.pdf

1791-kolnp-2005-granted-assignment.pdf

1791-kolnp-2005-granted-claims.pdf

1791-kolnp-2005-granted-correspondence.pdf

1791-kolnp-2005-granted-description (complete).pdf

1791-kolnp-2005-granted-drawings.pdf

1791-kolnp-2005-granted-examination report.pdf

1791-kolnp-2005-granted-form 1.pdf

1791-kolnp-2005-granted-form 18.pdf

1791-kolnp-2005-granted-form 3.pdf

1791-kolnp-2005-granted-form 5.pdf

1791-kolnp-2005-granted-gpa.pdf

1791-kolnp-2005-granted-reply to examination report.pdf

1791-kolnp-2005-granted-specification.pdf


Patent Number 227747
Indian Patent Application Number 1791/KOLNP/2005
PG Journal Number 04/2009
Publication Date 23-Jan-2009
Grant Date 20-Jan-2009
Date of Filing 08-Sep-2005
Name of Patentee MASSACHUSETTS INSTITUTE OF TECHNOLOGY
Applicant Address FIVE CAMBRIDGE CENTER, CAMBRIDGE, MA
Inventors:
# Inventor's Name Inventor's Address
1 HEIGHT, MURRAY, J. GORWIDEN 40, CH-8057 ZURICH
2 VANDERSANDE, JOHN, B. 5 HIGH ROAD, NEWBURY, MA 01951
3 HOWARD, JACK, B. 24 CENTRAL STREET, WINCHESTER, MA 01890
PCT International Classification Number C01B 31/02
PCT International Application Number PCT/US2004/005891
PCT International Filing date 2004-02-27
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 10/389,002 2003-03-14 U.S.A.