Title of Invention

PROCESS FOR THE PRODUCTION OF GLASSY ARTICLES

Abstract Process for the production of glassy articles comprising the following operations: a) preparation of an aqueous or hydroalcoholic solution, or suspension, of at least of a compound having the formula Xm-Si-(OR)n-m Wherein n means the cation valence, X is R1 or OR1, R1 being the same of or different from R, m is zero or an integer number lower than 3, R and R1 are hydrocarbon radical having a carbon atom number up to 12; b) hydrolysis of the above said compound, either in solution or in suspension, to obtain the so called sol; c) eventual addition in colloidal suspension of possible Si2On; d) sol gelling; e) substitution of the gel pore solvent with a non orotic solvent; f) gel setting in a pressure chamber; g) inert gas fluxing into the pressure chamber; h) pressure chamber heating over a programmed time period to achieve predeterminate temperature and pressure values, lower than the relevant critical value of the gel solvent, and evaporation thereof; i) depressurization of the pressusre chamber with vapor discharge; j) pressure chamber washing by an inert gas; k) cooling the dried gel and removal thereof from the pressure chamber; I) dried gel syntherization by heating at a aprefixed temperature to form a glassy body without any cracking.
Full Text The present invention relates to an improved process for the production of glassy
articles comprising: a step for the preparation of the gel of the interesting material
through the so called sol-gel technique, a step for drying the obtained gel by a pressure
heating in the presence of an inert fluid and under the critical pressure and temperature
of the solvent present in the gel pores and a final step of a thermal treatment in order to
obtain the glassy article. Of course, the process can be stopped at any step in the case
some relevant intermediates are aimed to be drawn, because of other application, such
as, for instance, the sol as such, or the very gel before the syntherization.
It is known that the term "sol-gel" relates to and covers a wide field of procedures
for the production of dry gels, that, in the case, can be densified to prepare
corresponding glassy bodies. The dry gels, as such, can be employed as catalyst
carriers, or in the thermal insulation field, while the glasses obtained thereby can find
applications in various technological fields, mainly in the optic and the semiconductor
fields.
Usually, the glasses are produced by melting mixtures of suitable powders and by
subsequently solidifying the melted product. On the contrary, the sol-gel processes use

solutions of the precursors of the interesting materials and avoid to pass through
melting steps, often out of any possible control.
All sol-gel processes known in the art comprise the following steps:
- preparation of a solution, or suspension, of a precursor formed by a compound
of the element (M) forming the oxide which is the goal for the preparation of
the final glassy article,
- hydrolysis, acid or base catalyzed, of the precursor, to form M-OH groups,
according to the reaction
MXn + nH20 → M(OH)n + nHX
wherein the unknown capital letters have the meaning hereinafter reported.
The so obtained mixture, i.e. a solution or a colloidal suspension, is named
sol,
- polycondensation of the M-OH groups according to the reaction
M-OH + M-OH → M-O-M + H20
characterized by an increase of the liquid viscosity (gelation) and by the
contemporaneous formation of a matrix called gel,
- gel drying with the formation of a porous monolithic body; drying can be
carried out by a controlled solvent evaporation, which produces the so called
xerogel, or by a solvent supercritical extraction which produces the so called

aerogel: As above said the dried gel can be industrially used as such, or it can
be densified by a thermal treatment to prepare a glassy body.
The sol-gel techniques, when aimed to the glass production, warrant advantages
on the melting techniques because of a better control of all process parameters and,
consequently, because of the final products which are characterized by higher purity.
Sol-gel processes for the production of glassy bodies, mainly silicon oxide based,
are disclosed in many patents. For instance, US patents n. 4,324,576 and n.5,076,980
relate to processes wherein the precursors are alkoxydes, particularly
tetramethoxyorthosylane (TMOS) and tetraethylorthosilicate (TEOS). Improved
processes, aimed to minimize the production costs and to improve the quality of the
final product, are described in US patents nos. 4,680,048, 4,681,615 and 5,207,814 or
in EP 586,013, wherein there is disclosed also the addition of silica to sol obtained
alkoxydes, under pyrogenie or colloidal shape. According to these patents teaching, a
peculiar care is given to the gelling step (polycondensation) and, particularly according
EP 586,013, to the gel drying that, in a method for the production of optical
components and in almost final devices, is carried out at temperature and pressures
above the critical values of the solvent within gel.
The final products are quite good: however, the hypercritical drying technology

needs apparata built with particular materials and moreover, can be carried out only by

high energy consumptions. US patents nos. 5,243,769 and 5,473,826 disclose methods
for drying porous gels, obtained via sol-gel processes, under temperatures and
pressures lower than the critical values of the gel solvent, which comprise the gel
setting, once immersed in a drying solvent, in a pressure chamber and the increase of
the temperature thereof: the former, in the presence of an inert gas saturated by the
above said solvent vapor, the latter, without such an inert gas, as well as a continuous
monitoring of the internal pressure: however, the deviation from the solvent
temperature and pressure critical values is low, and all methods comprise the use of a
drying solvent in the pressure chamber, in discrete amounts, which forces the
consequent use of recovery procedures.
The Applicant has now found, which is the main object of the present invention,
that it is possible to achieve a process for the production of glassy articles, without any
of the above said drawbacks, which comprises the sol-gel technique to prepare gel, as
well as the drying thereof at temperature and pressure conditions lower than the
solvent critical values, also with very high deviation therefrom; of course, the
processes can be achieved also to prepare and to separate any interesting intermediate,
such as sol to be hydrolyzed, or the very gel before the thermal densification. The
preparation and the separation of such intermediates are, on turn, appendant objects of
the present invention, to which they fully pertain.

It is therefore an object of the present invention a process for the production of
glassy articles comprising the following operations:
a) preparation of an aqueous or hydroalcoholic solution, or suspension, of at least
of a compound having the formula
Xm-M-(OR)n-m
wherein M is a cation of an element belonging to the 3rd, 4th, or 5th Group of
the Periodic System, n means the cation valence, X is R1 or OR1, R1 being the
same of or different from R, m is zero or an integer number lower than 3, R
and R1 are hydrocarbon radical having a carbon atom number up to 12;
b) hydrolysis of the above said compound, either in solution or in suspension, to
obtain the so called sol;
c) eventual addition in colloidal suspension of possible M2On
d) sol gelling;
e) substitution of the gel pore solvent with a non protic solvent;
f) gel setting in a pressure chamber;
g) inert gas fluxing into the pressure chamber;
h) pressure chamber heating over a programmed time period to achieve
predeterminate temperature and pressure values, lower than the relevant
critical value of the gel solvent, and evaporation thereof;

i) depressurization of the pressure chamber with vapor discharge;
j) pressure chamber washing by an inert gas;
k) cooling the dried gel and removal thereof from the pressure chamber;
1) dried gel syntherization by heating at a prefixed temperature to form a glassy
body without any cracking.
The colloidal solution (sol) of the step a) is prepared by mixing one or more
metallic oxide precursors, according to the above mentioned formula, with water, or
water/alcohol, in the presence of a catalyst, either acid or base. As above said, M is a
cation, n valenced, of an element belonging to Groups 3, 4 or % of the Element
Periodic System, particularly Si, Ge, Ti and Al, Si being the preferred one. As to all
possible meanings of X, the alkoxide groups are the preferred ones and, with reference
thereto, particular interest is in methoxy, ethoxy, propoxy and butoxy groups.
The hydrolysis is carried out also at room temperature, and the same can be
performed over a time from 5 minutes to beyond 4 hours, till the formation of hydrated
oxides of the cation/s constituting the colloidal solution components. Before gelling,
the obtained sol can be added by a colloidal suspension of the oxide of at least one of
the present cations. For instance , if use is made of a precursor comprising or
constituted by a silicon alkoxide, the above obtained colloidal solution can be added a
solution/suspension prepared by mixing water, possible solvent, fumed silica, an acid

or a base. The interruption or the completion of the hydrolysis, at any time before the
gelling start, produce a time stable sol, that can be separated and stored: the possible
removal of such an intermediate also constitutes an object of the present invention.
The sol gelling, according to the step d), is carried out by pouring sol into a mould
and by letting the same stay at a temperature lower than 90°C over a time period from
few minutes to some hours.
At the gelling end, the gel is washed, for instance by an organic solvent, and the
solvent inside the pores thereof is replaced by a non-protic solvent. Such a non-protic
solvent is preferably selected among acetone, dioxane, hydrofuran, acetone being the
preferred one.
The gel shape, obtained thereby, with the most possible minimum solvent content,
is directly set inside a pressure chamber wherein, after closing, an inert gas is fluxed,
mainly nitrogen, at a pressure suitable to achieve, at the pressure chamber temperature
lower than the gel solvent critical temperature, a total pressure lower than the solvent
critical pressure, from pressure values close to the critical pressure values up to the
deviations of about 60% and higher.
There, according to the step h), the pressure chamber temperature is increased
according to a predetermined program, in order to let the gel solvent evaporate.

By keeping the programmed temperature, the chamber is depressurizes (step i) to
facilitate the removal of gas and vapor, such as an operation being assisted by the
following chamber cleaning that is preferably carried out by nitrogen.
After the cleaning end, the pressure chamber is cooled, opened and the dried gel is
removed (step k).
The obtained gel, in the shape obtained from the mold used in step g) can,
according to an appendant object of the present invention, be separated and employed
as such, or subjected to the vetrification procedure according to step 1).
Such a procedure comprises to put the dry gel in an oven, to increase the oven
temperature beyond 100°C, also up to 900°C, under an atmosphere containing also
oxygen, that is used to calcinate the gel. After this treatment, or during the same, gas
mixtures can be fed containing chlorine or chlorine precursors, to remove possible
hydroxides present in silica and/or to purify aerogel, the oven temperature being
between 100°C and 1250°C.
At last the oven temperature is increased to a value letting the aerogel be densified
to reach vetrification, such a temperature, with reference to silica material, being
between 900°C and 1650°C, under an inert gas atmosphere, the gas being helium,
oxygen, chlorine, and the like. The duration of any oven treatment can range from tens
of minutes to many hours.

The advantages of the process found by the Applicant over those process
operating at subcritical conditions are temperature and pressure of operation still lower
than those claimed by those Patents (US 5,243,769 and US 5,473,836).
In addtition clearly other advantages are to operate withput drying solvent in the
pressure chamber in such amount which forces the consequent use of recovery
procedures.
All above said and further operative details will appear more clear by reading the
following examples, which aim to illustrate the invention without any limitation to the
purposes thereof.
Example 1
26,1 1 of 0,01 N HC1 were added, under stirring, to 9,4 1 of TEOS. After about 60
minutes of continuous stirring, a transparent solution was obtained. 5 kg of powdery
fumed silica were added under strong stirring. The commercial product Aerosil OX-50
was particularly idoneous to be added there accordingly. The mixture was
homogenized by a very strong mechanical stirring for about 60 minutes and, then, by
ultrasounds for about ten minutes. The treated mixture was subjected to centrifugation
and then set in a suitable glass container. This dispersion was added by a 0,01 N
ammonia aqueous solution, in such an amount to warrant the time to pour the very

dispersion into the gelation vessels. The treated dispersion was poured into many
cylindric containers, wherein the gelation occurs, having internal diameters of 24mm
and 80mm and heights of 500mm and 1100mm, respectively.
The cylinders were closed and interconnected with polypropilene pipes with 6mm
diameter. After 24 hours and the gelling completion, a fluid was flowed, through the
cylinders and the interconnecting pipes, at a 5ml/minute rate, which comprised a
water/acetone mixture at a composition of 100% water at the very beginning but time
ranging till to become anhydrous acetone within 48 hours. The inlet flow of anhydrous
acetone is maintained till the water concentration, in the outlet fluid is standingly lower
than 0.1%, even if the flowing is stopped over more than 48 hours and then started
again.
Two cylinders with 24mm internal diameter, containig gels treated as above said
and named wet gels, were put in an autoclave having 413 1 internal volume, together
with a vessel with 4 1 acetone. Once the autoclave had been sealed and heated up to
80°C, nitrogen was fed till to let the inside total pressure be 48 bar. Then the
temperature has been increased up to 225°C, at a 5°C/h rate, to let the autoclave inner
gas escape in a controlled way, such to avoid the total pressure becoming higher than
50 bar. The acetone partial pressure and the autoclave fluid temperature continuously
were lower than the critical ones so allowing the process to be carried out under non-

critical conditions. At 225°C, tha autoclave was depressurized to 1 bar, over 24 hours,
and nitrogen washed before being opened and the two samples being removed, such
samples being now dry, very porous gels, named aerogels, of cylindrical shape. The
aerogels were put in an oven; the oven was closed and the temperature was raised to
800°C over 24 hours while room air had being flowed, at a 5 1/min rate. After 12 hours
more at this temperature and under helium flowing, the temperature was raised to
1390°C at 10°C/min rate. The temperature is kept at 1390°C for 10 minutes and then
decreased to 800°C, at a 10°C/min rate, when the oven was shut off and cooled to
room temperature, still under nitrogen atmosphere.
The resulting samples were two glassy bodies having no crackings and a
cylindrical shape.
Example 2
Two wet gels, produced according to the preceding example 1, were put in an
autoclave having 413 1 internal volume, together with a container of 35 1 acetone. Once
the autoclave has been sealed and heated to 80°C, nitrogen was fed to let the autoclave
inner pressure reach 9 bar. Then, at 5°C/h rate, the temperature was increased to
225°C, to let the autoclave inner gas escape in a controlled way such to avoid the total
pressure becoming higher than 32 bar.

The autoclave fluid pressure and temperature continuously were lower than the
acetone critical ones, i.e. the fluid inside the gel pores, allowing the process to be
carried out under non-critical conditions. At 225°C, the autoclave is depressurized to 1
bar pressure, over 24 hours, and nitrogen washed before being opened and the two
samples being removed, such samples being now dry, very porous, named aerogels, of
cylindrical shape. The aerogels were put in an oven; the oven was closed and the
temperature was raised to 800°C over 24 hours, while bumb air had being flowed, at a
5 1/min rate. After 12 hours more at this temperature and under helium flowing, the
temperature was raised to 1390°C at a 10°C/min rate, still under helium flowing. The
temperature was kept at 1390°C for 10 minutes and then decreased to 800°C, at a
10°C/min rate, when the oven was shut off and cooled to room temperature, under
nitrogen atmosphere.
The resulting samples were two glassy bodies having no crackings and a
cylindrical shape.
Example 3
Two wet gels, produced according to example n.l, were put in an autoclave
having 13 1 internal volume, together with a container of 4 1 acetone. Once the
autoclave has been sealed and heated to 80°C, nitrogen was fed to let the autoclave

inner pressure reach 47 bar. Then, at 50°C/h rate, the temperature was increased to
250°C, to let the autoclave inner gas escape in a controlled way such to avoid the total
pressure becoming higher than 50 bar.
The autoclave acetone pressure continuously was lower than the critical one,
allowing the process to be carried out under non-critical conditions. At 225°C, the
autoclave is depressurized to 1 bar pressure, over 24 hours, and nitrogen washed before
being opened and the two samples being removed, such samples being now dry, very
porous, named aerogels, of cylindrical shape. The aerogels were put in an oven; the
oven was closed and the temperature was raised to 800°C over 24 hours, while room
air had being flowed, at a 5 1/min rate. After 12 hours more at this temperature and
under helium flowing, the temperature was raised to 1390°C at a 10°C/min rate, still
under helium flowing. The temperature was kept at 1390°C for 10 minutes and then
decreased to 800°C, at a 10°C/min rate, when the oven was shut off and cooled to
room temperature, still under nitrogen atmosphere.
The resulting samples were two glassy bodies having no crackings and a
cylindrical shape.

WE CLAIM:
1. Process for the production of glassy articles comprising the following
operations:
a) preparation of an aqueous or hydroalcoholic solution, or suspension, of at
least of a compound having the formula
Xm-Si-(OR)n-m
wherein n means the cation valence, X is R1 or OR1, R1 being the same or
different from R, m is zero or an integer number lower than 3, R and R1
are hydrocarbon radical having a carbon atom number up to 12;
b) hydrolysis of the above said compound, either in solution or in suspension,
to obtain the so called sol;
c) eventual addition in colloidal suspension of possible Sl2On
d) sol gelling;
e) substitution of the gel pore solvent with a non protic solvent;
f) gel setting in a pressure chamber;
g) inert gas fluxing into the pressure chamber;
h) pressure chamber heating over a programmed time period to achieve
predeterminate temperature and pressure values, lower than the relevant
critical value of the gel solvent, and evaporation thereof;
i) depressurization of the pressure chamber with vapor discharge;

j) pressure chamber washing by an inert gas;
k) cooling the dried gel and removal thereof from the pressure chamber;
I) dried gel syntherization by heating at a prefixed temperature to form a
glassy body without any cracking.
2. Process for the production of glassy articles as claimed in claim 1 in which
the precursor in the step a) preferably is a silicon alkoxidee.
3. Process for the production of glassy articles as claimed in claims 1 and 2 in
which, in the presence of the step c), the sol is added by a mixture comprising
fumed or colloidal silica.
4. Process for the production of glassy articles as claimed in claim 1 in which,
the gelling according to the step d), is carried out at a temperature tower than
90°C.
5. Process for the production of glassy articles as claimed in claim 1 in which
the gel solvent is substituted by a non protic solvent, preferably selected among
acetone, dioxanae, hydrofuran.
6. Process for the production of glassy articles as claimed in the preceding
claim in which the solvent replacing the gel solvent preferably is acetone.
7. Process for the production of glassy articles as claimed in claim 1 in which

according to step g), the inert gas if fluxed at a pressure suitable to achieve, at
the pressure chamber temperature lower than the gel solvent critical
temperature, a total pressure lower than the gel solvent critical pressure, from
the total pressure values close to the critical pressure values up to the
deviations of 60%.
8. Process for the production of glassy articles as claimed in the preceding
claim in which the inert gas preferably is nitrogen.
9. Process for the production of glassy articles as claimed in claim 1 in which
the operations according to the step 1), is carried out at temperatures ranging
from 900°C to 1800°C.
10. Process for the preparation of a sol comprising the following operations:
a) preparation of an aqueous or hydroalcoholic solution, or suspension,
of at least of a compound having the formula
Xm-Si-(OR)n-m
wherein n means the cation valence, X is R1 or OR1, R1 being the
same of or different from R, m is zero or an integer number lower
than 3, R and R1 are hydrocarbon radical having a carbon atom
number up to 12;
b) hydrolysis of the above said compound, either in solution or in
suspension, to obtain the so called sol;

c) eventual addition in colloidal suspension of possibla Si2On.
11.Process for the preparation of a gel comprising the following operations:
c) eventual addition in colloidal suspension of possible Si2On
d) sol gelling;
e) substitution of the gel pore solvent with a non protic solvent;
f) gel setting in a pressure chamber;
g) inert gas fluxing into the pressure chamber;
h) pressure chamber heating over a programmed time period to achieve
predeterminate temperature and pressure values, lower than the
relevant critical value of the gel solvent, and evaporation thereof;
i) depressurization of the pressure chamber with vapor discharge;
j) pressure chamber washing by an inert gas;
k) cooling the dried gel and removal thereof from the pressure chamber;
12. Process for the preparation of a get as claimed in the preceding claim in
which according to step g), the inert gas is fluxed at a pressure suitable to
achieve, at the pressure chamber temperature tower than the gel solvent critical
temperature, a total pressure lower than the gel solvent critical pressure, from
total pressure values close to the critical pressure values upto the deviations of
60%

13. Process for the production of the get as claimed in claim 12 in which the
inert gas preferably is nitrogen.

Process for the production of glassy articles comprising the following
operations: a) preparation of an aqueous or hydroalcoholic solution, or
suspension, of at least of a compound having the formula
Xm-Si-(OR)n-m
Wherein n means the cation valence, X is R1 or OR1, R1 being the same of or
different from R, m is zero or an integer number lower than 3, R and R1 are
hydrocarbon radical having a carbon atom number up to 12; b) hydrolysis of the
above said compound, either in solution or in suspension, to obtain the so called
sol; c) eventual addition in colloidal suspension of possible Si2On; d) sol gelling;
e) substitution of the gel pore solvent with a non orotic solvent; f) gel setting in
a pressure chamber; g) inert gas fluxing into the pressure chamber; h) pressure
chamber heating over a programmed time period to achieve predeterminate
temperature and pressure values, lower than the relevant critical value of the gel
solvent, and evaporation thereof; i) depressurization of the pressusre chamber
with vapor discharge; j) pressure chamber washing by an inert gas; k) cooling
the dried gel and removal thereof from the pressure chamber; I) dried gel
syntherization by heating at a aprefixed temperature to form a glassy body
without any cracking.

Documents:

1621-kolnp-2005-granted-abstract.pdf

1621-kolnp-2005-granted-claims.pdf

1621-kolnp-2005-granted-correspondence.pdf

1621-kolnp-2005-granted-description (complete).pdf

1621-kolnp-2005-granted-examination report.pdf

1621-kolnp-2005-granted-form 1.pdf

1621-kolnp-2005-granted-form 18.pdf

1621-kolnp-2005-granted-form 2.pdf

1621-kolnp-2005-granted-form 3.pdf

1621-kolnp-2005-granted-form 5.pdf

1621-kolnp-2005-granted-gpa.pdf

1621-kolnp-2005-granted-reply to examination report.pdf

1621-kolnp-2005-granted-specification.pdf

1621-kolnp-2005-granted-translated copy of priority document.pdf


Patent Number 227755
Indian Patent Application Number 1621/KOLNP/2005
PG Journal Number 04/2009
Publication Date 23-Jan-2009
Grant Date 20-Jan-2009
Date of Filing 12-Aug-2005
Name of Patentee DEGUSSA NOVARA TECHNOLOGY S.P.A.
Applicant Address VIA FAUSER, 4 IT-28100 NOVARA
Inventors:
# Inventor's Name Inventor's Address
1 BOARA, GIULIO VIA MOLOISE, 16, I-26013 CREMA
2 SPARPAGLIONE, MASSIMO VIA GORIZIA, 1, I-20097 S. DONATO MILANESE
3 COSTA, LORENZO VIA ROMA, 92, I-27048 SOMMA
PCT International Classification Number C03C 1/00
PCT International Application Number PCT/EP2003/014759
PCT International Filing date 2003-12-23
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 N02003A000001 2003-01-15 Italy