Title of Invention

AN EXTRUDED DELIVERY SYSTEM, COMPRISING HYDROPHOBIC FLAVOUR OR FRAGRANCE INGREDIENT OR COMPOSITION IN A CARIER, PROCESS FOR ITS PREPARATION AND FLAVOURED OR PERFUMED PRODUCT INCORPORATING THE SAME

Abstract The invention discloses a delivery system obtainable by extrusion comprising a hydrophobic flavour or fragrance ingredient or composition encapsulated in an oligomeric or polymeric carrier, characterized in that more than 50% by weight of the carrier essentially consists of a cellulose ether and in that the system comprises a plasticizer having a Hildebrand solubility parameter 5 below 48 [Mpa]1/2 The invention is also for a flavoured or perfumed product or composition comprising said delivery system and process for its preparation.
Full Text AN EXTRUDED DELIVERY SYSTEM, COMPRISING A HYDROPHOBIC FLAVOUR
OR FRAGRANCE INGREDIENT OR COMPOSITION IN A CARRIER, PROCESS
FOR ITS PREPARATION AND FLAVOURED OR PERFUMED PRODUCT
INCORPORATING THE SAME
Technical field and prior art
The present Invention relates to the perfume and flavour industries. It concerns
more particularly an encapsulation system capable of releasing a hydrophobic perfume or
flavour ingredient or composition which is usually crystalline at ambient pressure and
temperature, in a non-crystalline form, thus providing an advantageous delivery system.
Encapsulation is widely used to provide delivery systems for flavour or fragrance
substances known to be volatile and labile. The flavour industry for instance is well fitted
with a rich literature, in particular patents, related to encapsulation processes for the
preparation of encapsulated flavouring ingredients or compositions. This industry
constantly seeks improvemeats for such processes and for the products there-obtained, in
terms of increase of the flavour retention, or of better control of the release of active
ingredients from the finished products.
Many methods for the preparation of delivery systems are disclosed in the
literature. Extrusion is in particular widely described. During the preparation of an
extruded encapsulation system, the ingredient or composition to be protected is typically
admixed with a carrier material and the blend thus formed is then heated in order to form
a molten mass which is extruded and further cooled and solidified. The physical states of
both the carrier material and the active ingredient to be protected are obviously affected
by the process and more particularly by the changes in temperatures occurring during the
respective heating and cooling steps.
In the flavour industry, the physical state of delivery systems is a fundamental
parameter often referred to. A solid state characterised by extremely low molecular
mobility is most of the time required to stabilise flavour molecules in an encapsulated
dosage form. The solid carrier material used in the delivery systems is usually in an
amorphous glassy state, i.e. in a non crystalline form at ambient temperature. In fact, the
oligomeric or polymeric molecules on which a carrier material is normally based, are
unable to crystallise for kinetic reasons at the end of an encapsulation process. The
concept of glass transition temperature (Tg) is well described in the prior art. It represents
the transition temperature from a rubbery liquid state to a glassy solid state : such a

transition is characterised by a rapid increase in viscosity over several orders of
magnitude and over a rather small temperature range. It is recognised by many experts in
the field that, in the glassy state, i.e. at temperatures below Tg, all molecular diffusion is
highly restricted and it is this process which provides such effective entrapping of the
volatile flavours or perfumes, as well preventing other chemical events such as oxidation
from occurring. Implicit in much of the literature is the converse, namely that at
temperatures above Tg, the encapsulation of flavour or perfume molecules will be
ineffective, hence the importance of creating polymeric encapsulating materials with Tg
values above ambient temperature.
In the prior art related to perfume or flavour encapsulation, the physical state
always referred to, is that of the encapsulating carrier material, which is related to the
physical state desired for a suitable handling of the final product. There is no document in
the prior art where reference is made to the physical state of the encapsulated material
within the delivery system. The literature in this field describes above all the
encapsulation of liquid substances which are by nature, amorphous. On the other hand,
there is very few literature regarding the encapsulation of solid crystalline ingredients.
WO 00/25606 discloses an extruded delivery system, suitable for the delivery of
hydrophilic flavouring or perfuming ingredients, among which solid compounds are
considered. In the systems there-disclosed, both the carrier material and the active
ingredient to be encapsulated are hydrophilic. On the other hand, the literature is silent
about the encapsulation of hydrophobic crystalline ingredients. However, the
"incompatibility" between conventional hydrophilic carrier materials and hydrophobic
crystalline ingredients would tend to prove that a solid hydrophobic ingredient would still
be in a crystalline state when incorporated in such a carrier.
Now, in a totally unexpected manner, we have been able to prepare a novel
delivery system wherein a hydrophobic active ingredient which is normally crystalline at
ambient temperature and pressure, is, when encapsulated within the delivery system of
the invention, in a non crystalline form and is thus in the latter form in the initial stage of
application in an end-product. The system of the invention is therefore susceptible of
releasing a normally crystalline, hydrophobic substance, in a non-crystalline form.
Surprisingly, the encapsulates according to the invention were found to provide several
advantages, as described below, depending in particular on the carrier material used.

It is known in the pharmaceutical industry that certain drugs or active substances
can be advantageously used in a non crystalline form, in particular in an amorphous state.
For instance, US 5,310,960 and US 5,310 961 describe a process for the preparation and
further use of ibuprofen in an amorphous form with the effect of improving the taste of
said drug. Another example is given in US 4,769,236 wherein medicaments are
advantageously prepared in an amorphous form in such a way as to inhibit the formation
of crystals.
However, each of these documents discloses a specific effect associated with a
specific active when used in an amorphous form. Their teaching, strictly limited to the
pharmaceutical field, cannot be generalised to other substances than those cited.
Moreover, delivery systems are not even alluded to.
Description of the Invention
Now, the present invention advantageously provides a novel system wherein a
hydrophobic flavour or fragrance ingredient, which is crystalline at standard pressure and
temperature, is in a non-crystalline form when encapsulated in such a system. A first
object of the invention therefore concerns a delivery system comprising a hydrophobic
flavour or fragrance ingredient or composition encapsulated in an oligomeric or
polymeric carrier, said delivery system being characterised in that the flavour or fragrance
ingredient or composition, when non encapsulated, is in a crystalline form at a pressure
comprised between 0.5xl05 and 2x10s Pa and a temperature comprised between 15 and
30°C, and in that, said flavour or fragrance ingredient or composition, when encapsulated
in the delivery system, is in a non-crystalline form at said pressure and temperature.
Therefore, the present invention provides a delivery system capable of releasing a
hydrophobic, usually crystalline substance, in another physical form.
The system of the invention, in a totally unexpected manner, proved to show
advantageous properties during the release of the hydrophobic flavour or fragrance
ingredient or composition there-encapsulated and stabilised in a non crystalline form, and
allows in particular to obtain specific effects different from those observed with a
conventional encapsulation system.
A "hydrophobic ingredient or composition" designates, within the framework of
the invention, an ingredient or a composition characterised by a Hildebrand solubility
parameter 5 below 25 [MPa]1/2.

Therefore the terms "hydrophobic flavour or fragrance ingredient or composition"
as used herein are deemed to define a variety of flavour and fragrance materials of both
natural and synthetic origins, meeting the solubility parameter criteria above-mentioned.
They include single compounds and mixtures. These ingredients are moreover
characterised by the fact that they have a crystalline form in standard conditions of
temperature and pressure. A non limiting list of these ingredients include heliotropine,
bromelia, (5RS,6RS)-2,6,10,10-tetramethyl-l-oxaspiro-[4,5]dec-6-yl acetate, acetanisole,
methylsalicylique aldehyde, para-ethyl phenol, phenol, phenylethyl salicylate, menthol,
cyclohexanecarboxamide, veratraldehyde, xylenol, dodecanoic acid, thymol, heliotropyl
acetate, methyl anisate, methylnaphtylketone, myristic acid, palmitic acid,
dimethylphenol, dimethyl acrylic acid, coumarine, methyl cyclopentenolone,
7-methylcoumarin, phenylacetate, acetylpyrazine, phenylacetic acid, isoeugenyl acetate,
raspberry ketone, naringin, propenyl guaethol, tetramethylpyrazine, acetylmethyl
carbinol, 3-hydroxy-2-ethyl-4-pyranone, malic acid, resorcinol, benzoic acid, cinnamic
acid, benjoin Sumatra, benjoin siam, citric acid, tartric acid, camphor, quinine
chlorohydrate, ascorbic acid, borneol, glutamic acid, 5-methyl quinoxaline and malt
extract. Other examples of flavour or fragrance components suitable for the purpose of
the invention may be found in the current literature, e.g. in Fenaroli's Handbook of
Flavour Ingredients, 1975, CRC Press ; Synthetic Food Adjuncts, 1947 by M.B. Jacobs,
edited by Van Nostrand; or Perfume and Flavour Chemicals by S. Arctander, 1969,
Montclair, N.J. (USA). These substances are well known to the person skilled in the art of
perfurning, flavouring and/or aromatizing consumer products, i.e. of imparting an odour
and/or a flavour or taste to a consumer product traditionally perfumed or flavoured, or of
modifying the odour and/or taste of said consumer products. According to an
advantageous embodiment of the invention, one will use a substance selected from the
group consisting of heliotropine, benzophenone, menthol, methyl anisate and propenyl
guaethol. Another most advantageous embodiment involves the use of menthol.
The hydrophobic flavour or fragrance ingredient or composition used according to
the invention is advantageously encapsulated and stabilised in a non crystalline form
within an oligomeric or polymeric carrier. The carrier composition or the process for the
preparation of the system of the invention are key factors to stabilise the flavour or
fragrance ingredient or composition in a non crystalline state within the delivery system.

In a first embodiment of the invention, the encapsulated ingredient or
composition, is not miscible in the encapsulating carrier material at ambient temperature,
i.e. at a temperature typically comprised between 15 and 30°C.
Appropriate concentrations of flavour or fragrance ingredient or composition in
the matrix as defined in this embodiment are comprised between 0.1 and 70% by weight,
relative to the weight of the dried product, and preferably between 5 and 20%.
Appropriate oligomeric or polymeric carrier materials according to this
embodiment of the invention are any carbohydrates or carbohydrate derivatives which can
be readily processed through encapsulation techniques to form a barrier material
protecting the ingredient mere-encapsulated. Particular examples of suitable materials
include those selected from, the group consisting of sucrose, glucose, lactose, maltose,
fructose, ribose, dextrose, isomalt, sorbitol, mannitol, xylitol, lactitol, maltitol, pentatol,
arabinose, pentose, xylose, galactose, Trehalose®, hydrogenated corn syrup, maltodextrin,
modified starches such as Capsul® (hydrogen octenylbutanedioate amylodextrin; origin :
National Starch, USA), agar, carrageenan, gums, polydextrose and derivatives and
mixtures thereof. Other suitable carrier ingredients are cited in reference texts such as
H. Scherz, Hydrokolloide: Stabilisatoren, Dickungs- und Geliermittel in Lebensmittel,
Band 2 der Schriftenreihe Lebensmittelchexnie, Lebensmittelqualitat, Behr's VerlagGmbH
& Co, Hamburg, 1996. Maltodextrin is a particularly useful such material.
The above mentioned carrier materials are given hereby by way of example and
they are not to be interpreted as limiting the invention.
An emulsifier agent is optionally added to the mixture constituted by the
oligomeric or polymeric component and the volatile hydrophobic flavour or fragrance
ingredient. Typical examples of suitable emulsifiers include lecithin, citric acid esters of
fatty acids and the mixtures of the latter with vegetable oils such as fractionated coconut
oil, but other suitable emulsifiers are cited in reference texts such as Food emulsifiers and
their applications, 1997, edited by G.L. Hasenhuettl and R.W. Hartel.
The delivery system of this embodiment of the invention proved to be particularly
advantageous when used to encapsulate a flavour ingredient or composition. In fact, the
system of the invention turned out to provide a totally unexpected boosting effect of the
flavour substance there-encapsulated. In other words, the intensity of the flavour released
from such a system was perceived in a very surprising intensive manner, as is well
demonstrated by the examples below. Consequently, while the dosage required for

perception of poorly water soluble compounds is usually high, the system of the invention
advantageously allowed it to provide the same sensory effect at a much lower dosage of
active flavouring component.
The delivery system, of this embodiment of the invention, according to which the
encapsulated ingredient is not soluble in the encapsulating carrier at ambient temperature
and pressure, may be prepared by different encapsulation processes. In particular, it can
have the form of a spray-dried product, or yet of an extruded product, as long as at the
end of the process, the system is cooled quickly enough below the melting point of the
encapsulated ingredient, thus leaving the latter in a supercooled non crystalline state. The
cooling step is therefore the essential step in the process for the preparation of a delivery
system according to this first embodiment of the invention.
In the case of a spray-dried powder, the process for the preparation of this product
comprises the steps of dispersing the active flavour or fragrance ingredient or
composition with an aqueous solution of the carrier based on a wall-forming carbohydrate
material, then heating the dispersion to a temperature above the melting point of the
flavour or fragrance ingredient or composition, then homogenising the dispersion and
finally spray-drying the latter such that the flavour or fragrance ingredient or composition
has no time to re-crystallise. The spray-drying apparatus used in such a process can be of
any one of the various commercially available apparatuses. Examples of such spray-
drying apparatuses are the Anhydro Dryer (origin: Anhydro Corp. of Attleboro Falls,
Mass.) the Niro Dryer (manufactured by Niro Atomizer Ltd., Copenhagen, Denmark), or
a Leaflash apparatus (origin: Rhone Poulenc, France).
In the case of extrusion, the process which leads to an extruded delivery system as
defined above comprises the steps of dispersing the hydrophobic flavour or fragrance
ingredient or composition within the carrier; extruding the dispersion at a temperature
above the melting temperature of the flavour or fragrance ingredient or composition; and
cooling the extruded melt down below the melting point of the flavour or fragrance
ingredient or composition at a cooling rate such that the latter has no time to re-
crystallise. Therefore, at the end of the process, the active is, within the carrier material,
in a non-crystalline glassy state. The process of the invention uses conventional extruding
apparatuses. An example of a commercially acceptable extruding apparatus is that under
the trade name designation of Clextral® BC 21 twin-screw extruder. However, extruding
apparatuses are not limited to the twin screw variety and may also include, for example,

single screw, ram, or other similar extrusion methods. The extrusion apparatus is
equipped with a temperature regulation mechanism allowing the progressive increase of
the temperature of the mixture up to a value typically comprised between 80 and 130°C,
at which point the melt can be extruded.
The system corresponding to the first embodiment of the invention may be easily
and advantageously used in applications wherein a high intensity of a flavour ingredient
or composition is desired, such as in chewing gums, hard-boiled candies or yet in
compressed tablets, lozenges, bakery applications, chocolate applications, gummies,
chewy sweets, or oral care products such as toothpaste.
According to another embodiment of the invention, a distinct oligomeric or
polymeric carrier material will be used. The latter has the particularity of being miscible
with the active ingredient to be encapsulated. The nature of the carrier allowed to provide
a delivery system according to the invention, i.e. wherein the active ingredient is in a non
crystalline form.
In an advantageous way of carrying out this other embodiment of the invention,
the delivery system consists of an extruded product, and the carrier essentially comprises
a cellulose ether which constitutes the continuous phase of the system, and the system
further comprises a plasticizer miscible with said cellulose ether. Preferably, the cellulose
ether is selected from the group consisting of methylcellulose, ethylcellulose,
hydroxyethylcellulose, hydroxypropylcellulose, hydroxypropylmethylcellulose and
hydroxypropylmethylcellulose phtalate.
While these cellulose derivatives have already been described as part of the
dispersed phase of an extrudable matrix, for instance in US 6,187,351, to our knowledge
they have never until today, been taught as being suitable to form the continuous phase of
a granular, i.e. extruded, product. This solution may have never been considered because
the known aqueous cellulose ether systems are characterised by a so-called "inverse
solubility-temperature behaviour" which implies that the polymers are soluble in cold
water, but phase separate upon heating above a so-called lower critical solution
temperature (LCST) which is typically above 40 and 50°C (see for example Doelker
1993, in Cellulose derivates, Advances in Polymer Science, Vol. 107, pp. 199-265).
Therefore aqueous cellulose ethers do not form a homogeneous thermoplastic material
upon extrusion, the latter being performed typically above 40-50°C. Yet, we have now
been able to solve this problem, and to extrude cellulose ethers at temperatures above 40-

50°C, with, the particular aim of preparing a delivery system as defined in the present
invention, i.e. wherein a normally crystalline hydrophobic solid is stabilised in a non
crystalline form within a delivery system. In a more general and at the same time
unexpected manner, this novel carrier composition proved also to be advantageously used
with hydrophobic flavour or perfume materials which are not crystalline at ambient
temperature and pressure, i.e. typically liquids.
Therefore, another object of the invention is a novel granular delivery system
comprising a hydrophobic flavour or fragrance ingredient or composition encapsulated in
an oligomeric or polymeric carrier, characterised in that the carrier essentially consists of
a cellulose ether, and in that the system comprises a plasticizer having a Hildebrand
solubility parameter 5 below 48 [MPa]1/2.
Examples of cellulose ethers suitable for this object of the invention are defined
above, and include in particular methylcellulose, ethylcellulose, hydroxyethylcellulose,
hydroxypropylcellulose, hydroxypropylmethylcellulose and hydroxypropylmethyl-
cellulose phtalate.
The cellulose ether constitutes the major polymeric constituent of the carrier.
More particularly, it represents more than 50% of the oligomers and/or polymers
constituting the carrier. This ingredient, when cited in the prior art, has only been
disclosed as being used in the dispersed phase of an extrudable matrix composition.
The system may contain optional ingredients such as colorants, fillers or yet anti-
oxidants which are of common use in the encapsulation field.
Moreover, an emulsifier agent is optionally added to the mixture constituted by
the carrier component and the volatile flavour or fragrance ingredient. Typical examples
of suitable emulsifiers include lecithin, citric acid esters of fatty acids and the mixtures of
the latter with vegetable oils such as fractionated coconut oil, but other suitable
emulsifiers are cited in reference texts such as Food emulsifiers and their applications,
1997, edited by G.L. Hasenhuettl and R.W. Hartel.
The plasticizer is an essential component of this novel delivery system as it makes
it possible to extrude ether derivatives as carrier materials which are otherwise not
extrudable. The plasticizer used in the present case is characterised by a particular
Hildebrand solubility parameter, which parameter is known in the art to provide a useful
polarity scale correlated to the cohesive energy density of molecules. The Handbook of
Solubility Parameters (ed. A.F.M. Barton, CRC Press, Bocca Raton, 1991) gives a list of

6 values for many chemicals, as well as recommended group contribution methods
allowing to calculate 5 values for complex chemical structures. Suitable plasticizers for
the purpose of the invention include in particular, propylene glycol, glucose, isomalt, corn
starch syrup, glycerol, ethylene glycol, dipropylene glycol, butylene glycol, triacetin,
trialkylcitrate, triethylcitrate, polyethylene glycol, polypropylene glycol and organic acids
or mixtures thereof. In a particular embodiment of the invention, the hydrophobic active
ingredient to be encapsulated can itself act as a plasticizer.
The proportion of plasticizer in the delivery system varies between 5 and 95 % by
weight relative to the total weight of the composition.
We have unexpectedly found that the system comprising a hydrophobic flavour or
fragrance ingredient or composition, a plasticizer as defined above and the cellulose ether,
advantageously avoids a phase separation of the ingredients during the extrusion.
While this novel combination of carrier and plasticizer can be used with any kind
of hydrophobic flavour or fragrance material, it can be in particular advantageously used
for the encapsulation of active ingredients as defined above for the purpose of the present
invention, i.e. for hydrophobic flavour or fragrance ingredients or compositions which are
crystalline at standard temperature and pressure and which it is desired to produce in
another physical form. In fact, this carrier-plasticizer combination, when extruded with
such ingredients, provides a flavour or fragrance delivery system wherein the active
ingredient is in a non crystalline form.
The final product has the advantage of being a free flowing dust-free granule with
a reduced surface to volume ratio, which minimises the dissolution rate of modified
celluloses, especially in hot water.
The use of cellulose derivatives is also advantageous compared with usual carrier
materials used in extrusion processes, as it allows to maximise the flavour or fragrance
retention upon extrusion as shown in the examples below.
In a more particular embodiment, the system described above consists of menthol
as flavour ingredient, hydroxypropylmethylcellulose (HPMC) as carrier material, and
propylene glycol as plasticizer. In fact, the latter system proved to be particularly efficient
and to provide a very long lasting taste of menthol when consumed. Moreover, the
concentration of menthol which can be used in such a system, can advantageously go up
to 60% by weight, relative to the dried weight of the product.

In another particular embodiment, the active ingredient used within the same
system as that above mentioned, namely HPMC and propylene glycol, is a perfuming
ingredient.
The encapsulation system of the embodiment of the invention wherein the
encapsulated ingredient is miscible with the encapsulating material at ambient
temperature and pressure may be prepared by a standard extrusion process comprising the
basic steps of combining and blending a hydrophobic flavour or fragrance ingredient or
composition with a so-called "matrix" comprising a cellulose derivative and a plasticizer
as defined above, under temperature and stirring conditions useful to produce a uniform
melt thereof; extruding the uniform melt through a die ; and chopping, cutting, grinding
or pulverising the material obtained as it exits the die or after cooling the melt.
The extruding apparatuses suitable for the process are of the same type as those
described above and the various parameters of the process may be adapted by a skilled
person in the art.
All the delivery systems here-above disclosed, in any one of the described
embodiments, can be advantageously used to improve, enhance or modify the
organoleptic properties of a perfuming or flavouring composition, when they are added to
such a composition. In the field of flavours, these consumer products may include foods,
beverages, pharmaceuticals and the like. More particularly, the system of the invention
may be advantageously used to flavour chewing gums, hard-boiled candies, compressed
tablets, lozenges, bakery applications, chocolate applications, gummies, chewy sweets, or
oral care products such as toothpaste. On the other hand, in the field of perfumery, the
granular solids according to the invention may be advantageously incorporated in a
perfuming composition to be added to functional products such as detergents or fabric
softeners. Other functional perfumery applications such as soaps, bath or shower gels,
deodorants, body lotions, shampoos or other hair-care products, household cleaners,
cleaning and deodorising blocks for toilet tanks may constitute suitable applications for
the products according to the invention. These examples are of course neither exhaustive,
nor restrictive of the invention.
The concentrations in which the delivery systems of the invention can be
incorporated in such consumer products vary in a wide range of values, which are
dependent on the nature of the product to be flavoured or perfumed and on the release
effect desired. Typical concentrations, to be taken strictly by way of example, are

comprised in a range of values as wide as from a few ppm up to 5 or 10% by weight
relative to the weight of the flavouring or perfuming composition or finished consumer
product into which they are incorporated.
The invention will now be illustrated by way of the following examples, but is not
limited to these examples. Temperatures are given in degrees centigrade and
abbreviations have the meaning common in the art.
ACCOMPANYING
Description of figures
Fig. la) and Fig. 2a) compare panelists' exhalation of menthol from a chewing gum,
respectively a hard-boiled candy when the flavour is incorporated in the application in the
form of a delivery system according to the invention and when it is incorporated in the
form of menthol crystals.
Fig. lb) and 2b) compare, in the same respective applications than in Fig. la) and 2a), the
intensity of the flavour perceived by a panel as a function of time, when the flavour is
incorporated in the application in the form of a delivery system according to the invention
and when it is incorporated in the form of menthol crystals.
Embodiments of the Invention
Example 1
A flavoured delivery system was prepared by admixing the following ingredients :
Ingredients Parts by weight
Menthol1) 10
Water 7
Maltodextrin 19 DE 82
1:1 Mixture of Citrem® 2) fractionated coconut oil 3) 1.
Total 100
1) . origin : Firmenich SA, Geneva, Switzerland
2) origin : Danisco, Denmark
3) origin: Stearinerie-Dubois

Using a Brabender (DDW-P3-DDSR20N) gravimetric feeder, a spray-dried formulation
containing the menthol, water and maltodextrin was fed into a bench-top 16 mm Eurolab
Thermoprism twin-screw extruder, equipped "with a screw configuration containing only
transport elements. This spray-dried powder was conveyed through barrel 1 which was
kept at ambient temperature. The mixture of Citrem® and fractionated coconut oil was
injected (peristaltic pump : Watson Marlow 505 S) in barrel 2 at 30°. The powder was
further heated up to 80° in barrel 3 and then to 110° in barrel 4 and 5 and extruded
through a 2 mm die hole and further cooled at a cooling rate such that the menthol had no
time to re-crystallise as proofed by the thermal analysis here-below. At a screw speed of
130 rpm, and an overall through put of 0.5 kg/h, the mass temperature and pressure
measured in the front plate of the extruder were of 104° and 15xl05 Pa, respectively.
The product obtained was a granular delivery system. A thermal analysis was carried out
by DSC (Differential Scanning Calorimetry) on said granular delivery system on the one
hand, and on crystalline menthol on the other.
Temperature programme :
1) isotherm at -20° during 4 min
2) temperature slope from -20° to 95° at 107min
3) cooling from 95 ° to -20° at 20°/min
4) isotherm at -20° during 4 min
5) temperature slope from -20° to 95° at 10°/min
The analysis displayed that menthol was in a non-crystalline form after the encapsulation
process above-described. The same analysis carried out on menthol as such revealed a re-
crystallisation of the latter with formation of polymorphic forms, as a function of the
cooling rate.
Example 2
Comparison between applications flavoured with the delivery system of Example 1 and
applications flavoured with menthol crystals

A chewing gum base was prepared by blending crystalline sorbitol (54.8% of the final
blend), acesulfame K (0.1%) and aspartame (0.1%) in a Turbula blender. Half the blend
was mixed with a pre-warmed Nova T gum base (22.0%) (origin : L.A. Dreyfus) in a
Winkworth sigma-blade mixer at 50-55° for 2 rnin. The remaining powder blend was then
added with a humectant syrup (Lycasin® 80/55 (12%), Sorbi® (6%), glycerin (4%)) and
mixed for a further 7 rnin.
To this preparation, a delivery system as described in Example 1 was dosed at 2.07% and
mixed for 1 min. To another sample of the same preparation, menthol crystals (957789,
origin : Firmenich SA, Geneva, Switzerland) were added at a dosage of 0.18% and mixed
for 1 min.
On the other hand, a hard-boiled candy base was prepared by adding 30 g of glucose
syrup 42 DE to 122 g of sucrose syrup 65 Brix. The mixture was heated to 148° in a
copper pan. At 148°, the copper pan was removed and the temperature checked. When
temperature reached 135°., the flavouring system, namely a delivery system according to
Example 1 dosed at 1% on the one hand, and menthol crystals dosed at 0.12% on the
other, was added. The cooked mass was then poured at ambient temperature (at less than
40% rH) in appropriate Teflon molds.
A panel tested the delivery system of the invention compared with menthol crystals in the
chewing-gum application on the one hand and in the hard-boiled candy application on the
other.
Fig. la) and 2a) report the concentration of menthol exhaled by the panelists as a function
of time, measured by an Affirm® method.
Affirm® Protocol:
Panelists rinsed their mouth with water. A blank mouthspace level with the lips sealed
round the AFFIRM mouthpiece was recorded; the panelists inhaling through the nose
and exhaling through the mouth for one minute. Measurements of the menthol and
acetone signals were recorded during 15 minutes while the panelists were chewing (for
chewing gum). For hard-boiled candy, measurements were recorded during 10 minutes.
Fig. lb) reports the perceived intensity of menthol as a function of time in the case of the
chewing gum application. More particularly fifteen panellists were asked to evaluate on a

continuous manner the menthol intensity over time using a computer acquisition system.
Panellists scored the perceived intensity by moving the cursor from an electronic mouse
on a linear intensity scale varying from 0 to 1.
Fig. 2b) which corresponds to the hard boiled candy reports the results of a sensory test
performed on a longer time scale using a discontinuous technique. Fifteen trained
panellists had to evaluate the menthol intensity of the application at specific periods of
time, namely 30 s, 2 min and 5 min, while sucking, on a linear intensity scale varying
from 0 to 10.
It appears from the results given in Fig. la) and 2a) that the concentration in menthol
exhaled is increased with the delivery system of the invention, compared with the
concentration exhaled when menthol crystals are used as such in the same application.
On the other hand, Fig. lb) and 2b) show that the perceived intensity as a function of time
is also increased with the delivery system of the invention, compared with that perceived
when menthol crystals are used as such in the tested applications.
Example 3
A flavour delivery system was prepared by admixing the following ingredients :
Ingredients Parts by weight
Menthol 1) 40
Propylene glycol 19
Hydroxypropylmethylcellulose 2) 40
1:1 Mixture of Citrem® 3) fractionated coconut oil 4) 1
Total 100
1) Firmenich menthol Nat. N° 957759 ; origin : Firmenich SA, Geneva, Switzerland
2) origin : Dow chemicals
3) origin : Danisco, Denmark
4) origin: Stearinerie-Dubois
Using a Brabender (DDW-P3-DDSR20N) gravimetric feeder, a dry blend of
hydroxypropylmethylcellulose and menthol was fed into a bench-top 16 mm Eurolab

Thermoprism twin-screw extruder, equipped with a screw configuration containing only
transport elements. This powder mixture was conveyed through barrel 1 which was kept
at ambient temperature. The mixture of Citrem® and fractionated coconut oil was injected
(peristaltic pump : Watson Marlow 505 S) in barrel 2 at 30°. Menthol was molten in
barrel 3 at 60° and propylene glycol was injected (peristaltic pump : Watson Marlow 505
S) in barrel 4 at 90°. The material was further heated up to 120° in barrel 5 and extruded
through a 2 mm die hole. At a screw speed of 130 rpm, and an overall through put of
0.5 kg/h, the mass temperature and pressure measured in the front plate of the extruder
were of 116° and 1 lxl 05 Pa, respectively.
The granular delivery system thus obtained presented a very high load in flavour, as well
as free-flowing characteristics, without any caking. A thermal analysis was carried out by
DSC, following the same temperature programme as that described in Example 1. The
first temperature slope allowed to melt the menthol. The cooling (step 3) usually leads to
a re-crystallisation of the latter. However, in that case, no re-crystallisation was observed,
even at -20°. The second temperature slope allowed to verify that menthol was non-
crystalline, as no fusion peak was observed.
Example 4
A flavour delivery system was prepared by admixing the following ingredients :
Ingredients Parts by weight
Orange 1) 7
Propylene glycol 54
Hydroxypropylmethylcellulose 2) 38
1:1 Mixture of Citrem®3) fractionated coconut oil 4) 1
Total 100
1) Firmenich orange flavour N° 51941; origin : Firmenich SA, Geneva, Switzerland
2) origin : Dow chemicals
3) origin : Danisco, Denmark
4) origin: Stearinerie-Dubois
Using a Brabender (DDW-P3-DDSR20N) gravimetric feeder, a dry blend of
hydroxypropylmethylcellulose and orange oil was fed into a bench-top 16 mm Eurolab

Thermoprism twin-screw extruder, equipped with a screw configuration containing only
transport elements. This dry blend was conveyed through barrel 1 which was kept at
ambient temperature. The mixture of Citrem® and fractionated coconut oil was injected
(peristaltic pump : Watson Marlow 505 S) in barrel 2 at 30°. The dry blend was then
heated to 60° in barrel 3 and propylene glycol was injected (peristaltic pump : Watson
Marlow 505 S) in barrel 4 at 90°. The material was further heated up to 120° in barrel 5
and extruded through a 2 mm die hole. At a screw speed of 130 rpm, and an overall
through put of 0.5 kg/h, the mass temperature and pressure measured in the front plate of
the extruder were of 125° and 32x105 Pa, respectively.
The granular delivery system obtained was free-flowing and did not present any caking,
thus bearing evidence of the efficiency of the matrix composition encapsulating a liquid
hydrophobic active
Example 5
A flavour delivery system was prepared by admixing the following ingredients :
Ingredients Parts by weight
Limonene 50
Ethylcellulose 1) 50
Total 100
1) Aqualon® ; origin : Hercules
The process used for the preparation of the delivery system is similar to that described in
example 4. In the present case, limonene was used at the same time as flavouring
ingredient, and as a plasticizer. The obtained particles were soft and non-sticking.
In an aqueous environment, the particles proved to be characterised by a water absorption
of 2% at 50% rH during 24 h.
Similar products, namely particles with same characteristics were obtained when
replacing limonene by an equimolar mixture of Verdox® (2-tert-butyl-l-cyclohexyl
acetate; origin: International Flavors and Fragrances, USA), allyl heptanoate, hexyl
salicylate and phenoxy isobutyrate.

We claim :
1. A delivery system obtainable by extrusion comprising a hydrophobic
flavour or fragrance ingredient or composition encapsulated in an oligomeric or
polymeric carrier, characterised in that more than 50% by weight of the carrier
essentially consists of a cellulose ether and in that the system comprises a plasticizer
having a Hildebrand solubility parameter 8 below 48 [MPa]1/2.
2. A delivery system as claimed in claim 1, characterised in that the cellulose
ether is selected from the group consisting of methylcellulose, ethylcellulose,
hydroxyethylcellulose, hydroxypropylcellulose, hydroxypropylmethylcellulose and
hydroxypropylmethylcellulose phtalate.
3. A delivery system as claimed in claim 1, characterised in that the
plasticizer is selected from the group consisting of propylene glycol, glucose, isomalt,
corn starch syrup, glycerol, ethylene glycol, dipropylene glycol, butylene glycol,
triacetin, trialkylcitrate, triethylcitrate, polyethylene glycol, polypropylene glycol and
organic acids.
4. A delivery system as claimed in claim 3, characterised in that the cellulose
ether consists of hydroxypropylmethylcellulose.
5. A delivery system as claimed in any one of claims 1 to 4, characterized in
that the flavour or fragrance ingredient is selected from the group consisting of
heliotropine, bromelia, (5RS,6RS)-2,6,10,10-tetramethyl-l-oxaspiro-[4,5]dec-6-yl
acetate, acetanisole, methylsalicylique aldehyde, para-ethyl phenol, phenol,
phenylethyl salicylate, menthol, cyclohexanecarboxamide, veratraldehyde, xylenol,
dodecanoic acid, thymol, heliotropyl acetate, methyl anisate, methylnaphtylketone,
myristic acid, palmitic acid, dimethylphenol, dimethyl acrylic acid, coumarine, methyl
cyclopentenolone, 7-methylcoumarin, phenylacetate, acetylpyrazine, phenylacetic
acid, isoeugenyl acetate, raspberry ketone, naringin, propenyl guaethol,
tetramethylpyrazine, acetylmethyl carbinol, 3-hydroxy-2-ethyl-4-pyranone, malic acid,

resorcinol, benzoic acid, cinnamic acid, benjoin Sumatra, benjoin siam, citric acid,
tartric acid, camphor, quinine chlorohydrate, ascorbic acid, borneol, glutamic acid, 5-
methyl quinoxaline and malt extract.
6. A delivery system as claimed in any one of claims 1 to 4, characterised in
that the flavour or fragrance ingredient is selected from the group consisting of
heliotropine, benzophenone, menthol, methyl anisate and propenyl guaethol.
7. A delivery system as claimed in claim 4, characterised in that the flavour
ingredient consists of menthol.
8. A delivery system as claimed in claim 7, characterised in that it comprises
up to 60% by weight relative to the dried weight of the system, of menthol.
9. A flavoured product or composition characterised in that it comprises as
an active ingredient, a delivery system as claimed in any one of claims 1 to 8.
10. A flavoured product or composition as claimed in claim 9 in the form of a
chewing gum, a hard-boiled candy, a compressed tablet, a lozenge, a bakery
application, a chocolate application, a gummy, a chewy sweet, or an oral care product.
11. A perfumed product or article characterised in that it comprises as an
active ingredient, a delivery system as claimed in any one of claims 1 to 8.
12. A perfumed product or article as claimed in claim 11 in the form of a
detergent, a fabric softener, a soap, a bath or shower gel, a deodorant, a body lotion, a
shampoo or other hair-care product, a household cleaner or a cleaning or deodorising
block for toilet tanks.

13. A method to improve, enhance or modify the organoleptic properties of a
perfuming or flavouring composition, characterised in that there is added to such
composition a delivery system as claimed in any one of claims 1 to 8.
14. A process for the preparation of a delivery system as claimed in claim 1,
comprising the steps of:

a) combining and blending the flavour or fragrance ingredient or composition with
the carrier to form a uniform melt;
b) extruding said melt through a die ; and
c) chopping, cutting, grinding or pulverising the material obtained as it exits the die
or after cooling the melt.

The invention discloses a delivery system obtainable by extrusion comprising a hydrophobic
flavour or fragrance ingredient or composition encapsulated in an oligomeric or polymeric
carrier, characterized in that more than 50% by weight of the carrier essentially consists of a
cellulose ether and in that the system comprises a plasticizer having a Hildebrand solubility
parameter 5 below 48 [Mpa]1/2
The invention is also for a flavoured or perfumed product or composition comprising said
delivery system and process for its preparation.

Documents:

1805-KOLNP-2004-(12-10-2011)-CORRESPONDENCE.pdf

1805-KOLNP-2004-(12-10-2011)-OTHERS.pdf

1805-KOLNP-2004-(12-10-2011)-PA.pdf

1805-KOLNP-2004-CORRESPONDENCE-1.1.pdf

1805-KOLNP-2004-CORRESPONDENCE.pdf

1805-KOLNP-2004-FOR ALTERATION OF ENTRY.pdf

1805-KOLNP-2004-FORM 27-1.1.pdf

1805-KOLNP-2004-FORM-27.pdf

1805-KOLNP-2004-FROM 27.pdf

1805-kolnp-2004-granted-abstract.pdf

1805-kolnp-2004-granted-claims.pdf

1805-kolnp-2004-granted-correspondence.pdf

1805-kolnp-2004-granted-description (complete).pdf

1805-kolnp-2004-granted-drawings.pdf

1805-kolnp-2004-granted-examination report.pdf

1805-kolnp-2004-granted-form 1.pdf

1805-kolnp-2004-granted-form 18.pdf

1805-kolnp-2004-granted-form 3.pdf

1805-kolnp-2004-granted-form 5.pdf

1805-kolnp-2004-granted-gpa.pdf

1805-kolnp-2004-granted-reply to examination report.pdf

1805-kolnp-2004-granted-specification.pdf

1805-KOLNP-2004-PA.pdf


Patent Number 227780
Indian Patent Application Number 1805/KOLNP/2004
PG Journal Number 04/2009
Publication Date 23-Jan-2009
Grant Date 20-Jan-2009
Date of Filing 29-Nov-2004
Name of Patentee FIRMENICH SA
Applicant Address P.O. BOX 239, 1, ROUTE DES JEUNES, CH-1211 GENEVA 8
Inventors:
# Inventor's Name Inventor's Address
1 NORMAND VALERY 3, RUE DES VIGNES, F-74240 GAILLARD
2 CANTERGIANI ENNIO 14, QUAI PERDONNET, CH-1800, VEVEY
3 BOUQUERAND PIERRE-ETIENNE JUSSY, F-74930 PERS-JUSSY
4 BARRA JEROME 25, IMPASSE BARTH, F-74160 NEYDENS
5 BENCZEDI DANIEL 6, CHEMIN DU DARU, CH-1228 PLAN-LES-QUATES
PCT International Classification Number A61K 7/00
PCT International Application Number PCT/IB2003/002592
PCT International Filing date 2003-06-12
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 PCT/IB2002/02228 2002-06-14 IB