Title of Invention

PROCESS FOR PREPARING ORAL 2-METHYL-THIENO BENZODIAZEPINE FORMULATION .

Abstract This invention relates to a process for preparing a stable pharmaceutically elegant solid oral formulation containing olanzapine as an active ingredient and having a polymer coating selected from the group consisting of hydroxypropyl methyl cellulose, hydroxyethyl cellulose, methylhydroxyethylcellulose, sodium carboxymethylcellulose, hydroxypropylcellulose, polyvinyl pyrrolidone, dimethylaminoethyl methacrylatemethylacrylate acid ester copolymer, ethylacrylate-methylmethacrylate copolymer, methyl-cellulose and ethylcellulose comprising high shear aqueous wet granulation with fluid bed drying.
Full Text Field of the Invention
The present invention relates to a process for preparing oral 2-methyl-thieno
benzodiazepine formulation hereinafter referred to as olanzapine, and process for the
preparation thereof.
Background and prior art
Olanzapine, has shown great promise in the treatment
of psychotic patients and is currently being evaluated for
that purpose. Certain tablet formulations of olanzapine are
known, as described in U.S. Patent No. 5,229,382. However,
improved oral formulations were desired in light of the
moisture sensitive, metastable nature of olanzapine, the
tendency of olanzapine to undesirably discolor in the Known
tablet formulation, and due to the surprisingly potent, nature
of olanzapine.
Statement of the Invention
A process for preparing a stable, pharmaceutically elegant, solid
oral formulation containing Olanzapine as an active ingredient having a polymer coat
selected from the group consisting of hydroxypropyl methyl cellulose, hydroxycthyl
cellulose. methylhydroxyethylcellulose, sodium carboxymethylcellulosc.
hydroxypropylcellulose, polyvinyl pyrrolidone, dimethylaminoethyl
methacrylatemethylacrylate acid ester copolymer, ethylacrylate-methylmcthacrylate
copolymer, methylcellulose, and ethylcellulose, said process comprising high shear
aqueous wet granulation with fluid bed drying process wherein olanzapine is present
in an amount of 1 to 3 % by weight provided that the polymer coal is free of
polyethylene glycol (PEG).

Summay of the Invention
The presently claimed invention provides
pharmaceutically elegant solid oral formulation for
comprising olanzapine intimately mixed with a
binder, disintegrant, a dry binder to provide friability,
a lubricant; wherein such solid oral formulation is coated
with polymer selected from the group consisting of
hydroxypropyl methyl cellulose, hydroxyethyl cellulose,
methylhydroxyethylcellulose, sodium carboxymethylcellulose.
hydroxypropylcellulose, polyvinyl pyrrolidone,
dimethylaminoethyl methacrylatemethylacrylate acid ester
copolymer, ethylacrylate-methylmethacrylate copolymer,
methylcellulose, and ethylcellulose.
It is particularly preferred that, the polymer
does not contain polyethylene glycol.
Further, the invention provides a method lot
preparing pharmacutically elegant, stable solid orai
the group consisting of hydroxypropyl methyl cellulose.

hydroxyethyl cellulose, methylhydroxyethylcellulose, sodium
carboxymethylcellulose , hydroxypropylcellulose;
pyrrolidone, dimethylaminoethyl methacrylatemethylacry
acid ester copolymer, ethylacrylate-methylmethacrylate
copolymer, methylcellulose, and echylcellulose. comprised of
using a high shear aqueous wet granulation with fluid bed
drying process.
Detailed Description
Olanzapine, a potent compound showing promising
activity for use in treating psychotic patients,
metastable, undergo pharmaceutically undesired discoloration,
and demands care to assure homogeniety of the finished solid
formulation.
Applicants have discovered that
certain excipients including powder blends. Further the
discoloration is exacerbated by ambient, air conditions
elevated temperatures, and by moist.
Although the discoloration phenomenon does not
produce an increase in the number of total related
substance, the browning and mottling appearance is not
generally considered pharmaceutically acceptable for
porticularly disturbing when a tablet
administered to a psychotic patient, which patient may be
especially troubled by the changing appearance
medication.
Applicants have discovered that coating the solid
oral formulation with a polymer selected from the group
consisting of hydroxypropyl methyl cellulose, hydroxy
carboxymethylcellulose , hydroxypropylcellulose,

in the formulation. The formulation is most: preferredly
tablet form; however, granule formulation and the like are
desired as well.
Most preferred polymer coats are hydroxypropyl
methyl cellulose, hydroxypropylcellulose, methylcelluiose,
and ethylcellulose. An especially preferred polymer coat is
hydroxypropyl methylcelluiose.
It is especially preferred that the formulation
contain the most stable anhydrous form of olanzapine,
referred to herein as Form II; however, other forms of
olanzapine are contemplated. Form II has a typical x-ray
powder diffraction pattern as represented by the following
interplanar spacings



A typical example of an x-ray diffraction pattern
for Form II is as follows wherein d represents the
interplanar spacing and I/I1 represents the typical relative
intensities:



The x-ray diffraction patterns set out herein were
of tabled using a Siemens D5000 x-ray powder, diflractometed
having a copper Kα radiation source of wavelength,
The formulation of the invention preferredly
contains substantially pure Form II as the active ingredient- .
As used herein "substantially pure" refers to Farm
associaced with less than about 5% undesired polymorphic
form of olanzapine therein referred to as "Undesired Form"
preferably less than ,about 2% Undesired Form, and more
preferably less than about 1% Undesired Form. Further,
"substantially pure" Form II will contain less than about
undesired chemical impurities or residual solvent
water. In particular, "substantially pure" Form II
contain less than about 0.05% content of
more preferably, less than about 0.0059

of acetonitrile. Additionally, Form II preferredly contain
less than 0.5% of associated water.
As used herein, the term "mammal" shall refer to
the Mammalia class of higher vertebrates. The term "mammal
includes, but" is not- limited to, a human. The term
"treating" as used herein includes prophylaxis of the named
condition or amelioration or elimination of the condition
once it has been established.
Form II is the most stable anhydrous form of
olanzapine known and is therefore important for the
commercial development of pharmaceutically elegant
formulations. Olanzapine may form an undesired crystal
form in the presence of certain solvents and excipients,
therefore, in making the compositions of the invention it
is most desired to prepare the formulation using a method
which does not require dissolution of the olanzapine
substance. The desired Form II can be converted to less
desirable polymorphic forms by contact with methylene
chloride, for example. Additionally, for example,
'i
polyethylene glycol contact with the olanzapine substance
produces undesir.ed discoloration, particularly under moist
conditions.
Applicants believe that a dry blend direct
compression proc'ess or dry granulated processes for
preparing solid oral formulations create a greater chance
that poor dose uniformity will occur. In light of the
potent nature of olanzapine, consistent dose uniformity is
imperitive. In accordance with this invention, Applicants
have discovered that a high shear aqueous wet granulation
with fluid bed drying is the most effective method for
preparing pharmaceutically elegant, stable, oral
formulations.
Uncoated tablets stored at ambient conditions
(approximately 23°C and 40% relative humidity) in amber,
high density polyethylene bottles do not show signs of
discoloration after 24 months; however, if the bottle

opened such chat the tablets are exposed to open
ambient conditions then discoloration occurs within 5 days
A new solid oral formulation was prepared un-
used a hydroxypropropyl methylcellulose subcoating and
white color coating. The new formulation did not discolor
after 90 days of open dish storage at 40°C, 60°C, 40°C.
%RH, ambient temperature with 75% RH, or at ambient,
temperature with 85% RH. The hydroxypropyl methylcellulose
coating which is free of polyethylene glycol is much
preferred to ensure that discoloration does not occur on
the tablet surface. It provides an effective barrier
between the white color coat which provides an acceptable
medium for imprinting and color dressing ot the product.
The hydroxypropylmethylcellulose coating provides
sufficient barrier to prevent discoloration attribute
the polyethylene glycol in the white color coat.
Alternative white film coat formulas containing alter
plasticizers were evaluated; however, none were
prevent discoloration in all test conditions after
of storage. Therefore, the hydroxypropy 1 methyl
coat or subcoating is a surprising and important component
of pharmaceutically elegant solid oral formulations of
olanzapine.
A diluent or bulking agent should be selected
provide an increase in tablet size. The artisan can
utilize known methods to select a bulking agent whir!,
provides hardness, friability, and disintegration time
is satisfactory for pharmaceutical usage. The bulking
agent should be selected to provide a tablet that has
characterstics desired by the patient as well as comply
with applicable regulatory guidelines.
One lespecially preferred diluent or bulking
agent is lactose. Various forms of lactose are
for such formulations including anhydrous, hydrous

spray dried forms. The most desired form of lactase
selected based on desired dissolution, content
hardness, friability, and disintegration time.

artisan is aware; of the regulatory requirements for
hardness, friability, and disintegration time and can
adjust the diluent or bulking agents using known techniques.
i
to achieve the desired physical characteristics.
The formulation should include a binder for use
in the granulation step. The artisan can choose an
appropriate binder based on the acceptable viscosity, and
desired hydration. Hydroxypropyl cellulose is especially
preferred for use as a binder in the granulation step. The
hydroxypropyl cellulose may vary in particle size. Fine
grade hydroxypropyl cellulose is especially preferred for
most claimed formulations.
The desired formulation includes a disintegrant.
for use in the granulation as well as in the running
powders to facilitate the disintegration process. There
are a variety of grades available, and the grade may de-
selected based on the acceptable batch variability. A
particularly prefered disintegrant is crospovidone. A fine
grade of crospovidone provides particularly desirable
consistency between batches.
The artisan may choose appropriate dry
using known methods. Such binders should be selected to
assure that satisfactory friability is attained. Most
preferably, dry binder is microcrystalline cellulose;
however, other appropriate dry binders may be selected.
Such microcrystalline cellulose may be in a granular
The artisan can choose an appropriate
to prevent sticking and picking of the tablets to the
compression tooling. One preferred lubricant is
stearate.
The artisan can readily choose other
aqueous dispersion film coats (color mix) for
over the hydroxypropyl methylcellulose layer.
The color mixture is a dry blend of ingredients
be dispersed in water and used as an aqueous dispersion
film coat solid formulations. One example of a typical
color mixture is comprised of hydroxypropyl

methylcellulose, polyethylene glycol, polysorbate 80, and
titianium dioxide.
A variety of edible inks known to the artisan
are appropriate for imprinting the finished formulation
For example, one typical edible ink is comprised of
shellac, ehtyl alcohol, isopropyl alcohol, n-butyl
propylene glycol, ammonium hydroxide, and FD&C Blue.
The solid formulation is most preferably
subcoated with hydroxypropyl methylcellulose, coated with a
color coat, and imprinted with an edible ink. The solid
formulation may be polished using standard methods such is
carnauba wax polishing, if desired.
Olanzapine is effective over a wide dosage
range, the actual dose administered being dependent on the
condition being treated. For example, in the treatment of
adult humans, dosages of from about 0.25 to 50 mg,
preferably from 1 to 30 mg, and most preferably 1 to 20 mg
per day may be used A once a day dosage is normally
although divided doses may be administered.
For treatment of central nervous system disorders, a dose
range of from 1 to 20 mg, preferably 1 to 20 mg per day
suitable. Radiolabelled Form II 2-methyl-4 -(4-methyl-1
piperazinyl)-10H-thieno-[2,3-b][1,5]benzodiazepine, can be
detected in the saliva and thus the compound can
potentially be monitored in patients to assess compliance.
A preferred formulation of the invention is a
solid oral formulation comprising from about 1 to about 20
:ng olanzapine as an active ingedient, wherein such solid
oral formulation is coated with hydroxypropyi
methylcellulose. Especially preferred is an oral
formulation comprising from 1 to 20 mg of
provided that such solid oral formulation is coated with
hydroxypropyl methylcellulose.
Most preferably, the solid oral formulation is
contained in pacKaging materials which protect the
formulation from moisture and light. For example, suitable

packaging materials include amber colored high density
polyethylene bottles, amber colored glass bottles, and other
containers made of a material which inhibits the passage of
light. Most preferably, the packaging will include a
desiccant pack. The container may be sealed with an aluminium
foil blister to provide the desired protection and maintaing
prcduct stability.
A study of the hydroxypropyl methyl cellulose
coated tablets in an amber colored bottle having a
pack stored at harsh, 40°C/75% RH conditions for six months
showed pharmaceutically acceptable stability with a 0.4
about 1.2% increase in total related substances.
The materials for the present invention can be
purchased or prepared by a variety of procedures well known
tc those of ordinary skill in the art. Olanzapine can be
prepared as desdribed by Chakrabarti in U.S. Patent No
5,229,382 ('382), herein incorporated by reference in its
entirety. It is most desirable to prepare a rapidly
dissolving formulation comprising substantially pure
crystalline Form II. Such substantially pure crysta1ine
Form II olanzapine may be prepared using the techniques
described herein by the Preparation section herein
Compound characterization methods include, for
analysis (TGA), differential scanning calorimetery
titrametric analysis for water, and H1-NMR analysis for
solvent content.
The formulations were studied to assure that the
Form II polymorph was substantially pure using
polarization / magic angle spinning (CP/MAS) NMR.
were obtained using a Varian Unity 400 MHz spectromer or
operating at a carbon frequency of 100.577 MHz and equipped
with a complete solids accessory and Varian 5 mm or mm VT
CP/MAS probes. Measurement conditions were optimized for
Olanzapine Form II and were as follows: 90° proton,
pulse 4.5 ms, contact time 1.1 ms, pulse repetition time
MAS frequency 7.0 kHz, spectral width 50 kHz, and

time 50 ms. Chemical shifts were referenced co the
i
hexamethylbenzene (d = 17.3 ppm) by sample replacement
was determined that the substantially pure Form II
is retained throughout the formulation process claimed
herein. Therefore, the formulations of this invention
provide substantially pure Form II olanzapine polymorphic
pharmaceutically elegant formulation without producing
undesired polymorphic transformation.
The following examples are provided for purpose
illustration and are not to be construed as limiting the
scope of the claimed invention.
Preparation 1

Intermediate 1
In a suitable three neck flask the following was added
Dimethylsulfoxide (analytical): 6 volumes
Intermediate 1 : 75 g
N-Methhylpiperazine (reagent) : 6 equivalents
Intermediate 1 can be prepared using methods known to the
skilled artisan. For example, the preparation of the
Intermediate 1 is taught in the '382 patent.

A sub-surface nitrogen sparge line was added to remove the
ammonia formed during the reaction. The reaction was
to 120°C and maintained at that temperature through
duration of the reaction. The reactions were followed by
HPLC until After the reaction was complete, the mixture was allowed to
cool slowly to 20°C (about 2 hours). The reaction mixture
was then transferred to an appropriate three neck round
bottom flask and water bath. To this solution with agitation
was added 10 volumes reagent grade methanol and the reaction
was stirred at 20°C for 30 minutes. Three volumes of water
was added slowly, over about 30 minutes. The reaction slurry
was cooled to zero to 5°C and stirred for 30 minutes. The
product was filtered and the wet cake was washed with
methanol. The wet cake was dried in vacuo at 45°C over.
The product was identified as technical olanzapine.
Yieid: 76.7%; Potency: 98.1%
Preparation 2
Form II
A 270 g sample of technical grade 2-methyl-4-4-
was suspended in anhydrous ethyl acetate (2.7 Li . The
mixture was heated to 76°C and maintained at 7 6°C for 30
minutes. The mixture was allowed to cool to 25°C. The
resulting product was isolated using vacuum filtration. The
product was identified as Form II using x-ray powder
analysis.
Yield: 197 g.
The process described above for preparing
provides a pharmaceutically elegant product having
97%, total related substances • 73%.

EXAMPLE 1
A portion of the hydroxypropyl cellulose was
dissolved in purified water to form a solution for
granulation; The remaining hydroxypropyl cellulose (total of
4.0% w/w final tablet weight), which was an extra fine grade.
was combined with the olanzapine (1.18% w/w), lactose (79.32%
w/w) and a portion of the crospovidone (5% w/w) in a high
shear granulator. All ingredients were security sieved prior
to addition and dry blended in the granulator. This mixture
was then granulated with the hydroxypropyl cellulose solution
in the high shear granulator. The granulation was wet sized
using standard methods. The wet granulation was then dried
in a fluidized bed dryer and sized. The material was then
added to a tumble bin mixer.
The running powders consisting of microcrystaliine cellulose
(granular) (10% w/w), magnesium stearate (0.5% w/w), and the
remainder of the crospovidone were added to the sized
granulation. The mixture was blended and compressed with the
appropriate tooling on tablet compression equipment.
Hydrbxypropyl methylcellulose (10% w/w) was mixed
with purified water to form a solution. Core tablets were
divided into approximately equal sections and spray coated
with the hydroxypropyl methylcellulose solution. The
operation was performed in a perforated coating
Coating of Core Tablets:
Color Mixture white (hydroxypropy) methyl
polyethylene glycol, polysorbate 80, and titanium
was mixed with purified water to form the coating
Subcoated tablets were divided into approximately equal

described above. The operation was performed in a perforated
coating pan.
The coated tablets were lightly dusted with carnauba wax and
imprinted with appropriate identification.
The process substantially as described above in
Example 1 was repeated using the following ingredients to
provide pharmaceutically elegant tablet formulations
containing 1, 2.|5, 5, 7.5, and 10 mg olanzapine,

respectively, per tablet:
1 mg olanzapine per tablet:






We Claim:
1. A process for preparing a stable, pharmaceutically elegant, solid oral
formulation containing Olanzapine as an active ingredient having a
polymer coat selected from the group consisting of hydroxypropyl methyl
cellulose, hydroxyethyl cellulose, methylhydroxyethylcellulose, sodium
carboxymethylcellulose, hydroxypropylcellulose, polyvinyl pyrrolidone,
dimethylaminoethyl methacrylatemethylacrylate acid ester copolymer,
ethylacrylate-methylmethacrylate copolymer, methylcellulose, and
ethylcellulose, said process comprising high shear aqueous wet
granulation with fluid bed drying process wherein olanzapine is present in
an amount of 1 to 3 % by weight provided that the polymer coat is free of
polyethylene glycol (PEG).
2. A process as claimed in claim 1, wherein the Olanzapine is substantially
pure form II polymorph having a typical X-ray powder diffraction pattern
as represented by the following interplanar spacing:



3. A process as claimed in claim 1, wherein the Olanzapine in the range of
1.1-2.5% w/w.
4. A solid oral formulation containing olanzapine whenever prepared by the
process of any one of claims 1 to 4.
5. A process for preparing and/or a solid oral formulation herein described
with reference to the foregoing examples and description.

This invention relates to a process for preparing a stable pharmaceutically elegant
solid oral formulation containing olanzapine as an active ingredient and having a
polymer coating selected from the group consisting of hydroxypropyl methyl
cellulose, hydroxyethyl cellulose, methylhydroxyethylcellulose, sodium
carboxymethylcellulose, hydroxypropylcellulose, polyvinyl pyrrolidone,
dimethylaminoethyl methacrylatemethylacrylate acid ester copolymer,
ethylacrylate-methylmethacrylate copolymer, methyl-cellulose and ethylcellulose
comprising high shear aqueous wet granulation with fluid bed drying.

Documents:

416-CAL-1999-CORRESPONDENCE 1.1.pdf

416-CAL-1999-CORRESPONDENCE.pdf

416-CAL-1999-FORM 27.pdf

416-cal-1999-granted-abstract.pdf

416-cal-1999-granted-claims.pdf

416-cal-1999-granted-correspondence.pdf

416-cal-1999-granted-description (complete).pdf

416-cal-1999-granted-examination report.pdf

416-cal-1999-granted-form 1.pdf

416-cal-1999-granted-form 13.pdf

416-cal-1999-granted-form 18.pdf

416-cal-1999-granted-form 2.pdf

416-cal-1999-granted-form 26.pdf

416-cal-1999-granted-form 3.pdf

416-cal-1999-granted-form 5.pdf

416-cal-1999-granted-gpa.pdf

416-cal-1999-granted-reply to examination report.pdf

416-cal-1999-granted-specification.pdf


Patent Number 228373
Indian Patent Application Number 416/CAL/1999
PG Journal Number 06/2009
Publication Date 06-Feb-2009
Grant Date 04-Feb-2009
Date of Filing 04-May-1999
Name of Patentee ELI LILLY AND COMPANY
Applicant Address LILLY CORPORATE CENTER, CITY OF INDIANAPOLIS, STATE OF INDIANA
Inventors:
# Inventor's Name Inventor's Address
1 GEORGE RANDALL COCHRAN 8932 CHERRYWOOD COURT, INDIANAPOLIS, INDIANA 46234
2 TOMMY CLIFFORD MORRIS 4875 NORTH TUXEDO STREET, INDIANAPOLIS, INDIANA 46205
PCT International Classification Number A61K 33/55
PCT International Application Number N/A
PCT International Filing date
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 08/410,465 1995-03-24 U.S.A.