Title of Invention

SUPPORT COVERED WITH A CHITOSAN-BASED COATING AND METHOD FOR THE PRODUCTION THEREOF

Abstract No. 2450/CHENP/2004 ABSTRACT SUPPORT COATED WITH A CHITOSAN-BASED LAYER AND MANUFACTURING PROCESS The present invention relates to a support based on organic and/or inorganic fibres covered at least on one of the faces thereof with a chitosan-based layer, characterised in that the layer is obtained by depositing a chitosan-based aqueous solution, the average molar mass of which has a mass less then J 30 000 g/mol, the concentration of which is between 6 and 30 % by weight and the viscosity of which is between 100 and 3000 cps. (Fig. 2)
Full Text

The invention relates to a manufacturing process of a support based on organic and/or inorganic fibres coated, on at least one of the faces thereof, with a chitosan-based layer.
In the rest of the description, the expression "organic and/or inorganic fibres" denotes among the organic fibres, especially the cellulose fibres, the synthetic fibres e.g. of the polyester, polyethylene, polypropylene, polyamide and polyvinyl chloride type; the artificial fibres (e.g. viscose, cellulose acetate); the natural fibres (e.g. cotton, wool, wood pulp); the carbon fibres (possibly active) and among the inorganic fibres, especially the mineral fibres (e.g. glass fibres, ceramic fibres). Depending on the nature of the chosen fibres, the support may be in the form of a paper, a board, a no woven or even a woven.
The document WO 97/23390 describes a complex composed of a paper support coated, on both of the faces thereof, with a polyethylene layer, the support being separated from the polyethylene layer by a chitosan-based layer. To be more precise, the chitosan-based layer results from a mixture of chitosan with polyvinyl alcohol and a cross-linking agent, the chitosan being used in order to give certain flexibility to the obtained support. The proportion of chitosan in the layer represents at the most 50% by weight, the balance to 100 % consisting of the cross-linking agent and the polyvinyl alcohol. According to the illustrative examples, the chitosan is introduced into the mixture at a concentration of 1 % by weight. Insofar as the chitosan may represent even 50 % by weight of the concentration and as it is indicated that the total weight of the said layer is between 1 and 10 g/m2, it can be deduced that the gross weight of the deposited chitosan is 5 g/m2. No information concerning the molecular weight of the chitosan is given.
The document JP-07082690 describes a wrapping paper according to which a support based on cellulose fibres is coated with an acid solution of chitosan and PVA. The concentration of the chitosan used is between 0,05 and 3 % by weight with the indication that when it goes over 3 %, we are confronted with viscosity problems preventing the application of the layer on the support. No information concerning the molecular weight of the chitosan is given.

These documents, and more generally of the prior art known by the Applicant, indicate that it seems impossible, due to the high viscosity of the chitosan, to coat a support with high concentrations of chitosan (in practice over 3 %), with the intention to obtain a sufficient quantity of deposited chitosan (in practice over 5 g/m2) in order to obtain a continuous film on the surface of the support.
In spite of this, the document JP-02127596 describes a manufacturing process of a paper support coated with chitosan or chitin with the concentrations between 1 and 20 % by weight for obtaining a mass of the deposited chitosan of between 0,5 and 30 g/m'2. Considering the average molar mass of the used chitosan, which is between 200 000 and 500 000 g/mol, it turns out to be impossible to coat high concentrations of chitosan so that the viscosity would be adequate in the coating process. In practice, the viscosities are between 100 and 3000 cps at a shearing speed of 100 s"' (standard condition). However, no information concerning the viscosity is given in this document.
In evidence of this, it is sufficient to examine the illustrative examples which represent the invention only within a restricted field, as can be seen from the following table.

This table shows that the highest illustrated chitosan concentration is set to 2 % and this for a deposited chitosan mass of 10 g/m2. Thus, the following two fundamental elements can be deduced from this table. On the one hand, a process such as described cannot be considered as reproducible within the whole required range as the highest illustrated values are 2 % in concentration for 10 g/m2. On the other hand, if, as is indicated in this document, it is possible

to obtain a chitosan coating of 10 g/m2 with a chitosan solution concentration of 2 % or 5 g/m2 with a concentration of 1 %, this can only be in several steps, that is to say after at least five successive coatings. In fact, a chitosan concentration of 1 % corresponds essentially to a deposited chitosan mass of 1 g/m2.
Thus, it is obvious that this process has the inconvenience of not being able to be industrialized insofar as the support needs to be coated with several layers of chitosan for obtaining a satisfactory quantity of the deposited chitosan. As a result, the final product becomes too expensive due to the manufacturing process.
The document US-A-5 900 479 describes a manufacturing process of a chitin film from a chitosan solution. The molecular weight of the used chitosan is between 10' and 10* even if no particular example is illustrated. Furthermore, no information is given concerning the viscosity of the chitosan solution.
Consequently, the problem that the invention proposes to solve is how to develop a support coated with chitosan in an amount of at least over 6 g/m2, which can be manufactured with a process in which the coating of the chitosan is performed with a limited number of steps.
To do this, the invention proposes a support covered on at least one of the faces thereof with a chitosan-based layer, the chitosan being advantageously coated in an amount from 6 to 15 g/m^ as dry matter.
This support is wherein the layer is obtained by performing a coating with a chitosan-based aqueous solution, the average molar mass of which has a mass (Mw)

lower then 130 000 g/mol, preferably between 10 000 and 100 000, advantageously between 15 000 and 40 000, the concentration of which is between 6 and 30 %, advantageously from 6 to 25 % by weight and the viscosity of which is between 100 and 3000 ops.
In an advantageous embodiment, the layer is in the form of a continuous film.
In the rest of the description and in the claims, the viscosity values are indicated for the standard shearing speeds, in principle equal to 100 s'. Also, the average molar masses are expressed in mass (Mw).
In other words, the invention has used a chitosan having a low average molar mass having a mass (Mw) inferior to 130 000 g/mol, thus allowing an increase of the chitosan concentration of the solution, without increasing the viscosity, thus allowing to deposit a considerable amount of chitosan.
The selection of the molecular mass of the chitosan was not obvious. In fact, the molecular weight has to be high enough to give the film a suitable film-forming character allowing to assure an efficient barrier (gas, steam) while still remaining sufficiently low in order to give the solution such a viscosity that it can be applied in few coatings.
The chitosan of small molecular mass can be obtained in laboratory scale by hydrolysis. In this case, the hydrolysis of the chitosan is carried out with the help of sodium nitrite according to the process described by Allan and Peyrou, 1989, the document being incorporated herein by reference.
This process has the advantage, compared with the conventional acid hydrolysis, of not causing the colouring of the support. What is essential is that this process consists m preparing a chitosan solution in a buffer environment, in practice 0,2 M AcOH / 0,1 M AcONa.

After stirring, sodium nitrite is added to the mixture, which allows starting the hydrolysis. After a predetermined time, the hydrolysis is stopped by adding an ammoniacal solution, in practice at 16,5 N causing the precipitation of the chitosan. The precipitate is then washed until a supernatant is obtained, the pH of which is in practice about 6,5.
The hydrolysis of chitosan is obtained due to the formation of nitrosyl cation from sodium nitrite, the nitrosyl cation attacking the amines of the chitosan so as to form an N-nitroammonium salt. Finally, the nitrosamines are decomposed for obtaining polymers having a lower degree of polymerisation.
As already said, the selection of the average molar mass of the used chitosan allows to obtain a chitosan concentration in the coating solution, which is between 6 and 30 %, preferably between 7 and 12 %, advantageously 10 %, by weight. In practice, the chitosan is dissolved in an aqueous solution in the presence of an organic or inorganic acid chosen e.g. from the group comprising the lactic, acetic, hydrochloric, nitric, advantageously citric, acids, this list not being closed.
Very surprisingly, the Applicant has found out that the selection of the acid had an influence on the fluidity of the aqueous chitosan solution. Thus, he has shown that for a given concentration of chitosan, of a determined molar mass, a viscosity varying depending on the selection of the acid was obtained. In particular, the citric acid allows lowermg the viscosity compared to another acid.
Consequently and in another preferred embodiment, the chitosan is dissolved in the presence of citric acid.

According to another characteristic, the chitosan-based layer contains at least 80 % by weight of chitosan in the form of salt (chitosan + acid), advantageously 100 % by weight of chitosan.
In an advantageous embodiment, the chitosan is deposited in an amount of 7 g/m2 as dry matter.
In practice, the support is a support based on organic and/or inorganic fibres such as previously described, the mass of which is between 15 and 200 g/m^, advantageously between 25 and 100 g/m2.
The support of the invention has a certain amount of properties which will be described more in the following illustrative examples. Especially, and in certain conditions, the coated support forms an excellent barrier to gases (O2, CO2 and aroma), to the water vapour, to microorganisms.
To be more precise, the chitosan-coated support of the invention forms an excellent barrier to O2 and CO2 gases when the relative humidity is less then 80 %. On the other hand, it forms an excellent barrier to the water vapour, for the relative humidity of less than 40 %.
The support of the invention can be used for several applications such as filtration, food packaging or others such as patches, cosmetic and pharmaceutical supports etc.
In order to enhance the barrier properties to gas and water vapour in a humid atmosphere, the chitosan layer is covered with wax, advantageously vegetal, by definition hydrophobic.
In an advantageous embodiment, the wax is introduced in the form of an aqueous emulsion, in the chitosan solution, the wax representing between 0,1 and 20 % by weight of the chitosan.

In practice, the used plant wax is chosen from the group comprising the candelilla wax and the camauba wax, this list not being exhaustive. These two waxes are perfectly known by a man of the art, the first being obtained from the bush of Euphorbia Cerifera, the second being obtained from the palm tree Copemica Cerifera.
Such a support may especially be used as a food packaging material insofar as either the chUosan or the plant wax cannot migrate towards the food. Furthermore, the ingestion of these two constituents is non-toxic. Further, the cellulose-chitosan assembly, when this is the case, forms a totally biodegradable, bioresorbable assembly without environmental influence.
The invention relates also to the manufacturing process of the support such as previously described. In a particular embodiment, the coating with the aqueous solution of chitosan is performed in only one step.
Of course, the deposit of chitosan-based solution in the form of a film continuous, or not, on the support, can be performed with all techniques known by the man of the art, such as by the Meyer bar or blade type coating, metering size-press, coating with an engraved cylinder by direct coating, by transfer coating or reverse coating, curtain coating, by size-press etc.
In order to assure a good spreading of the chitosan-based layer on the support, it has a viscosity of between 100 and 3000 cps. advantageously between 200 and 1500 cps, at a shearing speed of 100 s', bearing in mind that the viscosity depends directly on the selection of the acid in the aqueous solution of chitosan.
The coating can be carried out discontinuously, off-line, or preferably continuously, on-Une, e.g. especially on a paper machine.

When the chitosan layer is covered with a plant wax, the wax is applied either in the form of an emulsion as a mixture with the chitosan, or by itself on a first chitosan-based layer according to the standard coating processes such as those previously described.
The invention and the advantages which stem thereform will become more apparent from the following illustrative examples, supported by the appended figures.
The figure 1 is a schematic illustration of the device allowing the evaluation of water vapour permeation characteristics of the support of the invention.
The figure 2 illustrates the water vapour permeation characteristics of the support of the invention according to four different embodiments (chitosan film - paper/ chitosan / wax - paper by itself- paper coated with chitosan (7 g/m^)).
The figure 3 illustrates the antimicrobic efficiency of the support of the invention when it is used as an active food package. This support allows limiting the development of the usual contamination of the food and consequently increasing its preserving time.
The figure 4 illustrates the antimicrobic efficiency of the support of the invention used as a protective wrapper for limiting the penetration of external microorganisms.
Example 1: Manufacturing of the coated support of the invention
1. Preliminary hydrolysis of the chitosan
A chitosan solution, the average molar mass of which is in mass 200 000 g/mol, is prepared in a buffer solution of acetic acid of 1 %. The solution thus prepared is maintained agitated during 12 hours.

Then sodium nitrite is added in an amount such as

The hydrolysis is carried out during a period of 24 hours. Finally, the hydrolysis is stopped by adding an ammoniacal solution 16,5 N. The precipitated chitosan is washed until a supernatant having a pH close to 6,5 is obtained.
The average molar mass of the obtained hydrolysed chitosan has a mass (Mw) of 25 000 g/mol.
2. Manufacturing of the coated support
A chitosan solution of 8 % by weight, with an average molar mass having a mass (Mw) of 35 000 g/mol, is prepared in the presence of three different acids in a stoichiometric
amount.
The viscosities of the chitosan solution are represented in the following table according to the nature of the acids.


It is noticed that for the same chitosan concentration, the acid has an influence on the viscosity of the obtained solutions. Thus, the citric acid allows obtaining a less viscous solution with the same chitosan concentration.
This solution is then coated with the Mayer bar on a support paper of 35 g/m2 vegetable parchment type. Thus, a continuous film is obtained on the surface of the paper. The complex is dried at 100 °C. The mass of the deposited chitosan is 7 g/m2.
Example 2: Properties
The different tests are performed with a support coated with a chitosan solution in the acetic acid.



As can be seen from these results, gas barrier properties identical to those of the 2 μ n chitosan film are obtained when at least 7 g/m2 of chitosan solution is deposited on the support, this coating being made possible by selecting the acid and the molecular weight of the chitosan.
2. Water vapour permeation
The test is performed on three different supports:
a paper parchementized at 35 g/m
a paper coated with a chitosan solution according to the example 1.2,
a chitosan film of 200 000 g/mol having a thickness of 2 μ m.
The permeability measurements have been carried out in a device schematized in the figure I.
A diffusing concentration gradient is applied from both sides of a membrane (1) corresponding to the sample to be analyzed and forms the driving force of the diffusion.
The measuring cell (2) is placed in a housing (3), the temperature of which is set to 22°C with a thermostat. The evaporation of the liquid to be studied (in our case water) is made

through a balloon immerged in a bath (4), the temperature of which is adjusted exactly to 15 °C so that the tension of the vapour P1 imposed in the upstream compartment would be constant during the whole test.
The pressure in question is, in fact, the relative pressure; P. = 0, 65
Po
in which P0 is the tension of the vapour corresponding to a temperature of 22°C.
The useful surface of the membrane is 10 cm2.
The volume V2 of the downstream compartment (5) is adjustable according to the permeation flows to be measured and the sensor used is of the DATAMETRIX type of 100 torrs.
On the figure 2 has been represented the water vapour permeation as a function of time for three supports: chitosan by itself, paper by itself, paper/chitosan (7g/m^).
A coating of 7 g/m2 on the paper allows diminishing with a factor 2 the water flows in relation to the paper by itself at a partial pressure of 0,65. The water flows for the coated paper are of the same order of magnitude as for the chitosan film.
3.Antimicrobic properties of the support of the invention
Food contamination simulation
In this test a suspension of fungi is inserted, in a Petri dish, between the support of the invention and the SABOURAUD gelose.

The support is a paper support of the parchmentized type at 35 g/m2 and is coated with 0, then 4 and 7 g/m2 of chitosan according to the example 1.2.
The obtained results are represented in the figure 3, vis-a-vis the colonies Aspergillus Flavus, Botiytis cinerea and PeniciUium italicum. As shown, the coated support inhibits the growth of the fungi, the most satisfactory results being obtained for a chitosan coating of 7 g/m2.
External contamination simulation
In this test, the coated support of the invention is inserted between the gelose and the fungi suspension. The cultivation is maintained at 25°C during 96 hours. The obtained results are represented in the figure 4. As can be seen from this figure, the microorganism increases in height so as to avoid the direct contact with the chitosan.
Example 3
A layer of camauba wax is coated with the Meyer bar on the surface of the complex obtained in example 1.2, the coating of the wax layer being made in an amount of
Ig/ml
Example4: Water vapour properties of the complex object of the example 3
The same technique is used as for the example 2.
As can be seen from the figure 2, the coating of chitosan and then wax reduces the water flow with a factor 10 in relation to the paper by itself.


WE CLAIM :
1. A support based on organic and/or inorganic fibres covered on at least one of the faces thereof with a chitosan-based layer, characterized in that the layer is obtained by coating the support with a chitosan-based aqueous solution, which is comprised of prehydrolyzed chitosan having an average molar mass of less than 130 000 g/mol, the concentration of the prehydrolyzed chitosan in the solution being between 6 and 30 % by weight.
2. The support as claimed in claim 1, wherein the chitosan is deposited in an amount of from 6 to 15 g/m2 in dry matter.
3. The support as claimed in claim 1, wherein the layer is in the form of continuous film.
4. The support as claimed in claim 1, wherein the chitosan average molar mass has a mass of between 15 000 and 40 000 g/mol.
5. The support as claimed in claim 1, wherein the chitosan concentration in the solution is between 7 and 12 %.
6. The support as claimed in claim 1, wherein the chitosan is dissolved in the aqueous solution in the presence of citric acid.
7. The support as claimed in claim 1, wherein the chitosan-based layer contains at least 80 % by weight of chitosan.
8. The support as claimed in claim 1, wherein the amount of the deposited chitosan is 7 g/m2 in dry matter.

9. The support as claimed in claim 1, wherein the chitosan-based layer is covered with
a wax layer.
10. A process for coating a support based on organic and/or inorganic fibres by
covering the support on at least one of the faces thereof with a chitosan-based layer
characterized by coating the support with a chitosan-based aqueous solution, which is
comprised of prehydrolyzed chitosan having an average molar mass of less than 130 000 g/mol,
the concentration of the prehydrolyzed chitosan in the solution being between 6 and 30 % by
weight.
11. The manufacturing process as claimed in claim 10, wherein the coating with the aqueous solution is performed in only one step.
12. The manufacturing process as claimed in claim 10 or II, wherein the coating is performed by the Meyer bar or blade type coating, metering size-press, coating with an engraved cylinder by direct coating, by transfer coating or reverse coating, curtain coating, by size-press.
13. The manufacturing process as claimed in claims 10, 11 or 12, wherein wax is
introduced in the form of an aqueous solution in the chitosan solution, the wax representing
between 0,1 and 20 % by weight of the chitosan.


Documents:

2450-chenp-2004 abstract duplicate.pdf

2450-chenp-2004 abstract.pdf

2450-chenp-2004 assiement.pdf

2450-chenp-2004 claims duplicate.pdf

2450-chenp-2004 claims.pdf

2450-chenp-2004 correspondence others.pdf

2450-chenp-2004 correspondence po.pdf

2450-chenp-2004 descripition completed duplicate.pdf

2450-chenp-2004 descripition completed.pdf

2450-chenp-2004 drawings duplicate.pdf

2450-chenp-2004 drawings.pdf

2450-chenp-2004 form-1.pdf

2450-chenp-2004 form-13.pdf

2450-chenp-2004 form-18.pdf

2450-chenp-2004 form-26.pdf

2450-chenp-2004 form-3.pdf

2450-chenp-2004 form-5.pdf

2450-chenp-2004 form-6.pdf

2450-chenp-2004 pct.pdf

2450-chenp-2004 petition.pdf


Patent Number 229037
Indian Patent Application Number 2450/CHENP/2004
PG Journal Number 12/2009
Publication Date 20-Mar-2009
Grant Date 13-Feb-2009
Date of Filing 28-Oct-2004
Name of Patentee AHLSTROM CORPORATION
Applicant Address SALMISAARENAUKIO 1, FI-00180 HELSINKI,
Inventors:
# Inventor's Name Inventor's Address
1 DOMARD, Alain 74 boulevard des Belges, F-69006 LYON,
2 ESPUCHE, Eliane 6 Rue Alexis Perroncel, F-69100 VILLEURBANNE,
3 DESPOND, Séverine Le Correge II, 500 Avenue Jean Monnet, F-69300 CALUIRE,
4 CARTIER, Noel 4 Lot. Les Jardins de Saint-Benoit, F-38200 VIENNE,
PCT International Classification Number C09D 105/08
PCT International Application Number PCT/FR2003/00785
PCT International Filing date 2003-03-12
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 02/04060 2002-04-02 France