Title of Invention

A PROCESS FOR OBTAINING HIGH PURITY FATTY ALCOHOLS

Abstract

The present invention discloses an economically viable process for producing large quantities of higher fatty alcohols of chain length C<SUB>24</SUB>-C<SUB>36</SUB> from natural waxes. The said alkanols contain enriched percentage of 70 - 95% of C28 fatty alcohol (Octacosanol) along with smaller amounts of lower chain length fatty alcohols. The invention discloses the use of supercritical carbon dioxide extraction along with immobilized enzyme for saponification. The present invention also discloses the cosmetic applications of alkyalkanols collectively referred to as policosanol, for control of sebum secretion and as anti-acne component for effective use in cosmetic formulations.

Full Text

Field of Invention This invention discloses a commercially viable process for producing higher fatty alcohols (C24-C36) using a novel technique of supercritical carbon dioxide extraction that incorporates an immobilized hydrolyzing enzyme, and describes the cosmetic applications of the higher fatty alcohols extracted. Background of Invention The composition of different groups of compounds from different kinds of waxes has been reported. J. A. Lamberton et al, 1959 &, Horn A and Martic J .S. 1957, who described a method for obtaining fatty alcohols from sugarcane cuticular wax based on homogenous saponification with alcoholic potassium hydroxide, followed by extraction of the unsaponifiable material and further molecular distillation. US Patent 5,856,316 reported another method to isolate the alcohol mixture using a high efficiency, high vacuum column, and extraction with petroleum ether, followed by distillation of petroleum ether, acetylation of remaining product, alumina chromatography, alkaline hydrolysis and crystallization in ethanol. This procedure for obtaining the mixture of higher aliphatic primary alcohols from animal and vegetable wax is based on the alkaline saponification of the fatty esters followed by the supercritical extraction of CO2, pressures ranging from 60 - 300 kg / cm and temperatures between 25°- 100°C. According to this procedure it is possible to obtain only 5% of C20 to C36 alcohol mixtures. The method uses both chemical hydrolysis and extraction to obtain low purity Policosanol. Yet another method (JP 60 119514) describes the process for recovering primary normal aliphatic higher alcohols proposed a very similar extraction method applied to waxes, but large scale implementation of this process is difficult. US patent 5,856,316 describes the process with the saponification process for 2 to 5 hrs, followed by solid-liquid extraction and crystallization. The yield ranges from 30%, while purity ranges from 80 to 98%. However, use of organic solvents is recommended which are difficult to remove in residual amounts. Fakuda (Chemical abstracts, 106,17,137413 P) describe the use of fatty alcohols in terms of Lipid lowering effects of sugarcane wax in rats. Sho H et al (1984), studied the effects of sugarcane wax on serum and liver lipids in rats. Treatment reduces both serum and liver cholesterol level. The beneficial effect of mixture of higher primary fatty alcohols and their effect on ADP and collagen induced platelet aggregation in rats was reported. It significantly inhibited ADP and collagen-induced platelet aggregation suggesting that it is an anti-platelet drug. Granja et al ,US Patent 5,663,156 discloses a process for obtaining primary aliphatic alcohols of 22-38 carbon atoms by saponification and extraction using organic solvents from sugarcane wax. They also disclose its use in the treatment of hypercholestremia, platelet aggregation, ischemia, thrombosis and to prevent drug induced gastric ulcer and to improve male sexual activity. US patent application 20020058713A1 discloses the use of high molecular weight primary aliphatic alcohols obtained from natural products consisting of C20-C 34 carbon atoms for pharmaceutical, food stuff and dietary uses. The invention also mentions the use of such alcohols as anti-inflammatory agents. US patent 5948822 discloses the use of C18 to C26 fatty alcohol's for treatment of hyperproliferative skin disorders. EP0428642B1 discloses the use of such aliphatic alcohols in the treatment of inflammatory and viral skin diseases. None of the prior art described above disclose the isolation of highly enriched, high purity fatty alcohols form natural sources, nor do they disclose the use of the same in cosmetic preparations for providing topical benefits. References 1. J. A. Lamberton et al, 1959, Australian Journal of Chemistry 13, 261 268 2. Horn A and Martic J. S. 1957, Journal of Science Food and Agriculture 10, 571 3. Granjaetal. US Patent 5,856,316, 1999 4. Granja et al US Patent 5,663,156, 1997. 5. Inada S, Furukawa K, Masui T, Honda K, Ogasawara J and Tsubikamoto G, 6. JP60 119514,1986 7. Arruzazabala et al 1993, Prostaglandins Leukot. Essent. Fatty Acids, 49(3), 695-7 8. Arruzazabala et al 1993, Throm. Res. 69(3) 321-7 9. Sho H, Chinen I, Fukuda N., 1984, J Nutr Sci Vitaminol (Tokyo) 30(6):553-9 Objectives of Invention One of the main objectives of this invention is to develop an economically viable process without using solvents (especially chlorinated solvents) for extraction and purification purposes. Yet another objective of the invention is to disclose a process for obtaining high purity free alcohols by use of enzymes. It is another objective of the invention to disclose process for preparing compositions useful in topical applications. Summary of the invention: By use of this two step unique process we have overcome the other prior art to obtain high purity Octacosanol without using corrosive and restricted solvents. The invention discloses a process which uses supercritical fluid extraction in combination with an hydrolyzing enzyme lipase and purification by crystallization with lower chain alcohols for getting a desirable percentage of Policosanol. This unique process is economically viable process and it can be used to obtain fatty alcohols from other sources as well. The invention also discloses process for preparing compositions that are useful for cosmeceutical applications. Detailed Description Policosanol is a natural mixture of higher aliphatic primary alcohols (C24-C36) isolated from sugarcane wax and beeswax. It contains 1-Octacosanol, Triacontanol, Tetracosanol, Hexacosanol, Heptacosanol. These C24 to C36 primary alcohols are also found in sugarcane wax, rice bran wax, beeswax and various vegetable wax. The structures of these primary alkanols are shown below: C34 Tetracosanol CH3 (CH2)22CH2OH C26 Hexacosanol CH3 (CH2)24CH2OH C28 Octacosanol CH3 (CH2)26CH2OH C30 Tnacontanol CH3 (CH2)2sCH2OH C36 Tetratriacontanol CH3 (CH2)32CH2OH C27 Heptacosanol CH3 (CH2)25CH2OH Prior art teaches us isolation of higher fatty alcohol from sugarcane wax by solvent extraction, saponification using alkali and supercritical carbon dioxide extraction. However, for purification to higher levels use of number of chlorinated solvents is recommended. The lipids in the sugarcane bagasse extracted by conventional solvent extraction methods have the disadvantages of low yields, high manufacturing costs and undesirable sensory properties. We have developed commercially viable process for obtaining high purity Octacosanol along with other fatty alcohols by incorporating immobilized lipase enzyme in supercritical fluid extraction and use of alcohol to further purify to desired levels. By incorporating lipase enzyme in supercritical fluid extraction of juice removed sugarcane waste, we have unexpectedly found that we can selectively isolate 60 70% of Octacosanol and 15- 20% of other fatty alcohol directly. We are further crystallizing with ethyl alcohol to get higher and desirable percentage of Octacosanol and other fatty alcohol. The incorporation of lipase enzyme in supercritical fluid extraction for production of high purity of Policosanol has not been disclosed yet and therefore novel. The present invention relates to a process in which sugarcane pressmud and immobilized Lipase enzyme were mixed together and extraction performed with SCFE. The process involved in this invention is described in detail in the following examples. Method 1: 50 kg of sugarcane pressmud (filtered insolubles from sugarcane juice) along with 100 g of immobilized lipase were charged together into extractor for CO2 extraction. The extraction was done with liquid CO2 at 35°C for 1 to 2 hrs at 200 bar pressure. The extract was separated at RT from CO2. Yield obtained was 3 %. 3 kg was crystallized with ethyl alcohol. After crystallization, 2.5 % of mixture of fatty alcohols Tetracosanol, Hexacosanol, Heptacosanol, Octacosanol, Triacontanol with total purity of 91 % was obtained. Method 2: 50 kg of sugarcane pressmud and 250 g of immobilized lipase were mixed together and charged into extractor for CO2 extraction. The CO2 extraction was performed at varied temperature of 35 45°C under the constant pressure of 220 bar. The extract was separated at RT. Extract was crystallized with ethyl alcohol. The yield and percentage composition was similar to that in Example 1. Evaluation of Policosanol on sebum levels in human volunteers Study Methodology and Administration Sixteen healthy males of between 18 and 25 years of age were included in the study after they had signed the informed consent form. The main inclusion criterion was those with oily skin (scores >4 on a 0-5 scale). All the subjects were required to abstain from taking drugs, applying cosmetic products to their skin and exposing themselves to sunlight or any other source of ultraviolet radiation throughout the duration of the study. 2% or 5% Policosanol colloidal solution in 1,2 hexanediol was applied (0.2 ml) for seven days, twice daily, on the forehead. One side of forehead being treatment and the other side being the control (1,2 hexanediol treatment). The efficacy was evaluated based on self-assessment and on the assessment of a panel of five independent cosmetologists, visually, using Sebutape (CuDerm Corp., Dallas, Texas). The sebutape is made of microporous, hydrophobic polymeric film composed of many tiny air cavities. The surface of the film is coated with a lipid porous adhesive layer that enables the tape to adhere to the skin surface. The tape is applied to the skin test site for optimal period of 1 hr. Sebum is absorbed into the tape, displacing the air in the microcavities. As this occurs, the lipid-filled cavities become transparent to light. Through this process, the sebum output from each follicle forms a sharply defined clear spot, its size roughly corresponding to the sebum volume. When the sebutape are placed on the black background of the score card, the sebum on the tape becomes clearly visible as black spots. These spots are scored by a panel of cosmetologists on a scale of 0-5. These are pooled and from the mean of the scores, the percentage change is calculated from the control treatment site. The safety and adverse events like erythema, burning sensation, itching, urticaria, edema, dermatitis, ochronosis, dryness of skin and any other non specific reactions, if any, were monitored. The Policosanol colloidal solution was applied twice a day on one side of the forehead area for seven days. Pre-cleansing with soap/water was done before applications. The following observations were made (i) 2% and 5% Policosanol colloidal solution was found to be safe for local application. It did not show any significant side effects and is safe for use on skin (ii) Topical application of the Policosanol colloidal solution was found to decrease the sebum secretion in a concentration dependent manner. The 2% Policosanol solution reduced the sebum levels by about 11%, while 5% solution reduced sebum secretion by 27%. (iii) Both self-assessment and assessment by the panel of cosmetologists revealed that 100% of the subjects showed marked decrease in sebum release. (iv) The colloidal solution was found to be effective in people with moderately high oily skin (scores >3.5). (v) Additionally, one surprising observation was that Policosanol treatment protected the 1,2 Hexanediol induced dryness of skin and made the skin smooth and soft. Antimicrobial study against Propionibacterium acnes To carry out the antibacterial activity of the products against P. acnes, the organism was first cultured in the anaerobic environment for which the anaerobic chamber was used. To standardize the growth of anaerobic culture of P. acnes in the anaerobic chamber, different culture media were used. The anaerobic chamber [Model 8301-230, 3 ft polymer] used in the study purchased from COY LABORATORY, USA, is provided with an automatic air lock purge system. The anaerobic condition in the chamber was maintained by initialization with N2 gas and then the mixture of gases of N2 + H2 + CO2 in the proportion 80+10+10. A two gas tank arrangement was made wherein only N2 was connected to the transfer chamber and mixed gas to the main chamber using Gassing Manifold (Hrishi Biotech, Pune, India) Preparation of Anaerobic Media The anaerobic media were prepared by heating the media while passing the mixture of gases of N2 and CO2 in 4: 1 proportion simultaneously. The media were added with a redox indicator [resazurin: 0.001 %] which is colorless in the presence of anaerobiasis and shows blue color inits absence. It was dispensed to 30/20/10 ml vials, sealed with rubber and aluminum clamps and sterilized by autoclaving at 121° C for minutes. Antimicrobial Study Preparation of the inoculum: The culture used in the study is Propionibacterium acnes ATCC 11827.The culture from the broth was inoculated to the fresh medium in vials (10%) and incubated for 48 hours at 37° C. The optical density (OD) of the culture at 625 nm was measured. It was maintained between 0.64 and 0.80 which corresponds to approximately 12 x 10^ cells/ml [4.0 MC Farland standard] Procedure : Medium used for this study was reinforced clostridial agar (RCA). The medium that was prepared and sterilized in 30-ml vials was poured into the plates inside the chamber and allowed to solidify. The culture was inoculated [0.3 ml / plate] into the plates and spread. After 30 minutes, antibacterial sterile discs [6 mm] were dispensed (2/plate). 2.5, 5.0, 7.5 and 10µ1 of the prepared samples and controls were dispensed onto the discs. The plates were incubated inside the anaerobic chamber at 37oC for 48 hours duration. Policosanol in different concentrations (0.1-2%) prepared in 1,2 Hexanediol was used as vehicle for the study with 1,2 Hexanediol as control. Clindac A (Clindamycin Phosphate Gel 1% w/w) was used as positive control. The clearance zone formed around the discs were measured and expressed in mm. The results of the study are given below As seen in the results above, Policosanol effectively inhibits Propionibacterium acnes in concentrations above 1% and the activity is comparable with Clindamycin gel. Inhibition of anaerobic organisms coupled with decrease in sebum secretion complements to its use in cosmetic formulations to control acne, as anti-seborrhea and antimicrobial, additionally could provide moisturizing properties. Policosanol could be used alone or in combination with other antibacterial, blemish erasers, sunscreen boosters among others. Cosmetic Formulations based on Policosanol are described in the following examples: Example 3: Sebum Control anti-acne Actives Percentage Boswellm CG 0.2 Policosanol 1.0 Coleus oil 2.0 Vit E 1.0 THP 0.1 Passives Cetyl Alcohol 4.0 Glyceryl monostearate 3.0 Cetostearyl alcohol 3.0 Isopropyl myristate 2.0 Myri styl mini state 1.0 Light liquid paraffin 5.0 Cetyl palmitate 1.0 BHT 1.0 BHA 0.5 CM-1000 2.0 Glycerin 2.0 EDTAtetra sodium 0.02 DM Water 71.0 MPS 0.2 PPS 0.02 cream Imidurea 0.15 (THP is Tetrahydropiperine (Sabinsa Corp., USA) derived from black pepper fruit, which functions as topical permeation enhancer) Example 4 : Sebum Control Sunscreen Cream Example 5: Sebum Control Moisturizing Complex Example 6 : Anti-dandruff, anti-seborrhic, hair oil Claims 1 .A novel, economically viable method for obtaining compositions containing 70 to 95 %. C24-C36 alkanols along with small percentage of other fatty alcohol by liquid carbon dioxide extraction and further purification by enzyme. 2. The compositions of claim 1 contain selectively 75 to 90% of C28 alkanols with 5-15% of other fatty alcohol especially C24-C36 particularly Tetracosanol,l-Hexacosanol,l-Heptacosanol, l-Triacontanol,l-Tetratriacontanol collectively known as Policosanol 3. The said enzymatic process of claim 1 uses immobilized hydrolyzing enzyme, preferably cellulase, lipase or mixture and more preferably lipase in concentrations of 0.1-10% w/w, which is added to the entrainer or co-solvent. 4. The compositions of claim 1 are obtained from plant and animal waxes, preferably sugarcane, bees wax, rice bran or other plant or animal sources 5. A process for preparing composition of the said alkanols in claim 1, useful in cosmetic applications in concentrations of 0.05-10%w/w, more preferably 1-5%. 6. The compositions of claim 1 have anti-seborrhea properties in concentrations of 0.5-10%, preferably l-4%w/w in cosmetic formulations. 7. The compositions of claim 1 have anti-bacterial activity particularly against Propionibacterium acnes and are useful in anti-acne preparations in concentrations of 1-10%, preferably in concentrations of 2-5%w/w in cosmetic formulations. 8. The compositions of claim 1 have excellent antidandruff and anti-seborrhic activity and are useful for preventing dandruff in hair care applications 9. The compositions of claim 1 have excellent moisturizing properties and are useful in preventing dry skin, dry skin itching and scaling, in concentrations of 0.5-10%, preferably l'4%w/w in cosmetic formulations. 10. The compositions of claim 1 can be used as solubilizing agent for oil soluble compounds in cosmetic formulations including steroids, phytoestrogens. 11. The compositions of claim 1 can be used in combination with other moisturizers like coriander seed oil, avacado oil, sandal seed oil, xyloglucans, beta-glycans amongst others 12. The compositions of claim 1 can be used in combination with other known tyrosinase inhibitors, elastase inhibitors, coUagenase inhibitors, anti-phlogistic, anti-aging and antioxidants for obtaining synergistic benefits. 13. The compositions of claim 1 can be used in the form of o/w or w/o emulsion, creams, lotions, chap sticks, lipsticks, deodorant sticks, gels, sprays and aerosols amongst others. 14. The alkanols in the compositions of claim 1 are derived from vegetable sources and can be used in cosmetic preparations to replace animal derived lipid components such as lanolin or wool fat.

Documents:

0389-che-2004 complete specification as granted.pdf

389-che-2004 abstract original.pdf

389-che-2004 claims granted.pdf

389-che-2004 description (complete) granted.pdf

389-che-2004 form 1.pdf

389-che-2004 form 13.pdf

389-che-2004 form 3.pdf

389-che-2004 petition.pdf

389-che-2004 power of attorney.pdf

389-che-2004-abstract.pdf

389-che-2004-claims.pdf

389-che-2004-correspondnece-others.pdf

389-che-2004-correspondnece-po.pdf

389-che-2004-description(complete).pdf

389-che-2004-form 1.pdf

389-che-2004-form 3.pdf

389-che-2004-form 9.pdf