Title of Invention

LVSTROUS COPPER BASED META FLAKES AND A METHOD FOR PRODUCING THE SAME

Abstract Lustrous copper-based metal flakes that contain, in addition to at least 51% copper, 1% to 49% aluminum and are produced via vacuum deposition of metal films onto a carrier sheet, stripping of the films from the carrier sheet, and subsequent comminuting of the films.
Full Text Copper-Based Metal Flakes, in Particular Comprising Aluminum, and Me-
thod for Production Thereof
Metallic effect pigments are pigments that exhibit specular reflection on flat, ori-
ented particles (DIN 55944). The interest in lustrous gold-colored effect pigments
is great, particularly in the fields of application of printing, lacquer, paint coating,
plastic coloring, cosmetics and glass coloring, since the gold-like products have a
high aesthetic quality and impart to such coated, imprinted or colored materials
an expensive look. Early on it was begun to replace the expensive genuine gold
flakes in the decorative field with more cost-effective alternatives.
The best known genuine-gold flake substitute pigments are the so-called gold
bronze powders, which consist predominantly of copper/zinc alloys and, depend-
ing on their composition, may have different shades of color ranging from red
gold to rich gold (Pigment Handbook, Vol. 1, Second Edition, p. 805 ff, Wiley).
Gold bronze pigments are produced through atomization of a molten copper/zinc
alloy and subsequent grinding of the granules produced by the atomization. Dur-
ing the grinding process, the alloy particles are deformed flake-like and commin-
uted. In practice gold bronze pigment is predominantly ground dry. To prevent
cold welding, a lubricant, such as stearic acid, is added to the utilized granules. A
post-treatment of the ground product by brushing or gentle milling in special ball
mills serves to improve the luster of the metal pigment and is referred to as pol-
ishing. Irregularities in the surfaces of the metal flakes have a luster-reducing

effect. Since the generation of irregularities in the structure of the surfaces of the
flakes and different flake thicknesses cannot be avoided during the grinding proc-
ess, the gold bronze pigments that are produced in this manner do not exhibit the
luster that is calculated from the reflectivity of the alloys. Additionally, virtually
all gold bronze pigments that are produced via grinding processes display leafing
properties, i.e., they float in the medium, which can be attributed to the lubricants
added during the grinding process. The manufacture of non-leafing gold bronze
pigments requires expensive freeing from lubricant.
Attempts to replace genuine gold flakes via iron-oxide-coated mica pigments (G.
Pfaff and R. Maisch, Farbe+Lack, Vol. 2, 1955, p. 89-93) or iron-oxide-coated
aluminum pigments (W. Ostertag, N. Mronga and P. Hauser, Farbe+Lack, Vol.
12, 1987, p. 973-976) do not achieve their objective regarding the required bril-
liance. While it is possible to produce interesting shades of color ranging from
red gold to green gold via interference effects, is has been shown that the high
luster-determining reflection values of metals cannot be achieved via oxidic
planes of reflection.
From US 4,321,087 it is known that metals are deposited onto a carrier sheet and
pigments are obtained after stripping and comminuting.
As a method for producing metallized layers the customary vapor deposition me-
thods (electron beam technology, resistance radiation heated processes) may be

be used, which are described in detail, for example in G. Kienel (editor)
"Vakuumbeschichtung Vol. 1-5", VDI-Verlag 1995.
In the case of alloys consisting of two or more components, a fractionating occurs
due to different vapor pressures. Different evaporation methods (flash evapora-
tion, simultaneous method, or jumping beam method) exist whereby homogene-
ous alloy layers of any desired composition are producible (G. Kienel).
It is the object of the invention to develop a lustrous gold-colored, highly brilliant
metallic effect pigment that does not have the shortcomings of the above-
described real-gold substitute products.
It is a particular object to make available a lustrous gold-colored metallic effect
pigment with plane-parallel surfaces and low uniform particle thickness, so that
the pigment can be applied in all areas of the graphics industry, particularly also
in offset printing.
It is an additional object of the present invention to make available a lustrous
gold-colored metallic effect pigment in various shades of color ranging from red
gold to green gold.
It is an additional object of the present invention to make the lustrous gold-
colored metallic effect pigment available in corrosion-stable form, so that no im-

pairment in the luster and shade of the products occurs in the customary fields of
application.
It should additionally be producible at economically supportable costs.
These objects are met with a one-layered flake-like metal pigment with plane-
parallel planes of reflection that is composed of a copper-based alloy deposited
by condensation from the vapor phase. Preferred suitable alloy partners are alu-
minum, but also the metals silver, palladium and silicon, either individually or in
combination. The coloristics of the novel lustrous gold-colored pigments are de-
termined predominantly by the ratio of copper to the achromatic alloy compo-
nents. The higher the percentage of copper, the more red gold the flakes are. Sili-
con increases the color depth of the flakes. Typical compositions of flakes with
red gold to yellow gold or green gold luster contain, in addition to copper, 1 to
49% aluminum and optionally 0.1 - 6% silicon. The flake thickness is 10 - 100
nm, preferably 20 - 60 nm and can be varied without difficulty. Very thin flakes
are partially transparent.
One particular characteristic of the lustrous gold-colored pigments are their per-
fect plane-parallel surfaces, their undisturbed structural composition and their
uniform flake thickness, which permits the highest possible reflection values.
The most important steps of the manufacturing process are the application of a
release coat onto a carrier, condensations of the alloy as a film onto the release

coat, stripping of the metallic film, comminuting of the film, and optionally siz-
ing of the pigment particles. The vaporizing of the metals in vacuo takes place
according to known methods using the ready-made alloys or the individual met-
als.
The inventive pigments exhibit the highest degree of brilliance and are suffi-
ciently corrosion-stable in many fields of application. If a special corrosion stabil-
ity is required it is possible to improve the stability of the highly lustrous pig-
ments through surface coating. The surface coatings are generally sufficiently
thin and have virtually no impact on the luster behavior of the metal flakes. Sur-
face coatings to improve the corrosion behavior may be applied in the vacuum
chamber in the course of the metal film deposition, for example through vacuum
deposition of SiOx on both sides of the metal film, or via wet-chemical methods
during or after comminuting of the film. Depending on the requirement, protec-
tive coatings of SiO2, Al2O3, phosphate, phosphoric ester, phosphinic acid, si-
lanes, or combinations of these compounds have proven effective.
The lustrous gold-colored metal flakes are used for lacquers, paints, dyes, prin-
ter's inks, plastic coloring, cosmetics, glass and ceramics.
The following is an explanation in detail:
The present invention relates to a novel effect pigment composed of an alloy. An
alloy, in this context, is understood to mean the solid solution of two or more

metals. Surprisingly it is possible to deposit coloristically suitable alloys from the
vapor phase in vacuo. Pigments that consist of alloys and are produced by simul-
taneous condensation of metal vapors have not been known until now.
Suitable alloys for the development of brilliant genuine-gold substitute pigments
via PVD processes are copper-based and contain, for example, as additional alloy
components, aluminum and/or silver, palladium and silicon. Among these listed
metals, aluminum is the preferred alloy partner of copper, not only because of its
superior reflectivity and low specific weight. Silver and palladium percentages in
the deposited alloy increase the corrosion stability of the lustrous gold-colored
metal flakes, silicon influences the coloristics. The metals may be evaporated
individually or as previously molten alloys.
Coloristically, a wide range between red gold, pale gold and green cold can be
created via the composition of the deposited alloy. The color-imparting copper
plays the main role in this context. The surfaces of pigments with 90 wt. % cop-
per, for example, have a red gold luster, whereas those with only 60 wt. % copper
appear pale yellow. Silicon has a brightness-reducing effect and becomes appar-
ent visually in a greater color depth of the lustrous gold-colored flakes.
Coloristically interesting compositions lie, for example, at 90 - 99% copper,
10 - 1% aluminum. If very thin flakes are present, they may display partial trans-
parency. Interference effects may have minor impacts on the above-described
coloristics.

The thickness of the lustrous gold-colored metal flakes can be adjusted and con-
trolled without difficulty via the evaporation rate of the metals and via the belt
speed. For economic reasons, the belt speeds are generally selected between 2
and 5 m/sec. Metal film thicknesses between 10 and 100 nm may be selected in
the process, as desired. For the manufacture of lustrous gold-colored metal flakes,
thicknesses between 20 and 60 nm are of particular interest. The particle size is
adjusted after stripping the metal films from the carrier sheet through mechanical
comminuting of the film fragments. The comminuting may take place with suit-
able agitators, pumps, or with the aid of ultrasound units of the film fragments
that are suspended in a solvent. Generally, particle sizes between 3 and 150 µm,
preferably between 5 and 50 µm are of interest. As with all effect pigments, the
optical appearance may be varied by means of sizing, i.e., setting narrow particle
size distributions with different mean diameters. The sizing may be performed,
for example, in a decanter.
The characteristic properties of the gold-colored metal flakes are their high re-
flectability and a very high tinctorial power of the pigment in the application. The
high reflectability is based on the mirror-smooth undisturbed surfaces and the
uniform thickness of the flakes. Potential scatter centers are reduced to a mini-
mum. The high tinctorial power of the pigment is based on the low thickness of
the individual particles so that a sufficient degree of coverage can be attained
already with a comparably small amount of pigment.

The inventive pigments are produced in such a way that a carrier sheet, for exam-
ple a PET film or a continuous metal belt is optionally coated with a release coat.
The coating of the carrier sheet with a soluble resin or wax may be performed via
a dipping or imprinting method.
The appropriate metals are then evaporated individually or as pre-molten alloy
for example in one or more evaporators under high vacuum and condensed onto
the carrier sheet.
The metal film is subsequently stripped and comminuted to pigment particle size
in a solvent suitable for the application, such as isopropanol, isopropylacetate,
ehtylacetate or glycol ether by means of a suitable agitator or a pump that exerts
high shearing forces. Ultrasound comminuting may be used in addition or alterna-
tively. Optionally, the pigment particles are also sized.
To protect the metal surfaces of the inventive pigments from corrosion, it is pos-
sible to provide them in an additional step with anticorrosive layers. Since these
layers are thin and low refracting, they have virtually no influence on the optical
behavior of the pigments. In principle, two methods of applying anticorrosive
layers are possible: on one hand by vapor deposition of a double-sided protective
layer during the evaporation process, on the other hand by precipitation of a pas-
sivating layer during or after comminuting of the film fragments. The vapor de-
position of protective layers during the evaporating process is performed in the
sequence protective layer, alloy film, protective layer, for which low-soluble but

easily evaporated materials are generally selected, such as SiOx or MgF2. The
precipitation of a passivation layer is performed as a wet-chemical reaction. The
precipitation of a thin SiO2 layer, expediently via a sol-gel process through hy-
drolysis of silanes and subsequent silanol treatment has proven suitable, also the
precipitation of aluminum oxide, silicon oxide, phosphate, phosphoric acid,
phosphoric esters, phosphinic acid, silanes, organically modified silicates, titan-
ates, zirconates or methacrylate-based polymer layers or combinations of these
compounds.
The invention will be explained in more detail below based on preferred em-
bodiments.
Example 1
In a roll coater by firm Leybold Heraeus, a PET carrier film of 48 µm thickness,
which is coated with a release coat, is coated with a copper/aluminum alloy under
high vacuum. The release coat consists of acetone-soluble methylmethacrylate
resin and is printed on in advance in a separate processing step. The vacuum is
adjusted to 5.10-4 mbar.
The speed with which the carrier film is unwound is 4 m/s. The copper/aluminum
alloy with a copper content of 92% is evaporated in a boat via resistance heating
at a rate that results in a metal film thickness on the moving carrier sheet of 40
run. After completion of the coating the roll coater is flooded with nitrogen, the

metallized PET roll is removed and treated with acetone in a stripping station.
Through dissolving of the release coat the metal film is separated from the carrier
film. The metallic film fragments are concentrated in a centrifuge and separated
from the release-coat containing acetone solution. The filter cake is then entered
into an isopropanol solution, where the film is comminuted over the course of 20
minutes. The suspension in which the metal flakes are present is a 12% suspen-
sion.
The obtained pigment suspension exhibits lustrous gold-colored pigment particles
of the highest brilliance. The mean particle size of the flakes is 10 µm (Cilas).
Chemical analyses show that the pigment contains 92% copper and 8% alumi-
num. X-ray analyses reveal that the elements are present in homogenous alloy
form.
Example 2
a) In the set-up described in example 1, a copper-aluminum-silicon film is depos-
ited. This is performed analogous to example 1, with the difference that, in addi-
tion to the evporation source for copper/aluminum, an additional one is installed
for silicon. The copper/aluminum alloy that is made available for the evaporation
contains 94% copper. The thickness of the film that is precipitated from the vapor
phase is set to 45 nm. Stripping of the film and comminuting of the film frag-
ments to pigment size takes place as in example 1.

The pigment that is obtained in suspension has a deep red golden luster. It con-
tains 2% silicon. The mean particle size, according to Cilas measurements, is 11
µm.
b) Stabilization:
1000 g of the above produced 12% pigment suspension in isopropanol are heated
to the boiling point and 11 g tetraethoxysilane and 10 g water are added. A 10%
aqueous solution DMEA is subsequently added using a Dosimat until a pH of 8 is
reached. The mixture is stirred for 2 hours while maintaining the pH. 1.4 g di-
phenyl dimethoxysilane, which is dissolved in 12 g isopropanol, is then evenly
dosed in over the course of 4 hours while stirring. Subsequently, 0.5 g 3-
aminopropyl-trimethoxysilane (Dynasilan AMMO) are added and the mixture is
cooled over the course of 10 hours while stirring.
The metal pigment is then present in a corrosion-stabilized form.

WE CLAIM:
1. Lustrous copper-based metal flakes that contain, in addition to at least
51% copper, 1% to 49% aluminum and are produced via vacuum
deposition of metal films onto a carrier sheet, stripping of the films from
the carrier sheet, and subsequent comminuting of the films.
2. Lustrous copper-based metal flakes as claimed in claim 1, wherein the
flakes contain silicon as an additional alloy component.
3. Lustrous copper-based metal flakes as claimed in any of claims 1-2,
wherein the flake-shaped effect pigment has plane-parallel surfaces and a
thickness between 10 and 100 nm, preferably between 20 and 60 nm.
4. Lustrous, copper-based metal flakes as claimed in any of claims 1-3,
wherein the surface of the pigment particles is coated with an
anticorrosive layer.
5. Lustrous copper-based metal flakes as claimed in claim 4, wherein the
anticorrosive layer contains aluminum oxide, silicon oxide, phosphate,
phosphoric acid, phosphoric ester, phosphinic acid, silanes, organically
modified silicates, titanates, zirconates or methacrylate-based polymer
layers or combinations of these compounds.

6. A method for producing lustrous, copper-based metal flakes as claimed in
any of claims 1-5 with the following process steps:
a) optionally applying a release coat on a carrier sheet
b) applying of a metal film onto the release coat or the carrier
sheet comprising at least the components copper an
aluminum comminuting to pigment particles
c) stripping of the metal film
d) comminuting to pigment particles.

7. The method as claimed in claim 6, wherein applying of the metal film takes
place through evaporation of the alloy components.
8. The method as claimed in claim 6, wherein applying of the metal film takes
place through separate evaporation of the alloy components.
9. The method as claimed in claim 6, wherein applying of the metal film takes
place through separate evaporation of an alloy and one or more additional
components.

10. The method as claimed in any of claims 6-9, wherein applying of the metal
film takes place through electron beam, resistance heating or radiation
heating.
11. The method as claimed in any of claims 6-10, wherein applying of the
metal film takes places through flash evaporation, simultaneous
evaporation, or jumping beam evaporation.

Lustrous copper-based metal flakes that contain, in addition to at least 51%
copper, 1% to 49% aluminum and are produced via vacuum deposition of metal
films onto a carrier sheet, stripping of the films from the carrier sheet, and
subsequent comminuting of the films.

Documents:

406-KOLNP-2005-CORRESPONDENCE.pdf

406-KOLNP-2005-FORM 13.pdf

406-KOLNP-2005-FORM 27.pdf

406-KOLNP-2005-FORM-27.pdf

406-KOLNP-2005-GFA.pdf

406-kolnp-2005-granted-abstract.pdf

406-kolnp-2005-granted-claims.pdf

406-kolnp-2005-granted-correspondence.pdf

406-kolnp-2005-granted-description (complete).pdf

406-kolnp-2005-granted-examination report.pdf

406-kolnp-2005-granted-form 1.pdf

406-kolnp-2005-granted-form 18.pdf

406-kolnp-2005-granted-form 2.pdf

406-kolnp-2005-granted-form 3.pdf

406-kolnp-2005-granted-form 5.pdf

406-kolnp-2005-granted-pa.pdf

406-kolnp-2005-granted-reply to examination report.pdf

406-kolnp-2005-granted-specification.pdf

406-kolnp-2005-granted-translated copy of priority document.pdf

406-KOLNP-2005-OTHERS.pdf


Patent Number 230154
Indian Patent Application Number 406/KOLNP/2005
PG Journal Number 09/2009
Publication Date 27-Feb-2009
Grant Date 25-Feb-2009
Date of Filing 14-Mar-2005
Name of Patentee ECKART GMBH & CO.KG
Applicant Address KAISERSTRASSE 30,D-90763 FURTH
Inventors:
# Inventor's Name Inventor's Address
1 WOLFGANG HERZING JAGERSGRUND 1-3,D-57339 ERNDTEBUCK
PCT International Classification Number C09C 1/66
PCT International Application Number PCT/EP03/008730
PCT International Filing date 2003-08-07
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 10237957.2 2002-08-20 Germany