Title of Invention

AN APPARATUS FOR HEATING CANCEROUS OR BENIGN CONDITIONS OF AN ORGAN BY SELECTIVE IRRADIATION OF THE ORGAN TISSUE WITH ENERGY

Abstract An apparatus for treating cancerous or benign conditions of an organ includes an E-field probe sensor (175) inserted to a depth in the organ tissue, a plurality of feedback temperature sensors (410) monitoring skin surface temperatures adjacent the organ, two or more energy applicators (100) positioned around the organ, control means (250) which set the initial power level delivered to the energy applicators (100) and adjust the level of power to be delivered to the energy applicators during the heating based on the monitored skin temperatures; and means (260) for displaying the total energy in real time during the heating wherein the control means (250) determines the total energy delivered to the energy applicators (100) and turns off the energy being delivered when the desired total energy dose had been delivered by the energy applicators (100) to the organ. Either focused or non-focused energy may be employed.
Full Text Background of the Invention
[001] The present invention generally relates to a minimally invasive method for
administering focused energy such as adaptive microwave phased array hyperthermia
for treating ductal and glandular carcinomas and intraductal hyperplasia as well as
benign lesions such as fibroadenomas and cysts in compressed breast tissue. In
addition, the method according to the invention may be used to treat healthy tissue
containing undetected microscopic pathologically altered cells of high-water content
to prevent the occurrence of or the recurrence of cancerous, pre-cancerous or benign
breast lesions.
[002] In order to treat primary breast cancer with hyperthermia, it is necessary to
heat large volumes of tissue such as a quadrant or more of the breast. It is well
known that approximately 90% of all breast cancers originate within the lactiferous
ductal tissues (milk ducts) with much of the remaining cancers originating in the
glandular tissue lobules (milk sacks) (Harris et al., The New England Journal of
Medicine, Vol. 327, pp. 390-398, 1992). Breast carcinomas often involve large
regions of the breast for which current conservative treatments have a significant risk
of local failure. Schnitt et al., Cancer, Vol. 74 (6) pp. 1746-1751, 1994. With early-
stage breast cancer, known as Tl (0-2 cm) or T2 (2-5 cm) cancers, the entire breast is
at risk and often is treated with breast-conserving surgery combined with full-breast
irradiation to destroy any possible microscopic (not visible to the human eye without
the aid of a microscope or mammography) cancer cells in the breast tissue
(Winchester et al., CA-A Cancer Journal for Clinicians, Vol. 42, No. 3, pp. 134-162,
1992). The successful treatment of invasive ductal carcinomas with an extensive
intraductal component (EIC) where the carcinomas have spread throughout the ducts
is particularly difficult, since large portions of the breast must be treated. Over
800,000 breast needle biopsies of suspicious lesions are performed annually in the
United States with approximately 180,000 cases of cancer detected, the rest being
nonmalignant such as fibroadenomas and cysts.
[003] The use of heat to treat breast carcinomas can be effective in a number of
ways, and in most cases the heat treatment must be capable of reaching,

simultaneously, widely separated areas within the breast. Heating large volumes of
the breast can destroy many or all of the microscopic carcinoma cells in the breast,
and reduce or prevent the recurrence of cancer - the same approach is used in
radiation therapy where the entire breast is irradiated with x-rays to kill all the
microscopic cancer cells. Heating the tumor and killing a large percentage or all of
the tumor cells prior to lumpectomy may reduce the possibility of inadvertently
seeding viable cancer cells during the lumpectomy procedure, thus reducing local
recurrences of the breast. Sometimes, the affected breast contains two or more tumor
masses distributed within the breast, known as multi-focal cancer, and again the
heating field must reach widely separated regions of the breast. Locally advanced
breast carcinomas (known as T3) (Smart et al., A Cancer Journal for Clinicians, Vol.
47, pp. 134-139, 1997) can be 5 cm or more in size and are often treated with
mastectomy. Pre-operative hyperthermia treatment of locally advanced breast cancer
may shrink the tumor sufficiently to allow a surgical lumpectomy procedure to be
performed - similar to the way pre-operative chemotherapy is currently used. Pre-
operative hyperthermia treatment of locally advanced breast cancer may destroy the
tumor completely, eliminating the need of any surgery.
[004] It is well known that microwave energy can preferentially heat high-water
content tissues such as breast tumors and cysts, compared to the heating that occurs in
low-water content tissue such as fatty breast tissue. Many clinical studies have
established that hyperthermia (elevated temperature) induced by electromagnetic
energy absorption in the microwave band, significantly enhances the effect of
radiation therapy in the treatment of malignant tumors in the human body (Valdagni,
et al., International Journal of Radiation Oncology Biology Physics, Vol. 28, pp. 163-
169,1993; Overgaard et al., International Journal of Hyperthermia, Vol. 12, No. 1,
pp. 3-20, 1996; Vemon et al., International Journal of Radiation Oncology Biology
Physics, Vol. 35, pp. 731-744, 1996; van der Zee et al, Proceedings of the 7th
International Congress on Hyperthermic Oncology, Rome, Italy, April 9-13, Vol. II,
pp. 215-217,1996; Falk and Issels, Hyperthermia in Oncology, International Journal
of Hyperthermia, Vol. 17, No. 1, 2001, pp. 1-18.). Radio-resistant cells such as S-
phase cells can be killed directly by elevated temperature (Hall, Radiobiology for the
Radiologist, 4th Edition, JB Lippincott Company, Philadelphia, pp. 262-263, 1994;

Perez and Brady, Principles and Practice of Radiation Oncology, Second Edition, JB
Lippincott Company, Philadelphia, pp. 396-397, 1994). Hyperthermia treatments
with microwave radiating devices are usually administered in several treatment
sessions, in which the malignant tumor is heated to about 43° C for about 60 minutes.
It is known that the amount of time to kill tumor cells decreases by a factor of two
for each degree increase in temperature above about 43° C (Sapareto, et al.,
International Journal of Radiation Oncology Biology Physics, Vol. 10, pp. 787-800,
1984). Thus, a 60-minute treatment at 43° C can be reduced to only about 15 minutes
at 45° C, which is often referred to as an equivalent dose (t430c equivalent minutes). It
has also been clinically established that thermotherapy enhances the effect of
chemotherapy (Falk and Issels, 2001). During treatments with noninvasive
microwave applicators, it has proven difficult to heat semi-deep tumors adequately
while preventing surrounding superficial healthy tissues from incurring pain or
damage due to undesired hot spots. The specific absorption rate (SAR) in tissue is a
common parameter used to characterize the heating of tissue. The SAR is
proportional to the rise in temperature over a given time interval, and for microwave
energy the SAR is also proportional to the electric field squared times the tissue
electrical conductivity. The units of absolute SAR are watts per kilogram.
[005] Non-coherent-array or non-adaptive phased array hyperthermia treatment
systems typically can heat superficial tumors, but are restricted in their use for heating
deep tumors or deep tissue, because they tend to overheat intervening superficial
tissues, which can cause pain and/or burning. The first published report describing a
non-adaptive phased array for deep tissue hyperthermia was a theoretical study (von
Hippel, et al., Massachusetts Institute of Technology, Laboratory for Insulation
Research, Technical Report 13, AD-769 843, pp. 16-19, 1973). U.S. Patent No.
3,895,639 to Rodler describes two-channel and four-channel non-adaptive phased
array hyperthermia circuits. Recent developments in hyperthermia systems
effectively targets the delivery of heat to deep tissue using adaptive phased array
technology originally developed for microwave radar systems (Skolnik, Introduction
to Radar Systems, Second Edition, McGraw-Hill Book Company, 1980 pp. 332-333;
Compton, Adaptive Antennas, Concepts and Performance, Prentice Hall, New Jersey,
p. 1 1988; Fenn, IEEE Transactions on Antennas and Propagation, Vol. 38, number 2,

pp. 173-185,1990; U.S. Patents Nos. 5,251,645; 5,441,532; 5,540,737; 5,810,888).
[006] Bassen et al., Radio Science, Vol. 12, No. 6(5), Nov-Dec 1977, pp. 15-25,
shows that an electric-field probe can be used to measure the electric-field pattern in
tissue, and in particular, shows several examples in which the measured electric-field
has a focal peak in the central tissue. This paper also discusses a concept for real-
time measurements of the electric-field in living specimens. However, Bassen et al.
did not develop the concept of measuring an electric-field using real-time with an
electric-probe to adaptively focus a phased array.
[007] An adaptive phased array hyperthermia system uses E-field feedback
measurements to focus its microwave energy on deep tissue while simultaneously
nullifying any energy that might overheat surrounding healthy body tissue. Pre-
clinical studies indicate that adaptive microwave phased arrays have the potential for
delivering deep heat while sparing superficial tissues from excessive temperatures in
deep torso (Fenn, et al., International Journal of Hyperthermia, Vol. 10, No. 2, March-
April, pp. 189-208,1994; Fenn et al., The Journal of Oncology Management, Vol. 7,
number 2, pp. 22-29, 1998) and in breast (Fenn, Proceedings of the Surgical
Applications of Energy Sources Conference, 1996; Fenn et al., International Journal
of Hyperthermia, Vol. 15, No. 1, pp. 45-61, 1999; Gavrilov et al., International
Journal of Hyperthermia, Vol. 15, No. 6, pp. 495-507, 1999).
[008] The most difficult aspect of implementing hyperthermia in deep breast tissues,
with microwave energy, is producing sufficient heating at a predetermined depth
while protecting the skin from burns. Noninvasive multiple applicator adaptive
microwave phased arrays with invasive and noninvasive electric field probes can be
used for producing an adaptively focused beam at the tumor position with adaptive
nulls formed in healthy tissues as described in U.S. Pat Nos. 5,251,645, 5,441,532,
5,540,737, and 5,810,888, all ofwhich are incorporated herein by reference. Ideally,
a focused microwave radiation beam is concentrated at the tumor with minimal
energy delivered to surrounding healthy tissue. To control the microwave power
during treatment, a temperature-sensing feedback probe (Samaras et al., Proceedings
of the 2nd International Symposium, Essen, Germany, June 2-4, 1977, Urban &
Schwarzenberg, Baltimore, 1978, pp. 131 -133) is inserted into the tumor, however, it

is often difficult to accurately place the probe in the tumor. An additional difficulty
occurs in delivering hyperthermia to carcinoma spread throughout the ductal or
glandular tissues of the breast, because of a lack of a well defined target position for
the temperature-sensing feedback probe. In other situations, it is desirable simply to
avoid inserting probes (either temperature or E-field) into the breast tissue in order to
reduce the risk of infection or spreading the cancer cells when the probe passes
through the rumor region.
[009] The standard of medical care for treating benign cysts that have been detected
varies from doing nothing to draining the cysts. The medically accepted position of
not treating the cysts exists because the only known method of removing cysts
involves invasive surgery. The alternative to surgically cutting and removing a cyst is
draining the cyst. Draining the cyst is achieved by piercing the cyst and removing the
liquid inside the cyst. While this method may temporarily relieve the pain associated
with the cyst, the cyst may grow back if the draining procedure failed to remove the
entire cyst. Therefore, there is a need for a non-invasive removal of these benign
cysts.
[010] The above shortcomings are solved by the Assignee of the instant invention's
method for heating cancerous conditions of the breast which comprises the steps of
inserting an E-field probe sensor in the breast, monitoring temperatures of the skin
surface, orienting two microwave applicators on opposite sides of the breast, setting
the initial microwave power and phase delivered to each microwave applicator in
order to focus the field at the inserted E-field sensor, adjusting the microwave power
to be delivered to the breast based on the monitored skin temperatures, and
monitoring the microwave energy dose delivered to the breast being treated and
completing the treatment when a desired total microwave energy dose has been
delivered by the microwave applicators.
[011] Moreover, the above method by the Assignee of the instant invention has
application in situations such as when there is no well-defined position to place the
temperature feedback sensor, or when it is desirable to avoid inserting a temperature
probe into the breast tissue. Only a single minimally invasive E-field sensor is
required in the preferred method taught by the Assignee. Thus, in the case of
advanced breast cancer (e.g., a tumor 5-8 cm), this method can destroy a significant

portion of the breast cancer cells and shrink the tumor or lesion (i.e., thermal
downsizing to e.g., 2 - 3 cm) thereby replacing a surgical mastectomy with a surgical
lumpectomy. In the alternative, the entire advanced breast cancer lesion can be
destroyed and no surgery may be required. In early-stage breast cancer or for small
breast lesions, the Assignee's method may destroy all of the breast cancer cells or
benign lesions with heat (i.e., a thermal lumpectomy) thereby avoiding a surgical
lumpectomy. In addition, the method can be used to enhance radiation therapy or for
targeted drug delivery with thermosensitive liposomes as described in U.S. Pat. No.
5,810,888 and/or targeted gene therapy delivery. The assignee's method maybe used
with a recently developed temperature sensitive liposome formulation with
chemotherapy agents such as doxorubicin as described in U.S. Pat. No. 6,200,598
"Temperature Sensitive Liposomal Formulation," March 13, 2001 to Needham, in
which drug agents are released at temperatures of approximately 39 to 45 degrees
Celsius.
[012] The assignee's method described above destroys the cancerous cells while
sparing the normal glandular, ductal, connective, and fatty tissue of the breast. Thus,
a thermal lumpectomy according to the invention avoids damage to such healthy
tissue and is a breast conservation technique.
[013] While the Assignee's method may be achieved employing the adaptive
microwave phased array technology, focussing energy, in general, may be used to
heat and ablate an area of tissue. The focused energy may include electromagnetic
waves, ultrasound waves or waves at radio frequency. That is, any energy that can be
focused to heat and ablate an area of tissue.
[014] While the Assignee's method described above non-invasively removes cysts
from breast tissue, other problems arise due to the externally focused microwaves and
the mechanical pressure employed to compress the breast tissue. Thus, improvements
in safety of such a non-invasive thermotherapy cancer treatment are needed.
Summary of the Invention
[015] Applicants overcome shortcomings in the prior art with their inventive
method for treating cancerous or benign conditions of an organ by selective
irradiation of the organ tissue with focused energy. The method according to the

invention may include the steps of inserting an E-field probe sensor to an appropriate
depth in the organ tissue, monitoring temperatures of the skin surface adjacent the
organ, positioning two or more energy applicators around the organ, setting the initial'
power level delivered to each energy applicator, setting the initial relative phase
delivered to each energy applicator to focus the energy at the E-field probe positioned
in the organ tissue, delivering energy to the two or more energy applicators to
selectively irradiate the organ tissue with focused energy and treat at least one of
cancerous and benign conditions of the organ, adjusting the level of power to be
delivered to each energy applicator during treatment based on the monitored skin
temperatures, monitoring the energy delivered to the energy applicators, determining
total energy delivered to the energy applicators and displaying the total energy in real
time during the treatment, and completing the treatment when the desired total energy
dose has been delivered by the energy applicators to the organ. The preferred organ to
be treated is the breast and in a preferred method the energy applicators may be
positioned in a ring about the breast (or other organ).
[016] According to the invention, a preferred method for treating cancerous or
benign conditions of an organ by selective irradiation of the organ tissue with energy
may include the steps of injecting a substance that enhances heating to an appropriate
depth in the organ tissue, monitoring temperatures of the skin surface adjacent the
organ, positioning at least one energy applicator about the organ, setting the initial
power level delivered to each at least one energy applicator, delivering energy to the
at least one energy applicator to selectively irradiate the organ tissue with energy and
treat at least one of cancerous and benign conditions of the organ, adjusting the level
of power to be delivered to each at least one energy applicator during treatment based
on the monitored skin temperatures, monitoring the energy delivered to the at least
one energy applicator, determining total energy delivered to the at least one energy
applicator and displaying the total energy in real time during the treatment, and
completing the treatment when the desired total energy dose has been delivered by the
at least one energy applicator to the organ. That is, Applicants envision that the method
according to the invention may be achieved with a single applicator and may be any
energy that can be focussed on the cancerous or benign conditions of the organ.
[017] In accordance with the invention, microwave absorbing pads and metallic

shielding are attached to microwave thermotherapy applicators and to the breast
compression paddles. These safety precautions added to the Assignee's method
reduce the electric-field intensity and temperature outside the primary microwave
applicator aperture field in the vicinity of the base of the breast, chest wall region, and
head and eyes during adaptive phased array thermotherapy in compressed breast
tissue for breast tumor (malignant or benign) treatment.
[018] In order to minimize the amount of invasive skin entry points, combined E-
field and temperature sensors within a single catheter are used with the Assignee's
method. As a result, only a single minimally invasive skin entry point is required
resulting in improved patient comfort and reducing the risk of infection.
[019] Additionally, adaptive microwave phased array thermotherapy can be used as
a heat-alone treatment for early-stage breast cancer. Or adaptive microwave phased
array thermotherapy can be used in combination with a chemotherapy regimen and/or
gene based modifiers for treatment of the primary breast tumor in locally advanced
breast cancer. Alternatively, the breast thermotherapy heat-alone treatment can be
used as a pre-surgical tool to reduce the rate of second or third incisions (additional
surgery) for lumpectomy patients. An additional use of adaptive microwave
thermotherapy can be in improved breast cancer prevention in which thermotherapy is
used with Tamoxifen or other antiestrogen drug for blocking estrogen from binding to
the estrogen receptors of breast carcinomas and for direct cancer cell kill by heat.
[020] Further objectives and advantages will become apparent from a consideration
of the description and drawings.
Brief Description of the accompanying Drawings
[021] The invention is better understood by reading the following detailed
description with reference to the accompanying figures, in which like reference
numerals refer to like elements throughout, and in which:
Fig. 1 is a detailed lateral view of the female breast;
Fig. 2 shows examples of the progression of ductal carcinomas and lobular
carcinomas in the ductal and glandular tissues of the breast;
Fig. 3 shows the measured values of dielectric constant and electrical
conductivity for normal breast tissue and breast tumor for three different studies. The

study labeled B (Burdette) was for measurements through the breast skin which
accounts for the differences between the other studies, denoted C and J;
Fig 4 shows the measured water content of breast fat, glandular/connective
tissue, benign Fibroadenoma, and breast carcinoma (from Campbell and Land 1992);
Fig. 5 shows the system according to the invention for heating the breast
under compression;
Fig. 6 shows the patient in a prone position with the breast compressed and an
E-field probe inserted at the desired focal depth in the breast;
Fig. 7 shows the calculated focal microwave energy as a function of
compressed breast tissue thickness;
Fig. 8 shows a three-dimensional view of the computer simulated dual-
opposing microwave waveguide applicators used in heating the breast;
Fig. 9 shows a calculated side view of the 915 MHz specific absorption rate
(SAR) heating pattern in homogeneous normal breast tissue with central focus;
Fig. 10 shows a calculated top view of the 915 MHz SAR heating pattern in
homogeneous normal breast tissue with central focus;
Fig. 11 shows a calculated end view of the 915 MHz SAR heating pattern in
homogeneous normal breast tissue with central focus;
Fig. 12 shows a calculated top view of the 915 MHz SAR heating pattern
when there are two simulated breast tumors, each with a diameter of 1.5 cm, spaced 5
cm apart. The 50% SAR contours are aligned with the tumors indicative of selective
heating;
Fig. 13 shows a calculated linear cut of the 915 MHz SAR heating pattern
(through the central plane of Figure 12) when there are two simulated breast tumors,
each with a diameter of
1.5 cm, spaced 5 cm apart. The SAR has sharp peaks that are aligned with the tumors
indicative of selective heating;
Figure 14 illustrates a breast thermotherapy system according to the invention
with added safety features including microwave absorbing pad on top of waveguide
applicator and metallic shield covering top section of waveguide aperture;
Figure 15 is a side view showing a simple T-shaped breast phantom with
microwave absorbing pads, metallic shielding, air gaps, and combined E-field

focusing and temperature probes;
Figure 16 is a side view showing a breast-shaped phantom with microwave
absorbing pads, metallic shielding, air gaps, and combined E-field focusing and
temperature probes;
Figure 17 shows a compression paddle with a rectangular shaped window in
the vertical surface and a microwave absorbing pad attached to the top surface of the
paddle;
Figure 18 is a side view of waveguide applicators with metallic shielding
added to the upper portion of the compression paddles on the surface facing away
from the breast skin;
Figure 19 is a graph showing measured temperature versus time for the simple
T-shaped phantom heated by the adaptive phased array applicators, without shielding
and absorbing pads; and
Figure 20 is a graph showing measured temperature versus time as the simple
T-shaped phantom heated by the adaptive phased array applicators with shielding and
absorbing pads.
Detailed Description of the Preferred Embodiment
Dielectric Properties of Breast Tissue
[022] A detailed lateral view of the female breast is shown in Figure 1
(Mammography - A User's Guide, National Council on Radiation Protection and
Measurements, NCRP Report No. 85,1 August 1987, p.6). The amount of glandular
and fatty tissue within the breast can vary widely, from primarily fatty tissue to
extremely dense glandular tissue. Breast cancer cells, which are high-water content
cells, usually form within the lactiferous ducts and glandular tissue lobules as
depicted in Figure 2 (adapted from Dr. Susan Love's Breast Book, Addison Wesley,
Mass., 1990, pp. 191-196). The first indication of abnormal cell growth within the
duct is referred to as intraductal hyperplasia, followed by intraductal hyperplasia with
atipia. When the ducts become nearly full, the condition is known as intraductal
carcinoma in situ (DCIS). These three conditions are referred to as pre-cancers.
Finally, when the ductal carcinomas break through the ductal wall, the lesion is
referred to as invasive ductal cancer. Cancer forms in the same way in the glandular

lobules of the breast. All of the above cells are often cited as being high-water
content with the exception of pure fat tissue (low-water content) and pure
glandular/connective tissue (low to medium-water content) within the breast.
[023] Microwave radiation in the Industrial, Scientific, Medical (ISM) band 902 to
928 MHz is commonly used in commercial clinical hyperthermia systems, and is the
primary frequency band considered here. Very little detailed microwave heating
information on female breast tissues exists - however, it is well known that
carcinomas of the breast are selectively heated compared to surrounding fatty breast
tissues. Four main articles are: 1) Chaudhary et al., Indian Journal of Biochemistry
and Biophysics, Vol. 21, pp. 76-79,1984; 2) Joines et al., Medical Physics, Vol. 21,
No. 4, pp. 547-550, 1994; 3) Surowiec et al., IEEE Transactions on Biomedical
Engineering, Vol. 35, No. 4, pp. 257-263,1988 and 4) Campbell and Land, Physics in
Medicine and Biology, Vol. 37, No. I, 193-210, 1992. Another article, Burdette,
AAPM Medical Physics Monographs, No. 8, pp. 105,130, 1982, has measured data
for breast tissue, however, these data were measured through the skin and probably
are not representative of breast tissue itself. The dielectric properties are usually
given in terms of dielectric constant and electrical conductivity as depicted for normal
breast tissue and breast tumor as shown in Figure 3. At 915 MHz, removing the data
from the Burdette study, the average dielectric constant of normal breast is 12.5 and
the average conductivity is 0.21 S/m. In contrast, for breast tumor the average
dielectric constant is 58.6 and the average conductivity is 1.03 S/m. Note: The data
from Chaudhary et al (C) and Joines et al (J) studies are measured at room
temperature (25° C). It should be noted that as temperature increases, generally the
dielectric constant decreases and the electrical conductivity increases. The dielectric
parameters of normal breast and breast tumor are similar to low-water content fatty
tissue and high-water content muscle tissue, respectively. It should be noted that
normal breast tissue contains a mixture of fat, glandular and connective tissues.
Detailed information on 17 tissue types, including skin, muscle, and fat, is presented
in an article by Gabriel et al, Phys. Med. Biol., Vol. 41, pp. 2271-2293,1996. The
article by Surowiec et al., has detailed information on selected glandular, ductal, fatty
and cancerous tissues, but they only measured the parameters in the range 20 kHz to
100 MHz. It is possible to estimate the electrical properties of breast tissues at 915

MHz from data measured at 100 MHz. Applicants are not aware of any measured
dielectric parameter data on pure ductal and glandular breast tissue for the frequency
of interest, namely 915 MHz.
[024] The article by Campbell and Land has measured dielectric parameter data at
3.2 GHz, and the percent water content of breast fat, glandular and connective tissue,
benign tumors (including fibroadenomas), and malignant tumors. Their measured
data of percent water content can be used to assess the relative heatability of breast
tissues, that is, higher water content tissues heat faster than lower water content
tissues. The range of values for measured water content (by weight) is as follows:
breast fat (11 to 31%), glandular and connective tissue (41 to 76%), benign tumors
(62 to 84%), and malignant tumors (66 to 79%) where selected values are depicted in
Figure 4. Thus based on water content, it is expected that benign breast lesions and
breast tumors will heat significantly faster than glandular, connective, and fatty breast
tissues. Typically, for electrical conductivity at 3.2 GHz, their best choice of
I measured values is as follows: breast fat (0.11 to 0.14 S/m), glandular and connective
tissue (0.35 to 1.05 S/m), benign tumors (1.0 to 4.0 S/m), and malignant tumors (3.0
to 4.0 S/m). Accordingly, the electrical conductivity of benign and malignant tumors
tends to be up to about four times higher than the glandular and connective tissue and
to about 30 times higher than pure fat. These data are consistent with the electrical
) conductivity data measured at 915 MHz by Chaudhary et al. as well as by Joines et al
shown in Figure 3.
[025] Moreover, Chaudhary 1984 has measured electrical conductivity data for
normal breast tissue at 3 GHz, where the conductivity is 0.36 S/m, consistent with the
range (0.35 to 1.05 S/m) for normal glandular and connective tissue measured by
5 Campbell and Land at 3.2 GHz. Thus, from the best available data, breast fat is low-
water content, glandular and connective tissue is low to medium-water content, and
breast tumors are high-water content. Accordingly, it is expected that benign and
malignant tumor cells will be heated much more rapidly and to significantly higher
temperatures than the surrounding fat, glandular, ductal, and connective tissue cells.
0 In other words, only the microscopic and visible tumor cells are preferentially heated
in this treatment, with all the surrounding fat, glandular, ductal, and connective
tissues spared from heat damage.

[026] Tissue electrical conductivity is a primary controlling parameter for tissue
heating with microwave energy. Tissue electrical conductivity is also referred to as
tissue ionic conductivity with units of Siemens per meter. Electrical conductivity is a
function of the tissue properties primarily the water content, ion content, and
temperature (F.A. Duck, Physical Properties of Tissue, Academic Press, 1990,
Chapter 6, pp. 167-223). The electrical conductivity increases as the water content,
ion content, and temperature of the tissue increases. For example, physiological
saline has a higher ionic conductivity than pure water. Warm saline has a higher
ionic conductivity than cool saline. Invasive or infiltrating breast cancer cells are
reported as being moderately to poorly differentiated, meaning they increasingly lose
the ability to function as normal cells. As cancer cells lose their functionality they
can swell in size and absorb more water thereby increasing the percent water content.
Ions in the water of a cancer cell play a significant role in the cell's ionic
conductivity. Ions are electrically charged particles either positive or negative. The
important ions in tissues include potassium (K+), calcium (Ca2+), sodium (Na+), and
chlorine (C1-). The calcium ion has two less electrons than protons and is positively
charged (2+). Calcium can attract and hold two chlorine (C1-) ions. Potassium can
attract and hold only one chlorine (C1-) ion. The calcium and chloride ions in
calcium chloride (CaC12) will dissociate or separate and increase in mobility when
dissolved in water that increases the ionic conductivity of the water solution. Tightly
clustered calcium deposits (known as microcalcifications) appearing on
mammograms are often associated with carcinomas (S.M. Love, Dr. Susan Love's
Breast Book, Third Edition, Persus Publishing, 2000, pp. 130-131). A tiny cluster of
microcalcifications in a milk duct is usually attributed to precancer. Big chunks of
calcium are usually associated with a benign lesion such as a fibroadenoma. Some of
the calcifications appearing in the breast are from calcium leaving the bone, traveling
through the blood stream and randomly deposited within the breast.
[027] The proteins and ionic components in breast cyst fluid have been measured
(B. Gairard, et al, "Proteins and Ionic Components in Breast Cyst Fluids", in
Endocrinology of Cystic Breast Disease, A. Angeli, et al editors, Raven Press, New
York, 1983, pp. 191-195. H.L. Bradlow, et al, "Cations in Breast Cyst Fluid," in
Endocrinology of Cystic Breast Disease, A. Angeli, et al editors, Raven Press, New

York, 1983, pp. 197-201.) Breast cyst fluids contain sodium (NA+), potassium (K+),
chloride (C1-), calcium (CA2+), phosphate (P04-), and magnesium ions (Mg2+).
Bradlow cites three categories of breast cyst fluids:
Type I: high levels of potassium (K+) and medium levels of sodium (Na+) and
chloride (C1-),
Type II: high levels of potassium (K+) and sodium (Na+) and medium levels of
chloride (C1-), and
Type m: high levels of sodium (Na+), medium levels of chloride (C1-), and low levels
of potassium (K+). The high-water and high-ion contents of breast cysts should allow
preferential heating with microwaves when compared to the heating of surrounding
normal healthy breast tissue.
[028] There are several types of cysts: gross cysts forming palpable tumors, cysts
containing inspissated (thickened) milk - so called "galactoceles", cysts evolving from
duct ectasia, cysts resulting from fat necrosis, cysts associated with intraductal
papilloma - so called "papillary cystadenoma, and cysts induced by the administration
of estrogen. Gross (very large) cysts can develop quickly and obtain a moderate size
that persists, while some decrease in size and even disappear with time. A
considerable portion of gross cysts are discovered in the premenstrual or menstrual
phase and enlarge rapidly and become painful and tender. Gross cysts are sometimes
associated with signs of acute inflammation, pain, tenderness, and slight redness of
the overlying skin. Following needle aspiration of the cyst fluid, signs of
inflammation promptly subside. After aspiration is completed, only a fibrosed cyst
wall remains. However, cyst fluid escaping into the surrounding breast tissue can
produce acute irritation. Gross cysts are most common in the age group between 30
and 54 years, or about 95% of cases. The more extensively a surgeon operating for
cystic conditions explores the breast, more cysts are likely to be found.
[029] Fibroadenomas (very common benign lumps, also called fibroids) are smooth
and hard and can vary in size from 5 mm up to about 5 cm. Fibroadenomas have a
high water content (mean 78.5%, n=6) based on a small sample of measurements
) (Campbell and Land, Dielectric Properties of Female Human Breast Tissue Measured
in vitro at 3.2 GHz, Phys Med Biol 1992; vol. 37(1), pp. 193-210) and should be
readily heated by microwave energy compared to surrounding healthy breast tissue.

These benign lesions are usually distinct on mammography and ultrasound and can be
surgically removed if desired. Some patients will have multiple fibroadenomas, and
breast conserving surgery then becomes impractical. Limited data exist for the
measured water content of other benign tumors from the study by Campbell and Land
as given below.
[030] Benign fibrosis tumors: The median water content for one patient (age 26) in
the Campbell and Land study was 65.5%, suggestive of high-water content. Fibrosis
refers to the formation of fibrous tissue that can occur as a reparative or reactive
process. Fibrous breast disease is a special type of fibrosis that suppresses and
obliterates both the acini of the lobules and the mammary ducts in a localized portion
of the breast, and forms a palpable tumor. Fibrosis is abnormally firm (but not as
hard as a carcinoma) and usually requires a local excision; however, the limits of the
disease are often not well defined since the lesion shape is irregularly discoid rather
than rounded like a cyst.
[031 ] Benign fibroadrosis tumors: The median water content for one patient (age
27) in the Campbell and Land study was 73.5% suggestive of high-water content.
[032] Benign epitheliosis (also known as papillomatosis) tumors: The median water
content for one patient (age 40) in the Campbell and Land study was 61% suggestive
of high-water content. Papillomatosis is a papillary proliferation of the ductal
epithelium which partly fills up smaller ducts and to a degree distends them.
Papillomatosis is usually microscopic and appears often with cystic disease, tumor
adnosis, multiple papilloma, or some other tumor-forming lesion.
[033] Benign adnosis tumors: The median water content for one patient (age 43) in
the Campbell and Land study was 38%, suggestive of low-water content. Benign
adnosis is a proliferation of the acini of the mammary lobules appearing both
microscopically and as a definite tumor. These tumors (benign adnosis) may not heat
significantly compared to surrounding normal breast tissue, but only one data sample
was measured and may not be representative of other benign adnosis tumors.
[034] In summary, benign lesions such as cysts, fibroadenomas, fibrosis,
fibroadrosis, and epitheliosis (also known as papillomatosis) appear to be high-water
and/or high-ionic content and should be readily heated by microwave energy. Benign
adnosis lesions may not heat as rapidly as cysts having high-water and/or high-ionic

content; however, it is unclear as the data, upon which this is based, is limited to a
single patient.
[035] In the case of advanced breast cancer (e.g., a tumor 5-8 cm), the Assignee's
inventive method can destroy a significant portion of the breast cancer cells with heat
alone or with heat in combination with chemotherapy. By shrinking the tumor or
lesion (i.e., thermal downsizing to e.g., 2-3 cm) it may be possible to replace a
surgical mastectomy with a surgical lumpectomy. Ideally, the entire advanced breast
cancer lesion can be destroyed (that is, a thermal mastectomy or a thermochemo
mastectomy) and no surgery may be required. As discussed below, early-stage breast
cancer or small breast lesions maybe destroyed with the Assignee's inventive method.
That is, all of the breast cancer cells or benign lesions may be destroyed with heat
(i.e., a thermal lumpectomy) thereby avoiding a surgical lumpectomy.
[036] Thermotherapy may be used as a heat-alone treatment prior to an initial (or
second or third) lumpectomy to reduce the need for re-excision (additional surgery),
which occurs when positive margins (cancerous cells) are detected in a lumpectomy
specimen. Around 30% of lumpectomy specimen have positive margins that require
a second incision. Since the method according to the invention heats tissue from the
outside in to the target area (in contrast to RF ablation, which heats from the inside
out), the method according to the invention addresses the margins. Hence, the
thermotherapy treatment according to the invention can be applied prior to surgery
with the expectation that cancer cells in the margins are ablated. As a result, after the
initial surgery (lumpectomy), the area around the excised tissue (margins) is tested
and a reduction in the cancer in the margins is expected thereby avoiding the need for
a second (or third) incision. The thermotherapy treatment according to the invention
theoretically could be employed as a thermo- lumpectomy, which replaces the
invasive lumpectomy surgical procedure. Thus, the amount of cancer in the breast
may be significantly reduced or destroyed in its entirety by the thermotherapy
treatment according to the invention.
[037] It is further envisioned that the thermotherapy treatment according to the
invention could be used in combination with gene based modifiers to benefit patients
that have abnormal (mutant) genes in their tissue, such as BRCA1, BRCA2, or other
genes. The presence of these abnormal genes has been shown as increasing the risk of

that patient getting cancer, and thus the ablation of these genes should reduce the
patient's risk of getting cancer. Either a heat-alone thermotherapy treatment or
thermotherapy with chemotherapy and/or gene based modifiers combined with heat
should reduce breast cancer recurrence by destroying any cancerous cells in the
margins thereby providing tissue free of cancer, or to destroy or repair mutant genes
responsible for cancer and other diseases. In addition, the method can be used in
combination with thermosensitive liposomes as described in U.S. Pat. No. 5,810,888
and/or targeted gene therapy delivery for treating breast lesions to enhance radiation
therapy and/or for targeted drug delivery to aid in the destruction of cancerous or
abnormal cells in the margins. Breast cancer begins within the breast ducts and then
invades outwards into surrounding breast tissues and subsequently spreads outside the
breast via the lymphatic and vascular (blood) systems. Thus, a thermotherapy
treatment alone or in combination with chemotherapy and/or gene based modifiers
should reduce breast cancer recurrence within the breast or other organs by killing
cancer cells or mutant genes within the lymphatic and vascular systems of the breast.
[038] The heat-treatment therapy according to the invention could be used alone or
in combination with chemotherapy and/or gene based modifiers to prctreat other
organs, such as the prostate, liver, ovaries, etc., in which the presence of abnormal or
mutant genes may lead to a higher occurrence of cancer. In addition, the use of heat-
alone thermotherapy or thermotherapy with chemotherapy and/or gene based
modifiers may be beneficial when there is a presence of atypical cells in an organ, as
determined by ductal lavage or other diagnostic technologies.
Thermotherapy for Early -Stage Breast Cancer
[039] In a small group of early-stage breast cancer patients, Phase H clinical
thermotherapy treatments conducted with the Celsion Corporation Microfocus APA
1000 breast thermotherapy system have significantly reduced the percent of viable
tumor cells on the order of 70 to 90% employing either one or two heat-alone
treatments. In certain patients, heat-alone thermotherapy may completely destroy
breast cancer cells prior to a scheduled lumpectomy thereby avoiding surgery and
preventing local recurrence of breast cancer. In other patients, heat-alone
thermotherapy may reduce the need for second or third lumpectomies by providing

margins free of cancer cells. These heat-alone treatments produce equivalent thermal
doses (relative to 43 degrees C) up to approximately 200 minutes with peak tumor
temperatures of 48.3 degrees C and a microwave energy dose of 250 kilojoules.
Additional thermotherapy treatments, higher equivalent thermal dose and higher
breast tumor temperatures may be required to complete heat-alone ablation of breast
carcinomas. Tumor temperatures in the range of 49 to 50 degrees C or up to 55
degrees C may be required for complete ablation of tumors with an equivalent
thermal dose of 400 minutes and a microwave energy dose up to 500 kilojoules.
With these significant thermal and microwave energy doses it may be necessary to
provide additional safety methods for protecting the breast skin and adjacent healthy
tissues such as the chest wall region from any heat damage.
Thermotherapy for ductal carcinoma in-situ (DCIS)
[040] Ductal carcinoma in situ, also known as DCIS or intraductal carcinoma,
represents a major therapeutic dilemma. Approximately 41,000 new cases of DCIS
were expected to be diagnosed in the year 2001 according to Cancer Facts and
Figures 2001, American Cancir Society, Inc., Atlanta, Georgia. In addition, 192,200
new cases of invasive breast cancer were expected. Out of the expected 238,600 cases
of new breast cancers diagnosed, 80.6% are invasive, 17% are DCIS, the rest (2.4%)
are LOS (lobular carcinoma in situ) (Cancer Facts and Figures 2001). A needle
biopsy diagnosis of DCIS may underestimate the presence of the invasive disease due
to a sampling error. As a result of the sampling error, an accurate diagnosis of the
disease progress can be difficult to obtain. Studies report that 16% to 20% of patients
with DCIS diagnosed by needle biopsy were subsequently diagnosed with invasive
disease upon surgical excision (D.P. Winchester, J.M. Jeske, R.A. Goldschmidt, "The
Diagnosis and Management of Ductal Carcinoma In-Situ of the Breast", CA Cancer J
Clin 2000; 50: pp. 184-200). Thus, surgical excision is currently a requirement for
DCIS patients, in order to determine an appropriate treatment strategy. For example,
after an initial diagnosis of DCIS with a subsequent determination of invasive cancer
following lumpectomy and pathology, the lymph nodes (particularly the sentinel
lymph node(s)) may need to be biopsied and treated. At that time, stage appropriate
systemic therapy may also be required. The major goal of any pathologic evaluation





of a DOS patient is to determine the level of risk of subsequent invasion so that
proper treatment is offered and possible over- or under-treatment is avoided.
[041 ] Based on mammographic and pathologic evaluation of the DCIS disease, in
some cases breast-conserving surgery can be accomplished with an acceptable
5 cosmetic result. However, long-term follow-up of DCIS patients treated with
complete surgical excision and radiation therapy shows that as many as 19% or more
of DCIS patients experience a local recurrence, with up to 50% of these local
recurrences being invasive. For DCIS patients treated only with lumpectomy, the
recurrence rate can be as high as 26%.
10 [042] To understand the impact on the survival rates associated with a local
recurrence, consider the following: For DCIS patients that have negative margins
after surgery and standard postoperative radiation therapy, at least 80% will achieve
long-term local control. That is, with long-term follow-up, approximately 20% of the
patients will experience local recurrences. Of that 20%, 10% will have non-invasive
15 recurrence and 10% will have invasive recurrence. The patients with non-invasive
recurrence will achieve virtually 100% local control and cure with mastectomy. The
patients with invasive local recurrence will experience a 75% five-year survival rate
with mastectomy; that is, 25% wil! not survive five years. Thus, for patients with
DCIS managed with breast-conserving treatment, 10% of the patients will have a
20 non-invasive recurrence at a later date and must then have a mastectomy. The other
10% that have an invasive recurrence must have mastectomy, and 25% of those
patients will die within 5 years. Thus, about 2.5% of patients receiving breast-
conserving treatment (lumpectomy and radiation) for DCIS will die within 5 years of
local recurrence. Based on 41,000 DCIS cases per year, 2.5% of these patients
25 represents 1,025 DCIS patients that will die within 5 years from invasive recurrence.
Given these percentages, most patients will choose a breast-conserving approach;
however, these patients will experience significant side effects from the radiation
therapy portion of breast conservation. It should also be noted that radiation therapy
is a costly procedure and time-consuming (20 to 30 fractionated treatments are
30 usually required).
[043] A novel approach to treating ductal carcinoma in-situ (DCIS) is the use of
thermotherapy (one or two treatments) following lumpectomy to provide a recurrence


rate equal to or less than the recurrence rate for radiotherapy following lumpectomy,
with fewer side effects. The cost for thermotherapy is expected to be less than the
cost of radiation therapy, thus resulting in savings to the overall health cost.
Thermotherapy may also be given several times with conventional radiation therapy
for increased effectiveness in destroying ductal carcinoma in-situ (DCIS).
Thermochemotherapy for locally advanced breast cancer in the intact breast
[044] According to the invention, for advanced breast cancer, heat and
chemotherapy could be used together to destroy and/or downsize the primary breast
cancer thereby converting mastectomy candidate patients to a more conservative
lumpectomy surgery. In certain situations, patients may require pre-operative
chemotherapy as part of their breast cancer treatment regimen. This would entail four
cycles or courses of chemotherapy administered in accordance with standard pre-
operative and post-operative chemotherapy delivery as in NSABP B-l 8 (Fisher et al.,
1997, J. Clinical Oncology, vol. 15(7), pages 2483-2493; and Fisher et al, 1998, J.
Clinical Oncology, vol. 16(8), pages 2672-2685). Each cycle of Adriamycin
(Doxorubicin) at 60 mg/m2 and Cytoxan (Cyclophosphamide) at 600 mg/m2 is
administered every 21 days. Tumor size is measured via a clinical exam and
ultrasound imaging at the beginning of each cycle of chemotherapy. According to one
embodiment of the invention, a focused microwave phased array thermotherapy
session can be administered on the same day as the administration of the first, second,
and third course of pre-operative AC chemotherapy or within 36 hours of
administration of AC chemotherapy. The remaining (fourth) cycle of AC
chemotherapy would then be administered without thermotherapy prior to surgery in
order to allow sufficient time for any skin related thermotherapy effects to resolve
(for example, skin blisters). It is not until after the fourth cycle of chemotherapy is
completed that a final assessment is made of the breast to determine whether a
mastectomy or a more conservative breast surgery will be made. Other combination
chemotherapy treatments, such as Doxorubicin and Docetaxel or FAC (5-
Fluorouracil, Doxorubicin, and cyclophosphamide), for breast cancer could be
combined with thermotherapy for neoadjuvant treatment of breast cancer. Applicants
also envision that thermotherapy could be applied prior to chemotherapy to shrink the
breast tumor before chemotherapy is infused.

[045] It is known that pre-operative AC chemotherapy will cause approximately
80% of breast cancer tumors to have some shrinkage. Tumor shrinkage is usually
seen after the first course of AC chemotherapy is completed and is typically observed
by ultrasound imaging about 21 days after the first course of AC chemotherapy is
completed. There is not enough data to prove that the combination of thermotherapy
and AC chemotherapy will cause tumors to shrink as much as AC chemotherapy by
itself. Thus, in another embodiment, to see significant shrinkage it may be desirable
to administer at least one dose of chemotherapy prior to administering thermotherapy.
If three thermotherapy courses are used, thermotherapy will be administered on the
same day or within 36 hours of the administration of the second, third, and fourth
course of pre-operative chemotherapy. If two thermotherapy courses are used,
thermotherapy could be administered on the same day or within 36 hours of the
administration of the second and third course, or third and fourth course of pre-
operative chemotherapy, or second and fourth course of chemotherapy.
[046] Following the delivery of chemotherapy, thermotherapy is applied so that
tumor temperatures reach between approximately 43 - 46 degrees C, and tumors
receive equivalent thermal doses of approximately 50 to 100 minutes per treatment,
and microwave energy doses of approximately 100 to 300 kilojoules. At the end of
the fourth and last course of chemotherapy, the decision is made, based on the same
guidelines used when the patient was enrolled in the study (that is, size and location
of tumor, size of breast, patient health, and patient age), whether the patient will
receive a mastectomy or a partial mastectomy (lumpectomy) for breast conservation.
Following the pre-operative thermochemotherapy regimen, the usual standard of care
(including drugs and radiation) will be given to all patients. At the discretion of the
physician, patients that are estrogen-receptor positive will receive Tamoxifen at 10
mg twice a day for 5 years, beginning on the day after their last dose of
chemotherapy. In addition, radiation therapy to the breast tissues and lymph nodes
will be given as part of the standard of care for eligible patients.
Thermotherapy for benign breast lesions
[047] Recent Phase II clinical thermotherapy treatments of malignant breast lesions
conducted with the Celsion Corporation Microfocus APA 1000 breast thermotherapy

system revealed significant damage to breast carcinomas and benign breast lesions
(cysts) from heat alone treatments. Based on these clinical treatments, tumor
temperatures in the range of approximately 47 to 50 degrees C or up to approximately
55 degrees C may be required for complete ablation of benign breast lesions. The
above tumor temperatures together with an equivalent thermal dose of up to 360
minutes and microwave energy dose up to 400 kilojoules should ablate benign breast
lesions. Since analgesics (Naproxen Sodium tablets 220 mg) are normally
administered to patients suffering from the pain of benign breast lesions, one or more
thermotherapy treatments would be given together with analgesics for pain reduction
according to a preferred procedure according to the invention.
Thermotherapy and Drug Therapy for primary breast cancer prevention
[048] The current standard of care for breast cancer prevention is either
prophylactic mastectomy (surgical removal of the breasts) or Tamoxifen
treatment. Tamoxifen (and other drugs like raloxifene) is an antiestrogen drug
which has an affinity for estrogen receptors and prevents estrogen from binding to
breast carcinomas. In the NSABP P-l Breast Cancer Prevention Trial, 13,175
participants received either Tamoxifen (20 mg daily for 5 years) or placebo.
Overall a 49% reduction in the risk of invasive breast carcinomas was observed in
the Tamoxifen (trade name Nolvadex) group (Fisher B., et al. "Tamoxifen For
Prevention of Breast Cancer: Report of the National Surgical Adjuvant Breast and
Bowel Project P-l Study", Journal of National Cancer Institute, Volume 90,
pp.1371 - 88, 1998; Morrow M. and Jordan V. C, "Tamoxifen for the Prevention
of Breast Cancer in High-risk Woman", Annals Surg Oncol, Volume 7(1), pp. 67-
71, 2000). A novel hypothesis is that thermotherapy added to a Tamoxifen
prevention treatment may further increase the reduction in the risk of invasive
breast carcinomas by increasing the amount of blockage of estrogen to the
estrogen receptors of breast carcinomas. The amount of blockage of estrogen may
be achieved by damaging or modifying the estrogen receptors and/or by killing
breast carcinomas directly with the heat. In such a hypothesized clinical trial,
patients in the thermotherapy and Tamoxifen arm would receive the standard dose
of Tamoxifen (20 mg per day for 5 years) and thermotherapy at regular intervals
during the same 5-year period. As it is envisioned that patients in such a clinical


trial would not have a well defined lesion, the target region would simply be the
upper portion of the breast where approximately 70% of all breast cancers occur as
measured from the nipple to the upper base of the breast (Mammography - A
User's Guide, NCRP Report No. 85, National Council on Radiation Protection
and Measurements, Bethesda, p. 7,1987). For thermotherapy treatment targeting
the upper portion of the breast, breast compression would be in the cranial-caudal
(head-to-toe) position and the E-field focusing probe would be positioned
approximately 0.5 to 1.5 cm toward the cranial side of the breast (as measured
from the central breast depth). A microwave energy dose of approximately 180
kilojoules (100 Watts total for 30 minutes) would be administered to the breast in
each of multiple treatments spaced at approximately one-year intervals during the
administration of Tamoxifen. A control group for this hypothetical clinical trial
would include patients receiving Tamoxifen treatment only. An initial microwave
power for each of the two channels may be approximately 50 Watts, which has
been verified to be a safe power level based on the treatment of approximately 35
breast cancer patients in Celsion Corporation's Phase I and Phase II adaptive
phased array breast thermotherapy clinical studies. Skin temperature sensors may
be monitored and the microwave power of the two channels would be adjusted in
order to keep skin temperatures below about 41 degrees Celsius during the
thermotherapy treatment.
[049] In thermotherapy treatments according to the invention for one of early-stage
breast cancer, locally advanced breast cancer, benign breast lesions and breast cancer
prevention, it is preferred that skin temperatures remain below approximately 40 to
42° C during treatment. However, as discussed above, tumor temperatures may be
generated in the range of approximately 43 to 50 °C or higher.
[050] During Phase I and II clinical testing of the Celsion Micro focus 1000
externally focused adaptive phased array microwave system, applicants noted that, in
a few, cases, the skin tissue in the vicinity of base of the breast, near the chest wall,
was heated more strongly than desired. In addition, it was also discovered that
mechanical compression of the breast tissue sometimes caused a non-thermal blister
at the edge of the compression plate where pressure is the strongest. Consequently,
the instant invention provides improvements to the Assignee's adaptive phased array

microwave system to alleviate and/or reduce these side effects.
Method for Heating Ductal and Glandular Carcinomas and Surrounding Breast
Tissues
[051] Figure 5 shows a preferred system for heating carcinomas in intact breast,
using an adaptive microwave phased array hyperthermia system with E-field and
temperature feedback. In order to heat deep tissues reliably at microwave
frequencies, it is necessary to surround the body (breast) with two or more coherent
applicators 100 controlled by an adaptive phased array algorithm. The black circle,
indicated as focus 190, represents a tumor or healthy tissue that is to be treated. In
the preferred embodiment, an E-field feedback probe 175 is used to focus the
microwave radiation, and temperature feedback sensors 410 attached to the breast
surface skin are used to adjust the microwave power level to heat the tumor to a
desired temperature. A two-channel adaptive phased array is used to heat deep
tissues within a compressed breast similar to the geometry used in x-ray
mammography. Preferably, the E-field probe is used with an adaptive phased array
fast-acceleration gradient search algorithm, as disclosed in U.S. Pat. No. 5,810,888 to
Fenn, to target the microwave radiation at the tumor site.
T052] Additionally, air-cooled waveguide applicator apertures preferably are used to
provide a heating pattern that can heat large volumes of breast tissue containing
ductal and glandular carcinomas. The air for cooling the waveguide apertures can be
refrigerated, air-conditioned or room temperature. Based on the dielectric parameter
differences at 915 MHz between high-water content tissues and fatty breast tissue, the
high-water content ductal and glandular carcinoma tissues are expected to heat more
rapidly than normal breast tissue. Thus, the treated region will be concentrated on the
high-water content (cancerous and pre-cancerous) carcinoma tissue and benign
lesions such as fibroadenomas and cysts, while sparing the normal (healthy) breast
tissue.
[053] The body or breast is compressed between two compression plates 200, which
are made from a dielectric such as plexiglass that is transparent to microwaves.
Breast compression has a number of potential advantages for intact breast
hyperthermia treatments. Utilization of breast compression results in less penetration
depth required to achieve deep microwave heating and reduces blood flow which also

improves the ability to heat tissue. Compressing the breast to a flat surface improves
the interface and electric-field coupling between the microwave applicator and the
breast tissue, and allows a single pair of applicators to treat a wide range of breast
sizes. Cooling of the breast compression plates with air during hyperthermia
treatments helps avoid the potential for skin-surface hot spots. Compressing the
breast with the patient in a prone position, such as that used in 20 to 40 minute
stereotactic needle breast biopsy procedures (Bassett et al., A Cancer Journal for
Clinicians, Vol. 47, pp. 171 -190,1997), maximizes the amount of breast tissue within
the compression device. Mild compression immobilizes the breast tissue such that
any potential patient motion complications are eliminated. The compression plates
200, which can include small apertures, are compatible with x-ray and ultrasound
imaging techniques to accurately locate the central glandular/ductal region and assist
in the placement of the invasive E-field probe sensor. The amount of compression
can be varied from about 4 to 8 cm to accommodate patient tolerance during a 20 to
40 minute or longer hyperthermia treatment. A patient-comfort study of breast
compression in mammography indicated that mammography was painful (defined as
either very uncomfortable or intolerable) in only 8% of the 560 women examined. In
that study the mean compression thickness was 4.63 cm with a standard deviation (1
sigma) of 1.28 cm (Sullivan et al., Radiology, Vol. 181, pp. 355-357, 1991). Thus,
hyperthermia treatments under mild breast compression for 20 to 40 minutes or
longer is feasible.
[054] Prior to hyperthermia treatment, the breast is compressed between
compression plates 200 and a single invasive E-field feedback sensor 175 is inserted
within the central glandular/ductal/tumor tissue site (focus 190) in the breast, parallel
to the polarization of the microwave applicators 100. E-field probe 175 is used in
monitoring the focal E-field amplitude as the phase shifters are adjusted for
maximum feedback signal using an adaptive phased array gradient search algorithm.
Noninvasive temperature probes 410 are taped or otherwise secured to the skin
surface of the breast to monitor the skin temperature. The temperature probes are
typically oriented at right angles to the E-field polarization so as not to be heated by
the microwave energy. The dual-applicator adaptive phased array of the invention
together with the E-field feedback probe allows the phase shifters to be adjusted so

that a concentrated E-field can be generated permitting focused heating in tissue at
depth.
[055] Figures 6 and 14 to 17 show an embodiment of safety methods applied to
externally focused adaptive microwave phased array thermotherapy for treatment of
breast tumors (malignant and benign).
[056] In a preferred method illustrated in Figure 6, the patient lies prone with the
breast pendulant through a hole in the treatment table 210 and the treated breast 220
is compressed with flat plastic compression plates 200, which immobilize the breast
tissue, reduce blood flow, and reduce the penetration depth required for the
microwave radiation. The treatment table 210 may be similar to a stereotactic
imaging breast needle biopsy table such as manufactured by Fischer Imaging (Denver,
Colorado) in which the table is metallic and covered by a soft pad for patient comfort.
For breast imaging purposes, the metallic bed serves as a rigid structural support.
For breast thermotherapy, the metallic table 210 also serves as a shield to microwave
radiation so that the entire body, in particular the patient's head and eyes, are fully
protected from any stray microwave radiation from the microwave applicators 100.
The metallic table 210 can be fabricated from aluminum or steel or from plastic with
either a metal foil or metal mesh coating. The table pad 212 can bt a foam material
and may contain microwave-absorbing material for additional shielding from stray
microwave radiation from the applicators.
[057] The breast compression plates are made of a microwave transparent plastic
material, and may contain one or more apertures of rectangular or circular shape to
allow imaging of breast tissues and placement of a minimally invasive E-field
feedback probe 175 at the desired focal depth. Insertion of E-field feedback probe
175 may be achieved under the guidance of an ultrasound transducer. To provide
additional protection against skin damage from the microwave fields, air flow 180 is
provided by one or more cool-air fans (not shown).
[058] As shown in Figure 5, two or more temperature feedback probe sensors 410
are attached to the breast skin surface and produce the temperature feedback signals
400. Two microwave air-cooled waveguide applicators 100 are positioned on
opposite sides of the compression plates 200. A 915 MHz microwave oscillator 105
is divided at node 107 and feeds phase shifters 120. The phase control signal 125

controls the phase of the microwave signal over the range of 0 to 360 electrical
degrees. The microwave signal from phase shifter 120 feeds into the microwave
power amplifier 130 which is controlled by a computer-generated control signal 135,
which sets the initial microwave power level. Coherent 915 MHz microwave power
is delivered to the two waveguide applicators 100 while phase shifters 120 in each
channel are adjusted to maximize and focus the microwave energy at the E-field
probe sensor 175 so that microwave power is maximized at the focus position 190.
The treatment then begins.
[059] During the hyperthermia treatment, the microwave power level delivered to
each of the applicators 100 is measured as a feedback signal 500, and the power
control is adjusted either manually or automatically to control the skin temperatures
and equivalent thermal dose measured by the skin sensors 410 to avoid high
temperatures that could cause skin bums or blisters. The amount of breast
compression is adjusted by the compression plates 200 as necessary during treatment
to provide patient comfort. Each time the breast compression is adjusted or the breast
repositioned the phase shifters 120 are readjusted/refocused so that the E-field probe
sensor 175 receives maximum power. The total microwave energy, since the start of
the treatment, delivered to the microwave applicators is computed within the
computer 250 and displayed on the computer monitor 260 during the treatment. The
treatment is completed when a desired amount of total microwave energy is delivered
to the microwave applicators 100. As an alternate embodiment, the total microwave
energy calculated from the E-field feedback signal 450 received by the E-field probe
175 is used to control the length of the treatment. In order to determine the
effectiveness of the treatment, the breast tissue is imaged with mammography means
including x-ray and magnetic resonance imaging before and after the microwave total
energy dose is administered, as well as pathological results from needle biopsy of the
breast tissues.
[060] As an alternate embodiment, the single invasive E-field probe 175 is replaced
with two noninvasive E-field probes 185 positioned on the opposing skin surfaces.
The total power measured by the two noninvasive E-field probes is minimized (as in
U.S. Pat. No. 5,810,888) by adjusting the microwave phase shifters 120, creating a
focused E-field probe in the central portion of the breast. With this embodiment,

there is no risk of infection due to an inserted probe, there is no risk of scarring of the
breast skin by the procedure of nicking the skin and inserting the probe, and any risk
of spreading cancer cells by the probe passing through the tumor bed is avoided.
Likewise, since both the temperature and E-field probes can be placed on the breast
skin with this method embodiment, this method would work well when there is no
defined single area.
[061] Preferably, each channel (on either side of node 107) of the phased array
contains an electronically-variable microwave power amplifier 130 (0 to 100 W), an
electronically-variable phase shifter 120 (0 to 360 degrees), and air-cooled
linearly-polarized rectangular waveguide applicators 100. Applicators 100 may be
Model Number TEM-2 manufactured by Celsion Corporation, Columbia, MD. The
rectangular aperture dimensions of a preferred pair of TEM-2 metallic waveguide
applicators are 6.5 cm by 13.0 cm.
[062] While the preferred embodiment discloses microwave energy at
approx imately 915 MHz, the frequency of the microwave energy may be between 100
MHz and 10 GHz. The frequency of the microwave energy could be selected from
the range of 902 MHz and 928 MHz. In fact, lower frequencies of energy may be
used to ablate or prevent cancerous tissue.
[063] In a preferred embodiment, the initial microwave power delivered to each
waveguide application is between 20 and 60 Watts. Over the entire treatment of the
tissue, the microwave power delivered to each waveguide application may be
adjusted over the range of 0-150 Watts to deliver the desired microwave energy dose
and to avoid overheating the skin.
[064] Dielectric loading of the side walls of the rectangular waveguide region of
applicators 100 is used to obtain good impedance matching conditions for the TEM
applicator microwave radiation (Cheung et al., "Dual-beam TEM applicator for
direct-contact heating of dielectrically encapsulated malignant mouse tumor", Radio
Science, Vol. 12, No. 6(S) Supplement, pp. 81-85,1977; Gautherie (Editor), Methods
of external hyperthermic heating, Springer-Verlag, New York, p. 33, 1990). The
1977 Cheung et al. article shows an example of dual-opposing non-coherent
microwave applicators sequentially heating a mouse tumor - an E-field probe was not
used in their experiments. Air cooling through the waveguide aperture is achieved by

means of a fan (not shown) mounted behind a perforated conducting screen which
serves as a parallel reflecting ground plane for the input monopole feed for the
waveguide. Taking into account the thickness of the dielectric slabs in contact with
the waveguide sidewalls, the effective cross-sectional size for the air-cooling is
approximately 6.5 cm by 9.0 cm for the TEM-2 applicator. Based on the dielectric
parameter differences at 915 MHz between high-water content tumor tissues and
normal breast tissue, the high-water content ductal and glandular carcinomas and
benign lesions are expected to heat more rapidly than normal breast tissue. Thus, the
50% SAR region will be concentrated on the high-water content (cancerous, pre-
cancerous, and benign lesions including fibroadenomas and cysts) tissue while
sparing the normal tissue.
[065] In a preferred embodiment, a 0.9-mm outside-diameter (OD) invasive E-field
coaxial monopole probe (semi-rigid RG-034), with the center conductor extended 1
cm, can be used to measure the amplitude of the electric field directed to the tissue
and provide the feedback signal used to determine the necessary relative phase for the
electronic phase shifters prior to treatment. Coaxially-fed monopole probes of this
type have been used to make accurate measurements of linearly polarized electric
fields in compressed breast phantoms (Fenn et al., International Symposium on
Electromagnetic Compatibility 17-19 May 1994 pp. 566-569) Journal of
Hyperthermia, Vol. 10, No. 2, March-April, pp. 189-208, 1994). This
linearly-polarized E-field probe is inserted within a 1.5 mm OD teflon catheter.
Thermocouple probes (Physitemp Instruments, Inc., Type T copper-constantan,
enclosed within a 0.6 mm OD teflon catheter) were used to measure the local
temperature in the tumor during treatment. These temperature probes have a response
time of 100 ms with an accuracy of 0.1° C.
Compressed Living Breast Tissue Heating Tests
[066] As part of an FDA-approved Phase I clinical study conducted by the Assignee,
Celsion Corporation, beginning in December 1999, several volunteer patients, with
breast tumors varying in maximum dimension from 3 to 6 cm, were treated with an
adaptive microwave phased array where both E-field and temperature probes were
inserted into the breast tissue. Patients received a 40-minute treatment of
hyperthermia and approximately one-week later underwent mastectomy. This clinical

study included a measurement of the power delivered to the microwave applicators,
which was used to compute the delivered microwave energy dose, but was not used to
control the duration of the treatment. More detailed information regarding this Phase
I clinical study is published in Gardner et al, "Focused Microwave Phased Array
Thermotherapy For Primary Breast Cancer," Annals Surg Oncol, Volume 9(4), pp.
326-332, May 6,2002.
[067] The E-field probe was used with the adaptive phased array fast-acceleration
gradient search algorithm, as disclosed in U.S. Pat. No. 5,810,888 to Fenn, to target
the microwave radiation at the tumor site. The temperature sensed by the invasive
temperature probe in the tumor was used as a real-time feedback signal during the
treatment. This feedback signal was used to control the microwave output power
level of the variable power amplifiers, which set and maintained the focal temperature
at the tumor site in the range of 43 to 46° C. The power and phase delivered to the
two channels of the phased array were adjusted adaptively using digital-to-analog
converters under computer control.
[068] The breast compression plates were made of an acrylic material (plexiglass)
which is a low-loss dielectric material and nearly transparent to microwave fields.
The compression plates contained square cut-outs (apertures), approximately 5.5 cm
on a side, which accommodate small ultrasound transducers (nominally 4 cm in
length) to assist in placement of the minimally invasive probes (E-field and
temperature). The cut-outs also allow improved air flow to cool the skin.
[069] Based upon the results from these recent microwave hyperthermia clinical
tests with adaptive microwave phased array treatment, Applicants recognized, in
living breast tissue compressed to 4.5 to 6.5 cm, that a microwave energy dose of
between 138 kJ (kilojoules or equivalently kW seconds) and 192 kJ produces an
equivalent thermal dose ranging from 24.5 minutes to 67.1 minutes relative to 43° C
as listed below in Table 1.



Table 1. Equivalent thermal dose (minutes) and total microwave energy (kilojoules)
delivered in the four compressed living breast tissue tests.
[070] Thus, the Total Microwave Energy Dose can be used to estimate the required
heating time. That is, Applicants realized that a non-invasive equivalent temperature
sensing means could replace the invasive temperature probes, and that the Total
Microwave Energy Dose reliably could be used to control the duration of treatment.
In Table 1, the average thermal dose is 45.1 minutes and the average Total
Microwave Energy is 169.5 kJ. In these four tests, the maximum energy value (192.0
kJ) varies by only 13% from the average and the minimum energy value (138.0 kJ)
varies by only 14% from the average. The breast compression used in these tests, as
mentioned earlier, reduces blood flow which likely eliminates the effects of blood
flow on the required microwave energy for treatment, and may help explain the small
variation in energy required in these tests. Applicants also recognized that post
treatment imaging of these four tests typically showed significant damage to the
tumor, but little or no damage to the skin, breast fat, and normal glandular, ductal,
and connective tissues.
[071] Accordingly to a preferred embodiment of the method, the total microwave
energy delivered to the waveguide applicators to determine completion of the
treatment is between 25 kilojoules and 250 kilojoules. The total amount of
microwave energy dose that would destroy any cancerous or precancerous tissue
would be approximately 175 kilojoules. But, under certain conditions, the required
microwave energy dose may be as low as 25 kilojoules. In another embodiment
according to the invention, higher microwave energy doses up to 400 kilojoules may
be employed to completely destroy cancerous tumor cells.
[072] Table 2 below lists the breast tissue compression thickness for the four tests.
It should be noted that the smallest compression thickness (4.5 cm) corresponds to the
smallest energy dose (138 kJ) delivered, with both occurring in Test 4. As applicants
recognized and will be proven theoretically below, smaller compression thickness


may require less microwave energy aose (compared to larger compression thickness)
for effective treatments in preventing or destroying cancerous, pre-cancerous or
benign lesions.

Table 2. Breast compression thickness for the four compressed living breast tissue
tests.
[073] From these clinical studies, it becomes apparent that it is important to select
an appropriate initial microwave power level (Pi^2) delivered to each applicator as
well as the proper microwave phase between the two applicators to focus the energy
at the area to be treated. From the compressed breast experiments, the following data
was obtained for the four tests as listed in Table 3:
Initial Microwave Relative Microwave
Powers P1 ,P2 (W) Phase (deg)

Table 3. Initial microwave power and initial microwave phase to focus the radiation
in compressed living breast tissue.
[074] As can be seen from Tables 1 and 3, initial microwave power of 30 to 40
watts for each applicator was sufficient to achieve significant thermal doses. Further,
the initial relative microwave phase between the applicators varied from -10
electrical degrees to -180 electrical degrees and does not follow any definite trend,
proving that it is necessary to always focus the microwave radiation with an E-field

sensor.
[075] For comparable compression thickness, 6.5 and 6.0 cm in Tests 2 and 3,
respectively, the microwave power level was held constant for the first few minutes
of the treatments in order to determine the linear temperature rise in the tumor- this
in effect provides a measurement of the SAR. It was found for 30 watts of power,
that it took 2.5 minutes to achieve a one-degree C temperature rise in the tumor. For
40 watts of power, it took only 1.5 minutes to achieve a one-degree C temperature
rise.
[076] During hyperthermia treatment, it is necessary to monitor the skin
temperatures so that they do not rise significantly above about 41 degrees Celsius for
more than several minutes. The equivalent thermal dose for the skin can be
calculated (Sapareto, et al., International Journal of Radiation Oncology Biology
Physics, Vol. 10, pp. 787-800,1984) and can be used as a feedback signal. Typically,
it is necessary to avoid delivering more than a few equivalent minutes thermal dose.
Avoiding high skin temperatures according to the invention is accomplished by
adjusting the individual powers (P1, P2) delivered to the applicators during treatment
either by manual or automatic computer control.

[077] Applicants recognize that Doppler ultrasound can be used to measure blood
flow in tumors and surrounding breast tissue, before and during treatment to plan and
adjust the microwave energy dose. For example, less energy dose is required when
the tumor blood flow rate is reduced which can occur when the breast is compressed
and/or the tumor is heated to therapeutic temperatures. Alternatively, the water
content and dielectric parameters of breast tumor tissue from needle biopsies could be
measured and used to determine, prior to the treatment, the required microwave
energy dose. For example, higher water content and higher electrical conductivity in
the tumor would reduce the amount of required microwave energy dose. In addition
to the above variables, the size of the tumor impacts the required microwave energy
dose. Larger tumors are more difficult to heat than smaller tumors and require a
larger microwave energy dose. An initial treatment planning session involving a low-
dose delivery of microwave energy to assess the heatability of the tumor, followed by
a complete treatment at the full required microwave energy dose may be performed.
Simplified Microwave Radiation Theory
[078] Microwave energy from hyperthermia applicators, in the near field of a body,
radiates, as a spherical wave with the electric-field amplitude varying, in part, as the
inverse of the radial distance r from the applicator. Additionally, the amplitude
decays as an exponential function of the product of the attenuation constant or of the
body tissue and the distance d traversed (or depth) within the body. The electric-field
phase varies linearly with distance according to the product of the phase propagation
constant  and distance d. For simplicity, dual-opposing applicators are analyzed
here under the assumption that the applicator radiation is approximated by a plane
wave. Mathematically, the plane-wave electric field versus depth in tissue is given by
E(d)=E0 exp(-d) exp(-id), where E0 is the surface electric field (in general
represented by an amplitude and phase angle), / is the imaginary number (Field and
Hand, An Introduction to the Practical Aspects of Clinical Hyperthermia, Taylor &
Francis, New York p. 263, 1990).
[079] Plane-wave electromagnetic energy, at the microwave frequency of 915 MHz,
attenuates at a rate of about 3 dB per cm in high-water content tissue, such as ductal
or glandular breast tumor, and about 1 dB per cm in normal breast tissue. Thus, a
single radiating applicator has a significant fraction of its microwave energy absorbed

by intervening superficial body tissue compared to the energy that irradiates deep
tissue, likely creating a hot spot in superficial tissue. Since skin surface cooling with
either air or water protects tissue only to a maximum depth of about 0.25 to 0.5 cm, in
order to avoid hot spots, it is necessary to introduce a second phase-coherent
applicator, having the same microwave radiation amplitude as the first applicator.
The second phase-coherent applicator can theoretically increase the power (and hence
the energy) delivered to deep tissue by a factor of four compared to a single applicator
(Field and Hand, p. 290,1990).
[080] The phase characteristics of the electromagnetic radiation from two or more
applicators (known as a phased array) can have a pronounced affect on the
distribution of power delivered to different tissues. The relative specific absorption
rate (S AR) in homogeneous tissue is approximated by the square of the electric-field
amplitude |E|2. The SAR is proportional to the rise in temperature over a given time
interval. A simplified case, homogeneous breast tissue, in which the microwave
radiation is focused at a central tissue site is described in detail below. As described
in article by Fenn et al., International Symposium on Electromagnetic Compatibility,
Sendai, Japan, Vol. 10, No. 2, May 17-19, 1994, pp. 566-569, 1994, the effects of
multiple microwave signal reflections within the breast phantom can be ignored.
[081] The wavelength in homogeneous normal breast tissue (with approximate
dielectric constant 12.5 and electrical conductivity 0.21 S/m (values averaged from
Chaudhary et al., 1984, Joines et al., 1994) is approximately 9.0 cm at 915 MHz, and
the microwave loss is (1 dB/cm). The attenuation constant  is 0.11 radians/cm and
the propagation constant  is 0.69 radians/cm. (For a phantom thickness of 4.5 cm,
the electric field of a single applicator radiating on the left side is E0 at the surface,
-i0.8Eo (where i represents a 90-degree phase shift) at the central position (2.25 cm
deep)., and -0.6Eo at the right surface. Combining two phase coherent applicators
yields an electric-field value of 0.4Eo on both surfaces and -i1.6E0 at the central
position (2.25 cm depth). Thus, for breast that there is a significantly lower SAR at
the surface, by a factor of 16 compared to the central SAR. The 180-degree phase
shift experienced by the microwave field transmitted through 4.5 cm of breast tissue,
partly cancels or nulls the field entering the tissue with 0-degree phase shift. Due to
destructive interference of the microwaves away from the central focus lower

temperatures in the superficial breast tissues would be expected. Measurement and
enforcement of lower SAR on the opposing skin surfaces effectively focuses the
microwave energy deep in the breast.
[082] The adaptive phased array system according to the invention uses two
microwave channels, fed by a common oscillator 105, containing two electronically
adjustable phase shifters 120 to focus the microwave energy at an E-field feedback
probe 175. This inventive adaptive phased array system has significant advantage
over a non-adaptive phased array. A non-adaptive phased array with two channels
could, in theory, produce a null, a maximum, or an intermediate value of E-field
depending on whether the two waves are 180 degrees out-of-phase, completely in-
phase, or partly out-of-phase, respectively. That is, the microwave phase delivered to
the microwave applicators, according to the invention, can be adjusted between -180
degrees and 180 degrees before and during the treatment to create a focused field in
the breast tissue.
[083] Because the adaptive phased array according to the invention automatically
focuses the E-field in the presence of all scattering structures in the tissue, this type of
array should provide more reliable deep focused heating compared to manually
adjusted or pre-treatment planning controlled phased arrays as described in U.S.
Patent No. 4,589,423 to Turner. Furthermore, the adaptive phased array system
according to the preferred embodiment of the invention does not use an invasive
metallic temperature probe which could scatter or alter the E-field at the tumor site.
Calculation of Microwave Energy
[084] Electrical energy consumption is commonly expressed in units of kilowatt
hours. Mathematically, the expression for the microwave energy W delivered by an
applicator is given by (Vitrogan, Elements of Electric and Magnetic Circuits,
Rinehart Press, San Francisco, pp. 31-34, 1971):

In the above equation, ∆t represents the constant intervals (in seconds) in which
microwave power is measured and the summation ∑ is over the complete treatment
interval with the power (in Watts) in the ith interval denoted by Pi
[085] The microwave energy W has units of watt-seconds, which is also designated
as Joules. For example, in three consecutive 60-second intervals if the microwave

power is 30 watts, 50 watts, 60 watts, respectively, the total microwave energy
delivered in 180 seconds is calculated as W= 60 (30 + 50 + 60) = 8,400 watt-seconds
= 8,400 Joules - 8.4 kJ.
[086] To understand better the focused energy per unit time W' (where ' denotes
prime) deposited at a central position in homogeneous breast tissue of varying
thickness (denoted by D) by dual-opposing applicators, consider the following
calculation. Let P1 and P2 be the power delivered to the two applicators, respectively.
The electric field radiated by each applicator is proportional to the square root of the
power delivered to the applicator. Assuming symmetry, the radiated fields are in-
phase at the central focused position from the two applicators. Assuming equal
power from each applicator, that is, P1 = P2 = P, and plane wave illumination, then the
focused energy per unit time at the central depth is expressed as
W'(D) = |E|2 = 4P exp(-D) . (2)
Equation (2) was used to compute the focused 915 MHz energy per unit time at the
central depth of normal breast tissue varying in thickness from 4 cm to 8 cm with the
attenuation constant equal to 0.11 radians/cm, as shown in Table 4 and Figure 7.
Compression Relative Energy
Thickness (cm) at Focus
4.00 0.643
4.25 0.626
4.50 0.608
4.75 0.592
5.00 0.576
5.25 0.560
5.50 0.545
5.75 0.530
6.00 0.516
6.25 0.502
6.50 0.488
6.75 0.475
7.00 0.462

7.25 0.449
7.50 0.437
7.75 0.425
8.00 0.413
Table 4. Relative microwave energy at a central focus in simulated
normal breast tissue for dual-opposing 915 MHz plane waves.
[087] For a given power level, higher energy occurs at the focus as the focal position
moves towards the skin.
Calculation of Equivalent Thermal Dose
[088] The cumulative or total equivalent thermal dose relative to 43 degrees Celsius
is calculated as a summation (Sapareto, et al., International Journal of Radiation
Oncology Biology Physics, Vol. 10, pp. 787-800, 1984):
t430c equivalent minutes = AtIR(4i-T), (3)
where E is the summation over a series of temperature measurements during the
treatment, T is the series of temperature measurements (T1, T2, T3, ...), ∆t is the
constant interval of time (units of seconds and converted to minutes) between
measurements, R is equal to 0.5 if 7>43° C and R is equal to 0.25 if T equivalent thermal dose calculation is useful for assessing any possible heat damage
to the breast tissues and skin.
Detailed Microwave Specific Absorption Rate Calculations in Simulated Breast
Tissue
[089] To estimate the heating pattern in normal breast tissue and in normal breast
tissue with tumor exposed to microwave radiation, three-dimensional specific
absorption rate (SAR) heating patterns were calculated using finite-difference time-
domain theory and computer simulations (Taflove, Computational Electrodynamics:
The finite-difference time-domain method, Artech House, Inc., Norwood,
Massachusetts, p. 642, 1995). As depicted in Figure 7, these simulations were
performed by modeling dual-opposing TEM-2 waveguide applicators (Celsion Corp.,
Columbia, Maryland) operating at 915 MHz. The applicators were coherently
combined to focus the radiated beam at the central position in 6 cm thick
homogeneous normal (mixture of fat and glandular) breast tissue. The applicators are

assumed to radiate through thin sheets of plexiglass that simulate the plates used for
breast compression in the adaptive phased array breast hyperthermia system.
[090] Each metallic waveguide is loaded on the side walls with high dielectric
constant material, which is used to match and shape the radiation inside the
waveguide aperture. The waveguide applicators are linearly polarized with the
alignment of the E-field in they direction as in Figure 8. A flat sheet of 3 mm thick
plexiglass is adjacent to each applicator and parallel to the waveguide aperture.
Between the two opposing TEM-2 applicators is a 6 cm thick homogeneous normal
breast tissue phantom. The remaining volume is filled with cubic cells that model air.
[091 ] The SAR distributions were calculated by squaring the electric field amplitude
and multiplying by the electrical conductivity of the tissue. SAR is often described in
levels (50% is usually designated as the effective heating zone) relative to the
maximum SAR value of 100%. The SAR is proportional to the initial rise in
temperature per unit time ignoring blood flow and thermal conduction effects.
[092] The SAR patterns were computed in the three principal planes (xy, xz, yz) as
shown in Figures 9 to 13 for homogeneous normal breast tissue. The SAR side view
(xy plane, z=0) pattern (75% uid 50% contours) in homogenous normal breast tissue
is shown in Figure 9. The pattern generally is bell shaped and centered between the
TEM-2 applicators. Figure 10 shows the top view (xz plane,y=0) SAR pattern (75%
and 50% contours). The pattern exhibits a small elliptically shaped 75% SAR region
surrounded by a three-lobe shaped elliptical 50% SAR region. The small size of the
75% SAR is due to the mode shape of the radiated electric field for this type of
applicator. Figure 11 shows the end view (yz plane, x=0) of the SAR pattern (75%
and 50% contours). The pattern exhibits a small circularly shaped 75% SAR region
surrounded by a three-lobe shaped elliptical 50% SAR region approximately the size
of the waveguide aperture.
[093] The results shown in Figures 9 to 11 show that a large volume of deep breast
tissues can be heated by the adaptive phased array with TEM-2 waveguide
applicators, whereas the superficial tissues are not substantially heated. Any high-
water content tissues exposed to this large heating field will be preferentially heated
compared to the surrounding normal breast tissue. To demonstrate selective

(preferential) heating, two spherically shaped 1.5-cm diameter simulated tumors
(dielectric constant 58.6, electrical conductivity 1.05 S/m) were embedded in the
normal breast tissue with 5-cm spacing and the FDTD calculation for the top view is
shown in Figure 12. Comparing this result with Figure 10, it is clear that the SAR
pattern has changed significantly and the two high-water content tumor regions are
selectively heated. To show the sharpness of the selective heating, the calculated
SAR pattern along the z axis at x=0 cm is shown in Figure 13. There is a sharp peak
located at the positions of the two tumors, again demonstrating selective heating of
high-water content carcinoma compared to the surrounding normal breast tissue.
Similar results would be expected for benign breast lesions such as fibroadenomas
and cysts.
[094] Figure 14 shows the externally focused adaptive phased array thermotherapy
system od Figure 5 with two of the safety methods applied to the waveguide
applicators 100. In the preferred embodiment, a thin metallic shielding strip 605 of
width 1 to 2 cm covers the top section of the rectangular waveguide aperture 600 to
block stray radiation from reaching the base of the breast near the chest wall region.
A thin microwave absorbing pad 610 (for example, 0.125-inch thick Cuming
Microwave Corporation MT-30 sheet absorber, attenuation 40 dB/inch) covers the
entire top surface of the waveguide applicator 100 (for example, Celsion Corporation
TEM2 waveguide applicator). The microwave absorbing pad 610 can attenuate or
suppress any microwave surface currents that could reradiate microwave energy
toward the base of the breast and chest wall region. The microwave-absorbing pad
610 is glued or otherwise attached to the top surface of the waveguide applicator.
[095] Figure 15 shows a side view of the externally focused adaptive phased array
thermotherapy applicators 100 with breast compression plates (paddles) 200 on either
side of a simple T-shaped breast phantom 700 that is used to simulate the breast for
microwave heating experiments. The applicators 100 have pads 610 and microwave
shielding strip 605 with additional insulating pads 620 placed between compression
plate 200 and the phantom T 700 representing the chest wall or muscle supporting the
breast tissue. A T-shaped phantom enclosure is fabricated preferably from plexiglass
or other plastic material and is part of compression plates 200. In a preferred
embodiment, the upper "T" section of compression plates 200 extends between pad

610 and pad 620 for a distance, as shown in Figure 15. The upper section of the T-
shaped breast phantom 700 contains muscle equivalent phantom tissue (M. Gauthrie,
editor: Methods of External Hyperthermic Heating, Springer Verlag, p. 11 (Chou
formulation), 1990) and the lower section contains fatty dough breast equivalent
phantom tissue (J.J. W. Lagendijk and P. Nilsson, "Hyperthermia Dough: A Fat and
Bone Equivalent Phantom to Test Microwave/Radiofrequency Hyperthermia Heating
Systems," Physics in Medicine and Biology, Vol. 30, No. 7, pp. 709-712, 1985).
Pad 620 is soft for comfort and contains microwave-absorbing material to reduce
stray microwave energy.
[096] Applicators 100 are designed so that a gap region 635 is provided between the
applicator and the breast tissue. Gap region 635 allows airflow from external air
tubes or fans that are pointed into the gap to cool the region in proximity to the base
of each side of the breast and chest wall region. In a preferred embodiment, plastic
air tubes with flared or conical shaped nozzles, such as those manufactured by
Lockwood Products, Inc., Lake Oswego, OR may be used to guide airflow into gap
region 635 to cool the breast region.
[097] In a preferred embodiment, a fiber optic temperature sensor probe 415 and an
E-field microwave-focusing probe 175 are parallel to one another and co-located
within a single catheter. The tip of the fiber optic temperature sensor is positioned
within the tumor site or focus position 190 and the E-field focusing probe 175 is
located at the same depth of the tumor as measured between the compression plates.
The fiber optic temperature sensor in the tumor can be of the fluroroptic type is non-
metallic and does not interfere with the microwave energy (M. Gauthrie, editor:
Methods of External Hyperthermic Heating, Springer Verlag, p. 119, 1990). The
metallic E-field focusing probe 175 consists of very thin metallic coaxial cable 0.020
inches diameter (UT-20). The tip section of the E-field focusing probe 175 consists
of the center pin of the coaxial cable extending approximately 1 cm beyond the outer
jacket of the coaxial cable. The tip of the E-field focusing probe is positioned
approximately 0.5 cm from the tip of the fiber optic temperature sensor.
[098] Figure 16 shows a more realistically shaped breast phantom 710 in which the
breast is curved. For this phantom, the curved breast portion can be fabricated using
a plastic bag (polyethylene) filled with a compressible fat phantom material

conforming to the shape of a breast. Compressible ultrasound breast imaging
phantoms can also be used for microwave experiments. In Figure 16, the positions
labeled 7 and 8 are on the skin surface close to the base of the breast near the chest
wall region. Further, as this diagram illustrates, a portion (lower portion below the
skin entry point) of the metallic coaxial E-field focusing probe 175 is not shielded by
the breast tissue and is directly exposed to the microwave energy radiated by the two
waveguide applicators 100. The microwave energy can possibly overheat the
exposed metallic coaxial cable resulting in a skin bum where the E-field focusing
probe enters the skin. In such a case, it is desirable to remove the E-field focusing
probe 175 after the microwave focusing procedure is completed prior to heating the
breast. The preferred E-field focusing probe 175 is a coaxial cable with the center pin
extended to form a monopole antenna. However, the focusing probe can also be
fabricated using a monopole or dipole antenna connected to parallel transmission
lines of either metallic or carbon material. Alternatively, the focusing probe can be a
monopole or dipole antenna with a microwave to optical converter connected to a
fiber optic cable to avoid metallic heating effects at the skin entry point. The optical
modulator may be a Mach Zehnder modulator, for example.
[099] Figure 17 shows a detailed three-dimensional view of the improved safety
method with compression plate 200 and pad 620. The compression plate edge 210 is
a potential source for damage to the skin as a right angle is formed by the vertical and
horizontal surfaces of the plate and the edge is adjacent the chest wall and breast
tissue. Accordingly, microwave-absorbing pad 620 is disposed between edge 210 and
the chest wall. The microwave-absorbing pad 620 serves two purposes. First, the pad
contains a soft foam material and cushions the breast skin from abrasion or pressure
as the breast is compressed against the compression plate edge 210. Second, the pad
contains microwave-absorbing material to attenuate any stray microwave radiation
from the applicators 100 that might overheat nearby tissue. The compression plate
200 or paddle may contain one or more rectangular openings 205 to allow an
ultrasound transducer to touch the skin for imaging the breast tissue while the E-field
focusing probe and temperature probe are inserted in the breast tumor region. In
another embodiment according to the invention, Figure 18 shows a side view of the
waveguide applicators 100 and compression plates 200 with metallic shielding strips

615 glued or otherwise attached to the surface of the compression plates 200 facing
away from the breast skin.
Shielding Experiment Results
[100] As discussed above, Figure 15 shows the geometry of externally focused
adaptive phased array microwave thermotherapy for breast tumor treatment. In
testing, two Celsion Corporation TEM-2 microwave applicators radiating at 915 MHz
were used to induce thermotherapy. For simplicity, the patient tissue is represented
by a phantom consisting of a T-shaped plexiglass box containing simulated breast
tissue in the lower portion and simulated muscle tissue in the upper portion.
Additionally, a simulated breast tumor consisting of muscle phantom tissue
(approximately 1.5 cm diameter) was located at position 1. Seven temperature probes
(designated #1 to #7) were used in these experiments. Probe 1 was a fiberoptic
temperature probe and the remaining probes were thermocouple probes that rest
outside the simulated skin of the breast tissue. Probe 1 was positioned at the desired
focus site 190 where the simulated tumor position is located. Probes 2 and 3 were
located at the top comer of the compression paddles outside of the primary
microwave field. Probes 4 and 5 were located in the center of the microwave field
where the maximum field strength exists. Probes 6 and 7 were located above probes
4 and 5 where a lower field strength would be expected. An E-field focusing probe
175 was also placed at the same depth as Probe position 1 to focus the microwave
energy. The E-field focusing probe 175 and fiber optic temperature probe 1 were
inserted within a common catheter (Teflon, 1.65mm outer diameter).
[101] Two experiments were conducted in which the microwave power to each
channel was 70 Watts and the phase shifters in the array were adaptively focused to
central probe position #1 in a 6 cm thick breast phantom. In the first experiment, no
microwave absorbers or metallic shielding was used, as shown in Figure 5. In the
second experiment, microwave absorbing pads and a metallic strip shield covering
the top portion (2 cm) of the aperture was used as depicted in Figure 15. In each
experiment, the initial temperature slope (degrees per minute) for each measurement
sensor was calculated for the first 30-seconds of heating.


Table 5. Measured temperature slopes for no absorber and no shielding.
[102] The chest wall surface sites heat faster than the simulated tumor position.
This is graphically shown in Figure 19.

Table 6 Measured temperature slopes with absorber on top of the breast compression
plate and on top of waveguide applicator and shielding covering the top section of the
applicators.
[103] As the results in Table 6 show the simulated tumor site heats significantly
faster than the surface sites including that of the chest wall region. This is illustrated
graphically in Figure 20.

Accordingly, with the safety improvements, the tumor heated more rapidly and the
temperature slopes for sensor positions 2 and 3 are one half those when the safety
improvements are not used. The thermal results for these two experiments clearly
show the effectiveness of the microwave absorber pads and metallic shielding strip
covering the top section of the waveguide applicator in reducing the surface heating
near the chest wall. The temperature slopes for sensor positions 4 and 5 increased
with the safety improvements, but were still at least a factor of two lower than the
tumor temperature slope. Additional airflow and cooled air could help to further
reduce the surface heating.
[104] In addition to the above-described microwave embodiment, applicants
envision that other embodiments may employ any type of focused energy including
electromagnetic, ultrasound, radio frequency, laser or other focused energy source
that is known to those skilled in the art. That is, any energy or combination of
different energies that can be focused to heat and ablate an area of tissue may be
employed in the method according to Applicants' invention. While the focused energy
may be the primary heating source, it may be combined with an injection of substance
that increases or enhances heating at the target area (tumor). The substance may be
saline water or water mixed with a metal or other electrical conducting substance,
such as a metallic surgical breast clip so that the substance enhances the amount of
heat delivered to the target area.
[105] Since the injected substance enhances heating of the target area, this is an
alternative method of obtaining selective heating of the target area. Consequently,
Applicants envision that non-focused energy when combined with an injection of
saline water or water mixed with metal would sufficiently heat the targeted area to
ablate cancerous cells and/or benign cells. Thus, the energy applicator employed in
this embodiment could be an applicator that delivers non-focused energy. In such an
embodiment using only non-focused energy according to the invention, an E-field
probe would not be necessary.
[106] While this invention has been particularly shown and described with reference
to preferred embodiments thereof, it will be understood by those skilled in the art that
various changes in form and details may be made therein without departing from the
spirit and scope of the invention as defined by the appended claims. For instance,

although the hyperthermia system described herein is with respect to the treatment of
breast carcinomas and benign breast lesions, the invention is applicable to the
treatment of other types of cancers such as prostate, liver, lung, and ovarian as well as
benign disease such as benign prostatic hyperplasia (BPH). Similarly, it is
understood that the safety methods disclosed here can be applied to microwave or
radiofrequency thermotherapy treatments of other appendages and portions of the
human body such as legs and arms and the torso. [ 107] It is also understood that
larger or smaller numbers of array antenna applicators, or a single antenna applicator,
may be used with similar results. Furthermore, the methods disclosed here can be
used with non-coherent multiple-applicator treatment systems - in a non-coherent
system, a field focusing probe would not be necessary. In situations where
compression of the breast or other organ is not desired or appropriate, the
compression step can be omitted. If the compression step is not used, then the
absorbing pads and other metallic shielding features may not be employed. Some of
the methods and techniques described herein are also applicable to ultrasound
hyperthermia system particularly the use of energy dose for feedback control. The
method can be used to enhance radiation therapy or for targeted drug delivery using
thermosensitive liposomes and/or targeted gene delivery. The invention is also
applicable to non-medical hyperthermia systems, such as those used for heating of
industrial or food materials.


WE CLAIM :
1. An apparatus for heating cancerous or benign conditions of an organ by
selective irradiation of the organ tissue with focused energy, said apparatus comprising:
two or more energy applicators (100) capable of being arranged about the organ
in order to selectively irradiate the organ tissue with energy and heat at least one of
cancerous and benign conditions of the organ;
two or more power amplifiers (130), each for respectively delivering energy to a
respective one of the two or more energy applicators (100) to selectively irradiate the
organ tissue with energy and heat at least one of cancerous and benign conditions of the
organ;
an E-field probe (175) for monitoring the energy delivered to the two or more
energy applicators (100);
a plurality of temperature feedback sensors (410) for monitoring temperatures of
the skin surface adjacent the organ;
control means (250) which are operable to set the initial power level delivered to
the two or more energy applicators (100) and to adjust the level of power to be delivered
to the two or more energy applicators during the heating, based on the monitored skin
temperatures; and
means (260) for displaying the total energy in real time during the heating;
the arrangement being such that the control means (250) determines the total energy
delivered to the two or more energy applicators (100) and turns off the energy being

delivered, in the event of the desired total energy dose having been delivered by the two
or more energy applicators (100) to the organ.
2. The apparatus as claimed in claim 1, wherein the focused energy is at least one
of electromagnetic, ultrasound, radio frequency, and laser waves.
3. The apparatus as claimed in claim 1 or 2, wherein the E-field probe, being a
sensor is adapted to be located in an appropriate depth in the organ tissue or on the skin
surface adjacent the organ.
4. The apparatus as claimed in any of the preceding claims, wherein the desired
total energy dose delivered by the energy applicators to the organ is from 25 kilojoules to
500 kilojoules.
5. The apparatus as claimed in any of the preceding claims, wherein said control
means (250) are operable to set the initial relative phase delivered to each energy
applicator (100) in order to focus the energy at the E-field probe positioned in the organ
tissue.
6. The apparatus as claimed in any of the preceding claims, wherein the desired
total energy dose delivered by the two or more energy applicators (100) to the organ is
from 200 kilojoules to 500 kilojoules.
7. The apparatus as claimed in any of the preceding claims, wherein for a heat

alone treatment the two or more energy applicators (100) are adapted to produce
equivalent thermal doses up to 400 minutes with peak tumor temperatures up to 55
degrees C.
8. The apparatus as claimed in any of the preceding claims, wherein for
combination heat and chemotherapy or heat and thermosensitive liposome treatment, the
two or more energy applicators (100) are adapted to produce equivalent thermal doses of
50 to 100 minutes with peak tumor temperatures up to 46 degrees C.
9. The apparatus as claimed in any of the preceding claims, wherein the organ is
the breast and the energy dose delivered to the breast is between 200 and 400 kilojoules.
10. The apparatus as claimed in claim 9, wherein there are provided two
compression plates (200) for compressing the breast.
11. The apparatus as claimed in claim 10, wherein two or more energy
applicators (100) are arranged around the compressed breast thereby surrounding the
breast in a ring.
12. The apparatus as claimed in claim 11, wherein the focused energy is
microwave energy and said compression plates (200) are adapted to maintain the
compression of the breast following the application of microwave energy to the breast
tissue in order to accumulate added thermal dose in the treated breast tissue while the
breast skin surface temperature is caused to be cooled.

13. The apparatus as claimed in any of claims 9 to 12 for providing focused
energy, said focused energy being suitable to be used in heating and/prevention of
cancerous or benign conditions of an organ by selective irradiation of the breast tissue
with focused energy, the organ to be irradiated having been subjected to one of
chemotherapy, gene therapy including gene based modifiers, thermosensitive liposomes
containing chemotherapy, and radiation therapy, or having been subjected to a
lumpectomy to treat residual ductal carcinoma in-situ, or having been subjected to an
injection of a substance that enhances heating to an appropriate depth in the organ tissue.
14. The apparatus as claimed in claim 13, wherein the substance is metal or one
of saline water and water misted with metal or other electrical conductor.

An apparatus for treating cancerous or benign conditions of an organ includes
an E-field probe sensor (175) inserted to a depth in the organ tissue, a plurality of
feedback temperature sensors (410) monitoring skin surface temperatures adjacent the
organ, two or more energy applicators (100) positioned around the organ, control means
(250) which set the initial power level delivered to the energy applicators (100) and adjust
the level of power to be delivered to the energy applicators during the heating based on
the monitored skin temperatures; and means (260) for displaying the total energy in real
time during the heating wherein the control means (250) determines the total energy
delivered to the energy applicators (100) and turns off the energy being delivered when
the desired total energy dose had been delivered by the energy applicators (100) to the
organ. Either focused or non-focused energy may be employed.

Documents:

1981-KOLNP-2004-CORRESPONDENCE.pdf

1981-KOLNP-2004-FORM 27.pdf

1981-KOLNP-2004-FORM-27.pdf

1981-kolnp-2004-granted-abstract.pdf

1981-kolnp-2004-granted-claims.pdf

1981-kolnp-2004-granted-correspondence.pdf

1981-kolnp-2004-granted-description (complete).pdf

1981-kolnp-2004-granted-drawings.pdf

1981-kolnp-2004-granted-examination report.pdf

1981-kolnp-2004-granted-form 1.pdf

1981-kolnp-2004-granted-form 13.pdf

1981-kolnp-2004-granted-form 18.pdf

1981-kolnp-2004-granted-form 3.pdf

1981-kolnp-2004-granted-form 5.pdf

1981-kolnp-2004-granted-gpa.pdf

1981-kolnp-2004-granted-reply to examination report.pdf

1981-kolnp-2004-granted-specification.pdf


Patent Number 230217
Indian Patent Application Number 1981/KOLNP/2004
PG Journal Number 09/2009
Publication Date 27-Feb-2009
Grant Date 25-Feb-2009
Date of Filing 23-Dec-2004
Name of Patentee CELSION CORPORATION
Applicant Address 10220-I OLD COLUMBIA ROAD, COLUMBIA, MD 21046
Inventors:
# Inventor's Name Inventor's Address
1 FENN ALAN J 4 SHERMAN BRIDGE ROAD, WAYLAND, MA 01778
2 MON JOHN 16903 HARBOR TOWN DRIVE, SILVER SPRING, MD 20905
PCT International Classification Number A61N 5/02
PCT International Application Number PCT/US2003/021655
PCT International Filing date 2003-07-11
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 10/193,110 2002-07-12 U.S.A.