Title of Invention

GELLED WATER-IN-OIL MICROEMULSIONS FOR HAIR TREATMENT

Abstract The present invention provides a gelled water-in-oil microemulsion for hair treatment comprising : (a) an oil phase comprising: (i) a first oily component which is one or more glyceride fatty esters, and (ii) a second oily component which is one or more hydrocarbon oils of a average carbon chain length less than 20 carbon atoms; (b) a hydrophilic phase comprising : (i) water, (ii) a nonionic emulsifier which is an ethoxylated alcohol having an HLB of at least 6, and (iii) preferably, a hair styling agent or hair conditioning agent, and (c) a gelling agent.
Full Text J3779/C
FORM - 2
THE PATENTS ACT, 1970
(39 of 1970)
&
The Patents Rules, 2003
COMPLETE SPECIFICATION
(See Section 10 and Rule 13)
GELLED WATER-IN-OIL MICROEMULSIONS FOR HAIR TREATMENT
HINDUSTAN LEVER LIMITED, a company incorporated under the Indian Companies Act, 1913 and having its registered office at Hindustan Lever House, 165/166, Backbay Reclamation, Mumbai -400 020, Maharashtra, India
The following specification particularly describes the invention and the manner in which it is to be performed

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GELLED WATER-IN-OIL MICROEMULSIONS FOR HAIR
TREATMENT
FIELD OF THE INVENTION
5
This invention relates to gelled water-in-oil microemulsions for hair treatment which have enhanced rheology, sensory properties and compatibility with hair benefit agents.
10 BACKGROUND OF INVENTION AND PRIOR ART
Consumers oil hair both pre wash and post wash. Pre wash oiling is done as it is believed that oils nourish hair and protect it during the wash process. Post wash oiling is
15 done for manageability and styling. The oiling habit is widely practised by around 800 million people across the Central Asia and Middle East region.
Coconut oil is by far the most common oil used in the 20 Central Asia and Middle East region for hair care. It
offers a high level of conditioning benefits, but with the drawback of greasy feel.
EP 1289479 discloses hair oils which incorporate a specific
25 blend of oil types (glyceride fatty esters and hydrocarbon oils) and which can deliver an equivalent level of conditioning benefits to coconut oil, but with superior sensory properties, in particular less greasy feel.
30 The oil should be easily applied or spread onto the hair by brush or fingers to provide uniform coverage of the oil

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throughout the hair. However, once applied it should not drip or run off the hair. It would be desirable to incorporate a rheology modifier such as a gelling agent into the oil in order to improve these properties, but a problem
5 is that the incorporation of gelling agent into the oil at a sufficient level to give the desired product rheology can result in sensory negatives such as a sticky, greasy feel.
The present inventors have found that this problem can be
10 solved if the gelling agent is incorporated into a water-in-oil microemulsion formed with a particular type of nonionic emulsifier. The gel so obtained exhibits enhanced viscosity and shear-thinning properties, yet without sensory negatives such as a sticky, greasy feel. Advantageously, it also
15 exhibits enhanced compatibility with hair benefit agents such as hair styling agents and hair conditioning agents (which are normally incompatible with oils).

20
25

DEFINITION OF THE INVENTION
The present invention provides a gelled water-in-oil microemulsion for hair treatment comprising:
(a) an oil phase comprising:
(i) a first oily component which is one or more glyceride fatty esters, and

(ii) a second oily component which is one or more
30 hydrocarbon oils of average carbon chain length less than 20 carbon atoms;

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5

(b) a hydrophilic phase comprising:
(i) water,
(ii) a nonionic emulsifier which is an ethoxylated alcohol having an HLB of at least 6, and

(iii) preferably, a hair styling agent or hair conditioning 10 agent, and
(c) a gelling agent.
15 DETAILED DESCRIPTION OF THE INVENTION
Microemulsion
By "microemulsion" is meant a thermodynamically or
20 kinetically stable liquid dispersion of an oil phase and a hydrophilic phase. The dispersed phase typically comprises small particles or droplets, with a size range of 5 nm to 200 nm, giving rise to a microemulsion that is transparent or translucent in appearance. This is in contrast to regular
25 (macro-) emulsions that are turbid. The droplets or
particles of the microemulsion may be spherical, although other structures are possible. The microemulsion is formed readily and sometimes spontaneously, generally without high-energy input.
30

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(a) (i) Glyceride Fatty Ester
The gelled water-in-oil microemulsion of the invention comprises an oil phase comprising a first oily component
5 which is one or more glyceride fatty esters.
By "glyceride fatty esters" is meant the mono-, di~, and tri-esters formed between glycerol and long chain carboxylic
acids such as C6-C30 carboxylic acids. The carboxylic acids
10 may be saturated or unsaturated or contain hydrophilic groups such as hydroxyl.
Preferred glyceride fatty esters are derived-from carboxylic acids of carbon chain length ranging from Cs to C24,
15 preferably C10 to C22 most preferably C12 to C18-
Suitable glyceride fatty esters for use in gelled microemulsions of the invention will generally have a viscosity at ambient temperature (25 to 30°C) of from 0.01
20 to 0.8 Pa.s , preferably from 0.015 to 0.6 Pa.s, more
preferably from 0.02 to 0.065 Pa.s as measured by a Carri-Med CSL2 100 controlled stress rheometer, from TA Instruments Inc., New Castle, Delaware (USA).
25 A variety of these types of materials are present in
vegetable and animal fats and oils, such as camellia oil, coconut oil, castor oil, safflower oil, sunflower oil, peanut oil, cottonseed oil, corn oil, olive oil, cod liver oil, almond oil, avocado oil, palm oil, sesame oil, lanolin
30 and soybean oil. These have various ranges of carbon chain

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lengths depending on the source, typically between about 12 to about 18 carbon atoms. Synthetic oils include trimyristin, triolein and tristearin glyceryl dilaurate. Vegetable derived glyceride fatty esters are particularly
5 preferred, and specific examples of preferred materials for inclusion in gelled microemulsions of the invention as sources of glyceride fatty esters include almond oil, castor oil, coconut oil, sesame oil, sunflower oil and soybean oil. Coconut oil, sunflower oil, almond oil and mixtures thereof
10 are particularly preferred.
The glyceride fatty ester may be present in gelled microemulsions of the invention as a single material or as a blend.
15
The total content of glyceride fatty ester in gelled microemulsions of the invention suitably ranges from 10% to 95%, preferably from 20% to 80%, by weight based on total weight of the gelled microemulsion.
20
(a)(ii) Hydrocarbon Oil
The oil phase of the gelled water-in-oil microemulsion of the invention comprises a second oily component which is one
25 or more hydrocarbon oils of average carbon chain length less than 20 carbon atoms.
Suitable hydrocarbon oils include cyclic hydrocarbons, straight chain aliphatic hydrocarbons (saturated or
30 unsaturated), and branched chain aliphatic hydrocarbons
(saturated or unsaturated). Straight chain hydrocarbon oils

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will typically contain from about 6 to about 16 carbon atoms, preferably from about 8 up to about 14 carbon atoms. Branched chain hydrocarbon oils can and typically may contain higher numbers of carbon atoms, e.g. from about 6 up
5 to about 20 carbon atoms, preferably from about 8 up to about 18 carbon atoms.
Suitable hydrocarbon oils will generally have a viscosity at ambient temperature {25 to 3D°C) of from 0.0001 to 0.5 Pa.s,
10 preferably from 0.001 to 0.05 Pa.s, more preferably from 0.001 to 0.02 Pa.s as measured by a Carri-Med CSL2 100 controlled stress rheometer, from TA Instruments Inc., New Castle, Delaware (USA).
15 A preferred hydrocarbon oil is light mineral oil. Mineral oils are clear oily liquids obtained from petroleum oil, from which waxes have been removed, and the more volatile fractions removed by distillation. The fraction distilling between 250°C to 300°C is termed mineral oil, and it consists
20 of a mixture of hydrocarbons, in which the number of carbon
atoms per hydrocarbon molecule generally ranges from C10 to
C40. Mineral oil may be characterised in terms of its
viscosity, where light mineral oil is relatively less viscous than heavy mineral oil, and these terms are defined
25 more specifically in the U.S. Pharmacopoeia, 22nd revision, p. 899 (1990-) . A commercially available example of a suitable light mineral oil for use in the invention is
Sirius M40 (carbon chain length C10-C28/ mainly C12-C20/
viscosity 4.3 x 10 Pa.s), available from Silkolene.

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Other hydrocarbon oils that may be used in the invention include relatively lower molecular weight hydrocarbons including linear saturated hydrocarbons such a tetradecane,
5 hexadecane, and octadecane, cyclic hydrocarbons such as dioctylcyclohexane (e.g. CETIOL S from Henkel), branched chain hydrocarbons (e.g. ISOPAR L and ISOPAR V from Exxon Corp.).
10 The hydrocarbon oil may be present in gelled microemulsions of the invention as a single material or as a blend.
The total content of hydrocarbon oil in gelled microemulsions of the invention suitably ranges from 5% to
15 90%, preferably from 20% to 80%, by weight based on total weight of the gelled microemulsion.
The glyceride fatty ester:hydrocarbon oil weight ratio in gelled microemulsions of the invention may suitably range
20 from 90:10 to 10:90, preferably from 80:20 to 20:80, more preferably from 60:40 to 40:60. Particularly preferred are blends of [coconut oil and/or sunflower oil and/or almond oil] and light mineral oil, in which the [coconut oil and/oj sunflower oil and/or almond oil]:light mineral oil weight
25 ratio is about 50:50.
(b) (i) Water
30 The hydrophilic phase of the gelled water-in-oil
microemulsion of the invention comprises water, suitably at

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a level of from about 2% by weight based on total weight of the gelled microemulsion. Suitably the water level does not exceed about 10% by weight based on total weight of the gelled microemulsion, since this may lead to a hazy product
5 appearance which is undesirable to consumers of hair oils. Preferably the water level ranges from 3 to 7%, more preferably from 4 to 6% by weight based on total weight of the gelled microemulsion.
10
(b) (ii) Nonionic Emulsifier
The gelled water-in-oil microemulsion of the invention comprises a nonionic emulsifier which is an ethoxylated
15 alcohol having an HLB of at least 6.
Suitable ethoxylated alcohols are commercially available and include the primary aliphatic alcohol ethoxylates and secondary aliphatic alcohol ethoxylates. The length of the
20 polyethenoxy chain can be adjusted to achieve the desired balance between the hydrophobic and hydrophilic elements.
The HLB value of the ethoxylated alcohol suitably ranges from 6 to 12, preferably from 7 to 10, more preferably from
25 7 to 9.
Examples of suitable ethoxylated alcohols include the condensation products of a higher alcohol (e.g., an alkanol containing about 8 to 16 carbon atoms in a straight or
30 branched chain configuration) condensed with about 2.5 to 20 moles of ethylene oxide.

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A preferred group of the foregoing ethoxylated alcohols are the Neodol ethoxylates (Shell Co.), which are higher aliphatic, primary alcohols containing about 9 to 15 carbon
5 atoms condensed with about 2.5 to 20 moles of ethylene
oxide. Specific examples are C9 to 11 alkanol condensed with 2.5 to 10 moles of ethylene oxide (Neodol 91-8 or Neodol 91-5), C12 to 13 alkanol condensed with 3 moles ethylene oxide (Neodol 23-3), C12 to 15 alkanol condensed with 12 moles
10 ethylene oxide (Neodol 25-12), C14 to 15 alkanol condensed with 13 moles ethylene oxide (Neodol 45-13), and the like. Such ethoxylates have an HLB (hydrophobic lipophilic balance) value of about 7 to 10. Most preferred is Neodol 23-3, with an HLB of about 8.
15
The level of nonionic emulsifier in gelled microemulsions of the invention suitably ranges from 10 to 40%, preferably from 15 to 35%, by weight based on total weight of the gelled microemulsion.
20
(b)(iii) Hair Styling Agent or Hair Conditioning Agent
The hydrophilic phase of the gelled water-in-oil microemulsion of the invention preferably comprises a hair
25 styling agent or hair conditioning agent, most preferably a hair styling agent.
The hair styling agent can be a hair fixative or film former that imparts style-retention properties to hair, i.e., sets
30 the hair.

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Hair fixatives and film formers are typically polymeric in nature and many such polymers are available commercially which contain groups which render the polymers cationic, anionic, amphoteric or nonionic in nature (hereinafter
5 referred to as "hair styling polymers").
Examples of suitable anionic hair styling polymers are:
copolymers of vinyl acetate and crotonic acid;
10 terpolymers of vinyl acetate, crotonic acid and a vinyl ester of an alpha-branched saturated aliphatic monocarboxylic acid such as vinyl neodecanoate; copolymers of methyl vinyl ether and maleic anhydride (molar ratio about 1:1) wherein such copolymers are 50% esterified
15 with a saturated alcohol containing from 1 to 4 carbon atoms such as ethanol or butanol; acrylic copolymers containing acrylic acid or methacrylic acid as the anionic radical-containing moiety with other monomers such as: esters of acrylic or methacrylic acid with one or more saturated
20 alcohols having from 1 to 22 carbon atoms (such as methyl methacrylate, ethyl acrylate, ethyl methacrylate, n-butyl acrylate, t-butyl acrylate, t-butyl methacrylate, n-butyl methacrylate, n-hexyl acrylate, n-octyl acrylate, lauryl methacrylate and behenyl acrylate); glycols having from 1 to
25 6 carbon atoms (such as hydroxypropyl methacrylate and
hydroxyethyl acrylate); styrene; vinyl caprolactam; vinyl acetate; acrylamide; alkyl acrylamides and methacrylamides having 1 to 8 carbon atoms in the alkyl group (such as methacrylamide, t-butyl acrylamide and n-octyl acrylamide);
30 and other compatible unsaturated monomers.

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Specific examples of suitable anionic hair styling polymers are:
5 RESYN® 28-2930 available from National Starch (vinyl acetate/crotonic acid/vinyl neodecanoate copolymer); Ultrahold® 8 available from BASF (CTFA designation Acrylates/acrylamide copolymer);
the Gantrez® ES series available from ISP corporation
10 (esterified copolymers of methyl vinyl ether and maleic anhydride).
Other suitable anionic polymers include hydrophilically-modified polyurethanes. Examples of such materials are
15 carboxylated polyurethanes, which are linear, hydroxyl-
terminated copolymers having pendant carboxyl groups. They may be ethoxylated and/or propoxylated at least at one terminal end. The carboxyl group can be a carboxylic acid group or an ester group, wherein the alkyl moiety of the
20 ester group contains one to three carbon atoms. The
carboxylated polyurethane resin can also be a copolymer of polyvinylpyrrolidone and a polyurethane, having a CTFA designation PVP/polycarbamyl polyglycol ester. Suitable carboxylated polyurethane resins are disclosed in EP 0 619
25 111 Al and U.S. Pat. No. 5,000,955. Other suitable
hydrophilic polyurethanes are disclosed in U.S. Pat. Nos. 3,822,238; 4,156,066; 4,156,067; 4,255,550; and 4,743,673.
Examples of suitable amphoteric hair styling polymers are
30 those containing cationic groups derived from monomers such as t-butyl aminoethyl methacrylate as well as carboxyl

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groups derived from monomers such as acrylic acid or methacrylic acid. One specific example of an amphoteric polymer is AMPHOMER (Octylacrylamide/acrylates/ butylaminoethyl methacrylate copolymer) sold by the National
5 Starch and Chemical Corporation.
Examples of suitable nonionic hair styling polymers are homopolymers of N- vinylpyrrolidone and copolymers of N-vinylpyrrolidone with compatible nonionic monomers such as
10 vinyl acetate. Nonionic polymers containing N-
vinylpyrrolidone in various weight average molecular weights are available commercially from ISP Corporation. Specific examples of such materials are homopolymers of N-vinylpyrrolidone having an average molecular weight of about
15 630,000 sold under the name PVP K-90 and are homopolymers of N-vinylpyrrolidone having an average molecular weight of about 1,000,000 sold under the name of PVP K-120.
A preferred class of nonionic hair styling polymers are
20 copolymers of vinylpyrrolidone with vinyl acetate such as those with tradenames LUVISKOL VA grades supplied by BASF Corporation, a most preferred polymer being LUVISKOL VA64 (PVA/VA. 60/40) .
25 Other suitable nonionic hair styling polymers are cross-linked silicone resins or gums. Specific examples include rigid silicone polymers such as those described in EP-A-240 350 and cross-linked silicone gums such as those described in WO 96/31188.
30

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Examples of suitable cationic hair styling polymers are copolymers of amino- functional acrylate monomers such as lower alkyl aminoalkyl acrylate, or methacrylate monomers such as dimethylaminoethyl methacrylate, with compatible
5 monomers such as N-vinylpyrrolidone, vinyl caprolactam,
alkyl methacrylates (such as methyl methacrylate and ethyl methacrylate) and alkyl acrylates (such as ethyl acrylate and n-butyl acrylate).
10 Specific examples of suitable cationic hair styling polymers are:
copolymers of N-vinylpyrrolidone and dimethylaminoethyl
methacrylate, available from ISP Corporation as Copolymer
15 845, Copolymer 937 and Copolymer 958;
copolymers of vinylpyrrolidone and
dimethylaminopropylacrylamide or methacrylamide, available
from ISP Corporation as Styleze CC10;
Polyquaternium-11 (formed by the reaction of diethyl
20 sulphate and a copolymer of vinyl pyrrolidone and dimethyl
aminoethylmethacrylate), available from ISP as Gafquat® 734,
755 and 755N, and from BASF as Luviquat® PQ11;
Polyquaternium-16 (formed from methylvinylimidazolium
chloride and vinylpyrrolidone), available from BASF as 25 Luviquat® FC 370, FC 550, FC 905 and HM-552;
Polyquaternium-4 6 (prepared by the reaction of
vinylcaprolactam and vinylpyrrolidone with
methylvinylimidazolium methosulphate), available from BASF
as Luviquat®Hold-

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With certain of the above-described hair styling polymers it may be necessary to neutralise some acidic groups to promote solubility/dispersibility. Examples of suitable neutralising agents include 2-amino-2-methyl-l,3- propanediol (AMPD); 2-
5 amino-2-ethyl-l,3-propanediol (AEPD); 2-amino-2- methyl-1-propanol (AMP); 2-amino-l-butanol (AB); monoethanolamine (MEA); diethanolamine (DEA); triethanolamine (TEA); monoisopropanolamine (MIPA); diisopropanol-amine (DIPA); triisopropanolamine (TIPA); and dimethyl stearamine (DMS). A
10 long chain amine neutralising agent such as lauramidopropyl dimethylamine may be employed, as is described in U.S. Pat. No. 4,874,604.
Another class of hair styling agent is a solid particulate
15 material, which is able to impart body and stylability to
the hair.
Preferred solid particulate materials have a D3,2 average particle size in the range from 10 to 700, preferably from
20 10 to 500, more preferably from 20 to 300, yet more
preferably from 20 to 200, and most preferably from 30 to 150 nm, for example about from 50 to 100 nm.
It is preferred that the solid particulate materials be
25 colloidal in an aqueous dispersion.
The solid particulate material can be a primary particle or an aggregate. Preferably, it is a primary particle.
30 Suitably, the solid particles are relatively hard and typically have a Youngs Modulus of more than 0.01,

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preferably more than 0. 1, more preferably more than'1.0, yet more preferably more than 4 GPa, and yet more preferably more than 10 GPa.
5 The solid particulate materials can be organic or inorganic in nature. Furthermore, the solid particulate material may be composed entirely of one material or may consist of a composite of materials.
10 Examples of suitable solid particulate materials include polymers, which are preferably cross-linked, (e.g. polystyrene, silicone elastomer powders, PTFE, rubber), silicas, alumina, aluminosilicate, clays and colloidal metals (e.g. titanium dioxide, zinc oxide).
15
A preferred class of solid particulate materials are silicas, such as silica gels, hydrated silicas and precipitated silicas (e.g. Cab-O-Sil and Aerosil, from Cabot Corp. and Degussa respectively).
20
A particularly preferred class of silicas are the colloidal silicas. Suitable examples include Ludox HS-40, Ludox TM-40, Ludox SM, Ludox CL and Ludox AM (from Grace Davison Products).
25
Mixtures of any of the above described hair styling agents may also be used.
The total amount of hair styling agent suitably ranges from
30 0.05 to 5%, preferably from 0.5 to 2%, by weight based on total weight of the gelled microemulsion.

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One suitable class of conditioning agent is a quaternary ammonium cationic surfactant.
5 Examples of suitable cationic surfactants of this type are those corresponding to the general formula:
[N(Ri)(R2)(R3)(R4)]+ (X)"
10 in which Ri, R2, R3, and R4 are independently selected from
(a) an aliphatic group of from 1 to 22 carbon atoms, or (b) an aromatic, alkoxy, polyoxyalkylene, alkylamido, hydroxyalkyl, aryl or alkylaryl group having up to 22 carbon atoms; and X is a salt-forming anion such as those selected
15 from halogen, (e.g. chloride, bromide), acetate, citrate, lactate, glycolate, phosphate nitrate, sulphate, and alkylsulphate radicals.
The aliphatic groups can contain, in addition to carbon and
20 hydrogen atoms, ether linkages, and other groups such as
amino groups. The longer chain aliphatic groups, e.g., those of about 12 carbons, or higher, can be saturated or unsaturated.
25 Preferred cationic surfactants are monoalkyl quaternary
ammonium compounds in which the alkyl chain length is C12 to C22.
Other preferred cationic surfactants are so-called dialkyl 30 quaternary ammonium compounds in which RI and R2

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independently have an alkyl chain lengths from C12 to C22 and R3 and R4 have 2 or less carbon atoms -
Examples of suitable cationic surfactants include:
5 cetyltrimethylammonium chloride, behenyltrimethylammonium
chloride, cetylpyridinium chloride, tetramethylammonium
chloride, tetraethylammonium chloride, octyltrimethylammonium
chloride, dodecyltrimethylammonium chloride,
hexadecyItrimethylammonium chloride, 10 octyldimethylbenzylammonium chloride,
decyldimethylbenzylammonium chloride,
stearyldimethylbenzylammonium chloride,
didodecyldimethylammonium chloride,
dioctadecyldimethylammonium chloride, tallowtrxmethylainmonium 15 chloride, cocotrimethylammonium chloride, PEG-2 oleylammonium
chloride and salts of these where the chloride is replaced by
other halogen, (e.g. bromide), acetate, citrate, lactate,
glycolate, phosphate nitrate, sulphate, or alkylsulphate.
Other suitable cationic surfactants include those materials
20 having the CTFA designations Quaternium-5, Quaternium-31 and
Quaternium-18.
Preferred examples are cetyltrimethylammonium chloride, available commercially, for example as ARQUAD 16/29, from
25 Akzo, and lauryl trimethylammonium chloride, available commercially, for example as ARQUAD C-35, from Akzo.
Another suitable class of conditioning agent is a cationic polymer.
30

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By "cationic polymer" is meant any polymer containing cationic groups and/or groups that can be ionized into cationic groups.
5 Suitable cationic polymers may be homopolymers or may be formed from two or more types of monomers.
The weight average (Mw) molecular weight of the cationic polymer is preferably between 300,000 and 2M Dalton, more
10 preferably between 750,000 and 1.5M Dalton.
The cationic groups will generally be present as a substituent on a fraction of the total monomers of the cationic polymer. Thus when the polymer is not a homopolymer
15 it can contain non-cationic spacer monomers. Such polymers
are described in the CTFA Cosmetic Ingredient Dictionary, 3rd edition. The ratio of the cationic to non-cationic monomers is selected to give polymers having a cationic charge density in the required range.
20
The cationic charge density of the cationic polymer may suitably be determined via the Kjeldahl method as described in the US Pharmacopoeia under chemical tests for nitrogen determination. Preferred cationic polymers will have
25 cationic charge densities of at least about 0.9 meq/gm, more preferably at least about 1.6 meq/gm, most preferably at least about 1.8 meq/g but also preferably less than about 7 meq/gm, more preferably less than about 5 meq/gm, most preferably less than about 3.0 meq/g, as measured at the pH
30 of intended use of the microemulsion. The pH of intended use

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of the microemulsion typically ranges from about pH 3 to about pH9, preferably from about pH4 to about pH7.
Any anionic counterions may be use in association with the
5 cationic polymers so long as the cationic polymers remain soluble in the hydrophilic phase, and so long as the counterions are physically and chemically compatible with the essential components of the microemulsion or do not otherwise unduly impair product performance, stability ox
10 aesthetics. Examples of such counterions include: halides (e.g., chloride, fluoride, bromide, iodide), sulfate, methylsulfate, and mixtures thereof.
The preferred cationic polymers are chosen from those that
15 contain units comprising primary, secondary, tertiary and/or quaternary amine groups that can either form part of the main polymer chain or can be borne by a side substituent directly connected thereto.
20 Suitable cationic polymers may be naturally-derived materials such as cationic polysaccharides.
Cationic polysaccharides suitable for use in compositions of the invention include monomers of the formula:
25

wherein: A is an anhydroglucose residual group, such as a starch or cellulose anhydroglucose residual. R is an
30 alkylene, oxyalkylene, polyoxyalkylene, or hydroxyalkylene group, or combination thereof. R1, R2 and R3 independently

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represent alkyl, aryl, alkylaryl, arylalkyl, alkoxyalkyl, or alkoxyaryl groups, each group containing up to about 18 carbon atoms. The total number of carbon atoms for each cationic moiety (i.e., the sum of carbon atoms in R1, R2 and
5 R3) is preferably about 20 or less, and X is an anionic counterion.
Preferred cationic polysaccharides are cationic cellulose derivatives such as those salts of hydroxyethyl cellulose
10 reacted with trimethyl ammonium substituted epoxide,
referred to in the industry (CTFA) as Polyquaternium 10. Specific examples of these materials include those polymers available from Amerchol Corporation in their Polymer JR series of polymers, such as Polymer JR125, Polymer JR400 and
15 Polymer JR30E. Other suitable types of cationic cellulose include the polymeric quaternary ammonium salts of hydroxyethyl cellulose reacted with lauryl dimethyl ammonium-substituted epoxide referred to in the industry (CTFA) as Polyquaternium 24.
20
Another preferred class of cationic polysaccharide that can be used is a cationic guar gum derivative, especially guar hydroxypropyltrimethylammonium chloride. Specific examples of these materials include those polymers available from Rhodia in their JAGUAR series of polymers, such as JAGUAR C13S and JAGUAR C17.
Suitable cationic polymers may also be synthetically-derived materials such as those formed from vinyl monomers having cationic amine or quaternary ammonium functionalities, optionally together with non-cationic spacer monomers-

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Suitable non-cationic spacer monomers include (meth)acrylamide, alkyl and dialkyl (meth)acrylamides, alkyl (meth)acrylate, vinyl caprolactone and vinyl pyrrolidine.
5 The alkyl and dialkyl substituted monomers preferably have C1-C7 alkyl groups, more preferably Cl-3 alkyl groups. Other suitable water soluble spacer monomers include vinyl esters, vinyl alcohol, maleic anhydride, propylene glycol and ethylene glycol.
10
Suitable vinyl monomers having cationic amine or quaternary ammonium functionalities include dialkylaminoalkyl acrylate, dialkylaminoalkyl methacrylate, dialkylaminoalkyl acrylamide, dialkylaminoalkyl methacrylamide,
15 monoalkylaminoalkyl acrylate, monoalkylaminoalkyl
methacrylate, trialkyl methacryloxyalkyl ammonium salt, trialkyl acryloxyalkyl ammonium salt, diallyl quaternary ammonium salts, and vinyl quaternary ammonium monomers having cyclic cationic nitrogen-containing rings such as
20 pyridinium, imidazolium, and quaternized pyrrolidone, e.g., alkyl vinyl imidazolium, alkyl vinyl pyridinium, alkyl vinyl pyrrolidone salts. The alkyl portions of these monomers are preferably lower alkyls such as the CI, C2 or C3 alkyls.
25 Examples of suitable cationic polymers formed from the above types of monomer include copolymers of l-vinyl-2-pyrrolidone and l-vinyl-3-methylimidazolium salt (e.g. chloride salt) (referred to in the industry by the Cosmetic, Toiletry, and Fragrance Association, "CTFA", as Polyquaternium-16);
30 copolymers of l-vinyl-2-pyrrolidone and dimethylaminoethyl methacrylate (referred to in the industry by CTFA as

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polyquaternium-11); cationic diallyl quaternary ammonium-containing polymers, including, for example, dimethyldiallylammonium chloride homopolymer, copolymers of acrylamide and dimethyldiallylammonium chloride (referred to
5 in the industry by CTFA as Polyquaternium 6 and
Polyquaternium 7, respectively); terpolymers of acrylic acid with dimethyldiallylammonium chloride and acrylamide (referred to in the industry by CTFA as Polyquaternium 39), and terpolymers of acrylic acid with methacrylamidopropyl
10 trimethylainmonium chloride and methyl acrylate (referred to in the industry by CTFA as Polyquaternium 47).
Mixtures of any of the above described hair conditioning agents may also be used.
15
The total amount of hair conditioning agent suitably ranges from 0.05 to 4%, preferably from 0.07 to 3%, by weight based on total weight of the gelled microemulsion.
20 (c) Gelling Agent
The gelled water-in-oil microemulsion of the invention comprises a gelling agent.
25 The gelling agent may suitably be any material or mixture of materials that may be dissolved or dispersed into the oil phase (a) at elevated temperature (e.g. greater than 50° C) to form a homogeneous solution or dispersion and which will substantially thicken or harden the oil phase (a) upon
30 cooling to form a gel at room temperature (about 25° C).

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Suitable gelling agents include esters and amides of fatty acid gellants, hydroxy acids, hydroxy fatty acids, cholesterolic materials, lanolinolic materials, other amide gellants, crystalline gellants.
5
Preferred are N-acyl amino acid amides prepared from glutamic acid, lysine, glutamine, aspartic acid and mixtures thereof.
10 Particularly preferred are n-acyl glutamic acid amides corresponding to the following formula:
R2-NH-CO- 15
in which R1 is an aliphatic hydrocarbon radical having from
about 12 to about 22 carbon atoms, and R2 is an aliphatic
hydrocarbon radical having from about 4 to about 12 carbon
atoms. Examples of these include n-lauroyl-L-glutamic acid
20 dibutyl amide, n-stearoyl-L-glutamic acid diheptyl amide,
and mixtures thereof. Most preferred is n-lauroyl-L-glutamic acid dibutyl amide, also referred to as dibutyl lauroyl glutamide. This material is commercially available with tradename Gelling agent GP-1 available from Ajinomoto.
25
The total amount of gelling agent suitably ranges from 0.1 to 3%, preferably from 0.5 to 1.5%, by weight based on total weight of the gelled microemulsion.
30

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Process
A suitable process for preparing a water-in-oil gelled microemulsion according to the present invention comprises
5 the following steps:
(I) dissolving or dispersing the gelling agent (c) in a portion of the oil phase [(a)];
10 (II) in a separate vessel, forming a water-in-oil
microemulsion by mixing the remaining oil phase [(a)], the water [ (b) (i)], and the nonionic emulsifier;
(III) blending the solution or dispersion obtained in (I)
15 with the water-in-dil microemulsion obtained in (II), to form a water-in-oil gelled microemulsion.
A preferred process for preparing a water-in-oil gelled microemulsion according to the present invention comprises
20 the following steps;
(I) dissolving or dispersing the gelling agent (c) in a portion of the oil phase [(a)J;
25 (II) in a separate vessel, forming a solution or dispersion of styling agent [(b) (iii)] in the water [(b) (i)];
(III) in a separate vessel, forming a water-in-oil microemulsion by mixing the remaining oil phase [ (a)], the
30 water [(b)(i)], the solution or dispersion obtained in (II), and the nonionic emulsifier [(b)(ii)], and

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(IV) blending the solution or dispersion obtained in (I) with the water-in-oil microemulsion obtained in (III), to form a water-in-oil gelled microemulsion with styling agent.
5
Product Form and Usage
Compositions of this invention are preferably for application directly to the hair in neat form, either before
10 or after shampooing.
Accordingly the invention also provides a method of treating hair comprising the step of applying a gelled water-in-oil microemulsion as described above directly to the hair as a
15 pre-wash treatment or as a post-wash treatment.
Optional Ingredients
Compositions of this invention may contain any other
20 ingredient normally used in hair treatment formulations. These other ingredients may include preservatives such as phenoxetol® (2-phenoxyethanol), colouring agents, antioxidants such as BHT (butylhydroxytoluene), fragrances and antimicrobials such as Glycacil-L ® (iodopropynyl
25 butylcarbamate). Each of these ingredients will be present in an amount effective to accomplish its purpose. Generally these optional ingredients are included individually at a level of up to about 5% by weight based on total weight of the gelled microemulsion.
30

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The invention is further illustrated by way of the following Examples, in which all percentages are by weight based on total weight unless otherwise stated.
5 EXAMPLES
Example 1
A gelled water-in-oil microemulsion was prepared having
10 ingredients as shown in the following Table:









The preparation process was as follows:
15 A. Dissolve the Phenoxetol, BHT and Glycacil-L in half of the sunflower oil. Add the M40, the Neodol 23-3, and the water and heat to 50°C.
B. In a separate vessel, add the GP-1 to the remaining
sunflower oil and heat whilst gently stirring until the
20 GP-1 dissolves (145-150°C).
C. When the temperature of water-in-oil microemulsion A has
fallen to about 90°C, add solution B (50°C)

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D. Continue gentle stirring of mixture C and add perfume below 40°C
Example 2
5
A gelled water-in-oil microemulsion with styling agent was prepared having ingredients as shown in the following Table:







10 The preparation process was as follows:

15

A. Dissolve the Luviskol in the water. In a separate vessel, dissolve the-Phenoxetol, BHT and Glycacil-L in half of the sunflower oil. Add the M40, the Neodol 23-3E, and the Luviskol solution and heat to 50°C.

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33. In a separate vessel, add the GP-1 to the remaining
sunflower oil and heat whilst gently stirring until the GP-1 dissolves (145-150°C).
5 C. When the temperature of water-in-oil microemulsion A has fallen to about 90°C, add solution B (50°C).
D. Continue gentle stirring of mixture C and add perfume below 40°C
10
Comparative Example A
A gelled oil (not according to the invention). ...was prepared having ingredients as shown in the following Table:
15

Ingredient Comparative Example A
Sunflower oil 46.65
Light mineral oil (Sirius M40, from Silkolene) 46.65
Nonionic emulsifier (NEODOL 23-3, from Shell Co.) 5.0
Gelling agent (GP-1 from Ajinomoto) 1.0
Phenoxetol (from Clariant) 0.4
BHT 0.05
Glycacil-L (from Lonza) 0.1
Perfume 0.15
The preparation process was as follows:

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A. Dissolve the Phenoxetol, BHT and Glycacil-L in half of the
sunflower oil. Add the M4 0 and heat to 50°C.
B. In a separate vessel, add the GP-1 to the remaining
sunflower oil heat whilst gently stirring until the GP-1
5 dissolves (145-150°C). Remove heat and immediately add all the Neodol 23-3E (Neodol at room temperature, oil at 145°C). Continue gentle stirring.
C. When the temperature of solution A has fallen to about
90°C, add mixture B (50°C).
10 D. Continue gentle stirring of mixture C and add perfume below 40°C.
Rheology Evaluations
15 FIGURE 1 shows the results of controlled stress rheometry testing on the following formulations:
(a) The formulation of Example 1 (indicated as
"microemulsion gel" on the graph)
20
(b) The formulation of Comparative Example A (indicated as
"oil gel" on the graph)
(c) A control formulation (Comparative Example B) of 50wt%
25 Sirius M40 and 50wt% sunflower oil (indicated as "oil" on
the graph)
(d) A control formulation (Comparative Example C) which is a
non-gelled water-in-oil microemulsion containing 32.5wt%
30 Sirius M40, 32.5wt sunflower oil, 30wt% Neodol 23-3, and

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balance water (indicated as "non-gelled microemulsion" on the graph).
The rheology profile reveals that both *oil" (Comparative
5 Example B) and "non-gelled microemulsion"' (Comparative
Example C) are Newtonian liquids. ^Oil gel" (Comparative Example A) has higher viscosity at zero shear than "oil" (Comparative Example B) and is non-Newtonian. However, "microemulsion gel" (Example 1) has a higher viscosity at
10 zero shear and a higher and sharper critical yield stress as compared to "oil gel" (Comparative Example A)
Performance Evaluations
15 The formulation of Example 1 was compared against the
formulation of Comparative Example C across a number of performance attributes. Evaluation was carried out in two
stages:
20 (i) Post treatment.
Half of the hair of a mannequin head was treated with the formulation of Example 1 and the other half with the formulation of Comparative Example C. 2.0ml of formulation
25 was used to treat the individual half head. After one hour the mannequin head was assessed by an expert salon hairdresser.
30

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(ii) Post wash.
3.5ml of a commercial shampoo was measured and applied onto the treated half head, followed by washing and rinsing in
5 accordance with normal procedures. The shampooing and
rinsing procedure was repeated for a second application. The same procedure was followed for the other treated half head. After washing and rinsing was complete the mannequin head was allowed to dry at normal temperature (20 to 25 degrees
10 C). On drying the mannequin head was assessed by an expert salon hairdresser.
The following results were obtained:
15 Post treatment:
Compared to Comparative Example C, the formulation of Example 1 gave significantly (>99%) better hair body, significantly (>95%) better hair conditioning, significantly
20 (>90%) better hair shine and significantly (>90%) reduced hair sticky feel.
Post wash:
25 Compared to Comparative Example C, the formulation of Example 1 gave significantly (>90%) better hair shine.
The formulation of Example 1 was also compared against the formulation of Comparative Example B for post wash
30 performance attributes, using a similar test protocol to that described above.

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Compared to Comparative Example B, the formulation of Example 1 gave significantly (>99%) better post-wash hair softness and significantly (>99%) better post-wash hair
5 gloss.
To demonstrate the added benefits of incorporating styling
agent, the formulation of Example 1 was compared against the
formulation of Example 2, using a similar test protocol to
10 that described above.
The following results were obtained:
Post treatment: 15
Compared to Example 1, the formulation of Example 2 gave significantly (>99%) better hair body.
Post wash: 20
Compared to Example 1, the formulation of Example 2 gave significantly (>95%) better hair conditioning and significantly (>90%) better hair shine.
25 Stability Evaluations
In a further test, the woil gel' (Comparative Example A) was blended directly with a solution of styling agent (LUVISKOL VA64 at the same weight percentage (1.2%) to that in Example
30 2). This resulted in an unstable formulation in which water droplets from the polymer solution settled at the bottom of

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the storage jar immediately. By contrast, the formulation of Example 2 remained stable on storage for over 6 months at 25 degrees C.
5
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5
10

CLAIMS
1. A gelled water-in-oil microemulsion for hair treatment comprising:
(a) an oil phase comprising:
(i) a first oily component which is one or more glyceride fatty esters, and
(ii) a second oily component which is one or more
hydrocarbon oils of average carbon chain length less than 20 carbon atoms;

15 (b) a hydrophilic phase comprising:
(i) water,
(ii) a nonionic emulsifier which is an ethoxylated alcohol
20 having an HLB of at least 6, and
(iii) preferably, a hair styling agent or hair conditioning agent, and
25 (c) a gelling agent.
2. A gelled microemulsion according to claim 1, in which the source of glyceride fatty esters is selected from
30 coconut oil, sunflower oil, almond oil and mixtures thereof-

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3. A gelled microemulsion according to claim 1 or claim 2, in which the total content of glyceride fatty ester ranges from 20% to 80% by weight based on total weight
5 of the gelled microemulsion.
4. A gelled microemulsion according to any one of claims 1 to 3, in which the hydrocarbon oil is light mineral oil.
10
5. A gelled microemulsion according to any one of claims 1 to 4, in which the total content of hydrocarbon oil ranges from 20% to 80% by weight based on total weight of the gelled microemulsion.
15
6. A gelled microemulsion according to any one of claims 1 to 5, in which the glyceride fatty ester:hydrocarbon oil weight ratio ranges from 95:5 to 5:95, preferably from 90:10 to 10:90, most preferably from 80:20 to
20 20:80.
7. A gelled microemulsion according to any one of claims 1 to 6, in which the water level ranges from 3 to 7%, more preferably from 4 to 6% by weight based on total
25 weight of the gelled microemulsion.
8. A gelled microemulsion according to any one of claims 1 to 7, in which the HLB value of the ethoxylated alcohol ranges from 6 to 12, preferably from 7 to 10, more
30 preferably from 7 to 9.

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9- A gelled microemulsion according to claim 8, in which the ethoxylated alcohol is a higher aliphatic, primary alcohol containing about 9 to 15 carbon atoms,
5 condensed with about 2.5 to 10 moles of ethylene oxide.
10. A gelled microemulsion according to claim 9, in which the ethoxylated alcohol is C12 to 13 alkanol condensed with 3 moles ethylene oxide.
10
11. A gelled microemulsion according to any one of claims 1 to 10, which comprises a hair styling agent which is a hair fixative or film former.
15 12. A gelled microemulsion according to claim 11, in which the hair fixative or film former is a copolymer of vinylpyrrolidone with vinyl acetate.
13. A gelled microemulsion according to any one of claims 1
20 to 12 in which the gelling agent is an n-acyl glutamic acid amide corresponding to the following formula:
R2-NH-CO- (CH2) 2-CH (NH-CO-R1) -CO-NH-R2
25
in which R1 is an aliphatic hydrocarbon radical having from about 12 to about 22 carbon atoms, and R2 is an aliphatic hydrocarbon radical having from about 4 to about 12 carbon atoms.
30
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14. A gelled microemulsion according to claim 13, in which the gelling agent is n-lauroyl-L-glutamic acid dibutyl amide.
5 15. A method of treating hair comprising the step of
applying a gelled water-in-oil microemulsion according to any one of Claims 1 to 14 directly to the hair as a pre-wash treatment or as a post-wash treatment.


Documents:

896-mumnp-2007-abstract(granted)-(3-3-2009).pdf

896-MUMNP-2007-CANCELLED PAGES(10-12-2008).pdf

896-MUMNP-2007-CLAIMS(10-12-2008).pdf

896-MUMNP-2007-CLAIMS(14-6-2007).pdf

896-mumnp-2007-claims(granted)-(3-3-2009).pdf

896-mumnp-2007-claims.doc

896-mumnp-2007-claims.pdf

896-MUMNP-2007-CORRESPONDENCE 1(17-10-2007).pdf

896-MUMNP-2007-CORRESPONDENCE(10-12-2008).pdf

896-MUMNP-2007-CORRESPONDENCE(24-9-2007).pdf

896-MUMNP-2007-CORRESPONDENCE(8-2-2012).pdf

896-MUMNP-2007-CORRESPONDENCE(IPO)-(25-3-2009).pdf

896-mumnp-2007-correspondence-others.pdf

896-mumnp-2007-correspondence-received.pdf

896-mumnp-2007-descripiton (complete).pdf

896-MUMNP-2007-DESCRIPTION(COMPLETE)-(10-12-2008).pdf

896-MUMNP-2007-DESCRIPTION(COMPLETE)-(14-6-2007).pdf

896-mumnp-2007-description(granted)-(3-3-2009).pdf

896-MUMNP-2007-DRAWING(10-12-2008).pdf

896-MUMNP-2007-DRAWING(14-6-2007).pdf

896-mumnp-2007-drawing(granted)-(3-3-2009).pdf

896-MUMNP-2007-FORM 1(10-12-2008).pdf

896-MUMNP-2007-FORM 1(14-6-2007).pdf

896-MUMNP-2007-FORM 13(3-10-2007).pdf

896-MUMNP-2007-FORM 18(17-10-2007).pdf

896-mumnp-2007-form 2(10-12-2008).pdf

896-MUMNP-2007-FORM 2(COMPLETE)-(14-6-2007).pdf

896-mumnp-2007-form 2(granted)-(3-3-2009).pdf

896-MUMNP-2007-FORM 2(TITLE PAGE)-(10-12-2008).pdf

896-MUMNP-2007-FORM 2(TITLE PAGE)-(14-6-2007).pdf

896-mumnp-2007-form 2(title page)-(granted)-(3-3-2009).pdf

896-MUMNP-2007-FORM 3(10-12-2008).pdf

896-MUMNP-2007-FORM 3(14-6-2007).pdf

896-MUMNP-2007-FORM 5(10-12-2008).pdf

896-MUMNP-2007-FORM 5(14-6-2007).pdf

896-mumnp-2007-form-1.pdf

896-mumnp-2007-form-2.pdf

896-mumnp-2007-form-3.pdf

896-mumnp-2007-form-5.pdf

896-mumnp-2007-form-pct-isa-237.pdf

896-MUMNP-2007-GENERAL POWER OF ATTORNEY(10-12-2008).pdf

896-MUMNP-2007-OTHER DOCUMENT(10-12-2008).pdf

896-MUMNP-2007-PCT-ISA-210(10-12-2008).pdf

896-mumnp-2007-pct-search report.pdf

896-MUMNP-2007-SPECIFICATION(AMENDED)-(10-12-2008).pdf

896-MUMNP-2007-WO INTERNATIONAL PUBLICATION REPORT(14-6-2007).pdf


Patent Number 231218
Indian Patent Application Number 896/MUMNP/2007
PG Journal Number 13/2009
Publication Date 27-Mar-2009
Grant Date 03-Mar-2009
Date of Filing 14-Jun-2007
Name of Patentee HINDUSTAN UNILEVER LIMITED
Applicant Address HINDUSTAN LEVER HOUSE, 165-166 BACKBAY RECLAMATION, MUMBAI.
Inventors:
# Inventor's Name Inventor's Address
1 DICKINSON KELVIN BRIAN UNILEVER R&D PORT SUNLIGHT, QUARRY ROAD EAST, BEBINGTON, WIRRAL, MERSEYSIDE CH63 3JW
2 MAHADESHWAR ANAND RAMCHANDRA MAX-TAU-STRASSE 50, LOKSTEDT, 22529 HAMBURG.
3 TAN - WALKER RUBY LOO BICK UNILEVER R&D PORT SUNLIGHT, QUARRY ROAD EAST, BEBINGTON, WIRRAL, MERSEYSIDE CH63 3JW
PCT International Classification Number A61Q5/00 A61K8/37
PCT International Application Number PCT/EP2005/012228
PCT International Filing date 2005-11-11
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 04258088.6 2004-12-23 EUROPEAN UNION