Title of Invention

A PROCESS FOR THE PRODUCTION OF VICINAL DIESTERS

Abstract The present invention relates to a process comprising the steps of reacting in the presence of an epoxide opening catalyst, a substituted epoxide, and preferably a silicone containing substituted epoxide with at least one carboxylic acid and at least one protecting agent to form a vicinal dialkyl ester or a vicinal disilyl ester.
Full Text PROCESS FOR THE PRODUCTION Or ESTERS FROM EPOXIDES
Field of the Invention
The present invention relates to processes for the production vicinal diesters.
Background of the Invention
Various silicone containing monomers have found utility as starting materials in
the production of medical devices, such as ophthalmic devices and particularly, soft
contact lenses having improved permeability to oxygen. One class of suitable monomers
includes Iris and bis(trimethylsilyloxy)silylalkylglycerol methacrylates ("SiAGMA").
i
During the synthesis of SiAGMA certain diesler acrylate impurtics are also generated.
The diester acrylates or free radical reactive difunctional groups act as crosslinkers
during the polymerization of the SiAGMAs with other polymer forming components.
Accordingly, the concentration of the diester acrylates must be controlled to ensure that
the mechanical properties of the resulting medical device do not vary to an unacceptable
degree.
Classical methods for preparing 1,2-diesters involve the treatment of 1,2-diols
with acid chlorides or anhydrides in the presence of a base. However, functional groups
such as trimelhylsilyl ethers are sensitive to such conditions and additional purification is
required to obtain the desired product(s) in high purity. One method for the production
of vicinal diesters use an amine to catalyze the nucleophilic opening of the epoxide in the
presence of an anhydride and methacrylic acid to form a partially acylated mixture of
compounds containing a vicinal methacrylate. The difunctional free radical impurities
that are made during the course of producing the monofunctional free radical reactive
monomer have to be controlled using either a different synthetic pathway or the use of
various purification steps. The free radical reactive functional groups in the monomeric
materials are made and then rely heavily on various modes of post synthesis purification
methodology.
Accordingly, there remains a need in the art for a process which can produce
vicinal diesters in high yield and purity.
Summary of the Invention

The present invention relates to a process comprising the steps of reacting, in the
presence of a epoxide opening catalyst, a substituted epoxide, and preferably a silicone
containing substituted epoxide with at least one carboxylic acid and at least one
protecting agent to form a vicinal dialkyl ester or a vicinal disilyl ester. More
specifically, the present invention relates to a process comprising the steps of reacting a
substituted epoxide with at least one epoxide opening catalyst, at least one carboxylic
acid, at least one protecting agent and at least one inhibitor at a temperature above about
60°C for at least about 4 hours to form a compound of Formula VI or VII:

wherein R2 is any group which reacts more slowly with an oxygen containing
nuclueophile as compared to said epoxide, R2 is a straight or branched alkyl and alkenyl
groups having 1 to 10 carbon atoms and R6 is a residue of said protecting group which is
capable of forming an ester or ether linkage. The vicinal dialkyl ester or a vicinal disilyl
ester which are formed by the process of the present invention are useful as
polymerization components for biomedical devices, and particularly for ophthalmic
devices such as contact lenses.

Description of the Invention
Suitable substituted epoxides include those of Formula I, below:

Wherein R1 is any substituent which reacts more slowly with an oxygen containing
nuclueophile as compared to the epoxide moiety. Preferred substituted epoxides include
those shown in Formula II

Wherein R2 is any group which reacts more slowly with an oxygen containing
nuclueophile as compared to the epoxide moiety. Examples of suitable R2 groups include
esters, amides, substituted and unsubstituted alkyls, siloxanes, ethers and the like.
Specific, non-limiting examples include C1 to 3 alkyls substituted with at least one Si
containing substituent and preferably at least one silicone linkage. Specific examples of
suitable substituted epoxides include those of formula lll

Wherein R3 and R4 are independently selected from alkyl groups having 1 to 3 carbon
atoms, n is 1 to 3 and x is 0 to 3. Even more specifically, the substituted epoxide may be
glycidoxypropyl heptamethyltrisiloxane.
Epoxides may be formed in a number of ways including, but not limited to,
oxidation of alkenes with peroxyacids, formation by an intramolecular SN2 reaction in
which there is a trans halohydrin moiety, addition of a nucleophilic oxidizing agent (such
as a basic solution of hydrogen peroxide) to an .-unsaturated carbonyl compound, and
the reaction of a sulfonium ylide with a carbonyl compound. Alternatively, epoxides

substituted with a Si containing group may be prepared by the hydrosilylation of an
already formed epoxide containing an allyl functionality. Such methods are well known
to those skilled in the art and this list of synthetic routes to epoxides and epoxides
substituted with a Si containing group, in no way limits the scope of this invention to
these preparations.
According to the process of the present invention the substituted epoxide is
reacted with at least one soluble carboxylate salt, R5CO2X, at least one carboxylic acid
R5CO2H and at least protecting agent which can block reaction of free radical reactive
species with a hydroxyl group. Suitable protecting agents include anhydrides,
trimethylsilylchloride, allyl halide and the like. Anhydrides are preferred protecting
agents. Suitable anhydrides include those having the formula R5CO2OCR5. R5 may be
the same or different, and may be selected from straight or branched alkyl and alkenyl
groups having 1 to 10 carbon atoms. Preferably R5 is selected from alkenyl groups
having 1-5 carbon atoms, and more preferably vinyl, styryl, allyl. Preferably R5 is the
same in the carboxylate salt, carboxylic acid and protecting agents.
The protecting agent reacts with the hydroxyl group after the carboxylate salt has
opened the oxirane ring, keeping the metal alkoxide group from displacing the carboxy
group from the carboxylic acid, and limits the OH reaction with other reactive species
present in the reaction mixture. Thus, the use of a protecting agent allows for the
production of the desired product in purities in excess of 80%, prior to any purification.
The epoxide opening catalyst used in the first step of the present invention may be
any catalyst which is known in the art to open the epoxide ring. Suitable epoxide
opening catalysts include Lewis acids, Lewis bases, Bronsted acids and porphyrin
complexes, combinations thereof and the like. A preferred class of epoxide opening
catalysts include carboxylate salts. For the carboxylate salt, suitable cations include
alkali metals, such as Li, Na, K and ammonium. Preferably said cation is Li or Na, and
preferred carboxylate salts include Li methacrylate and Na methacrylate. The epoxide
opening catalyst should be soluble in the selected reaction solvent and at that the selected
reaction temperature. The epoxide opening catalyst is added in an amount sufficient to
catalyze the reaction, and preferably in an amount up to about 0.5 equivalents, based upon
the epoxide.

In a preferred embodiment the carboxylic acid is methacrylic acid, the protecting
agent is an anhydride and preferably methacrylic acid anhydride and the epoxide opening
catalyst is an alkali metal methacrylate.
The carboxylic acid in used in an amount between about 0.01 and about 0.2 molar
equivalents and preferably between about 0.05 and about 0.15 about based upon the amount
of epoxide.
The protecting agent is used in a slight excess, preferably in an amount between
about 1 and 1.5 molar equivalents and preferably between about 1 and about 1.1 molar
equivalents based upon the amount of epoxide.
The reaction mixture may also include an inhibitor. Any free radical inhibitor may
be used and suitable non-limiting examples include MEHQ, BHT, phenothiazine,
hydroquinoncs, mixtures thereof and the like. The initiator may be used in amounts
between about 1 and about 1000 ppm, and more preferably between about 1 and about 750
ppm.
The carboxylic acid may be used in a slight excess as the solvent or any non-reactive
solvent may be used. Suitable non-reactive solvents are those that do not contribute or
detract from the desired reaction at the selected reaction conditions, and include, but are not
limited to non-nucleophilic solvents such as DMF, benzene, THF, mixtures thereof and the
like.
The reaction is conducted at elevated temperatures, preferably greater than about
60°C and more preferably between about 80°C and about 120°C.
Suitable reaction times include at least about. 4 hours, preferably at least about six
hours and more preferably between about 6 and about 15 hours. It will be appreciated by
those of skill in the art the temperature and reaction time are inversely proportional, and that
higher reaction temperatures may allow for decreased reaction times and vice versa. Also,
other reaction conditions, which effect the reaction, such as catalyst concentration, may also
i be varied to vary the reaction time and temperature of the process of the present invention.
The product of the reaction is a compound of Formula VI or VII, below:
Formula VI


wherein R2, R5 are as defined above and R is a residue of the protecting group which is
capable of forming an ester or an ether linkage.
In one embodiment the protecting agent is an anhydride and the product of the
process of the present invention is a diester which contains siloxane moieties and has a
purity of at least about 80%. The purity of the diester is further increased by treating a
solution in hexanes with flash grade silica gel. The silica gel slurry is agitated (trituated) for
a few hours and filtered to remove significant quantities of impurities that are more polar
than the desired product. Alternatively, the purity of the vicinal diester may be increased by
other purification such as supercritical fluid extraction.
Thus, the process of the present invention provides a one-pot tandem chemical
transformation where an epoxide is first opened by reaction with a carboxylate and the
resulting alcohol is rapidly trapped by the anhydride 10 form the desired vicinal diester.
Many of the side reactions that occur due to the presence of hydroxyl groups and silicone
moieties in the reaction mixture are avoided because the hydroxyl groups in the reaction
mixture are short lived.

In order to illustrate the invention the following examples are included. These
examples do not limit the invention. They are meant only to suggest a method of
practicing the invention. Those knowledgeable in contact lenses as well as other
specialties may find other methods of practicing the invention. However, those methods
are deemed to be within the scope of this invention.
Example 1
The following reactants were charged to a dry l00mL, 3 neck round bottom flask
equipped with a magnetic stirrer, thermocouple, and a drying tube in the order and amounts
listed below:
1 47g lithium methacrylate (0.016 mole)
12. 9mg butylated hydroxytoluene
16.17g methacrylic anhydride (0.105 mole)
17.20g methacrylic acid (0.2 mole)
33.60g glycidoxypropyl heptamethyltrisiloxane (0.1 mole)
The mixture was stirred vigorously, and heated to 100° C for 7.5 hours. Once the
reaction was complete, it was allowed to cool to ambient conditions, and transferred to a
500 mL separatory funnel.
The organics were diluted with l00mL of hexanes, washed with 3x200mL of 0.5N
aqueous NaOH, followed with 3xl00mL of 2.5% aqueous NaCl. The organics were dried
with 5.0g of sodium sulfate, and the material was filtered over a fritted glass funnel.
The filtrate was treated with 15g of silica gel, and the system was trituated for 3
hours. The organics were filtered over a fritted glass funnel, and the trituation was repeated
using an additional 15g of silica gel for another 3 hours. The desired product was isolated
after filtration over a fritted glass funnel, followed by evaporation of volatile components at
55°C under a vacuum pf shown in Table 1, below.

Examples 2-6
The reaction described in Example 1 was repeated; but the conditions were varied
as shown in Table 1. The purity of the vicinal diester before & after trituation is also
shown in Table 1.


WE CLAIM:
1. A process comprising the step of reacting glycidoxypropyl
heptamethyltrisiloxane with at least one alkali metal methacrylate,
methacrylic acid, methacrylic anhydride and at least one inhibitor at a
temperature above about 60°C for at least about 4 hours to form a
compound having the .following formula:

2. The process as claimed in claim 1, wherein said temperature is between
about 80°C and 120°C.
3. The process as claimed in claim 1, wherein said reacting step is
conducted for a time between about 6 and about 15 hours.

The process as claimed in claim 1, wherein said alkali metal
methacrylate comprises at least one cation selected from the group
consisting of Li, Na and, K.
The process as claimed in claim 1, wherein said alkali metal
methacrylate comprises Li methacrylate or Na methacrylate.
The process as claimed in claim 1 wherein said alkali metal methacrylate
is added in an amount up to about 0.5 equivalents, based upon the
glycidoxypropyl heptamethyl-trisiloxane.
The process as claimed in claim 1, wherein said methacrylic acid in used
in an amount between about 0.01 and about 0.2 molar equivalents
based upon the amount of glycidoxypropyl heptamethyltrisiloxane.
The process as claimed in claim 1, wherein said methacrylic anhydride is
used in an amount between about 1 and 1.5 molar equivalents based
upon the amount of glycidoxypropyl heptamethyltrisiloxane.
The process as claimed in claim 1, wherein said selected from the group
consisting of MEHQ, BHT, phenothiazine, hydroquinones and mixtures
thereof.


10. The process as claimed in claim 1, wherein said initiator is used in
amounts between about 1 and about 1000 ppm.

The present invention relates to a process comprising the steps of reacting in the
presence of an epoxide opening catalyst, a substituted epoxide, and preferably a
silicone containing substituted epoxide with at least one carboxylic acid and at
least one protecting agent to form a vicinal dialkyl ester or a vicinal disilyl ester.

Documents:

2691-kolnp-2005-granted-abstract.pdf

2691-kolnp-2005-granted-assignment.pdf

2691-kolnp-2005-granted-claims.pdf

2691-kolnp-2005-granted-correspondence.pdf

2691-kolnp-2005-granted-description (complete).pdf

2691-kolnp-2005-granted-examination report.pdf

2691-kolnp-2005-granted-form 1.pdf

2691-kolnp-2005-granted-form 18.pdf

2691-kolnp-2005-granted-form 2.pdf

2691-kolnp-2005-granted-form 26.pdf

2691-kolnp-2005-granted-form 3.pdf

2691-kolnp-2005-granted-form 5.pdf

2691-kolnp-2005-granted-reply to examination report.pdf

2691-kolnp-2005-granted-specification.pdf


Patent Number 231352
Indian Patent Application Number 2691/KOLNP/2005
PG Journal Number 10/2009
Publication Date 06-Mar-2009
Grant Date 04-Mar-2009
Date of Filing 23-Dec-2005
Name of Patentee JOHNSON & JOHNSON VISION CARE, INC
Applicant Address 7500 CENTURION PARKWAY SUITE 100, W2A JACKSONVILLE, FL 32256
Inventors:
# Inventor's Name Inventor's Address
1 FRANK MOLOCK 1543 WILD FERN DRIVE, ORANGE PARK, FL 32003
2 SHIVKUMAR MAHADEVAN 1717 COUNTRY ROAD 200 #1801, ORANGE PARK FL 32003
3 JOSEPH HEPTING 1119 18TH STREET PORT HURON MICHIGAN 48060
PCT International Classification Number C07C 67/26
PCT International Application Number PCT/US2004/021058
PCT International Filing date 2004-06-29
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 10/610,262 2003-06-30 U.S.A.