Title of Invention

AZO-METAL CHELATE DYE AND OPTICAL RECORDING MEDIUM

Abstract The azo-metal chelate dye to which the present invention is applied is a compound formed as follows: for example, 1, 3, 4-thiadiazole ring is selected as the diazo component; the diazo component is combined with a coupler component having condensed rings including a fluorine-substituted alkylsulfonylamino group and an amino group, to form an azo dye compound; and the azo dye compound forms chelate bonds with at least one metal selected from the group consisting of Co, Ni, Cu and Pd. Here, two absorption bands (OD1 and OD2) are seen in the absorption spectrum, which is measured in a range of 400 to 800 nm wavelengths. The azo-metal chelate dye is characterized in that the optical density ratio (OD2/OD1) of the two absorption bands is greater than 1.25. By using this azo-metal chelate dye, an optical recording medium capable of high-speed recording is provided.
Full Text DESCRIPTION
AZO-METAL CHELATE DYE AND OPTICAL RECORDING MEDIUM
TECHNICAL FIELD
The present invention relates to an azo-metal chelate dye
and the like suitable for high-speed recording. More
specifically, the present invention relates to an azo-metal
chelate dye which exhibits a specific film absorption spectrum
and to an optical recording medium using this azo-metal chelate
dye (in the present invention, an optical recording medium is
referred to as "a disc" or "an optical disc" in some cases).
BACKGROUND ART
In recent years, as computers become faster and hard disc
capacity increases, volume of data which can be dealt with has
increased. In response to this, large-capacity recording
media are now in increasing demand and DVD-Rs have therefore
been developed as large-capacity recordable CDs. Various
types of dyes, including cyanine dyes and metal chelate dyes,
have been proposed for use in the recording layer of DVD-Rs.
A number of optical media have been proposed which use metal
chelate dyes that are, excellent in light-resistance and
weather-resistance among these dyes (See Patent Document 1).
In addition, there is a report about an azo-metal chelate
dye consisting of a metal and an azo dye compound, where the
azo dye compound is formed of a diazo component including
nitrogen atoms and a coupler component including a
fluorine-substituted alkylsulfonylamino group (See Patent
Document 2). Moreover, there is a report to the effect that
the recording characteristics of an optical recording medium,
such as light-resistance and durability, can be improved by
using an azo-metal chelate dye as a recording layer of the
optical recording medium. Here, the azo-metal chelate dye
consists of a metal and an azo dye compound which includes a
coupler component where an amino group on a benzene ring forms
a fused heterocycle(See Patent document 3).

Patent Document 1: Japanese Patent Laid-Open No. Hei03
-268994(JP3-268994)
Patent Document 2: Japanese Patent Laid-Open No. Heill
-166125(JP11-166125)
Patent Document 3: Japanese Patent Laid-Open No. 2000
-309722(JP2000-309722)
DISCLOSURE OF THE INVENTION
Problems to be solved by the Invention
Incidentally, along with further increase in data volume,
greater importance is given to increase in the speed with which
information is recorded on optical recording media. For
example, normal recording speed is approximately 3.5m/s in
DVD-Rs (hereinafter, referred to as lX-speed recording in some
cases) . However, there is a market demand for optical recording
media capable of recording information thereon at a high speed
faster than approximately 28m/s (hereinafter, referred to as
8X-speed recording in some cases), which corresponds to eight
times the speed IX.
The development of dyes that are particularly suitable
for high-speed recording is an issue to be addressed in order
to respond to this market demand.
In view of the foregoing issue, it is an object of the
present invention to provide an azo-metal chelate dye capable
of high-speed recording and an optical recording medium using
this azo-metal chelate dye.
Means for solving the problems
In consideration of the fact that it is difficult to
achieve high reflectivity of an optical recording medium in
high-speed recording and the fact that it is possible to achieve
high reflectivity of an optical recording medium if the high
refraction index of a recording layer is increased, the present
inventors set an objective of obtaining an azo-metal chelate
dye with a higher refraction index. Specifically, the present
inventors focused on the following two optical densities that
can be obtained by measuring the absorption spectrum of a

coating film including dyes. That is, the optical density 0D2
at the absorption peak or absorption shoulder on the long
wavelength side; and the optical density 0D1 at the absorption
peak or absorption shoulder on the short wavelength side, both
of which are in the absorption band ranging from 500 to 700 nm.
The present inventors then determined that it is possible to
provide dyes with a high refraction index by setting the 0D2/0D1
value higher than a predetermined value, and therefore
completed the present invention.
Specifically, the gist of the present invention is an
azo-metal chelate dye consisting of a metal and an azo dye
compound. The azo-metal chelate dye is characterized in that
the OD2/OD1 value measured by the following method is greater
than 1.25.
(Method of measuring the OD2/OD1 value)
(1) After adding 20 mg of azo-metal chelate dye into 2 g of an
octafluoropentanol (OFP) solvent, supersonic dispersion is
performed at temperatures between 50°C and 55°C for 60 minutes
to obtain a solution A. The solution A is then cooled to room
temperature (25±5°C) to obtain a solution B.
(2) The solution B is applied onto a polycarbonate substrate
by spin coating at a rotating speed of 800 rpm. The substrate
onto which the solution B has been spin coated is then annealed
at 80°C for 5 minutes. The substrate thus obtained, onto which
the solution B has been spin coated, being referred to as a coated
substrate A.
(3) The absorption spectrum of the coated substrate A is
measured in a range of 400 to 800 nm.
(4) Concerning the absorption peaks seen in a range of 500 to
700 nm in the obtained absorption spectrum, the absorption peak
at which the optical density is the greatest and the absorption
peak at which the optical density is the second greatest are
selected. Here, the optical density at the peak on the long
wavelength side is defined as 0D2 and the optical density at
the peak on the short wavelength side is defined as OD1. Then,
the OD2/OD1 value is calculated.

Another gist of the present invention is an optical
recording medium having a recording layer on a substrate, on
which recording and/or reading of information is performed by
use of applied light. The optical recording medium is
characterized in that the recording layer contains an azo-metal
chelate dye consisting of a metal and an azo dye compound, and
that the azo-metal chelate dye has the 0D2/0D1 value of greater
than 1.25, which is measured by the following method.
(Method of measuring the 0D2/0D1 value)
(1) After adding 20 mg of azo-metal chelate dye into 2 g of an
octafluoropentanol (OFP) solvent, supersonic dispersion is
performed at temperatures between 50°C and 55°C for 60 minutes
to obtain a solution A. The solution A is then cooled to room
temperature (25±5°C) to obtain a solution B.
(2) The solution B is applied onto a polycarbonate substrate
by spin coating at a rotating speed of 800 rpm. The substrate
onto which the solution B has been spin coated is then annealed
at 80°C for 5 minutes. The substrate thus obtained, onto which
the solution B has been spin coated, being referred to as a coated
substrate A.
(3) The absorption spectrum of the coated substrate A is
measured in a range of 400 to 800 nm.
(4) Concerning the absorption peaks seen in a range of 500 to
700 nm in the obtained absorption spectrum, the absorption peak
at which the optical density is the greatest and the absorption
peak at which the optical density is the second greatest are
selected. Here, the optical density at the peak on the long
wavelength side is defined as OD2 and the optical density at
the peak on the short wavelength side is defined as OD1. Then,
the OD2/OD1 value is calculated.
According to the present invention, an azo-metal chelate
dye allowing for high-speed recording and an optical recording
medium capable of high-speed recording using this azo-metal
chelate dye are provided.

BRIEF DESCRIPTION OF THE ACCOMPANYING DRAWINGS

Fig. 1 shows the absorption spectrum of a coated substrate
A where a dye prepared in an example 1 is used.
Fig. 2 shows the relation between the 0D2/0D1 values and
the refraction indices in the dye films where dyes (S-l) to (S-6)
are used.
Fig. 3 shows the 0D2/0D1 values measured in examples 1
to 8 and in comparative examples 1 to 6.
Fig. 4 shows the maximum absorption wavelengths
(wavelengths at which the 0D2 values are obtained) of the coated
substrates A fabricated in the examples 1 to 8 and in the
comparative examples 1 to 5, and shows the measurement results
for the reflectivity of each of the discs at a 40 mm radius,
measured by using a DVD-ROM test system (647 nm).
Fig. 5 shows an example of the absorption spectrum of a
dye film of an azo-metal chelate in a case where absorption
shoulders are seen.
BEST MODE FOR CARRYING OUT THE INVENTION
The best mode for carrying out the invention (hereinafter
referred to as an embodiment) will be described in detail below.
Note that, the present invention is not limited to the following
embodiment, and can be implemented with various modifications
within the spirit thereof.
In the present embodiment, used is an azo-metal chelate
dye consisting of a metal and an azo dye compound, which has
the OD2/OD1 value of larger than 1.25 which is measured by a
predetermined measurement method.
A description will be given of a reason for setting the
OD2/OD1 value to a predetermined value in the present
embodiment.
As a high-speed recording method, a method can be employed
in which a dye having a higher optical density (absorption) at
the recording wavelength is used for efficient absorption of
the recording laser light. This is the method for shifting the
wavelength at which the maximum absorption of the dye occurs
to longer wavelengths longer than that of the dye used in the

conventional low-speed recording. However, when such a dye
having the absorption maximum at longer wavelengths is used,
the reflectivity of a disc tends to be decreased compared to
the conventional one. For this reason, when using the
above-described method, it is often difficult to satisfy the
requirement concerning the reflectivity of optical discs. For
example in DVDs, the standard, "disc should have a reflectivity
of 45% or more" for readout from the recording portion, is often
difficult to be satisfied. Accordingly, when using the
above-described method, the reflectivity often needs to be
secured at the expense of the recording sensitivity to some
extent.
Different aspects from those in the above-described
method were taken into consideration in the present embodiment,
leading to identification of a dye for high-speed recording
which can provide sufficient reflectivity even in high-speed
recording and is excellent in recording sensitivity.
Hereinafter, a detailed description thereof will be given.
First, the present inventors set an objective of
obtaining an azo-metal chelate dye with a higher refraction
index on the basis of the knowledge that a dye film (recording
layer) having a higher refraction index leads to higher
reflectivity of a disc in a specific film thickness range (90
nm or less)(See Japanese Patent Laid-Open No.H10-208303
(JP10-208303), Figs. 1 to 5, for example).
Meanwhile, in the absorption spectrum of the azo-metal
chelate dye film, two absorption bands are seen in a range of
500 to 700 nm: that is, an absorption band considered to be
generated due to localization of electrons in ligands; and an
absorption band considered to be generated due to interaction
between a metal and the ligands (See Fig. 1, note that the Fig.
1 will be described later).
In the present embodiment, out of the two absorption bands
seen in the 500 to 700 nm range, the optical density at the
absorption peak on the short wavelength side and the optical
density of the absorption peak at the long wavelength side are

defined as 0D1 and OD2, respectively. It has been determined
that an azo-metal chelate dye having particularly a high
refraction index can be obtained by setting the OD2/OD1 value
to greater than 1.25. As a result, an optical recording medium
having sufficient reflectivity even in high-speed recording can
be obtained. The 0D2/0D1 value is measured by the following
method.
(Method of measuring the 0D2/0D1 value)
(1) After adding 20 mg of azo-metal chelate dye into 2 g of an
octafluoropentanol (OFP) solvent, supersonic dispersion is
performed at temperatures between 50°C and 55°C for 60 minutes
to obtain a solution A. The solution A is then cooled to room
temperature (25±5°C) to obtain a solution B.
(2) The solution B is applied onto a polycarbonate substrate
by spin coating at a rotating speed of 800 rpm. The substrate
onto which the solution B is spin coated is then annealed at
80°C for 5 minutes. The substrate thus obtained, onto which
the solution B is spin coated, is referred to as a coated
substrate A.
(3) The absorption spectrum of the coated substrate A is
measured in a range of 400 to 800 nm.
(4) Concerning the absorption peaks seen in a range of 500 to
700 nm in the obtained absorption spectrum, the absorption peak
at which the optical density is the greatest and the absorption
peak at which the optical density is the second greatest are
selected. Here, the optical density at the peak on the long
wavelength side is defined as OD2 and the optical density at
the peak on the short wavelength side is defined as 0D1. The
OD2/OD1 value is then calculated.
Hereinafter, the above-described processes (1) to (4)
will be described.
First, 20 mg of azo-metal chelate dye, which is to be
measured, is added into 2 g of an octafluoropentanol (OFP)
solvent. Thereafter, supersonic dispersion is performed at
temperatures between 50°C and 55°C for 60 minutes to obtain a
solution A. The supersonic dispersion is performed in order

to disperse or dissolve an azo-metal chelate dye into a solvent.
Publicly known methods may be used for supersonic dispersion.
Next, the solution A is cooled to room temperature
(25±5°C) to obtain a solution B. A cooling method for the
solution A is to leave the solution A at room temperature. Rapid
cooling of the solution A by use of ice water and the like is
not preferable because there is a possibility that
crystallization is excessively accelerated. Here, after the
solution A is cooled to room temperature, it is preferable that
the solution A be filtrated through a filter (0.2 µm, for
example). For the filter, Teflon filters (registered
trademark, manufactured by Millipore Corporation) and the like
can be cited. Filtration through a filter removes undisclosed
components and components that have not been sufficiently
dispersed in the solution A. The solution thus obtained is
referred to as a solution B. However, if dyes that have not
been dissolved in the solution A are observed, the supernatant
thereof may be collected and used as the solution B.
Note that, as apparent from the above description, the
azo-metal chelate dye may be present in the "solution A" in a
state where the whole or part of the azo-metal chelate dye is
dissolved in the solution A. Alternatively, the azo-metal
chelate dye may be present in the "solution A" in a state where
the whole or part of the azo-metal chelate dye is dispersed in
the solution A.
Further, the solution B is applied onto a polycarbonate
substrate by spin coating at a rotating speed of 800 rpm. For
the spin-coating device, publicly known devices can be employed
that are used to form recording layers of CD-Rs and DVD-Rs.
Specifically, the solution B is dropped on the polycarbonate
substrate which is rotating at the speed of 800 rpm, thereby
giving a coating film made of the solution B on the polycarbonate
substrate.
Thereafter, the substrate onto which the solution B is
spin coated is annealed at 80°C for 5 minutes. This is performed
in order to remove the solvent in the solution B. The solvent

is preferably removed completely from the solution B by
annealing the substrate at 80°C for 5 minutes. However, the
solvent does not necessarily have to be completely removed as
long as the measurement of the absorption spectrum, which will
be described later, can be performed well.
The substrate thus obtained, onto which the solution B
is spin coated, is referred to as a coated substrate A. The
absorption spectrum of the coated substrate A is measured in
a range of 400 to 800 nm. Publicly known methods may be employed
to measure the absorption spectrum. Specifically, the sample
light (400 to 800 nm) , which is used to measure the absorption
spectrum, is applied from the substrate side of the coated
substrate A. Air is used as a reference sample, and the
intensity of light in the reference sample and the intensity
of light passed through the coated substrate A are measured.
Then, the absorption spectrum of the coated substrate A is
measured.
The following method can be cited as the more specific
method for the absorption spectrum.
A disc onto which an azo-metal chelate dye film is applied
is cut out to have a sector shape. Using ultraviolet-visible
spectrophotometer, measurement is made by applying light from
the surface (on the substrate side) that is opposite to the dye
film side. For the spectroscope and measurement conditions
employed in the measurement, commercially available
spectroscopes and general measurement conditions can be
employed. For example, the U-3300(manufactured by Hitachi,
Ltd.) was used in the examples of the present embodiment. The
following measurement conditions were adopted: wavelength scan
speed of 300 nm/min; optical density measuring (Absorbance)
mode at a sampling cycle of 0.5 nm.
Azo-metal chelate dyes having higher OD2/OD1 values
measured by this method exhibit higher refraction indices . Fig
2 is a graph showing the relation between the OD2/OD1 values
and the refraction indices of dye films having various azo-metal
chelate dyes to which the present embodiment is applied. The

measurement result shown in Fig. 2 also establishes that the
higher 0D2/0D1 value leads to a higher refraction index. The
measurement result shown in Fig. 2 indicates that the maximum
refraction index of the film of the present embodiment, having
the value of 1.25 or more, approximately equals to 3.3.
Because sufficient reflectivity for high-speed recording
application can be obtained, the 0D2/0D1 value is greater than
1.25, preferably 1.26 or more, more preferably 1.27 or more,
further preferably 1.28 or more, and particularly preferably
1.29 or more. In addition, the higher OD2/OD1 values are
preferable in consideration of the purpose of the present
invention. However, the value is preferably 5 or less, more
preferably 3 or less. If the value is greater than 5, the width
of the absorption band is narrow, which may cause absorption
to be dependent largely on wavelength.
It is to be noted that, in some cases, two or more distinct
absorption peaks are not identified in the region raging from
500 to 700 nm when the absorption spectrum of a dye film of an
azo-metal chelate dye is measured by the above-described
measurement method. An example of such a case is where the
absorption spectrum in the region raging from 500 to 700 nm is
observed as an absorption spectrum having a plurality of
absorption shoulders. In this case, among the obtained peaks,
the absorption peak or absorption shoulder at which the optical
density is the greatest and the absorption peak or absorption
shoulder at which the optical density is the second greatest
may be used to calculate the OD2/OD1 value.
Fig. 5 shows an example of the absorption spectrum of a
dye film of an azo-metal chelate dye in a case where an absorption
shoulder is seen. Concerning the absorption spectrum shown in
Fig. 5, a method of determining the OD2/OD1 value will be
described by way of example. When the absorption spectrum-as
shown in Fig. 5 is obtained, the absorption shoulder observed
on the short wavelength side may be defined as OD1 in the
absorption spectrum ranging from 400 to 700 nm.
As a preferable example of dyes having a high OD2/OD1 value,

azo-metal chelate dyes having a specific structure can be cited.
It has been determined that a disc using these dyes in the
recording layer exhibits stable higher reflectivity than that
of a disc using the conventional dyes in the recording layer,
even when the recording layer has the absorption maximum
wavelength at longer wavelengths.
Hereinafter, a description will be given of an example
of an azo-metal chelate dye having the above-described specific
structure.
First, 1,3,4-thiadiazole ring is selected as the diazo
component among heterocyclic rings including nitrogen atoms.
The diazo component is combined with the coupler component
having condensed rings which include a fluorine-substituted
alkylsulfonylamino group and an amino group, thereby preparing
an azo dye compound. The recording layer containing an
azo-metal chelate dye which is formed of this azo dye compound
and a metal is preferable because it may exhibit excellent
light-resistance and weather-resistance. In addition, the
azo-metal chelate dye in which the 1,3, 4-thiadiazole ring, that
is, the diazo component, is substituted with a hydrogen atom
or a ester group is preferable because it tends to exhibit the
0D2/0D1 value that satisfies the requirements of the present
embodiment. This is considered to be due to the fact that
azo-ligands may coordinate to a metal ion with small steric
hindrance, which may be accomplished by selecting, as a
substituent of the diazo component, a hydrogen atom which is
smallest in terms of spatial structure or an ester group which
is highly polarized. A specific example of this structure is
as follows:
(formula 1)


(where R1 represents a hydrogen atom or an ester group
represented as CO2R3, R3 represents a straight or branched chain
alkyl group which may be substituted or a cycloalkyl group which
may be substituted, R2 represents a straight or branched chain
alkyl group which may be substituted, at least one of X1 and
X2 represents a NHSO2Y group, Y represents a straight or branched
chain alkyl group which is substituted with at least two
fluorine atoms, R4 and R5 independently represents a hydrogen
atom or a straight or branched chain alkyl group which may be
substituted, and R6, R7, R8 and R9 independently represents a
hydrogen atom or a alkyl group having 1 to 2 carbon atoms)
Chelate bonds are formed between the azo dye compound
represented by the above-described formula (1) and a metal,
thereby forming an azo-metal chelate dye to which the present
embodiment is applied. In addition, the azo dye compound
represented by the above-described formula (1) is formed in such
a way that the diazo component, which is 1,3, 4-thiadiazole ring,
is combined with the coupler component having condensed rings
including a fluorine-substituted alkylsulfonylamino group and
an amino group.
A substituent Ri in the diazo component represents a
hydrogen atom or an ester group represented as CO2R3. R3
represents a straight or branched chain alkyl group which may
be substituted or a cycloalkyl group which may-be substituted.
A substituent in R3 is not particularly limited as long as it
is a typical element such as oxygen, nitrogen and sulfur, in
addition to a halogen atom. As R3, for example, an
unsubstituted straight or branched chain alkyl group, an

unsubstituted cycloalkyl group, a fluorine-substituted
straight or branched chain alkyl group, or a straight or
branched chain alkyl group which is substituted with an alkoxy
group is preferable. Particularly preferably, R3 represents
a hydrogen atom; a straight or branched chain alkyl group having
1 to 4 carbon atoms such as an ethyl group, a propyl group, an
isopropyl group, a butyl group, an isobutyl group, a t-butyl
group and a sec-butyl group; and a cycloalkyl group having 3
to 8 carbon atoms such as a cyclopopyl group, a cyclobutyl group,
a cyclopentyl group, a cyclohexyl group and a cycloheptyl group.
From the reason that the steric hindrance effect is small, a
straight chain alkyl group having 1 to 2 carbon atoms such as
a methyl group and an ethyl group; and a cycloalkyl group having
3 to 6 carbon atoms such as a cyclopentyl group and a cyclohexyl
group are particularly preferable.
From the viewpoint of satisfying the certain 0D2/0D1
value in the present embodiment, the substituent Ri in the diazo
component is most preferably a hydrogen atom which shows
smallest steric hindrance effect. As preferable examples of
the specific compound for this diazo component, the compounds
having the structures shown in the following (formulae 2) can
be cited,
(formulae 2)


At least one of Xi and X2 in the coupler component
represents NHS02Y. In this case, preferably, any one of Xi and
X2 represents NHS02Y, and more preferably, Xi represents NHS02Y.
X2 is not particularly limited in a case where Xx represents
NHS02Y, and Xi is not particularly limited in a case where X2
represents NHS02Y. However, a hydrogen atom is preferable in
consideration of simplicity of synthesis.
Y represents a straight or branched chain alkyl group

which is substituted with at least two fluorine atoms. For the
alkyl group, a straight or branched chain alkyl group having
1 to 6 carbon atoms is more preferable. More preferably, Y
represents a straight chain alkyl group having 1 to 3 carbon
atoms. The number of fluorine atoms to be introduced is
generally 2 or more; whereas normally 7 or less, preferably 5
or less, and more preferably 3 or less. Specific example of
Y includes a difluoromethyl group, a trifluoromethyl group, a
pentafluoroethyl group, a pentafluoropropyl group, a
2,2,2-trifluoroethyl group and a 3,3,3-trifluoropropyl group.
For Y, a trif luoromethyl group and a 2, 2, 2-trif luoroethyl group
are particularly preferable.
R4 and R5 independently represent a hydrogen atom or a
straight or branched chain alkyl group which may be substituted.
For R4 and R5, for example,
a hydrogen;
a straight chain alkyl group having 1 to 6 carbon atoms such
as a methyl group, an ethyl group, an n-propyl group, an n-butyl
group, n-pentyl group and an n-hexyl group;
a branched alkyl group having 3 to 8 carbon atoms such as a
isopropyl group, a sec-butyl group, an isobutyl group, a t-butyl
group, 2-ethylhexyl group, a cyclopropyl group and a
cyclohexylmethyl group;
a halogen atom such as a fluorine atom, a chlorine atom, a bromine
atom and an iodine atom;
an alkoxy group having 1 to 8 carbon atoms such as a methoxy
group, an ethoxy group, an n-propoxy group, an isopropoxy group,
an n-butoxy group, an isobutoxy group, a sec-butoxy group, a
t-butoxy group, an n-pentyloxy group, a cyclopropyloxy group,
a cyclohexylmethyloxy group and a 2-ethylhexyloxy group;
an alkoxycarbonyl group having 2 to 9 carbon atoms such as a
methoxycarbonyl group, - an ethoxycarbonyl group, an
n-propoxycarbonyl group, an isopropoxycarbonyl group, an
n-butoxycarbonyl group, an isobutoxycarbonyl group, a sec-
butoxycarbonyl group, a t-butoxycarbonyl group, an
n-pentyloxycarbonyl group, a cyclopropyloxycarbonyl group, a

cyclohexylmethoxycarbonyl group and a 2-ethylhexyloxycarbonyl
group;
an alkylcarbonyloxy group having 2 to 9 carbon atoms such as
a methylcarbonyloxy group, an ethylcarbonyloxy group, an
n-propylcarbonyloxy group, an isopropylcarbonyloxy group, an
n-butylcarbonyloxy group, an isobutylcarbonyloxy group, a sec-
butylcarbonyloxy group, a t-butylcarbonyloxy group, an
n-pentylcarbonyloxy group, a cyclopropylcarbonyloxy group, a
cyclohexylmethylcarbonyloxy group and a
2-ethylhexylcarbonyloxy group;
an alkylcarbonyl group having 2 to 9 carbon atoms such as an
acetyl group, a propionyl group, a butyryl group, an isobutyryl
group, a valeryl group, an isovaleryl group, a 2-methylbutyryl
group, a pivaloyl group, a hexanoyl group, a
cyclopropylcarbonyl group, a cyclohexylmethylcarbonyl group
and a 2-ethylhexylcarbonyl group;
a dialkylamino group having 2 to 16 carbon atoms such as a
dimethylamino group, a diethylamino group, a dipropylamino
group, a diisopropylamino group, a dibutylamino group, a
diisobutylamino group, a di-t-butylamino group, a dihexylamino
group, an ethylmethylamino group and a butylpentylamino group;
and the like can be cited.
A straight or branched chain alkyl group and an alkoxy
group may be further substituted with substituents cited as R4
and R5. A hydrogen atom, a straight chain alkyl group having
1 to 6 carbon atoms and an alkoxy group having 1 to 8 carbon
atoms are preferable for R4 and R5. A hydrogen atom, an alkyl
group having 1 to 2 carbon atoms and an alkoxy group having 1
to 2 carbon atoms are more preferable for R4 and R5. Preferably,
the above-described alkyl and alkoxy groups are not substituted.
A hydrogen atom, a methyl group, an ethyl group and a methoxy
group are particularly preferable for R4 and R5.
R2 represents a straight or branched chain alkyl group
which may be substituted. For R2, for example, a straight chain
alkyl group having 1 to 6 carbon atoms such as a methyl group,
an ethyl group, a propyl group, a butyl group, a pentyl group

and a hexyl group; a branched chain alkyl group having 3 to 8
carbon atoms such as an isopropyl group, a sec-butyl group, an
isobutyl group, a t-butyl group, a 2-ethylhexyl group, a
cyclopropyl group, a cyclohexylmethyl group; and the like can
be cited.
These alkyl groups may be substituted. For substituents,
a halogen atom such as a fluorine atom, a chlorine atom, a bromine
atom and an iodine atom;
an alkoxy group having 1 to 8 carbon atoms such as a methoxy
group, an ethoxy group, an n-propoxy group, an isopropoxy group,
an n-butoxy group, an isobutoxy group, a sec-butoxy group, a
t-butoxy group, an n-pentyloxy group, a cyclopropyloxy group,
a cyclohexylmethyloxy group and a 2-ethylhexyloxy group;
an alkoxycarbonyl group having 2 to 9 carbon atoms such as a
methoxycarbonyl group, an ethoxycarbonyl group, an
n-propoxycarbonyl group, an isopropoxycarbonyl group, an
n-butoxycarbonyl group, an isobutoxycarbonyl group, a sec-
butoxycarbonyl group, a t-butoxycarbonyl group, an
n-pentyloxycarbonyl group, a cyclopropyloxycarbonyl group, a
cyclohexylmethoxycarbonyl group and a 2-ethylhexyloxycarbonyl
group;
an alkylcarbonyloxy group having 2 to 9 carbon atoms such as
a methylcarbonyloxy group, an ethylcarbonyloxy group, an
n-propylcarbonyloxy group, an isopropylcarbonyloxy group, an
n-butylcarbonyloxy group, an isobutylcarbonyloxy group, a sec-
butylcarbonyloxy group, a t-butylcarbonyloxy group, an
n-pentylcarbonyloxy group, a cyclopropylcarbonyloxy group, a
cyclohexylmethylcarbonyloxy group and a
2-ethylhexylcarbonyloxy group;
an alkylcarbonyl group having 2 to 9 carbon atoms such as an
acetyl group, a propionyl group, a butyryl group, an isobutyryl
group, a valeryl group, an isovaleryl group, a 2-methylbutyryl
group, a pivaloyl group, a hexanoyl group, a
cyclopropylcarbonyl group, a cyclohexylmethylcarbonyl group
and a 2-ethylhexylcarbonyl group;
a dialkylamino group having 2 to 16 carbon atoms such as a

dimethylamino group, a diethylamino group, a dipropylamino
group, a diisopropylamino group, a dibutylamino group, a
diisobutylamino group, a di-t-butylamino group, a dihexylamino
group, an ethylmethylamino group and a butylpentylamino group;
and the like can be cited.
Among these, an unsubstituted straight chain alkyl group
having 1 to 6 carbon atoms, or an unsubstituted branched chain
alkyl group having 3 to 8 carbon atoms are preferable for R2.
When unsubstituted straight chain alkyl groups are used, the
number of carbon atoms is generally set to range from 1 to 6
inclusive. The number of carbon atoms is preferably set to 5
or less, more preferably set to 4 or less. Meanwhile, when
unsubstituted branched chain alkyl groups are used, the number
of carbon atoms is set to range from 3 to 8 inclusive. The number
of carbon atoms is preferably set to 7 or less, more preferably
set to 6 or less, further preferably set to 5 or less, and
particularly preferably set to 4 or less. A methyl group, an
ethyl group, a propyl group, an isopropyl group and an isopropyl
group are particularly preferable for R2.
Each of R6, R7, R8 and R9 independently represents a
hydrogen atom or an alkyl group having 1 to 2 carbon atoms. Use
of hydrogen atoms and alkyl groups having 1 to 2 carbon atoms
is preferable because it makes it easy to set the 0D2/0D1 value
to a predetermined value. In alkyl groups having 1 to 2 carbon
atoms, a hydrogen atom bonded to a carbon atom may be substituted
with other substituents (such as a halogen atom) . However, the
alkyl groups are preferably unsubstituted alkyl groups. For
alkyl groups having 1 to 2 carbon atoms, a methyl group and an
ethyl group can be cited. In light of simplicity of synthesis
and spatial structure, a hydrogen atom is the most preferable
for R6, R7, R8 and R9.
The molecular weight of the azo dye compounds represented
by the general formula (1) is generally 2000 or less. Among
others, the azo dye compounds with the molecular weight of 1000
or less are preferable because they lead to dyes that exhibit
increased solubility in solvents and are excellent in

light-resistance, weather-resistance and high reflectivity.
Among the azo dye compounds represented by the general formula
(1), compounds shown in the following (formulae 3 to 30) can
be cited as the specific examples..
[formulae 3]
































































Except for structure, there are no limitations on
azo-metal chelate dyes. However, in consideration of applying
the azo-metal chelate dyes to optical recording media, which
are capable of recording and reading by means of laser light
with short wavelengths and are needed in ever-greater numbers
in the future, dyes that exhibit the maximum absorption at a
wavelength of 700 nm or less are preferable, and dyes that
exhibit the maximum absorption at a wavelength ranging from 650
to 500 nm are further preferable, which are measured for a single
layer dye film.
In azo-metal chelate dyes to which the present embodiment
is applied, as metals that form a chelate with the azo dye

compounds represented by the formula (1), various kinds of
metals that can form a complex can be employed. For such metals,
elements belonging to 9, 10 and 11 groups are preferable.
Particularly preferably, at least one such metal is selected
from the group consisting of Co, Ni, Cu and Pd. This is because
use of the above-described metals makes the shape of absorption
spectrum favorable and improves solubility in various solvents,
light-resistance and durability.
Hereinafter, an optical recording medium having in a
recording layer an azo-metal chelate dye to which the present
embodiment is applied will be described.
The optical recording medium to which the present
embodiment is applied has a substrate, and a recording layer
including an azo-metal chelate dye that has the OD2/OD1 value
of which is greater than 1.25. Preferably, the optical
recording medium of the present embodiment has a substrate, and
a recording layer including an azo-metal chelate dye consisting
of the azo dye compound represented by the formula (1) and a
metal. The optical recording medium may be a layered-structure
in which an under coat layer, a metal reflecting layer, a
protection layer and the like are provided on a substrate as
appropriate. For the preferable example of the
layered-structure, for example, an optical recording medium
having high reflectivity can be cited in which a recording layer,
a metal reflecting layer and a protection layer are provided
on a substrate.
Hereinafter, by taking an optical recording medium having
such a layered-structure as an example, a description will be
given of an optical recording medium to which the present
embodiment is applied.
Basically, the material for the substrate of the optical
recording medium to which the present embodiment is applied may
be one that is transparent to the recording light and reading
light. For example, polymer material such as polycarbonate
resin, vinyl chloride resin, acrylic resin such as methyl
polymethacrylate, polystyrene resin, epoxy resin, vinyl

acetate resin, polyester resin, polyethylene resin,
polypropylene resin, polyimide resin and amorphous polyolef in,
inorganic material such as glass can be used. Polycarbonate
resin is preferably used in light of high throughput, cost,
resistance to hygroscopicity and the like.
Using injection molding and the like, these materials for
a substrate are molded into a disc shape to serve as a substrate.
It is to be noted that guide grooves and pits may be formed on
the surface of the substrate when needed. It is preferable that
these guide grooves and pits be provided at a time when the
substrate is molded. However, it is also possible to provide
guide grooves and pits on the substrate by use of an ultraviolet
curing resin layer. When the guide grooves have spiral shapes,
it is preferable that the groove pitch be in a range of around
0.4 to 1.2 µm inclusive, particularly preferably in a range of
around 0.6 to 0.9 µm inclusive.
In terms of the atomic force microscope (AFM) measurement
value, it is preferable that the groove depth is generally in
a range of 100 to 200 nm inclusive. In particular, the groove
depth is preferably in a range of around 150 to 180 nm inclusive
in order to achieve from 1X recording, meaning low-speed, to
8X recording meaning high-speed. When the groove depth is
greater than the lower limit, large modulated amplitude can be
obtained even in a low-speed recording, when the groove depth
is less than the upper limit, sufficient reflectivity can be
easily obtained. The groove width is generally in a range of
0 .20 to 0. 40 µm inclusive in terms of the atomic force microscope
(AFM) measurement value. For high-speed recording application,
it is further preferable that the groove width be in a range
of 0.28 to 0.33 µm inclusive. When the groove width is greater
than the lower limit, sufficient push-pull signal amplitude can
be easily obtained. Moreover, deformation of the substrate has
a significant influence on the amplitude of the recording signal.
For this reason, when recording at speeds higher than 8X,
setting the groove width to be greater than the above lower limit
will suppresses the influence of thermal interference,

facilitating to obtain small jitter. Furthermore, wide
recording power margin is provided to give excellent recording
characteristics and recording conditions, for example,
tolerance to variations in laser power is increased. In the
case where the groove width is less than the upper limit, when
performing low-speed recording such as 1X, it is possible to
suppress thermal interference in recording marks and to obtain
excellent jitter value.
The optical recording medium to which the present
embodiment is applied can record information, such as address
information, information about type of media, condition of
recording pulse and optimal recording power. Formats such as
LPP and ADIP, which are described in DVD-R and DVD+R standards,
may be used to record the information.
In the optical recording medium to which the present
embodiment is applied, a recording layer including an azo-metal
chelate dye having the above-described specific properties and
structure is formed on a substrate, or on an under coat layer
and the like which have been provided as required. The
recording layer including such an azo-metal chelate dye has high
sensitivity, high reflectivity and relatively high
decomposition temperature (or the temperature at which the
amount begins to decrease in terms of TG-DTA measurement) . The
recording layer including the above-described azo-metal
chelate dye can achieve high-speed recording with single
composition.
As the conventional recording layers which have been
regarded to have high sensitivity, there are known a recording
layer which uses a dye having higher absorption coefficient at
the recording light wavelength and a recording layer using a
low-temperature decomposition dye which decomposes at
temperatures lower than 240°C. However, in the former case,
it is difficult to obtain a reflectivity of 40% or more using
this dye as a single component. In addition, in the latter case,
there have been the following problems: that is, deterioration
owing to reading light power; crosstalk that occurs because of

the tendency of recording marks to spread; and jitter tends to
be large because of thermal interference.
On the other hand, according to the recording layer
including the azo-metal chelate dye having the above-described
specific properties and structure, it is possible to solve these
problems and to achieve high-speed recording. Higher
reflectivity is obtained in spite of the fact that the dye used
in this recording layer has the absorption peak at longer
wavelengths, that is, the dye has a high absorption coefficient
at recording and reading wavelengths. It is conceivable that
reason for this is due to a high refraction index in the recording
layer.
Generally, it is believed that it is preferable for the
recording layer of an optical recording medium to have a
refraction index ranging from 2 to 3 and an extinction
coefficient ranging from 0.03 to 0.1 within (recording and
reading light wavelength) ± 3 nm. In order to perform
high-speed recording, it is preferable that the refraction
index in this range be as high as possible (for example, 2.5
or more) . This is preferable because a higher refraction index
makes recording modulation amplitude larger, since it is
possible to ensure large optical path difference at the same
film thickness. The higher the refraction index is, the higher
the reflectivity of a disc is, thereby leading to high recording
modulation amplitude with thinner film thickness. Use of this
recording layer having a high refraction index allows for
reduction in the film thickness, which is required for
high-speed recording at 8X or more, and realizes excellent
high-speed recording because thermal interference and
crosstalk are suppressed.
As methods of forming the recording layer of the optical
recording medium to which the present embodiment is applied,
thin-film forming methods that are generally performed, such
as vacuum deposition method, sputtering method, doctor blade
method, casting method, spin coating method and dipping method
can be cited. From the viewpoint of mass productivity and cost,

spin coating method is particularly preferable.
When spin coating method is used for forming a film, the
rotation speed is preferably in a range of 500 to 10000 rpm.
In some cases, treatments like annealing or application of vapor
of solvent may be performed after spin coating. Application
solvents, which are used when application methods such as doctor
blade method, casting method, spin coating method and dipping
method are employed to form a recording layer, are not
particularly limited unless the substrate is damaged. For the
application solvent, for example, a ketone alcohol solvent such
as diacetone alcohol, 3-hydroxy-3-methyl-2-butanone; a
cellosolve solvent such as methylcellosolve and
ethylcellosolve; a chain hydrocarbon solvent such as n-hexane
and n-octane; a cyclic hydrocarbon solvent such as cyclohexane,
methylcyclohexane, ethylcyclohexane, dimethyl cyclohexane,
n-butylcyclohexane, t-butylcyclohexane and cyclooctane; a
perfluoroalkylalcohol solvent such as tetrafluoropropanol,
octafluoropentanol and hexafluorobutanol; a
hydroxycarboxylate solvents such as methyl lactate, ethyl
lactate and methyl isobutylate; and the like can be cited.
When forming a recording layer, additives such as
quencher, ultraviolet absorber, adhesive and the like may be
mixed with the above-described dye as appropriate.
Alternatively, substituents having various effects such as
quenching effect and ultraviolet absorbing effect can be
introduced into the above-described dye. As a singlet oxygen
quencher to be added to increase light-resistance and
durability of the recording layer, metal complexes such as
acethylacetonate complex, bisdithiol complex, such as
bisdithio-α-diketone complex and bisphenyldithiol complex,
thiocatehol complex, salicylaldehydeoxime complex, and
thiobisphenolate complex are preferable. In addition, amine
compounds are also preferable.
Moreover, in order to improve recording characteristics
and the like, other dyes may be used together. In addition,
an azo-metal chelate dye to which the present embodiment is

applied can be used in combination with a dye used for low-speed
recording in order to implement both of high-speed recording
and low-speed recording. However, the mixing ratio thereof
should be less than 60% with respect to the weight of the
azo-metal chelate dye, preferably 50% or less, and further
preferably 40% or less. Meanwhile, when the above-described
dye for low-speed recording is used together, the mixing ratio
is generally set to 0.01% or more. If the mixing ratio of the
dye for low-speed recording is excessively high, it is likely
that the recording sensitivity required for high-speed
recording at 8X or more cannot be obtained
As dyes which can be used together, azo dye compounds which
belong to the same family as those represented by the formula
(1) can be cited. Moreover, as dyes that can be used together,
azo dyes or azo-metal chelate dyes that belong to the same family
as the azo-metal chelate dyes having the above-described
specific properties or structures, cyanine dyes, squarylium
dyes, naphthoquinone dyes, anthraquinone dyes, porphyrin dyes,
tetrapyraporphyrazine dyes, indophenol dyes, pyrylium dyes,
thiopyrylium dyes, azulenium dyes, triphenylmethane dyes,
xanthene dyes, indanthrene dyes, indigo dyes, thioindigo dyes,
merocyanine dyes, bis-pyromethene dyes, thiazin dyes, acridine
dyes, oxazine dyes, indoaniline dyes and the like can be cited,
and dyes belonging to other families may also be used. As agents
that accelerate thermal decomposition of dyes, metallic
compounds such as metal anti-knocking agents, metallocene
compounds and acetylacetonate metal complex can be cited.
Moreover, binders, leveling agents and antifoaming
agents can be used together as needed. As preferable binders,
polyvinylalcohol, polyvinylpyrrolidone, nitrocellulose,
cellulose acetate, ketone resin, acryl resin, polystylene resin,
urethane resin, polyvinylbutyral, polycarbonate and
polyolefin can be cited.
The film thickness of the recording layer (dye layer) is
not particularly limited. However, it is preferable that the
thickness be in a range of 50 to 300 nm inclusive. When the

film thickness of the dye layer is greater than the
above-described lower limit, the influence of thermo diffusion
can be suppressed, and therefore it is facilitated to perform
favorable recording. In addition, occurrence of distortion in
recording signals is reduced, and therefore it is easy to make
the signal amplitude large. When the film thickness of the dye
layer is less than the above-described upper limit, it is easy
to make the reflectivity higher and to provide excellent reading
signal characteristics.
Moreover, the groove-portion film thickness of the
recording layer is generally in a range of 90 to 180 nm inclusive,
preferably in a range of 50 to 90 nm inclusive. The
portion-between-grooves film thickness is generally in a range
of 50 to 100 nm inclusive, preferably in a range of 30 to 70
nm inclusive. When the groove-portion film thickness or the
portion-between-grooves film thickness is greater than the
above-described lower limit, it is possible to secure large
amplitude of the address information (LPP and ADIP), thereby
making it easy to reduce the occurrence of errors. When the
groove-portion film thickness or the portion-between-grooves
film thickness is less than the above-described upper limit,
it is possible to suppress the influence of heat accumulation
in recording marks and to prevent increase in crosstalk, thereby
making it easy to provide small jitter.
The optical recording medium to which the present
embodiment is applied can exhibit a reflectivity of 40% or more
by combining the recording layer including the azo-metal
chelate dye having the above-described specific properties or
structure and the form of the groove provided on a substrate.
Thus, for example, DVD-Rs (in terms of standards, there are two
types: DVD-R and DVD+R, which are collectively referred to as
DVD-R hereinafter) can be realized that have reading
compatibility with DVD-ROMs. Note that, reflectivity means
the value measured by using a disc reader (such as a DVD player,
DVD-ROM test system and DVD drive) in which laser having
wavelength ranging from 650+10 nm to 650-5 nm is mounted on a

pickup when grooves on an optical disc are tracked.
Next, a reflecting layer is preferably formed on the
recording layer to have a thickness from 50 to 300 ran. For
materials used for the reflecting layer, material exhibiting
sufficient reflectivity at the reading light-wavelength can be
used. For example, metal such as Au, Al, Ag, Cu, Ti, Cr, Ni,
Pt, Ta and Pd can be separately used. Alternatively, alloy of
these metals can also be used. Among these, Au, Al and Ag have
high reflectivity and therefore are suited for the material for
the reflecting layer. In particular, Ag and Ag alloy have
excellent reflectivity and thermal conductivity and are
therefore preferable. In addition to these metals, the
following elements may be contained therein. For example,
metals and semimetals such as Mg, Se, Hf, V, Nb, Ru, W, Mn, Re,
Fe, Co, Rh, Ir, Cu, Zn, Cd, Ga, In, Si, Ge, Te, Pb, Po, Sn and
Bi can be cited. Among these, material which contains Ag as
a principal component is particularly preferable, because it
is not expensive to manufacture, has tendency to exhibit
increased reflectivity when it is combined with azo-metal
chelate dye, and provides white beautiful ground color when a
print-receiving layer is provided, which will be described
later. Here, the principal component means element accounting
for 50% or more of the material. It is also possible that thin
films having low refraction index are alternately laminated
with thin films having high refraction index to form a
multi-layered film by using material composed of other than
metals, and this multi-layered film is used as the reflecting
layer.
As methods for forming the reflecting layer, sputtering
method, ion-plating method, chemical vapor deposition and
vacuum deposition can be cited. In addition, publicly known
organic or inorganic intermediate layer and adhesion layer can
be provided on a substrate or under a reflecting layer in order
to enhance reflectivity, improve recording characteristics and
enhance adherence.
The materials used for a protection layer formed on a

reflecting layer are not particularly limited, as long as the
reflecting layer is protected from external forces. For
example, thermoplastic resin, thermosetting resin, electron
beam curing resin, UV curing resin and the like can be cited
as organic substance. Moreover, SiO2, SiN4, MgF2, SnO2 and the
like can be cited as inorganic substance. Thermoplastic resin,
thermosetting resin or the like may be dissolved into an
appropriate solvent to obtain an application solution. The
application solution may then be applied to a substrate,
followed by drying. In this way, thermoplastic resin,
thermosetting resin or the like are formed. UV curing resin
may be applied to a substrate as it is and cured by UV light.
Alternatively, UV curing resin may be dissolved into an
appropriate solvent to prepare an application solution. The
application solution may then be applied to the substrate,
followed by irradiation with UV light for curing. In this way,
UV curing resin is formed. For UV curing resin, acrylate resin
such as urethane acrylate, epoxy acrylate and polyester
acrylate can be used. Separate use or mixed use of these
materials may be possible. Additionally, these materials may
be used in a form of a single layer film as well as in a form
of a multi-layered film.
As in the case of forming a recording layer, as methods
for forming the protection layer, coating methods such as spin
coating method and casting method, sputtering method, chemical
vapor deposition and the like may be used. Among these methods,
spin coating method is preferable. The film thickness of the
protection layer generally ranges from 0.1 to 100 µm inclusive.
In the present embodiment, the film thickness of the protection
film preferably equals to 3 µm or more, more preferably equals
to 5 µm or more, whereas preferably 30 µm or less, more preferably
20 µm or less.
Note that, the present embodiment is not limited to the
foregoing aspects, and various modifications thereof are
possible. For example, an optical recording medium may include
two or more recording layers. In addition, methods including

the following may be used: a method of bonding a substrate having
no grooves, which is called a dummy substrate, to the reflecting
layer surface; and a method of bonding two optical recording
media together in a state where the reflecting layer surfaces
are allowed to come in contact with each other. UV curing resin,
inorganic thin film or the like may be formed onto the substrate
mirror-finished surface in order to protect the surface and to
prevent adherence of dusts and the like. Furthermore, a
print-receiving layer can also be formed on the protection layer
provided on the reflecting layer, or on the substrate bonded
to the reflecting layer surface.
Recording to the thus obtained optical recording medium
is generally performed by applying laser light to the recording
layer(s) provided on one surface or on both surfaces of the
substrate. Generally, the portions of the recording layer to
which laser light is applied thermally deform, that is,
decomposition, heat generation, melting and the like are caused
by absorption of laser light energy. The recorded information
is generally read by reading the reflectivity difference
between the portion where thermal deformation owing to laser
light has occurred and the portion where thermal deformation
has not occurred.
Lasers used for recording and reading are not
particularly limited. However, a dye laser that can be tuned
to various wavelengths over the visible range, a helium-neon
laser with a wavelength of 633 nm, a high-power semiconductor
laser with a wavelength of near 680, 660 or 635 nm, which has
been developed recently, a blue laser with a wavelength of near
400 nm and a second harmonic YAG laser with a wavelength of 532
nm, and the like can be used. Among these lasers, the
semiconductor laser is suitable because it is compact and
lightweight, excellent in handleability and advantageous
costwise. In an optical recording medium to which the present
embodiment is applied, high density recording and reading can
be achieved by using one or a plurality of wavelengths selected
among these.

Examples
Hereinafter, a specific description will be given of the
present embodiment on the basis of examples. However, the
present examples are not intended to limit the present
embodiment as long as it does not depart from the scope thereof.
(Example 1)
(a) Example of preparing compounds
(Diazo coupling)
Here, 1.15 g of 2-amino-l,3, 4- thiadiazole (structural
formula la) was dissolved into a mixture containing 13.7 g of
acetic acid, 11.8 g of phosphoric acid and 4.7 g of sulfuric
acid. After cooling the resultant solution to 5°C or less, 3.4
g of 43% nitrosylsulfuric acid was added dropwise to this
solution. In this way, a diazo solution of 2-amino-l,3,4-
thiadiazole was prepared. Next, the thus obtained diazo
solution was added dropwise to 44 ml of methanol solution
containing 2.2 g of the compound represented by the following
structural formula lb at 5°C or less . Thereafter, the resultant
solution was stirred for 2 hours. Subsequently, 28% ammonia
water was added thereto for neutralization, followed by
filtration and purification of the deposited crystal. In this
way, 1.3 g of an azo-compound represented by the following
structural formula lc was obtained.

Here, 1.3 g of the azo-compound represented by the
structural formula lc was dissolved into 52 ml of
tetrahydrofuran. Then, undissolved components were separated
by filtration. Next, 0.47 g of nickel acetate tetrahydrate was
dissolved into 7 ml of methanol. The resultant solution was
added dropwise to THF solution containing the azo-compound

represented by the structural formula lc at room temperature.
Furthermore, 72 ml of water was added to this solution, followed
by filtration, purification and drying of the deposited crystal.
In this way, 0.8 g of an azo-nickel chelate dye was obtained.
This azo-nickel chelate dye showed the maximum absorption
wavelength at 588 nm (in chloroform) and 141 L/gcm absorption
coefficient per gram. The coating film thereof showed the
maximum absorption wavelength at 607 nm.
(b) Recording example
An octafluoropentanol (hereinafter referred to as OFP)
solution containing 1.7 wt% of the thus prepared azo-nickel
chelate dye was applied by spin coating on a transparent
polycarbonate substrate with guide grooves having 0.74 µm track
pitch, 160 nm groove depth and 0.31 urn groove width. Then the
substrate was annealed at 100°C for 20 minutes. This recording
layer has the portion-between-grooves film thickness of 55 nm
and the groove-portion film thickness of 85 nm. Silver is
sputtered on this recording layer to have a thickness of 120
nm, and UV curing resin is applied by spin-coating thereon to
have a thickness of 3 µm. Furthermore, after an adhesive was
applied by spin coating, a dummy substrate having no grooves
(a transparent substrate) was bonded to the substrate. Using
a 660 nm semiconductor laser tester (NA = 0.65), 8X-speed (28
m/s linear velocity) recording was performed on this disc in
accordance with recording pulse condition that is compliant
with DVD-R standards ver2.01. Thereafter, the disc was read
at lX-speed (3.5 m/s linear velocity) . An excellent result was
obtained. Specifically, 8X-speed recording sensitivity was
26.8 mW, and jitter (hereinafter, meaning jitter with respect
to clock IT = 38.2 ns) was 8.2%. A lX-speed recording was
performed on this disc, an excellent result was obtained.
Specifically, recording sensitivity was 6.2 mW, recording
modulation amplitude was 55%, and jitter was 7.8%. The disc
exhibited an excellent reflectivity of 47%, which was measured
by a DVD-ROM test system (LMA220 manufactured by ShibaSoku Co. ,
Ltd. The measuring was performed at a wavelength of 647 nm).

Incidentally, the upper limit of the power of a recording
laser with a wavelength of near 660 nm has been rapidly raised
these days. However, in consideration of mass productivity,
beam shape (when beam is allowed to have preferable shape, power
is reduced) and price, it is preferable that 8X-speed recording
sensitivity be around 28 mW. In addition, jitter is less than
9%, preferably less than 8%.
(Example 2)
(a) Example of preparing compounds
Under the same conditions as those in the example 1, the
compounds represented by the following structural formulae 2a
and 2b were used as starting materials to prepare the
azo-compound 2c represented by the following structural formula
2c, and nickel was combined to form an azo-nickel chelate dye.
This azo-nickel chelate dye showed the maximum absorption
wavelength at 589 nm (in chloroform) and 139 L/gcm absorption
coefficient per gram. The coating film thereof showed the
maximum absorption wavelength at 609 nm.

(b) Recording example
A disc was fabricated under the same conditions as those
in the example 1 with the exception that a dye having the
structural formula shown above was used and that the film
thickness was reduced to 75% of that in the example 1 (the
portion-between-grooves film thickness was approximately 41 nm,
the groove-portion film thickness was approximately 64 nm).
Then, recording and reading of this disc was performed as in
the case of the example 1. Excellent results were obtained.
Specifically, 8X-speed recording sensitivity was 22 mW, and
jitter was 7.7%. The reflectivity was 46%.
(Example 3)
(a) Example of preparing compounds

Under the same conditions as those in the example 1, the
compounds represented by the following structural formulae 3a
and 3b were used as starting materials to prepare the
azo-compound represented by the following structural formula
3c, and an azo-nickel chelate dye composed of nickel and the
azo-compound 3c was obtained. This azo-nickel chelate dye
showed the maximum absorption wavelength at 588 nm (in
chloroform) and 143 L/gcm absorption coefficient per gram. The
coating film thereof showed the maximum absorption wavelength
at 607 nm.

(b) Recording example
A disc was fabricated under the same conditions as those
in the example 2 with the exception that a dye having the
structural formula shown above was used. Then, recording and
reading of this disc was performed as in the case of the example
2. Excellent results were obtained. Specifically, 8X-speed
recording sensitivity was 24.8 mW, jitter was 7.3%, and
reflectivity was 47%.
(Example 4)
(a) Example of preparing compounds
Under the same conditions as those in the example 1, the
compounds represented by the following structural formulae 4a
and 4b were used as starting materials to prepare the
azo-compound represented by the following structural formula
4c, and an azo-nickel chelate dye composed of nickel and the
azo-compound 4c was obtained. This azo-nickel chelate dye
showed the maximum absorption wavelength at 587 nm (in
chloroform) and 139 L/gcm absorption coefficient per gram. The
coating film thereof showed the maximum absorption wavelength
at 610 nm.
(formulae 38)


(b) Recording example
A disc was fabricated under the same conditions as those
in the example 2 with the exception that a dye having the
structural formula shown above was used. Then, recording and
reading of this disc was performed as in the case of the example
2. Excellent results were obtained. Specifically, 8X-speed
recording sensitivity was 23.6 mW, jitter was 7.2%, and
reflectivity was 46%.
(Example 5)
(a) Example of preparing compounds
Under the same conditions as those in the example 1, the
compounds represented by the following structural formulae 5a
and 5b were used as starting materials to prepare the
azo-compound represented by the following structural formula
5c, and an azo-nickel chelate dye composed of nickel and the
azo-compound 5c was obtained. This azo-nickel chelate dye
showed the maximum absorption wavelength at 587 nm (in
chloroform) and 139 L/gcm absorption coefficient per gram. The
coating film thereof showed the maximum absorption wavelength
at 608 nm.

(b) Recording example
A disc was fabricated under the same conditions as those
in the example 2 with the exception that a dye having the
structural formula shown above was used. Then, recording and
reading of this disc was performed as in the case of the example
2. Excellent results were obtained. Specifically, 8X-speed
recording sensitivity was 23.6 mW, jitter was 7.4%, and

reflectivity was 48%.
(Example 6)
(a) Example of preparing compounds
Under the same conditions as those in the example 1, the
compounds represented by the following structural formulae 6a
and 6b were used as starting materials to prepare the
azo-compound represented by the following structural formula
6c, and an azo-nickel chelate dye composed of nickel and the
azo-compound 6c was obtained. This azo-nickel chelate dye
showed the maximum absorption wavelength at 590 nm (in
chloroform) and 140 L/gcm absorption coefficient per gram. The
coating film thereof showed the maximum absorption wavelength
at 608 nm.

(b) Recording example
A disc was fabricated under the same conditions as those
in the example 2 with the exception that a dye having the
structural formula shown above was used. Then, recording and
reading of this disc was performed as in the case of the example
2. Excellent results were obtained. Specifically, 8X-speed
recording sensitivity was 25 mW, jitter was 7.4%, and
reflectivity was 47%.
(Example 7)
(a) Example of preparing compounds
Under the same conditions as those in the example 1, the
compounds represented by the following structural formulae 7a
and 7b were used as starting materials to prepare the
azo-compound represented by the following structural formula
7c, and an azo-nickel chelate dye composed of nickel and the
azo-compound 7c was obtained. This azo-nickel chelate dye
showed the maximum absorption wavelength at 590 nm (in
chloroform) and 137 L/gcm absorption coefficient per gram. The


coating film thereof showed the maximum absorption wavelength
at 609 nm.
(b) Recording example
A disc was fabricated under the same conditions as those
in the example 2 with the exception that a dye having the
structural formula shown above was used. Then, recording and
reading of this disc was performed as in the case of the example
2. Excellent results were obtained. Specifically, 8X-speed
recording sensitivity was 25.8 mW, jitter was 7.6%, and
reflectivity was 47%.
(Example 8)
(a) Example of preparing compounds
Under the same conditions as those in the example 1, the
compounds represented by the following structural formulae 8a
and 8b were used as starting materials to prepare the
azo-compound represented by the following structural formula
8c, and an azo-nickel chelate dye composed of nickel and the
azo-compound 8c was obtained. This azo-nickel chelate dye
showed the maximum absorption wavelength 595 nm (in chloroform)
and 137 L/gcm absorption coefficient per gram. The coating film
thereof showed the maximum absorption wavelength at 613 nm.

(b) Recording example
A disc was fabricated under the same conditions as those
in the example 2 with the exception that a dye having the
structural formula shown above was used. Then, recording and
reading of this disc was performed as in the case of the example

2. Excellent results were obtained. Specifically, 8X-speed
recording sensitivity was 22.8 mW, jitter was 7.8%, and
reflectivity was 48%. Note that, the recording modulation
amplitude of the discs in the examples 2 to 8 in the case of
IX recording were all in a range of 40 to 50%.
(Comparative example 1)
(a) Example of preparing compounds
Under the same conditions as those in the example 1, a
nickel chelate dye including the azo-compound 101c was obtained.
This azo-nickel chelate dye showed the maximum absorption
wavelength at 580 nm (in chloroform) and 142 L/gcm absorption
coefficient per gram. The coating film thereof showed the
maximum absorption wavelength at 598 nm.

(b) Recording example
A disc was fabricated under the same conditions as those
in the example 2 with the exception that a dye having the
structural formula shown above was used. Then, recording and
reading of this disc was performed as in the case of the example
2. Although the laser light intensity was raised to as high
as 28 mW, it was impossible to perform even 4X-speed recording
because of poor recording sensitivity (jitter >14%) . Note that
the reflectivity of this disc was 58%, which was measured using
a DVD-ROM test system.
(Comparative example 2)
(a) Example of preparing compounds
Under the same conditions as those in the example 1, a
nickel chelate dye including the azo-compound 102c was obtained.
This azo-nickel chelate dye showed the maximum absorption
wavelength at 585 nm (in chloroform) and 125 L/gcm absorption


coefficient per gram. The coating film thereof showed the
maximum absorption wavelength at 604 nm.
(b) Recording example
A disc was fabricated under the same conditions as those
in the comparative example 1 with the exception that a dye having
the structural formula shown above was used. Then, recording
and reading of this disc were performed as in the case of the
example 2 . As for the result, sufficient recording sensitivity-
was not obtained even at 4X-speed recording. The recording
sensitivity was 48 mW and insufficient, and jitter was 13% which
was poor. Note that the reflectivity of this disc was 48%, which
was measured using a DVD-ROM test system.
(Example 9)
The azo-nickel chelate dye prepared in the example 4 was
mixed with the nickel chelate dye prepared in the Comparative
example 2 at a weight ratio of 60:40. Then, an OFP solution
containing 1.9 wt% of the mixed dye was prepared. Next, this
solution was applied by spin coating on a polycarbonate
substrate with guide grooves having 0.74 µm track pitch, 163
nm groove depth and 0.32 µm groove width. Thereby, a recording
layer having 60 nm portion-between grooves thickness and 90 nm
groove portion thickness was formed. Except for this, a disc
was fabricated as in the case of the example 2. Then, 8X-speed
recording and lX-speed reading were performed. Here,
excellent results were obtained. Specifically, 8X-speed
recording sensitivity was 25.4 mW, jitter was 7.3%, and
reflectivity was 49%. Meanwhile, even at lX-speed recording,
excellent recording characteristics were obtained. lX-speed
recording sensitivity was 6 . 0 mW, j itter was 7 .1%, and recording

modulation amplitude was 61%. In other words, recording
characteristics were obtained which satisfy DVD-R standards
even at lX-speed recording or 8X-speed recording.
(Example 10)
A disc was fabricated under the same conditions and using
the same methods as those in the example 9 with the exception
that the dye prepared in the example 2 and the dye prepared in
the comparative example 1 were used. Recording and reading were
then performed as in the case of the example 9. As a result,
excellent recording and reading characteristics were obtained.
Specifically, 8X-speed recording sensitivity was 26 mW, jitter
was 7.2%, and reflectivity was 49%. lX-speed recording
sensitivity was 6.2 mW, jitter was 7.1%, and recording
modulation amplitude was 60%.
(Example 11)
A disc was fabricated under the same conditions and using
the same methods as those in the example 9 with the exception
that a mixed dye, which was obtained by mixing the dye prepared
in the example 5 with the dye prepared in the comparative example
1, was used (weight ratio of 60:40) . Recording and reading were
then performed as in the case of the example 9. As a result,
excellent recording and reading characteristics were obtained.
Specifically, 8X-speed recording sensitivity was 26.2 mW,
jitter was 7.3%, and reflectivity was 50%. lX-speed recording
sensitivity was 6.2 mW, jitter was 7.1%, and recording
modulation amplitude was 61%.
(Example 12)
A disc was fabricated under the same conditions and using
the same -methods as those in the example 9 with the exception
that a mixed dye, which was obtained by mixing the dye prepared
in the example 1 with the dye prepared in the comparative example
1 with a weight ratio of 50:50, was used. Recording and reading
were then performed as in the case of the example 9. At 28 mW,
8X-speed recording sensitivity was slightly unsatisfactory.
However, jitter was 7.5% and reflectivity was 52%.
Additionally, excellent lX-speed recording sensitivity was

obtained. Specifically, the recording sensitivity was 6.4 mW,
and jitter was 7.1% and recording modulation amplitude was 61%.
(Comparative example 3)
(a) Example of preparing compounds
Under the same conditions as those in the example 1, a
nickel chelate dye including the azo-compound 105c was obtained.
This azo-nickel chelate dye showed the maximum absorption
wavelength at 589 nm (in chloroform) and 109 L/gcm absorption
coefficient per gram. The coating film thereof showed the
maximum absorption wavelength at 607 nm.

(b) Recording example
A disc was fabricated under the same conditions as those
in the example 2 with the exception that a dye having the
structural formula shown above was used. Then, recording and
reading were performed as in the case of the example 2. At 28
mW, the recording sensitivity was slightly unsatisfactory,
showing poor j itter of 9.3%. When recording was performed under
the same conditions as those in the example 9 where recording
sensitivity can be enhanced, 8X-speed recording sensitivity was
25 mW. However, large thermal interference effect led to poor
recording characteristics, i.e., 11% jitter. Note that the
reflectivity of this disc was 46%, which was measured using a
DVD-ROM test system.
(Comparative example 4)
(a) Example of preparing compounds
Under the same conditions as those in the example 1, a
nickel chelate dye including the azo-compound 106c was obtained.
This azo-nickel chelate dye showed the maximum absorption
wavelength at 585 nm (in chloroform) and 132 L/gcm absorption

coefficient per gram. The coating film thereof showed the
maximum absorption wavelength at 609 nm.

(b) Recording example
A disc was fabricated under the same conditions as those
in the example 2 with the exception that a dye having the
structural formula shown above was used. Then, recording and
reading were performed as in the case of the example 2.
Excellent 8X-speed recording sensitivity was obtained, i.e.,
22 mW. However, owing to large thermal interference effect,
excellent recording characteristics were obtained only at the
power smaller than the recording sensitivity by 1 mW. The
reflectivity was reduced to 39%, which is not preferable for
the reading operation of DVD-Rs.
(Comparative example 5)
(a) Example of preparing compounds
Under the same conditions as those in the example 1, a
nickel chelate dye including the azo-compound 107c was obtained.
This azo-nickel chelate dye showed the maximum absorption
wavelength at 589 nm (in chloroform) and 91 L/gcm absorption
coefficient per gram. The coating film thereof showed the
maximum absorption wavelength at 601 nm.


in the example 2 with the exception that a dye having the
structural formula shown above was used. Then, recording and
reading were performed under the same recording conditions as
those of the comparative example 1. However, sufficient
recording sensitivity was not provided even at 28 mW and 4X
-speed recording, resulting in poor recording performance.
Note that the reflectivity of this disc was 46%, which was
measured using a DVD-ROM test system.
(Comparative example 6)
(a) Example of preparing compounds
Here, 13.99 g of 1, 2, 3,4-tetrahydroquinoline and 14.52
g of potassium carbonate were dissolved into 350 ml of methanol.
The resultant solution was maintained at temperatures between
45°C and 50°C with constant mixing. To this solution, 25.54
g of dimethyl sulfate was added dropwise. Subsequently, the
solution was stirred for 3 hours at temperatures between 45°C
and 50°C. Thereafter, the solution was left overnight. For
toluene extraction, 350 ml of toluene and 350 ml of water were
added to this solution. The extracted toluene solution was
dried using anhydrous sodium sulfate, followed by removal of
toluene to obtain a brown solution. This solution was
column-purified to obtain 12.9 g of a pale yellow solution
represented by the following structural formula (e).

Here, 12.9 g of the compound represented by the above
structural formula (e) was added dropwise to 230 g of
concentrated sulfuric acid which had been cooled to between 0°C
and 5°C, while maintaining the temperature at 0°C to 5°C.
Subsequently, a mixture of 36 g of concentrated sulfuric acid
and 9.0 g of concentrated nitric acid was added dropwise to the
resultant solution while maintaining the temperature at 0°C to

5°C. After the mixture solution was added, the solution was
returned to room temperature, followed by stirring for 2 hours.
The reacted solution was poured into 300 ml of ice water for
cooling. Then, the solution was adjusted to pH 9 by the addition
of 50% aqueous sodium hydroxide while cooling the solution.
After stirring for 1 hour, the deposited crystal was separated
by filtration and dried. Thus, 12.4 g of red crystal
represented by the following structural formula (f) was
obtained,
(formula 49)

Here, 31.4 g of iron powder was suspended in 183 ml of
DMF-water (2:1) solution, and the solution was heated to between
85°C and 90°C with constant mixing. To this solution, a mixture
obtained by mixing 6.7 ml of hydrochloric acid with 91.5 ml of
DMF-water (2:1) solution was added dropwise. Subsequently,
while maintaining the temperature at 85°C to 95°C, 183 ml of
DMF solution containing 12.0 g of the compound represented by
the above structural formula (f) was added dropwise to this
solution by taking 15 minutes. The resultant solution was
stirred for 20 minutes at the temperature between 80°C to 90°C.
Thereafter, while the solution was left for cooling, 6.39 g of
sodium hydrogencarbonate was added thereto, followed by
stirring for 10 minutes. The solution was then filtrated to
remove iron powder, and the filtrate was poured into 500 ml of
ice water for toluene extraction. After the resultant solution
was dried using anhydrous sodium sulfate, toluene was removed
to obtain 5.47 g of a brown liquid represented by the following
structural formula (g).
(formula 50)


Under nitrogen flow, 9.31 g of trifluoromethanesulfonic
anhydride was stirred, and was maintained a temperature of 20°C
or below. Here, 40 ml of toluene solution containing 5.47 g
of the compound represented by the above structural formula (g)
was added dropwise. The resultant solution was subsequently
stirred for 4 hours at the temperature between 10°C and 15°C.
Thereafter, the solution was left overnight. To the reacted
solution, 2 ml of water is added at the temperature between 10°C
to 25°C and was stirred for 1 hour. Thereafter, the deposited
solid substance was the separated by filtration. The substance
thus harvested was then dissolved into ethyl acetate, and 150
ml of water was added thereto. Then, the resultant solution
was extracted with ethyl acetate. After the resultant solution
was dried using anhydrous sodium sulfate, ethyl acetate was
removed to obtain 6.87 g of a dark brown liquid represented by
the following structural formula (h).
(formula 51)

Here, 0.58 g of 2-amino-5-methyl-l,3,4-thiadiazole
represented by the above-described structural formula (i) was
dissolved into a mixture of 5ml of acetic and 3 ml of propionic
acid. To this solution, 1 ml of sulfuric acid was added dropwise
at the temperature between 0°C and 5°C. Then, 1.78 g of 43%
nitrosylsulfuric acid was added dropwise to the resultant

solution at the temperature between 0°C and 5°C. In this way,
diazotization was performed. Then, 1.77 g of the compound
represented by the structural formula (h), 0.2 g of urea and
2.0 g of sodium acetate were dissolved into 20 ml of methanol.
To this solution, the resultant diazo solution was added
dropwise at the temperature between 0°C and 5°C and was stirred
for 3 hours. Thereafter, the resultant solution was left
overnight. The deposited crystal was separated by filtration
and then dried. Thus, 1.44 g of red crystal was obtained which
is represented by the following structural formula (j).
(formula 52)

Here, 1.30 g of an azo-compound represented by the
structural formula (j) , which was obtained as described above,
was dissolved into 50 ml of THF. At room temperature, 6 ml of
methanol solution containing 0.46 g of nickel acetate
tetrahydrate was then added to the resultant solution.
Thereafter, this solution was stirred for 3 hours at room
temperature, followed by addition of 50 ml of water. The
deposited crystal was then separated by filtration, and the
obtained crystal was washed with water and dried. In this way,
0. 59 g of a nickel chelate compound was obtained. This compound
showed Xmax at 591 nm (s=9.9 x 104) (in chloroform), 113L/gcm
absorption coefficient per gram, and the coating film thereof
showed the maximum absorption wavelength at 613 nm.
(Measurement of the OD2/OD1 value)
Here, 20 mg of dyes prepared in the examples 1 to 8 and
comparative examples 1 to 6 were respectively added into 2 g
of octafluoropentanol (OFP) solvents. Thereafter, supersonic
dispersion was performed at temperatures between 50°C and 55°C
for 60 minutes to obtain solutions A. The solutions A were then

cooled to room temperature (25±5°C). Thereafter, the
solutions A were filtrated through 0.2 µm filters (manufactured
by Millipore Corporation) to obtain solutions B. The solutions
B were respectively applied by spin coating on 1.2 mm thickness
polycarbonate substrates having 170 nm groove depth, 500 nm
groove width and 1600 nm trackpitch at a rotating speed of 800
rpm. Then, the thus obtained films composed of only dyes were
annealed in the constant temperature oven for 5 minutes, where
80°C air is blowing. Thereafter, the substrates were left in
a room, whereby the substrates were cooled to room temperature
(fabrication of coated substrates A) .
The absorption spectra of these coated substrates A were
then measured, wherein the coated substrates A were cut out to
have sector shapes and were used as samples to be measured. Air
was used as a reference sample. Measurement was then made using
U-3300(manufactured by Hitachi, Ltd.). The following
measurement conditions were adopted: wavelength scan speed of
300 nm/min; and optical density measuring (Absorbance) mode at
a sampling cycle of 0.5 nm.
Fig. 1 shows the absorption spectrum of the coated
substrate A where the dye prepared in the example 1 is used.
In addition, Table 1 shows wavelengths and optical densities
at OD1 and OD2 as well as the OD2/OD1 value for each coated
substrate A.


In addition, Fig. 3 shows the 0D2/0D1 values measured in
the examples 1 to 8 and in the comparative examples 1 to 6. As
can be seen from the results shown in Fig. 3, there is a boundary
between the values in the examples 1 to 8 and the values in the
comparative examples 1 to 6 at 1.25. Moreover, Fig. 4 shows
the maximum absorption wavelengths (wavelengths at which the
0D2 values are obtained) of the coated substrates A fabricated
in the examples 1 to 8 and in the comparative examples 1 to 5,
and shows the measurement results for the reflectivity of each
of the discs at a 40 mm radius, measured by using a DVD-ROM test
system (647 nm). From the results shown in Fig. 4, it can be

learned that the discs prepared in the comparative examples 1
to 5 tend to exhibit decreased reflectivity with increase in
the maximum absorption wavelengths as indicated by the
regression line in Fig. 4. As a trend in the dyes prepared in
the comparative examples 1 to 5, it is difficult to obtain a
reflectivity of 45% or more that is required in the DVD standards
for reading by using dyes having the absorption maximum at
wavelengths longer than 605 ran. On the other hand, it can be
determined that the discs using the dyes prepared in the
examples 1 to 8 allow to secure high reflectivity even when dyes
having the absorption maximum at the vicinity of 610 nm are used.
(Measurement of reference data)
Here, 0.06 g of the azo-metal chelate dyes, respectively
represented by the following structural formulae (S-l) to (S-6)
were added to 5 g of OFP solvents, and were subject to supersonic
dispersion at 50°C for 60 minutes. Thereafter, the solutions
were left in a room, whereby the solutions were cooled to room
temperature. The solutions were then filtrated through 0.2 urn
filters (manufactured by Millipore Corporation). The
resultant solutions were applied by spin coating on
mirror-finished surface replicas (polycarbonate substrates
with no guide grooves) so that substantially half area of each
disc surface was covered. After drying, a reflecting layer was
sputtered on a part of a recording layer formed by the
spin-coating. The step height between the uncoated portion
covered with the reflecting layer and the recording layer
covered with the reflecting layer was measured by using a
three-dimensional surface roughness meter (ZYGO: Maxim 5800,
manufactured by Canon Inc.), whereby the film thickness was
determined. In addition, using the automatic
wavelength-scanning ellipsometer (MEL-30S, manufactured by
JASCO Corporation) , light with wavelengths between 580 and 650
nm was applied to the recording layer to which the reflecting
layer was not applied, thereby measuring the reflectivity and
the phase difference in variable-angle measurement mode. Then,
with reference to the above-described film thickness, the

combination of refraction index n and extinction coefficient
k, which gives favorable convergence, was determined for each
wavelength. Among the refraction indices for the wavelengths
thus obtained, the refraction index that gives the maximum value
is defined as n.
Meanwhile, for each of the (S-l) to (S-6) dyes, a coated
substrate A formed by use of the dye was fabricated and the
absorption spectrum was measured as in the case of the
above-described "method of measuring the 0D2/0D1 value" Then
the 0D2/0D1 values were calculated.
Table 2 and Fig. 2 show the thus determined 0D2/0D1 values
and n values (maximum refraction indices). Starting from the
left side (i.e. , from the smallest 0D2/0D1 value to the largest
one), data points respectively represent the values for the
(S-l) to (S-6) dyes.
(formulae 53)




(Example 13)
(a) example of preparing compounds
Under the same conditions as those in the example 1, the
compounds represented by the following structural formulae 13a
and 13b were used as starting materials to prepare the
azo-compound represented by the following structural formula
13c, and nickel was combined to form an azo-nickel chelate dye.
This azo-nickel chelate dye showed the maximum absorption
wavelength at 588 nm (in chloroform) and 130 L/gcm absorption
coefficient per gram. The coating film thereof showed the
maximum absorption wavelength at 604 nm.

(Example 14)
(a) example of preparing compounds
Under the same conditions as those in the example 1, the
compounds represented by the following structural formulae 14a
and 14b were used as starting materials to prepare the
azo-compound represented by the following structural formula
14c, and nickel was combined to form an azo-nickel chelate dye.
This azo-nickel chelate dye showed the maximum absorption
wavelength at 591 nm (in chloroform) and 133 L/gcm absorption

coefficient per gram. The coating film thereof showed the
maximum absorption wavelength at 607 nm.
(formulae 55)

(a) example of preparing compounds
Under the same conditions as those in the example 1, the
compounds represented by the following structural formulae 15a
and 15b were used as starting materials to prepare the
azo-compound represented by the following structural formula
15c, and nickel was combined to form an azo-nickel chelate dye.
This azo-nickel chelate dye showed the maximum absorption
wavelength at 588 nm (in chloroform) and 138 L/gcm absorption
coefficient per gram. The coating film thereof showed the
maximum absorption wavelength at 608 nm.
(formulae 56)

(a) example of preparing compounds
Under the same conditions as those in the example 1, the
compounds represented by the following structural formulae 16a
and 16b were used as starting materials to prepare the
azo-compound represented by the following structural formula
16c, and nickel was combined to form an azo-nickel chelate dye.
This azo-nickel chelate dye showed the maximum absorption
wavelength at 587 nm (in chloroform) and 140 L/gcm absorption

coefficient per gram. The coating film thereof showed the
maximum absorption wavelength at 607 nm.
(formulae 57)

(a) example of preparing compounds
Under the same conditions as those in the example 1, the
compounds represented by the following structural formulae 17a
and 17b were used as starting materials to prepare the
azo-compound represented by the following structural formula
17c, and nickel was combined to form an azo-nickel chelate dye.
This azo-nickel chelate dye showed the maximum absorption
wavelength at 596 nm (in chloroform) and 150 L/gcm absorption
coefficient per gram. The coating film thereof showed the
maximum absorption wavelength at 613 nm.
(formulae 58)

(a) example of preparing compounds
Under the same conditions as those in the example 1, the
compounds represented by the following structural formulae 18a
and 18b were used as starting materials to prepare the
azo-compound represented by the following structural formula
18c, and nickel was combined to form an azo-nickel chelate dye.
This azo-nickel chelate dye showed 598 nm maximum absorption
wavelength (in chloroform) and 139 L/gcm absorption coefficient

per gram. The coating film thereof showed the maximum
absorption wavelength at 613 run.
(formulae 59)

For each of the dyes prepared in the above-described
examples 13 to 18, a coated substrate A formed by use of the
dye was fabricated and the absorption spectrum was measured as
in case of the above-described "method of measuring the 0D2/0D1
value." Then the 0D2/0D1 values were calculated. Table 3
shows the thus calculated 0D2/0D1 values.
As described in Table3, an excellent result was obtained.
Specifically, the 0D2/0D1 values were greater than 1.25 in all
the examples 13 to 18.

INDUSTRIAL APPLICABILITY
According to the present invention, it is possible to
provide an azo-metal chelate dye allowing for high-speed
recording and an optical recording medium using this azo-metal
chelate dye, which is capable of high-speed recording.
Note that, the present application is based on Japanese
Patent Application No. 2003-319766 filed on September 11, 2003,

and its entirety is incorporated by reference.

We claim :
1. An optical recording medium having a recording layer on a substrate,
on which recording layer recording and/or reading of information is
performed by use of applied light,
wherein the recording layer contains an azo-metal chelate dye
comprising a metal and an azo dye compound, and that the azo-metal chelate
dye has a OD2/OD1 value of greater than 1.25, which is measured by the
following method:
(1) after adding 20 mg of azo-metal chelate dye into 2 g of an
octafluoropentanol (OFP) solvent, supersonic dispersion is performed at
temperatures between 50°C and 55°C for 60 minutes to obtain a solution A,
and the solution A is then cooled to room temperature (25±5°C) to obtain a
solution B;
(2) the solution B is applied onto a polycarbonate substrate by spin
coating at a rotating speed of 800 rpm, and the substrate onto which the
solution B has been spin coated is then annealed at 80°C for 5 minutes, the
substrate thus obtained, onto which the solution B has been spin coated,
being referred to as a coated substrate A;
(3) the absorption spectrum of the coated substrate A is measured in a
range of 400 to 800 nm; and
(4) concerning the absorption peaks seen in a range of 500 to 700 nm
in the obtained absorption spectrum, the absorption peak at which the optical
density is the greatest and the absorption peak at which the optical density is
the second greatest are selected, the optical density at the peak on the long
wavelength side is defined as OD2 and the optical density at the peak on the
short wavelength side is defined as OD1, and the OD2/OD1 value is
calculated,
wherein the azo dye compound is represented by the following formula

where R1 represents a hydrogen atom or an ester group represented as
CO2R3, R3 represents a straight or branched chain alkyl group which may be
substituted or a cycloalkyl group which may be substituted, R2 represents a

straight or branched chain alkyl group which may be substituted, at least one
of X and X2 represents an NHSO2Y group, Y represents a straight or
branched chain alkyl group which is substituted with at least two fluorine
atoms, R4 and R5 independently represents a hydrogen atom or a straight or
branched chain alkyl group which may be substituted, and R6, R7, R8 and R9
independently represents a hydrogen atom or a alkyl group having 1 to 2
carbon atoms.
2. The optical recording medium as claimed in claim 1,
wherein the metal is at least one selected from the group consisting of
Ni, Co, Cu and Pd.
3. The optical recording medium as claimed in one of claims 1 and 2,
wherein the azo-metal chelate dye exhibits the absorption maximum at
wavelengths equal to or shorter than 650 nm with regard to the applied light.
4. An optical recording medium having a recording layer on a substrate,
on which recording layer recording and/or reading of information is
performed by use of applied light,
wherein the recording layer contains an azo-metal chelate dye
comprising a metal and an azo dye compound,
wherein the azo dye compound is represented by the following formula

where Ri represents a hydrogen atom or an ester group represented as CO2R3,
R3 represents a straight or branched chain alkyl group which may be
substituted or a cycloalkyl group which may be substituted, R2 represents a
straight or branched chain alkyl group which may be substituted, at least one
of X1 and X2 represents an NHSO2Y group, Y represents a straight or
branched chain alkyl group which is substituted with at least two fluorine
atoms, R4 and R5 independently represents a hydrogen atom or a straight or
branched chain alkyl group which may be substituted, and R6, R7, R8 and R9
independently represents a hydrogen atom or a alkyl group having 1 to 2
carbon atoms.

5. The optical recording medium as claimed in claim 4,
wherein the metal is at least one selected from the group consisting of
Ni, Co, Cu and Pd.
6. The optical recording medium as claimed in one of claims 4 and
5,wherein the azo-metal chelate dye exhibits the absorption maximum at
wavelengths equal to or shorter than 650 nm with regard to the applied light.

The azo-metal chelate dye to which the present invention
is applied is a compound formed as follows: for example,
1, 3, 4-thiadiazole ring is selected as the diazo component; the
diazo component is combined with a coupler component having
condensed rings including a fluorine-substituted
alkylsulfonylamino group and an amino group, to form an azo dye
compound; and the azo dye compound forms chelate bonds with at
least one metal selected from the group consisting of Co, Ni,
Cu and Pd. Here, two absorption bands (OD1 and OD2) are seen
in the absorption spectrum, which is measured in a range of 400
to 800 nm wavelengths. The azo-metal chelate dye is
characterized in that the optical density ratio (OD2/OD1) of
the two absorption bands is greater than 1.25. By using this
azo-metal chelate dye, an optical recording medium capable of
high-speed recording is provided.

Documents:

1649-KOLNP-2005-ASSIGNMENT.pdf

1649-KOLNP-2005-CORRESPONDENCE-1.2.pdf

1649-KOLNP-2005-CORRESPONDENCE.1.1.pdf

1649-KOLNP-2005-FORM 27.pdf

1649-KOLNP-2005-FORM-27.pdf

1649-kolnp-2005-granted-abstract.pdf

1649-kolnp-2005-granted-assignment.pdf

1649-kolnp-2005-granted-claims.pdf

1649-kolnp-2005-granted-correspondence.pdf

1649-kolnp-2005-granted-description (complete).pdf

1649-kolnp-2005-granted-drawings.pdf

1649-kolnp-2005-granted-examination report.pdf

1649-kolnp-2005-granted-form 1.pdf

1649-kolnp-2005-granted-form 18.pdf

1649-kolnp-2005-granted-form 3.pdf

1649-kolnp-2005-granted-form 5.pdf

1649-kolnp-2005-granted-gpa.pdf

1649-kolnp-2005-granted-reply to examination report.pdf

1649-kolnp-2005-granted-specification.pdf

1649-KOLNP-2005-OTHERS DOCUMENTS.pdf

1649-KOLNP-2005-OTHERS-1.1.pdf


Patent Number 231413
Indian Patent Application Number 1649/KOLNP/2005
PG Journal Number 10/2009
Publication Date 06-Mar-2009
Grant Date 04-Mar-2009
Date of Filing 17-Aug-2005
Name of Patentee MITSUBISHI CHEMICAL CORPORATION
Applicant Address 33-8, SHIBA 5-CHOME, MINATO-KU, TOKYO
Inventors:
# Inventor's Name Inventor's Address
1 NAITOU YUKO C/O MITSUBISHI KAGAKU MEDIA CO., LTD. 31-19, SHIBA 5-CHOME, MINATO-KU, TOKYO 1080014
2 SATAKE KENICHI C/O MITSUBISHI KAGAKU MEDIA CO., LTD. 31-19, SHIBA 5-CHOME, MINATO-KU, TOKYO 1080014
3 SHODA HISASHI C/O MITSUBISHI KAGAKU MEDIA CO., LTD. 31-19, SHIBA 5-CHOME, MINATO-KU, TOKYO 1080014
4 SUZUKI YUKI C/O MITSUBISHI CHEMICAL CORPORATION 1000, KAMOSHIDA-CHO, AOBA-KU, YOKOHAMA KANAGAWA, 2270033
PCT International Classification Number C07D 417/12
PCT International Application Number PCT/JP2004/013170
PCT International Filing date 2003-09-09
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 2003-319766 2003-09-11 Japan