Title of Invention

TUBE-TYPE APPARATUS FOR CONVERTING POTENTIAL ENERGY OF A LIQUID AND VICE VERSA

Abstract A tube-type apparatus (2) for converting potential energy of a liquid into electrical energy or vice versa, the apparatus (2) comprising a pair of adjacent rotating units (8, 9) rotatable about a common rotation axis (12) within respective non-rotating housings (10, 11), each rotating unit (8, 9) comprising sloped blades (34, 36) interacting with the liquid for converting energy, and field magnets (29, 30) disposed near its outer periphery, each nonrotating housing (10, 11) comprising stator coils (31, 32) disposed along an inner circumference near the rotating unit (8, 9), wherein the rotating units (8, 9) are independently rotatable with respect to one another and independently controllable with regard to rotational speed and electrical power, and wherein the blades (34, 36) of adjacent rotating units (8, 9) have opposing slopes, characterised in that the rotating units (8, 9) are arranged to be unsupported at the rotation axis (12) and to be supported by bearings (13, 14) provided at the radial perimeter of the rotatable wheels (25, 26), and wherein the bearings (13, 14) are provided by respective hydrodynamic bearings formed during rotation of the rotating units (8, 9) by the liquid.
Full Text Field of the invention
The invention relates to a water turbine and liquid pump for converting of
potential energy of stored water to electrical energy or vice versa. Such an
apparatus can also be called a flow machine (hydroelectric machine), which
either can function as a water turbine with generator or as a motor with liquid
pump.
State of the art
The document EP 0566787 is hereby incorporated by way of reference. However,
the teachings of EP 0566787 do not relate to equipment suitable for use in tube-
type water turbines or water pumps which are the subject matter of the present
invention.
Specifically, EP 0566787 concerns a submersible propulsion unit having two
contra-rotating propellers rotatably attached to a shaft assembly disposed along
the axis of rotation and a plurality of vane members for mounting said shaft
assembly within a non-rotatable shroud or housing.
The rotating units of the present invention are supported solely at their radial
perimeter. Hence, the claimed subject matter is novel with regard to EP
0566787.
Swiss patent specification 606.793 describes an apparatus with a tube-type
turbine or pump, which contains a single wheel with a mainly horizontal axis and
with non-adjustable blades. With this flow machine one can, using it as a
turbine, convert potential energy of stored water to electrical energy and, using

it as a pump, convert electrical energy to kinetic energy in water. This solution
however has low effectiveness.
Swiss patent specification 606.801 describes a similar apparatus with a tube-type
turbine or pump. With this apparatus, however, the blades of the wheel are
carried out adjustable. With this flow machine the wheel is journalled in the inner
of a stationery hub, which supports the guide blades and creates space for the
end of the wheel's shaft. Neither this solution results in a satisfactory
effectiveness.
Form US-patent specification 3.353.028 (Braikevitch et al. 1964) it is known to
mount a centrally supported turbine wheel with an outer ring which, by magnetic
coupling, pulls with it a rotor ring with permanent magnets. The rotor ring is
supported by ball bearings. Arranged upstream in front of the turbine wheel are
stationary guide blades. This design is not exceptionally favourable, neither in
view of the assembling costs nor in view of efficiency and maintenance.

From US-patent specification 3.422.275 (Braikevitch et al. 1965) it is known
a similar turbine which also is centrally supported and which is provided with
adjustable guide blades, but as for the rest with a corresponding structure as
the water turbine mentioned before.
From SE-patent application 9600118 (Nilsson 1996) it is known to use two
contra-rotating turbine wheels which are mechanically coupled with a fixed
gearing. This turbine has a central support and axles which transmit the torque
to an external generator. This design is fixed in view
of its structure, the number of turbine wheels and operating condition and will
have low efficiency.
Object
The main aim of the invention is to create a flow machine as quoted in the
introduction, with the possibility for two or more contra-rotating wheels,
where the machine can be used as a turbine and pump, and it is possible to
obtain a better efficiency compared with corresponding known apparatuses.
It is also an aim to create a rotor-stator structure and a bearing which makes it
possible to avoid sealing solutions which can result in leakage and
maintenance problems.
Further it is an aim to create an apparatus which is prepared for modular
design, so that a given apparatus can be assembled in a flexible way with
modular units. Such modular units must be designed to be removed for the
purpose of replacement or repairs with so little work as possible.

Finally an apparatus of that kind in question must be able to be assembled with
the lowest possible constructional and economical effort, which, among other
things, requires a constructionally simple and cheap solution for the bearing
of the rotating elements.
Invention
In the following the advantages of the invention are described especially in
connection with the application as water turbine with generator. But
corresponding effects can also be obtained with its use as a pump.
With the use of the apparatus according to the invention it is possible, among
other things by choice of a number of mutually independent, especially
contra-rotating wheels, to convert energy in water with a considerably better
efficiency than it is the case with the known apparatus. Additionally the
apparatus according to the invention makes it possible to utilize higher
pressures and/or head of water in an energy-relevant favourable manner than
those which have been possible with the known water turbines, especially
tube-type turbines.
An important advantage consists in the possibility for better assembling of
the generator units and the individual wheels than it is possible with the
apparatus according to the Swedish patent application 9600118, and in this
way to increase the efficiency.
A further advantage consists in the kind of bearing which becomes more
simple and requires less maintenance than known central bearings.

Finally the use of modular units results in a more efficient production and
assembling.
For obtaining optimal results with energy conversion it is necessary to adapt
the most important components of the flow machine according to the
invention to the energy-relevant and constructional circumstances at the
operational area.
With the apparatus according to the invention, in the operating mode as a
turbine, it will be obtained a reduction of the water pressure carried out
stepwise, so that it is possible, with a corresponding combination of two or
more turbine elements, which can be connected axially with each other, to
obtain the best possible energy output and optimal efficiency of the energy
conversion. The water which had flown through the wheels and has passed
them contains practically no useable pressure and kinetic energy.
Especially with the use of more than two turbine elements, a certain gradation
of the degree of reaction of the following wheels may possibly be necessary
to provide an optimal energy conversion.
That what is described above in connection with the application of the flow
machine as a turbine is in a corresponding way - with certain modifications
and/or corresponding changes - also valid in case of its use as a pump, where
the electrical generator becomes a motor.

In connection with the water lubricated hydro dynamic gliding-surface bearing
with which the apparatus according the invention is provided, it is found, that,
also in the case of a sideways not completely closed design of the apparatus, not
only the wanted bearing effect can be obtained, but additionally it is also possible,
to obtain an operational permanent flow through this space between the moving
and the non-moving elements - i.e. between the area of the rim of the rotating unit
and the stationary part of the apparatus - in a certain flow direction. For obtaining
such a function with gliding-surface bearings connections and understandings
as known per se from the theory of hydrodynamics concerning bearings are
used.
With a preferred embodiment of the hydrodynamic gliding-surface bearing a part
of the water which flows through the apparatus serves as a lubricant for the
gliding-surface bearing. As for the rest it is also possible to design the gliding-
surface bearings in such a way that the space between the parts of the gliding-
surface bearing will be flown through in a predestined direction by the water
which serves as a lubricant. In connection with such a design of the gliding-
surface bearing it shall be added that, as a result of the continuous flow through
the gap of the gliding-surface bearing, it can be obtained cooling of the coils of the
generator or motor in question as well as cooling of the permanent magnets of the
rotor can be achieved.
For reducing the frictional losses the side areas concerned of such a gliding-
surface bearing can be provided with a friction reducing coating, for example
teflon or a material with similar effect. Such a coating can also be
advantageous in case of the cylindrically formed bearing areas which is
essential for the hydrodynamical counter pressure which generates supporting

forces for the horizontally arranged rotating unit. This is because a
hydrodynamic gliding-surface bearing reaches its effect only with a sufficient
rotation/rotational speed of the moving element, so that from the beginning of
its operation to that moment where this effect starts (lowest point in the
Stribeck-diagram) there is a mixed friction the magnitude of which can be
considerably reduced with a friction reducing coating at those surfaces which
contact each other.
Within the scope of the present invention, the wheel of the flow machine,
which is designed as a tube-type turbine, contains one outer bearing only, this
means one bearing exclusively provided in the area of the rim of the rotating
unit. Additionally it is also possible to arrange a bearing in the area of the
hub of the wheel, if this should be necessary, e.g. to be able to mechanically
adjust the blades of the wheel through the hub.
To avoid unnecessary formation of vortexes and with it loss of energy and in
addition to achieve a compact structure of the tube-type turbine the hub of the
wheel has mainly the same outer cross-section. Moreover it is advantageous
for this object, that the adjacent ends of the hubs of the wheel have a relatively
short distance from each other.
The coupling of the generator or rotor coils can be performed by electrical
control circuits to optimize the energy conversion.
Example
In the following the figure is described more detailed by means of an example
of an embodiment which is illustrated in accompanying figures 1-3, in which

Fig. 1 shows schematically an apparatus according to the invention in a
perspective view,
Fig. 2 shows schematically and as a sectional view a partial area of the apparatus
according to the invention, with rotating units and with stationary parts of the
apparatus which are assigned to the rotating units, while
Fig. 3 shows a sectional view of the partial area of the apparatus according to
Fig. 2, viewed according to sectional line III-III in Fig. 2.
Fig. 1 shows an apparatus 1 according to the invention, which mainly consists
of a bipartite tube-type turbine 2, a pressure chamber 3 which is arranged on
its pressure side, that means at the entrance of the tube-type turbine 2, and a
suction tube 4 which is arranged at the suction side which also is the exit of
the tube-type turbine 2.
While the pressure chamber 3 has a length, which is several times of its
diameter, and a cross-section which mainly is constant about its length, the
cross-section of the suction tube 4 widens towards its free end 5.
The tube-type turbine 2, the pressure chamber 3 and the suction tube 4 are
connected with each other and arranged at the set-up site in such a way, that
they, in the case of the example, are lying in the same, mainly horizontal
direction of their axles. This provides a best possible straight course of the
water guidance from the entry of the water into the pressure chamber 3,
respectively the tube-type turbine 2. until it leaves the suction tube 4, where
the pressure chamber 3 serves for building up pressure in front of the turbine
and to even out of the flow for obtaining a best possible pure irrotational flow.

Fig. 2 shows the bipartite tube-type turbine 2 in a schematic representation and
section. The tube-type turbine 2 consists of two turbine elements 6 and 7. The
turbine elements 6, 7 contain a rotating unit 8 and 9, respectively, which are
rotatably supported in a tube-like turbine housing 10 and 11, respectively, about
a common geometric axis 12. For supporting of the rotating units 8 and 9 in the
turbine housings 10 and 11, respectively, there is provided a hydrodynamic
gliding-surface bearing - in the following referred to as "bearing" - 13 and 14,
respectively. The bearings 13 and 14, respectively, enclose a gap 15 and 16,
respectively, which contains the hydrodynamically effective liquid which so
creates the hydrodynamic counter pressure and which on the one hand is
formed of stationary areas 17 and 18, respectively, hence of areas of the
turbine housing 10 and 11, respectively, of the apparatus 1, and on the other
hand of the area 19 and 20, respectively, which are located on a rim 21 and 22,
respectively, of the rotating unit 8 and 9, respectively. The gap 15 and 16,
respectively, is formed so that during operation of the tube-type turbine 2 a flow
through the gap 15 and 16, respectively, occurs by a part of the water which
flows through the apparatus 1. In this way not only the wanted bearing effect
will be obtained by formation of a corresponding counter pressure, but
additionally the stator coils - and possibly also the permanent magnets of the
rotor of the rotating unit 8 and 9, respectively - will be cooled. Hereby, it is
possible with a corresponding design and course of the gap 15 and 16,
respectively that the flow through the gap 15 and 16, respectively, occurs in a
predestined direction, e.g. in that direction which is indicated by arrows 23 and
24, respectively, in Fig. 2. For obtaining such a function the theory of
hydrodynamics concerning bearings gives the theoretical basis, so it is not
necessary to go into constructional details in this connection.

The representation in Fig. 2 shows that the gap 15 and 16, respectively, of the
bearing 13 and 14, respectively, is formed stepwise and unsymmetrically in
relation to a radial midplane of the rotating unit 8 and 9, respectively.
Additionally to the described constructional design of the bearing 13 and 14,
respectively, these can be designed not only as axially effective bearings, but
can also be designed for the taking of radial forces, which, with an
embodiment as a tube-type turbine, are effective mainly in horizontal
direction. The corresponding, not separately indicated annulus-formed areas
of the flanks of the bearing 13 and 14, respectively, which on the one hand
form areas of the rotating unit 8 and 9, respectively, and assigned stationary
areas of the apparatus 1 on the other, but also the cylindrical areas which form
the actual hydrodynamic bearing, can be coated with a friction reducing
material, e.g. Teflon (trademark).
The rotating unit 8 and 9, respectively, consists of a (bladed) wheel 25, 26
respectively, said rim 21, 22 respectively, and a rotor 27, 28 respectively. The
rotor 27, 28 respectively contains an annular row of permanent magnets 29,
30 respectively. Around the rotor there is located a row of stator coils 31, 32
respectively, which in this way form the stator of the generator. The stator
coils 31, 32 are fastened within a ring which is tight against the ring track 44,
45 respectively, in the turbine housing 10, 11. The rotor 27, 28 is connected
each separately with the concerned rim 21, 22 respectively, to a unit and forms
the most important element together with the stator in question.
The wheel 25 mainly consists of a hub 33, non-adjustable blades (vanes) 34
fixed on the hub 33, and a rim 21 which firmly connects the outer ends of the
blades 34 with each other.

The wheel 26 mainly consists of a hub 35, blades (vanes) 36 which are non-
adjustable, and which are fastened to the hub, and the rim 22 which connects
the outer ends of the blades 36.
The blades 34 of the wheel 25 are designed so and adjusted/aligned in such a
way in relation to the geometric axis 12 of the hub 33, that they have an effect
on the flow according to arrow 37 hitting the pressure side of the wheel 25 in
a counter-clockwise direction. The extent of this effect naturally depends
mainly on of the load of the wheel 25, i.e. on the power withdrawal from the
generator concerned. In contrast the blades 36 of the wheel 26 are designed
so and adjusted/aligned in such a way in relation to the geometric axis 12 of
the hub 35, that they have an effect on the flow, which leaves the suction side
of the wheel 25 and immediately afterwards reaches the pressure side of the
wheel 25, in a clockwise direction. These two wheels 25, 26 immediately
following each other within the tube-type turbine 2 consequently rotate with
mutually opposite directions of rotation.
The hubs 33, 35 of the wheels 25, 26 respectively, have - viewed in a radial
direction - at least essentially the same cross-section and preferably enclose a
relatively small space in the area of their adjacent ends 38, 39.
Further the wheels 25, 26 are preferably provided with the same number of
blades 34 and 36, respectively. Also with regard to the choice of the number
of permanent magnets 29 and 30, respectively, being fastened to the rotors
27, 28 preferably the same number of magnets is provided. Dependent on the
individual energy conditions at the mounting place and dependent on the

manner in which the electricity generation occurs by the tube-type turbine, it
also can be suitable to choose the number of the blades 34 and 36,
respectively, and/or the number of the permanent magnets 29 and 30,
respectively, on the rotors 27, 28 of both of the turbine elements 6, 7 - or rather
several turbine elements - as different. Relevant to this is also the possibility to
electrically connect the coils 31 and 32, respectively, either in series or
parallel.
The turbine housings 10, 11, which are arranged for containing each of a
rotating unit 8, 9 respectively, is preferably designed similar, preferably
annular, and are provided with cooperating connection flanges 40 and 41,
respectively, with connection drill holes 42 and 43, respectively, which are
indicated in the drawing and which serve for mounting of the connection
bolts, not shown. In this manner it is possible, depending on a set of
components, to connect two or more turbine elements with each other as well
as with a suction tube and a pressure chamber, respectively, providing one
end being designed correspondingly, to a complete apparatus. The turbine
housings 10, 11 are dividable in a radial plane with the ring track 44, 45, so
that the wheel with the rotor can be mounted and removed.
Further there can be provided known electrical circuit means in the electrical
circuits of the coils - being connected in series or parallel - 31, 32 of the
generators for optimizing the energy conversion by the apparatus, e.g. circuit
elements for distributing of the energy withdrawal on the generators of the
individual turbine elements, with a corresponding reaction on the wheel concerned
and to optimize the energy yield or the total blade power.

Designed as a pump the apparatus according to the invention can be used in
connection with a hydroelectric power plant or as driving unit for boats.
Also the apparatus can be designed in such a way that the wheels rotate in the same
direction by insertion of a stationary element with guide blades between these wheels.
Also here increasing of the efficiency can be obtained by individually controlling of
the wheels. The guide blades can also be provided with an adjustable slope.

We Claim:-
1. A tube-type apparatus (2) for converting stored potential energy of a liquid
into electrical energy or vice versa, the apparatus (2) comprising a pair of
adjacent rotating units (8,9) and respective non-rotating housings (10,11), the
rotating units (8, 9) being housed in the non-rotating housings (10,11), each
rotating unit (8,9) comprising:
a wheel (25,26) arranged to be rotatable about a rotation axis (12) with respect
to the respective non-rotating housing (10, 11), each wheel (25,26) comprising
blades (34,36) and each being connected to a respective generator or motor to
be independently controlled with regard to rotational speed/electrical power, the
rotation of the wheels (25,26), via interaction of the blades (34,36) with the
liquid, being used in converting the energy,
and wherein the apparatus (2) is arranged such that the adjacent wheels (25,26)
are arranged to have a common rotation axis (12) to be independently rotatable
with respect to one another, and wherein the blades (34,36) of adjacent wheels
(25,26) have opposing slopes,
and characterized in that the rotating units (8,9) are arranged to be unsupported
at the rotation axis (12) and to be supported by bearings (13,14) provided at the
radial perimeter of the rotatable wheels (25,26), and wherein the bearings (13,
14) are provided by respective hydrodynamic bearings formed during rotation of
the wheels (25,26) by using the liquid.
2. An apparatus according to claim 1 wherein the non-rotating housing (10, 11)
comprises stator coils (31,32) which are arranged to be cooled by the
hydrodynamic bearing liquid.
3. An apparatus according to any one of claim 1 or 2 wherein the rotating units
(8,9) comprise permanent magnets (29,30) which are arranged to be cooled by
the hydrodynamic bearing liquid.

4. An apparatus (2) according to any preceding claim, wherein the rotating units
(8,9) and the non-rotating housings (10,11) are arranged to from a gap (15,16)
therebetween, and the gap (15,16) in used to create respective hydrodynamic
bearings.
5. An apparatus (2) according to any preceding claim, wherein the apparatus is
arranged to have a first state and a second state, and wherein in the first state,
the wheels (25,26) engage with the non-rotating housings (10,11) and in the
second state the wheels (25,26) are suspended away from the non-rotating
housing (10,11) by the respective hydrodynamic bearings.

A tube-type apparatus (2) for converting potential energy of a liquid into electrical energy
or vice versa, the apparatus (2) comprising a pair of adjacent rotating units (8, 9) rotatable
about a common rotation axis (12) within respective non-rotating housings (10, 11), each
rotating unit (8, 9) comprising sloped blades (34, 36) interacting with the liquid for
converting energy, and field magnets (29, 30) disposed near its outer periphery, each nonrotating
housing (10, 11) comprising stator coils (31, 32) disposed along an inner
circumference near the rotating unit (8, 9), wherein the rotating units (8, 9) are
independently rotatable with respect to one another and independently controllable with
regard to rotational speed and electrical power, and wherein the blades (34, 36) of
adjacent rotating units (8, 9) have opposing slopes, characterised in that the rotating
units (8, 9) are arranged to be unsupported at the rotation axis (12) and to be supported by
bearings (13, 14) provided at the radial perimeter of the rotatable wheels (25, 26), and
wherein the bearings (13, 14) are provided by respective hydrodynamic bearings formed
during rotation of the rotating units (8, 9) by the liquid.

Documents:

2632-KOLNP-2005-(21-05-2012)-CORRESPONDENCE.pdf

2632-KOLNP-2005-(21-05-2012)-PA.pdf

2632-KOLNP-2005-(25-10-2012)-CORRESPONDENCE.pdf

2632-KOLNP-2005-(25-10-2012)-PA.pdf

2632-KOLNP-2005-(29-03-2012)-CORRESPONDENCE.pdf

2632-KOLNP-2005-(29-03-2012)-FORM-27.pdf

2632-KOLNP-2005-FORM 27.pdf

2632-KOLNP-2005-FORM-27.pdf

2632-kolnp-2005-granted-abstract_.pdf

2632-kolnp-2005-granted-claims.pdf

2632-kolnp-2005-granted-correspondence.pdf

2632-kolnp-2005-granted-description (complete).pdf

2632-kolnp-2005-granted-drawings.pdf

2632-kolnp-2005-granted-examination report.pdf

2632-kolnp-2005-granted-form 1.pdf

2632-kolnp-2005-granted-form 18.pdf

2632-kolnp-2005-granted-form 2.pdf

2632-kolnp-2005-granted-form 26.pdf

2632-kolnp-2005-granted-form 3.pdf

2632-kolnp-2005-granted-form 5.pdf

2632-kolnp-2005-granted-reply to examination report.pdf

2632-kolnp-2005-granted-specification.pdf

2632-kolnp-2005-granted-translated copy of priority document.pdf


Patent Number 231742
Indian Patent Application Number 2632/KOLNP/2005
PG Journal Number 11/2009
Publication Date 13-Mar-2009
Grant Date 09-Mar-2009
Date of Filing 19-Dec-2005
Name of Patentee SINVENT AS
Applicant Address S. P. ANDERSENS V 5 N-7465 TRONDHEM
Inventors:
# Inventor's Name Inventor's Address
1 ROYRVIK, JOHNNY LOHOLT ALLE 22A N-7049 TRONDHEIM
PCT International Classification Number F03B 13/08
PCT International Application Number PCT/NO2004/000193
PCT International Filing date 2004-06-25
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 20032919 2003-06-25 Norway