Title of Invention

A NOVEL PROCESS FOR THE PREPARATION OF OPTICALLY ENRICHED SUBSTITUTED R(+)BETA-BENZYL-GAMMA- BUTYROLACTONES

Abstract The present invention relates to a novel process for the preparation of substituted ß benzyl-γ- butyrolactones .The invention particularly relates to a novel synthetic process for the preparation of substituted ß-benzyl-y-butyrolactone with a micro-organism or an enzyme to produce optically enriched R (-) primary alcohol and cyclisation of the dihydro product with dilute mineral acid to produce substituted ß-benzyl-γ- butyrolactone alternatively bio-reduction of the unsaturated formyl ester with a micro-organism or enzyme to directly produce optically enriched substituted p-benzyl-y-butyrolactone.
Full Text A NOVEL PROCESS FOR THE PREPARATION OF OPTICALLY ENRICHED SUBSTITUTED R(+) ß-BENZYL-γ-BUTYROLACTONES
Field of the Invention
The present invention relates to a novel process for the enriched preparation of substituted R (+)ß-benzyl-γ- butyrolactones of the formula (1)
(Formula Removed)
wherein,
R1 and R2 independently represent the following groups R1 = R2 = H, OH, -OC„H2n+1 (n = 1 to 8), NH2, and/or CF3 R1 and R2 together represents -O(CH2)mO- where m = 2 to 4.
Background and Prior art References
Substituted ß-benzyl-γ-butyrolactones are known for their biological properties such as anticancer activities, and they are also the key intermediates in the synthesis of butyrolactone lignans as well as other natural products. Due to various pharmacological and medicinal properties associated with butyrolactones and related lignans, the chemical synthesis of the intermediate butyrolactones has been the major target of several synthetic schemes. One of the more common synthetic strategies utilizes Stobbes condensation of an aromatic aldehyde with alkyl succinates followed by selective reduction (Banerji, J., Biswanath, D. Heterocycles, 1985, 23(3), 661-5 (b) Shao.L., Miyato, S., Muramatsui, H., Kawano, H, Ishi,Y.,Soburi,M., Uchida.Y. J. Chem. Soc. Perkin Trans. (I), 1990, 5, 1441-5 (c) Marimoto,T.,Chiba,M., Achiwa.K. Tetrahedron , 1993, 49(9), 1793-806). Besides, several novel synthetic methodologies have also been reported for the asymmetrisation of the butyrolactones and the lignans [(a) Vanderlei, J. M. de. L., Coelho, F, and Almeida, W. P. Synth. Comm. 1998, 28(16), 3047-55. (b) Carlton, J. L. Can. J. Chem. 1997, 75(8), 1076-83. (c) Filho,H.C.A.,Filho, U.F.L., Pinheiro, S., Vasconcells, M.L.L.A., Costa, P.R.R.

Summary of the invention
Accordingly, the present invention provides a novel synthetic process for the enriched preparation of substituted R(+)P-benzyl-y-butyrolactone (1 ) as shown below wherein R and R2 independently or in combination represent the following groups: i.e. R1 = R II -OCnH2n+1 (where n = 1 to 8) ; R1 and R2 together represents -O(CH2)mO- (where m 2 to 4)

(Formula Removed)
Detailed Description of the accompanying drawing:
Figure 1 depicts structure of various compounds obtained in the process of preparation of substituted R(+)P-benzyl-y-butyrolactones,wherein:
(1) represents R(+)P-benzyl-y-butyrolactones,
(2) represents substituted alkoxybenzene,
(3) represents 4-keto-4-phenyl-butync acid,
(4) represents 4-keto-4-phenyl-butyrate,
(5) represents 4-hydroxy-4-phenyl-butyrate,
(6) represents 4-phenyl-3-formyl-3ene-butyrate,and
(7) represents optically enriched R(-) dihydro primary alcohol. Detailed description of the invention
The present invention therefore discloses a novel, facile and enriched process for the synthesis of
substituted R(+)p-benzyl-y-butyrolactones with moderate to high overall yield.
The present invention is directed to chemo-enzymatic process of preparation of optically ennchcd
substituted R(+)P-benzyl-γ- butyrolactones (1). The process particularly relates to a novel chemo-
enzymatic process for the preparation of optically enriched 4-(alkoxy phenyl)-methyl-γ
butyrolactones.
Accordingly, the present invention relates to a novel process for the preparation of optically enriched substituted R(+)P-benzyl-y- butyrolactones of the general 1 as shown below

Summary of the invention
Accordingly, the present invention provides a novel synthetic process for the enriched preparation of substituted R(+)P-benzyl-γ-butyrolactone (1 ) as shown below wherein R and R; independently or in combination represent the following groups: i.e. R1- R 11. -OCnH2n+1 (where n = 1 to 8) ; R, and R2 together represents -O(CH2)mO- (where m 2 to 4)

(Formula Removed)
Detailed Description of the accompanying drawing:
Figure 1 depicts structure of various compounds obtained in the process of preparation of substituted R(+)P-benzyl-y-butyrolactones,wherein:
(1) represents R(+)ß-benzyl-γ-butyrolactones,
(2) represents substituted alkoxybenzene,
(3) represents 4-keto-4-phenyl-butyric acid.
(4) represents 4-keto-4-phenyl-butyrate,
(5) represents 4-hydroxy-4-phenyl-butyrate,
(6) represents 4-phenyl-3-formyl-3ene-butyrate,and
(7) represents optically enriched R(-) dihydro primary alcohol. Detailed description of the invention
The present invention therefore discloses a novel, facile and enriched process for the synthesis ot substituted R(+)ß-benzyl-γ-butyrolactones with moderate to high overall yield. The present invention is directed to chemo-enzymatic process of preparation of optically enriched substituted R(+)ß-benzyl-γ- butyrolactones (1). The process particularly relates to a novel chemo-enzymatic process for the preparation of optically enriched 4-(alkoxy phenyl )-methyl-butyrolactones.
Accordingly, the present invention relates to a novel process for the preparation of optically enriched substituted R(+)ß-benzyl-γ- butyrolactones of the general 1 as shown below
Chemo-enzymatic process for the preparation of optically enriched p-benzyl-ybutyrolactones
The present application claims priority from US Provisional application serial
no 60/366,577 filed on March 25, 2002.
Field of the Invention
The present invention relates to a novel process for the enriched preparation of
substituted R (+)p-benzyl-y- butyrolactones of the formula (1)
wherein,
RI and R2 independently represent the following groups
Ri = R2 = H, OH, -OCnH2n+i (n = 1 to 8), NH2, and/or CF3
RI and R2 together represents -O(CH2)mO- where m = 2 to 4.
Background and Prior art References
Substituted (3-benzyl-y-butyrolactones are known for their biological properties
such as anticancer activities, and they are also the key intermediates in the synthesis of
butyrolactone lignans as well as other natural products. Due to various
pharmacological and medicinal properties associated with butyrolactones and related
lignans, the chemical synthesis of the intermediate butyrolactones has been the major
target of several synthetic schemes. One of the more common synthetic strategies
utilizes Stobbes condensation of an aromatic aldehyde with alkyl succinates followed
by selective reduction (Banerji, J., Biswanath, D. Heterocycles, 1985, 23(3), 661-5 (b)
Shao.L., Miyato, S., Muramatsui, H., Kawano, H, Ishi,Y.,Soburi,M., Uchida.Y. J.
Chem. Soc. Perkin Trans. (I), 1990, 5, 1441-5 (c) Marimoto,T.,Chiba,M., Achiwa,K.
Tetrahedron , 1993, 49(9), 1793-806). Besides, several novel synthetic methodologies
have also been reported for the asymmetrisation of the butyrolactones and the lignans
[(a) Vanderlei, J. M. de. L., Coelho, F, and Almeida, W. P. Synth. Comm. 1998,
28(16), 3047-55. (b) Carlton, J. L. Can. J. Chem. 1997, 75(8), 1076-83. (c)
Filho,H.C.A.,Filho, U.F.L., Pinheiro, S., Vasconcells, M.L.L.A., Costa, P.R.R.
Tetrahedron Asymm. 1994, 5(7), 1219-20 9 (d) Costo Paulo,R.R..V.Ferreiro J. Braz.
Chem Soc. ,1996, 7(1), 67-73. Chem.Abstr. 124:260681y].
In recent years asymmetric syntheses of optically active butyrolactones and
corresponding lignans have also been achieved using the chemo-enzymatic methods
[(a) Vanderlei, J. M. de. L., Coelho, F. and Almeida, W. P. Synth. Cornm. 1998,
28(16), 3047-55. (b) Carlton, J. L. Can. J. Chem. 1997, 75(8), 1076-83. (c)
Filho,H.C.A.,Filho, U.F.L., Pinheiro, S., Vasconcells, M.L.L.A., Costa, P.R.R.
Tetrahedron Asymm. 1994, 5(7), 1219-20 9 (d) Costo Paulo,R.R..V.Ferreiro J. Braz.
Chem Soc. ,1996, 7(1), 67-73. Chem.Abstr. 124:260681y ].
Most of the known processes or synthesis of substituted (3-benzyl-ybutyrolactones
are either inconvenient to carry out on higher scale because of the
complexity of the reactions or due to the unavailability of the starting materials. These
methods also suffer from low over all yields. They also involve complex experimental
conditions, which are lacking reproducibility.
Objects of the Invention
The main object of the invention is to provide a synthetic process for the
enriched preparation of R(+)p-benzyl-y-butyrolactone (1) as shown in the
accompanying drawing.
Another object of the invention is to provide a economical and environmental
friendly process for the preparation of R(+)(3-benzyl-y-butyroIactone
Still another object of the invention is to provide a chemo-enzymatic reduction
for generation of chirality.
Yet another object of the invention is to provide chemo-enzymatic reduction
and cyclization process for the intermediates to achieve enriched optically active form
of the final compound.
Summary of the invention
Accordingly, the present invention provides a novel synthetic process for the
enriched preparation of substituted R(+)p-benzyl-y-butyrolactone (1 ) as shown below
wherein R[ and R2 independently or in combination represent the following groups:
i.e. R[ = R2 = H, -OCnH2n+i (where n = 1 to 8) ; RI and R2 together represents -
O(CH2)mO- (where m = 2 to 4)
(1)
Detailed Description of the accompanying drawing:
Figure 1 depicts structure of various compounds obtained in the process of preparation
of substituted R(+)(3-benzyl-Y-butyrolactones, wherein:
(1) represents R(+)(3-benzyl-y- butyrolactones,
(2) represents substituted alkoxybenzene,
(3) represents 4-keto-4-phenyl- butyric acid,
(4) represents 4-keto-4-phenyl butyrate,
(5) represents 4-hydroxy-4-phenyl butyrate,
(6) represents 4-phenyl-3-formyl-3ene-butrylate, and
(7) represents optically enriched R (-) dihydro primary alcohol.
Detailed description of the invention
The present invention discloses a novel, facile and enriched process for the
synthesis of substituted R(+)3-benzyl-Y-butyrolactones with moderate to high overall
yield.
The present invention is directed to chemo-enzymatic process of preparation
of optically enriched substituted R(+)p-benzyl-Y- butyrolactones (1). The process
particularly relates to a novel chemo-enzymatic process for the preparation of
optically enriched 4-(alkoxy phenyl)-methyl-Y-butyrolactones
The present invention relates to a novel process for the enriched preparation of
substituted R(+)f3-benzyl-Y- butyrolactones of the general 1 as shown below,
wherein,
RI and R2 independently represent the following groups
R, = R2 = H, OH, -OCnH2n+1 (n = 1 to 8), NH2, and/or CF3
RI and R2 together represents -O(CH2)mO- where m = 2 to 4, and said
process comprises the steps of:
a) reacting the requisite substituted alkoxybenzene (2) where Rj and R2 having the
same meaning as mentioned earlier with succinic anhydride in presence of a Lewis
acid in an inert solvent,
b) esterification of the resulting product 4-keto-4-phenyl- butyric acid (3) of step (a)
to yield 4-keto-4-phenyl butyrate (4),
c) reducing the keto group of compound (4) obtained in step (b) to yield the
corresponding secondary alcohol 4-hydroxy-4-phenyl butyrate (5),
d) reacting the compound (5) of step (c) with a reagent prepared from equimolar
mixture of phosphoryl chloride and dimethyl formamide to produce 4-phenyl-3-
formyl-3ene-butrylate (6),
e) bio-reduction of the unsaturated formyl ester (6) (when RI and R2 substituents are
other than H) of step (d) with a micro-organism or an enzyme to produce an
optically enriched R (-) dihydro primary alcohol (7) or to obtain a compound of
formula 1 (when R2 substituent is H); and
f) cyclizing the dihydro primary alcohol (7) of step (e) with dilute mineral acid to
produce substituted R(+) (3-benzyl-y- butyrolactone (1) where RI and R2 are as
defined above.
In an embodiment of the invention, the microorganism or enzyme used in step
(e) is selected from a group consisting of Baker's yeast, Candida sp., and Pichia sp.
Another embodiment, the substituted alkoxybenzene (2) in step (a), wherein
RI and R2 has the same definition as mentioned earlier, is reacted with succinic
anhydride in presence of a Lewis acid selected from a group consisting of anhydrous
aluminum trichloride, aluminum tribromide, zinc chloride and boron trifluoride
ethereate.
Still another embodiment, the Lewis acid used is anhydrous aluminum
chloride.
In an embodiment of the present invention, alternatively optically enriched
substituted R(+)p-benzyl-y- butyrolactone (1) is directly obtained by bio-reduction of
the unsaturated formyl ester (6) obtained from step (e) with a micro-organism or
enzyme selected from Baker's yeast, Candida sp., Pichia sp.
In another embodiment of the present invention wherein, RI and R2
substituents of alkoxy benzene (2) have the same meaning as mentioned earlier, which
is reacted with succinic anhydride in presence of a Lewis acid selected from a group
consisting of anhydrous aluminum trichloride, aluminum tribromide, zinc chloride
and boron trifluoride ethereate preferably aluminum chloride.
Yet another embodiment of the invention wherein in step (a), the reaction of
succinic anhydride is carried out using an inert organic solvent selected from the
group consisting of nitromethane, carbon disulfide and/or benzene.
Yet another embodiment of the invention wherein in step (b), the esterification
of (3) is carried out with an alcohol in presence of an acid selected from a group
consisting of sulfuric acid, hydrochloric acid and phosphoric acid and alcohol selected
from methanol, ethanol, propanol or mixture thereof.
Yet another embodiment of the invention wherein in step (c), the reduction of
the keto ester is performed in presence of hydrogen gas using metal catalyst supported
on activated charcoal selected from a group consisting of palladium, platinum and
nickel.
Yet another embodiment of the invention wherein in step (c), the reduction of
the keto function may also be carried out using metal hydride reagents selected from a
group consisting of sodium borohydride, and sodium cyanoborohydride preferably in
an aqueous medium or lithium aluminum hydride in an inert organic solvent selected
from diethyl ethrr, tetrahydrofuran or mixtures thereof.
Yet another embodiment of the invention wherein in step (d), formylation of
the hydroxy ester (4) is carried out at a temperature ranging between -5°C to 50°C
using formylating reagent prepared from equimolar mixture of phosphoryl trichloride
and dimethyl formamide.
Yet another embodiment provides bio-reduction of the unsaturated formyl
ester (6) (when Rl and R2 substituents are other than H) with a microorganism or an
enzyme to produce an optically enriched R (-) dihydro primary alcohol (7) or to
obtain a compound of formula 1 (when R2 substituent is H).
Yet another embodiment of the invention wherein in step (e), bioreduction of
the prochiral a,(3-unsaturated formyl ester is effected by an microorganism or yeast
enzyme selected from group consisting of Baker's yeast, Candida sp., Pichia xp.
Yet another embodiment of the invention wherein in step (f), the optically
enriched dihydrohydroxymethyl ester (7) is cyclised to produce (1) with a dilute
mineral acid selected from a group consisting of sulfuric acid, hydrochloric acid and
phosphoric acid.
The Lewis acid may be selected preferably from anhydrous aluminum
chloride, aluminium tribromide, boron trifluoride, zinc chloride but more preferably
aluminium trichloride in an inert organic solvent selected from nitrobenzene, carbon
disulphide, benzene but more preferably nitrobenzene.
The esterification of the acid (3) is carried out with an anhydrous alcohol
preferably methanol, ethanol, propanol more preferably methanol in presence of an
acid such as concentrated hydrochloric acid, sulphuric acid, phosphoric acid but more
preferably sulphuric acid. Alternatively, the esterification may also be effected by
freshly prepared diazomethane to produce methyl ester (4) in quantitative yield.
The conversion of substituted 4-keto-4-phenyl butyrate (4) 3 to hydroxy ester
(5) is preferably carried out by catalytic reduction using 5% to 10% palladium or
platinum on activated charcoal in an alcoholic solvent in presence of hydrogen gas.
Alternatively, reduction may also be effected using metal hydride reagents such as
sodium borohydride, preferably in an inert or an alcoholic or aqueous medium. It is
further preferred that metal hydride such as lithium aluminum hydride reagent is used
in an inert solvent such as diethyl ether, tetrahydrofuran or admixture thereof.
The formylating reagent prepared from one mole each of phophoryl chloride
and dimethyl formamide is reacted with the compound (5) at -10 C to 50 C more
preferably at -5°C to +50°C to furnish prochiral a,P-unsaturated aldehyde (6). The
bioreduction of the compound (6) where R\ and Ra has same definition as described
above, is performed using a bio-catalyst or an enzyme which stereoselectively reduces
the double bond as well as capable of simultaneously converting aldehyde function to
a primary alcoholic function. The more preferred bio-catalyst to produce optically
enriched in R(-) enantiomer (7) is the use of Baker's yeast in which the bioreduction is
carried out at!0°C to 50°C preferably at 20°C to 35°C. The pH of the aqueous medium
containing D-glucose for bio-reduction is maintained between 6 to 8 more preferably
between 6.5 to 7.3. The cyclisation of the intermediate hydroxymethyl ester (7) is
prepared as above where the substitiuents R-, and RI have the same meaning as
mentioned earlier., preferably effected by a using a mineral acid in an aqueous
medium. The preferred acid for cyclisation of compound (7) is hydrochloric acid
(20%). Alternatively, the bio-reduction as well as cyclisation to furnish the optically
enriched final compound is completed in a single step.
In the preferred embodiment use of the term optically enriched R-(+)- (3-benzyl-ybutyrolactone
(1) 1 is intended to signify the formation of both (R) and (S)
stereoisomers of (3-benzyl-y- butyrolactone (1) wherein one of the stereoisomer i.e.
R(+) optical isomer is in large excess, therefore the mixture has overall +ve sign of
optical rotation with (R) configuration.
The invention is described in examples given below which are given by way of
illustration only and therefore these examples should not be construed as to restrict the
scope of the invention.
EXAMPLE-1
Stey-1
Preparation of 4-(3,4-dimethoxyphenyl)-4-oxo-butyric acid (3) R: = R2 = OCH3)
In a three necked flask fitted with a guard tube, a mixture of veratrole (3,4-dimethoxy
benzene, 2) (7.0g, (50ml) stirred at 0-5°C and to the mixture is added drop wise a solution of succinic
anhydride (6g, 60mmol) in nitrobenzene (60 ml). After the addition is over, the
stirring mixture is allowed to attain room temperature and heated up to 60°C for
further three hours till the evolution of hydrochloric acid subsides. The reaction
mixture is cooled, poured into ice cold water (200ml) and the resulting precipitate is
filtered, washed with water. The dried crude acid 3 (10.6g. 89%) is crystallized from
methanol: ethyl acetate (1:9) as colorless powder mp 162-63°C, it is analyzed for Cia
H,4O5 (found C, 61.44%, H, 5.88% requires C60.49%; H 5.92%).
'H NMR (CD3OD): 2.67 (2H, t, J=6.6 Hz, H-2), 3.27(2H, t, J=6.6 Hz, H-3), 3.86 &
3.89(6H, 2xs, 2xOCH3), 7.02(1H, d, J=8.5 Hz, Ar-H), 7.65(1H, d, J=2.0 Hz, Ar-H),
7.68(1H, dd, J=8.5 & 2.0 Hz, Ar-H).
IR (KBr): 3382, 2940, 1730, 1660, 1592, 1504, 1444, 1414, 1332, 1264, 1240, 1140,
1018,874cm'1.
Stey-2
Preparation of methyl [4-(3,4-dimethoxyphenyl)-4]-oxo-butyrate (4) Rj = R2 =
OCH3)
The 4-(3,4-dimethoxyphenyl)-4-oxo-butyric acid (5g.) in diethyl ether is esterified
with a freshly prepared ethereal solution of diazomethane to furnish the corresponding
ester in quantitative yield, which on crystallization from ethyl acetate/n-hexane gave
colorless needles of 4 mp 87°C, analyzed for C]3 H]6 O5 (found C 62.14, H 6.41
requires C 61.89, H 6.39).
'H NMR (CDC13): 2.76 (2H,t,J=7.0 Hz , H-2), 3.22 (2H, t, J=7.0Hz, H-3), 3.56 (3H,s,
OCH3), 3.96 (6H, s, 2x OCH3), 6.94 (1H, d, J=8.5Hz, Ar-H), 7.68 (2H, m, Ar-H).
13C NMR: 27.7, 32.2, 51.58, 55.3, 55.4, 109.7, 122.1, 129.3, 148.3,152.7, 174.2,
196.3.
IR(KBr): 2876, 1714, 1666, 1592, 1446, 1412, 1380, 1314, 1244, 1210, 1178, 1148,
1088,1020,988,914,872,794cm'1.
M+ at m/z : 252 ( 16), 221(7), 206 ( 8), 179 ( 5), 165 (61), 132 (49), 119 (100),91 (36),
89 (79), 74 ( 91).
Stev-3
Synthesis of methyl [4-(3,4-dimethoxyphenyl)-4-hydroxy] butyrate (5)
To a stirring solution of 4 (3.3g, 13 mmol) in DME (40ml) at 0-5°C is added sodium
borohydride (250mg) in small installments and monitored the reaction by TLC. After
the completion of the reaction the contents poured in ice cold saturated brine solution
(80ml) and extracted with ethyl acetate (5x30ml). The combined organic layer washed
with water, dried over anhydrous sodium sulphate and concentrated in vacuum. The
obtained semi solid mass on column chromatography on silica gel and elution with
dichloromethane/ethyl acetate furnished the alcohol 5, a semi-solid (2.6g) analyzed
for C|3H,8O5 (found C 62.31,H 7.22; requires C 61.40, H 7.13).
'H NMR (CDCI3): 2.08(2H, m, CH2-), 2.53(2H, t, J=7.4Hz, CH2COO), 3.65(3H, s,
OCH3), 3.89(6H, s, 2x OCH3 ),4.69(1H, t, J=6.6Hz, H-4), 6.82-6.89 (3H, m, Ar-H).
I3C NMR: 30.4, 33.8, 51.9,55.8, 55.9, 73.2, 108.9, 111.0, 118.0, 136.8, 148.4, 149.1,
174.3.
IR (KBr): 3256, 2880,1718,1594, 1496, 1356, 1332, 1250, 1236, 1144, 1030, 940,
858,812,760cm-'.
M+ at m/z : 254 (6), 236(1), 234 (5), 218 (7), 216 (4), 204(5), 188(6), 182(8), 174
(10), 164 (22), 162 (17), 137(22), 136 (100), 121 (17), 105 (18), 90(27).
Step-4
Synthesis of methyl [4-(3,4-dimethoxyphenyI)-3-formyl-3-ene]-butyrate (6)
To a stirring solution of hydroxy ester 5 (2.3g, 9mmol) in dimethyl formamide (9 ml)
at 0-5 C is added phosphoryl chloride (5ml) slowly for 30 minutes. The contents
further stirred for one hour maintaining the temperature. The temperature is then
raised to 35-40°C and stirring is continued for 36 hours till the completion of the
reaction. The contents are then poured in cold water (200 ml) and the resulting
precipitate filtered. The aqueous layer extracted with ethyl acetate (3x20 ml). The
combined solid and organic layer washed with water, dried, concentrated and
chromatographed over silica gel using ethyl acetate: chloroform (1:4) as eluent to give
a light yellow compound 6 (1.4g, 59.5%). mp 61°C, analyzed for CH Hi6 Os ( found C
64.11, H 6.09%; requires C 63.62, H 6.10).
'H NMR (CDC13): 3.56 (2H, s, CH2-), 3.64 (3H, s, OCH3), 3.86 (6H, 2xs, 2x OCH3),
6.88 (1H, d, J=8.5 Hz, Ar-H), 7.00 (3H, m, Ar-H), 7.05(1H, s, Ar-H), 7.37 (1H, s,
=CH), 9.56 (1H, s, CHO).
13C NMR: 30.7, 52.2, 55.9, 55.9, 111. 2, 112.3, 124.1, 126.9, 133.2,149.1, 150.9,
152.2, 172.2, 193.2.
IR (KBr): 2832, 1752, 1590, 1512, 1456, 1424, 1352, 1266, 1240, 1152, 1022, 864,
808 cm'1.
M+ at m/z : 264 (26), 263 (91), 248 (11), 235 (41), 232 (25), 204 (39), 176 (100), 160
(92), 145 (60), 131 (25), 115 ( 25), 103(24), 91(28), 89 (28).
Stev-5
Synthesis of optically enriched R(-)methyl-[4-(3,4-dimethoxyphenyl)-3-
hydroxymethyl]-butyrate (7) ( R! = R2 = OCH3)
A mixture of Baker's yeast (3g, dry powder) and D-glucose (3g) in distilled water
(60ml) was stirred ar 30°C in a fermentation flask with a bubbler for 10 minutes after
which an ethanolic solution of formyl ester 6 (173 mg, 3 ml) is added to it. The
mixture stirred at 30°C for 50 hours with TLC, monitoring and after the consumption
of 6, filtered through a pad of celite (2 g) and extracted with chloroform (5x20 ml).
The combined chloroform layer washed and dried (Sod. sulphate), concentrated under
reduced pressure. The concentrated material is purified over silica gel using
chloroform: ethyl acetate (9:1). The purified product 7 (100 mg, 62.5%) a semi-solid
is analyzed for C14 H20 O5 (found C 62.92 , H 7.55% ; requires C 62.67, H 7.50%).[a]
D
2 5 -3.4° (c, 1.4,CHC13).
Step-6
Preparation of optically enriched R(+)4-(3,4 dimethoxybenzyl) -y- butyrolactone
)- - (1) ( RI = RI = -OCHa) A suspension of 7 (60 mg) and dilute hydrochloric acid
(10%, 5 ml) heated at 70°C for 20 minutes with stirring. The product processed as
described for the preparation of racemic lactone above to furnish optically enriched 1,
mp 108-109°C, analysed for d3 Hi6 O4 (found C 66.12, H 6.87; requires C 66.08, H
6.82) [a] D
2 5 + 10.5° (c, 0.24,CHC13); reported [a] D
2 5 +23.8° (ee, 94%)3b.
EXAMPLE-2
Step-1
Preparation of 4-(4-methoxyphenyl)-4-oxo-butyric acid (3) (Riand R:= OCHs
and H):
The title compound was prepared from anisole (llg, 102 mmol) and succinic
anhydride (12g, 120 m mol) in presence of anhydrous aluminum chloride (30g) by the
same method as described for 2 above to furnish 4-(4-methoxyphenyl)-4-oxo-butanoic
acid in 84.6% yield, which on purification and crystallization from methanol/ethyl
acetate (1:9) produced white crystals of 3 , mpl42-43°C , analyzed for Cn Hi2 O4
(found C64.21, H5.86 ; requires C63.45, H5.80%).
'H NMR (CDCb+DMSO-de): 2.70 ( 2H, t, J=6.5 Hz, H-2), 3.26 (2H, t, J=6.5 Hz, H-
3), 3.93 (3H, s, OCH3), 7.04 (2H, d,J=8.5 Hz, Ar-H), 8.05 ( 2H, d, J= 8.5, Ar-H).
13C NMR (CDCb+DMSO-da): 28.1, 32.9 , 55.4, 114.2, 129.7, 130.1, 162.7, 174.6,
196.7.
IR (KBr): 2844, 1670, 1600, 1574, 1426, 1358, 1316, 1246, 2120, 1026, 930, 830 cm'
M+ at m/z, 208 (40), 135 (83), 120 (12), 106 (69), 91 (100), 77 (!00).
Stev-2
Preparation of methyl[4-(4-methoxyphenyl)-4-oxo]butyrate (4) (Ri and RI =
OCH3 and H)
The 4-oxo-4-phenyl butyric acid derivative (3) (10.16g) was esterified in dry methanol
(25 ml) in presence of concentrated sulfuric acid (0.5ml) and refluxing the contents on
a water bath for an hour and removing the solvent at reduced pressure after
neutralization of the acid followed by column chromatography over silica gel to
furnish 4 (10.90 g), which is crystallized from ethyl acetate: hexane (1:4) mp 46°C
analyzed for C12 H14 O4 (found C65.46, H 6.42; requires C 64.85, H 6.34%).
'H NMR (CDC13): 2.75 ( 2H, t, J=6.5 Hz, H-2), 3.28 (2H, t, J=6.5 Hz, H-3), 3.75
(2H, t, COOCH3), 3.90 (3H, s, OCH3), 7.00 (2H, d,J=8.5 Hz, Ar-H), 8.05 ( 2H, d, J=
8.5, Ar-H).
13C NMR: 28.1, 33.0, 51.8,55.45.5,113.8129.6,130.3163.6,173.5,196.6.
IR (KBr): 2844, 1704, 1670, 1600, 1516, 1426, 1358, 1310, 1*240, 1174, 1120, 1060,
1022,986,944,830cm'1.
M+ at m/z, 222 (13), 191(19), 135 (100), 107 (18), 97 (27), 92(27), 77 (37).
Step-3
Synthesis of methyl [4-(4-methoxyphenyl)-4-hydroxy] butyrate (5)
Reduction of (4) was carried out with sodium borohydride (7.0g, 31 mmol) by a
similar process as described in example 1, the reduced product purified by column
chromatography over silica gel using dichloromethane: ethyl acetate (19:1) as eluant
to give a semi-solid 5 (6.4g) which is analyzed for C\% Hi6 di (found C 64.93, H 7.23;
requires C64.27, H 7.19%).
'H NMR (CDC13): 1.98-2.10 (2H, m, H-3), 2.40(2H, t, J=7Hz, H-2), 3.65 (3H, s,
COOCH3), 3.83 (3H, s, OCH3), 4.66 (1H, t, J=6.5 Hz, H-4), 6.94(2H, d, J= 8.5 Hz,
Ar-H), 7.33(2H, d, J= 8.5 Hz, Ar-H).
I3C NMR: 30.3, 33.7, 51.5, 55.07, 72.6, 113.6, 126.9, 131.0, 136.3, 158.8, 174.2.IR
(KBr): 3392, 2884, 1712, 1678, 1604, 1512, 1440, 1362, 1240, 1172, 1114,1060,
1026,944,888cm-'.
M+ at m/z : 224 (2), 223 (6), 206(3), 205 (7), 191 (15), 149 (21), 136 (100), 134 (21),
108 (28), 93 (12), 76 (29).
Stev-4
Synthesis of methyl[4-(4-methoxyphenyl)-3-formyl-3-ene]-butyrate (6)
Formylation of 5 (4.5g, 20 mmol) was carried out with Vilsmeiers reagent as
described in example 1. The product purified by column chromatography with
petroleum ether: ethyl acetate (9:1) to furnish 6 as a light yellow solid (2.38g, 51%),
mp 54-56°C, analyzed for d3 H14 O4 (found C 67.13, H 6.09; requires C66.65, H
6.02).
'H NMR (CDC13): 3.59 (2H, s,CH2), 3.72(3H, s, COOCH3), 3.89 (3H, s, OCH3 ),
7.03 (2H, d, J= 8.5 Hz, Ar-H), 7.53(1H, s, =CH), 7.56 (2H, d, J= 8.5 Hz, Ar-H), 9.66
(1H, s, CHO).
13C NMR: 30.7, 52.3, 55.5, 114.6, 126.8, 131.3, 133.3, 148.3, 161.4, 171.0, 194.3.
IR (KBr) : 2828, 1722, 1666, 1632, 1602, 1494, 1452, 1438, 1416, 1380, 1340, 1316,
1306, 1254, 1200, 1166, 1066, 1018, 1004, 942, 912, 878, 834, 772 cm'1.
M+ at m/z : 234(6), 233 (42), 205 (96), 202 (31), 174 (31), 159 (24), 146 (100), 134
(14),
107(17).
Synthesis of optically enriched R (+) 4-(4-methoxybenzyl)-y butyrolactone (1)
(R,and R2= -OCH3 and H):
An ethanolic solution of 6 (160 mg, 3 ml) is added to a stirring mixture of Baker's
yeast (dry powder, 2.5g) and D-glucose (2.1g) in distilled water (80 ml, pH 6.8) and
the contents stirred at 30°C under anaerobic conditions using a bubbler. The reaction
is monitored by TLC and after the consumption of the starting material the contents
worked up by the method as described in example 1 to furnish crude bio-product
12
(0.13g) which on chromatographic purification on silica gel column and elution with
petroleum ether: ethyl acetate (9:1) gave (+)-! (80 mg, 57%) analyzed for C\2 Hu O3
(found C 70. 13, H 6.18; requires C 69.89, H 6.84).
'H NMR (CDCI3): 2.27 (1H, dd, J=6.7 & 17.45 Hz, H-2), 2.52-2.72(4H, m, 2x CH2),
3.80 (3H, s, OCH3 ), 4.04 (lH,dd, J=5.90 & 8.17 Hz, CH2O), 4.31(lH,dd, J=6.65 &
9.03 Hz, -OCH2), 6.81(2H, d, J= 8.5 Hz, Ar-H), 7.08 (2H, d, J= 8.5 Hz, Ar-H).
I3C NMR: 34.3, 37.3, 38.0, 55.2. 72.7, 1 13.8, 130.0, 130-3, 158.5, 177.0.
IR (KBr): 2884, 2848, 1732, 1614, 1510, 1460, 1378, 1356, 1302, 1248, 1176, 1030,
846,834,752cm"1.
M+ at m/z : 206 (8), 192(3), 147 (6), 121 (100), 103 (8), 91 (20), 78 (35).
Advantages:
1. The synthetic process for the preparation of optically enriched substituted (3-
benzyl-y- butyrolactone is novel.
2. The synthetic process is facile and economical
3. The yield of the final product optically enriched substituted (3-benzyl-ybutyrolactone
is moderate to good.
4. Use of enzymes is being made for generation of chirality at the intermediate stage,
which makes the process environmental friendly.
5. The final product itself possess biologically active or can easily be as a
intermediates for the preparation of other class of biologically active compounds.



We Claim :
1 A novel process for the preparation of optically enriched substituted R(+)β-benzyl-γ-
butyrolactones of the general formula 1 as shown below,
(Formula Removed)

wherein,
R1 and R2 independently or in combination represent the following groups R1= R2 = H, -OCnH2n+1 where n = 1 to 8, NH2 and /or CF3 R1 and R2 together represents -O(CH2)mO- where m = 2 to 4 and said process comprises the steps of:
a) reacting the requisite substituted alkoxybenzene (2) where R1 and R2 having the same meaning as mentioned earlier with succinic anhydride in presence of a Lewis acid in an inert solvent;
b) esterification of the resulting product 4-keto-4-phenyl- butyric acid (3) of step (a) to yield 4-keto-4-phenyl butyrate (4);
c) reducing the keto group of compound (4) obtained in step (b) to yield the corresponding secondary alcohol 4-hydroxy-4-phenyl butyrate (5);
d) reacting the compound (5) of step (c) with a reagent prepared from equimolar mixture of phosphoryl chloride and dimethyl formamide at -5 to 50°C to produce 4-phein lo-formyl-3ene-butrylate (6);
e) bio-reduction of the unsaturated formyl ester (6) (where R| and R2 of substituents are other than H ) step (d) with a micro-organism or an enzyme to produce optically

enriched R (-) dihydro primary alcohol (7) or to obtain a compound of formula 1 when R2 substituents is H ); and f) cyclizing of the dihydro primary alcohol (7) of step (e) with dilute mineral acid to produce substituted R(+) ß-benzyl-γ- butyrolactone (1) where R1 and R2 are as defined above.
2. The process as claimed in step (f) of claim 1 wherein,in step (e), the microorganism or enzyme is selected from Baker's yeast, Candida sp., Pichia sp.
3. The process as claimed in claim 1,wherein in step (a) the substituted alkoxyben/cnc (2) wherein R1 and R2 has the same definition as mentioned earlier, is reacted with succinic anhydride in presence of a Lewis acid selected from a group consisting of anhydrous aluminum trichloride, aluminum tribromide, zinc chloride and boron trifluoride ethereate.
4. The process as claimed in claim 3, wherein the Lewis acid used is anhydrous aluminium chloride.
5. The process as claimed in claim 1, wherein in step (a) the reaction of succinic anhydride is carried out in an inert organic solvent selected from the group consisting of nitromethane, carbon disulfide and benzene.
6. The process as claimed in claim 1, wherein, in step (b) the esterification of (3) is carried out with an alcohol in presence of an acid selected from a group consisting of sulfuric acid, hydrochloric acid and phosphoric acid and alcohol is selected from methanol, ethanol, propanol or mixtures thereof.

7. The process as claimed in claim 1 in step (c) wherein, the reduction of the keto ester is performed in presence of hydrogen gas using metal catalyst supported on activated charcoal selected from a group consisting of palladium, platinum and nickel. 8.The process as claimed in claim 1, wherein in step (c) the reduction of the keto function may also be carried out using metal hydride reagents selected from a group consisting of sodium borohydride, and sodium cyanoborohydride preferably in an aqueous medium or lithium aluminum hydride in an inert organic solvent selected IVom dimethyl ether, tetrahydrofuran or admixtures thereof.
9. The process as claimed in claim 1, wherein, in step (e) bioreduction of the proclural
a,p-unsaturated formyl ester(6) is effected by an microorganism or yeast en/yme
selected from group consisting of Baker's yeast, Candida sp., Pichia spcies,
10. The process as claimed in claim 1, wherein, in step (f) the optically enriched
hydroxymethyl ester (7) is cyclised with a dilute mineral acid selected from a group
consisting of sulfuric acid, hydrochloric acid and phosphoric acid.
11 .A novel process for the preparation of optically enriched substituted R(+)ß-benzyl-γ-butyrolactones substantially as herein described with reference to the examples and drawings accompanying the specification .

Documents:

210-del-2003-abstract-(30-01-2009).pdf

210-del-2003-abstract.pdf

210-del-2003-claims-(30-01-2009).pdf

210-del-2003-claims.pdf

210-DEL-2003-Correspondence-Others-(14-01-2009).pdf

210-del-2003-correspondence-others-(30-01-2009).pdf

210-del-2003-correspondence-others.pdf

210-del-2003-correspondence-po.pdf

210-del-2003-description (complete)-(30-01-2009).pdf

210-del-2003-description (complete).pdf

210-del-2003-drawings.pdf

210-del-2003-form-1.pdf

210-del-2003-form-18.pdf

210-del-2003-form-2-(30-01-2009).pdf

210-del-2003-form-2.pdf

210-DEL-2003-Form-3-(14-01-2009).pdf

210-del-2003-form-3.pdf

210-DEL-2003-Petition-137-(14-01-2009).pdf

abstract.jpg


Patent Number 233164
Indian Patent Application Number 210/DEL/2003
PG Journal Number 13/2009
Publication Date 27-Mar-2009
Grant Date 27-Mar-2009
Date of Filing 05-Mar-2003
Name of Patentee COUNCIL OF SCIENTIFIC AND INDUSTRIAL RESEARCH
Applicant Address RAFI MARG, NEW DELHI-110001, INDIA
Inventors:
# Inventor's Name Inventor's Address
1 SUBASH CHANDRA TANEJA REGIONAL RESEARCH LABORATORY, JAMMU, INDIA
2 SURRINDER KAUL REGIONAL RESEARCH LABORATORY, JAMMU, INDIA
3 BUDDH SINGH REGIONAL RESEARCH LABORATORY, JAMMU, INDIA
4 GULAM NABI KAZI REGIONAL RESEARCH LABORATORY, JAMMU, INDIA
PCT International Classification Number C07D 307/02
PCT International Application Number N/A
PCT International Filing date
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 6/366577 2002-03-25 U.S.A.