Title of Invention

"ANTIPLAQUE BREATH FRESHENING CONSUMABLE FILM."

Abstract An orally consumable film composition for delivering antiplaque and breath freshening benefits to the oral cavity which is rapidly dissolvable or dispersible in the oral cavity, the composition being comprised of a homogeneous mixture of a water soluble or dispersible film forming polymer and an antibacterial ester having the formula where R1 is an alkyl chain of 1 to 8 carbon atoms, and R2 is an alkyl chain of 6 to 30 carbon atoms and X is an anion.
Full Text ANTIPLAQUE BREATH FRESHENING CONSUMABLE FILM
BACKGROUND OF THE INVENTION
1. Field of the Invention
The present invention relates to an orally consumable film for delivering antibacterial agents to
the oral cavity and in particular a consumable film having antiplaque and breath freshening
properties enhanced by the presence of an antibacterial ester compound incorporated in the
film.
2. The Prior Art
Halitosis, the technical term for breath malodor, is an undesirable condition. Breath malodor
results when proteins, particles from food, and saliva debris are decomposed by mouth
bacteria. The tongue, with its fissures and large, bumpy surface area, retains considerable
quantities of food and debris that support and house a large bacterial population. Under low
oxygen conditions, the bacteria form malodorous volatile sulfur compounds (VSC) such as
hydrogen sulfide and methyl mercaptans.
Dental plaque is a soft deposit which forms on teeth and is comprised of an accumulation of
bacterial and bacterial by-products. Plaque adheres tenaciously at the points of irregularity or
discontinuity, e.g., on rough calculus surfaces, at the gum line and the like. Besides being
unsightly, plaque is implicated in the occurrence of gingivitis and other forms of periodontal
disease.
A wide variety of antibacterial agents have been suggested in the art to retard breath malodor
and plaque formation and the oral infections associated therewith. For example, halogenated
hydroxydiphenyl ether compounds such as Triclosan are well known to the art for their
antibacterial activity and have been used in oral compositions such as toothpastes to counter
breath malodor and plaque formation by bacterial accumulation in the oral cavity.
BrT3 52,420 discloses that the mono-N-higher aliphatic acyl arginine derivative adhere to the
mucosa in the oral cavity and possess an antibacterial activity against oral bacterium such as
Lactobacillus, a main pathogen of dental caries and bacterium belonging to the genus
Staphylococcus, a main pathogen of alveolar pyorrhea.
US 5,874,068 discloses an antiplaque effective mouthrinse containing a N°-acyl acidic amino
acid ester salt, the salt being stabilized by the presence in the mouthrinse of a monohydric
alcohol such as ethanol, as aqueous compositions containing these salts normally undergo
hydrolysis in aqueous environments.
It is known to the art to use consumable water soluble or dispersible films adapted to
disintegrate in the oral cavity which films contain flavoring agents for delivering breath
freshening agents to mask or reduce bacteria caused breath malodor. For example, US
6,419,903 discloses a consumable breath freshening film adapted to dissolve in the mouth of
the user, the film being comprised of a water soluble hydroxyalkylmethyl cellulose, a water
dispersible starch and a flavoring agent.
US 6,177,096 discloses a film composition containing therapeutic and/or breath freshening
agents for use in the oral cavity prepared from a water soluble polymer such as
hydroxypropylmethyl cellulose, hydroxypropylcellulose and a polyalcohol such as glycerol,
polyethylene glycol.
Although the prior art water soluble consumable films have provided breath freshening
benefits, the art continually seeks to enhance such benefits.
SUMMARY OF THE INVENTION
In accordance with the present invention there is provided orally consumable film composition
effective to reduce breath malodor and plaque formation on teeth having incorporated in the
film matrix an antibacterial ester and salts thereof having the formula
NH2
[R2CONH-CH-(CH2)n-NH-C-NH2]+
I
COOR1
where R1 is an alkyl chain of 1 to 8 carbon atoms, and R2 is an alkyl chain of 6 to 30 carbon
atoms and X is an anion,
DETAILED DESCRIPTION OF THE INVENTION
The film of the present invention comprises a consumable water soluble or dispersible forming
polymer containing an antibacterial ester compound namely, a Na-acyl acidic amino acid ester
compound. The film can further comprise water, flavor agents, plasticizing agents,
emulsifying agents, coloring agents, sweeteners and other compatible antibacterial and other
therapeutic agents.
Antibacterial Ester
hi the above identified antibacterial ester formula, R2CO may be a natural system mixed fatty
acid residue such as coconut oil fatty acid tallow fatty acid residue and the like, or a mono-fatty
acid residue such as lauroyl, myristyl, stearoyl and the like, the lauroyl group being preferred.
Examples of antibacterial ester salts of the above identified formula include an inorganic acid
salt such as hydrochloride, sulfate or an organic salt such as acetate, tautarate or citrate, the
chloride salt being preferred.
Examples of antibacterial ester compounds preferred in the practice of the present invention
are antibacterial ester compound of the above-identified formula wherein n in the formula
equals 3 as for example, Na-cocoyl-L-arginine methyl ester, Na-cocoyl-L-arginine ethyl ester,
NQ-cocoyl-L-arginine propyl ester, Na stearoyl-L-arginine methyl ester, Na steoryl-L-arginine
ethyl ester hydrochloride. The term "cocoyl" is an abbreviation for coconut oil fatty acid
residue, and chloride salts of these compounds, these ester compounds hereinafter being
referred to as arginine derivative compounds. A preferred arginine derivative compound is the
hydrochloride salt of ethyl lauroyl arginine.
The antibacterial ester of the present invention is present in the film compositions of the
present invention at a concentration of about 0.05 to about 25% by weight and preferably about
0.075 to about 20% by weight.
Arginine derivative compounds and their salts in particular show excellent inhibitory effect
against microorganisms which possess relatively strong resistance to bacterium such as
S.aureus, S.mutans, F.nucleatum which are involved in plaque formation on teeth. As will
hereinafter be demonstrated, the plaque inhibitory effect of the film composition of the present
invention is comparable to that of Triclosan, the only antibacterial agent approved by the U.S.
Federal Drug Administration for use in oral care formulations.
Film Matrix
Water soluble or dispersible film forming agents used to form the film matrix of the present
invention include water soluble polymers such as polyvinyl pyrrolidone, hydroxyethyl
cellulose, hydroxypropyl methyl cellulose, hydroxyalkyl celluloses such as hydroxypropyl
cellulose, carboxymethyl cellulose, polyvinyl alcohol, sodium alginate, alginate esters, guar
gum, xanthan gum, gelatin, polyethylene oxide, polyethylene glycol, carrageenan, pullulan,
locust bean gum as well as water dispersible polymers such as polyacrylates, carboxyvinyl
copolymers, methyl methacrylate copolymers and polyacrylic acid. A low viscosity
hydropropylmethyl cellulose polymer (HPMC) having a viscosity in the range of about 1 to
about 40 millipascal seconds (mPa.s) as determined as a 2% by weight aqueous solution of the
HPMC at 20 °C using a Ubbelohde tube viscometer is a preferred film matrix material as is
disclosed in US 6,419,903, the disclosure of which is herein incorporated by reference..
Preferably the HPMC has a viscosity of about 3 to about 20 mPa-s at 20°C such HMPC is
available commercially from the Dow Chemical Company under the trade designation
Methocel E5 Premium LV. Methocel E5 Premium LV is a USP grade, low viscosity HPMC
having 29.1% methoxyl groups and 9% hydroxyproxyl group substitution. It is white or offwhite
free flowing dry powder. As a 2 weight % solution in water as measured with Ubbelohde
tube viscometer it has a viscosity of 5.1 to mPa-s at 20°C.
4
The%droxyalkyl methyl cellulose is incorporated in the film composition in amounts ranging
from about 10 to about 60% by weight and preferably about 15 to about 40% by weight.
Cold water dispersible, swellable, physically modified and pregelatinized starches are
particularly useful as texture modifier to increase the stiffness of the hydroxyalkyl methyl
cellulose polymer films of the present invention. To prepare such starch products, the granular
starch is cooked in the presence of water and possibly an organic solvent at a temperature not
higher than 10°C higher than the gelatinization temperature. The obtained starch is then dried.
Pregelatinized corn starch is available commercially. A preferred starch is available under the
trade designation Cerestar Polar Tex-Instant 12640 from the Cerestar Company. This Cerestar
starch is a pregelaterized, stabilized and crosslinked waxy maize starch. It is readily dispersible
and swellable in cold water. In its dry form, it is a white free flowing powder with an average
particle size no greater than 180 micrometers and 85% of the particles are smaller than 75
micrometers. It has a bulk density of 441bs/ft3.
The pregelatinized starch may be incorporated in the film matrix of the present invention in an
amount ranging from about 5 to about 50% by weight and preferably about 10 to about 35% by
weight.
Emuisifiers
Emulsifying agents are incorporated in the film matrix ingredients to promote homogeneous
dispersion of the ingredients. Examples of suitable emulsifiers include condensation products
of ethylene oxide with fatty acids, fatty alcohols, polyhyrric alcohols (e.g., sorbitan
monostearate, sorbitan oleate), alkyl phenols (e.g., Tergitol) and polypropyleneoxide or
polyoxybutylene (e.g., Pluronics); amine oxides such as dimethyl cocamine oxide, dimethyl
lauryl amine oxide and cocoalkyldimethyl amine oxide polysorbates such as Tween 20, Tween
40 and Tween 80 (Hercules), glyceryl esters of fatty acid (e.g., Arlacel 186), natural and
synthetic lipids such as lecithin. The emulsifying agent is incorporated in the film matrix
composition of the present invention at a concentration of about 0.01 to about 10% by weight
and preferably about 0.1 to 5.0% by weight.
Flavor Agents
Flavor agents that can be used to prepare the film of the present invention include those known
to the art, such as natural and artificial flavors. These flavor agents may be chosen from
synthetic flavor oils and flavoring aromatics, and/or oils, oleo resins and extracts derived from
plants, leaves, flowers, fruits and so forth, and combinations thereof. Representative flavor oils
include: spearmint oil, cinnamon oil, peppermint oil, clove oil, bay oil, thyme oil, cedar leaf
oil, oil of nutmeg, oil of sage, and oil of bitter almonds. These flavor agents can be used
individually or in admixture. Commonly used flavor include mints such as peppermint,
artificial vanilla, cinnamon derivatives, and various fruit flavors, whether employed
individually or in admixture. The amount of flavoring agent employed is normally a matter of
preference subject to such factors as flavor type, individual flavor, and strength desired.
Generally the flavor agent is incorporated in the film of the present invention in an amount
ranging from about 0.1 to about 35% by weight and preferably about 3 to about 25% by
weight.
Sweeteners useful in the practice of the present invention include both natural and artificial
sweeteners. Suitable sweetener include water soluble sweetening agents such as
monosaccharides, disaccharides and plysaccharides such as xylose, ribose, glucose (dextrose),
mannose, glatose, fructose (levulose), sucrose (sugar), maltose, water soluble artificial
sweeteners such as the soluble saccharin salts, i.e., sodium or calcium saccharin salts,
cyclamate salts dipeptide based sweeteners, such a L-aspartic acid derived sweeteners, such as
L-aspartyl-L-phenylalaine methyl ester (aspartame) and sucralose.
In general, the effective amount of sweetener is utilized to provide the level of sweetness
desired for a particular composition, will vary with the sweetener selected. This amount will
normally be about 0.01 % to about 2% by weight of the composition.
Plasticizers
Plasticizers are small molecules incorporated into the film matrix to modify or improve the
mechanical properties of the film, such as elasticity and elongation. Examples of suitable
plasticizers are, but not limited to, water, propylene glycol, ethylene glycol, glycerin,
polyethylene glycol, triacetin and maltodextrin. These plasticizers can be used individually or
in admixture. The plasticizers are incorporated in the film matrix composition of the present
invention at a concentration of about 0.5% to about 30% by weight and preferably about 1% to
weight.
Other Ingredients
The compositions of the present invention can also contain coloring agents or colorants. The
coloring agents are used in amounts effective to produce the desired color and include natural
food colors and dyes suitable for food, drug and cosmetic applications. These colorants are
known as FD&C dyes and lakes. The materials acceptable for the foregoing spectrum of use
are 20 preferably water-soluble, and include FD&C Blue No.2, which is the disodium salt of
5,5indigotindisulfonic acid. Similarly, the dye known as Green No.3 comprises a 15
triphenylmethane dye and is the monosodium salt of 4-[4-N-ethyl-p-sulfobenzylamino)
diphenyl-methylene ]- [ 1- N-ethy 1- N-sulfonium benzyl)- 2,5-cyclo-hexadienimine ] .A full
recitation of all FD&C and D&C dyes and their corresponding chemical structures may be
found in the Kirk-Othmer Encyclopedia of Chemical Technology, Volume 5, Pages 857-884,
which text is accordingly incorporated herein by reference.
Antibacterial agents compatible with the antibacterial ester compound may also be included in
the film matrix of the present invention, such antibacterial agents including Triclosan,
cetylpyridinium chloride, chlorhexidene, natural herbs such as Magnolia, metal salts such as
stannous chloride, stannous citrate and stannous gluconate and zinc salts such as zinc chloride,
zinc citrate and zinc gluconate, and copper salts such as copper gluconate.
Film Manufacture
In preparing the film composition according to the present invention, a water soluble or water
dispersible film forming agent such as hydroxyalkylmethyl cellulose is dissolved in a
compatible solvent such as water heated to about 60°C to about 95 °C to form a film forming
composition. Thereafter, there is optionally added in the sequence, a second film forming agent
such as starch, sweetener, surfactant, flavor, antibacterial ester and other antiplaque agents to
prepare a film ingredient slurry.
The slurry is cast on a releasable carrier and dried. The carrier material must have a surface
tension which allows the film solution to spread evenly across the intended carrier -width
without soaking to form a destructive bond between the film and the carrier substrate.
Examples of suitable carrier materials include glass, stainless steel, Teflon and polyethylene
impregnated paper. Drying of the film may be carried out at elevated temperatures in a
convection oven or by transversing through a zoned dryer at approximately 10-100 inches/min
at temperatures ranging for example from, 70°C to 120°C, using a drying oven, drying
terminal, vacuum drier, or any other suitable drying equipment for residence times which do
not adversely effect the ingredients of which the film is composed.
The film once formed is segmented into dosage units by die-cutting or slitting-and-die cutting.
The segmented film has a strip width and length corresponding to about the size of a postage
stamp, generally about 12 to about 30 millimeter in width and about 20 to about 50 millimeters
in length. The film has a thickness ranging from about 15 to about 80 micrometers, and
preferably about 40 to 60 micrometers.
The following examples further describe and demonstrate preferred embodiments within the
scope of the present invention. The examples are given solely for illustration, and are not to be
construed as limitation of this invention as many variations thereof are possible without
departing from its spirit and scope.
Exflfaflle
A series of films containing varying amounts of the arginine derivative compound the
hydrochloride salt of ethyl lauroyl arginine designated Compositions A, B and C were prepared
by using the ingredients listed in Table I below. In preparing the film, the hydroxy
propylmethylcellulose polymer ingredient (Methocel E5LV) and carrageenan was added at a
temperature of 70°C to 90°C, to half the amount of total deionized water used, and the solution
stirred for 20 minutes at a slow speed using a IKA Labortechnik Model RW20DZMixer. The
remaining amount of water maintained at room temperature (21°C) was then added and the
mixing continued for 40 minutes. To this solution was added the com starch ingredient
(Cerestar Polar Tex Instant 12640) and the mixture stirred for an additional 20 minutes until
the starch was completely dispersed and a homogeneous mixture was formed. To this mixture
was added sucralose and mixed for 10 minutes after which the emulsifier Tween 80 was added
and mixed for an additional 5 minutes. Thereafter, flavor was thoroughly mixed for an
additional 30 minutes to form a slurry emulsion to which as a final step the hydrochloride salt
of ethyl lauroyl arginine HC1 (ELAH) dispersed in canola oil was slowly added until evenly
dispersed in the film ingredient slurry. The emulsion was then cast on a polyethylene coated
paper substrate and dried in a convection oven at 110°C to form a solid thin (30-60 um thick)
film.
For^Bposes of comparison, the procedure of Example I was repeated to prepare a film
composition designated Composition D with the exception that no ethyl lauroyl arginine HC1
was incorporated in the film composition.
The antiplaque activity of Compositions A, B, C and D was assessed using a flow cell model of
the type disclosed in the Journal of Dental Research, vol. 73(11), pp. 1748-1755 (1994) using
human saliva as the bacterial source and single crystal germanium prisms as the oral surface
model. After pretreatment of these surfaces with a precisely cut strip (10mm x 20mm), they
were rinsed with artificial saliva (1 part porcine mucin 25 g/L, and 1 part saliva buffer
solution) prior to exposure to bacteria, and exposed to treatment in the flow cell. The plaque
index of the deposits on the prisms was determined by infrared spectrophotometry.
Compositions A, B and C were assessed for overall plaque inhibition versus the comparative
Composition D which did not contain an antibacterial agent which was simultaneously run in
the system. The lower the Plaque Index the more effective the antiplaque agent. The results
recorded in Table II below show a 30-40% reduction in plaque effected by Film Compositions
A, B and C when compared to Comparative Film Composition D.
Composition F contained 5% by weight (dry film) ELAH and 1.5% by weight (dry film) zinc
gluconate. For purposes of comparison, film Composition G prepared in the same manner as
Film A but which contained no ELAH and Film Composition H, a commercially available
breath freshening film were tested for antiplaque efficacy in the artificial mouth test model.
The tests were run in parallel under identical conditions wherein 4 hydroxyapatitie discs (HAP)
disks were coated with pellicle for two hours followed by additional 2 hours of bacteria
attachment. The disks were mounted in a flow cell and a lOmL solution of film (containing
150 mg film) were then passed over the surface of the disks for 1-2 minutes; water \vas passed
over the disks for 10 minutes to wash. The flow cell was then connected to the artificial mouth
chemostat circulator and incubated for 8-12 hours. The procedure was repeated 4 times, and
thereafter the HAP disks were dismounted and bacteria on the disks were detached. The
bacteria were quantified by optical density readings. The results of this test procedure are
recorded in Table III below.
The results recorded in Table III show that antibacterial films of the present invention (Films
E, F) effect a significant reduction in antiplaque formation when compared to films G, H that
did not contain the arginine derivative compound.
Example III
The procedure of Example II was repeated in which a series of film compositions designated J,
K were prepared following the procedure of Example I in which Composition E contained 5%
by weight (dry film) EL AH, Composition L contained 5% by weight (dry film) ELAH and
1.5% by weight (dry film) zinc gluconate. For purposes of comparison, Composition M
contained 5% by weight (dry film) Triclosan, but no ELAH and Composition H was a placebo
containing no ELAH or antibacterial ester compound.
12
The~sfotiplaque efficacy of the films was evaluated following the artificial mouth model
described in Example II, The results of these tests are recorded in Table IV below.
(Table Removed) The results recorded in Table IV indicate that ELAH is at least effective as Triclosan in
reducing plaque formation when delivered to the oral cavity from a consumable film and that a
combination of ELAH and a metal salt such as zinc gluconate provides antiplaque efficacy
superior to Triclosan.
Example IV
A series of film compositions designated Compositions N, P, Q were prepared following the
procedure of Example I, in which Composition N contained 0.50 by weight ELAH,
Composition P contained 2.5% ELAH and Composition Q contained 5% by weight ELAH.
For purposes of comparison film Composition R was also prepared following the procedure of
Example I except that no ELAH was incorporated in the film composition.
Film Compositions N, P, Q and R were evaluated for breath freshening efficacy by an in-vitro
volatile sulfur compound (VSC) reduction assay. In this assay a known amount of film is
dissolved in 3.0 milliliters (ml) of saliva in a glass vial. After incubation at 37°C overnight,
the headspace of the solution is sampled and analyzed for the VSC. The VSC assay results are
The VSC assay results recorded in Table V demonstrate the increase in VSC reduction as the
concentration of the antibacterial ester ELAH in the film matrix is increased.
(Table Removed)




We claim:
1. An orally consumable film composition for delivering antiplaque and breath freshening agents to the oral cavity which rapidly dissolves or disintegrates when applied in the oral cavity, the composition being comprised of 1-60% by weight of a water soluble or dispersible film forming polymer and 0.05 -25% by weight of an antibacterial ester having the formula
(Formula Removed)
where R1 is an alkyl chain of 1 to 8 carbon atoms, and R2 is an alkyl chain of 6 to 30 carbon atoms and X is an anion.
2. The film composition as claimed in claim 1 wherein the polymer is an hydroxyalkyi cellulose.
3. The film composition as claimed in claim 2 wherein the hydroxyalkylcellulose is
hydroxymethylpropyl cellulose.
4. The film composition as claimed in claim 1 the antibacterial is an arginine derivative compound.
5. The film composition as claimed in claim 1 wherein the arginine derivative compound is the hydrochloride salt of ethyl lauoryl arginine.
6. The film composition as claimed in claim 1 wherein the film also contains an antiplaque metal salt.
7. The film composition as claimed in claim 8 wherein the metal salt is zinc gluconate.

Documents:

5308-DELNP-2005-Abstract-(14-10-2008).pdf

5308-delnp-2005-abstract.pdf

5308-delnp-2005-assignments.pdf

5308-DELNP-2005-Claims-(14-10-2008).pdf

5308-delnp-2005-claims.pdf

5308-DELNP-2005-Correspondence-Others-(14-10-2008).pdf

5308-delnp-2005-Correspondence-Others-(18-03-2011).pdf

5308-delnp-2005-correspondence-others.pdf

5308-delnp-2005-description (complete).pdf

5308-delnp-2005-form-1.pdf

5308-delnp-2005-form-18.pdf

5308-DELNP-2005-Form-2-(14-10-2008).pdf

5308-delnp-2005-form-2.pdf

5308-delnp-2005-Form-27-(18-03-2011).pdf

5308-DELNP-2005-Form-3-(14-10-2008).pdf

5308-delnp-2005-form-3.pdf

5308-delnp-2005-form-5.pdf

5308-DELNP-2005-GPA-(14-10-2008).pdf

5308-delnp-2005-pct-101.pdf

5308-delnp-2005-pct-210.pdf

5308-delnp-2005-pct-220.pdf

5308-delnp-2005-pct-237.pdf

5308-delnp-2005-pct-373.pdf

5308-delnp-2005-pct-notification.pdf


Patent Number 233512
Indian Patent Application Number 5308/DELNP/2005
PG Journal Number 14/2009
Publication Date 27-Mar-2009
Grant Date 30-Mar-2009
Date of Filing 18-Nov-2005
Name of Patentee COLGATE-PALMOLIVE COMPANY
Applicant Address 300 PARK AVENUE, NEW YORK, NY 10022, USA.
Inventors:
# Inventor's Name Inventor's Address
1 BOYD THOMAS J. 226 HIGH STREET, METUCHEN, NY 08840, USA.
2 XU GUOFENG 35 BANK STREET, PRINCETON, NJ 08542, USA.
3 GAFFAR ABDUL 89 CARTER ROAD, PRINCETON, NJ 08540, USA.
4 VISCIO DAVID B. 37 NORTON ROAD, MONMOUTH JUNCTION, NJ 08852, USA.
PCT International Classification Number A61K 7/16
PCT International Application Number PCT/US2004/020034
PCT International Filing date 2004-06-23
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 10/601,473 2003-06-23 U.S.A.