Title of Invention

A METHOD AND APPARATUS FOR FORMING A COATING ON A POWDERED SUBSTRATE .

Abstract A method of forming a coating on a powdered substrate, which method comprises introducing an atomized liquid and/or solid coating forming material and separately transporting a powdered substrate to be coated into an atmosphere plasma discharge and/or an ionised gas strem resulting therefrom, and exposing thepowdered substrate to the atomized liquid and/or solid coating forming material.
Full Text A METHOD AND APPARATUS FOR FORMING
A COATING ON A POWDERED SUBSTRATE
[0001] The present application describes a process for coating powdered particles
using atmospheric pressure plasma techniques.
[0002] When matter is continually supplied with energy, its temperature increases and it
typically transforms from a solid to a liquid and, then, to a gaseous state. Continuing to supply
energy causes the system to undergo yet a further change of state in which neutral atoms or
molecules of the gas are broken up by energetic collisions to produce negatively charged
electrons, positive or negatively charged ions and other species. This mix of charged particles
exhibiting collective behaviour is called "plasma", the fourth state of matter. Due to their
electrical charge, plasmas are highly influenced by external electromagnetic fields, which make
them readily controllable. Furthermore, their high energy content allows them to achieve
processes which are impossible or difficult through the other states of matter, such as by liquid
or gas processing.
[0003] The term "plasma" covers a huge range of systems whose density and
temperature vary by many orders of magnitude. Some plasmas are very hot and all their
microscopic species (ions, electrons, etc.) are in approximate thermal equilibrium, the energy
input into the system being widely distributed through atomic/molecular level collisions. Other
plasmas, however, particular those at low pressure (e.g. 100 Pa) where collisions are relatively
infrequent, have their constituent species at widely different temperatures and are called "non-
thermal equilibrium" plasmas. In these non-thermal plasmas the free electrons are very hot with
temperatures of many thousands of Kelvin (K) whilst the neutral and ionic species remain cool.
Because the free electrons have almost negligible mass, the total system heat content is low and
the plasma operates close to room temperature thus allowing the processing of temperature
sensitive materials, such as plastics or polymers, without imposing a damaging thermal burden.
The hot electrons create, through high energy collisions, a rich source of radicals and excited
species with a high chemical potential energy capable of profound chemical and physical
reactivity. It is this combination of low temperature operation plus high reactivity which makes
non-thermal plasma technologically important and a very powerful tool for manufacturing and

material processing as it is capable of achieving processes which, if achievable at all without
plasma, would require very high temperatures or noxious and aggressive chemicals.
[0004J For industrial applications of plasma technology, a convenient method is to
couple electromagnetic power into a volume of process gas, which can be mixtures of gases and
vapours in which the workpieces/samples to be treated are immersed or passed through. The
gas becomes ionised into plasma, generating chemical radicals, UV-radiation, and ions, which
react with the surface of the samples. By correct selection of process gas composition, driving
power frequency, power coupling mode, pressure and other control parameters, the plasma
process can be tailored to the specific application required by a manufacturer.
[0005] Because of the huge chemical and thermal range of plasmas, they are suitable for
many technological applications. Non-thermal equilibrium plasmas are particularly effective for
surface activation, surface cleaning, material etching and coating of surfaces.
[0006] A plasma technology that is rapidly emerging into mainstream industry is that of
plasma coating/thin film deposition. Typically, a high level of polymerisation is achieved by
application of plasma to monomeric gases and vapours. Thus, a dense, tightly knit and three-
dimensionally connected film can be formed which is thermally stable, chemically very resistant
and mechanically robust. Such films are deposited conformally on even the most intricate of
surfaces and at a temperature, which ensures a low thermal burden on the powdered substrate.
Plasmas are therefore ideal for the coating of delicate and heat sensitive, as well as robust
materials. Plasma coatings are free of micropores even with thin layers. The optical properties,
e.g. colour, of the coating can often be customised and plasma coatings adhere well to even non-
polar materials, e.g. polyethylene, as well as steel (e.g. anti-corrosion films on metal reflectors),
ceramics, semiconductors, textiles, etc.
[0007] Plasma engineering produces a surface effect customised to the desired
application or product without affecting the material bulk in any way. Plasma processing thus
offers the manufacturer a versatile and powerful tool allowing choice of a material for its bulk
technical and commercial properties while giving the freedom to independently engineer its
surface to meet a totally different set of needs and confers greatly enhanced product
functionality, performance, lifetime and quality which provides the user a significant added
value to its production capability.
[0008] These properties provide a strong motivation for industry to adopt plasma-based
processing, and this move has been led since the 1960s by the microelectronics community
which has developed the low pressure Glow Discharge plasma into an ultra-high technology and
high capital cost engineering tool for semiconductor, metal and dielectric processing. The same
low pressure Glow Discharge type plasma has increasingly penetrated other industrial sectors
since the 1980s offering, at more moderate cost, processes such as polymer surface activation
for increased adhesion/bond strength, high quality degreasing/cleaning and the deposition of
high performance coatings. Thus, there has been a substantial take-up of plasma technology.
Glow discharges can be achieved at both vacuum and atmospheric pressures. In the case of
atmospheric pressure glow discharge, gases such as helium or argon are utilised as diluents
and a high frequency (e.g.> 1kHz) power supply is used to generate a homogeneous glow
discharge at atmospheric pressure via a Penning ionisation mechanism, (see for example,
Kanazawa et al, J.Phys. D: Appl. Phys. 1988, 21, 838, Okazaki et al, Proc. Jpn. Symp. Plasma
Chem. 1989, 2, 95, Kanazawa et al, Nuclear Instruments and Methods in Physical Research
1989, B37/38, 842, and Yokoyama et al., J. Phys. D: Appl. Phys. 1990, 23, 374).
[0009] However, adoption of plasma technology has been limited by a major constraint
on most industrial plasma systems, namely, their need to operate at low pressure. Partial
vacuum operation means a closed perimeter, sealed reactor system providing only off-line,
batch processing of discrete work pieces. Throughput is low or moderate and the need for
vacuum adds capital and running costs.
[0010] Atmospheric pressure plasmas, however, offer industry open port or perimeter
systems providing free ingress into and exit from the plasma region by workpieces/webs and,
hence, on-line, continuous processing of large or small area webs or conveyor-carried discrete
webs. Throughput is high, reinforced by the high species flux obtained from high pressure
operation. Many industrial sectors, such as textiles, packaging, paper, medical, automotive,
aerospace, etc., rely almost entirely upon continuous, on-line processing so that open
port/perimeter configuration plasmas at atmospheric pressure offer a new industrial processing
capability.
[0011] Corona and flame (also a plasma) treatment systems have provided industry with
a limited form of atmospheric pressure plasma processing capability for about 30 years.
However, despite their high manufacturability, these systems have failed to penetrate the market
or be taken up by industry to anything like the same extent as the lower pressure, bath-
processing-only plasma type. The reason is that corona/flame systems have significant
limitations. They operate in ambient air offering a single surface activation process and have a
negligible effect on many materials and a weak effect on most. The treatment is often non-
uniform and the corona process is incompatible with thick webs or 3D webs while the flame
process is incompatible with heat sensitive powdered substrates.
[0012] Significant advances have been made in plasma deposition at atmospheric
pressure. Considerable work has been done on the stabilisation of atmospheric pressure glow
discharges, such as described in Okazaki et al. J. Phys. D: Appl. Phys. 26 (1993) 889-892.
Further, US Patent Specification No. 5414324 describes the generation of a steady-state glow
discharge plasma at atmospheric pressure between a pair of electrically insulated metal plate
electrodes spaced up to 5 cm apart and radio frequency (RF) energised with a root means
square (rms) potential of 1 to 5 kV at 1 to 100 kHz.
[0013] The treatment of powdered substrates using atmospheric pressure plasma has
been previously described. In JP 06-000365 there is provided an apparatus for continuously
plasma treating a powdered substrate by coaxially pivoting a metallic inner and outer
cylinders at least one side of the outer cylinder being coated with a dielectric to form a fixed
gap between the cylinders, inclining the cylinders and passing a voltage across the electrodes
to effect the atmospheric pressure plasma treatment of a powdered substrate. In JP 06-
228739 there is provided a means for surface treating a powdered substrate by atmospheric-
pressure glow discharge by gas floating the powdered substrate with a rare gas or mixture of a
rare gas and a gaseous reactant. The treatment occurs in a substantially cylindrical vertical
positioned reaction vessel at the bottom of which gas is introduced to float the powdered
substrate and the exit is out of the top of the vessel carried by the gas having been first
subjected to and atmospheric-pressure glow discharge at a pressure higher than atmospheric
pressure. In US5399832 there is provided a method for treating and/or coating an organic or
inorganic powdered substrate using an organic monomer using atmospheric pressure glow
discharge. In WO 97/29156 there is provided a method of treating deagglomerated particles
with plasma activated gas to modify the surface of the particles and species.
[0014] All of the aforementioned prior art relate to the activation of the powdered
substrate or applications of coatings using gas phase precursors and typically the results
suggest low deposition rates and require high residence times to obtain a sufficiently coated
surface.
[0015] In accordance with a first embodiment of the present invention there is
provided a method of forming a coating on a powdered substrate, which method comprises
introducing an atomised liquid and/or solid coating forming material and separately
transporting a powdered substrate to be coated into an atmospheric plasma discharge and/or
an ionised gas stream resulting therefrom, and exposing the powdered substrate to the
atomised liquid and/or solid coating forming material.
[0016] For the purposes of this application a powdered substrate should be considered
as a solid material in the form of spherical particles, platelets, needles/tubes, flakes, dust,
granulates and any aggregates of the aforementioned forms. The powdered substrate may be
transported relative to the plasma region, i.e. the region wherein it is treated by an
atmospheric plasma discharge and/or an ionised gas stream resulting therefrom by any
suitable means, for example it may be merely dropped under gravity through the plasma zone
or may be transported therethrough on a support or the like for example it may be transported
through the plasma zone in the form of a fluidised bed, on a conveying means such as on a
reel to reel support, conveyor belt or vibrating conveyor. Alternatively the powdered
substrate may be entrained on a carrier gas or transported in a vortex or dual cyclone type
apparatus, in which case the powder to be treated may be fed in from either the top or bottom
of the plasma chamber. The powder may also be suspended in a fluid bed arrangement within
the plasma chamber. In the case of a reel-to-reel web support, the powdered substrate may be
first placed on a web of material and then a second covering applied and the edges of the two
webs are sealed together to prevent loss of powdered substrate from the web. Alternatively
the powdered substrate may be maintained stationary in a suitable receptacle, in which case,
the plasma unit generating the atmospheric plasma discharge and/or an ionised gas stream is
moved relative to the receptacle. Whichever means of transportation is utilised it is preferred
that the exposure time in which powdered substrate is retained within the atmospheric plasma
discharge and/or an ionised gas stream is constant in order to ensure an even treatment
throughout the powdered substrate being treated.
[0017] The liquid and/or solid coating forming material is preferably introduced into the
plasma apparatus by way of a liquid and/or solid spray through an atomiser or nebuliser as
described in the applicants co-pending application WO 02/28548, which was published after the
priority date of this application.
[0018] The coating-forming material may be atomised using any conventional means,
for example an ultrasonic nozzle. The atomiser preferably produces a coating-forming
material drop size of from 10 to 100µm, more preferably from 10 to 50p.m. Suitable
atomisers for use in the method in accordance with the present invention are ultrasonic
nozzles from Sono-Tek Corporation, Milton, New York, USA or Lechler GmbH of
Metzingen Germany. The apparatus which may be utilised in the method in accordance with
the present invention may include a plurality of atomisers, which may be of particular utility,
for example, where the apparatus is to be used to form a copolymer coating on a powdered
substrate from two different coating-forming materials, where the monomers are immiscible
or are in different phases, e.g. the first is a solid and the second is gaseous or liquid.
[00191 Any conventional means for generating an atmospheric pressure plasma glow
discharge may be used in the method of the present invention, for example atmospheric
pressure plasma jet, atmospheric pressure microwave glow discharge and atmospheric
pressure glow discharge. Typically, such means will employ a helium diluents and a high
frequency (e.g> 1kHz) power supply to generate a homogeneous glow discharge at
atmospheric pressure via a Penning ionisation mechanism, (see for example, Kanazawa et al,
J.Phys. D: Appl. Phys. 1988, 21, 838, Okazaki et al, Proc. Jpn. Symp. Plasma Chem. 1989, 2,
95, Kanazawa et al, Nuclear Instruments and Methods in Physical Research 1989, B37/38,
842, and Yokoyama et al., J. Phys. D: Appl. Phys. 1990, 23, 374).
[0020] For typical plasma generating apparatus, the plasma is generated within a gap
of from 3 to 50mm, for example 5 to 25mm. The generation of steady-state glow discharge
plasma at atmospheric pressure is preferably obtained between adjacent electrodes which may
be spaced up to 5 cm apart, dependent on the process gas used. The electrodes being radio
frequency energised with a root mean square (rms) potential of 1 to 100 kV, preferably
between 1 and 30 kV at 1 to 100 kHz, preferably at 15 to 50 kHz. The voltage used to form
the plasma will typically be between 1 and 30 kV, most preferably between 2.5 and 10 kV
however the actual value will depend on the chemistry/gas choice and plasma region size
between the electrodes. Whilst the atmospheric pressure glow discharge assembly may
operate at any suitable temperature, it preferably will operate at a temperature between room
temperature (20° C) and 70° C and is typically utilized at a temperature in the region of 30 to
50° C.
[0021] The process gas for use in plasma treatment method in accordance with the
present invention may be any suitable gas but is preferably an inert gas or inert gas based
mixture such as, for example helium, a mixture of helium and argon and an argon based
mixture additionally containing ketones and/or related compounds. These process gases may
be utilized alone or in combination with potentially reactive gases such as, for example,
nitrogen, ammonia, O2, H2O, NO2, air or hydrogen. Most preferably, the process gas will be
Helium alone or in combination with an oxidizing or reducing gas. The selection of gas
depends upon the plasma processes to be undertaken. When an oxidizing or reducing process
gas is required, it will preferably be utilized in a mixture comprising 90 - 99% noble gas and
1 to 10% oxidizing or reducing gas.
[0022] Under oxidising conditions, the present method may be used to form an
oxygen containing coating on the powdered substrate. For example, silica-based coatings can
be formed on the powdered substrate surface from atomised silicon-containing coating-
forming materials. Under reducing conditions, the present method may be used to form
oxygen free coatings, for example, silicon carbide based coatings may be formed from
atomised silicon containing coating forming materials.
[0023] In a nitrogen containing gaseous atmosphere nitrogen atoms or molecules can
bind to the powdered substrate surface, and in an atmosphere containing both nitrogen and
oxygen, nitrates can bind to and/or form on the powdered substrate surface. Such gases may
also be used to pre-treat the powdered substrate surface before exposure to a coating forming
substance. For example, oxygen containing plasma treatment of the powdered substrate may
provide improved adhesion with the applied coating. The oxygen containing plasma being
generated by introducing oxygen containing materials to the plasma such as oxygen gas or
water.
[0024] The Coating thickness for particles coated by the present process is l-200nm.
Typically the process gas used is helium.
[0025] By introducing coating forming material directly to an atmospheric plasma
process that higher deposition rates of coating onto powdered substrate particles may be
achieved. The use of direct injection of coating forming material also provides for the use of
a wider range of precursor materials, and the coating process is not restricted to gas phase
materials or high vapour pressure liquids
[0026] Whilst the powdered substrate may be only subjected to the coating step in
accordance with the present invention, it may also be may be pre or post treated with any
appropriate plasma treatment. Typically, in the case of powdered substrates, the most likely are
pre-treatments where the powdered substrate surface is cleaned and/or surface activated before
coating. Post treatment is likely to involve the application of further coatings. For example, a
coating formed on a powdered substrate may be post treated in a range of plasma conditions.
For example, siloxane derived coatings may be further oxidised by oxygen containing plasma
treatments. The oxygen containing plasma being generated by introducing oxygen containing
materials to the plasma such as oxygen gas or water.
[0027] Any appropriate combination of plasma treatments may be used, for example the
powdered substrate may be passed through a first plasma region to clean and/or activate the
surface of the powdered substrate by plasma treating using a helium gas plasma and then
through a second plasma region utilised to apply a coating, for example, by application of a
liquid and/or solid spray through an atomiser or nebuliser as described in the applicants co-
pending application WO 02/28548, which was published after the priority date of this
application.
[0028] The present invention further provides apparatus for forming a coating on a
powdered substrate, which apparatus comprises means for generating an atmospheric pressure
plasma discharge within which, in use, the powdered substrate to be coated is introduced, an
atomiser for providing an atomised coating-forming material within the plasma discharge,
and means for supplying a coating forming material to the atomiser.
[0029] The plasma chamber may be orientated vertically, allowing gravity fed
processing. For example, if atmospheric pressure glow discharge is employed, using either
flat, parallel electrodes, or concentric parallel electrodes, the electrodes may be orientated
vertically. In this case, powdered substrate to be treated is introduced at the top of the plasma
chamber and passes through the plasma region, where atomised coating forming material is
introduced. Polymerisation and crosslinking reactions occur within the plasma region to
produce powdered substrate particles with well adhered coatings. The coated powdered
substrate particles then exit the chamber at the base. Alternatively, atomised liquid and/or
solid coating forming material may be introduced into the top of the plasma chamber and
polymer particles are formed within the chamber and collected at the base. In both cases,
particle flow can be controlled and enhanced by the flow of plasma process gas through the
chamber.
[0030] In an alternative embodiment the atmospheric pressure plasma assembly
utilised in the method of the present invention may comprise a first and second pair of
vertically or horizontally arrayed, parallel spaced-apart planar electrodes with at least one
dielectric plate between said first pair, adjacent one electrode and at least one dielectric plate
between said second pair adjacent one electrode, the spacing between the dielectric plate and the
other dielectric plate or electrode of each of the first and second pairs of electrodes forming a
first and second plasma region. In this instance, the assembly also comprises a means of
transporting a powdered substrate successively through said first and second plasma regions.
Most preferably, the electrodes are vertically arrayed.
[0031] One means of transporting the powdered substrate may be by a reel to reel based
process when the electrodes are vertically arrayed, when horizontally arrayed the means of
transport may be any of those described earlier such as on a reel to reel web or conveyor belt.
[0032] For vertically arrayed electrodes the powdered substrate may be transported
through the first plasma region in an upwardly or downwardly direction. Preferably when the
powdered substrate passes through one plasma zone in an upwardly direction and the other in a
downwardly direction one or more guide rollers are provided to guide the powdered substrate
from the end of the first reel into the first plasma zone, from the first plasma zone to and into the
second plasma zone and from the second plasma zone to the second reel or next plasma zone
dependent on the number of plasma zones being used. The powdered substrate residence time
in each plasma region may be predetermined prior to coating and rather than varying the
speed of the powdered substrate, through each plasma zone, the path length a powdered
substrate has to travel through each plasma region may be altered such that the powdered
substrate may pass through both regions at the same speed but may spend a different period of
time in each plasma region due to differing path lengths through the respective plasma
regions.
[0033] In the case when the electrodes utilised in the present invention are vertically
orientated, it is preferred that a powdered substrate be transported through an atmospheric
pressure plasma assembly upwardly through one plasma region and downwardly though the
other plasma region.
[0034] Preferably each powdered substrate needs only to be subjected to one pass
through the assembly but if required the powdered substrate may be returned to the first reel
for further passages through the assembly.
[0035] Additional pairs of electrodes may be added to the system to form further
successive plasma regions through which a powdered substrate would pass. The additional
pairs of electrodes may be situated before or after said first and second pair of electrodes such
that powdered substrate would be subjected to pre-treatment or post-treatment steps. Said
additional pairs of electrodes are preferably situated before or after and most preferably after
said first and second pairs of electrodes. Treatments applied in the plasma regions formed by
the additional pairs of electrodes may be the same or different from that undertaken in the first
and second plasma regions. In the case when additional plasma regions are provided for pre-
treatment or post-treatment, the necessary number of guides and/or rollers will be provided in
order to ensure the passage of the powdered substrate through the assembly. Similarly
preferably the powdered substrate will be transported alternatively upwardly and downwardly
through all neighbouring plasma regions in the assembly.
[0036] Each electrode may comprise any suitable geometry and construction. Metal
electrodes may be used and may be in, for example, the form of metallic plates or a mesh. The
metal electrodes may be bonded to the dielectric material either by adhesive or by some
application of heat and fusion of the metal of the electrode to the dielectric material.
Alternatively one or more of the electrodes may be encapsulated within the dielectric material or
may be in the form of a dielectric material with a metallic coating such as, for example a
dielectric, preferably a glass dielectric with a sputtered metallic coating.
[0037] In one embodiment of the invention each electrode is of the type described in
the applicants co-pending application WO 02/35576 which was published after the priority
date of the present invention wherein there are provided electrode units containing an
electrode and an adjacent a dielectric plate and a cooling liquid distribution system for
directing a cooling conductive liquid onto the exterior of the electrode to cover a planar face
of the electrode. Each electrode unit may comprise a watertight box having a side formed by
a dielectric plate having bonded thereto on the interior of the box the planar electrode together
with a liquid inlet and a liquid outlet. The liquid distribution system may comprise a cooler
and a recirculation pump and/or a sparge pipe incorporating spray nozzles.
[0038] Ideally the cooling liquid covers the face of the electrode remote
from dielectric plate. The cooling conductive liquid is preferably water and may
contain conductivity controlling compounds such as metal salts or soluble
organic additives. Ideally, the electrode is a metal electrode in contact with
dielectric plate. In one embodiment, there is a pair of metal efficient cooling
agent also assists in providing an efficient electrode.
[0039] The dielectric materials may be made from any suitable dielectric,
examples include but are not restricted to polycarbonate, polyethylene, glass,
glass laminates, epoxy filled glass laminates and the like.
[0040] The method in accordance with the present invention is particularly
suited for coating powdered substrates which are sensitive to other coating
processes and are particularly useful for coating powdered substrates which are
sensitive to, for example, heat, temperature and UV light. The powdered
substrates to be coated include biologically active ingredients such as enzymes,
proteins, DNA/RNA and pharmaceutically active agents such as any of the
following: anti-acne agent, antibiotic, antiseptic, anti-fungal, anti-bacterial, anti-
microbial, biocides, anti-inflammatory, hyluronic acid containing materials,
astringents, hormones, anti-cancer agents, smoking cessation compositions,
cardiovascular, histamine blocker, bronchodilator, analgesic, anti-arrythmic, anti-
histamine, alpha-l blocker, beta blocker, ACE inhibitor, diuretic, anti-aggregant,
sedative, tranquilizer, anti-convulsant, anti-coagulant agents, vitamins, anti-
"aging agents, agents for treating gastric and duodenal ulcers, anti-cellulites.
[0041] It is to be understood that the forming material in accordance with
the present invention is a precursor material which can be used to make any
appropriate coating, including for example, a material which can be used to grow
a film or to chemically modify an existing surface. The present invention may be
used to form many different types of coatings. The type of coating which is
formed on the powdered substrate is determined by the coating-forming material
(s) used, and the present method may be used to (co)polymerise coating-forming
monomer material(s) onto the powdered substrate surface.
[0042] The coating-forming material may be organic or inorganic, solid,
liquid or gaseous, or mixtures thereof, Suitable organic coating-forming materials
include carboxylates, methacrylates, acrylates, styrenes, methacrylonitriles,
alkenes and dienes, for example methyl methacrylate, ethyl methacrylate, propyl
methacrylate, butyl methacrylate,
and other alkyl methacrylates, and the corresponding acrylates, including organofunctional
methacrylates and acrylates, including glycidyl methacrylate, trimethoxysilyl propyl
methacrylate, allyl methacrylate, hydroxyethyl methacrylate, hydroxypropyl methacrylate,
dialkylaminoalkyl methacrylates, and fluoroalkyl (meth)acrylates, methacrylic acid, acrylic
acid, flimaric acid and esters, itaconic acid (and esters), maleic anhydride, styrene, a-
methylstyrene, halogenated alkenes, for example, vinyl halides, such as vinyl chlorides and
vinyl fluorides, and fluorinated alkenes, for example perfluoroalkenes, acrylonitrile,
methacrylonitrile, ethylene, propylene, allyl amine, vinylidene halides, butadienes,
acrylamide, such as N-isopropylacrylamide, methacrylamide, epoxy compounds, for example
glycidoxypropyltrimethoxysilane, glycidol, styrene oxide, butadiene monoxide,
ethyleneglycol diglycidylether, glycidyl methacrylate, bisphenol A diglycidylether (and its
oligomers), vinylcyclohexene oxide, conducting polymers such as pyrrole and thiophene and
their derivatives, and phosphorus-containing compounds, for example
dimethylallylphosphonate.
[0043] Suitable inorganic coating-forming materials include metals and metal oxides,
including colloidal metals. Organometallic compounds may also be suitable coating-forming
materials, including metal alkoxides such as titanates, tin alkoxides, zirconates and alkoxides
of germanium and erbium. However, the present inventors have found that the present
invention has particular utility in providing powdered substrates with silica- or siloxane-based
coatings using coating-forming compositions comprising silicon-containing materials.
Suitable silicon-containing materials for use in the method of the present invention include
silanes (for example, silane, alkylsilanes, alkylhalosilanes, alkoxysilanes) and linear (for
example, polydimethylsiloxane) and cyclic siloxanes (for example,
octamethylcyclotetrasiloxane), including organo-functional linear and cyclic siloxanes (for
example, Si-H containing, halo-functional, and haloalkyl-functional linear and cyclic
siloxanes, e.g. tetramethylcyclotetrasiloxane and
tri(nonofluorobutyl)trimethylcyclotrisiloxane). A mixture of different silicon-containing
materials may be used, for example to tailor the physical properties of the powdered substrate
coating for a specified need (e.g. thermal properties, optical properties, such as refractive
index, and viscoelastic properties).
[0044] In addition, under oxidising conditions the present method may be used to
form an oxygen containing coating on the powdered substrate. For example, silica-based
coatings can be formed on the powdered substrate surface from atomised silicon-containing
coating-forming materials. Under reducing conditions, the present method may be used to
form oxygen free coatings, for example, silicon carbide based coatings may be formed from
atomised silicon containing coating forming materials.
[0045] Plasma generating conditions containing gases other than oxygen may also be
employed, for example noble gases, air, hydrogen, nitrogen and ammonia. In a nitrogen
containing atmosphere nitrogen can bind to the powdered substrate surface, and in an
atmosphere containing both nitrogen and oxygen, nitrates can bind to and/or form on the
powdered substrate surface. Such gases may also be used to pre-treat the powdered substrate
surface before exposure to the coating forming substance. For example, oxygen containing
plasma treatment of the powdered substrate may provide improved adhesion with the applied
coating. The oxygen containing plasma being generated by introducing oxygen containing
materials to the plasma such as oxygen gas or water. Furthermore, the coating formed on the
powdered substrate may be post treated in a range of plasma conditions. For example,
siloxane derived coatings may be further oxidised by oxygen containing plasma treatment.
The oxygen containing plasma being generated by introducing oxygen containing materials to
the plasma such as oxygen gas or water.
[0046] An advantage of the present invention over the prior art is that both liquid and
solid atomised coating-forming materials may be used to form coatings on powdered
substrates, due to the method of the present invention taking place under conditions of
atmospheric pressure. Furthermore the coating-forming materials can be introduced into the
plasma discharge or resulting stream in the absence of a carrier gas, i.e. they can be
introduced directly by, for example, direct injection, whereby the coating forming materials
are injected directly into the plasma.
[0047] As mentioned above, the present inventors have found particular utility of the
present invention for forming silica- and siloxane-based coatings on powdered substrates
using silicon-containing materials. Under oxidising conditions, e.g. an oxygen containing
atmosphere, silica-like coatings can be formed on the powdered substrate surface from
atomised silicon-containing materials, whereas under non-oxidising conditions, a siloxane
polymer, e.g. a linear, branched or resinous siloxane polymer, can be formed on the powdered
substrate surface from atomisation of a silicon-containing monomer. A siloxane-organic
copolymer can be formed on the powdered substrate surface by use of a mixture of organic
and silicon-containing monomers. However, the present invention is also useful for forming
an organic coating on a powdered substrate, for example a polyacrylic acid or perfluoro-
organic coating.
[0048] Powdered substrates coated by the method of the present invention may have
various utilities. For example, a silica based coating may give encapsulation through
enhanced barrier (oxygen and/or moisture) properties and controlled release properties to an
organic particle such as a fragrance, flavour, pharmaceutical or dyestuff. Improved
compatibility could be achieved for metal or metal oxide powders used as reinforcing or
property modifying fillers in rubbers and plastics. Improved compatibility may also be
utilised for dispersions such as dyestuffs/pigments, antioxidants and UV stabilisers in
polymer materials and also formulated products such as paints and cosmetics. Powder
processing may be improved by enhancing characteristics such as flow, compatibility and
electrostatic properties. Specific functionalities may be added to catalysts and catalyst
support to enhance or control reactivity. Also surface and pore properties of powders used as
separation media or as support for separation media may be controlled.
[0049] In one embodiment of the invention a statically electric charged porous plate
or a vibrating sieve may be placed in line with the exit of the powdered substrate from the
plasma region to collect the resulting powdered substrate.
[0050] The present invention will now be described further on the basis of the
following examples and drawings in which :-
Fig. 1 shows a plan view of an embodiment of the invention where the powdered substrate is
transported through the plasma region by gravity.
Fig. 2 shows a plan view of an alternative embodiment by which the powdered substrate is
transported through the plasma regions on a reel to reel web.
Fig. 3a is the 29Si solid state NMR spectrum of uncoated rice hull ash and Fig. 3b is 29Si solid
state NMR spectrum of the coated rice hull ash as described in Example 1.
[0051] In a First embodiment as shown in Fig. 1 there is provided an atmospheric
pressure glow discharge apparatus for powdered substrate treatment which relies upon gravity
for transport of the powdered substrate through the atmospheric pressure glow discharge
apparatus. The apparatus comprises a casing made of a dielectric material such as
polypropylene, a pair of parallel electrodes 2, an atomiser nozzle 3 for the introduction of the
coating making material, a means for powdered substrate delivery 4 and a collector for the
resulting coated powdered substrate. In use, a process gas, typically helium, is introduced
into top of the column and an appropriate potential difference is applied between the
electrodes to affect a plasma therebetween as identified by the plasma region 6. Appropriate
amounts of the powdered substrate from delivery means 4 and coating making material is
introduced by way of nozzle 3. Typically the coating making material is in the form of an
atomised liquid and/or solid and as such both the uncoated powdered substrate are introduced
into the assembly above the plasma zone 6 and rely upon gravity to feed powdered substrate
and coating forming material through the plasma region 6 with coated powdered substrate
being collected in collector 7.
[0052] An alternative embodiment is depicted in Fig.2 in which there is provided a
flexible web which acts a support for the powdered substrate to be treated in accordance with
the present invention. A means of transporting the web through the atmospheric pressure glow
discharge assembly generally depicted as 20 is provided in the form of guide rollers 70,71 and
72. Atmospheric pressure glow discharge assembly 20 comprises two pairs of electrodes 21,22
and 23,24 respectively, which in use will generate plasma zones 25 and 60. Each electrode 21,
22,23 and 24 comprises a watertight box, typically made of a dielectric material such as
polypropylene. Each watertight box comprises a steel mesh electrode 26, fixed to a glass
dielectric material 27 and a sparge pipe inlet 28 for spraying water on to the rear face of the
mesh electrode. The assembly also comprises a process gas inlet 75, an assembly lid 76 and an
ultrasonic nozzle 74 for introducing an atomised liquid into plasma region 60.
(0053] In use a flexible web 68 on which is retained the powdered substrate is
transported to and over guide roller 70 and is thereby guided through plasma region 25 between
electrodes 21 and 22. The plasma produced in plasma region 25 may be a cleaning and/or
activating helium plasma, i.e. no reactive agent is directed into plasma region 25, or
alternatively region 25 may be used as a helium purge zone, i.e. the plasma in this zone is not
ignited. The helium is introduced into the system by way of inlet 75. Lid 76 is placed over the
top of the system to prevent the escape of helium as it is lighter than air. Upon leaving plasma
region 25 the web containing the plasma cleaned powdered substrate passes over guide 71 and
is directed down through plasma region 60, between electrodes 23 and 24 and over roller 72.
Plasma region 60 generates a coating for the powdered substrate by means of the injection of a
reactive agent in the form of a liquid coating making material through ultrasonic nozzle 74. The
atomised liquid travels under gravity through plasma region 60 and is kept separate from plasma
region 25 and as such, no coating occurs in plasma region 25. The powdered substrate is coated
whilst being transported through plasma region 60 and then is transported over roller 72 and is
collected or further treated with additional plasma treatments. Rollers 70 and 72 may be reels as
opposed to rollers. Having passed through is adapted to guide the powdered substrate into
plasma region 25 and on to roller 71.
Example 1
[0054] The following example describes the plasma treatment of a rice hull ash sold
under the name Ricesil™ (Rice Chemistry Inc. of Stuttgart, Arizona, USA), which is a
biogenic amorphous silica, in accordance with the embodiment described in Fig. 2. In this
example the distance between the glass dielectric plates attached to the two electrodes was
6mm and the surface area of each electrode was (10cm x 50cm). The process gas used was
helium. An atmospheric pressure glow discharge was generated by applying RF power of 1
W/cm2 to two electrodes with a frequency of 29 kHz. The operating temperature was below
40° C The powdered substrate was passed through both the first and second plasma zones
using a reel-to-reel mechanism of the type described in Fig.2 with a guide means being
utilised to assist in the transport of the powdered substrate out of the first and into the second
plasma regions. The speed of the powdered substrate passing through both plasma zones was
1m min-1 . The rice hull ash was placed onto a polyester non-woven fabric and another piece
of the same non-woven fabric was placed on top of the powdered substrate to form a non-
woven fabric envelope. The edges of the envelope formed by the two pieces of non-woven
fabric were then sealed.
[0055] Tetramethylcyclotetrasiloxane (TMCTS) was supplied to an ultrasonic nozzle
at a flow rate of 300 microlitres per minute. TMCTS droplets were discharged from the
ultrasonic nozzle above the atmospheric pressure glow discharge. These TMCTS droplets
passed through the atmospheric pressure glow discharge at the same time as the non-woven
fabric envelope containing the a rice hull ash. The resulting treated rice hull ash was
collected after the above treatment and was subjected to the following test.
Test to assess the hydrophobicity of plasma treated and non-plasma treated rice hull ash using
Water/isopropyl alcohol (TPA)solutions
[0056] Solutions of water and IPA were made up in the ratios indicated in Table 1 and
then samples of untreated Rice Hull Ash (0.100g) and TMCTS treated Rice Hull Ash
(0.100g) were introduced into each solution using a spatula, with a view to assessing the
degree of hydrophobicity of the treated particles. The samples were then shaken for 1min and
allowed to settle for lmin. Samples which wet and sink to the bottom were identified as
hydrophilic, samples where all the powder returned to the upper surface of the liquid were
identified as hydrophobic and samples where some of the powder returned to the surface and
some settled as sediment or stayed in suspension were identified as intermediate in Table 1
below.
[0057J Si solid state NMR spectra of the untreated Rice hull ash and treated rice hull
ash are shown in Figs. 3a and 3b respectively. The process used for both samples was
CPMAS - Cross Polarisation Magic Angle Spinning, Speed 5 KHz, cross polarization time 5
ms, Pulse delay 5 sees.
[0058] In the case of the untreated Rice hull ash (Fig. 3a) the main peak observed at -
101.6 ppm was due to the presence of SiO3/2OH groups (Q3 silica species) and the shoulder
to main peak observed at -112.2 ppm was due to SiO4/2 groups, (silica Q4 species), clearly
indicating that untreated Rice hull ash is a form of silica.
[0059] In the case of the treated Rice hull ash (Fig. 3b) the peaks were assigned as
follows:-
Peak Shift (centre) Assignment
-35.05 MeHSiO2/2 (DH - polymer)
-55.13 MeSiO2/2OR (T2 where R = H or aliphatic)
-65.66 MeSiO3/2 (T3 units)
-101.34 SiO3/2OH (Q3 units)
-110.60 SiO4/2 (Q4 units)
[0060] Peaks from DH, T2 and T3 originate from the cyclic monomer. The broad peak
centred -101.3 has reduced significantly in intensity compared to the equivalent peak
observed in Fig.3a. This is direct evidence that the cyclic has treated the Rice hull ash silica.
WE CLAIM :
1. A method of forming a coating on a powdered substrate, said method comprising
introducing an atomised liquid and/or solid coating forming material and separately
transporting a powdered substrate to be coated into an atmospheric plasma discharge
and/or an ionised gas stream resulting therefrom, and exposing the powdered substrate
to the atomised liquid and/or solid coating forming material.
2. A method as claimed in claim 1 wherein the powdered substrate is transported
through the atmospheric plasma discharge and/or an ionised gas stream resulting
therefrom by being dropped under gravity or entrained in a carrier gas.
3. A method as claimed in claim 1 wherein the powdered substrate is transported
through the atmospheric plasma discharge and/or an ionised gas stream resulting
therefrom by being carried on a support (68).
4. A method as claimed in claim 3 wherein the support is selected from a fluidised
bed, a reel to reel web support (68), a conveyor belt or a vibrating conveyor.
5. A method as claimed in claim 4 wherein the reel to reel web support is made
from a non-woven fabric.
6. A method as claimed in claim 4 or 5 wherein the reel to reel web support for the
powdered substrate comprises two layers of a non-woven fabric material between
which, in use, the powdered substrate is sandwiched.
7. A method as claimed in any preceding claim wherein the atomised liquid and/or
solid coating forming material is introduced into an atmospheric plasma discharge
and/or an ionised gas stream resulting therefrom by direct injection.
8. A method as claimed with any preceding claim wherein the powdered substrate
to be coated is selected from metals, metal oxides, silica and silicates, carbon,
polymeric powdered substrates, dyestuffs, fragrances, flavouring powdered substrates,
pharmaceutical powdered substrates such as described herein and/or biologically active
powdered compounds such as described herein.
9. An apparatus for forming a coating on a powdered substrate as claimed in any
preceding claim, said apparatus comprising a means for generating an atmospheric
pressure plasma discharge (20) and/or ionised gas stream resulting therefrom within
which, in use, the powdered substrate to be coated is introduced, an atomiser (74) for
providing an atomised liquid and/or solid coating forming material within the plasma
discharge and means (68, 70, 71, 72) for introducing and or transporting powdered
substrate through the atmospheric pressure plasma discharge (25, 60) .
10. An apparatus as claimed in claim 9 wherein the atmospheric plasma is
generated between spaced apart parallel electrodes which are either flat, parallel or
concentric parallel electrodes.
11. An apparatus as claimed in claim 10 comprising a first and second pair of
vertically or horizontally arrayed, parallel spaced-apart planar electrodes (21, 22, 23, 24)
with at least one dielectric plate (27) between said first pair (21, 22), adjacent one
electrode and at least one dielectric plate (27) between said second pair (23, 24)
adjacent one electrode, the spacing between the dielectric plate (27) and the other
dielectric plate or electrode of each of the first and second pairs of electrodes forming a
first and second plasma region (25, 600), which assembly also comprises a means of
transporting a powdered substrate successively through said first and second plasma
regions (68, 70, 71, 72).
12. An apparatus as claimed in claim 11 wherein the electrodes (21, 22, 23, 24) are
vertically arrayed and the means of transporting the powdered substrate through said
first and second plasma regions is by way of a reel to reel web support (68, 70, 71, 72).
13. An apparatus as claimed in claim 11 or 12 wherein each electrode (21, 22, 23,
24 ) is in the form of a watertight box having a side formed by a dielectric plate (27)
having bonded thereto on the interior of the box a planar electrode (26) together with a
liquid inlet (28) adapted to spray water or an aqueous solution onto the face of the
planar electrode (26).
14. A coated powdered substrate prepared by the method as claimed in any one of
claims 1 to 8.

15. A coated powdered substrate as claimed in claim 14 adapted as a controlled
release means for fragrances, flavours, pharmaceuticals and/or dyestuff and/or as a
barrier means.
16. A coated powdered substrate as claimed in claim 14 adapted to improve
compatibility thereof as reinforcing or property modifying fillers in rubbers and plastics.
17. A coated powdered substrate as claimed in claim 14 adapted to improve
compatibility thereof utilised for dispersions such as dyestuffs/pigments, antioxidants
and UV stabiliers in polymer materials and also for formulated products such as paints
and cosmetics.
18. A coated powdered substrate as claimed in claim 14 adapted as separation
media or as support for separation media.
19. A coated substrate as claimed in claim 14 adapted as a catalyst and/ or catalyst
support means.

A method of forming a coating on a powdered substrate, which method comprises
introducing an atomized liquid and/or solid coating forming material and separately
transporting a powdered substrate to be coated into an atmosphere plasma
discharge and/or an ionised gas strem resulting therefrom, and exposing
thepowdered substrate to the atomized liquid and/or solid coating forming material.

Documents:

1314-kolnp-2004-granted-abstract.pdf

1314-kolnp-2004-granted-assignment.pdf

1314-kolnp-2004-granted-claims.pdf

1314-kolnp-2004-granted-correspondence.pdf

1314-kolnp-2004-granted-description (complete).pdf

1314-kolnp-2004-granted-drawings.pdf

1314-kolnp-2004-granted-examination report.pdf

1314-kolnp-2004-granted-form 1.pdf

1314-kolnp-2004-granted-form 18.pdf

1314-kolnp-2004-granted-form 3.pdf

1314-kolnp-2004-granted-form 5.pdf

1314-kolnp-2004-granted-gpa.pdf

1314-kolnp-2004-granted-reply to examination report.pdf

1314-kolnp-2004-granted-specification.pdf


Patent Number 233868
Indian Patent Application Number 1314/KOLNP/2004
PG Journal Number 16/2009
Publication Date 17-Apr-2009
Grant Date 16-Apr-2009
Date of Filing 08-Sep-2004
Name of Patentee DOW CORNING IRELAND LIMITED
Applicant Address UNIT 12, OWENACURRA BUSINESS PARK, MIDLETON, CORK
Inventors:
# Inventor's Name Inventor's Address
1 GOODWIN ANDREW JAMES MELROSE, MONEY-GOURNEY, DOUGLAS, CORK
2 LEADLEY STUART 30 LAURISTON, THE PARK, MIDLETON, CORK
3 RYAN SEAMUS PAUL 28 MILL HOUSE, MIDLETON, CORK
PCT International Classification Number H05H 1/24
PCT International Application Number PCT/EP2003/04346
PCT International Filing date 2003-04-08
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 0208261.8 2002-04-10 U.K.
2 0208263.4 2002-04-10 U.K.