Title of Invention

BIODEGRADABLE CROSS-LINKED CATIONIC MULTI-BLOCK COPOLYMERS FOR GENE DELIVERY & METHODS OF MAKING THEREOF

Abstract A biodegradable cross-linked cationic multi-block copolymer of linear polyethylenimine (LPEI) wherein the LPEl blocks is linked together by hydrophilic linkers with a biodegradable disulfide bond and methods of making thereof. The biodegradable cross-linked cationic multi-block copolymer may also contain pendant functional moieties which are preferably receptor ligands, membrane permeating agents, endosomolytic agents, nuclear localization sequences, pH sensitive endosomolytic peptides, chromogenic or fluorescent dyes.
Full Text Form 2
THE PATENTS ACT, 1970
(39 of 1970)
&
THE PATENT RULES, 2003
COMPLETE SPECIFICATION
(Section 10 and Rule 13)
1. TITLE OF THE INVENTION:-
"Biodegradable Cross-linked Cationic Multi-block Copolymers for Gene Delivery and Methods of Making Thereof’’
2. APPLICANT:-
Name : - EXPRESSION GENETICS, INCORPORATED
Nationality : - U.S.A.
Address : - 2215 Mock Road, Huntsville, AL 35801 (US)
3. PREAMBLE OF THE DESCRIPTION:-
The following specification particularly describes the invention and the manner in which it is to be performed.
1

2
BIODEGRADABLE CROSS-LINKED CATIONIC MULTI-BLOCK
COPOLYMERS FOR GENE DELIVERY AND METHODS OF MAKING
THEREOF
5 FIELD OF THE INVENTION
This invention relates generally to biodegradable cross-linked cationic multi-block copolymers and methods of preparing thereof. It relates particularly to the composition of and a method for preparation of biodegradable cross-linked cationic multi-block copolymers comprising a low molecular weight linear polyethylenimine (LPEI) and a biodegradable
10 linker, wherein every LPEI unit is covalently bound to the next unit(s) via the biodegradable linker. It also relates to the composition of and a method for preparation of fluorescent labeled polymers comprising the aforementioned biodegradable cross-linked cationic multi-block copolymers and a fluorescent tag. The biodegradable cross-linked cationic multi-block copolymers of the present invention are useful for the delivery of DNA, RNA,
15 oligonucleotides, and other anionic agents by facilitating their transmembrane transport or by enhancing their adhesion to biological surfaces, and cellular localization thereof.
BACKGROUND OF THE INVENTION
The success of gene therapy relies on the ability of gene delivery systems to
20 efficiently and safely deliver the therapeutic gene to the target tissue. Gene delivery systems can be divided into viral and non-viral (or plasmid DNA-based). The present gene delivery technology being used in clinics today can be considered first generation, in that they possess the ability to transfect or infect target cells through their inherent chemical, biochemical, and molecular biological properties. Relying on these sole properties,
25 however, limits their therapeutic applications. For example, viruses with the ability to infect mammalian cells, have been effectively used for gene transfer with high transduction efficiency. However, serious safety concerns (e.g., strong immune response by the host and potential for mutagenesis) have been raised when used in clinical situations.
The non-viral gene delivery systems, based on "naked DNA" or formulated plasmid
30 DNA, have potential benefits over viral vectors due to simplicity of use and lack of inciting a specific immune response. A number of synthetic gene delivery systems have been described to overcome the limitations of naked DNA, including cationic lipids, peptides, and polymers. Despite early optimism, the clinical relevance of the cationic lipid-based systems is limited due to their low efficiency, toxicity, and refractory nature.
35 Polymers, on the other hand, have emerged as viable alternatives to current systems
because their excellent molecular flexibility allows for complex modifications and

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incorporation of novel enemistries. Cationic polymers, such as poly(L-lysine) (PLL), poly(L-arginine) (PLA), and polyethyleneimine (PEI) have been widely studied as gene delivery candidates due to their ability to condense DNA, and promote DNA stability and transmembrane delivery. The transfection efficiency of the cationic polymers is influenced
5 by their molecular weight. Polymers of high molecular weight, >20 kD, have better transfection efficiency than polymers of lower molecular weight. Ironically, those with high molecular weights are also more cytotoxic. Several attempts have been made to circumvent this problem and improve the transfection activity of cationic polymers without increasing their cytotoxicity. For example, Lim et al. have synthesized a degradable polymer, poly [a-
10 (4-aminobutyl)-L-glycolic acid] (PAGA) by melting condensation. Pharm. Res. 17:811-816, 2000. Although PAGA has been used in some gene delivery studies, its practical application is limited due to low transfection activity and poor stability in aqueous solutions. J Controlled. Rel. 88:33-342, 2003; Gene Ther. 9:1075-1084, 2002. Hydroxyproline ester (PHP ester) and networked poly(amino ester) are among a few other
15 examples of degradable polymers. The PHP ester has been synthesized from Cbz-4-hydroxy-L-proline by melting condensation or by dicyclohexylcarbodiimide (dimethyl-amino)pyridine (DCC/DMAP)-activated polycondensation. J. Am. Chem. Soc. 121:5633-5639, 1999; Macromolecules 32:3658-3662, 1999. The networked poly(amino ester) (n-PAE) has been synthesized using bulk polycondensation between hydroxyl groups and
20 carboxyl groups of bis(2-methoxy- carbonylethyl) [tris-(hydroxymethyl)methyl]amine followed by condensation with 6-(Fmoc-amino)hexanoic acid (Bioconjugate Chem. 13:952-957,2002). These polyesters have been shown to condense DNA and transfect cells in vitro with low cytotoxicity, but their stability in aqueous solutions is poor.
Poly(ethyleneimine) (PEI) efficiently condenses DNA into small narrowly
25 distributed positively charged spherical complexes and can transfect cells in vitro and in vivo. PEI is similar to other cationic polymers in that the transfection activity of PEI increases with increasing poIymer/DNA ratios. A distinct advantage of PEI over PLL is its endosomolytic activity which enables PEI to yield high transfection efficiency. Commercial branched PEI is composed of 25% primary amines, 50% secondary amines and
30 25% tertiary amines. The overall protonation level of PEI doubles from pH 7 to pH 5,
which means in the endosome PEI becomes heavily protonated. Protonation of PEI triggers
chloride influx across the endosomal membrane, and water follows to counter the high ion concentration inside the endosome, which eventually leads to endosomal disruption from osmotic swelling and release of the entrapped DNA. Because of its intrinsic endosomolytic
35 activity, PEI generally does not require the addition of an endosomolytic agent for

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transfection. Due to these advantages PEI has been increasingly utilized in polymer functionalization strategies to create safer and more efficient delivery systems. The cytotoxicity and transfection activity of PEI is linearly related to the molecular weight of the polymer. To increase PEI transfection activity without increasing its cytotoxicity, Ahn et al. has synthesized a high molecular weight multi-block copolymer by covalently linking small molecular weight branched PEI blocks to PEG molecules via amide linkages. J Control Release 80:273-282, 2002; US, Patent No.6652886. These multi-block co-polymers are poorly soluble in aqueous solutions and are only modestly better than the single block polymers in transfection activity (at best 3-fold higher).
BRIEF SUMMARY OF THE INVENTION
The present invention provides a a biodegradable cross-linked cationic multi-block copolymer of linear poly(alkylenimme) (LPAI) and a hydrophilic linker, wherein said LPAI blocks are crossed linked together by said hydrophilic linker with biodegradable ester, amide, disulfide, or phosphate linkage bonds. Preferably, the linear poly(alkylenimine) (LPAI) is a member selected from the group consisting of polyethyleneimine, polypropylenimine, aminoglycoside-polyamine, dideoxy~diamino-p-cyclodextrin, spermine and spermidine. More preferably, the linear poly(alkylenimine) (LPAI) is a linear poly(ethylenirnine) (LPEI).
The cross-linked cationic multi-block copolymer of the present invention can be optionally linked by the biodegradable linkers to other pendant functional moieties such as, for example, receptor ligands, membrane permeating agents, endosomolytic agents, nuclear localization sequences, pH sensitive endosomolytic peptides, chromogenic and fluorescent markers, lipid anchors or their derivatives, i.e., cholesterol, fatty acids (such as oleic acid, palmitic acid and stearic acid) or their derivatives. Preferably, the molecular weight of the linear PEI used in this invention is within the range of 1000 to 25000 Daltons. The linear PEI blocks are preferably linked to one another via a diamide linkage utilizing a biodegradable disulfidediacid-derived linker, i.e. dithiodipropionate derivatives. The molar ratio of the linker to the PEI is preferably within a range of 1/1 to 5/1; the molar ratio of the lipid anchors to PEI is preferably from 0/1 to 3/1. The polymer of the present invention is formulated as a polyammonium salt, preferably with a chloride counterion. Since the toxicity of PEI increases with an increase in its molecular weight, the use of lower molecular weight PEIs as blocks in the polymer of the present invention provides an

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conventionally with ErpofeetamineTM and simple polyethyleneimines. The biodegradable, cross-linked cationic multi-block copolymer of the present invention is readily susceptible to metabolic degradation after incorporation into animal cells. Moreover, the biodegradable, cross-linked cationic multi-block copolymer of the present invention can form an aqueous
5 micellar solution which is particularly useful for systemic delivery of various bioactive agents, such as DNA.
The present invention further provides transfection formulations, comprising a
biodegradable, cross-linked cationic multi-block copolymer, complexed with a selected
nucleic acid in the proper charge ratio (positive charge of the lipopolymer/negative charge
10 of the nucleic acid) that is optimally effective for both in vivo and in vitro transfection. The
present invention also provides a transfection reagent that can be visualized by fluorescence
microscopy due to its covalently linked fluorophore (for example, a rhodamine) thus
providing a tool to visualize cell distribution and trafficking of the polymer and its
complexes with anionic agents.
15 The present invention also provides a synthesis procedure for the synthesis of a
linear polyethyleneimine (PEI) in a sulfate form. The present invention also provides preparation procedures for biodegradable and water soluble, cross-linked cationic multi-block copolymers capable of condensing nucleic acids or other anionic bioactive agents and forming stable complexes under physiological conditions. The present invention also
20 provides preparation procedures for biodegradable, and water soluble multi-block copolymers carrying specialized tracers, i.e., fluorescent markers or some other functionalized ligands. Such polymers are capable of condensing nucleic acids or other anionic bioactive agents and forming stable complexes under physiological conditions, with additional advantages for use in analytical and research work.
25
BRIEF DESCRIPTION OF THE DRAWINGS
Fig. 1 illustrates the synthesis scheme of the linear PEI (LPEI) of the present invention;
Fig. 2 shows 1H NMR data for analysis of the LPEI;
30 Fig. 3 illustrates the synthesis scheme for the biodegradable, cross-linked, cationic
multi-block copolymers of LPEI of the present invention;
Fig. 4 shows 1H NMR data for analysis of biodegradable, cross-linked, cationic multi-block lipopolymers of LPEI 3.6K (BD3.6K-0) with a lipid moiety;
Fig. 5 shows the particle size of DNA complexes with biodegradable, cross-linked,
35 cationic multi-block lipopolymers of LPEI 3.6 kD (BD3.6K-0) at various N/P ratios;

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Fig 6 shows the zeta potential of DNA complexes with biodegradable, cross-linked, cationic multi-block lipopolymers of LPEI 3.6 kD (BD3.6K-0) at various N/P ratios;
Fig. 7 shows the electrophoretic mobility of DNA complexes with biodegradable, cross-linked, cationic multi-block lipopolymers of LPEI 3.6 kD (BD3.6K-0) at various N/P
5 ratios;
Fig. 8 shows in vitro gene transfer using biodegradable, cross-linked, cationic, multi-
block copolymers (BD3.6K) and biodegradable, cross-linked, cationic, multi-block
lipopolymers of LPEI 3.6 kD (BD3.6K-0) and non-cross-linked single PEI 3.6 kD block
polymers;
10 Fig. 9 shows in vitro gene transfer using biodegradable, cross-linked, cationic multi-
block lipopolymers of linear PEI 3.6 kD (BD3.6K-0).and 25 kD linear PEI;
Fig. 10 shows the resultant cytotoxicity after gene transfer using biodegradable,
cross-linked, cationic multi-block lipopolymers of linear PEI 3.6 kD (BD3.6K-0) and linear
PEI 25 kD;
15 Fig. 11 shows cell viability after gene transfer using biodegradable, cross-linked,
cationic multi-block copolymers of linear PEI 3.6 kD (BD3.6K) and biodegradable cross-linked lipopolymers of LPEI 3.6 kD (BD3.6K-0) in Cos-1 cells;
Fig. 12 shows in vitro gene transfer using biodegradable, cross-linked, cationic
multi-block lipopolymers of linear PEI 3.6 kD (BD3.6K-0) in 4T1 tumors; and
20 Fig. 13 shows the use of fluorescent-labeled biodegradable, cross-linked, cationic
multi-block lipopolymers of linear PEI 3.6 kD (BD3.6K-0) for gene transfer and cellular localization of the polymer/DNA complexes.
DETAILED DESCRIPTION
25 Before the present composition and method for delivery of a bioactive agent are
disclosed and described, it is to be understood that this invention is not limited to the particular configurations, process steps, and materials disclosed herein as such configurations, process steps, and materials may vary somewhat. It is also to be understood that the terminology employed herein is used for the purpose of describing particular
30 embodiments only and is not intended to be limiting since the scope of the present invention will be limited only by the appended claims and equivalents thereof.
It must be noted that, as used in this specification and the appended claims, the singular forms "a," "an," and "the" include plural referents unless the context clearly dictates otherwise. Thus, for example, reference to a polymer containing "a disulfide link" includes
35 reference to two or more of such disulfide links, reference to "a ligand" includes reference

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to one or more of such ligands and reference to "a drug" includes reference to two or more of such drugs.
In describing and claiming the present invention, the following terminology will be
used in accordance with the definitions set out below.
5 "Transfecting" or "transfection" shall mean transport of nucleic acids from the
environment external to a cell to the internal cellular environment, with particular reference
to the cytoplasm and/or cell nucleus. Without being bound by any particular theory, it is to
be understood that nucleic acids may be delivered to cells either after being encapsulated
within or adhering to one or more cationic polymer/nucleic acid complexes or being
10 entrained therewith. Particular transfecting instances deliver a nucleic acid to a cell nucleus.
Nucleic acids include DNA and RNA as well as synthetic congeners thereof. Such nucleic
acids include missense, antisense, nonsense, as well as protein producing nucleotides, on
and off and rate regulatory nucleotides that control protein, peptide, and nucleic acid
production. In particular, but not limited to, they can be genomic DNA, cDNA, mRNA,
15 tRNA, rRNA, hybrid sequences or synthetic or semi-synthetic sequences, and of natural or
artificial origin. In addition, the nucleic acid can be variable in size, ranging from
oligonucleotides to chromosomes. These nucleic acids may be of human, animal,
vegetable, bacterial, viral, or synthetic origin. They may be obtained by any technique
known to a person skilled in the art.
20 As used herein, the term "bioactive agent" or "drug" or any other similar term means
any chemical or biological material or compound suitable for administration by the methods previously known in the art and/or by the methods taught in the present invention, which induce a desired biological or pharmacological effect, and which may include but are not limited to (1) having a prophylactic effect on the organism and preventing an undesired
25 biological effect such as preventing an infection, (2) alleviating a condition caused by a disease, for example, alleviating pain or inflammation caused as a result of disease, and/ox (3) either alleviating, reducing, or completely eliminating a disease from the organism. The effect may be local, such as providing for a local anesthetic effect, or it may be systemic.
This invention is not drawn to novel drugs or to new classes of bioactive agents per
30 se. Rather it is drawn to biodegradable cationic copolymer compositions and methods of using such compositions for the delivery of genes or other bioactive agents that exist in the state of the art or that may later be established as active agents and that are suitable for delivery by the present invention. Such substances include broad classes of compounds normally delivered into the body. In general, this includes but is not limited to: nucleic
35 acids, such as DNA, RNA, and oligonucleotides, anti-infective such as antibiotics and

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antrviral agents, analgesics and analgesic combinations; anorexics; antihelminthics;
antiarthritics; antiasthmatic agents; anticonvulsants; antidepressants; antidiabetic agents;
antidiarrheals; antihistamines; antiinflammatory agents; antimigraine preparations;
antinauseants; antineoplastics; antiparkinsonism drugs; antipruritics; antipsychotics;
5 antipyretics; antispasmodics; anticholinergics; sympathomimetics; xanthine derivatives;
cardiovascular preparations including potassium, calcium channel blockers, beta-blockers,
alpha-blockers, and antiarrhythmics; antihypertensives; diuretics and antidiuretics;
vasodilators including general, coronary, peripheral and cerebral; central nervous system
stimulants; vasoconstrictors; cough and cold preparations, including decongestants;
10 hormones such as estradiol and other steroids including corticosteroids; hypnotics;
immunosuppressives; muscle relaxants; parasympatholytics; psychostimulants; sedatives;
and tranquilizers. By the method of the present invention, drugs in all forms, e.g. ionized,
nonionized, free base, acid addition salt, and the like may be delivered, as can drugs of
either high or low molecular weight. The only limitation to the genus or species of bioactive
15 agent to be delivered is that of functionality which can be readily determined by routine
experimentation.
As used herein, the term "biodegradable" or "biodegradation" is defined as the conversion of materials into less complex intermediates or end products by solubilization hydrolysis, or by the action of biologically formed entities which can be enzymes and other
20 products of the organism.
As used herein, "effective amount" means the amount of a nucleic acid or a bioactive agent that is sufficient to provide the desired local or systemic effect and performance at a reasonable risk/benefit ratio as would attend any medical treatment.
As used herein, "peptide" means peptides of any length and includes proteins. The
25 terms "polypeptide" and "oligopeptide" are used herein without any particular intended size limitation, unless a particular size is otherwise stated. Typical of peptides that can be utilized are those selected from the group consisting of oxytocin, vasopressin, adrenocorticotrophic hormone, epidermal growth factor, prolactin, luliberin or luteinising hormone releasing hormone, growth hormone, growth hormone releasing factor, insulin,
30 somatostatin, glucagon, interferon, gastrin, tetragastrin, pentagastrin, urogastroine, secretin, calcitonin, enkephalins, endorphins, angiotensins, renin, bradykinin, bacitracins, polymixins, colistins, tyrocidin, gramicidines, and synthetic analogues, modifications and pharmacologically active fragments thereof, monoclonal antibodies and soluble vaccines. The only limitation to the peptide or protein drug which may be utilized is one of
35 functionality.

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As user herein a derivative of a carbohydrate includes, for example, an acid form of a sugar, e.g. glucuronic acid; an amine of a sugar, e.g. galactosamine; a phosphate of a sugar, e.g. mannose-6-phosphate; and the like.
As used herein, "administering" and similar terms mean delivering the composition
5 to the individual being treated such that the composition is capable of being circulated
systemically where the composition binds to a target cell and is taken up by endocytosis.
Thus, the composition is preferably administered to the individual systemically, typically by
subcutaneous, intramuscular, transdermal, intravenous, or intraperitoneal routes. Injectables
for such use can be prepared in conventional forms, either as a liquid solution or suspension,
10 or in a solid form that is suitable for preparation as a solution or suspension in a liquid prior
to injection, or as an emulsion. Suitable excipients that can be used for administration
include, for example, water, saline, dextrose, glycerol, ethanol, and the like; and if desired,
minor amounts of auxiliary substances such as wetting or emulsifying agents, buffers, and
the like.
15 Fundamental to the success of gene therapy is the development of gene delivery vehicles that are safe and efficacious after systemic administration. The present invention provides for an efficient non-viral polymer-based gene carrier for delivery of nucleic acids to a target cell. One embodiment of the present invention relates to biodegradable, cross-linked cationic multi-block copolymers comprising low molecular weight linear PEI blocks
20 and a dithioacid moiety, i.e., dithiodipropionic acid, as biodegradable linkers. The biodegradable, cross-linked cationic multi-block copolymers of the present invention are synthesized by cross-linking low molecular weight linear PEI units via a biodegradable disulfide linkage. These biodegradable cross-linked cationic multi-block copolymers are water soluble and transfectionally superior (68-70 fold higher activity) to single block
25 polymers. This vast difference in transfection activity between the copolymers of the present invention and that of current available polymers may be due to the differences in the polymer composition, synthesis scheme and physiochemical properties.
For example, the multi-block copolymers of the present invention are synthesized using linear polyethyleneimine (LPEI) blocks, which exhibit rather distinct solubility
30 patterns as compared to branched polyethyleneimines. Since the structure of linear PEIs does not possess any primary amines, different linking/coupling reagents are used in the present invention compared to those used in previous reports. Bioconjugate Chem., 2003, 14,934; Bioconjugate chem. 2001,12,989 Furthermore, when the molecular weight ratio of the linker to the branched PEI is > 1, it may cause significant dilution of the polyamine
35 backbone of th.. cationic polymer and may have been the reason for the modest increase in

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the transfection activity of their cross-linked product. In the present invention, short linkers are used and the linker to the polymer molecular weight ratio is 5 the polymer blocks. Preferably, the present invention uses disulfide bonds which can be biodegraded more easily as compared to amide bonds. Other biodegradable bonds can also be used in the present invention including: phosphoesters, hydrazone, cis-asotinyl, urethane and poly(ethyl). Since any linker reacts in a stepwise fashion, it can link either different blocks or the different areas of the same block (loop, formation). The latter will favor the
10 formation of a lightly cross-linked material with poor solubility due to multiple looping. The process of the present invention solves this problem by incorporating partial and reversible blocking/protection of nitrogen atoms in the LPEI blocks. Such LPEI functionalization also increases polymer solubility, facilitating the linking of LPEI blocks. This process also allows for convenient incorporation of pendant auxiliary ligands (for
15 example, lipids, or fluorescent markers) onto a cationic polymer. Finally, the biodegradable, cross-linked, cationic, multi-block copolymer of the present invention is water soluble and expresses high transfection activity (68-70 fold increase in transfection activity over single block polymers), while the multi-block copolymers of the prior art are poorly water soluble and only modestly better in activity (3-4 fold) over single block
20 polymers.
In general, the cationic block copolymers of the present invention can be represented by the following formula:
(CP)xLyY2
wherein CP represents a cationic polymer containing at least one secondary amine group,
25 said CP polymer has a number averaged molecular weight within the range of 1000 Daltons to 25000 Daltons; Y represents a bifunctional biodegradable linker containing ester, amide, disulfide, or phosphate linkages; L represents a ligand; x is an integer in the range from 1 to 20; y is an integer from 1 to 100; and z is an integer in the range from 0 to 40.
More specifically, preferred embodiments of the present invention can be
30 represented by the following formula:
Ls[-CO(CH2)s,SS(CH2)aCO.]p{[(CH2)„NH2+]q}r
wherein (CH2)n is an aliphatic carbon chain which covalentiy attaches to nitrogens and forms the backbone of a linear polyalkyleneimine block; L represents a ligand selected from the group consisting of lipids, fluorescent markers and targeting moieties;

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[CO(CH2)aSS(CH2)a CO-] a biodegradable dithiodiacid linker; wherein the range of integer a is from 1 to 15; n is an integer from 2 to 15; p is an integer from 1 to 100; q is an integer from 20-500; r is an integer from 1 to 20; and s is an integer from 1 to 40.
Linear polyethyleneimines of various molecular weights can be synthesized as
5 illustrated in FIG. 1, which is slightly modified based on Tanaka's procedure.
Macromolecules, 16: 849-853, 1983. Specifically, purified 2-phenyI-2-oxazoline is
polymerized in bulk at 140° C in the presence of varying amounts of the initiator, Me2S04.
The poly(N-benzoyl ethyleneimine)s obtained are hydrolyzed by heating to 140-150° C with
60% H2SO4. After removal of the byproduct, benzoic acid, by steam distillation, LPEIs
10 (NMR is depicted in Fig. 2) are separated in high yield on cooling in the form of sulfate
salts (stoichiometry close to sulfate hydrate, with one sulfate and one molecule of water per
each two nitrogens). The preservation of backbone integrity during harsh hydrolysis
conditions was indicated by the measurement of the molecular weights of re-benzoylated
LPEI-free bases (vide infra).
15 These sulfate salts of the LPEIs possess low solubility under normal conditions, but
are soluble either in strong acids (pH3 -deprotonation of polyammonium polymer backbone and disruption of LPEI sulfate crystalline lattice). This low solubility of the sulfate salts of LPEIs and their derivatives has been advantageously used by us in isolation and purification of LPEIs and their derivatives.
20 Other, more soluble salts of LPEIs could be prepared from the sulfates by exchange with corresponding barium salts. Free bases (as poorly soluble hydrates) are prepared by treating the sulfates with a large excess of NaOH. A series of LPEIs with Mws from 2kD to 20kD can be prepared in this way.
The biodegradable cross-linked cationic multi-block copolymers of LPEI can be
25 synthesized as illustrated in FIG. 3. Chemical modification of LPEIs presents certain
inconveniences due to their low solubility as hydrates and hygroscopicity as anhydrous free
bases. Any bifunctional linker used for PEI cross-linking can form a link either between
two nitrogen atoms belonging to the same polymer block (i.e. forming a loop without
actually linking polymer molecules) or between two nitrogen atoms from different polymer
30 blocks (i.e. truly linking polymer blocks). Since it is very difficult to distinguish between
these two modes of linkage spectroscopically, the easiest analytical tests would be
determination of molecular weight by light scattering or solution viscosity measurements
and determination of the biological activity of the resulting multiblock product. /. Mater.
Chem. 1995,5,405-411 In the vicinity of any given nitrogen atom the [local] concentration
35 of the same-backbone nitrogens is high and not dependent on the solution concentration,

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while the concentration of the nitrogens from the different backbones is low and concentration dependent. Therefore, under normal conditions, loop formation can be expected to be the preferred reaction pathway for the linker.
In order to minimize such loop formation, one could use (at least one) of the
5 following approaches. The first approach is by increasing the concentration of the polymer
molecules in the reaction mixture. However, polymer solubility poses obvious limitations
on this approach. The second approach is by increasing the number of available nitrogen
atoms on every polymer molecule by reversible blocking with a suitable protecting group.
This also increases the solubility of LPEIs in organic solvents. At the limit, with only one
10 nitrogen atom available per molecule, loop formation becomes impossible and the only
possible aggregate is a dimer. For less exhaustively protected polymers, the local
concentration of nitrogen atoms from other polymer chains declines in parallel with that of
the same-chain nitrogens but can be made comparable to it, leading to a 50% chance of
linking vs. loop formation.
15 If its attachment is visualized as occurring stepwise, one could get within its reach
not only the proximate area of the already attached polymer molecule, but also a much greater volume of the solution. If the polymer concentration is sufficiently high that another polymer molecule comes within this volume and becomes available (together with the remainder of the already attached polymer molecule), the probability of polymer blocks
20 linking increases. The obvious drawback of this approach is the necessity of using very long linkers with correspondingly high molecular weights and unavoidable dilution of the cross-linked product with high mass linkers.
Based on these considerations the use of higher PEI aggregates is problematic. Therefore, in the present invention, a linear PEI with the lowest (less-toxic) molecular
25 weight is chosen as the PEI building block. Macromolecules, 1983, vol 16, 849; J. Polym. Sci. Polym. Lett. Ed. 1978, voll6 (1), 13 Having investigated LPEIs of different molecular weights for gene transfection capacity and toxicity, an LPEI with an MW of 3.6K is chosen as a suitable LPEI block. A tert-butoxycarbonyl (Boc) group is used as a removable protecting group. The anhydrous LPEIs are then converted into their non-exhaustiveiy
30 protected forms. It is found that 90%-95% Boc incorporation produces optimal results. The materials obtained possess greater solubility and are amenable to chemical modification on their remaining free NH groups. The NMR of these polymers is depicted in Fig. 4. This approach is preferable for linking several smaller LPEI molecules due to minimization of loop formation which is unavoidable when using unprotected LPEI.

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Using blodegradable (for example, disulfide) linkers, it makes sense to connect LPEIs of smaller size which should minimize the toxicities associated with using LEPls. A conceptually similar approach - physical aggregation of hydrophobically modified branched PEls of low molecular weight - was used by Klibanov et al. and branched PEIs have been
5 linked before. Proc. Nat. Acad. Set, 2002, vol.99(23)14640; US. Pat 6.652.886; Bioconjugate Chem., 2003, 14, 934; Bioconjugate chem. 2001, 12, 989 However, these authors use disulfide linking reagents specific to the primary amino groups of BPEIs and non-preparative laborious purification by gel-permeation chromatography. The procedures of the present invention do not have these limitations. It is found that it is convenient to
10 attach pendant ligands to the polyethyleneimine blocks in a one-pot reaction at the same time as the block linking is accomplished, Another advantage of the synthetic scheme of the present invention is the use of LPEIs which are more active than their branched isomers.
The biodegradable, cross-linked, cationic, multi-block copolymers of LPEI and lipopolymers of the present invention have amine groups that are electrostatically attracted
15 to polyanionic compounds such as nucleic acids. The cationic copolymer of the present invention condenses DNA and forms compact structures. In addition, low toxicity of the monomeric degradation products formed after delivery of bioactive materials provides for gene carriers with reduced cytotoxicity and increased transfection efficiency.
The biodegradable cross-linked cationic multi-block copolymers of the present
20 invention can also be conjugated with tracers (for example, fluorescent markers) or targeting ligands either directly or via spacer molecules. Preferably, only a small portion of the available amino groups are coupled to the ligand. The targeting ligands conjugated to the polymers direct the polymers-nucleic acid/drug complex to bind to specific target cells and penetrate into such cells (tumor cells, liver cells, hematopoietic cells, and the like). The
25 target ligands can also be an intracellular targeting element, enabling the transfer of the nucleic acid/drug to be guided towards certain favored cellular compartments (mitochondria, nucleus, and the like). In a preferred embodiment, the ligands can be sugar moieties coupled to the amino groups. Such sugar moieties are preferably mono- or oligosaccharides, such as galactose, glucose, fucose, fructose, lactose, sucrose, mannose,
30 cellobiose, nytrose, triose, dextrose, trehalose, maltose, galactosamine, glucosamine, galacturonic acid, glucuronic acid, and gluconic acid. The galactosyl unit of lactose provides a convenient targeting molecule for hepatocyte cells because of the high affinity and avidity of the galactose receptor on these cells.
Other types of targeting ligands that can be used include peptides such as antibodies or
35 antibody fragments, cell receptors, growth factor receptors, cytokine receptors, folate,

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transferrin eprtermal growth factor (EGF), insulin, asialoorosomueoid, mannose-6-phosphate (monocytes), mannose (macrophage, some B cells), Lewis"* and sialyl Lewisx (endothelial cells), N-acetyllactosamine (T cells,), galactose (colon carcinoma ceils), and thrombomodulin (mouse lung endothelial cells), fusogenic agents such as polymixin B and
5 hemaglutinin HA2, lysosomotrophic agents, nucleus localization signals (NLS) such as T-antigen, and the like.
Molecular weight analysis of the biodegradable cross-linked lipopolymer using intrinsic viscosity measurements revealed an apparent molecular weight of 7.5 kD against linear polyethylenimine standards (Table I). Intrinsic viscosity (and light scattering)
10 actually measures the effective gyrational radius of polymer molecule, which is dependent on the molecular weight and shape of fee molecule (Introduction to Physical Polymer Science, 3rd, Leslie Howard Sperling Wiley, 2001, page 96-102). From the linear calibration curve it appears that LPEI molecules are tending to a "rod shape" in aqueous solutions at a pH 2.5. For branched PEIs one has to incorporate "shape factor", >1,
15 accounting for more dense packing of polymer molecules into the same gyrational radius. Thus, the actual molecular weight of branched PEI is higher than its apparent value as measured against a linear PEI standard by the shape factor value. This is illustrated below by linear molecule of 2 units versus an arbitrarily drawn moderately branched 3 unit molecules the shape factor can be very high. From the data on biodegradable cross-linked
20 polymer transfection activity (Fig. 8) it appears that the shape factor is rather low, 1.5-2,
thus the measured oligomer is in all probability closer to a trimer molecule.

Linear molecules of 2 units Moderately branched molecule of 3 units
25
An advantage of the present invention is that it provides a gene carrier wherein the particle size and charge density are easily controlled. Control of particle size is crucial for

15
optimization of a gene delivery system because the particle size often governs the transfection efficiency, cytotoxicity, and tissue targeting in vivo. In the present invention, the particle size is shown to be around 100 nm diameter (Fig. 5), which is an efficient particle size to entry into cells via endocytosis. In addition, positively charged particle
5 surfaces provide for a sufficient chance of binding to negatively charged cell surfaces, followed by entry into cells by endocytosis. The gene carriers disclosed in the present invention have a zeta-potential in the range from +10 - +20 mV (Fig. 6).
The cationic multi-block copolymers of the present invention are suitable for the delivery of macromolecules such as DNA into mammalian cells. The ability to condense
10 the large and negatively charged DNA molecule into small ( 15 the physico-chemical properties of the biodegradable polymer are compatible with its use as a safe and efficient gene delivery system.
The ability of the biodegradable cross-linked cationic multi-block copolymers of this invention to condense the DNA molecule into small particles was examined using gel electrophoresis and particle sizing. The electrophoretic mobility of plasmid DNA before
20 and after the addition of increasing concentrations of biodegradable, cross-linked, cationic multi-block copolymers is shown in Fig. 7. The degree of DNA complexation with the polymer improved as the ratio between the polymer and DNA was increased. Optimal condensation was achieved at N/P ratios between 5/1 to 10/1. The mean diameter of the polymer/DNA complexes was under 200 nm, a suitable size distribution for endocytotic
25 uptake of the complexes by target cells.
The DNA complexes of the biodegradable multi-block copolymer are transfectionally active in mammalian cells. A comparison of the transfection efficiencies of the biodegradable cross-linked cationic multi-block copolymer gene carriers of the present invention to that of the basic structural polymer block is illustrated in Fig. 8.
30 Approximately a 70-fold improvement in expression was made when using the biodegradable polymeric carrier. Covalent attachment of a lipid moiety to the biodegradable multiblock copolymer further enhanced the gene transfer efficiency with a total enhancement of 140 fold over the basic structural polymer block (Fig. 8). In a different type of assay where the gene transfer is quantified as a percent of the total number
35 of cells exposed to the transfection complexes, the biodegradable cross-linked cationic

16
multi block copolymers routinely transfected 75-90% of the target cells. The transfection activity and cytotoxicity of the biodegradable cross-linked multi-block copolymer was compared with that of a 25 kD linear PEI at various N/P ratios. As shown in Fig. 9, the transfection activity at all test N/P ratios was significantly higher from the biodegradable
5 cross-linked copolymers than that from the 25 kD linear PEI. These data demonstrate that the cross-linking scheme described in the present invention dramatically enhances the transfection activity of small molecular weight linear PEI (3.6 kD) to levels achieved with a much higher molecular weight linear PEI (25 kD).
Cell viability or cytotoxicity is an important parameter when determining the
10 usefulness of gene carriers. As previously stated, high transfection efficiency of cationic
polymers is often associated with high cytotoxicity. The cytotoxicity of the biodegradable
cross-linked cationic multi-block copolymers was examined in Cos-1 cells alongside with
25 kD PEL As shown in Fig. 10 and Fig. 11, incubation of Cos-1 cells with transfection
complexes containing luciferase plasmid and the biodegradable cross-linked cationic multi-
15 block copolymers of the present invention resulted in only minor cytotoxicity compared to
that seen with 25 kD linear PEI. These data demonstrate that coupling of small molecular
weight linear PEI via small biodegradable linkages using the scheme described in the
present invention dramatically enhances the polymer transfection activity without
significantly increasing cytotoxicity.
20 In order to evaluate the ability of the biodegradable cross-linked cationic multi-block
copolymers to work in vivo, a murine tumor model was incorporated. For these studies syngenic mouse strains were implanted with murine mammary carcinoma cells. Following a period of growth the tumors were injected with luciferase plasrnid complexed with the biodegradable polymeric carriers. Twenty-four hours after treatment the tumors were
25 removed and the homogenates were analyzed for protein expression (Fig. 12). Both of the biodegradable cross-linked cationic multi-block copolymers (with and without the lipid moiety) were able to transfect tumor tissue, demonstrating therapeutic potential of these polymers for gene therapy of human diseases.
To aid in cellular localization of the transfection complexes a fluorescent rhodamine
30 was covalently attached to the biodegradable cross-linked cationic multi-block copolymers. The fluorescent-labeled biodegradable multiblock copolymers were complexed with |3-galactosidase plasmids and added to Cos-1 cell cultures for 4 hours. Fluorescent microscopy of cells transfected with labeled polymer showed a near 100% uptake by Cos-1 cells (Fig. 13, panel A). The fluorescent labeling of the biodegradable multiblock
35 copolymer did not affect gene transfer when compared with the unlabeled polymer/DNA

17
complexes both in the presence or absence of fetal bovine serum (panel B). Similar results were obtained when the fluorescent-labeled polymer was used with luciferase plasmid (panel C).
The following examples will enable those skilled in the art to more clearly
5 understand how to practice the present invention. It is to be understood that, while the invention has been described in conjunction with the preferred specific embodiments thereof, that which follows is intended to illustrate and not limit the scope of the invention. Other aspects of the invention will be apparent to those skilled in the art to which the invention pertains.
10
Example 1
Synthesis of linear polyethylenimine
This example illustrates the preparation of linear polyethyleneimine polymer blocks
of the present invention, in the form of sulfate salts (Fig. 1,2).
15 These materials were prepared by a slightly modified Tanaka's procedure.
Macromolecules, 1983, vol 16, 849-853 1. Purification of monomer.
Commercial 2-phenyloxazoline is usually colored (yellow-green to brown) and was
distilled in a vacuum (bp 110*78 mmHg) to obtain a colorless material. To 300g of such
20 distillate was added about 45g of ground (powder) KOH, and the mixture placed in a 500
mL flask. The flask was connected to a rotary evaporator and was then rotated in a 50°C
bath at atmospheric pressure for 4-5 hrs. Yellowish coloration developed. The mixture was
filtered through a sintered glass funnel; the solid cake was washed with a small amount of
methylene chloride, and then discarded. The filtrates were washed with water (2x100-
25 150mL), and then dried over Na2S04- To the dried liquid was added lg of benzoyl chloride
and the mixture was distilled (first methylene chloride was removed at 760mm, then a small
cloudy forerun (bp phenyloxazoline was collected at 11078 mmHg). It can be stored over Na2S(>4 under an
argon atmosphere, at least for a few days. The recovery rate is about 90%.
30 2. Polymerization: poly (N-benzoylethyleneimine).
A specially made sealable vial was charged with lOOg (680mMol) of purified
phenyloxazoline and 0.62g of MeaSC^. The mixture was swirled to ensure mixing, and the
vial connected to a vacuum/Ar r anifold and placed in a cooling bath. As soon as the
mixture solidified, the vial was then placed in a warm water bath. The mixture was allowed
35 to melt and degas unuer vacuum and the vial sealed while under vacuum. The sealed vial

18
was then praced in a not bath- (!40°C; however, for larger catalyst loadings the polymerization can proceed violently, and lower bath temperatures (120°C) may be advisable, at least in the beginning of polymerization). The vial was maintained at 140°C for 48 hrs, during which time the mixture solidifies. The vial was then removed from the
5 hot bath, cooled and broken. The brittle polymer was broken into small pieces and ground into a powder. It appears that the chunks of even 8-10mm size slowly hydrolyze and disperse upon stirring in hot acid during the next step, thus fine grinding may be unnecessary. Recovery is 98-99g with a MW of 12K determined by GPC vs. polystyrene standards. Polymers of different MW (8K to 5 IK) were prepared in this way using different
10 amounts of catalyst.
3. Debenzoylation: linear polyethyleneimine sulfate.
A 1 liter-round bottom flask was charged with about 50g of poIy(N-benzoyl~
15 ethyleneiraine), water (180mL) and concentrated H2SO4 (300g). The flask was equipped with a 1" egg-shaped magnetic stirring bar and an (air) reflux condenser. The flask is placed in a 140-145°C heating bath and the mixture was heated and stirred. Initially the polymer forms a viscous mass which soon became a cloudy dispersion; (energetic mixing is a must). The heating and stirring were continued for about 20 hrs. The stirring was then stopped; the molten benzoic acid formed a (top) separate layer. The hot lower layer was then transferred into another flask using a large pipette: on cooling it solidifies, thus the transfer has to be done rapidly. This solidified lower layer is diluted with water (about 400mL) and any residual benzoic acid removed by steam distillation. As an added test: the hot pot liquid should become transparent before the end of steam distillation. The presence of solids at this point indicates incomplete debenzoylation. On cooling the pot liquid separate into white to off-white crystals of polyethyleneimine sulfate (hydrate); which were collected by filtration, washed on a filter with water, then with acetone, and then dried. Recovery is about 33g (97%).
The material obtained from benzoyl-LPEI with a MW of 5 IK has NMR (D2SO4, Me3SiCD2CD2C(>2Na as a standard) corresponding to its claimed structure: 83.62 (s, CH2 groups); 6.4-8.2 (small traces of benzoyl groups). Elemental analysis (Galbraith Laboratories): C 22.37%; N 12.54%, S 16,58% Calculated for (-CH2NHCH2CH2NHCH2-X 1 H2SO4 x 1 H20) C 23.75%; N 13.87%, S 15.85%. A small sample of this material was re-benzoylated (non-exhaustively) and had an MW of 45K, indicating that no significant backbone degradation occurred under the harsh hydrolysis conditions.

19
Example 2 Synthesis of a biodegradable multiblock cationic polymer
This example illustrates the preparation of a biodegradable multi-block copolymer of 3.6 kD linear PEI (BD3.6K) (Figs. 3,4).
1. Linear polyethyleneimine free base.
A 2L Erlenmeyer flask was equipped with a magnetic stirrer and charged with LPEI (Mw 3.6 kD) sulfate hydrate (30g, about 0.15Mol SO420, and water (1L). NaOH (20g, 0.5Mol) was added to the stirred mixture and the heterogeneous mixture was warmed to 50-60°C and stirred for 3 hrs. The mixture was cooled; the precipitated LPEI hydrate was filtered, washed with water, and dried.
2. LPEI36ooBOC9s%
A pre-tarred 250mL flask was charged with LPEI free base hydrate (7.1g) and connected to a vacuum line. The vacuumized flask was heated to 75°C in an oil bath. LPEI hydrate slowly converted into a melt of anhydrous LPEI with bubbling. After 3 hrs of heating under vacuum, the brown LPEI melt was cooled, and the flask was flushed with argon. 5.4g(125mMol of N) of anhydrous LPEI was obtained. To the flask with LPEI was added 120mL of dry chloroform and a magnetic stirring bar. The mixture was stirred under argon till the LPEI melt dissolved, forming a slightly cloudy solution. To this stirred solution was added t-Butoxycarbonyl (BOC) anhydride (26g, 119mMol, 95%) over 10 min. The addition was accompanied by a mild exothermic reaction and gas evolution. The mixture was stirred for 3 hrs, a small amount of suspended particulates was filtered out, and the mixture was concentrated in a vacuum. Recovery is 17g. with a MW about 11700 (by GPC against polystyrene standards). 3. LPEI-linker conjugates.
A vial was equipped with a magnetic stirrer and charged with 2.3g (197uMol) of LPEl36ooBOC95a% and 5mL of dry chloroform. The mixture was wanned and stirred to dissolution, and 150mg (600uMol) of dithiodipropionyl chloride (obtained from commercial dithiodipropionic acid and thionyl chloride) in 0.5mL of chloroform was slowly added to the stirred mixture over 10 min. The stirred mixture was kept at room temperature for several days until there was strong gelling. At this point lOmL of trifluoroacetic acid was added and the mixture was stirred for 30 min. The lower (brown) layer of the resulting heterogeneous mixture was withdrawn, and diluted with 40mL of water. Residual chloroform and a small amount of particulate impurities were removed by centrifugation. An aqueous solution of Na2SC>4 (3g) in lOmL of water was added to the supernatant, and the

20
resulting precipitatr of the linked LPEI (BD3.6K) sulfate was collected, washed with water, then with acetone, and dried. The yield was 1.2g of off-white material.
A 50mL flask was charged with 1.2g BD3.6K sulfate (about 520mg sulfate) and 30
mL water. Bad? dihydrate (1200mg, 90% theory) was added and the heterogeneous
5 mixture was vigorously stirred for 48 hrs. Barium sulfate was then filtered off, the aqueous
filtrate was further filtered through a 0.2um syringe filter, and the aqueous filtrate was then
concentrated under vacuum to about a volume of 6 mL. Upon dilution with 200mL of
acetone, the linked LPEI chloride precipitated, was filtered, washed with acetone, and dried.
The amount collected was about 0.9g.
10 Alternatively, gelled BOC-protected material can be deprotected by treatment with
an excess of a HCl/dioxane solution. Vacuum concentration of the deprotected reaction mixture and THF trituration of the solid residue directly produces the target material in hydrochloride form.
15 Example 3
Synthesis of a lipid conjugate of the biodegradable multi-block cationic
polymer
This example illustrates the preparation of lipid conjugates of biodegradable cross-linked cationic multi-block copolymers. The biodegradable multi-block copolymers of 3.6
20 kD linear PEI (BD3.6K) were conjugated with the lipid oleoyltetraethyleneglycolcarbonyl to form BD3.6K-01eoyl (BD3.6K-0).
A vial was equipped with a magnetic stirrer and charged with 2.3g (197uMol) of LPEl36ooBOC95% and 6mL of dry chloroform. The mixture was warmed and stirred to achieved dissolution, and 150mg (600uMol) of dithiodipropionyl chloride (obtained from
25 commercial dithiodipropionic acid and thionyl chloride) in 1,2mL of chloroform and 1 lOmg (about 200uMol) of oleoyltetraethyleneglycolcarbonyl chloride (obtained from commercial polyethylene-glycol monooleoyl ester and phosgene) in 1.2mL of chloroform were slowly added over 10 min to the stirred mixture. The stirred mixture was kept at room temperature for several days until there was strong gelling. At this point, lOmL of trifluoroacetic acid
30 was added and the mixture was stirred for 30 min. The lower (brown) layer of the resulting heterogeneous mixture was withdrawn, and diluted with 40mL of water. Residual chloroform and the small amount of particulate impurities were removed by centrifugation. An aqueous solution of NaaSC>4 (3g) in lOmL water was added to the supernatant, and the resulting precipitate of linked functionalized LPEI (BD3.6K-0) sulfate was collected,
35 washed with water, then with acetone, and dried. The yield was 1.35g of off-white material.

21
A'SffltiMaisk'wHs' Charged with 1.3g (BD3.6K-0) sulfate (about 550mg sulfate) and 30 mL water. BaCfe dihydrate (1.25g, 90% theory) was added and the heterogeneous mixture was vigorously stirred for 48 hrs. Barium sulfate was then filtered off, the aqueous filtrate was further filtered through 0.2nra syringe filter, and the aqueous filtrate was then concentrated under vacuum to about a volume of 6 mL. Upon dilution with 200mL of acetone, (BD3.6K-0) chloride precipitated, was filtered, washed with acetone, and dried. The amount collected was 0.9g.
Alternatively, gelled BOC-protected material can be deprotected by treatment with an excess of a HCl/dioxane solution. Vacuum concentration of the deprotected reaction mixture and THF trituration of the solid residue directly produces the target material in hydrochloride form.
Example 4
Synthesis of the lipid conjugate of a biodegradable multi-block cationic polymer covalentry linked to a fluorescent marker
This example illustrates the preparation of fluorescent-labeled lipid conjugates of biodegradable cross-linked cationic multi-block copolymers. The biodegradable multiblock lipopolymer of Example 3 (BD3.6K-0) was labeled with the fluorescent marker rhodamine.
A vial was equipped with a magnetic stirrer and charged with 1.86g (156uMol) of LPEl36ooBOC95% and 5mL of dry chloroform. The mixture was warmed and stirred to achieve dissolution. The fluorescent marker lissamine sulfonylchloride (9mg, about 15uMol in lmL CHC13) and 120mg (470uMol) of dithiodipropionyl chloride in O.SmL of CHCI3 and 85mg(about 160uMol) of oleoyltetraethyleneglycolcarbonyl chloride in 0.5 mL of CHCI3 were slowly added to the stirred mixture over 10 min. The stirred mixture was further concentrated under vacuum to a volume of 6 mL, and was placed in a 50°C bath for several days until there was strong gelling. After 48 hrs, the mixture was diluted with lOOmL of petroleum ether and the solid material was collected by filtration and washed on a filter with acetone until the filtrates were almost colorless and dried. To the dry material 5mL of CHCI3 and 5mL of trifluoroacetic acid were added and the mixture was stirred for 90 min. The lower (brown) layer of the heterogeneous mixture was withdrawn, and diluted with 40mL of water. Residual chloroform and a small amount of particulate impurities were removed by centrifugation. An aqueous solution of NajSCXj (3g) in lOmL of water was added to the mixture, and the resulting precipitate of linked functionalized LPEI sulfate was collected, washed with water, then with acetone, and dried. A significant amount of

22
unconjugated r$M dye) was removed during washing, probably indicating
sulfonylchloride hydrolysis. About 1.4g of purple material was obtained.
A 50mL flask was charged with 1.4g of labeled LPEI conjugate (about 550mg sulfate) and 30 mL water. BaCfe dihydrate (1.4g, about 95%) was added and the
6 heterogeneous mixture was vigorously stirred for 48 hrs. The barium sulfate was then filtered off, the aqueous filtrate was further filtered through a 0.2um syringe filter, and the aqueous filtrate was then concentrated in a vacuum to a volume of 5 vaL. Upon dilution with 200mL of acetone, linked functionalized LPEI chloride precipitated, was filtered, washed with acetone, and dried. The amount collected was about 0.9g.
10
Example 5
Estimation of the molecular weight of biodegradable multiblock cationic polymer Solutions of LPEI hydrochloride and of biodegradable cross-linked multi-block
15 polymer (at precisely measured concentrations in the range of 5 mg/ml, pH ~2.5) in distilled water were prepared. In an immersion bath (large beaker filled with water, at 21° C) was placed a Cannon-Fenske routine viscometer and the flowing times of fixed volume of these solutions and of the solvent (distilled water) through a capillary tube of the viscometer were measured. The dimensionless ratio of the solution flow time to solvent flow time was
20 recorded as the relative viscosity. The ratio of relative viscosity to the concentration of solution (measured in g/dl) was taken as the intrinsic viscosity (more strictly speaking, it should be measured as the limiting value at infinite dilution). This value (g/dl) was plotted against the molecular weight of the LPEI polymers, as previously measured from GPC of precursor poly (N-benzoylethyleneimines) versus polystyrene standards. The result of the
25 viscosity measurements and molecular weight analysis are described in Table I.
Table I


Material cone time (sec) rel.time MW
Water (ref) 274.4 1-
LPEI 3.6 52/100 316.1 1.153 3600
LPEI 7.5 51/100 387 1.41 7500
LPEI 11 51.7/101 451.3 1.645 11000
LPEI 15 51/100 517.6 1.886 15100
BD3.6K-0 51/100 387.2 1.41 7500

intr.n=t/c
2.28 2.77 3.22 3.69 2.77

35

23
Example 6
Amplification and purification of a plasmid
5 This example illustrates the preparation of DNA to be used to complex with the
biodegradable cross-linked cationic multi-block copolymers of the present invention. The plasmid encoding for luciferase protein and the plasmid encoding for P-glactosidase (0-Gal) protein were amplified in JM109 Exoli strains and then purified using Qiagen EndoFree Plasmid Maxi-prep or Giga-prep kits (Chatsworth, CA) according to the manufactures
10 instructions. Following purification, the DNA concentration was determined spectrophotometrically using an absorbance of 260nm. Plasmid DNA integrity was evaluated using agarose gel electrophoresis followed by ethidium bromide staining.
15 Example 7
Preparation of water-soluble complexes of DNA with biodegradable cross-linked cationic multi-block copolymers
This example illustrates the formation of BD3.6K-0/DNA complexes. The BD3.6K-0 polymer was dissolved in sterile water to give a final concentration of 3 mg/ml.
20 The DNA was dissolved in sterile water to give a final concentration of 1 mg/ml. To make the polymer/ DNA complex, the two components were diluted separately with 5% glucose to a volume of 150 uL each, and then the plasmid DNA solution was added to the polymer solution. Complex formation was allowed to proceed for 15 minutes at room temperature. To study the effect of the charge ratio on gene transfer, BD3.6K-0/DNA complexes were
25 prepared at different ratios 1/1, 5/1, 10/1, and 20/1 nitrogen/ phosphate (N/P). Following complex formation, the complexes were diluted in a cuvette for measurement of particle size (Fig. 5) and the £ potential (Fig. 6) of the complex. The electrophoretic mobility of the samples was measured at 25 °C, at a wavelength of 657 nm and at a constant angle of 90° with a 90Plus/BI-MAS Particle size with Bl-Zeta option (Brookhaven Instruments Corp.,
30 Holtsville,N.Y.).
35

24
Example 8
Gel retardation assay
5 The ability of BD3.6K-0 polymers to condense plasmid DNA was evaluated in this
example (Fig. 7). Briefly BD3.6K-0 was complexed with plasmid DNA at various N/P ratios (l/l, 5/1, 10/1, 20/1) in the presence of 5% glucose (w/v). The complex was electrophoresed on a 1% agarose gel. The positively charged BD3.6K-0 polymer formed a strong complex with the negatively charged phosphate ions on the sugar backbone of DNA.
10 When the N/P ratio reached (10/1) no free DNA was seen.
Example 9
In vitro gene transfer
This example shows in vitro gene transfer using the DNA complexes with
15 biodegradable cross-linked multi-block copolymers of the present invention (Figs. 8, 9). Transfection complexes containing luciferase plasmid, pCMV-Luc, and BD3.6K-0 or high molecular weight LPEI (25 kD) were prepared at different polymer/DNA (N/P) ratios in Dulbecco*s modified Eagle's medium (DMEM) and tested for luciferase gene transfer in cell cultures. Cos-1 cells (1.5X105) were seeded to 80% confluency in 12-well tissue
20 culture plates in 10% FBS. Transfection complexes containing lyg of plasmid DNA were added into each well in the presence or absence of 10% fetal bovine serum for 6 hours in a CO2 incubator. The transfection medium was removed and the cells were incubated for 40 hours with 1 ml of fresh DMEM containing 10% FBS. The cells were washed with phosphate-buffered saline and lysed with TENT buffer (50 mM Tris-Cl fpH 8.0], 2mM
25 EDTA, 150 mM NaCl, 1% Triton X-100). Luciferase activity in the cell lysate was measured as relative light units (RLU) using an Orion Microplate Luminometer (Berthold Detection systems USA, Oak Ridge, TN). The final values of luciferase were reported in terms of RLU/ mg total protein. A total protein assay was carried out using a BCA protein assay kit (Pierce Chemical C, Rockford, IL).
30 The above protocol was also used for p-galactosidase gene transfer. The levels of {$-
galactosidase gene transfer was quantified with a X-Gal staining assay kit obtained from Gene Therapy Systems, Inc. (San Diego, CA)
35

25
Example 10 Cytotoxicity
This example gives the steps involved in the cytotoxicity screening of the biodegradable cross-linked multi-block copolymers using DNA complexes with BD3.6K-0 at different nitrogen to phosphate ratios (Figs. 10, 11). The cytotoxicity of transfection complexes was assessed by a total protein assay and a cell proliferation assay (Promega Corporation, 2800 Woods Hollow Road, Madison, Wl 53711-5399). The protein assay is described in Example 8.
Cos-1 (African Green Monkey Kidney cells) were grown and maintained in DMEM medium supplemented with 10% fetal bovine serum, 1% penicillin, 1% streptomycin and glutamine. The cells were kept in a 37°C humidified 5% CO2 incubator.
Cos-1 cells were plated at a density of 1.5xl03 cells/well in a 96 well plate and
incubated overnight at 37°C in 5% CO2. After reaching 70-80% confluency, 0.1 ug of DNA
was added to BD3.6K-0 at varying charge ratios. Next, the BD3.6K-0/DNA complexes
were added to wells divided into two groups: DMEM containing FBS and DMEM without
FBS with both groups having a total volume of IOOJAL in each well. The serum free wells
•were incubated for 5-6 hours, the media was aspirated off, and then normal growth media
without antibiotics was added. The wells containing FBS were incubated for 24 hours, and
an equal volume of serum containing media was added (without antibiotics). After both
groups were incubated for 48 hours after transfection, the media was aspirated from all
wells, and lOOuL normal growth media (without antibiotics) was added to all of the wells.
Next, 20uL of room temperature CellTiter 96® AQue0us One Solution Reagent was added to
each well and the plate was incubated for 4 hours. After the incubation period, the plate
was spectrophotometrically read at 490 nm on an ELISA plate reader. The relative percent
cell viability was calculated using the following equation:
Viability (%) - OD49o(sample) / OD49o(controi) X 100 The OD49o(control) represents the measurement from the wells treated with growth media only and the OD49o(sample) represents the measurement from the wells treated with varying ratios of BD3.6K-0/DNA.
A side by side comparison of BD3.6K-0 and 25 KD LPEI in a protein based cytotoxcity assay demonstrates lesser cytotoxicity of BD3.6K-0(Fig. 10). The cytotoxcity of BD3.6K and its lipid derivative BD3.6K-0 was also examined in a cell viability assay. As shown in Fig.l 1, exposure of Cos-1 cells to the transfection complexes containing BD3.6K or BD3.6K-0 did not affect cell viability.

26
As'shown "in Fig'"Tr,ex;poSurS 6f CosM cells to the transfection complexes containing BD3.6K or BD3.6K-0 did not affect cell viability.
Example 11
5 In vivo gene transfer
This example illustrates in vivo gene expression using the biodegradable cross-linked multi-block copolymer for plasmid delivery (Fig, 12). The plasmid encoding for the luciferase protein was injected intra-tumorally into mice at a dose of 0.2 mg/ml total DNA complexed with the polymeric carrier BD3.6K-0 at an N:P of 10:1 in a volume of 30 ul
10 This gave a 6 ug DNA dose per tumor. In this example, mammary carcinomas were induced into the left and right flanks of 7-8 week old BALB/c mice by the administration of lxl 06 4T1 cells (murine mammary carcinoma) in PBS that had been prepared in cell culture. After 10-11 days, when the tumor size reached approximately 70mm3 as calculated by the formula: volume = 4/3 x 3.14 x (L/2 x W/2 x H/2) where L is the length of the
15 tumor, W is the width and H is the height, the tumors were injected with the plasmid/polymer complex. One day later the tumors were removed and frozen using LN2. The tumors were then homogenized in a lysis buffer and analyzed for luciferase activity using Promega's Luciferase Assay System (Madison, WI) according to the manufacturer's instructions using an Orion Microplate Luminometer (Berthold Detection Systems, Oak
20 Ridge, TN).
Example 12
Fluorescent labeled polymer: in vitro transfection/analysis
This example shows the application of fluorescent labeled biodegradable cross-
25 linked multi-block polymers in the cellular localization of transfection complexes and in vitro gene transfer (Fig. 13). Cos-1 cells were seeded in twelve well tissue plates at a cell density of 1.5xl05/well in 10% FBS containing DMEM. The cells achieved 80% confluency 24 hours after being transfected with the BD3.6K-0/DNA complexes. The total amount of DNA loaded was maintained at a constant 1 u.g/well and transfection was carried
30 out in the presence of 10% FBS or in the absence of serum. The cells were incubated in the presence of the complex for 6 hours followed by replacement with 1 ml DMEM containing 10% FBS and incubated for an additional 40 hours. The expression levels of j}-Gal were then evaluated using the X-Gal staining assay kit from Gene Therapy Systems, Inc (San Diego, CA).

27
FV e^rfift&Tifbn u^irig'ilubrescent microscopy the cell transfection procedure was the same as for the 0-Gal analysis except that after the 2 hour incubation period with the BD3.6K-0/DNA, the medium was removed and the cells were washed with PBS and subsequently harvested using trypsin. The cells were then fixed, placed on slides and
5 examined using an inverted fluorescent microscope. Fluorescent microscopy of cells transfected with labeled polymer showed a near 100% uptake by Cos-1 cells (Fig. 13, panel A). The fluorescent labeling of the biodegradable multiblock copolymer did not affect gene transfer when compared with the unlabeled polymer/DNA complexes both in the presence or absence of fetal bovine serum (panel B). Similar results were obtained when the
10 fluorescent-labeled polymer was used with luciferase plasmid (panel C).
Example 13
Synthesis of a biodegradable multi-block cationic polymer, BD15K-12
This example illustrates the preparation of a biodegradable multi-blocked cationic
15 polymer, BD15K-12, wherein the monomer polyethylenimine is a 15 kD linear PEI with twelve dithiodipropionate linkers per PEI monomer. In previous examples, we have used LEPI monomer a 3.6 kD for cross-linking.
1. Linear polyethyleneimine (MW: 15kD; free base)
A 2L Erlenmeyer flask was equipped with a magnetic stirrer and charged with LPEI
20 (Mw 15000D) sulfate hydrate (30g, ca. 0.15Mol S042"), and water (IL). NaOH (20g,
O.SMol) was added to the stirred mixture and the resulting heterogeneous mixture was
warmed to 50-60°C and stirred for 3 hrs. The mixture was cooled; the precipitated LPEI
hydrate was filtered, washed with water, and dried.
2. LPEI,5oooBOC95%
25 A pre-tared 250mL flask was charged with LPEI free base hydrate (6g) and
connected to a vacuum line. The vacuumized flask was heated to 80^ in an oil bath. LPEI hydrate was slowly converted into a melt of anhydrous LPEI with bubbling. After 3 hrs of heating under vacuum, the brownish LPEI melt was cooled, and the flask was flushed with argon. 4g (93mMol of N) of anhydrous LPEI was obtained. 80mL of dry chloroform was
30 added to the flask with LPEI with a magnetic stirring bar. The mixture was stirred under argon until the LPEI melt dissolved forming a slightly cloudy solution. BOC anhydride (19.26g, 88mMol, 95%) was added to this stirred solution over 10 min. The addition was accompanied by a mild exothermic reaction and gas evolution. The mixture was further stirred for 16 hrs, Altered from the small amount of suspended particulates, and

28
con"centratedMri":^a€u'M. -The residSe was triturated with hexane, and dried. Recovery was 12.5g.
3. LPEI-linker conjugate (PP15-12)
A vial was equipped with a magnetic stirrer and was charged with lOOmg (2uMol) of.LPEIi5oooBOC95% and 0,5mL of dry chloroform. The mixture was warmed and stirred to dissolution, and 6mg (24uMol, 12-fold molar excess) of dithiodipropionyl chloride (obtained from commercial dithiodipropionic acid and thionyl chloride) in 0.05mL of chloroform was slowly added to the stirred mixture. The stirred mixture was kept at room temperature for several days until there was strong gelling. At this point ImL of trifluoroacetic acid was added and the mixture was stirred for 30 min. The lower (brownish) layer of the heterogeneous mixture was separated and diluted with 2mL of water. Residual chloro-form and a small amount of particulate impurities were removed by centrifugation. An aqueous solution of NajSCXi (0.2g) in 2mL water was added to the supernatant, and the resulting precipitate of linked LPEI sulfate was collected, washed with water, then with acetone, and dried. 80mg of off-white material was obtained.
A vial was charged with 80mg linked LPEI sulfate (ca. 39mg sulfate) and 3 mL of water. BaCk dihydrate (80mg, 80% theory) was added and the heterogeneous mixture was vigorously stirred for 48 hrs. Barium sulfate was then filtered off, the aqueous filtrate was further filtered through a 0.2u syringe filter, and then vacuum concentrated to a volume of 0.25ml. Upon dilution with 5mL of THF, linked LPEI chloride precipitated and was collected and dried. 60 mg was collected.
Example 14
Synthesis of a biodegradable multi-block cationic polymer BD15K-12-PEG
This example illustrates the preparation of a biodegradable multi-blocked cationic polymer, BD15K.-12-PEG, wherein the monomer polyethylenimine is a 15 kD linear PEI with twelve dithiodipropionate linkers and one 2 kD mPEG per PEI 15kD monomer.
A vial was equipped with a magnetic stirrer and then charged with lOOmg (2uMol) of LPEI(5oooBOC95% and 0.5mL of dry chloroform. The mixture was warmed and stirred to dissolution, and 6mg (24uMol, 12-fold molar excess) of dithiodipropionyl chloride (obtained from commercial dithiodipropionic acid and thionyl chloride) and 4mg (2uMol) of freshly prepared MPEG2ooochloroformate (prepared by standard procedure from commercial methoxypolyethyleneglycol MW2000 (MPEG2oooOH) and phosgene) in 0.05mL of chloroform was slowly added to the stirred mixture. The stirred mixture was

29
kepi It lbdm^-fiffiffl^raftute^fiJFsgvgral-days until there was strong gelling. At this point ImL of trifluoroacetic acid was added and the mixture was stirred for 30 min. The lower (brownish) layer of the heterogeneous mixture was separated and diluted with 2mL of water. Residual chloroform and a small amount of particulate impurities were removed by
5 centrifugation. An aqueous solution of Na2SC>4 (0.2g) in 2mL water was added to the supernatant, and the resulting precipitate of linked LPEI sulfate was collected, washed with water, then with acetone, and dried. 81mg of off-white material was obtained.
A vial was charged with 81mg of linked LPEI sulfate (ca. 39.5mg sulfate) and 3 mL of water. BaC^ dihydrate (80mg, 80% theory) was added and the heterogeneous mixture
10 was vigorously stirred for 48 hrs. Barium sulfate was then filtered off, the aqueous filtrate was further filtered through a 0.2ji syringe filter, and then vacuum concentrated to a volume of 0.25ml. Upon dilution with 5mL of THF, MPEG-bearing linked LPEI chloride was precipitated, then collected and dried. 60mg was collected.
15 Example 15
Systemic gene transfer with the multi-block copolymer BD15K-12 and BD15K-12-PEG
This example demonstrates the ability of the biodegradable cross-linked cationic multi-block copolymers, BD15K-12 and BD15K-12-PEG, to enhance in vivo gene transfer by systemic administration. For comparison, a commercially available 25 kD branched PEI,
20 bPEI-25K, was included in the study. In an initial experiment, mice were injected intravenously (iv) into the tail vein with plasmids encoding for the luciferase gene that had been complexed with the previously mentioned polymers. For all experimental groups 30 fig of DNA was utilized and complexed with the polymer at a N:P ratio of 11:1. The final DNA concentration at injection was 0.1 mg/ml in 300 ui. After 24 hours the animals were
25 sacrificed and the lung, liver and spleen were harvested for analysis. Samples were homogenized in lysis buffer and luciferase activity was determined. The results are summarized in FIG 14 and indicate that both of the polymers (with and without the PEG moiety) lead to expression levels in the lung, spleen and liver that are significantly higher than produced when using the commercially available 25K BPEI polymer. These results
30 are highly pronounced in the lung and spleen and less so in the liver.

30
Example 16
Treatment of peritonea] disseminated colorectal tumors by intraperitoneal administration of IL-12 gene expression plasmid complexes with BD3.6K-0 and BD15K-12.
This example demonstrates therapeutic application of multi-block copolymers for the treatment of cancer. The applicability of the polymers for delivering therapeutic genes was evaluated using a murine model of disseminated colorectal cancer. The therapeutic gene used was murine interleukin-12 (IL-12), an immunomodulatory cytokine known to have strong anti-cancer properties. The plasmid was complexed with two different polymers; BD LPEI-15K-12 or BD3.6K-0 at N:P ratios of 11:1 and 20:1 respectively. The synthesis and gene delivery applications of both polymers have been discussed in earlier examples. To induce tumors, Balb/C mice (8 weeks of age) were injected with 1.0X10s CT-26 cells (murine colon carcinoma), intraperitoneally in PBS in a volume of 500 u.1. After 24 hours, plasmid/polymer administration was initiated. The treatment regimen was 500 ul of plasmid/polymer complex at a final DNA concentration of 0.5 mg/ml given weekly for 5 treatments. Efficacy was detennined by animal survival. The results are indicated in Figure 15. Both polymer delivery systems tended toward increased survival relative to the untreated controls, panel A. In this study, a 40- 50% increase in median survival time was observed for both polymers (panel B).
It is to be understood that the above-described embodiments are only illustrative of application of the principles of the present invention. Numerous modifications and alternative embodiments can be derived without departing from the spirit and scope of the present invention and the appended claims are intended to cover such modifications and arrangements. Thus, while the present invention has been shown in the drawings and fully described above with particularity and detail in connection with what is presently deemed to be the most practical and preferred embodiment(s) of the invention, it will be apparent to those of ordinary skill in the art that numerous modifications can be made without departing from the principles and concepts of the invention as set forth in the claims.

31
We claim:
1. A biodegradable cross-linked cationic multi-block copolymer of linear
5 poly(alkylenimine) (LPAI) and a hydrophilic linker, wherein said LPAI blocks are crossed
linked together by said hydrophilic linker with a biodegradable linkage selected from the group consisting of ester, amide, disulfide, phosphate bond and combinations thereof.
2. The biodegradable cross-linked cationic multi-block copolymer according to
10 Claim 1, wherein said linear poly(alkylenimine) (LPAI) is a member selected from the
group consisting of polyethyleneimine, polypropyleneimine, aminoglycoside-polyamine, dideoxy-diamino-f$-cyclodextrin, spermine, spermidine and combinations thereof.
3. The biodegradable cross-linked cationic multi-block copolymer according to
15 Claim 2, wherein said linear poly(alkylenimine) (LPAI) is linear poly(ethy!enimine) (LPEI).
4. A biodegradable cross-linked cationic multi-block copolymer according to
Claim 3, wherein the LPEI has an average molecular weight of 1000 to 25000 Daltons, the
hydrophilic linker has an average molecular weight of 100 to 500 Daltons, and the
20 molecular ratio of the hydrophilic linker to LPEI is within a range of 1/1 to 5/1.
5. The biodegradable cross-linked cationic multi-block copolymer according to
Claim 1, further comprising a pendant functional moiety selected from the group consisting
of receptor ligands, membrane permeating agents, endosomolytic agents, nuclear
25 localization sequences, pH sensitive endosomolytic peptides, chromogenic and fluorescent markers, fatty acids, their derivatives and combinations thereof.

32
6. The bledegradable cross -linked cationic multi-block copolymer according to Claim 5, wherein said functional moiety is a member selected from the group consisting of oleic acid, palmitic acid, and stearic acid and combinations thereof, and wherein the molar ratio of fatty acyl chain to LPEI is 0/1 to 3/1.
5
7. The biodegradable cross-linked cationic multi-block copolymer according to
Claim 5, wherein said fluorescent marker is a member selected from the group consisting of
rhodamines and their derivatives, CyDye fluorescent dyes, fluorescein and its derivatives,
carboxyfluoresceins, atto labels and combinations thereof, wherein the molar ratio between
10 LPEI and fluorescent marker is 0.001 to 0.100.
8. The biodegradable cross-linked cationic multi-block copolymer according to
Claim 1, wherein said hydrophilic linker is a dithiodialkanoyl acid with a carbon number
from 1 (acetyl) to 10 (undecanoyl) or ethylene glycol moieties with a biodegradable
15 disulfide bond or dithiodi(tetraethyleneglycolcarbonyl) or combinations thereof.
9. The biodegradable cross-linked cationic multi-block copolymer according to
Claim 2, wherein said biodegradable linkage is disulfide bond.
20 10. A biodegradable cross-linked cationic multi-block copolymer represented by the
following formula:
(CP)xLyYz
wherein CP represents a cationic polymer containing at least one secondary amine group, said CP polymer has a number averaged molecular weight within the range of 1000
25 Daltons to 25000 Daltons; Y represents a birunctional biodegradable linker containing ester, amide, disulfide, or phosphate linkages; L represents a ligand; x is an integer in the range from 1 to 20; y is an integer from 1 to 100; and z is an integer in the range from 0 to 40.

33
A bledegradable cross -linked cationic multi-block copolymer represented by the following formula:
[-CO(CH2).SS(CH2)8CO-]p{[(CH2)„]SIH2+]q}r wherein (CHi),, is an aliphatic carbon chain covalently attached to nitrogens in the
5 backbone of a linear polyethyleneimine block; L represents a Hgand selected from the group consisting of lipids, fluorescent markers and targeting moieties; [-CO(CH2)aSS(CH2)aCO-J represents a biodegradable dithiodiacid linker; wherein the range of integer a is from 1 to 15; n is an integer from 2 to 15; p is an integer from 1 to 100; q is an integer from 20-500; r is an integer from 1 to 20; and s is an integer from 1 to 40.
10
12. A process for making the biodegradable cross-linked cationic multi-block copolymer according to Claim 1, comprising the steps of 1) preparing linear poly(ethylenimine) (LPEI) blocks by having more than 50% of their nitrogen atoms reversibly protected before said LPEI blocks are cross-linked together by a hydrophilic
15 linker with biodegradable disulfide bonds; 2) crossing linking said protected LPEI blocks with said hydrophilic linker; 3) removing said protection of the LPEI blocks after being cross-linked with the hydrophilic linker, and 4) isolating and purifying cross-linked LPEI by precipitation the resulting poorly soluble cross-linked LPEI in a sulfate salt form.
20 13. A transfecting composition comprising a nucleic acid and a biodegradable cross-
linked cationic multi-block copolymer of linear poly(alkylenimine) (LP At) and a hydrophilic linker, wherein said LPAI blocks are crossed linked together by said hydrophilic linker with biodegradable ester, amide, disulfide, or phosphate linkages bonds.
25 14. The transfecting composition according to Claim 13, wherein the nucleic acid
comprises a DNA sequence which encodes a genetic marker selected from the group consisting of a luciferase gene, a p-galactosidase gene, a hygromycin resistance, neomycin resistance, chloramphenicol acetyl transferase and mixtures thereof.
30 15. The transfecting composition according to Claim 13 wherein the nucleic acid
comprises a DNA sequence which encodes a protein selected from the group consisting of interleukin-12(IL-12), interleukin-2(IL-2), interleukin-4(IL-4), interferons (EFNs), tumor necrosis factor (TNF), vascular endothelial growth factor (VEGF), glucagon-like peptide (GLP-1), coagulation factors, tumor suppressor genes, thymidine kinase, p53, pl6,
35 transcription factors and combinations thereof.

34
16. The composition according to Claim 13, wherein the nucleic acid comprises a DNA sequence which encodes a viral antigen, bacterial antigen or tumor antigen.
5 17. The composition according to Claim 13 wherein the nucleic acid is an RNA
selected from the group consisting of a siRNA, a sense RNA, an antisense RNA, and a ribozyme.
18. A method of transfecting cells comprising the steps of contacting cells with the
10 transfecting composition according to Claim 13, and incubating the cells under conditions
that allow the composition to enter the cells and express the nucleic acid in the cells.
19. A composition comprising a pharmaceutical agent and a biodegradable cross-
linked cationic multi-block copolymer of linear poly(alkylenimine) (LPAI) and a
15 hydrophilic linker, wherein said LPAI blocks are crossed linked together by said
hydrophilic linker with biodegradable ester, amide, disulfide, phosphate linkages bonds or combinations thereof.
20. The composition according to Claim 19, wherein the pharmaceutical agent is a
20 polypeptide selected from the group consisting of IL-2, IL-12, IFNs, TNF, insulin, GLP-l,
excendin, coagulation factors, growth factors, bacterial antigens, viral antigens, tumor antigens, other small peptides and combinations thereof.
21. The composition according to Claim 19, wherein the pharmaceutical agent is an
25 anticancer agent selected from the group consisting of adriamycin, bleomycin, cisplatin,
carboplatin, doxorubicin, 5-fluorouraciI, taxol, topotecan and any combinations thereof.
22. A method of administering a drug to a warm blooded animal comprising
administering an effective amount of a drug and a biodegradable cross-linked cationic
30 multi-block copolymer of linear poly(alkylenimine) (LPAI) and a hydrophilic linker, wherein said LPAI blocks are crossed linked together by said hydrophilic linker with biodegradable ester, amide, disulfide, phosphate linkages bonds or combinations thereof.




35
Abstract:
A biodegradable cross-linked cationic multi-block copolymer of linear polyethylenimine (LPEI) wherein the LPEl blocks is linked together by hydrophilic linkers with a biodegradable disulfide bond and methods of making thereof. The biodegradable cross-linked cationic multi-block copolymer may also contain pendant functional moieties which are preferably receptor ligands, membrane permeating agents, endosomolytic agents, nuclear localization sequences, pH sensitive endosomolytic peptides, chromogenic or fluorescent dyes.

Documents:

822-mumnp-2007-abstract.doc

822-mumnp-2007-abstract.pdf

822-mumnp-2007-assignment.pdf

822-MUMNP-2007-CLAIMS(AMENDED)-(15-2-2012).pdf

822-MUMNP-2007-CLAIMS(AMENDED)-(19-9-2011).pdf

822-mumnp-2007-claims.doc

822-mumnp-2007-claims.pdf

822-MUMNP-2007-CORRESPONDENCE(12-7-2011).pdf

822-MUMNP-2007-CORRESPONDENCE(15-2-2012).pdf

822-MUMNP-2007-CORRESPONDENCE(16-9-2011).pdf

822-MUMNP-2007-CORRESPONDENCE(17-9-2009).pdf

822-mumnp-2007-correspondence(30-4-2008).pdf

822-MUMNP-2007-CORRESPONDENCE(31-5-2010).pdf

822-MUMNP-2007-CORRESPONDENCE(7-10-2011).pdf

822-MUMNP-2007-CORRESPONDENCE(9-1-2012).pdf

822-mumnp-2007-correspondence-received.pdf

822-mumnp-2007-descripiton (complete).pdf

822-mumnp-2007-drawings.pdf

822-MUMNP-2007-EP DOCUMENT(19-9-2011).pdf

822-MUMNP-2007-FORM 13(15-2-2012).pdf

822-MUMNP-2007-FORM 18(13-10-2008).pdf

822-mumnp-2007-form 2(title page)-(4-6-2007).pdf

822-MUMNP-2007-FORM 3(12-7-2011).pdf

822-MUMNP-2007-FORM 3(19-9-2011).pdf

822-mumnp-2007-form 3(30-4-2008).pdf

822-MUMNP-2007-FORM 3(31-5-2010).pdf

822-mumnp-2007-form 3(4-6-2007).pdf

822-mumnp-2007-form-1.pdf

822-mumnp-2007-form-2.doc

822-mumnp-2007-form-2.pdf

822-mumnp-2007-form-26.pdf

822-mumnp-2007-form-3.pdf

822-mumnp-2007-form-5.pdf

822-MUMNP-2007-GRANTED CHINESE CLAIMS(19-9-2011).pdf

822-MUMNP-2007-PETITION UNDER RULE 137(19-9-2011).pdf

822-MUMNP-2007-PETITION UNDER RULE-137(16-9-2011).pdf

822-mumnp-2007-power of attorney(4-6-2007).pdf

822-MUMNP-2007-REPLY TO EXAMINATION REPORT(19-9-2011).pdf

822-MUMNP-2007-REPLY TO HEARING(15-2-2012).pdf

822-MUMNP-2007-SPECIFICATION(AMENDED)- (15-2-2012).pdf

822-MUMNP-2007-SPECIFICATION(AMENDED)-(15-2-2012).pdf

822-MUMNP-2007-SPECIFICATION(AMENDED)-(19-9-2011).pdf

822-MUMNP-2007-SPECIFICATION(MARKED COPY)- (15-2-2012).pdf

822-MUMNP-2007-SPECIFICATION(MARKED COPY)-(15-2-2012).pdf

822-MUMNP-2007-SPECIFICATION(MARKED COPY)-(19-9-2011).pdf

822-MUMNP-2007-US DOCUMENT(7-10-2011).pdf

822-mumnp-2007-wo international publication report(4-6-2007).pdf

abstract1.jpg


Patent Number 251662
Indian Patent Application Number 822/MUMNP/2007
PG Journal Number 13/2012
Publication Date 30-Mar-2012
Grant Date 27-Mar-2012
Date of Filing 04-Jun-2007
Name of Patentee EXPRESSION GENETICS, INCORPORATED
Applicant Address 2215 MOCK ROAD, HUNTSVILLE, AL.
Inventors:
# Inventor's Name Inventor's Address
1 FEWELL JASON 111 INLAND BAY DRIVE, MADISON, AL 35758.
2 SLOBODKIN GREGORY 109.0, GRANDVIEW BOULEVARD # 927, HUNSVILLE, AL 35824.
3 ANWER KHURSHEED 109 TWEED DRIVE, MADISON, AL 35758.
4 MATAR MAJED 119 TOTTENHAM WAY, MADISON, AL 35758
PCT International Classification Number A61K48/00
PCT International Application Number PCT/US2005/039779
PCT International Filing date 2005-11-03
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 10/981,135 2004-11-03 U.S.A.