Title of Invention

AN ELECTRICAL GENERATOR CAPABLE OF RUNNING IN BOTH SYNCHRONOUS AND ASYNCHRONOUS MODES

Abstract Conventional way of power generation uses synchronous generators, with few exceptions driven by water turbines in remote areas. Power generation by synchronous generator with brushless excitation system suffers from the problem of 'synchronization', particularly when a number of such generators are used in parallel operation. Another problem is 'hunting' , the stability margin in which case is much below the 'thermal limit' owing to loss of synchronism. The conventional system also suffers from "regulation of frequency". The present invention aims at overcoming the above drawbacks and provides an electrical generator (1) and prime mover (4) attached thereto, characterized in that the said generator is equipped with an exciter (3) mounted on the shaft (2) connecting the said generator and prime mover, which in turn carries a stator current control device (5).
Full Text The present invention relates to an electrical generator capable of running in both
synchronous and asynchronous modes. More particularly the subject invention is concerned
with power generation by an effective, efficient and economic system which is simple and at
the same time substantially free from operational hazards. This invention also concerns a
method of power generation by employing an asynchronous generator, using brushless
excitation system, although brush and commutator system for its excitation may also be
employed.
A few prior patents exist in related field but none of them deals with or relates to an
electrical generator capable of running in either asynchronous or synchronous mode. Some of
these patents are, inter alia, as follows.
US Patent No. 5920162 relates to servo mechanism operating on feed back signal
from variable exciter, but does not disclose a generator capable of running both in
synchronous and asynchronous modes.
US Patent No. 4168459 deals with maintenance of uninterrupted power supply to
loads and consumers, but does not disclose features of the present invention.
UK Patent No, 509155 deals with method for improving power supply and control
system for electric motors, but does not concern electrical generators operating on
synchronous and/or asynchronous modes.
UK Patent No. 1369844 relates to design and operation of an asynchronous or
induction generator driven at variable speed aircraft turbines, differing substantially from the
electrical generator through a brushless system.
This present invention is based on a process of converging mechanical into electrical
energy by adopting a totally novel concept which has not been anticipated or disclosed in the
prior art
In conventional mode of generating power, now-a-days bulk power generation is
carried out by synchronous generator. Very small exceptions of using induction generators
driven by water turbines are observed in remote areas. Power generation by synchronous
generator with brushless excitation system suffers from the problem of "synchronization".

particularly when a number of synchronous generators are used in parallel operation. Another
problem confronting smooth production is "hunting". The stability margin in this case is also
much below the "thermal limit" due mainly to the possibility of loss of synchronism. The
conventional system also suffers from "regulation of frequency" by maintaining constant
rotor speed with the help of governor mechanism, apart from the aforementioned problems of
synchronization and hunting.
In our proposed design, the main generator can be excited from an auxiliary generator
which is called exciter. If the main generator is to run in the asynchronous mode in which its
rotor is driven by the prime mover at a speed different from the synchronous speed at which
the magnetic field rotates, the rotor windings of the main generator and the exciter mounted
on the common shaft are to be electrically connected through their slip rings, which enables
the rotor winding of the main generator to receive slip frequency currents required for
excitation.
In order that the generator may run in the synchronous mode, it is necessary to supply
its rotor winding with (zero frequency) direct current through slip rings. For this purpose,
current from the rotor winding of the exciter is to be rectified through a rectifier mounted on
the common shaft.
The principal object of this invention is to provide an electrical generator capable of
running in both synchronous and asynchronous modes.
A further object of this invention is to provide a system for using asynchronous
generators by overcoming the problem of generation of rotating magnetic field at the starting
and generating lagging reactive power.
A still further object of this invention is to provide a system wherein slip frequency
power is injected to the rotors of the asynchronous generators by means of exciters, which are
auxiliary machines.
Yet another object of this invention is to provide an electrical generator with an
auxiliary machine or a system acting as an exciter capable of producing slip frequency
current as well as direct current for injection into the rotor winding of the main generator.


The foregoing objects are fulfilled by the present invention, which relates to an electrical
generator capable of running in both synchronous and asynchronous modes, comprising a main
generator and a prime mover attached thereto, characterized in that the said generator is equipped with
an exciter for producing slip ring current for injection into the rotor windings of the main generator,
said exciter being mounted on shaft connecting the said generator and prime mover, and wherein the
prime mover carries a stator current control device.
As indicated above, asynchronous generators have the drawbacks like the problem of
producing rotating magnetic field at the starting, and generating lagging reactive power to supply the
load. These drawbacks have been overcome by adopting a new technique of injecting slip frequency
power to the rotors of the asynchronous generators, just as in the case of speed and power factor
control of induction motors by auxiliary machines or exciters providing excitation to the desired level
and extent.
Slip ring induction motors are widely used in the industry for their high starting torque, better
speed control and their rugged construction. They have additional advantages of low initial cost and a
minimal maintenance cost. In the present invention, these machines are used as asynchronous
generators for generating power. The cage rotor induction machine can also be used as asynchronous
generator for power generation provided capacitive devices are connected across the stator windings
as exciters. If the rotor of such a machine is run above synchronous speed by a prime mover, the
machine generates electricity at negative slip (usually between 3% and 5%), which can be used for
transmission and distribution through network.
Requisite excitation may be provided with some auxiliary machine, such as, for instance,
Leblanc, Walker or Scherbiu's machine. Some object of providing excitation may be achieved by
electronic amplifiers using BJT, FET, IGBT or vacuum triode tubes with appropriate values of
resistance, capacitance or inductance in the biasing circuit, as used in FM modulators. The prime
mover at starting rotates the motor of asynchronous generator and its exciter below synchronous
speed if it is connected to the power grid, or above synchronous speed if the system is an isolated one
and not connected to the power grid.
In case of power grid connection, the system first runs as an induction motor and the requisite
magnetizing power is then provided by the power grid, while the core, windage and frictional losses
are provided by the prime mover. But when the prime mover enhances the speed of the machine
above synchronous speed in the same direction as the rotating magnetic field, the machine runs as
generator, delivering electrical power to the connected busbar and drawing its excitation from the
auxiliary machine acting as the exciter.


For a further embodiment of the present invention, i.e. for an isolated system the machine starts
generation due to remnant or residual magnetism of its stator and rotor core with capacitors connected to
the stator winding. In this instance also auxiliary machines can be used as rotating capacitors since these
provide magnetizing reactive power to the main generator. The electronic reactive power compensator as
disclosed in Indian Patent Application No. 793/KOL/2005 can effectively be used for providing
excitation. For this purpose, the aforesaid compensator device can be directly across the stator winding of
asynchronous generator and as a consequence thereof, no auxiliary exciter is required. As an alternative
both the electronic reactive power compensator and the auxiliary machine as exciter may be used to make
the system full proof with the flexibility of reactive power control.
If a direct connection is not made, then another asynchronous generator with small air gap can be
used as exciter along with the electronic phase compensator or thyristor switched capacitor or
synchronous condenser across its stator windings. If an auxiliary machine, viz. Leblanc machine, Walker
machine or Scherbin's machine with brush and commutator assembly to be used as an exciter, then in
place of variable resistors triac-diac assemblies may be used with their stator windings. The exciters are
mounted on the same shaft of the main generator.
If it is desired to make the system brushless, a second asynchronous generator of smaller rating is
used which receices its rotor current from the rotor of the main generator. The asynchronous generator of
smaller rating having a small air gap is used as an exciter, where capacitive devices are connected to its
stator windings. The two rotor windings of the main generator and exciter are mounted on the same shaft
and rotor windings are connected directly through the slip rings without any brush.
The auxiliary machine which acts as an exciter can be used to produce slip frequency current as
well as direct current for injection into the rotor winding of the main generator. When the exciter runs as a
slip frequency generator, its stator winding is provided with a combination of series or parallel connection
of variable resistors and variable capacitors. On the other hand, when the exciter runs as a direct current
generator, the combinations of variable resistors and variable capacitors are disconnected and a source of
direct current with proper magnitude and polarity which can be adjusted is connected across the stator
winding of the exciter.
When the exciter runs as a D.C generator and the main generator runs as a synchronous generator,
the alternating current produced by the exciter in its rotor winding is rectified by a shaft-mounted rectifier
(uncontrolled), the output of which is fed into the rotor circuit of the main generator and the shaft is
driven at the synchronous speed (n, r.p.s) of the main generator where


in which 'f' is the supply frequency in Hz and p, is the number of pole pairs of main
generator.
When the main generator runs in asynchronous mode, the shaft may run between the speeds n and
n1, where n is the synchronous speed of the combination of the main generator and the exciter and n1 is
the synchronous speed of the main generator as stated earlier. The shaft can also be made to run above the
speed n1. The relation between n and n1 may be expressed as-

where p1 has been stated earlier and p2 is the number of pole pairs of the exciter.
The invention will now be more particularly illustrated by means of accompanying drawings
wherein,
Fig. 1 shows the electrical generator assembly of the present invention.
Fig.2a is the block representation and Fig.2b is the diagramatic representation of Leblanc machine.
Fig.3 shows the block representation of Walker machine.
Fig.4 is the block representation of Scherbin's machine.
Fig.5 depicts a frequency converter and its control device used as exciter and
Fig.6 shows a brushless system with a second asynchronous generator of smaller rating.
Referring to Fig.1 of the drawings, (1) is the main generator, (2) is the shaft connecting the main
generator (1) and prime mover (4). Exciter assembly (3) is mounted on the main shaft (2) and is equipped
with stator current control device (5). The arrow heads indicate direction of current flow to supply.
Fig.2a showing a block diagrammatic representation of Leblanc machine used as an exciter (3).
which has carbon brushes (6) and commutator (7) attached to the rotor (8). The direction of the arrow
indicates flow of current to main generator rotor.
Fig.2B depicts a diagrammatic representation of Leblanc machine, in which (9) is the stator
carrying a "diac-triac assembly" (10). (8) stands for the rotor along with carbon brush (6) and commutator
(7).
Fig.3 illustrates block representation of Walker machine used as an exciter, in which the rotor (8)
is attached to/connected with carbon brush (6) and commutator (7) assembly, which in turn is connected

to the rotor of the main generator, as indicated by the direction of the arrows, through inductors in series
(11).
Fig.4 shows a block representation of Scherbin's machine, which may also be used as an exciter.
This differs from the Walker machine only in the deployment of the inductors. As may be seen from the
drawings, Scherbin's machine uses parallel inductors (12), and the arrow heads signify direction of
connection with the rotor of the main generator.
Fig.5 shows a diagrammatic representation of another embodiment of this invention which is
frequency converter and its control device used as exciter. Incoming current from supply is made to pass
through a variable ratio transformer (13), followed by passage through rotor (8) carrying brush and
commutator assembly. This assembly in turn leads to the main generator rotor.
Fig.6 of the drawings pertains to yet another embodiment of this invention and illustrates a
diagrammatic representation of a brushless system which is in effect a variant of the set-up shown in Fig. 1
of the drawings, wherein sliprings are mounted on the main shaft connecting the prime mover and the
main generator. The location of these devices is usually between said exciter and main generation unit as
indicated in the drawing by (14).
The system of the present invention is simple, yet cost effective. As the electronic components at
different ratings are easily available at a reasonable cost in the open market, assembly/fabrication of the
machine poses no problem.
Apart from the conventional areas of power generation, the system of the present invention can be
put to good use in non-conventional areas of power generation such as, for instance,- (i) wind, (ii) tidal
waves, (iii) oceanic current, etc., the last named having been developed by Chinese Engineers using the
principle of diffraction grating.
Additional modifications and improvements of the present invention may also be apparent to
those skilled in the art. Thus, the particular combination of parts described and illustrated herein is
intended to represent only one embodiment of the present invention, and is not intended to serve as
limitations of alternative devices within the spirit and scope of the invention.

We claim:
1. An electrical generator capable of running in both synchronous and asynchronous modes,
comprising a main generator (1) and a prime mover (4) attached thereto, characterized in that
the said generator is equipped with an exciter (3) for producing slip ring current for injection
into the rotor windings of the main generator, said exciter being mounted on shaft (2)
connecting the said generator and prime mover, and wherein the prime mover carries a stator
current control device (5).
2. An electrical generator as claimed in Claim 1, wherein excitation is provided by an auxiliary
machine selected from the group of Leblanc, Walker or Scherbiu's machine, or by electronic
amplifiers using BJT, FET, IGBT or vacuum triode tubes with appropriate values of
resistance, capacitance or inductance in the biasing circuit, as used in FM modulators.
3. An electrical generator as claimed in Claims 1 and 2, wherein a frequency converter and its
control device are used as the exciter.
4. An electrical generator as claimed in Claims 1 and 3, wherein the frequency converter
includes commutator (7) and carbon brush (6) assembly, and a variable ratio transformer (13)
serves as the control device, the entire assembly being used as the exciter.
5. An electrical generator as claimed in Claim 1, wherein the system is made brushless by
introducing slip rings (14) mounted on the main shaft (2) between the main generator (1) and
exciter (3), the said shaft being rotated by the prime mover (4).
6. An electrical generator as claimed in Claims 1 and 5, wherein a second asynchronous
generator of smaller rating having small air gap which receives its rotor current from the rotor
of the main generator is used as exciter, wherein slip rings (14) are mounted in its stator
windings, and two rotor windings of main generator and exciter are mounted on the same
shaft and the rotor windings are connected directly through the springs without any brush.
7. An electrical generator as claimed in Claim 1, wherein the exciter to act as a slip frequency
generator, the stator winding thereof is provided with a combination of series or parallel
connection of variable resistors or variable capacitors.

8. An electrical generator as claimed in Claim 1, wherein the exciter to act as a direct current
generator, the combination of variable resistors and variable capacitors are disconnected and a
source of direct current with adjustable magnitude and polarity is connected across the stator
winding of the exciter.
9. An electrical generator capable of running in both synchronous and asynchronous modes,
substantially as hereinfore described with particular reference to the accompanying drawings.


Conventional way of power generation uses synchronous
generators, with few exceptions driven by water turbines in
remote areas. Power generation by synchronous generator with
brushless excitation system suffers from the problem of
'synchronization', particularly when a number of such
generators are used in parallel operation. Another problem is
'hunting' , the stability margin in which case is much below
the 'thermal limit' owing to loss of synchronism. The
conventional system also suffers from "regulation of
frequency".
The present invention aims at overcoming the above
drawbacks and provides an electrical generator (1) and prime
mover (4) attached thereto, characterized in that the said
generator is equipped with an exciter (3) mounted on the shaft
(2) connecting the said generator and prime mover, which in
turn carries a stator current control device (5).

Documents:

00682-kol-2006-abstract.pdf

00682-kol-2006-claims.pdf

00682-kol-2006-correspondence others.pdf

00682-kol-2006-description(complete).pdf

00682-kol-2006-drawings.pdf

00682-kol-2006-form-1.pdf

00682-kol-2006-form-2.pdf

00682-kol-2006-form-3.pdf

00682-kol-2006-form-9.pdf

00682-kol-2006-power of attorney.pdf

682-KOL-2006-(06-09-2011)-CORRESPONDENCE.pdf

682-KOL-2006-(29-09-2011)-CORRESPONDENCE.pdf

682-KOL-2006-(29-09-2011)-OTHERS.pdf

682-KOL-2006-ABSTRACT.pdf

682-KOL-2006-AMANDED PAGES OF SPECIFICATION.pdf

682-KOL-2006-CANCELLED PAGES.pdf

682-KOL-2006-CLAIMS.pdf

682-KOL-2006-CORRESPONDENCE 1.1.pdf

682-KOL-2006-CORRESPONDENCE OTHERS 1.1.pdf

682-KOL-2006-CORRESPONDENCE-(12-12-2011).pdf

682-KOL-2006-DESCRIPTION (COMPLETE).pdf

682-KOL-2006-DRAWINGS.pdf

682-kol-2006-examination report.pdf

682-KOL-2006-FORM 1.pdf

682-kol-2006-form 18.pdf

682-KOL-2006-FORM 2.pdf

682-kol-2006-form 3.1.pdf

682-KOL-2006-FORM 3.pdf

682-kol-2006-form 9.pdf

682-KOL-2006-FORM-1-(12-12-2011).pdf

682-KOL-2006-FORM-13-(12-12-2011).pdf

682-kol-2006-granted-abstract.pdf

682-KOL-2006-GRANTED-CLAIMS.pdf

682-kol-2006-granted-description (complete).pdf

682-kol-2006-granted-drawings.pdf

682-kol-2006-granted-form 1.pdf

682-kol-2006-granted-form 2.pdf

682-KOL-2006-GRANTED-SPECIFICATION.pdf

682-kol-2006-pa.pdf

682-KOL-2006-REPLY TO EXAMINATION REPORT.pdf

682-kol-2006-reply to examination report1.1.pdf

abstract-00682-kol-2006.jpg


Patent Number 252027
Indian Patent Application Number 682/KOL/2006
PG Journal Number 17/2012
Publication Date 27-Apr-2012
Grant Date 23-Apr-2012
Date of Filing 10-Jul-2006
Name of Patentee TARAFDAR, DR. GAUTAM
Applicant Address CHANDRALAYA APARTMENTS 5/A, S.B. GHOSH ROAD, P.O.: TALPUKUR, DIST.: 24 PRGS. (N)
Inventors:
# Inventor's Name Inventor's Address
1 MANNA, PROF. ANANDAMOY DEPARTMENT OF PHYSICS JADAVPUR UNIVERSITY, KOLKATA-700 032
2 MUKHERJEE PRASANTA BC-83, SAMARPALLY, ROAD : I/5/1, P.O.: MILANBAZAR KRISHNAPUR, KOLKATA-700 102
3 TARAFDAR, DR. GAUTAM CHANDRALAYA APARTMENTS 5/A, S.B. GHOSH ROAD, P.O.: TALPUKUR, DIST.: 24 PRGS. (N)
PCT International Classification Number H01M 2/36
PCT International Application Number N/A
PCT International Filing date
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 NA