Title of Invention

AN ULTRASONIC SURGICAL INSTRUMENT

Abstract Disclosed is an ultrasonic surgical device having a distally/proximally movable fluid management system consisting of single lumen or multiple lumens. The invention provides for the delivery of irrigation fluid or t5he removal of fluid, debris or vapor from the tissue collecting portion of the blade while minimizing the loading on the blade. The blade of the surgical device when exited at a natural blade system frequency will have modal shapes characterized by longitudinal, transverse XXX/or torsional motion and will have modal locations for these motions at positions along the tissue effecting length of the blade. The instrument is designed to allow for the fluid management system to be positioned at one or more motion nodes to facilitate efficient removal of tissue or fluid, which XXX to accumulate at such nodes of the XXX surgical blades.]
Full Text WO 2004/026104 PCT/US2003/029474
ULTRASONIC SURGICAL INSTRUMENT INCORPORATING FLUID
MANAGEMENT
Cross Reference to Related Applications
[0001] The present application is a continuation-in-part of co-pending U.S. patent
application no. 09/826,070 filed on April 4, 2001 entitled "Blades with Functional
Balance Asymmetries tor Use with Ultrasonic Surgical Instruments' and further
claims the priority benefit of U.S. provisional patent application serial no.
60/412,845, filed on September 23, 2002, both of which are incorporated by
reference in their entirety herein.
Field of the Invention
[0002] The present invention relates to an ultrasonic surgical instrument for cutting,
coagulating, grasping and blunt-dissecting tissue, and particularly relates to an
ultrasonic surgical instrument having a port or lumen tor providing fluid, vapor
and/or debris management, such as, suction or irrigation to the surgical site. The
present invention is, in one embodiment, specifically adapted for endoscopic
surgery, although, it has other medical applications as well.
Background of the invention
[0003] The prior art often features a suction system located at the distal end of an
ultrasonic phacoemulsifier. This allows for suction/irrigation, but a problem exists
in that the fluid suctioned or expelled from the ultrasonic phacoemulsifier is
heated due to its direct contact with the ultrasonic blade. Fluids that come in
direct contact with the ultrasonic blade cause a substantial heat reduction making
the cauterization feature of the instrument less effective. The fluid in direct
contact with the ultrasonic blade causes a decrease in the available transmitted
ultrasonic energy, that is, the fluid dampens or loads the blade system requiring

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more input power to achieve the desired tissue elfect. In addition, the tissue
and/or fluids being transmitted through the blade cavity tend to accumulate at the
nodes of the blade. This accumulation creates a blockage within the blade,
which results in a reduced flow situation and even more power loss due to blade
loading.
[0004] There is a need for an ultrasonic surgical device with suction and/or irrigation
capabilities in which the suction/irrigation does not increase (due to, for example,
loading of the blade system due to a collection of debris) or decrease (due to, for
example, convective cooling) the heat emissions of the blade nor decrease the
net power of the blade available to do work. A need is also present for an
ultrasonic surgical device to effectively eliminate debris, which is known to collect
at or near the nodes (longitudinal, torsional and/or transverse - modes or motion)
of ultrasonic blades. In addition, a need is present to eliminate vapor from the
ultrasonic transactions to allow for increased visibility for the clinical user.
[000,5] The present invention addresses the deficiencies of the prior art and provides an
ultrasonic surgical instrument that is useful in both open and endoscopic surgical
applications in addition to robotic-assisted surgeries.
Brief Summary of the Invention
[0006] The present invention provides for an ultrasonic surgical device having a
distally/proxirnally movable fluid management system consisting of single lumen
or multiple lumens, which is positioned so as to minimally contact the ultrasonic
blade. The invention provides for means of controlled delivery/ removal of fluids,
debris or vapor to and/or from the tissue effecting portion of the blade while
minimizing the loading on the blade. The blades in the preferred embodiment
are non-axisymmetric in at least one plane and have modal shapes at a given
natural excitation frequency characterized try longitudinal, transverse, and/or
torsional motion patterns where at least one nodal point along the tissue effecting

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portion of the blade exists and is defined by a minimum (approximately zero)
vibratory motion of the blade in a direction and at least one antinodal position
exists along the tissue effecting portion (for example, at the distal tip) where the
motion in the same direction is a maximum. This invention can also be used with
axisymmetric blades that propagate vibratory motion in any of the
aforementioned forms (longitudinal, transverse, and torsional) or combinations
thereof wherein at least one motion nodal point is available for effecting tissue.
The preferred instrument is designed to allow for the fluid management system to
be positioned at one or more transverse (mode or motion) node to facilitate
efficient removal of tissue or fluid, which tends to accumulate at such nodes of
non-axisymmetric ultrasonic surgical blades.
[0007] It is Known that during ultrasonic surgical procedures fluid and tissue
accumulates at the nodes (longitudinal, transverse, and torsional- modes or
motion). The present invention takes advantage of this phenomenon by utilizing
a movable single lumen or movable multiple lumens, which may be placed for
suction/irrigation at any of the nodes contained within the working portion of the
end-effector. It may also be beneficial for the surgeon to have the ability to
position the lumen/ lumens anywhere along the working portion of the end-
effector. Less suction is therefore required to remove the tissue or particles that
have already accumulated near the nodal locations.
[0008] The present invention has the advantage of having the movable suction/irrigation
lumen/lumens located away from the ultrasonic blade. In the prior art,
instruments that have a suction system, an irrigation system, or both, in contact
with the ultrasonic blade, have several disadvantages as earlier discussed. By
locating the movable suction/irrigation lumen/lumens away from the blade, the
coagulating temperature of the blade is not decreased and the unpredictable
temperature increase of the blade that are due to tissue accumulation at the
transverse (mode or motion) nodes of the blade are eliminated. In the present

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invertion, the ultrasonic blades may also be solid as opposed to the necessary
hollow blades seen in the prior art. This solid construction allows for better blade
strength and allows more versatility of construction and shape.
[0009] The movable suction/irrigation lumen/ lumens allows physicians to
suction/irrigate at the most optimal location. Various blades will have different
nodal (longitudinal, transverse, and torsional- rnode or motion) locations due to
the abundance of blade lengths, operating frequencies, materials, and geometry
that affect the characteristic mode shape(s) of the blade that will be excited
during use. A movable suction/irrigation lumen/lumens enables physicians to
locate the suction/irrigation system at the desired location (nodal or otherwise),
wherever that may be on a given blade.
[0010] The present invention also features the advantage of a channel located in the
tissue-effecting portion of the ultrasonic blade. Fluid and tissue, which have a
tendency to congregate at the nodal location, are more easily removed because
the channel prevents collected particles from escaping from the suction device.
The channel may also be used to direct irrigation fluid to the surgical site.
Additionally, the channel may come in contact with the lumen/lumens in order to
provide support or partially constrain the lumen. The channel may come in a
variety of embodiments such as a spoon shape, Wide curve, etc. The lumen may
also be moved proximally in order to evacuate aerosol and/or vapor from the
surgical site during the procedure.
[0011] The lumen/ lumens may also be positioned to deliver irrigation through the
device. Irrigation is, at times, beneficial to remove tissue and/or blood from the
device when the blade is active. It is also beneficial to deliver irrigation to the
surgical site in order to improve the visualization or clean the site in question. It
makes sense that the lumen/ lumens would be movable infinitely along the
working portion of the end-effector. In the case of the surgical site irrigation, it

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may be beneficial to allow movement of the lumen/ lumens beyond the distal XXX
of the blade.
Brief Description of the Figures
[0012] The novel features of the invention are set forth with particularity in the appended
claims. The invention itself however, both as to organization and methods of
operation, together with further objects and advantages thereof, may best be
understood by reference to the following description, taken in conjunction with
the accompanying drawings in which;
[0013] FIGURE 1 illustrates an ultrasonic surgical system including an elevation view of
an ultrasonic generator, a sectioned plan view of an ultrasonic transoucer, and a
partially sectioned plan view of a clamp coagulator in accordance with the
present invention;
[0014] FIGURE 2 is a side view of an end-effector of the clamp coagulator with the
clamp arm open;
[0015] FIGURE 3a is a bottom plan view of a blade of the clamp coagulator;
[0016] FIGURE 3b is a cross-sectional view of a blade of the clamp coagulator;
[0017] FIGURE 3c is a cross-sectional view of an alternate embodiment of a blade of
the clamp coagulator;
[0018] FIGURE 4 is a perspective view of an end-effector of the clamp coagulator.
[0019] FIGURE 5 is a perspective view of one embodiment of a fluid management
lumen for use with a clamp and curved blade ultrasonic and effector;
[0020] FIGURES 6a-c are perspective views of a fluid management lumen in
combination with alternate embodiments of ultrasonic blade end effectors;

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[0021] FIGURES 7a-b are perspective views of a fluid management lumen in
combination with ultrasonic blade end effectors having channels;
[0022] FIGURE 8 is a perspective view of an alternate embodiment of a blade and
clamp in combination With a fluid management lumen; and
[0023] FIGURE 9a-e are elevation views of alternate ultrasonic blade designs for use
with in combination with a fluid management lumen.
Detailed Description of the Invention
[0024] Before explaining the present invention in detail, it should be noted that the
invention is not limited in its application or use to the details of construction and
arrangement of parts illustrated in the accompanying drawings and description.
The illustrative embodiments of the invention may be implemented or
incorporated in other embodiments, variations and modifications, and may be
practiced or carried out in various ways. For example, the surgical instrument
and blade configurations disclosed below are illustrative only and not meant to
limit the scope or application of the invention. Furthermore, unless otherwise
indicated, the terms and expressions employed herein have been chosen tor the
purpose of describing the illustrative embodiments of the present invention for
the convenience of the reader and are not for the purpose of limiting the
invention.
[0025] Further, it is understood, that any one or more of the following-described
embodiments, expressions of embodiments, examples, methods, etc. can be
combined with or are descriptive of any one or more of the other following-
described embodiments, expressions of embodiments, examples, methods, etc.
[0026] The present invention is useful in combination wifh a blade only, a blade and a
clamp, a shear configuration, or numerous other end-effectors. Examples of
ultrasonic surgical instruments are disclosed in United States Patent nos.

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5 3 2 055 and 5 954 736 and n comb na on w h u ason c b ades and su g cal
ns uments as o examp e dscosed n un ed sa es paten nos 6 309 400
B2 6 283 93 B and 6 325 811 B al o wh ch a e ncorpo a ed n he ent ety
des gn and b ade des gns whe e a ong tud na mode of he b ade s exc ed
Because of asymme y o asymmetnes hese b ades exh b ansve se and/o
motion s ess han hat of he gene a long ud na mo on of he b ade and s
extende porton The eto o he wave shape of the non ongtudnal mot on w l
w have at east ong ud nal mo on a ong the ength ex end ng rom is d s a
end an ant node of ongitud na mot on to the s noda post on o ong ud na
mo on that s p oxma o the ssue effecto port on)
[0027] F gure 1 lus ates u ason c system o comp s ng an u t ason c s gna
gene ato 15w h ul ason c ansduce B2 hand pece hous ng 20 and clamp
coagu ato 20 n accordance w th he p esent nven on Camp coagula o 20
may be used fo open o apa oscop c su gery The u ason c ansduce 82
wh ch s known as a Langev n s ack gene a! y nc udes a t ansduct on port on
90 a at esonato o end bel 92 and a second resonator o fo e be 94 and
ancit ary components The ultrason c transduce 82 s prefe ab y an n eg a
numbe of one-half system wave engths (nW2) n eng h as w I be desc bed n
mo e detai ate An acous c assembly 80 ncludes the ult ason c ansduce 82
moun 36 veoc ty ans om e 64 and surface 95
[0028] The d sta e d o end bel 92 s connected to he p ox ma end of ansduct on
port on 90 and he p ox mal end of ore-be 94 s connec ed to the d sta end o
ansduct on port on 90 Fo e bell 94 and end bel 92 have a length determ ned
by a numbe o vanab es nc ud ng the th ckness of the transduct on port on 90

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the density and modulus of elastlcity of the material used to manufacture and-belt
92 and fore-bell 94, and the resonant frequency of the ultrasonic transducer 82.
The fore-bell 94 may be tapered inwardly from its proximal end to its distal end to
amplify the ultrasonic vibration amplitude as velocity transformer 64, or
alternately may have no amplification.
[0029] The piezoelectric elements 100 may be fabricated from any suitable material.
such as, for example, lead zirconate-titanate, lead meta-niobate, lead titanate, or
other piezoelectric crystal material. Each of the positive electrodes 36, negative
electrodes 98, and piezoelectric elements 100 has a bore extending through the
center. The positive and negative electrodes 96 and 98 are electrically coupled
to wires 102 and 104, respectively. Wires 102 and 104 are encased within cable
25 and electrically connectable to ultrasonic signal generator 15 of ultrasonic
system 10.
[0030] Ultrasonic transducer 82 of the acoustic assembly 80 converts the electrical
signal from ultrasonic signal generator 15 into mechanical energy that results in
primarily longitudinal vibratory motion of the ultrasonic transducer 82 and an end-
number GEN01, from Ethicon Endo-Surgery, inc., Cincinnati, Ohlo. When the
acoustic assembly 80 is energized, a vibratory motion standing wave is
generated through the acoustic assembly 80. The amplitude of the vibratory
motion at any point along the acoustic assembly 80 depends on the location
along the acoustic assembly 80 at which the vibratory motion is measured. A
minimum or zero crossing in the vibratory motion standing wave is generally
referred to as a node (i.e., where motion is usually minimal), and an absolute
value maximum or peak in the standing wave is generally referred to as an anti-
node. The distance between an anti-node and its nearest node is one-quarter
wavelength (2/4).

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[0031] Wires 102 and 104 transmit the electrical signal from the ultrasonic signal
generator 15 lo positive electrodes 96 and negative electrodes 98, The
piezoelectric elements 100 are energized by an electrical signal supplied from
the ultrasonic signal generator 15 in response to a foot switch 118 to produce an
acoustic standing wave in the acoustic assembly 80. The electrical signal
causes disturbances in the piezoelectric elements 100 in the form of repeated
small displacements resulting in large compression forces within the material.
The repeated small displacements cause the piezoelectric elements 100 to
expand and contract in a continuous manner along the axis of the voltage
gradient producing longitudinal waves of ultrasonic energy . The ultrasonic
energy is transmitted through the acoustic assembly 80 to the end-effector 180.
[0032] In order for the acoustic assembly 80 to deliver energy to end-effector 180, all
components of acoustic assembly 80 must be acoustically coupled to the
ultrasonically active portions of clamp coagulator 120. The distal end of the
ultrasonic transducer 82 may be acoustically coupled at surface 95 to the
proximal end of an ultrasonic waveguide 179 by a threaded connection such as
stud 50.
[0033] The components of the acoustic assembly 80 are preferably acoustically tuned
such that the lenglh of any assembly is an integral number of one-half
wavelengths (nλ /2), where the wavelength λ is the wavelength of a pre-selected
or operating longitudinal vibration drive frequency XXX of the acoustic assembly 80,
and where n is any positive integer. It is also contemplated that the acoustic
assembly 80 may incorporate any suitable arrangement of acoustic elements.
[0034] The damp coagulator 120 may include an instrument housing 130, and an
elongated member 150. The elongated member 150 can be selectively rotated
with respect lo the instrument housing 130. Located at the distal end of the outer

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tube 160 is an end-effector 180 for performing various tasks, such as, for
example, grasping tissue, cutting tissue and the like.
[0035] End-effector 180 and its components are shown in greater detail in Figures 2
through 4. The end-effector 180 generally includes a non-vibrating clamp arm
assembly 300 to, for example, grip tissue or compress tissue against the
ultrasonic blade 88. The end-effector 180 is illustrated In Figs. 2 and 4 in a
damp open position, and clamp arm assembly 300 is preferably pivotally
attached to the distal end of the outer tube 160. The clamp arm 202 has tissue
pad 208 with serrations 210 attached thereto for squeezing tissue between the
ultrasonic blade 88 and clamp arm assembly 300.
[0036] The distal end of the tubular member 174 of the inner tube 170 preferably
includes a finger or flange 171 that extends therefrom. The flange 171 has an
opening 173A and an opening 173B (not shown) to receive the first post 206A
and second post 2068 of the clamp arm 202. When the inner tube 170 of the
eiongated member 150 is moved axially, the flange 171 moves forwardly or
rearwardly while engaging the first post 206A and second post 206B of the clamp
arm assembly 300 to open and close the clamp arm 202.
[0037] The ultrasonic waveguide 179 of the elongated member 150 extends through
aperture 175 of the inner tube 170. The ultrasonic waveguide 179 is preferably
substantially semi-flexible. It will be recognized that the ultrasonic waveguide
179 may be substantially rigid or may be a flexible wire. Ultrasonic vibrations are
transmitted along the ultrasonic waveguide 179 in a longitudinal direction to
vibrate the ultrasonic blade 88.
[0038] The ultrasonic waveguide 179 may, for example, have a length substantially
equal to an integral number of one-half system wavelengths (0λ√2). The
ultrasonic waveguide 179 may be preferably fabricated from a solid core shaft
constructed out of material that propagates ultrasonic energy efficiently, such as

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titanium alloy (i.e., Ti-6A1-4V) or an aluminum alloy. The ultrasonic waveguide
179 may also amplify the mechanical vibrations transmitted to the ultrasonic
blade 88 as is well known in the art.
[0039] The ultrasonic blade 88 may have a length substantially equal to an integral
multiple of one-half system wavelengths (0λ√2). The distal end of ultrasonic
blade 88 may be disposed near an antinode in order to provide the maximum
longitudinal excursion of the distal end. When the transducer assembly is
energized, the distal end of the ultrasonic blade 88 is configured to move in the
range of, for example, approximately 10 to 500 microns peak-to-peak, and
preferably in the range of about 30 to 150 microns at a predetermined vibrational
frequency.
[0040] The ultrasonic blade 88 is preferably made from a solid cote shaft constructed of
material which propagates ultrasonic energy, such as a titanium alloy (i.e., Ti-6AI-
4V) or an aluminum alloy and can be of various geometries. As illustrated in
Figures 3a-c and 4, the geometry of the ultrasonic blade 88 delivers ultrasonic
power more uniformly to clamped tissue than predicate devices. The end-
effector 180 provides for improved visibility of the blade tip so that a surgeon can
verify that the blade 88 extends across the structure being cut or coagulated.
This is especially important in verifying margins for large blood vessels. The
geometry also provides for improved tissue access by more closely replicating
the curvature of biological structures. Blade 88 provides a multitude of edges
and surfaces, designed to provide a multitude of tissue effects: clamped
coagulation, clamped cutting, grasping, back-cutting, dissection, spot
coagulation, tip penetration and tip scoring.
[0041] The distal most tip of blade 88 has a surface 54 perpendicular to tangent 63, a
line tangent to the curvature at the distal tip. Two fillet-like features 61A and 61B
are used to blend surfaces 51, 52 and 54, thus giving a blunt tip that can be

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utllized for spot coagulation. The top of the blade 88 is radiused and blunt,
providing a broad edge, or surface 56, for clamping tissues between it and clamp
arm assembly 300. Surface 56 is used for clamped cutting and coagulation as
well as manipulaling tissues while the blade is inactive.
[0042] The bottom surface has a spherical cut 53 that provides a narrow edge, or sharp
edge 55, along the bottom of blade as. The material cut is accomplished by, for
example, sweeping a spherical end mill through an arc of radius R1 and then
finishing the cut using a second, tighter radius R2 that blends the cut with a
bottom surface 58 of the blade 88. Radius R1 is preferably within the range of
0.5 inches to 2 inches, more preferably within the range ot 0.9 inches to 1.1
inches, and most preferably about 1.068 inches. Radius R2 is preferably within
the range of 0.125 inches to 0.5 inches, and most preferably about 0.25 inches.
The second radius R2 and the corresponding blend with the bottom surface 56 of
blade 88 diminishes the stress concentrated at the end of the spherical cut
relative io stopping the cut wiihout this blend. The sharp edge 55 facilitates
disseclion and unclamped cutting (back-cutting) through less vascular tissues.
[0043] Spherical cut 53 on bottom surface 58 of blade 88 creates sharp edge 55 while
removing a minimal amount of material from blade 88. Spherical cut 53 on the
bottom of blade 88 creates a sharp edge 55 with an angle of α as described
below. This angle a may be similar to predicate shears devices such as, for
example, the LCS-K5 manufactured by Ethicon Endo-Surgery, Inc., Cincinnati,
Ohio. However blade 88 cuts faster than predicate devices by virtue of the
orientation of the angle a with respect to the typical application force. For the
predicate shears devices, the edges are symmetric, spanning the application
force equally. The edges for the present invention are asymmetric, with the
asymmetry of the edges dictating how quickly tissue is separated or cut. The
asymmetry is important in that it provides for an effectively sharper edge when
ultrasonically activated, without removing a significant volume of material, while

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maintaining blunt geometry. This asymmetric angle as well as the curvature of
the blade act to self tension tissue during back-cutting utilizing a slight hook-like
or wedge-like action.
[0044] Sharp edge 55 of ultrasonic blade 88 is defined by the intersection of surface 53
and a second surface 57 left after bottom surface 58 has received spherical cut
53. Clamp arm assembly 300 is pivotally mounted on said distal end of outer
tube 160 for pivotal movement with respect to ultrasonic blade 88, for clamping
tissue between clamp arm assembly 300 and ultrasonic blade 88. Reciprocal
movement of inner tube 170 pivots clamp arm assembly 300 through an arc of
movement, defining a vertical plane 181. A tangent 60 of spherical cut 53 at
sharp edge 55 defines an angle a with a tangent 62 of second surface 57, as
illustrated in Figure 3b. The bisection 59 of angle a preferably does not lie in
vertical plane 181, but is offset by an angle β Preferably the tangent 60 of
spherical cut 53 lies within about 5 to 50 degrees of vertical plane 181, and most
preferably the tangent of spherical cut 53 lies about 38.8 degrees from vertical
plane 181. Preferably angle α is within the range of about 90 to 150 degrees,
and most preferably angle α is about 121.6 degrees.
[0045] Looking to Figure 3c, an alternate embodiment illustrated with an asymmeiric
narrow edge. A tangent 60A of a spherical cut 53A at a sharp edge 55A defines
an angle αA with a tangent 62A of a second surface 57A. as illustrated in Figure
3c. A bisection 59A of angle αA preferably does not lie in a vertical plane 181A,
but is offset by an angle βA.
[0046] The curved shape of the design of ultrasonic blade 88 also results in a more
uniformly distributed energy delivery to tissue as it is clamped against the blade
88. Uniform energy delivery is desired so that a consistent tissue effect (thermal
and transaction effect) along the length of end-effector 180 is achieved. The
distal most 15 millimeters of blade 88 is the working portion, used to achieve a

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tissue effect. As will be further described below. the displacement vectors for
locations along the curved shears blade 88 have directions that, by virtue of the
Improvements of the present invention over predicate instruments, lie largely in the
x-y plane illustrated in Figures 3a-c. The motion, therefore, of blade 88 lies within
a plane (the x-y plane) that is perpendicular to the direction of the clamping fares
from clamp arm assembly 300.
[0047] Straight symmetric ultrasonic Glades in general have tip excursions that lie along
the longitudinal avis, designated the x-axis in Figures 3a-c. Transverse motion is
usually undesirable because it results in undesirable heat generation in inner
tube 170. When a functional asymmetry is added to an ultrasonic blade, such as
a curved end-effector as described in U.S. Patent Application Serial No.
09/106,686 incorporated herein by reference, the functional asymmetry creates
an imbalance in the ultrasonic waveguide. If the imbalance is not corrected, then
undesirable heat, noise, and compromised tissue effect occur. Although U.S.
Patent Application Serial No. 09/106,686 teaches how to provide ultrasonic
blades that are balanced proximal to the balance asymmetry, the distal portion of
the end-effector has an excursion in at least two axes. If the end-effector has a
single plane of functional asymmetry, such as a curved end-effector, but the
blade is otherwise symmetric, then the excursion will lie in a plane at the distal
most end.
[0048] It is often desirable to minimize any ultrasonic blade 38 excursion in the z-axis
direction. Excursion of ultrasonic blade 88 In the z-axis direction causes system
inefficiencies, resulting in undesirable heating, power loss, and possibly noise.
Excursion of ultrasonic blade 88 in the Z-axis direction at end-effector 180 causes
the ultrasonic blade 38 to impact tissue lying between ultrasonic blade 88 and
clamp arm assembly 300. It is desirable to limit ultrasonic blade 88 excursion to
the x-y plane shown in Figures 3a-c. This allows ultrasonic blade 88 to rub tissue
lying between ultrasonic blade 38 and clamp arm assembly 300 without impact,

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which optimizes heating of the tissue, and thus provides optimal coagulation.
Minimizing z-axis excursion both proxirnal to the end-effector 180. and in
ultrasonic blade 88, may be accomplished by proper selection of a spherical cut
53.
[0049] However, an ultrasonic end-effector 180 with an ultrasonic blade 88 that has
multiple functional asymmetries, such as ultrasonic blade 88 as illustrated in
Figures 3-4, will nafurally have a tendency to include tip excursion In all three
axes, x, y, and z if not balanced properly. For example, ultrasonic blade 88 as
illustrated in Figure 3a is curved in the y direction at its distal end. This
curvature, although balanced proximal to end-effector 180, will cause ultrasonic
blade 88 to have excursions in both the x and y directions when activated.
Adding spherical cut 53 subsequently adds another level of asymmetry to
ultrasonic blade 88, causing tip excursion in all three axes if not corrected, and
also causing z-axis imbalances in ultrasonic waveguide 179 which decreases
efficiency.
[0050] It is possible to minimize z-axis tip excursion proximal to the functional
asymmetry, and therefore maximize efficiency with improved tissue effect, by
providing a functional asymrnetry optimized to minimize z-axis excursion in
ultrasonic waveguide 179. As illustrated in Figure 3, spherical cut 53 may extend
proximaily into ultrasonic blade 88, from the most distal end, to any position. For
example, Figure 3 illustrates a first position 66, a second position 67, and a third
position 68, for spherical cut 53 to extend Into ultrasonic blade 88.
[0051] Table 1 below describes three possible lengths of spherical cuts 53 for ultrasonic
blade 88 illustrated in Figure 3 as first position 66, second position 67, and third
position 68. The rows of Table 1 correspond to the length of cut into the
ultrasonic blade 88, and the columns of Table 1 correspond to the balance
condition and excursions along each axis for each cut length. It can be

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appreciated from Table 1 that providing spherical cut 53 to a length
corresponding to first position 68 minimizes the z axis excursion proximal to the
functional asymmetry. It is preferable to balance ultrasonic blade 88 below 15 %
z axis excursion proximal to the functional asymmetry and it is most preferable to
balance ultrasonic blade 88 below 5% z axis excursion proximal to the functional
asymmetry. Preferably clamp coagulator 120 is designed to oe balanced when
activated in air (loaded only by air), and then balance is verified under other load
conditions.
[0052] In Table 1, a normalized excursion percentage (% z) in a clamping instrument at
the end-effector 88 is calculated by taking the magnitude of the excursion in the
direction normal to the clamp arm when the clamp arm is in its fully closed
position, and dividing that magnitude by the magnitude of the maximum tip
vibration excursion (also called the primary tip vibration excursion), and then
multiplying the dividend by one hundred. Primary tip vibration excursion is the
magnitude of the major axis of the ellipse or ellipsold created by a point on the
distal most end of ultrasonic blade 88 when the ultrasonic blade 88 is activated.
The measurement of excursions is more fully explained in IEC international
standard 61847, titled Measurement and Declaration of the Basic Output
Characteristics of ultrasonic surgical systems, hereby incorporated herein by
reference. A normalized excursion percentage (%x, %y, %z) in ultrasonic blade
88 or ultrasonic waveguide 179 is calculated by taking the magnitude of a
secondary vibration excursion, and dividing that magnitude by the magnitude of
the primary tip vibration excursion, and then multiplying the dividend by one
hundred. Secondary tip vibration excursion is the magnitude of a minor axis, or
other arbitrary axis, of the ellipse or ellipsoid created by a point on the distal most
end of ultrasonic blade 88 when the ultrasonic blade 88 is activated.

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Table 1. Three possible lengths to provide a range of balances for a 0.946 inch
long blade with a radius of R1 manufactured from Ti6A14V with the blade
including a functional asymmetry.

% x at dista % y at distal % z at distal % z proximal
end of blade end of blade end of blade to blade 88
88 88 88
Cut Length = 71.83 69.47 4.15 0.40
12.8 mm,
Location at first
position 6B
Cut Length= 14.8 72.49 68.87 1.60 12.43
mm, Location at
second position
67
Cut Length= 8.2 74.54 66.03 9.21 8.25
mm, Location at
third position 66
[0053] Fig. 5 discloses the ultrasonic end effector 180, featuring a lumen 9, which
permits irrigation/suction during surgical procedures. Lumen 9 may consist of a
single tube with a single lumen, several tubes or a single tube with multiple
lumens. Additionally, the lumen or lumens may have cross-sectional shapes
selected from many manufacturable designs including, but not limited to, round,
half round, partial round, rectangular, pyramidal, etc. Lumen 9 may be

WO 2004/026104 PCT/US2003/029474
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extendable/retractable with respect to blade 6. In the preferred embodiment,
lumen 9 is extended or retracted to a nodal (longitudinal, transverse, or torsional-
rnode or motion) position 7 or any other desirable position along a representative
blade 6. There are many variations in blade 6 shape and length such as a
spoon shape, a blade 6 with a dramatic curve, a blade 6 with a flat curve, etc.
These embodiments of ultrasonic surgical device 14 alter the location of the
nodal positions 7, at times creating several nodal locations 7 along the blade 6.
These particular examples are designed to ba excited at a frequency
corresponding to a longitudinal mode, but they will have non-longitudinal motion
(i.e. transverse motion) occurring in a wave pattern with associated non-
longitudinal nodes present at one or more location along the tissue effecting
portion. The lumen 9 is extendable/ retractable to allow the terminus of lumen 9
to be positioned at one of the transverse nodal positions 7. The lumen 9 is
retractable/extendable by several means, including manual extension, gear
extension, trigger extension and by other means of mechanical actuation that
may be located at the proximal end of surgical device 14, as is well known to
those skilled in !he design of medical instruments. The method of creating
suction/irrigation through lumen 9 may be done through a variety of means such
as by attaching lumen 9 to a stand alone suction/irrigation rnodule, tower
mounted suction 200 and/or irrigation 202 modules (Fig. 1), or an integrated
ultrasonic generator/suction/irrigation module in the operating room. It may also
be advantageous to integrate suction/irrigation controls (i.e. trumpet valves, etc.)
and a means far selecting either suction or irrigation within the device handle.
[0054] In the preferred embodiment, lumen 9 is located on the concave side of blade 6,
though placement of the lumen 9 around the blade may vary depending on the
needs of the physician, blade shape and/or acoustic characteristics. Lumen 9
may be made of numerous materials, though the material of the lumen 9 in the
preferred embodiment is polymeric in nature. Examples of lumen materials

WO 2004/026104 PCT/US2003/029474
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include but are not limited to the following: FEP (fluorinated ethylene propylene),
PTFE(polytetraf [uoroethytene), polyimide, nylon, PET (polyethylene
terephthaiate), PFA (perfluoroalkoxy), PVDA (polyvinylidene acetate), ETFE
(ethylene tetrofluoroethylene), and polyethylene (high and low density). In the
preferred embodiment, lumen 9 is fitted down an inner actuating tube 15
alongside the blade, held away from the blade by a series of silastic or polymeric
stand-offs (not shown). Other embodiments may include the lumen 9 being fit
between the blade and a tube (in the case of a blade-only configunation) an inner
15 and outer tube 160 (in the case of either shears or blade-only corrfigurations),
integrated into the tube, or alternatively, along-the outside of a single support
outer tube 160. The lumen 9 is also extendable/retractable along the entire
length 11 of the blade 6, throgh the preferred location of the lumen 9 termination
during surgical procedures is at or just proximal to a nodal position 7 for suction
removal of fluids and/or debris, beyond the distal terminus of the end-effector for
irrigation, and at the proximal terminus of the end-effector for suction removal of
vapor and/or aerosol.
[0055] Figs. 6a-c disclose several alternate embodiments of the blade 6. Fig, 6a
discloses a blade 6 having a spoon shape. The spoon shape of blade 6 creates
a concave surface or channel 110 within the curvature of blade 6, Channel 110
allows for particles to collect at a nodal position 7 preventing the particles from
escaping from the blade 6. The lumen 9, preferably located at or just proximal to
a transverse motion nodal position 7, suctions the particles out of channel 10,
Figs- 2b and 2c illustrate a dramatic curve of blade 6 and a wide, spatula-like
blade 6, respectively. Blade 6 may also be made out of numerous materials
such as, but not limited to, titanium, aluminum, Stellite or ceramics.
[0056] Figs. 7a and b iliustrates two alternate embodiments for a cavity or channel 110,
which may or may not be present in ultrasonic surgical instrument 14 depending
on the needs of the physician. Fig. 7a discloses a curved blade 6 featuring a

WO 2004/026104 PCT/US2003/029474
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include but are not limited to the following: FEP (fluorinaied ethylene propylene),
PTFE(polytetrafluoroethytene), polyimide, nylon, PET (polyethylene
terephthaiate), PFA (perfluoroalkoxy), PVDA (polyvinylidene acetate), ETFE
(ethylene tetrofiuoroethylene), and polyethylene (high and low density). In the
preferred embodiment, lumen 9 is fitted down an inner actuating tube 15
alongside the blade, held away from the blade by a series of silastic or polymeric
stand-offs (not shown). Other embodiments may include the lumen 9 being fit
between the blade and a tube (in the case of a blade-only configunation) an inner
15 and outer tube 180 (in the case of either shears or blade-only corrfigurations),
integrated into the tube, or alternatively, along-the outside of a single support
outer tube 160. The lumen 9 is also extendable/retractable aiong the entire
length 11 of the blade 6, through the preferred location of the lumen 9 termination
during surgical procedures is at or just proximal to a nodal position 7 for suction
removal of fluids and/or debris, beyond the distal terminus of the end-effector for
irrigation, and at the proximal terminus of the end-effector for suction removal of
vapor and/or aerosol.
[0055] Figs. 6a-c disclose several alternate embodiments of the blade 6. Fig, 6a
discloses a blade 6 having a spoon shape. The spoon shape of blade 6 creates
a concave surface or channel 110 within the curvature of blade 6, Channel 110
allows for particles to collect at a nodal position 7 preventing the particles from
escaping from the blade 6. The lumen 9, preferably located at or just proximal to
a transverse motion nodal position 7, suctions the particles out of channel 10,
Figs- 2b and 2c illustrate a dramatic curve of blade 6 and a wide, spatula-like
blade 6, respectively. Blade 6 may also be made out of numerous materials
such as, but not limited to, titanium, aluminum, Stelite or ceramics.
[0056] Figs. 7a and illustrates two alternate embodiments for a cavity or channel 110,
which may or may not be present In ultrasonic surgical instrument 14 depending
on the needs of the physician. Fig. 7a discloses a curved blade 6 featuring a

WO 2004/026104 PCT/US2003/029474
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include but are not limited to the following: FEP (fluorinated ethylene propylene),
PTFE (polytetrafluoroethytene), polyimde, nylon, PET (polyethylene
terephthaiate), PFA (perfluoroalkoxy), PVDA (polyvinylidene acetate), ETFE
(ethylene tetrofluoroethylene), and polyethylene (high and low density). In the
preferred embodiment, fumen 9 is fitted down an inner actuating tube 15
alongside the blade, held away from the blade by a series of silastic or polymeric
stand-offs (not shown). Other embodiments may include the lumen 9 being fit
between the blade and a tube (in the case of a blade-only configunation) an inner
15 and outer tube 160 (in the case of either shears or blade-only configurations),
integrated into the tube, or alternatively, along-the outside of a single support
outer tube 160. The lumen 9 is also extendable/retractable along the entire
length 11 of the blade 6, through the preferred location of the lumen 9 termination
during surgical procedures is at or just proximal to a nodal position 7 for suction
removal of fluids and/or debris, beyond the distal terminus of the end-effector for
irrigation, and at the proximal terminus of the end-effector for suction removal of
vapor and/or aerosol.
[0055] Figs. 6a-c disclose several alternate embodiments of the blade 6. Fig, 6a
discloses a blade 6 having a spoon shape. The spoon shape of blade 6 creates
a concave surface or channel 110 within the curvature of blade 6, Channel 110
allows for particles to collect at a nodal position 7 preventing the particles from
escaping from the blade 6. The lumen 9, preferably located at or just proximal to
a transverse motion nodal position 7, suctions the particles out of channel 10.
Figs- 2b and 2c illustrate a dramatic curve of blade 6 and a wide, spatula-like
blade 6, respectively. Blade 6 may also be made out of numerous materials
such as, but not limited to, titanium, aluminum, Stelite or ceramics.
[0056] Figs. 7a and b illustrates two alternate embodiments for a cavity or channel 110,
which may or may not be present In ultrasonic surgical instrument 14 depending
on the needs of the physician. Fig. 7a discloses a curved blade 6 featuring a

WO 2004/026104 PCT/US2003/029474
-19-
include but are not limited to the following: FEP (iluonnated ethylene propylene),
PTFE (polytelrafluoroethylene), polyimide. nylon, PET (polyethylene
terephthalate), PFA (perfluoroalkoxy), PVDA (polyvinylidene acetate), ETFE
(etftyletie tetrofluoroethylene), and polyethylene (high and low density). In the
preferred embodiment, lumen 9 is fitted down an inner actuating tube 15
alongside the blade, held away from the blade by a series of silastic or polymeric
stand-offs (not shown). Other embodiment may include the lumen 9 being fit
between the blade and a tube (in the case of a blade-only configuration) an inner
15 and outer tube 160 (in the case of either shears or blade-only configurations),
outer tube 160. The lumen 9 is also extendable/retractable along the entire
length 11 of the blade 6, though the preferred location of the lumen 9 termination
during surgical procedures is at or )ust proximal to a nodal position 7 tor suction
removal of fluids and/or debris, beyond the distal terminus of the end-effector for
irrigation, and at the proximal terminus of The end-effector for suction removal of
vapor and/or aerosol.
[0055] Figs. 6a-c disclose several alternate embodiments of the blade 6. Fig, 6a
discloses a blade 6 having a spoon shape. The spoon shape of blade 6 creates
a concave surface or channel 110 within the curvature of blade 6. Channel 110
allows for particles to collect at a nodal position 7 preventing the particles from
escaping from the blade 6. The lumen 9, preferably located at or just proximal to
a transverse motion nodal position 7, suctions the particles out of channel 10.
Figs, 2b and 2c illustrate a dramatic curve of blade 6 and a wide, spatula-like
blade 6, respectively. Blade 6 may also be made out of numerous materials
such as, but not limited to, titanium, aluminum, Stellite or ceramics.
[0056] Figs. 7a and b illustrates two alternate embodiments for a cavity or channel 110,
which may or may not be present in ultrasonic surgical instrument 14 depending
on the needs of the physician. Fig. 7a discloses a curved blade 6 featuring a

WO 2004/026104 PCT/US2003/029474
-20-
curved channel 110 that terminates at the distal end of blade 6. Fig. 7b
illustrates a second embodiment of channel 110 incorporated into a straight
blade 6. Channel 110 may have numerous embodiments such as a spoon-like
appearance, a curved shape, a straight shape, sharp knife edges, etc. Channel
110 may also have a wide variety of lengths, widths and depths from blade to
blade or channel 110 may have varying widths and depths along the length of a
blade. Further, channel 110 may lake on other forms such as a V-groove or
square channel. This channel may be designed such that it provides support or
constraint for the lumen/lumens.
[0057] Fig. 8 illustrates one embodiment of an ultrasonic shears device 14 in which the
lumen 9 is present. In this alternate embodiment, the area for spot
coaguiation/cavitation 12 is disclosed, as well as the preferred area for a possible
clamping surface 13. If used with a clamping device, clamping surface 13 is the
preferred area lor clamp coagulation and cutting, though the area is not limited to
this position. Fig. 8 also illustrates the possible distal/proximal
extension/retraction movements lumen 9 may mate in relation to the blade 6.
[0058] Figs. 9a-e discloses numerous cross-sectional embodiments of the blade 6 and
the channel 110a-e.
[0059] While the present Invention has been illustrated by descriplion of several
embodiments, it is not the intention of the applicant to restrict or limit the spirit
and scope of the appended claims to such detail. Numerous variations,
changes, and substitutions will occur to those skilled in the art without departing
from the scope of the invention. Moreover, the structure of each element
for providing the function performed by the element. Accordingly, it is intended
that the invention be limited only by the spirit and scope of the appended claims.

WO 2004/026104 PCT/US2003/029474
- 21-
CLAIMS
We claim:
1. An ultrasonic surgical instrument defining a proximal end and a distal end and
comprising:
an asymmetric blade positioned at the distal end of the instrument; and
a lumen having a distal end positioned in an overlapping relationship with the
blade.
2. The ultrasonic surgical instrument of claim 1, wherein the lumen provides
suction to remove fluid, debris, or vapors from a surgical field.
3. The ultrasonic surgical instrument of claim 1, wherein the lumen provides
irrigation fluid to a surgical site.
4. The ultrasonic surgical instrument of claim 1, wherein the distal end of the
lumen is moveable.
5. The ultrasonic surgical instrument of claim 1, wherein the blade is designed to
vibrate in a longitudinal mode coupled with either a transverse or torsional
mode.
6. The ultrasonic surgical instrument of claim 7, wherein the lumen is fixed in a
position adjacent to the transverse or torsional node.
7. The ultrasonic surgical instruments claim 7, wherein the lumen is movable
to a position adjacent to the transverse or torsional node.
8. The ultrasonic surgical instrument of claim 6, wherein the transverse or
torsional node facilitate debris or fluid removal in conjunction with suction.

WO 2004/026104 PCT/US2003/029474
- 22-
9. The ultrasonic surgical instrument of claim 1, wherein the lumen is movable
distally of the blade distal end.
10. The ultrasonic surgical instrument of claim 1, wherein the lumen is movable
radially with resped to the blade.
11. The ultrasonic surgical instrument of claim 1, wherein the proximal end of the
surgical instrument incorporates controls for suction and or irrigation
channel.
12. The ultrasonic surgical instrument of claim 1, wherein the blade defines a
channel.
13. The ultrasonic surgical instrument of claim 12, wherein the channel directs
debris and/or fluids toward the lumen for removal with suction.
14. The ultrasonic surgical instrument of claim 12, wherein the channel directs
irrigation fluid from the lumen to the surgical site.
15. The ultrasonic surgical instrument of claim 12, wherein the channel directs
provides support or constraint to the lumen.
16. An ultrasonic surgical instrument defining a proximal end and a distal end and
A blade symmetric in at least one plane positioned at the distal end of the
instrument; and
at least one lumen positioned in an overlapping relationship with the blade.
17. The ultrasonic surgical instrument of claim 16, wherein the lumen provides
suction to remove fluid, debris, or vapors from a surgical field.
18. The ultrasonic surgical instrument of claim 16, wherein the lumen provides
irrigation fluid to a surgical site.
WO 2004/026104 PCT/US2003/029474
23
19. The ultrasonic surgical instrument of claim 16, wherein the distal end of the
lumen is moveable.
20. The ultrasonic surgical instrument of clime 16, wherein the blade is designed
to vibrate in a longitudinal mode coupled with other either a transverse or torsional
mode.

Disclosed is an ultrasonic surgical device having a distally/proximally movable fluid management system consisting
of single lumen or multiple lumens. The invention provides for the delivery of irrigation fluid or t5he removal of fluid, debris or
vapor from the tissue collecting portion of the blade while minimizing the loading on the blade. The blade of the surgical device
when exited at a natural blade system frequency will have modal shapes characterized by longitudinal, transverse XXX/or torsional
motion and will have modal locations for these motions at positions along the tissue effecting length of the blade. The instrument is
designed to allow for the fluid management system to be positioned at one or more motion nodes to facilitate efficient removal of
tissue or fluid, which XXX to accumulate at such nodes of the XXX surgical blades.]

Documents:

00680-kolnp-2005-abstract.pdf

00680-kolnp-2005-claims.pdf

00680-kolnp-2005-description complete.pdf

00680-kolnp-2005-drawings.pdf

00680-kolnp-2005-form 1.pdf

00680-kolnp-2005-form 2.pdf

00680-kolnp-2005-form 3.pdf

00680-kolnp-2005-form 5.pdf

00680-kolnp-2005-international publication.pdf

680-KOLNP-2005-ABSTRACT 1.1.pdf

680-KOLNP-2005-ABSTRACT.pdf

680-KOLNP-2005-AMANDED CLAIMS.pdf

680-KOLNP-2005-CLAIMS.pdf

680-KOLNP-2005-CORRESPONDENCE 1.1.pdf

680-KOLNP-2005-CORRESPONDENCE 1.2.pdf

680-KOLNP-2005-CORRESPONDENCE 1.3.pdf

680-KOLNP-2005-CORRESPONDENCE.pdf

680-KOLNP-2005-EXAMINATION REPORT.pdf

680-KOLNP-2005-FORM 18.pdf

680-KOLNP-2005-FORM 26.pdf

680-KOLNP-2005-FORM 3 1.1.pdf

680-KOLNP-2005-FORM 3.pdf

680-KOLNP-2005-FORM 5.pdf

680-KOLNP-2005-GRANTED-ABSTRACT.pdf

680-KOLNP-2005-GRANTED-CLAIMS.pdf

680-KOLNP-2005-GRANTED-DESCRIPTION (COMPLETE).pdf

680-KOLNP-2005-GRANTED-DRAWINGS.pdf

680-KOLNP-2005-GRANTED-FORM 1.pdf

680-KOLNP-2005-GRANTED-FORM 2.pdf

680-KOLNP-2005-GRANTED-LETTER PATENT.pdf

680-KOLNP-2005-GRANTED-SPECIFICATION.pdf

680-KOLNP-2005-OTHERS.pdf

680-KOLNP-2005-PRIORITY DOCUMENT.pdf

680-KOLNP-2005-REPLY TO EXAMINATION REPORT.pdf

680-KOLNP-2005A-CORRESPONDENCE 1.3.pdf

680-KOLNP-2005A-OTHERS DOCUMENTS.pdf

abstract-00680-kolnp-2005.jpg


Patent Number 253385
Indian Patent Application Number 680/KOLNP/2005
PG Journal Number 29/2012
Publication Date 20-Jul-2012
Grant Date 17-Jul-2012
Date of Filing 20-Apr-2005
Name of Patentee ETHICON ENDO - SURGERY, INC.
Applicant Address 4545 CREEK ROAD, CINCINNATI, OH, OHIO-45242, U.S.A.
Inventors:
# Inventor's Name Inventor's Address
1 MESSERLY, JEFFREY 2181 TELEGRAPH COURT, CUNCINNATI, OH 45244, U.S.A.
2 FALLER, CRAIG 5690 E DAY CIRCLE, MILFORD, OH 45040, U.S.A.
PCT International Classification Number A61B
PCT International Application Number PCT/US2003/029474
PCT International Filing date 2003-09-22
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 60/412,845 2002-09-23 U.S.A.
2 10/659,416 2003-09-10 U.S.A.