Title of Invention

BINDER COMPRISING ON AQUEOUS FILM-FORMING, POLYMERIC SILOXANE

Abstract Binder including an aqueous, film-forming, polymeric siloxane characterized in that during curing the binder liberates less than 10% by weight alcohols based on the overall amount of binder.
Full Text Micro coating comprising siloxanes
The invention relates to a binder and a coating composition, in particular for
metal surfaces.
Binders are an essential ingredient of coating compositions. They effect the
coherence of the various components of a coating composition and contribute
to the coating formation. The manufacture of coating compositions
necessitates the employment of additives in conjunction with binders. The
expression "additives" is used in the context of this invention for all additives
to a binder which affect the properties of a coating composition, independent
of the amount in which the additives are added.
Coating compositions which include a binder and, as an additive, a particulate
metal are known. These compositions are also referred to as base-coat and
provide undercoats which may then be coated with lacquers, so-called top-
coats. In the following, important literature is cited forming part of the state of
the art for such base coats:
US 6,287,372 (Themec Company Incorporated, 2000)
Here a zinc coating is described for corrosion protection. A siloxane-polymer
resin is described serving as a binder, more accurately: a pre-hydrolized
inorganic alkyl-silicate-compound such as Silbond XHT33. In the specification
it is mentioned that alkyl-silicates are preferred, but that it is assumed that
other siloxane polymer resins may be employed equally well. The
compositions mentioned contain solvents, as a consequence of which, when
processing, and in particular when drying the coating, volatile compounds are
liberated.
US 5,477,918 (United Technologies Corporation)
A formulation for an aqueous anti-corrosion agent is described. The binder
employed in the formulation is a silicone resin emulsion which is not water
soluble. The binder must be compounded with an emulsifier in order to be
able to produce an aqueous anti-corrosive agent. The anti-corrosive agent

liberates up to 200 g/L of volatile substances, even in aqueous solutions. This
is, therefore, not a purely aqueous formulation. The liberation of volatile
substances is not prevented to an adequate degree.
US 4,218,354 (Stauffer Chemical Company)
A solvent containing anti-corrosive agent based on pre-hydrolized organic
siloxane compounds, compounded with metal particles is proposed. This
concerns an anti-corrosive agent which is usually produced with sub-
stochiometrically amounts of water for the formation of a siloxane condensate,
but which is soluble only in the acid pH-range and - according to Claim 1 -
only in the presence of organic solvents. Although in this manner the
liberation of volatile components during condensation of the monomers is
prevented, the processing of the proposed anti-corrosive agent remains
problematical because of the required organic solvent and does not comply
with present day requirements any more.
WO 94/09075 (Wacker Chemie)
An aqueous anti-corrosive agent is proposed in WO94/09075. Pre-hydrolized
silanes which, however, once again, are not water soluble, are introduced into
water with the aid of emulsifying agents. It is a drawback of these anti-
corrosive agents that the coatings based thereon are not particularly
temperature-resistant. At 120 oC and beyond, the coating softens and the
emulsifying agents contained therein, frequently tensides, act as plasticizers
which intercalate with water. As a result the field of employment of this anti-
corrosive agent is substantially restricted.
DE 198 18 923 (Degussa-Huls AG)
Water-soluble amino- and alkenyl-functional organosiloxanes are described
which, after hydrolysis, when curing, no longer liberate alcohols. These
organosiloxanes are employed for the coating of pigments. The coated
pigments are then dried and used in various fields. The organosiloxanes
described in this document are no cross-linkage formers. They are hydrophilic
and, although suitable for the coating of pigments, they are not suitable for

applications in which a good film formation or corrosion protection is
important.
It is an object of the invention to propose an aqueous binder which regarding
the various applications thereof should be adjustable as much as possible in
relation to the conditions of curing and a coating composition based on the
use of this binder, in particular a corrosion protection composition which is
substantially free of organic solvents and which cures without organic reaction
products.
This object is attained by a binder according to Claim 1. The binder according
to the invention is aqueous which allows an environmentally friendly
processibility in simple installations. The binder, moreover, is a film former so
that it is suitable for use for coatings. By means of the binder according to the
invention, coatings of a variety of coating thicknesses can be produced in a
simple manner. The binder can be employed as a single layer but also in
multiple layered coating structures as will be explained further below. The
polymeric siloxane ensures stable coatings, an easy processibility and the
compatibility with additives which are added to a binder in the manufacture of
coating compositions.
The polymeric siloxane employed according to the invention as a binder only
includes a low content of alkoxy groups. It is preferably free of alkoxy groups,
that is to say, the content of alkoxy groups is lower than 10 % by weight,
preferably less than 5 % by weight, particularly preferably less than 2 % by
weight, in each case based on the polymeric siloxane.
Silanes including epoxy-, mercaptane- or hydroxy alkyl groups, are preferably
employed for the manufacture of the polymeric siloxane, silanes containing
mercaptane groups because of odour problems having a limited field of
application. However, alkyl-, in particular alkenyl silanes may also be
employed. Methacrylicsilanes are likewise suitable, in particular if the binder is
to be cured with the aid of UV-light.

The binder according to the invention may be structured as a homo- or
hetero-polymer. In contrast to the state of the art it is preferred not to employ
monomers as binder. Rather, the binder is composed predominantly of
already condensed molecules. The monomer content is less than 10 % by
weight based on the overall solids content of the binder, preferably less than 5
% by weight, particularly preferably less than 3 % by weight, advantageously
below 1 % by weight, in each case based on the overall solids content of the
binder.
It is a substantial advantage of the aforegoing features that, during curing of
the binder, hardly any alcohols are split off. The proportion of the split off
alcohol amounts to less than 10 % by weight based on the amount of binder,
advantageously less than 5 % by weight, particularly advantageously less
than 2 % by weight, in each case based on the amount of binder. Even
though a binder is employed which has already been pre-hydrolized or pre-
condensed, the reactivity of the polymeric siloxane is adequate, e.g., when
using it as a binder, to stabilize and fix a base coat on the metallic substrate.
The polymeric siloxane according to the invention is no longer present in its
monomeric form, even though it has not been condensed to its gel point. In
that condition it is excellently suitable for the coating of work pieces. Yet, the
polymeric siloxane according to the invention is preferably water soluble
without the addition of emulsifying agents.
It is also preferred that the binder contains no acid added for catalysis. Acids,
e.g. hydrochloric acids, are normally necessary according to the state of the
art as catalyst for the production of binders from monomers. The production of
the binder without he addition of acid is in particular of advantageous effect if
the binder is employed in corrosion protection compositions because acids
which may still be present in the cured coating, act hydrophyllically which is
decidedly disadvantageous for corrosion protection.
According to an advantageous embodiment of the invention the silanes
include particles having dimensions below 100 urn. Preferred are particles
having a diameter of up to 50 urn, advantageously of up to 20 um, particularly

advantageously of up to 10 urn, preferably the diameter of the particles is in
the nanometer range, that is to say less than 1 µm. If the binder is employed
either directly or as a component of coating compositions in very thin coating
thicknesses, it may prove to be advantageous to employ particles having
dimensions of less than 1 urn, preferably smaller than 55 nm, particularly
preferred smaller than 10 nm, preferably smaller than 5 nm. Particles and
monomelic silanes are mixed. The silanes hydrolize to polymeric siloxanes
and envelop the particles so that a filled binder is formed in which the silanes,
condensed to form polymeric siloxanes, envelop the particles.
Particles may be employed which consist of silicon or which contain silicon, in
particular silicon dioxides are employed which can be provided and employed,
for example, in the form of silicasoles, siloxanes or polysilicates. Colloidal
silicon dioxide or particulates silicic acid, also known an silicic soles are
particularly suitable. E.g. hydrogen-, lithium, potassium or sodium polysilicates
may be employed as polysilicates. In particular, modified silicic soles which
are stable in the acid pH range are suitable for employment in the binder
according to the invention. The modification of the surface is frequently
attained by chelation of metals or metal salts to the silicic soles.
However, other organic or inorganic particles may also be used. Preferably
used are e.g. metal salts, -oxides or -alkoxides, in particular if they are
available in suitable particle sizes. The particle sizes suitable for the use
according to the invention may also be obtained in that the aforesaid metal
salts, -oxides or -alkoxydes are mixed with carrier substrates. Advantageously
employed may be aluminium-, titanium-, molybdenum-, zirconium-, yttrium-,
niobium-, cerium- or lanthanium- compounds or mixtures of such compounds,
optionally mixed with carrier substrates. Conventional corrosion protection
pigments may also be employed, optionally in mixture with the aforesaid
particles, e.g. phosphates, phosphonates, phosphides, in particular iron
phosphides and/or molybdates. Conductive pigments, in particular/organic
conductive pigments, e.g. silicon, preferably of wafer quality, nanotubes,
carbon black, ICPs (intrinsic conductive polymers) may also be employed,
optionally mixed with the aforesaid particles. The particles may, according to

the invention, be employed in the following quantity ratios - based on
whatever monomeric silane is employed on site for the particular manufacture
of the binder - the molar ratio silane : particles may be adjusted to from 50 : 1
up to 1 : 50, advantageously from 20: 1 up to 1 : 20, preferably from 10:1 up
to 1 : 10, particularly preferred from 5 : 1 up to 1 : 5. According to a
particularly suitable embodiment it lies in the range silane : particle 2 : 1 to 1 :
2.
A deciding factor for a preferred application of the binder for the use of
corrosion protective agents is that the particles must be of a kind which, when
using the binder in a coating composition, will act as little as possible
hydrophylically after curing. In this context, in particular the afore described
polysilicates were found to be very suitable.
According to a preferred embodiment of the invention the admixture or
envelopment of particles with dimensions of less than 100 urn in the silanes
results in a particularly dense, filled, film-forming binder, which is stable in
aqueous solution. Depending on the requirements of various fields of
application, organic solvents may also be admixed to the aqueous solution of
the binder. When removing the solvent or solvent mixture respectively, the
binder as well as any substances, which may be contained therein, will
adhere to the surface of the substrate to be coated. The curing of the binder
to completion requires in particular the total removal of the solvent, as a rule
the removal of the water. This is in spite of the fact that chemical reactions, in
particular condensation reactions, also contribute with the binder according to
the invention to the attainment of a complete curing, however, to a far lesser
extent than, e.g. when employing known binders which predominantly or
exclusively rely on the employment of monomers. In this respect, in particular,
the particular inventive quality of the binder is manifested: whereas, according
to the state of the art, during complete curing, large amounts of alcohols are
liberated, the binder according to the invention essentially only liberates water
from condensation reactions. In that manner the liberation of in part toxic but
in particular also flammable substances during curing, is avoided. The content
of water and, where applicable, other solvents may be between 10 % by

weight and 99,5% by weight, based on the overall formulation of the binder.
Advantageously, the content of water and where applicable other solvents
amounts to up to 90 % by weight, particularly advantageously up to 75 % by
weight, preferably up to 50 % by weight, particularly preferably up to 30 % by
weight.
The binder according to the invention preferably only starts curing at
temperatures which are clearly above room temperature. Measured here are
object temperatures, that is to say the temperature is determined and given
which is measured on the object to be coated. On the one hand, with elevated
curing temperatures, the risk is avoided that, when employing the binder
according to the invention in open dipping vessels, the curing of the binder
already commences prior to the application on to a work piece or that, in the
case of heaped small articles such as screws or the like, due to a premature
curing, small coated work pieces stick together, so that no satisfactory coating
is formed. On the other hand, the successive steps of application and curing
of the binder can be better co-ordinated and controlled. It is preferred that the
binder according to the invention cures at object temperatures of above 40 °C,
preferably of above 80 °C, particularly preferably of above 150 oC,
advantageously up to 300 oC, particularly advantageously up to 500 °C. The
last mentioned curing temperatures above 150 oC are particularly of
importance for applications in which an at least partial degradation of the
organic components of the binder is tolerated. The aforesaid curing
temperatures are applicable to an employment of the binder without any
further additives but also to coating compositions manufactured with the aid of
this binder.
The binder may cure to completion very rapidly in about 1 second or very
slowly in about 90 minutes. It is to be considered an advantage of the binder
that the complete curing within a wide time frame can be adjusted. The
adjustment of the time for complete curing may be adapted to the curing
requirements of the processor, for example, by the manner in which the
energy required for complete curing is applied, in a conventional convection
oven, my means of UV-light or by induction. Alternatively, the time for

complete curing of the binder may be influenced by the selection of the
silanes employed in the manufacture of the binder or even by the addition of
additives, typically high-boiling substances (solvents). The time for complete
curing preferably amounts to between 2 and 60 minutes, preferably between 3
and 30 minutes.
According to an advantageous embodiment of the binder, the aqueous
polymeric siloxane has a molecular weight of at least 200 g/mol,
advantageously at least 400 g/mol, particularly advantageously at least 800
g/mol, preferably of 1000 g/mol. A molecular weight in this order of magnitude
ensures that, on the one hand, the hydrolysis and condensation is sufficiently
advanced so as to exclude the volatilization of organic components or at least
to inhibit this to a very far-going extent. On the other hand, with a molecular
weight of at least 1000 g/mol an adequate reactivity and water solubility still is
ensured which is decisive for the employment properties of the binder.
It is preferred, if the binder has a solids content of at least 0,5 % by weight,
preferably of at least 10 % by weight, particularly preferably of at least 25 %
by weight, advantageously of at least 50 % by weight, particularly
advantageously of up to 70 % by weight , according to a preferred
embodiment of up to 90 % by weight. With a solids content of at least 0,5 %
by weight the binder can be manufactured, transported, stored and employed
as well as processed.
The binder according to the invention is adjusted for acid or neutral reaction,
but may also reach alkaline pH-values. In that range it is stable in aqueous
solution. The preferred pH-range ranges from pH 2 to pH 13, advantageously
from pH 3 to pH 8. The pH-value depends initially on the silane employed as
starting product or, where applicable, the mixtures of silanes employed for the
manufacture of the polymeric siloxanes, and which optionally may be
compounded with the afore described particles, in particular silicic soles. It
may, however, also be determined as a function of the applicable application.

According to an advantageous further development of the inventive concept,
the binder may contain, as a starting product for the manufacture of the binder,
besides silanes, also organic co-binders. In this context may be mentioned,
for example, alkyde resins, aqueous or water-diluted epoxy resin esters,
acrylate dispersions, phenoxy resins, melamine resins, polyurethane resins or
epoxy resins. Co-binders may be added for various reasons, in order to set up
properties suitable for the specific field of application, e.g. for improved
bonding, for improved incorporation of further substances which are added
during the further processing into coating compositions, for the adjustment of
processing conditions and curing conditions, as well as for controlling the film-
forming properties of the polymerized film. The amount of the co-binder
employed amounts to 0,01 % by weight up to 50 % by weight based on the
respective solids content of the binder.
The binder according to the invention may be adapted based on the
applicable purpose of use, and may therefore be made available with a solids
content of 0,5 to 90 % by weight, ready for supply. This binder may be
employed alone without further additives for the coating of work pieces, for
example for the sealing of surfaces. The employment as a top coat, i.e. as a
transparent cover coat is readily possible. Another typical mode of
employment of the binder is its use in coating compositions for surfaces, in
particular for corrosion protection compositions and for colourless or colour-
imparting coating compositions. The binder or a coating composition
manufactured using the afore described binder may be employed for the
coating of a variety of work pieces. Large work pieces or surfaces, as well as
small components, in particular mass produced small components such as
screws, springs, clamps or clips can be coated. Typical fields of use are, for
example, the coating of work pieces as well as shelf-goods, that is to say
large work pieces which are coated individually, as well as of mass-produced
small parts. Besides this coating by coil-coating processes in which the
coating composition is usually applied by casting, doctor blade coating or in
spray procedures, constitutes an important field of application.

The binder or the coating composition produced therewith, can be employed
for the nowadays conventional single- or multiple layered surface coatings,
e.g. for coating of untreated or pre-treated metals. Pre-treated metals may
have been pre-treated mechanically, e.g. by shot-blasting, but chemically pre-
treated metal surfaces, e.g. phosphortized metal surfaces may also be coated.
The pre-treated metal surfaces may also be pre-treated with a bonding primer.
Passivated metal surfaces, beneficiated with zinc or zinc alloys may likewise
be coated. A coating on such a substrate is conventionally referred to as a
top-coat or sealing.
It is considered a particular advantage that, when using a standardized binder
a series of coating compositions can be offered, suitably to match: thus, for
example, a first coating composition, a so-called base coat, may contain
additives which contribute to corrosion protection. A second coating agent
may then contain colouring pigments and a third coating composition contains
no further additives but is applied in the manner of a top coat or as a surface
sealing onto the first and the second coating composition. All of the aforesaid
coating compositions contain the binder according to the invention. The third
coating composition essentially consists of the binder according to the
invention which is optionally adapted to the processing conditions.
Also frequently, a base coat is applied onto a metallic passivated substrate,
beneficiated with zinc or a zinc alloy, either in a single layer or in a plurality of
layers. A top coat is then applied to the base coat. The base coat and the top
coat contain the same binder.
Coating compositions according to the invention may be employed using the
same formulation in a plurality of layers or in different formulations, but using
the same binder in a variety of manners. In this context it is an advantage that,
due to the use of the same binder, the identical or at least similar processing
conditions can be employed and the coats will adhere well, one on the other.

The solids content of the coating composition amounts to at least 0,5 % and a
maximum of 95 %, preferably at least 1 %, more preferably at least 20 %,
advantageously more than 50 %.
The coating compositions, besides the binder, comprise one or more additives.
These additives may be selected from a wide selection of substances - as will
be explained in what follows. They may be solid or liquid or pasty additives.
Single additives may be employed or even mixtures of additives. The mixtures
may be employed both of additives for the setting up of various properties as
well as for the setting up of identical properties of the coating composition.
In a simple embodiment, only additives are added to the coating composition
besides the binder which ensure the processing of the binder under practical
conditions, and optionally are adapted to further coating compositions. These
may be additives for the adjustment of the substrate wetting, the viscosity
and/or for adjusting the curing temperature or - time. Examples of such
additives are water, alcohols, ketones, glycols, polyglycols, polypropylene
glycol, glycol ethers, glycol ether esters, in particular dipropyleneglycol,
texanol, methoxypropanol, butyle glycol and aromatic or aliphatic
hydrocarbons. Those additives are added to the coating composition in
amounts of 0,01 % by weight to 25 % by weight, preferably 0,1 % by weight to
15 % by weight, each based on the overall formulation of the coating
composition.
As additives, also solid or liquid waxes as emulsion or dispersion may be
added to the coating composition according to the invention in order, for
example, to adjust the gliding properties of the coating. Conventional and
known waxes may be employed, e.g. waxes on the basis of polyethylene or
polypropylene, polytetrafluorethylene, polyvinylidenefluoride, or even natural
waxes such as carnauba wax or mixtures of the aforementioned substances.
Waxes may be employed - individually or in combination- in amounts of 0,01
to 40 % by weight based on the overall formulation of the coating composition
in the form in which it is supplied.

Besides the binder according to the invention, the coating composition may
furthermore contain additives which influence the rheology, the foam
suppression, the flow properties, the de-aeration or the pigment wetting, but
also agents for flexibilization or catalysts as well as water-capturing agents.
These additives may each be added in proportions of 0.01 to 20 % by weight
based on the overall formulation of the coating composition. Advantageously,
between 2 % by weight and 8 % by weight, preferably less than 2 % by weight,
particularly preferably less than 1 % by weight are added. In particular,
monomeric or oligomeric silanes which act as water-capturing agents are
frequently employed additives.
According to an advantageous embodiment the coating composition includes,
besides the binder, as further additive, pigments or pigment paste which
provide a colouring. These may be conventional organic or inorganic
pigments or pigment pastes or even dyes, i.e. soluble solids having dye
properties. Particular for the coating of metals, it is also possible to employ
metal particles such as, for example, aluminium particles as pigments in order,
e.g. to attain metallic effects. Besides the pigments, pigment pastes or dyes,
fillers may be employed as additives, for example, calcium carbonate or
silicates, in particular aluminium or magnesium silicates, barium sulphate or
mixtures of fillers. The colouring pigments, pigment pastes, dyes and/or fillers
are generally added in a proportion of 0,01 % by weight to 60 % by weight
based on the overall formulation of the coating composition.
Particularly preferred is the employment of the binder in a coating composition
employed as a corrosion protection composition. The coating composition
then includes the binder according to the invention as well as solid and/or
liquid additives which improve the corrosion resistance of the pre-treated
metal. Within the scope of the invention, in water soluble, dispersible or
mixable corrosion inhibitors and/or corrosion preventing or retarding pigments
are added with good effect, preferably nitrogen-containing compounds, in
particular organic nitro compounds. Particularly preferred is dinitrosalicylic
acid A further preferred addition to the coating composition are boron
compounds, in particular from the group of boric acids or boric oxides, but

also molybdenum compounds, in particular molybdates or compounds which
contain phosphorus. These corrosion inhibitors are added in amounts of
0,01 % by weight up to 30 % by weight based on the overall formulation, the
lower limit being determined by the attainment of a desired effect, whereas
the upper limit is determined on cost considerations.
Highly effective corrosion protection is attained if to a coating composition
containing the binder according to the invention, further additives are added
which provide a cathodic corrosion protection. A plurality of metals, metal
compounds and/or metal alloys are suitable for beneficiating or coating metal
surfaces in order to prevent corrosion. They are employed as particulate
metals. Within the scope of the invention, in particular, zinc, aluminium, iron,
manganese and tin are used as particulate metals, zinc-aluminium-particles,
zinc-manganese-particles, zinc-nickel-particles or chromium-nickel-steel-
particles as particulate metal alloys in conjunction with the binder according to
the invention as corrosion protection agent for the coating of metal surfaces,
where, in particular, zinc and zinc compounds as well as a zinc aluminium
compound provide a highly effective cathodic corrosion protection. In
particular, in the form of so-called flakes, these particulate metals offer an
effective corrosion protection. Flakes are not spherical but platelet-shaped
particles which enhance a good coating formation. The aforesaid metals and
metal compounds are particularly suitable in order to protect metal surfaces
against corrosion. The metals, metal compounds and metal alloys can be
employed in pure form as well as in mixtures of two or more substances in the
composition according to the invention for coating. According to a preferred
embodiment of the invention conductive additives are added to the
composition for coating, preferably organic or inorganic conductive
substances including silicon, iron phosphide, carbon black, nano- tubes or
ICPs.
According to a further advantageous embodiment of the invention, the
particulate metal is employed in the form of dust, beads, spherical particles,
lamellae and/or flakes. The layering of the metal particles resulting when
applying these particles brings about a particularly good screening of the

metal surface against corrosive effects. By mixing the metal particles, the
corrosion protection composition may be adapted particularly well to the
particular mode of application.
In order to further optimize the cathodic corrosion protection, a content of the
particulate metal of about 10 % by weight up to about 95 % by weight,
preferably of about 20 % by weight up to about 80 % by weight, particularly
preferred of about 20 % by weight up to about 60 % by weight based on the
overall formulation of the coating composition, was found to be suitable. When
employing zinc dust for a coating composition, 10 % by weight up to 95 % by
weight were found to be advantageous, particularly advantageously 60% by
weight up to 80% by weight of zinc in the form or zinc dust based on the
overall formulation of the coating composition. If particulate metal in the form
of flakes is employed, e.g. as zinc-, zinc aluminium or aluminium flakes, the
proportion of particulate metal to the overall formulation of the coating
composition advantageously amounts to 20 % by weight up to 50 % by weight.
The coating composition according to the invention for the coating of metal
surfaces may be designed, both as a single component-system, or as a two-
component-system or multiple-component system. In particular, in the case of
use as a corrosion protection agent, it may prove to be advantageous to
initially store separately a component I and a component II and only to
combine these when making the application. Should a mixture of different
components required according to the formulation of the coating composition
not be stable in storage, it is normal practice to manufacture, store and supply
these components separately, and to mix them only for use.
For example, a corrosion protection agent may comprise a component I with
at least one particulate metal as well as, optionally, a water-capturing agent.
The corresponding component II comprises an aqueous, polymeric siloxane
free of emulsifying agent, according to claim 1 as a binding agent. If
necessary, an inorganic or organic inhibitor is added to the component II. The
components I and II, according to a preferred embodiment, are stored
separately from one another until the use of the composition, e.g. in a dipping

bath. This extends the shelf life of the composition until use, e.g. in a dipping
bath. According to a preferred embodiment the particulate metal is mixed with
organic solvent, in particular when the particulate metal, because of its large
surface area, tends to undergo decomposition reactions which are
suppressed by the organic solvent.
The polymeric siloxane is generally employed in aqueous solutions. However,
purely aqueous solutions cannot be employed in all cases, even though these
are preferred. Depending on the compositions of components I and II,
mixtures with organic solvents may be necessary. Preferred organic solvents
which alone or in mixture with one another are employed with water, are
alcohols, aromatic and/or aliphatic hydrocarbons, ketones, glycols, poly glycol,
polypropylene glycol, glycol esters, glycol ethers and glycol ether esters, in
particular dipropylene glycol, Texanol, methoxypropanol and butyl glycol, in
each case as the sole solvent or as a mixture of the aforesaid solvents. The
aforesaid solutions are added in an amount of 0,01 % by weight up to 35 % by
weight, each based on the overall formulation of the coating composition.
Details of the invention will be further elucidated in the following working
examples:
BINDER:
Binder 1
In the following, the synthesis of a binder for a molar-ratio silane: particles 1:2
is elucidated.
50 g Dynasilane ® GLYMO of Degussa (0,21 mol) are mixed with 127,3 g
silicate particles, in this case: Levasil ® 200 E of HC Starck (0,42 mol) and
stirred for 1 hour at room temperature. After 1 hour methanol and water are
spun-off under vacuum until a solids content of 50% is attained. The pH-value
of the SiO2-filled polymeric binder amounts to about 3,0.

Binder 2
Binder 2 is produced from Dynasilane ® GLYEO of Degussa and Levasil ®
200 E of HC Starck in a molar ratio of 1 : 6 (silane : SiO2):
50g {0,18 mol) Dynasilane ® GLYEO of the firm Degussa are mixed with
stirring with 324,1 g (1,08 mol) Levasil ® 200 E of the firm HC Starck and
further stirred for 24 h at room temperature. After 24 h, ethanol and water are
spun-off under vacuum until such time that a solids content of 50 % has been
attained.
The pH-value of the particle-filled polymeric siloxane amounts to about 3.
Binder 3
Binder 3 is produced from Dynasilane ® GLYEO and Ludox ® SK of the firm
Grace Davidson in a molar ratio 1 : 6 (silane : SiO2):
50 g (0,18 mol) Dynasilane ® GLYEO are mixed with stirring with 259,3 g
(1,08 mol) Ludox ® SK, and stirring is continued for 24 h at room temperature.
After 24 h, ethanol and water are spun-off under vacuum until a solids content
of 50 % is attained. The pH-value amounts to about 4,5.
Binder 4
Binder 4 is produced from Dynasilane ©GLYEO and Snowtex ® ST-O-40 of
the firm Nissan Chemicals in a molar ratio of 1 :10 (silane: SiO2):
50 g (0,18 mol) Dynasilane ® GLYEO are mixed with stirring with 270,1 g (1,8
mol) Snowtex ® ST-O-40, and stirring is continued at room temperature for 24
h. After 24 h ethanol and water are spun-off under vacuum until a solids
content of 50 % is attained. The pH-value amounts to about 5.
Binder 5
Binder 5 is-produced from Dynasilane ® GLYEO and Snowtex ® ST-O-40 in
a molar ratio 1 : 6 (silane : SiO2) at elevated temperature:
50 g (0,18 mol) Dynasilane GLYEO are mixed with stirring with 162,1 g
Snowtex ST-O-40 and further agitated for 2 hours at 60° C. After 24 h ethanol
and water are spun-off at 60° C and reduced pressure until a solids content of
50 % is attained. The pH-value amounts to about 5.

The aforesaid binders are all aqueous film-forming, polymeric siloxanes.
They can be applied as a coating onto work pieces, in particular those having
metallic surfaces. When curing these binders to completion, only water from
the condensation reactions is liberated. Alcohols or other volatile substances
are not liberated by the curing of these polymeric siloxanes.
COATING COMPOSITIONS:
The use of the binders according to the invention in coating compositions is
elucidated in the following. The coating composition according to this working
example is composed of two components I and II. The components are
produced and stored separately until their use. The separate storage ensures
a longer shelf-life of the coating composition ready for use.
30 g DPG (dipropylene glycol) are mixed under the dissolver with 3 g of a
wetting agent including an HLB-V (hydro-lipophile-balance-value) of about 12,
in this case: Neodol ® 91-5 of the firm Caldig Deutschland GmbH and 2,6 g
of a water capturing agent in the form of a monomeric silane, in this case:
Dynasilane ® GLYMO. After homogenizing, 88,3 g of a particulate metal are
added. The particulate metal is here employed as a paste: zink-aluminium-
powder having a content of 90 ± 3 % zinc and 7 ± 3% aluminium based on
100 % of the employed particulate metal and an average particle size of about
14 µm is processed with aliphatic hydrocarbons and lubricants to form a paste
adjusted to a solids content of 90 ± 2 %. This paste is mixed under moderate
shearing and dispersed for 60 min. until a highly viscous paste has been
formed (component I).
For the manufacture of component II, 30 g of a 1% dinitrosalicylic acid
solution (DNSS-solution) with 4,5 g of a thickening agent are mixed under
shearing conditions for the adjustment of the viscosity, in this case: Aerosil ®
200 of the firm Degussa, in that the Aerosil ® 200 is slowly sprinkled into the
DNSS-solution. The mixture is dispersed for 60 min. Thereafter, the thickened
DNSS/A200-solution is added with stirring by means of a dissolver to 66 g of
the SiO2-filled polymeric binding agent, which has been produced as
described above as Binder 1, and the mixture is homogenized for 60 min.

For the production of a dipping bath, the component II is slowly added under
moderate shearing conditions to component I. The mixture of components I
and II is thereafter homogenized in a dissolver at about 1-2 m/s shear velocity
for 60 min. After 60 min the homogenized composition is further agitated over
night (16 h) and is ready for processing on the next morning.
The coating composition has a viscosity of 30-40 seconds (Ford 4 discharge
beaker) and a pH-value of about 5,2. For coating purposes, the coating
composition is diluted with de-ionized water to a viscosity of 25 sec (Ford 4
discharge beaker). The adjusted material can be applied by the conventional
coating method on to a variety of substrates.
Conventionally, the coating composition is applied by the dipping-spinning-
process onto mass-produced small components such as, e.g. screws or nuts.
However, - depending on the work piece to be coated - it may also be applied
by casting, doctor-blade coating, spraying, roller-coating or dipping onto
work pieces, e.g. onto shelf goods, i.e. individually to be coated major
components or onto coils and subsequently pre-dried for 10 min at 80 • C.
Thereafter, the coating is cured to such an extent that the coated work piece
can be transported. Either subsequent to the first coating or after applying
further layers of coating compositions, the pre-dried material is polymerized
for 30 min at 300 oC, i.e. finally cured, so that the coating attains its final use
characteristics.
This coating procedure is, for example, performed when coating screws in the
dipping-spinning-process, conventionally twice. After the application of the
first coat, the first coat is cured and further cooled. After the application of the
second coat of the coating composition, the coating is pre-dried as described
above and baked.
The coated screws (screw blank M10x80 according to DIN 931), after coating,
exhibit e.g. a coating weight according to DIN 931 of 0,08 to 0,120 g/screw,
preferably of 0,09 to 0,11 g/screw and, in the salt spray test according to DIN

50021, have a corrosion resistance against red rust > 480 h, preferably > 600
h. The finished coating composition exhibits, with agitation at 22°C /55°C
relative air humidity, a pot life of at least 7 days, maximally of 14 days. During
such storage, it is necessary to continuously agitate and to cool as well as to
control the viscosity and the pH-value. Prior to coating, the viscosity must be
adjusted by the addition of de-ionized water to 25 sec (Ford 4).
Coating composition Top-coat
For the manufacture of a transparent top-coat which is applied as the only
coat or the last coat of a multiple coating onto the surface of a work piece, a
transparent coating composition is produced, using 5 % by weight of the
above described binding agent "Binder 1" and 95 % by weight water, each
based on the overall formulation of the coating composition. The coating
composition can be applied by optional application procedures: it may, for
example, be sprayed on, rolled on, doctor-bladed on, or be applied by dipping.
The final curing of this cop coat proceeds over a period of 20 minutes at
150 °C.

WE CLAIM:
1. Binder including an aqueous, film-forming, polymeric siloxane
characterized in that during curing the binder liberates less than 10% by
weight alcohols based on the overall amount of binder.
2. Binder as claimed in claim 1, wherein the polymeric siloxane has a content
of alkoxy groups of less than 10% by weight, preferably of less than 5% by
weight, particularly preferably of less than 2% by weight based on the
polymeric siloxane.
3. Binder as claimed in claim 1 or 2, wherein the binder is produced from
individual or mixtures of the following group of silanes, comprising alkyl- or
alkenyl silanes, methacrylic silanes and silanes which contain epoxy-,
mercaptane- or hydroxyalkyl groups.
4. Binder as claimed in at least one of the preceding claims, wherein the
content of molymers in the binder is less than 10% by weight, preferably
less than 5% by weight, particularly preferably less than 3% by weight,
advantageously less than 1 % by weight, each based on the overall solids-
content of the binder.
5. Binder as claimed in at least one of the preceding claims, wherein the
binder is acid-free.
6. Binder as claimed in at least one of the preceding claims, wherein it is a
siloxane filled with particles.

7. Binder as claimed in claim 6, wherein the particles have dimensions of
smaller than 100 µm, preferably of up to 50 µm, particularly preferably up
to 20 µm, advantageously up to 10 µm, particularly advantageously below
1 µm.
8. Binder as claimed in claim 7, wherein the particles have dimensions below
1 µm, particularly advantageously between 5nm and 100 nm, preferably
between 10 and 55 nm.
9. Binder as claimed in claim 6, wherein in the binder inorganic particles, in
particular silicon dioxide, are employed.
10. Binder as claimed in claim 9, wherein colloidal silicon dioxide or particulate
silicic acid are employed.
11. Binder as claimed in claim 6, wherein the silicon dioxide has been added
to the binder in the form of hydrogen-, lithium-, potassium or sodium
polysilicate or as a mixture of the aforesaid polysilicates.
12. Binder as claimed in any one of claim 6 to 11, wherein particles are
employed which, in aqueous solution, have an acid pH-value.
13. Binder as claimed in claim 6, wherein in the binder organic particles are
employed.
14. Binder as claimed in claim 6, wherein the monomeric silane employed in
the manufacture of the binder and the particles are employed in a molar
ratio of 50 to 1 up to 1 to 50, preferably of 20 to 1 up to 1 to 20,
advantageously of 10 to 1 up to 1 to 10, particularly advantageously of 5
to 1 up to 1 to 5, particularly preferred of 2 to 1 up to 1 to 2.

15. Binder as claimed in at least one of the preceding claims, wherein the
object-temperature for final curing of the binder is in excess of room
temperature, preferably above 40°C, particularly preferred above 80°C,
advantageously above 150°C, very advantageously up to 300°C,
particularly advantageously up to 500°C.
16. Binder as claimed in at least one of the preceding claims, wherein the time
for final curing of the binder amounts to 1 second and 90 minutes,
advantageously between 2 minutes and 60 minutes, particularly preferred
between 3 minutes and 30 minutes.
17. Binder as claimed in claim 1, wherein the polymeric siloxane has a
molecular weight of at least 200 g/mol, preferably at least 400 g/mol,
particularly preferably at least 800 g/mol, advantageously at least 1000
g/mol.
18. Binder as claimed in at least one of the preceding claims, wherein the
solids content amounts to between 0,5% and 90%, advantageously more
than 10%, more than 25%, particularly preferred more than 50%,
advantageously more than 70%.
19. Binder as claimed in at least one of the preceding claims, wherein the pH-
value amounts to between 2 and 13, preferably between 3 and 8.
20. Binder as claimed in at least one of the preceding claims, wherein co-
binders in an amount of 0,01% by weight up to 50% by weight based on
the overall formulation of the coating composition have been added,
preferably from the group comprising alkyd resins, epoxy resins, acrylic
dispersions, phenoxy resins, melamin resins, polyurethane resins and
epoxy resins.

21. Binder as claimed in claim 1, wherein the aqueous polymeric siloxane has
added thereto an organic solvent in a proportion of up to 20% by weight,
preferably of up to 10% by weight, each based on the overall formulation
of the binder.
22. Coating composition for the coating of metal surfaces including a binder
as claimed in at least one of claims 1 to 19 and at least one further
additive.
23. Coating composition as claimed in claim 22, wherein the coating
composition comprises a solids content of 0,5% to 95%, preferably of
more than 1%, preferably of more than 20%, advantageously of more than
50%.
24. Coating composition as claimed in at least one of the preceding claims,
wherein the object temperature for final curing of the binder is above room
temperature, preferably above 40°C, particularly preferably above 80°C,
advantageously above 150°C, very advantageously up to 300°C,
particularly advantageously up to 500°C.
25. Coating composition as claimed in at least one of the preceding claims,
wherein the time for final curing of the binder amounts to between 1
second and 90 minutes, advantageously between 2 minutes and 60
minutes, particularly preferably between 3 minutes and 30 minutes.
26. Coating composition as claimed in claim 22, wherein the coating
composition, besides the binder, has added thereto at least one additive
for adjusting the curing period, the substrate wetting and/or for adjusting

the curing temperature and/or for adjusting the viscosity of the metal
surface to be coated in an amount each of 0,01 weight% to 25 weight%,
preferably of 0,1 weight % up to 10 weight% based on the overall
formulation of the coating composition.
27. Coating composition as claimed in claim 22, wherein as additive, one or
more substances have been employed from the group including water,
alcohols, ketones, glycols, polyglycol, polypropylene glycol, glycol ethers,
glycol ether esters, dipropylene glycol, methoxypropanol, butyl glycol,
Texanol, aromatic and aliphatic hydrocarbons, and that this or these
additives are employed in an amount of 0,01% by weight up to 25% by
weight, preferably of 0,1% by weight up to 15% by weight, each based on
the overall formulation of the coating composition.
28. Coating composition as claimed in at least one of claims 22 to 27,
wherein, as additive, waxes and/or lubricating agents have been added in
an amount of 0,01% to 40% based on the overall formulation of the
coating composition.
29. Coating composition as claimed in claim 28, wherein as waxes, preferably
solid or liquid emulsions or dispersions, in particular polyethylene,
polypropylene, polytetrafluoro ethylene, polyvinylidene fluoride or
carnauba wax or mixtures of different waxes are employed.
30. Coating composition as claimed in at least one of claims 22 to 29, wherein
as additive catalysts or at least one additive for improving the rheology,
the substrate wetting, the defoaming, the flow properties, the de-aeration,
the pigment wetting, the flexibilization or as water capturing agent, have

been added singly or in mixture in an amount each of 0,01% by weight up
to 20% by weight, preferably 2% by weight up to 8% by weight,
particularly preferably below 2% by weight, advantageously below 1 % by
weight, each based on the overall formulation of the coating composition.
31. Coating composition as claimed in claim 30, wherein as an additive for
water capturing, a monomeric or oligomeric silane or a mixture of
monomeric and/or oligomeric silane has been employed in an amount of
up to 2,8% by weight, preferably up to 2% by weight, particularly
preferably up to 1% by weight based on the overall formulation of the
coating composition.
32. Coating composition as claimed in at least one of claims 22 to 31 wherein,
as additive, pigments, pigment paste, dyes and/or fillers are employed in
an amount of 0,01% by weight based on the overall formulation of the
coating composition.
33. Coating composition as claimed in claim 32, wherein metal particles, in
particular aluminium particles, are employed as pigments.
34. Coating composition as claimed in at least one of claims 22 to 33, wherein
the binder has added thereto as additive a corrosion inhibitor and/or a
corrosion preventing or retarding pigment or a mixture of such additives in
solid or liquid form, in particular an organic corrosion inhibitor, preferably
an organic nitro compound, in particular a dinitrosalicilic acid in an amount
of 0,01% by weight up to 30% by weight based on the overall formulation
of the coating agent.

35. Coating composition as claimed in at least one of claims 22 to 34, wherein
the binder are added as additive boron compounds, in particular from the
group of boric acids or boron oxides or molybdenum or phosphorus
compounds, each individually or in mixture.
36. Coating composition as claimed in at least one of claims 22 to 35, wherein
as an additive, at least one particulate metal for the improvement of the
corrosion properties of the metal surface to be coated, is added in an
amount of from 10 weight % up to 95 weight%, preferably 20 weight % up
to 80 weight %, preferably 20 weight % to 60 weight %, advantageously
20 weight % to 50 weight %, based on the overall formulation of the
coating composition.
37. Coating composition as claimed in claim 36, wherein as particulate metal
of the group containing zinc, aluminium, iron, manganese and tin, the
particulate metals are employed each individually, in a -mixture or as alloy
of at least two metals of the group of zinc and aluminium, iron, manganese
and tin or chromium-nickel-steel particles.
38. Coating composition as claimed in claim 36, wherein the particulate metal
is employed in the form of beads, spherical particles, lamellae or flakes.
39. Coating composition as claimed in claim 36, wherein the coating
composition a solvent is added for the particulate metal, in particular an
organic solvent, preferably ketones, methoxypropanol, butyl glycol,
glycols, polyglycol, polypropylene glycol, glycol ether, glycol esters, glycol
ether esters, dipropylene glycol, texanol, aliphatic and aromatic
hydrocarbons, as well as alcohols or a mixture of the aforesaid organic
solvents in an amount of 0,01 up to 35 weight %, based on the overall
formulation of the coating composition.

40. Coating composition for the coating of metal surfaces as claimed in claim
22 including a component I, including
- at least one particulate metal
- an organic solvent for the particulate metal
- optionally a corrosion inhibitor for the particulate metal and one
component II, including
- an aqueous, film forming, polymeric siloxane as claimed in at least
one of claims 1 to 23 as a binder.

41. Coating composition as claimed in claim 40, wherein component I and/or
component II has added thereto further additives.
42. Coating composition as claimed in at least one of claims 22 to 39, wherein
at least two components I and II of the coating composition are stored
separately until used.
43. Work piece including a coating formed from a fully cured coating agent as
claimed in at least one of the claims 22 to 42.


Binder including an aqueous, film-forming, polymeric siloxane characterized in
that during curing the binder liberates less than 10% by weight alcohols based on
the overall amount of binder.

Documents:

02664-kolnp-2006-abstract.pdf

02664-kolnp-2006-claims.pdf

02664-kolnp-2006-correspondence others-1.1.pdf

02664-kolnp-2006-correspondence others.pdf

02664-kolnp-2006-correspondence-1.2.pdf

02664-kolnp-2006-correspondence-1.3.pdf

02664-kolnp-2006-correspondence-1.4.pdf

02664-kolnp-2006-correspondence-1.5.pdf

02664-kolnp-2006-description(complete).pdf

02664-kolnp-2006-form-1.pdf

02664-kolnp-2006-form-18.pdf

02664-kolnp-2006-form-2.pdf

02664-kolnp-2006-form-3.pdf

02664-kolnp-2006-form-5.pdf

02664-kolnp-2006-international publication.pdf

02664-kolnp-2006-international search authority report-1.1.pdf

02664-kolnp-2006-international search authority report.pdf

02664-kolnp-2006-others.pdf

02664-kolnp-2006-p.a.pdf

02664-kolnp-2006-pct others-1.1.pdf

02664-kolnp-2006-pct others.pdf

02664-kolnp-2006-priority document-1.1.pdf

02664-kolnp-2006-priority document.pdf

2664-KOLNP-2006-ABSTRACT.pdf

2664-KOLNP-2006-AMANDED CLAIMS.pdf

2664-KOLNP-2006-CORRESPONDENCE 1.4.pdf

2664-KOLNP-2006-CORRESPONDENCE.pdf

2664-KOLNP-2006-DESCRIPTION (COMPLETE).pdf

2664-KOLNP-2006-EXAMINATION REPORT.pdf

2664-KOLNP-2006-FORM 1 2.1.pdf

2664-KOLNP-2006-FORM 1.pdf

2664-KOLNP-2006-FORM 18.pdf

2664-KOLNP-2006-FORM 2.pdf

2664-KOLNP-2006-FORM 3 1..pdf

2664-KOLNP-2006-FORM 3.pdf

2664-KOLNP-2006-FORM 5.pdf

2664-KOLNP-2006-FORM 6.pdf

2664-KOLNP-2006-GRANTED-ABSTRACT.pdf

2664-KOLNP-2006-GRANTED-CLAIMS.pdf

2664-KOLNP-2006-GRANTED-DESCRIPTION (COMPLETE).pdf

2664-KOLNP-2006-GRANTED-FORM 1.1.pdf

2664-KOLNP-2006-GRANTED-FORM 1.pdf

2664-KOLNP-2006-GRANTED-FORM 2.pdf

2664-KOLNP-2006-GRANTED-SPECIFICATION.pdf

2664-KOLNP-2006-OTHERS 3..pdf

2664-KOLNP-2006-OTHERS PCT FORM.pdf

2664-KOLNP-2006-OTHERS.pdf

2664-KOLNP-2006-PETITION UNDER RULE 137-1.1.pdf

2664-KOLNP-2006-PETITION UNDER RULE 137.pdf

2664-KOLNP-2006-REPLY TO EXAMINATION REPORT 1.2.pdf

2664-KOLNP-2006-REPLY TO EXAMINATION REPORT.pdf

2664-KOLNP-2006-TRANSLATED COPY OF PRIORITY DOCUMENT.pdf


Patent Number 253521
Indian Patent Application Number 2664/KOLNP/2006
PG Journal Number 30/2012
Publication Date 27-Jul-2012
Grant Date 26-Jul-2012
Date of Filing 14-Sep-2006
Name of Patentee EWALD DORKEN AG
Applicant Address WETTERSTRASSE 58 58313 HERDECKE GERMANY
Inventors:
# Inventor's Name Inventor's Address
1 KRUSE THOMAS SPISSENAGE ISTRASSE 94 44229 DORTMUND GERMANY
PCT International Classification Number C23C 22/34
PCT International Application Number PCT/EP2005/002984
PCT International Filing date 2005-03-21
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 10 2004 014 032.4 2004-03-19 Germany