Title of Invention

A METHOD FOR TRANSPORTING AND DISTRIBUTING ITEMS

Abstract A need exists to improve and further optimize the transportation and distribution process where a large number of objects must be processed, comprising particularly in one example a large number of mail objects. Items to be distributed and transported are separated into at least two categories, based on the shape of the items. Distribution and transportation functions are performed within a system (1) comprising a plurality of Origin Facility/Destination Facility (2, 8) and Network Control Points (4, 6), with each ODF being assigned to a single NCP. Each ODF, in turn, is assigned one or more geographic area. Items arrive at an ODF (2), are distributed and the transported to the assigned NCP (4) for further distribution, and then transported to a second ODF (8) for final distribution. Fig.1
Full Text A METHOD FOR TRANSPORTING AND DISTRIBUTING ITEMS
Related Application
This non-provisional application claims priority to
provisional application no. 60/453,748,."filed March 10, 200'3.
Field of the Invention
This invention relates generally to systems and methods for
the efficient transportation of objects from an origination point
to a destination point including,. more particularly, methods and
systems for transporting and distributing large numbers of items,
including for example mail items, from an origination point to a
destination point.
Background of the Invention
In fiscal year 2000, the United States Postal Service
delivered approximately 208 billion pieces of mail. The average
daily volume of • mail delivered during fiscal year 2000 was 500
million pieces.
At present, the process of delivering the mail is a
relatively complicated one. That process can be broken down into
two components: (a) transportation and (b) distribution. The term
"transportation" as used herein is intended to refer•to the nodes

and routes, which define the-'flow of." mail (or other objects)
between plants/processing' facilities (or other, sorting points).
Transportation includes the inter-plant transportation network and
the -plant to delivery unit networks. (A delivery unit is a post
office, station or branch that has mail- delivery functions to the
point of final delivery, for 'a mail ' item.) . It does not include
activity within the plants themselves'.
The term "distribution" .as used' herein refers to the
combination of equipment, processes and plants that sort mail (or
other objects). Distribution generally takes place between the.
point at which originating mail is picked up from its point of.
origin and the point at which it reaches its point of final
• delivery. The distribution of mail is assisted by the use of five
and preferably nine digit ZIP codes, which refer to defined
. geographic areas.
It must also be noted that mail items come in varying shapes.
Examples of current mail shapes include flat-size, letter-size,
parcels, and outsides. Currently, plants process more or less all
shapes of mail. However, because mail-^processing equipment is
generally shape-specific; i.e., can only process one shape of mail
item,- it is inefficient to locate in each plant every type of
-processing equipment.. Nevertheless, currently, transportation of
mail is -organized according to mail class, rather than according

to mail shape.
A need continually exists to improve and further optimize the
transportation and distribution process where a large number of
objects must be processed, including particularly in one example a
large number of mail objects; Such improvement should rely/ among
.other things, on the use of shape-based criteria in organizing the
• transportation of mail items (or the like) between plants and
their distribution within plants. .
Brief Description of the Accompanying Drawings
Figure 1 is a flow-style chart illustrating the flow of
letters and flats according to an "embodiment of a method and
system consistent with the present invention, treating
separately non-turnaround mail and turnaround mail.
Figure 2 is a flow-style chart illustrating the flow of •
parcels and Priority mail according to an embodiment of a method
and system consistent with the present invention, treating
separately non-turnaround mail and turnaround mail.
Figure 3 is a flow-style chart illustrating the flow of
parcels and- Priority mail according to an embodiment of a method
and system consistent with the present invention.
Figure 4 is a map illustrating assignments of multiple
geographic areas.'to a single ODF.-

Figure "5 is a map illustrating assignments of multiple ODFs
to a single NCP.
Figure 6 is a map of an NCP. network, comprising a plurality
of NCP's, each linked to its ODFs-, with routes between NCPs.
Detailed Description of the Preferred Embodiments
This' invention is concerned with a, system and method for
the efficient distribution and transportation of objects from an
origination point to a destination point. Preferably, the
^objects pass through at least one intermediate sorting point,
and are there sorted so. as to aid in the efficient
transportation of the objects through the system. In one
embodiment, the objects are mail pieces'. However, other,
non-mail objects, could also be transported from an origination
point to a destination point using the system and method of the
present invention.
The system and method of the present invention is intended
. to accommodate the transportation and, in one embodiment, the
distribution, of extremely large numbers of objects. In one
preferred embodiment, the system and method may be used in the
efficient transportation and distribution of extremely large
■ numbers of mail items. ■
A number of specialized terms shall be used in the

description of the system and method of• the present invention.
First, with respect to mail types, the following definitions
apply:
(a) "Flat" generally refers to flat-size mail.' It may
include mail that is within the dimensions of 15 inches long, 12
inches high, and 3/4'of an inch thick;
(b) "Letter" generally refers to letter-size mail. It may
include mail that is within the dimensions of 11 and 1/2 inches
long, 6 and 1/8 inches high, and 1/4 inch thick;
.(c) "Parcel" generally refers to mail items that are .
outside the dimensions of Flats and Letters, yet that still fit
within a mail sack or container; and
(d) "Priority" - generally refers to mail items for which
expedited treatment is required.
It should be noted that, with respect to size, the terms
"flat," "letter," and "parcel" are exemplary only. In essence,
when dealing with a plurality of different-ly-sized items to be
shipped, a "flat" may represent any established first size for
an item to be shipped, a "letter" may represent any established
second size for an item to be shipped, and a "parcel" represents
any established third size for an item to be shipped. It should
be noted further that there can be any. desired number of
established sizes of items to be shipped, with each established

size being defined based on the particular items to be shipped.
The actual sizes for each class can be varied as desired.
In a similar vein, the term- "priority" represents any
established expediting service for the shipment of items to be
shipped, utilizing the method hereof with respect to particular
items to be shipped. The actual duration of such expediting
.service can be varied as desired.• • •
It should be noted that other criteria could be utilized to
allocate distribution among facilities of items that are to be
shipped, including for example package color, health and/or
safety considerations, .etc
Other specialized terms used herein include the following:
(a) Origin Facility/Destination Facility ("ODF") - the
initial recipients of mail collection, and from which mail will
be processed for transport-to delivery unit's. Initial and final
sorting of mail occurs at an ODF for all turnaround mail
(network bound mail receives its initial sort at the ONCP) . As
shown in Figure 4, ODFs "(represented by an upright triangle)
receive mail from delivery units within designated geographic
areas (represented by circles). (For purposes .of the United
States Postal Service, the geographic areas are identified
.according to three digit -ZIP CODE areas,' though other means for
identifying particular geographic areas can be utilized.)

Preferably, each-geographic area (e.g., each three digit zip
code area) is assigned to only one ODF. ODFs will.typically
receive mail from more than one three digit zip code:area, but
in some cases it may.receive' may from, only one three digit zip-
code area. Zip codes are assigned to NCPs based upon least cost
network design while meeting constraints such as the
geographical distance between zips and ODFs, mail volumes
(workload), and available facility capacity.
(b) Network Control Point or "NCP" - The NCP is the
facility that .performs the initial network' sort for originating
mail items after they have been initially received by the 'ODF
where they were mailed, and before they are finally sorted at
the ODF where it will be delivered. ODFs are assigned to NCPs
based upon least cost network design while meeting constraints
such as the geographical distance between ODFs and NCPs,- mail
volumes (workload) and available facility capacity. (The ODFs
assigned to a particular NCP can be located in different states,
•counties, etc.) -Figure 5 illustrates the assignment of a
plurality of ODFs to a single NCP (represented by a larger,
inverted triangle). As shown in Figure 5, preferably, each ODF
is assigned to a single NCP that is not co-located within the
same facility; On the other hand, generally and as shown in
Figure 6, Each NCP (represented by a large triangle) will

receive mail from several ODFs (represented by smaller
' triangles), with each NCP maintaining transport connectivity
throughout the -network with other NCP's - though not -with ODFs'
other than those that have been assigned to them. In some
cases, it may be necessary to'co-locate an NCP and one of its
-assigned ODFs within the same facility-or campus-of facilities.
(c) Originating Network Control Point, or "ONCP" and •
Destinating Network Control Point, or "DNCP" - These come into
play where an NCP receives mail from an ODF that is destined for,
a different ODF that may or may not be part of the NCP's'service
. area. In such instance, the first NCP provides the network
piece-sortation for all destinating ODFs consistent with its
role as an Originating NCP, or ONCP. Where mail is destined for
an ODF that is not part of the ONCP's service area, the mail is
containerized and transported' from the ONCP to 'the NCP assigned
to" the particular ODF where the mail is destined. In such
instance, the second NCP is the Destinating NCP, or DNCP.
(d) Intermediate Network Control Point,' or "INCP" - If
there is no direct transport link between the ONCP and the DNCP,
• the mail will be sent to an intermediate NCP, or INCP.' The INCP•
acts as a-transportation hub between the ONCP and the DNCP.-
Every NCP will function as an ONCP and a DNCP depending upon
whether the mail is originating or destinating at one of its

ODFs. Additionally, every NCP has the ability to provide INCP
functionality for the purpose of transportation cost short-
cutting. Such INCP functionality may include build/bulk,- cross-
dock, and/or break-buik operations.
Furthermore/ it is intended that a particular INCP' network
(subset of all- NCPs) will, be defined for the purpose of
providing a higher-level of dropship entry points.- It is
• expected that this INCP subset will lessen the need for sacks as
• a mail- prep resource within the network and will encourage
further workshare opportunities.
(e) Origin air mail center, or '"OAMC", and destination air
mail center, or DAMC -Where there is no efficient ground
transportation route between an ONCP and a DNCP, either directly
or through an INCP, mail is shipped by air. ■ In this instance,
mail travels from an ONCP to an origin air mail center, or OAMC.
At the OAMC, the mail is placed on air transportation to the
destination AMC, or DAMC. From the DAMC, the mail is sent to
the DNCP. Each NCP is assigned to one and only one AMC. Every
AMC- is both an OAMC and a DAMC, depending-on whether the mail is
originating or destinating at one of its NCP's.
(f) "Turnaround" - refers to mail items whose origin and
destination are both within a particular ODF's geographic area
(e.g., three digit ZIP CODE area).

(g) "Plant Load"- and "Drop Shipment" - In some instances,
preliminary sorting is conducted-by a private actor, and'
preliminarily sorted mail items may be delivered in large volume
by the private actor into the system. Typically, a large volume
shipment that is delivered to an originating ODF or an ONCP is
regarded as a plant load. . A large volume shipment that is-
■ delivered to a destination ODF, an INCP, or a DNCP, is regarded
as a drop shipment'.
It should be noted that the terms ODF, NCP and the like, as
used herein, are exemplary only, and that other terms may be
utilized to describe facilities that perform the functions
described herein.
The ODF and the NCP are primarily distinguished by their
location within the network and the different types of
distribution that occurs therein (i.e., initial and final
sorting at the ODF, and intermediate/initial network sorting at
the NCP) . The ODFs and the NCPs to which they are assigned have
present therein automated processing equipment of a type
suitable, for the processing of items having an established,
physical shape. For example, all ODFs specialize in the
distribution of both "letters" and "flats," whereas an NCP
specializes in the distribution of "bundles" and "parcels" while
providing a supporting role in the network distribution of

"letters" and "flats." In other words, the assignment of ODFs
to :NCPs takes into consideration product "shape," the
.geographical area in which the ODFs and NCPs are located, and
the proximity of ODFs to their respectively assigned NCPs.
•Typically, the predominant "shape" criteria for ODF role
assignments will be Letters and Flats, which represent the.
largest percentage of mail items within a typical mail system.
The predominant shape criteria for NCP role assignments will be
Bundles and Parcels.. Seen in this light, the system described
herein is "shape-based."
• Referring now to Figure 1, one possible path of mail items
. (in this example Letters and Flats) through ODF and NCP
facilities, consistent with the system and method of the present
invention, is shown. Initially, items enter a particular ODF
(identified as the "OF" in the drawing figure), according to the
originating geographic area (e.g., three digit ZIP code area)
for the item. The items are then separated as between
turnaround (also referred to as "local") and non-turnaround,
with turnaround mail being origin and destination processed
within the OF.
For Letters and Flats that are turnaround, the'OF will
■.perform origin processing. This will'include, preferably,
cancellation, outgoing primary, incoming primary, incoming

secondary and'DPS.' It will also perform all'image lift
resolution. Non-turnaround Letters and Flats are then
transported from the OF to-an ONCP for the purpose-of receiving -
network distribution to the DF sort level and subsequent
container and transport consolidation-. The ONCP may also
directly receive Plant Loads.
Some mail items-may go directly from an ONCP ta a
destination ODF or "DF,-" depending on the destinating geographic
area (e.g., three digit ZIP code) for particular items, while
others will continue to a DNCP, before continuing on to a DF.
(As discussed above, in some instances, it may be necessary for
mail items to be transported from an ONCP to an INCP and then on
to a DNCP. Air shipment between the ONCP and DNCP, through an
. OAMC and a DAMC, may also be necessary.) As shown in Figure 1,
the DNCP may also receive Drop Shipments.
From the DNCP, Letters and Flats are transported to a DF
for destination processing, where the DF is selected based on
the destination geographic area (e.g., three digit ZIP code) for
the particular mail items. The DF, like the DNCP, may also
receive Drop Shipments. As such, non-turnaround Letters and
Flats.receive piece-sortation at. only ONCPs and DFs.
Referring now to Figure 2, it can be seen that.the
processing of turnaround Parcels and Priority is the'same as for

■ turnaround Letters and Flats-— i.e.,'all origin and destination
processing occurs'in the OF/DF. ' Non-turnaround Parcel and
Priority items will'follow a- similar transportation path as
Letters and Flats, except that piece processing will occur
strictly within NCP facilities having automated processing
equipment for these physical shapes as discussed above. In
other words and by way. of example, within a particular •
geographic area, it will be preferred to have an ODF for Letters
and Flats, and a corresponding NCP for Parcels and Priority mail
• that contains automated processing equipment for- the
corresponding physical shape. Since NCPs may be assigned
multiple ODFs, the geographic service area covered by an NCP is
equal to the sum of the service areas covered by its
respectively assigned ODFs.
• Referring now to Figure 3,.another illustration of mail
flow through an embodiment of the system and method described
herein is presented. Mail items within particular geographic
areas (identified here as 0ZIP1, 0ZIP2 and 0ZIP3) and having a
particular shape are assigned to a single OF. . Turnaround, or
"local" mail, is origin and destination processed at the' OF,
while non-local mail continues to the assigned ONCP. The OF and
the ONCP can each receive Plant Loads.
The ONCP conducts intermediate processing, and'then

. transports the mail items to-a. DNCP for subsequent
transportation to a DF. Transportation may also occur directly
from the ONCP ,to the DF, or by way of. an INCKP. The DNCP and DF .
can each receive Drop Shipments.
While, in a preferred embodiment, the' system and method of
the present invention may be utilized for' the transportation and
distribution of mail items, it should be understood that it
could be. used for the transportation and distribution of
non-mail items as well. In the event of such application,
certain substitutions to the elements of the method and system
of the-present invention will be made, as necessary, to permit
use with non-mail items.

WE CLAIM :
1. A method for transporting and distributing items via an origin facility, an
origin network control point, a destination network control point, and a destination
facility comprising:
establishing at least a first shape category and a second shape category
for said items;
receiving, at said origin facility, a plurality of items within said first shape
category and a plurality of items within said second shape category;
origin processing said plurality of items within said first shape category,
using automatic processing equipment capable of image lift resolution, at said
origin facility;
transporting, according to shape category, said origin-processed plurality
of items within said first shape category and said plurality of items within said
second shape category, without origin processing, to said origin network control
point;
origin processing said plurality of items within said second shape
category, using automatic processing equipment capable of image lift resolution,
at said origin network control point;
transporting, according to shape category, said origin-processed plurality
of items within said first shape category and said origin-processed plurality of
items within said second shape category to said destination network control
point;
destination processing said plurality of items within said second shape
category at said destination network control point;
transporting, according to shape category, said origin-processed plurality
of items within said first shape category and said destination-processed plurality
of items within said second shape category to said destination facility; and
destination processing said plurality of items within said first shape
category at said destination facility.

2. The method as claimed in claim 1, comprising:
separating, at said origin facility, said plurality of items within said first
shape category into a first group and a second group,
the first group comprising turnaround items destination-addressed within a
geographic area assigned to said origin facility, and the second group comprising
non-turnaround items destination-addressed outside said geographic area
assigned to said origin facility;
separating, at said origin facility, said plurality of items within said second
shape category into the first group and the second group,
destination processing said first group at said origin facility;
transporting said first group from said origin facility to at least one delivery
unit in said geographic area, and
transporting said second group from said origin facility to said destination
network control point.
3. The method as claimed in claim 1, wherein transporting said origin-
processed plurality of items within said first shape-category and said origin-
processed plurality of items within said second shape category to said
destination network control point comprises:
transporting, according to shape category, said origin-processed plurality
of items within said first shape category and said origin-processed plurality of
items within said second shape category to an origin air center; and
transporting, according to shape category, said origin-processed plurality
of items within said first shape category and said origin-processed plurality of
items within said second shape category from said origin air center to a
destination air center.
4. The method as claimed in claim 1, wherein transporting to said destination
network control point comprises:

transporting, according to shape category, said origin-processed plurality
of items within said first shape category and said origin-processed plurality of
items within said second shape category from said origin network control point to
at least one intermediate network control point; and
transporting, according to shape category, said origin-processed plurality
of items within said first shape category and said origin-processed plurality of
items within said second shape category from said at least one intermediate
network control point to said destination network control point.
5. The method as claimed in claim 1, comprising:
receiving at said origin facility a plant load containing a plurality of items in
said first shape category; and
transporting, based on said first shape category, said plant load from said
origin facility to said origin network control point.
6. The method as claimed in claim 1, comprising:
receiving at said origin network control point a plant load containing a
plurality of items within said first shape category.
7. The method as claimed in claim 1, comprising:
receiving at said destination network control point a drop shipment, from a
private actor, containing a plurality of items within said first shape category.
8. The method as claimed in claim 1, comprising:
receiving at said destination facility a drop shipment, from a private actor,
containing a plurality of items within said first shape category.
9. The method as claimed in claim 1, comprising:
establishing a third shape category;

receiving at said origin facility a plurality of items within said third shape
category;
origin processing said plurality of items within said third shape category at
said origin facility;
transporting, according to shape category, said origin-processed plurality
of items within said third shape category to said destination facility point; and
destination processing said plurality of items within said third shape
category at said destination facility.


ABSTRACT

A METHOD FOR TRANSPORTING AND DISTRIBUTING ITEMS
A need exists to improve and further optimize the transportation and
distribution process where a large number of objects must be processed,
comprising particularly in one example a large number of mail objects. Items to
be distributed and transported are separated into at least two categories, based
on the shape of the items. Distribution and transportation functions are
performed within a system (1) comprising a plurality of Origin Facility/Destination
Facility (2, 8) and Network Control Points (4, 6), with each ODF being assigned
to a single NCP. Each ODF, in turn, is assigned one or more geographic area.
Items arrive at an ODF (2), are distributed and the transported to the assigned
NCP (4) for further distribution, and then transported to a second ODF (8) for
final distribution.
Fig.1

Documents:

01972-kolnp-2005-abstract.pdf

01972-kolnp-2005-claims.pdf

01972-kolnp-2005-description complete.pdf

01972-kolnp-2005-drawings.pdf

01972-kolnp-2005-form 1.pdf

01972-kolnp-2005-form 3.pdf

01972-kolnp-2005-form 5.pdf

01972-kolnp-2005-international publication.pdf

1972-KOLNP-2005-(21-05-2012)-CORRESPONDENCE.pdf

1972-KOLNP-2005-ABSTRACT.pdf

1972-KOLNP-2005-ASSIGNMENT.pdf

1972-KOLNP-2005-CANCELLED DOCUMENT.pdf

1972-KOLNP-2005-CLAIMS.pdf

1972-KOLNP-2005-CORRESPONDENCE 1.2.pdf

1972-KOLNP-2005-CORRESPONDENCE-1.1.pdf

1972-KOLNP-2005-CORRESPONDENCE.pdf

1972-KOLNP-2005-DESCRIPTION (COMPLETE).pdf

1972-KOLNP-2005-DRAWING.pdf

1972-KOLNP-2005-EXAMINATION REPORT.pdf

1972-KOLNP-2005-FORM 1.pdf

1972-KOLNP-2005-FORM 18.pdf

1972-KOLNP-2005-FORM 3 1.1.pdf

1972-KOLNP-2005-FORM 3.pdf

1972-KOLNP-2005-FORM 5.pdf

1972-KOLNP-2005-GPA.pdf

1972-KOLNP-2005-GRANTED-ABSTRACT.pdf

1972-KOLNP-2005-GRANTED-CLAIMS.pdf

1972-KOLNP-2005-GRANTED-DESCRIPTION (COMPLETE).pdf

1972-KOLNP-2005-GRANTED-DRAWINGS.pdf

1972-KOLNP-2005-GRANTED-FORM 1.pdf

1972-KOLNP-2005-GRANTED-SPECIFICATION.pdf

1972-KOLNP-2005-OTHERS 1.2.pdf

1972-KOLNP-2005-OTHERS-1.1.pdf

1972-KOLNP-2005-OTHERS.pdf

1972-KOLNP-2005-PETITION UNDER RULE 137.pdf

1972-KOLNP-2005-REPLY TO EXAMINATION REPORT 1.1.pdf

1972-KOLNP-2005-REPLY TO EXAMINATION REPORT.pdf

abstract-01972-kolnp-2005.jpg


Patent Number 253840
Indian Patent Application Number 1972/KOLNP/2005
PG Journal Number 35/2012
Publication Date 31-Aug-2012
Grant Date 28-Aug-2012
Date of Filing 05-Oct-2005
Name of Patentee UNITED STATES POSTAL SERVICE
Applicant Address 475 L'ENFANT PLAZA, S.W., WASHINGTON, DC 20261-1135, U.S.A.
Inventors:
# Inventor's Name Inventor's Address
1 SHAH, PRANAB 475 L'ENFANT PLAZA, S.W., WASHINGTON, DC 20261-1135, U.S.A.
PCT International Classification Number B65G
PCT International Application Number PCT/US2004/005305
PCT International Filing date 2004-02-23
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 60/453,748 2003-03-10 U.S.A.