Title of Invention

A UNSYMMETRICALLY SUBSTITUTED PHOSPHOLANE CATALYSTS AND A PROCESS OF PREPARATION THEREOF

Abstract A ligand system having the structure of general formula wherein represents stereocenter; R3 and R4 are each independently selected from the group consisting of (C1-C8)-alkyl, (C1-C8)-alkoxy, HO-(C1-C8)-alkyl, (C2-C8)-alkoxyalkyl, (C6-C18)-aryl, (C7-C19)-aralkyl, (C3-C18)-heteroaryl,(C4- C19)-heteroaralkyl,(C1-C8)-alkyl-(C6-C18)-aryl,(C1-C8)-alkyl-(C3-C18)-heteroaryl, (C3-C8)- cycloalkyl, (C1-C8)-alkyl-(C3-C8)-cycloalkyl, and (C3-C8)-cycloalkyl-(C1-C8)-alkyl; R7 an R8 are each independently H, R3 or R3 and R7 and /or R7 and R8 and/or R8 and R4 are joined to one another via a (C3-C5) -alkylene bridge; R1 and R2 are each independently (C1-C8)- alkyl, (C6-C18)-aryl, (C7-C19)-aralkyl, (C3-C18)-heteroaryl, (C4-C19)-heteroaralkyl, (C1-C8)-alkyl- (C6-C18)-aryl, (C1-C8)-alkyl-(C3-C18)-heteroaryl, (C3-C8)-cycloalkyl, (C1-C8)-alkyl-(C3-C8)- cycloalkyl, (C3-C8)-cycloalkyl-(C1-C8)-alkyl, (C1-C8)-alkyl-O, (C6-C18)-aryl-O, (C7-C19)-aralkyl- O, (C3-C8)-cycloalkyl-O, (C1-C8)-alkyl-NH, (C6-C18)-aryl-NH, (C7-C19)-aralkyl-NH, (C3-C8)- cycloalkyl-NH, ((C1-C8)-alkyl)2N, ((C6-C18)-aryl)2N,((C7-C19)-aralkyl)2N, or ((C3-C8)- cycloalkyl)2N; and A is a ring system having the following structure: Wherein Q is O, NH,MH-NH, NR, NOR, NR, S, CH2 or C=C(R)2; R is H, (C1-C8)-alkyl, (C6-C18)-aryl, (C7-C19)-aralkyl, (C1-C8)-alkyl-(C6-C18)-aryl, (C3-C8)- cycloalkyl, (C1-C8)-alkyl-( C3-C8)-cycloalkyl, or (C3-C8)-cycloaalkyl-(C1-C8)-alkyl; R'is R or R'"; and R"' is one or more electron-withdrawing groups selected from the group consisting of flourine, chlorine, CF3 CO, CF3SO2, CF3, and CnF2n+1.
Full Text Unsymmenetrically substituted phospholane catalysts
The present invention is directed to new bisphosphane
ligands and catalysts of the phospholane type. In parti-
cular, the invention relates to ligands of the general
formula (I) .

Enantiomerically enriched chiral ligands are used in asym-
metric synthesis and asymmetric catalysis. It is essential
here that the electronic and the stereochemical properties
of the ligands are adjusted optimally to the particular
catalysis problem. An important aspect of the success of
these classes of compounds is attributed to the creation of
a particularly asymmetric environment of the metal centre
by these ligand systems. In order to utilize such an
environment for an effective transfer of chirality, it is
advantageous to control the flexibility of the ligand
system as an inherent limitation of the asymmetric
induction.
Within the substance class of the phosphorus-containing
ligands, cyclic phosphines, especially the phospholanes,
have achieved particular significance. Bidentate, chiral
phospholanes are, for example, the DuPhos and BPE ligands
used in asymmetric catalysis (Cobley, Christopher J.;
Johnson, Nicholas B.; Lennon, Ian C; McCague, Raymond;
Ramsden, James A.; Zanotti-Gerosa, Antonio. The applica-
tion of DuPHOS rhodium(I) catalysts for commercial scale

asymmetric hydrogenation. Asymmetric Catalysis on Indus-
trial Scale (2004), 269-282).
In the ideal case, however, a variously modifiable, chiral
ligand basic skeleton is available, which can be varied
within a wide range in relation to its steric and electro-
nic properties.
WO03/084971 presents ligand and catalyst systems with which
extremely positive results can be achieved especially in
hydrogenation. In particular, the catalyst types deriving
from maleic anhydride and the cyclic maleimide apparently
create, in their property as chiral ligands, such a good
environment around the central atom of the complex used
that these complexes are superior to the best hydrogenation
catalysts known to date for some hydrogenations.
Unsymmetrically substituted bisphospholane ligands and
catalysts are presented, for example, by Pringle et al. and
in the European Patent Applications EP1124833, EP1243591,
EP1318155 and EP1318156. These derive substantially from
the known DuPhos ligands (Dalton Transactions 2004, 12,
1901-5) or have flexible -(CH2)- units as a bridge.
However, it is also known that a catalyst is not applicable
equally efficiently to all catalysis problems. Instead, the
situation is such that certain catalysts can be used effi-
ciently for selected catalysis processes and are less suit-
able for other purposes. It is therefore still important to
have a high diversity of catalyst structures ready to be
able to handle a maximum number of catalysis problems
optimally.
It is therefore an object of the present invention to
specify further ligand structures which can be used
successfully in enantioselective catalysis. The ligands
should be preparable in a simple manner from readily
available precursor compounds, be stable in industrial

application and, from economical and ecological points of
view, be superior to the known prior art catalysts.
This object is achieved in accordance with the claims.
Claims 1 to 3 relate to the ligand systems. Claims 4 and 5
are directed to inventive complexes. Claim 6 relates to a
preferred embodiment for the preparation of the inventive
ligands and Claims 7 to 15 encompass the use of the
catalysts described in asymmetric synthesis.
By providing ligand systems having the structure of the
general formula (I)

in which
* represents a stereocentre,
R3 and R4 are each independently selected from the group
consisting of
(C1-C8)-alkyl, (C1-C8) -alkoxy, HO- (C1-C8) -alkyl,
(C2-C8)-alkoxyalkyl, (C6-C18)-aryl, (C7-C19) -aralkyl,
(C3-C18) -heteroaryl, (C4-C19) -heteroaralkyl,
(C1-C8) -alkyl- (C6-C18)-aryl,
(C1-C8) -alkyl- (C3-C18) -heteroaryl, (C3-C8) -cycloalkyl,
(C1-C8) -alkyl- (C3-C8) -cycloalkyl,
(C3-C8) -cycloalkyl- (C1-C8) -alkyl,
R7 and R8 are each independently H, R3, or
R3 and R7 and/or R7 and R8 and/or R8 and R4 are joined to one
another via a (C3-C5) -alkylene bridge,
R1 and R2 are each independently (C1-C8)-alkyl,
(C6-C18)-aryl, (C7-C19)-aralkyl, (C3-C18)-heteroaryl,
(C4-C19) -heteroaralkyl, (C1-C8) -alkyl- (C6-C18) -aryl,

(C1-C8) -alkyl- (C3-C18)-heteroaryl, (C3-C8) -cycloalkyl,
(C1-C8) -alkyl- (C3-C8) -cycloalkyl,
(C3-C8) -cycloalkyl- (C1-C8) -alkyl, (C1-C8) -alkyl-O,
(C6-C18)-aryl-O, (C7-C19)-aralkyl-O, (C3-C8) -cycloalkyl-O,
(C1-C8)-alkyl-NH, (C6-C18)-aryl-NH, (C7-C19) -aralkyl-NH,
(C3-C8) -cycloalkyl-NH, ((C1-C8) -alkyl)2N, ( (C6-C18)-aryl)2N,
((C7-C19)-aralkyl)2N, ((C3-C8) -cycloalkyl)2N,
A is a C2 bridge where both carbon atoms have sp2
hybridization and form part of a 3-, 4-, 5-, 6-, 7- or
8-membered ring system optionally having heteroatoms and
where this ring system is substituted by at least one
electron-withdrawing group selected from the group consist-
ing of fluorine, chlorine, CF3CO, CF3SO2, CF3, CnF2n+1 when A
is a 1,2-bridged phenyl ring, the solution to the stated
object is achieved in an extremely simple but no less
advantageous manner. The ligand systems described can be
used in a simple way in asymmetric synthesis and afford
good to very good results, for example, in the asymmetric
hydrogenation of various organic derivatives, for example
β-acetamidocinnamic esters.
It is advantageous when the part-system A of the inventive
ligand system is substituted on one side by the following
phospholane substructures, where n in this case may assume
a value of 1, 2 or 3 and R may be (C1-C8)-alkyl:

For the bridging molecular moiety A, the person skilled in
the art can in principle use any radical useful for the

present purpose provided that it has a C2 bridge where both
carbon atoms have sp2 hybridization and where the radical
forms part of a 3-, 4-, 5-, 6-, 7- or 8-membered ring
system. The above-addressed restriction with regard to the
1,2-bridging phenyl rings as the A radical therefore
applies. The above-addressed ring systems may optionally
have one or more heteroatoms. Useful heteroatoms are
especially oxygen, sulphur or nitrogen atoms. Over and
above the above-described sp2 hybridization, they may have
further unsaturation and may be of aromatic nature. They
may be mono- or polysubstituted by further radicals,
especially those selected from the group consisting of
(C1-C8)-alkyl, (C1-C8) -alkoxy, HO-(C1-C8) -alkyl,
(C2-C8)-alkoxyalkyl, (C6-C18)-aryl, (C7-C19) -aralkyl,
(C3-C18) -heteroaryl, (C4-C19) -heteroaralkyl,
(C1-C8) -alkyl- (C6-C18) -aryl,
(C1-C8) -alkyl- (C3-C18) -heteroaryl, (C3-C8) -cycloalkyl,
(C1-C8) -alkyl- (C3-C8) -cycloalkyl,
(C3-C8) -cycloalkyl- (C1-C8) -alkyl.
The ring systems may additionally also have one or more
substituents which exert a negative inductive effect on the
ring system. The negative inductive effect leads to elec-
tron density being withdrawn from the ring system via
σ-bonds and hence also the electron density of the part-
ring system A being reduced. This has a crucial influence
on the basicity of the phosphorus atoms bonded to this
part-system A. Such substituents having a negative induc-
tive effect are in particular formed from atoms or groups
of atoms which, taken alone or together, have a greater
electronegativity than the carbon atom and are thus
electron-withdrawing groups. These are advantageously those
selected from the group consisting of fluorine, chlorine,
CF3CO, CF3SO2, CF3, CnF2n+1.


in which
Q is O, NH, NH-NH, NR-NR, NOR, NR, S, CH2 or C=C(R)2,
R is H, (C1-C8) -alkyl, (C6-C18) -aryl, (C7-C19)-aralkyl,
(C1-C8) -alkyl- (C6-C18) -aryl, (C3-C8) -cycloalkyl,
(C1-C8) -alkyl- (C3-C8) -cycloalkyl,
(C3-C8) -cycloalkyl- (C1-C8) -alkyl,
R' is R or R"' and
R"' is one or more electron-withdrawing groups selected
from the group consisting of fluorine, chlorine, CF3CO,
CF3SO2, CF3, CnF2n+1, where R' and R"' may each be present
independently in the ring system once or more than once, up
to eight times.
The carbon atoms shown in the general formula (I) and
indicated with an * represent stereogenic centres which
impart chirality to the molecule in question. However, it
is also possible that, over and above the carbon atoms
indicated with an *, further up to all carbon atoms in the
phospholane ring form a stereogenic centre in the ligand
system of the invention. Particularly suitable compounds
are those of the general formula (I) which are present in
maximum enantiomerically enriched form. These are
especially suitable for transferring a chiral induction in
the process underlying the catalysis to the substrate and
are thus capable of generating a high enantiomeric
enrichment in the product too. Particularly advantageous

compounds are those of the general formula (I) which have
an enantiomeric enrichment of > 90%, more preferably 91%,
92%, 93%, 94% and most preferably ≥ 95%. Extremely
preferably, the compound of the general formula (I) may
also have an enantiomeric enrichment of > 98%.
The invention also provides complexes which contain the
inventive ligands of the formula (I) and at least one
transition metal.
Suitable complexes, especially of the general formula (V),
contain inventive ligands of the formula (V)

where, in the general formula (V), M is a transition metal
centre, L are identical or different coordinating organic
or inorganic ligands and P are inventive bidentate organo-
phosphorus ligands of the formula (I) , S represent coordin-
ating solvent molecules and A represent equivalents of
noncoordinating anions, where x and y are integers greater
than or equal to 1, z, q and r are integers greater than or
equal to 0.
There is an upper limit on the sum of y + z + q by virtue
of the coordination centres available on the metal centres,
but not all coordination sites need be occupied. Preference
is given to complexes with octahedral, pseudooctahedral,
tetrahedral, pseudotetrahedral, square planar coordination
spheres which may also be distorted around the particular
transition metal centre. The sum of y + z + q in such
complexes is less than or equal to 6.
The inventive complexes contain at least one transition
metal atom or ion, in particular of palladium, platinum,
rhodium, ruthenium, osmium, iridium, cobalt, nickel or
copper, in any catalytically relevant oxidation state.
Preference is given to complexes having fewer than four
metal centres, particular preference to those having one or

two metal centres. The metal centres may be occupied by
various metal atoms and/or ions.
Preferred ligands L of such complexes are halide, parti-
cularly Cl, Br and I, diene, particularly cyclooctadiene,
norbornadiene, olefin, particularly ethylene and cyclo-
octene, acetato, trifluoroacetato, acetylacetonato, allyl,
methallyl, alkyl, particularly methyl and ethyl, nitrile,
particularly acetonitrile and benzonitrile, and also
carbonyl and hydrido ligands.
Preferred coordinating solvents S are ethers, amines,
particularly triethylamine, alcohols, particularly
methanol, ethanol, i-propanol, and aromatics, particularly
benzene and cumene, DMF or acetone.
Preferred noncoordinating anions A are trifluoroacetate,
trifluoromethanesulphonate, BF4, ClO4, PF6, SbF6 and BAr4,
where Ar may be (C6-C18) -aryl.
The individual complexes may contain different molecules,
atoms or ions of the individual constituents M, P, L, S and
A.
Among the ionic complexes, preference is given to compounds
of the [RhP(diene) ]+A- type where P represents an inventive
ligand of the formula (I) .
The invention also provides a process for preparing the
inventive ligands with differently substituted phosphorus
atoms, in which a compound of the general formula (II) or
(II')



The preparation of the inventive metal-ligand complexes
just shown by way of example can be effected in situ by

in which
A may be as defined at the outset,
X is a nucleofugic leaving group and
R1 and R2 may each be as defined above
is reacted with a compound of the general formula (III)

in which R3, R4, R7 and R8 may each be as defined above and
M may be a metal from the group consisting of Li, Na, K,
Mg, Ca, or is an organosilyl group, in such a way that an X
group of (II) or (II') is substituted and the absent
phosphine group PR1R2 is subsequently introduced into the
product of the reaction of (III) with (II).
With regard to the preparation of the starting compounds
and conditions in the reactions in question, reference is
made to the following literature (DE10353831; WO03/084971;
EP592552; US5329015).
One possible preparation variant of the ligands and
complexes is detailed in the following scheme:

reaction of a metal salt or of a corresponding precomplex
with the ligands of the general formula (I). In addition, a
metal-ligand complex can be obtained by reacting a metal
salt or an appropriate precomplex with the ligands of the
general formula (I) and subsequent isolation.
Examples of such metal salts are metal chlorides, bromides,
iodides, cyanides, nitrates, acetates, acetylacetonates,
hexafluoroacetylacetonates, tetrafluoroborates, perfluoro-
acetates or triflates, especially of palladium, platinum,
rhodium, ruthenium, osmium, iridium, cobalt, nickel or
copper.
Examples of the precomplexes are:
cyclooctadienepalladium chloride, cyclooctadienepalladium
iodide,
1,5-hexadienepalladium chloride, 1,5-hexadienepalladium
iodide, bis(dibenzylideneacetone)palladium, bis(aceto-
nitrile)palladium(II) chloride, bis(acetonitrile)-
palladium(II) bromide, bis(benzonitrile)palladium(II)
chloride, bis(benzonitrile)palladium(II) bromide, bis-
(benzonitrile)palladium(II) iodide, bis(allyl)palladium,
bis(methallyl)palladium, allylpalladium chloride dimer,
methallylpalladium chloride dimer, tetramethylethylene-
diaminepalladium dichloride, tetramethylethylenediamine-
palladium dibromide, tetramethylethylenediaminepalladium
diiodide, tetramethylethylenediaminepalladium dimethyl,
cyclooctadieneplatinum chloride, cyclooctadieneplatinum
iodide, 1,5-hexadieneplatinum chloride,
1,5-hexadieneplatinum iodide, bis(cyclooctadiene)platinum,
potassium ethylenetrichloroplatinate,
cyclooctadienerhodium(I) chloride dimer, norbornadiene-
rhodium(I) chloride dimer,

1,5-hexadienerhodium(I) chloride dimer, tris(triphenyl-
phosphine)rhodium(I) chloride,
hydridocarbonyltris(triphenylphosphine)rhodium(I) chloride,
bis(norbornadiene)rhodium(I) perchlorate, bis(norborna-
diene)rhodium(I) tetrafluoroborate, bis(norbornadiene)-
rhodium(I) triflate,
bis(acetonitrilecyclooctadiene)rhodium(I) perchlorate,
bis(acetonitrilecyclooctadiene)rhodium(I) tetrafluoro-
borate, bis (acetonitrilecyclooctadiene)rhodium(I) triflate,
bis(acetonitrilecyclooctadiene)rhodium(I) perchlorate,
bis(acetonitrilecyclooctadiene)rhodium (I) tetrafluoro-
borate, bis(acetonitrilecyclooctadiene)rhodium(I) triflate,
l,5-cyclooctadienerhodium(I) acetoacetonate salts with
halide, triflate, tetrafluoroborate, perchlorate anions,
cyclopentadienerhodium(III) chloride dimer, pentamethyl-
cyclopentadienerhodium(Ill) chloride dimer,
(cyclooctadiene) Ru(η3-allyl)2, ((cyclooctadiene)Ru) 2-
(acetate)4, ((cyclooctadiene) Ru)2 (trif luoroacetate) 4,
RuCl2(arene) dimer, (RuareneI2)2, tris(triphenylphosphine)-
ruthenium(II) chloride, cyclooctadieneruthenium(II)
chloride, OsCl2(arene) dimer, cyclooctadieneiridium(I)
chloride dimer, bis (cyclooctene)iridium(I) chloride dimer,
bis(cyclooctadiene)nickel, (cyclododecatriene)nickel,
tris(norbornene)nickel, nickel tetracarbonyl, nickel(II)
acetylacetonate,
(arene)copper triflate, (arene)copper perchlorate, (arene)-
copper trifluoroacetate, cobalt carbonyl.
The complexes based on one or more metals of the metallic
elements and ligands of the general formula (I), especially
from the group of Ru, Os, Co, Rh, Ir, Ni, Pd, Pt, Cu, may
already be catalysts or be used to prepare inventive

catalysts based on one or more metals of the metallic
elements, especially from the group of Ru, Os, Co, Rh, Ir,
Ni, Pd, Pt, Cu.
All inventive complexes are particularly suitable as a
catalyst for asymmetric reactions. Particular preference is
given to their use for asymmetric hydrogenation, hydro-
formylation, rearrangement, allylic alkylation, cyclo-
propanation, hydrosilylation, hydride transfer reactions,
hydroborations, hydrocyanations, hydrocarboxylations, aldol
reactions or Heck reaction.
Very particular preference is given to their use in the
asymmetric hydrogenation of, for example, C=C, C=O or C=N
bonds, in which they have high activities and selectivi-
ties, and hydroformylation. In particular, it is found to
be advantageous here that the ligands of the general
formula (I) can be adjusted very efficiently to the
particular substrate and the catalytic reaction in steric
and electronic terms by virtue of their simple, wide
modifiability.
Particular preference is given to the use of the inventive
complexes or catalysts for hydrogenating E/Z mixtures of
prochiral N-acylated |3-aminoacrylic acids or derivatives
thereof. The N-acyl group used here may preferably be
acetyl, formyl or urethane or carbamoyl protecting groups.
Since both E and Z derivatives of these hydrogenation
substrates can be hydrogenated in similarly good enantio-
meric excesses, it is possible to hydrogenate an E/Z
mixture of prochiral N-acylated β-aminoacrylic acids or
derivatives thereof with excellent enantiomeric enrichments
overall without preceding separation. With regard to the
reaction conditions to be employed, reference is made to
EP1225166. The catalysts mentioned here can be used in an
equivalent manner.
In general, the β-amino acid precursors (acids or esters)
are prepared by literature methods. In the syntheses of the

compounds, it is possible to follow the general methods of
Zhang et al. (G. Zhu, Z. Chen, X. Zhang J. Org. Chem. 1999,
64, 6907-6910) and Noyori et al. (W. D. Lubell, M.
Kitamura, R. Noyori Tetrahedron; Asymmetry 1991, 2, 543-
554) and Melillo et al. (D. G. Melillo, R. D. Larsen, D. J.
Mathre, W. F. Shukis, A. W.Wood, J. R. Colleluori J. Org.
Chem. 1987 52, 5143-5150). Starting from the corresponding
3-keto carboxylic esters, reaction with ammonium acetate
and subsequent acylation affords the desired prochiral
enamides.
The hydrogenation products can be converted to the β-amino
acids by measures known to those skilled in the art (analo-
gously to the α-amino acids) .
In principle, the ligands and complexes/catalysts are used
in a manner known to those skilled in the art in the form
of a transfer hydrogenation ("Asymmetric transferhydrogena-
tion of C=O and C=N bonds", M. Wills et al. Tetrahedron:
Asymmetry 1999, 10, 2045; "Asymmetric transferhydrogenation
catalyzed by chiral ruthenium complexes" R. Noyori et al.
Acc. Chem. Res. 1997, 30, 97; "Asymmetric catalysis in
organic synthesis", R. Noyori, John Wiley & Sons, New York,
1994, p.123; "Transition metals for organic Synthesis" Ed.
M. Beller, C. Bolm, Wiley-VCH, Weinheim, 1998, Vol. 2,
p. 97; "Comprehensive Asymmetric Catalysis" Ed.: Jacobsen,
E.N.; Pfaltz, A.; Yamamoto, H., Springer-Verlag, 1999), but
it can also take place in the classical manner with elemen-
tal hydrogen. The process can accordingly work either by
means of hydrogenation with hydrogen gas or by means of
transfer hydrogenation.
In the enantioselective hydrogenation, the procedure is
preferably to dissolve substrates to be hydrogenated and
complex/catalyst in a solvent. As indicated above, the
catalyst is preferably formed from a precatalyst in the
presence of the chiral ligand by reaction or by
prehydrogenation before the substrate is added.

Subsequently, hydrogenation is effected at hydrogen
pressure of 0.1 to 100 bar, preferably 0.5 to 10 bar.
The temperature in the hydrogenation should be selected
such that the reaction proceeds sufficiently rapidly at the
desired enantiomeric excesses but side reactions are
prevented as far as possible. Advantageously, operation is
effected at temperatures of -20°C to 100°C, preferably 0°C
to 50°C.
The ratio of substrate to catalyst is determined by econo-
mic considerations. The reaction should proceed suffici-
ently rapidly with minimum complex/catalyst concentration.
However, preference is given to working at a substrate/-
catalyst ratio between 50 000:1 and 10:1, preferably 1000:1
and 50:1. Further substrates hydrogenatable efficiently in
accordance with the invention are α-enamides, itaconates,
unprotected β-enamines.
It is advantageous to use the ligands or complexes which
have been polymer-enlarged in accordance with WO0384971 in
catalytic processes which are carried out in a membrane
reactor. In this case, the continuous mode, which is pos-
sible in this apparatus in addition to the batchwise and
semicontinuous mode, can be carried out as desired in the
crossflow filtration mode (Fig. 2) or as a dead-end
filtration (Fig. 1).
Both process variants have been described in principle in
the prior art (Engineering Processes for Bioseparations,
Ed.: L.R. Weatherley, Heinemann, 1994, 135-165; Wandrey et
al., Tetrahedron Asymmetry 1999, 10, 923-928).
In order that a complex/catalyst appears to be suitable for
use in a membrane reactor, it has to satisfy a wide variety
of criteria. First, it has to be ensured that an appropri-
ately high retention capacity for the polymer-enlarged
complex/catalyst has to be present so that there is satis-
factory activity in the reactor over a desired period
without complex/catalyst having to be replenished continu-

(C1-C8)-Alkyl radicals are considered to be methyl, ethyl,
n-propyl, isopropyl, n-butyl, isobutyl, sec-butyl,
tert-butyl, pentyl, hexyl, heptyl or octyl including all of
their bonding isomers.
The (C1-C8) -alkoxy radical corresponds to the (C1-C8) -alkyl
radical with the proviso that it is bonded to the molecule
via an oxygen atom.
(C2-C8) -Alkoxyalkyl means radicals in which the alkyl chain
is interrupted by at least one oxygen function, where two
oxygen atoms may not be joined to one another. The number
of carbon atoms specifies the total number of carbon atoms
present in the radical.
A (C3-C5)-alkylene bridge is a carbon chain having three to
five carbon atoms, this chain being bonded to the molecule
in question via two different carbon atoms.
The radicals described in the preceding paragraphs may be
mono- or polysubstituted by halogens and/or nitrogen-,
oxygen-, phosphorus-, sulphur-, silicon-containing
radicals. These are in particular alkyl radicals of the
type mentioned above which have one or more of these
heteroatoms in their chain or which are bonded to the
molecule via one of these heteroatoms.
(C3-C8) -Cycloalkyl is understood to mean cyclopropyl,
cyclobutyl, cyclopentyl, cyclohexyl or cycloheptyl radi-
cals, etc. They may be substituted by one or more halogens
and/or nitrogen-, oxygen-, phosphorus-, sulphur-,
silicon-containing radicals and/or have nitrogen, oxygen,
phosphorus, sulphur atoms in the ring, for example 1-, 2-,
3-, 4-piperidyl, 1-, 2-, 3-pyrrolidinyl, 2-,
3-tetrahydrofuryl, 2-, 3-, 4-morpholinyl.
A (C3-C8)-cycloalkyl-(C1-C8)-alkyl radical denotes a cyclo-
alkyl radical as detailed above which is bonded to the
molecule via an alkyl radical as specified above.

In the context of the invention, (C1-C8) -acyloxy means an
alkyl radical as defined above which has max. 8 carbon
atoms and is bonded to the molecule via a COO function.
In the context of the invention, (C1-C8) -acyl means an
alkyl radical as defined above which has max. 8 carbon
atoms and is bonded to the molecule via a CO function.
A (C6-C18)-aryl radical is understood to mean an aromatic
radical having 6 to 18 carbon atoms. In particular, this
includes compounds such as phenyl, naphthyl, anthryl,
phenanthryl, biphenyl radicals, or systems of the above-
described type fused to the molecule in question, for
example indenyl systems which may optionally be substituted
by halogen, (C1-C8) -alkyl, (C1-C8) -alkoxy, NH2, NH (C1-C8)-
alkyl, N((C1-C8)-alkyl)2, OH, CF3, NH (C1-C8)-acyl, N((C1-C8)-
acyl)2 , (C1-C8)-acyl, (C1-C8)-acyloxy.
A (C7-C19) -aralkyl radical is a (C6-C18) -aryl radical bonded
to the molecule via a (C1-C8)-alkyl radical.
In the context of the invention, a (C3-C18)-heteroaryl
radical denotes a five-, six- or seven-membered aromatic
ring system composed of 3 to 18 carbon atoms and having
heteroatoms, for example nitrogen, oxygen or sulphur, in
the ring. Such heteroaromatics are considered in particular
to be radicals such as 1-, 2-, 3-furyl, such as 1-, 2-,
3-pyrrolyl, 1-, 2-, 3-thienyl, 2-, 3-, 4-pyridyl, 2-, 3-,
4-, 5-, 6-, 7-indolyl, 3-, 4-, 5-pyrazolyl, 2-, 4-,
5-imidazolyl, acridinyl, quinolinyl, phenanthridinyl, 2-,
4-, 5-, 6-pyrimidinyl. This radical may be substituted with
the same radicals as the abovementioned aryl radical.
A (C4-C19) -heteroaralkyl is understood to mean a hetero-
aromatic system corresponding to the (C7-C19) -aralkyl
radical.
Useful halogens (Hal) include fluorine, chlorine, bromine
and iodine.

ally, which is disadvantageous in terms of economic opera-
tion (DE19910691). Moreover, the catalyst used should have
an appropriate TOF (turnover frequency) in order to be able
to convert the substrate to the products within economi-
cally viable periods.
In the context of the invention, polymer-enlarged complex/-
catalyst is understood to mean the fact that one or more
active units (ligands) which cause chiral induction, in a
form suitable for this purpose, are copolymerized with
further monomers, or that these ligands are coupled onto an
already present polymer by methods known to those skilled
in the art. Forms of the units which are suitable for
copolymerization are well known to those skilled in the art
and can be selected freely by them. The procedure is
preferably to derivatize the molecule in question with
groups capable of copolymerization depending on the type of
copolymerization, for example by coupling onto acrylate/-
acrylamide molecules in the case of copolymerization with
(meth)acrylates. In this context, reference is made in
particular to EP 1120160 and the polymer enlargements
detailed there.
At the time of the invention, it was by no means obvious
that the ligand systems presented here permit the develop-
ment of catalyst systems which can be used under substanti-
ally more drastic conditions compared to the known prior
art systems and simultaneously allow the advantageous
properties and capabilities of the prior art systems to be
confirmed. In particular, the unsymmetrically substituted
phospholane-phosphine systems are superior to the symmetri-
cal systems known in the prior art in that they can be
prepared in a less expensive manner since they only require
one molecule of the expensive chiral phospholane unit. In
spite of this, the inventive ligands and catalyst systems
feature high chiral induction in the underlying catalysis.

PEG means polyethylene glycol.
N-acyl groups are understood to mean protecting groups
which are generally used customarily in amino acid chemis-
try for the protection of nitrogen atoms. Particular
examples include: formyl, acetyl, Moc, Eoc, phthalyl, Boc,
Alloc, Z, Fmoc, etc.
A nucleofugic leaving group is understood essentially to
mean a halogen atom, especially chlorine or bromine, or so-
called pseudohalides. Further leaving groups may be tosyl,
triflate, nosylate, mesylate.
In the context of the invention, the term enantiomerically
enriched or enantiomeric excess is understood to mean the
proportion of one enantiomer in a mixture with its optical
antipode in a range of > 50% and calculated as follows:
([enantiomer1]-[enantiomer2])/([enantiomer1]+[enantiomer2])=ee value
In the context of the invention, the specification of the
inventive complexes and ligands includes all possible
diastereomers, and shall also include the two optical anti-
podes of a particular diastereomer.
The literature references cited in this document are con-
sidered to be included in the disclosure.
In the context of the invention, membrane reactor is under-
stood to mean any reaction vessel in which the molecular
weight-enlarged catalyst is enclosed in a reactor, while
low molecular weight substances are fed to the reactor or
can leave it. The membrane can be integrated directly into
the reaction chamber or be installed outside it in a separ-
ate filtration module in which the reaction solution flows
continuously or intermittently through the filtration
module and the retentate is recycled into the reactor.
Suitable embodiments include those described in W098/22415
and in Wandrey et al. in 1998 yearbook, Verfahrenstechnik

Descriptions of the drawings:
Fig. 1 shows a membrane reactor with dead-end filtration.
The substrate I is transferred via a pump 2 into the
reaction chamber 3 which has a membrane 5. In the stirrer-
operated reactor chamber are disposed the catalyst 4, the
product 6 and unconverted substrate 1 as well as the
solvent. Mainly low molecular weight 6 is filtered off
through the membrane 5.
Fig. 2 shows a membrane reactor with crossflow filtration.
Here, the substrate 7 is transferred via the pump 8 into
the stirred reactor chamber in which the solvent, catalyst
9 and product 14 are also disposed. The pump 16 is used to
establish a solvent flow which flows through an optionally
present heat exchanger 12 into the crossflow filtration
cell 15. Here, the low molecular weight product 14 is
removed by means of the membrane 13. High molecular weight
catalyst 9 is subsequently passed back into the reactor 10
with the solvent flow, optionally via the valve 11 and
optionally again through a heat exchanger 12.


One equivalent (571 mg) of iPr2P-SiMe3 is added slowly at
-78°C to a solution of 666 mg of N-butyldichloromaleimide
in 5 ml. The yellow-orange solution is allowed to warm to
RT and stirred for 1.5 h. Subsequently, another one
equivalent of trimethylsilylphospholane is added under cold
conditions and the mixture is left to stir at RT for a
further 2 hours.
NMR sample:
Compound A: +17.5 ppm and -7.6 ppm (2 x d) in a proportion
of 6% (possibly (THF-d8) monooxide form);
Compound B: -3.4 ppm and -4.1 ppm (2 x s) to an extent of
14% (?)
Compound C: -3.3 ppm and -4.4 ppm (2 x d) to an extent of
74%
The solvent was removed and the residue taken up with 2 ml
of THF and added dropwise at -20°C via cannula to a
solution of one equivalent (1.2 g) of [Rh (cod)2]BF4. After
the precipitation with ether, filtration and washing, the
complex was dried under reduced pressure.
NMR (CDCl3) : Compound A: +73.6 ppm (dd, 15.3 Hz and 147
Hz) and +60.8 ppm (dd, 15.3 Hz and 150 Hz)
to an extent of 11%;

Compound B: +71.6 ppm (dd, 16.5 Hz and 150
Hz) and +65.0 ppm (dd, 16.5 Hz and 150 Hz)
to an extent of 79%.
General hydrogenation method
0.005 mmol of precatalyst and 0.5 mmol of prochiral
substrate are initially charged in an appropriate
hydrogenation vessel under an H2 atmosphere and
temperature-controlled at 25°C. After the addition of the
appropriate solvent (7.5 ml of methanol, tetrahydrofuran or
dichloromethane) and pressure equalization (to atmospheric
pressure), the hydrogenation is started by starting the
stirring and commencing with the automatic recording of gas
consumption under isobaric conditions. After the absorption
of gas has ended, the experiment is ended, and conversion
and selectivity of the hydrogenation are determined by
means of gas chromatography.
Hydrogenation at 25°C, 1 bar, 100:1



WE CLAIM;
1. A ligand system having the structure of general formula wherein represents stereocenter; R3
and R4 are each independently selected from the group consisting of (C1-C8)-alkyl, (C1-C8)-
alkoxy, HO-(C1-C8)-alkyl, (C2-C8)-alkoxyalkyl, (C6-C18)-aryl, (C7-C19)-aralkyl, (C3-C18)-
heteroaryl,(C4-C19)-heteroaralkyl,(C1-C8)-alkyl-(C6-C18)-aryl,(C1-C8)-alkyl-(C3-C18)-heteroaryl,
(C3-C8)-cycloalkyl, (C1-C8)-alkyl-(C3-C8)-cycloalkyl, and (C3-C8)-cycloalkyl-(C1-C8)-alkyl;
R7 an R8 are each independently H, R3 or R3 and R7 and /or R7 and R8 and/or R8 and R4 are
joined to one another via a (C3-C5) -alkylene bridge; R1 and R2 are each independently (C1-C8)-
alkyl, (C6-C18)-aryl, (C7-C19)-aralkyl, (C3-C18)-heteroaryl, (C4-C19)-heteroaralkyl, (C1-C8)-alkyl-
(C6-C18)-aryl, (C1-C8)-alkyl-(C3-C18)-heteroaryl, (C3-C8)-cycloalkyl, (C1-C8)-alkyl-(C3-C8)-
cycloalkyl, (C3-C8)-cycloalkyl-(C1-C8)-alkyl, (C1-C8)-alkyl-O, (C6-C18)-aryl-O, (C7-C19)-aralkyl-
O, (C3-C8)-cycloalkyl-O, (C1-C8)-alkyl-NH, (C6-C18)-aryl-NH, (C7-C19)-aralkyl-NH, (C3-C8)-
cycloalkyl-NH, ((C1-C8)-alkyl)2N, ((C6-C18)-aryl)2N,((C7-C19)-aralkyl)2N, or ((C3-C8)-
cycloalkyl)2N; and A is a ring system having the following structure:

Wherein
Q is O, NH,MH-NH, NR, NOR, NR, S, CH2 or C=C(R)2;
R is H, (C1-C8)-alkyl, (C6-C18)-aryl, (C7-C19)-aralkyl, (C1-C8)-alkyl-(C6-C18)-aryl, (C3-C8)-
cycloalkyl, (C1-C8)-alkyl-( C3-C8)-cycloalkyl, or (C3-C8)-cycloaalkyl-(C1-C8)-alkyl;
R' is R or R'";and

R'" is one or more electron-withdrawing groups selected from the group consisting of flourine,
chlorine, CF3 CO, CF3SO2, CF3, and CnF2n+1.
2. The ligand system as claimed in claim 1, wherein the formula (I) compound has an
enantiomeric enrichment of >90%.
3. A complex, comprising: a ligand as claimed in claim 1; and at least one transition metal.
4. The complex as claimed in claim 3 wherein the at least one transition metal is rhodium or
ruthenium.
5. A process for preparing the ligand as claimed in claim 1, comprising: reacting a compound of
general formula (II) or (II')

With a compound of general formula (III)

Thereby forming a P-A bond; and

wherein the compound of general formula (II) is reacted, subsequently replacing a remaining -X
with a phosphine group having the structure PR1R2; wherein A is a ring system having the
following structure:
wherein Q is O, NH, NH-NH, NR-NR, NOR, NR,S, CH2 or C=C(R)21;
R is H, (C1-C8)-alkyl, (C6-C18)-aryl, (C7-C19)-aralkyl, (C1-C8)-alkyl-(C6-C18)-aryl, (C3-C8)-
cycloalkyl, (C1-C8)-alkyl-( C3-C8)-cycloalkyl, or (C3-C8)-cycloalkyl-(C1-C8)-alkyl;
R"is R or R'";and
R"' is one or more electron-withdrawing groups selected from the group consisting of fluorine,
chlorine, CF3 CO, CF3SO2, CF3, and CnF2n+1
X is a nucleophilic leaving group; and
R1 and R2 are each independently (C1-C8)-alkyl, (C6-C18)-aryl, (C7-C19)-aralkyl, (C3-C18)-
heteroaryl, (C4-C19)-heteroaralkyl, (C1-C8)-alkyl-(C6-C18)-aryl, (C1-C8)-alkyl-(C3-C18)-
heteroaryl, (C3-C8)-cycloalkyl, (C1-C8)-alkyl-(C3-C8)-cycloalkyl, (C3-C8)-cycloalkyl-(C1-C8)-
alkyl, (C1-C8)-alkyl-O, (C6-C18)-aryl-O, (C7-C19)-aralkyl-O, (C3-C8)-cycloalkyl-O, (C1-C8)-alkyl-
NH, (C6-C18)-aryl-NH, (C7-C19)-aralkyl-NH, (C3-C8)-cycloalkyl-NH, ((C1-C8)-alkyl)2N, ((C6-
C18)-aryl)2N,((C7-C19)-aralkyl)2N,((C3-C8)-cycloalkyl)2N,
R3, R4, R3 and R4 are each independently selected from the group consisting of (C1-C8)-alkyl,
(C1-C8)-alkoxy, HO-(C1-C8)-alkyl, (C2-C8)-alkoxyalkyl, (C6-C18)-aryl, (C7-C19)-aralkyl, (C3-
C18)-heteroaryl, (C4-C19)-heteroaralky, (C1-C8)-alkyl-(C6-C18)-aryl, (C1-C8)-alkyl-(C3-C18)-
heteroaryl, (C3-C8)-cycloalkyl, (C1-C8)-alkyl-(C3-C8)-cycloalkyl, (C3-C8)-cycloalkyl-(C1-C8)-

alkyl, R7 and R8 are each independently H, R3, or R3 and R7 and/or R7 and R8 and /or R8 and R4
are joined to one another via a (C3-C5)-alkylene bridge; and
M is a metal selected from the group consisting of Li, Na, K, Mg, and Ca, or is an organosilyl
group.
6. A process for an asymmetric hydrogenation or hydroformylation of a substrate, comprising:
catalyzing the asymmetric reaction with a catalyst comprising the complex as claimed in
claim 4.
7. A process for asymmetric hydrogenation or hydroformylation, comprising:
catalyzing the asymmetric reaction with a catalyst comprising the complex as claimed in
claim 4.
8. The process as claimed in claim 7, wherein an E/Z mixture of prochiral N-acylated β-
aminoacrylic acid or derivatives thereof is hydrogenated.
9. The process as claimed in claim 6, wherein the asymmetric reaction is a hydrogenation, and
comprises hydrogenation with hydrogen gas or transfer hydrogenation..
10. The process as claimed in claim 9, wherein the asymmetric reaction comprises hydrogen
gas, and a hydrogen pressure is from 0.1 to 100 bar.

11. The process as claimed in claim 9, wherein a temperature of the asymmetric hydrogenation
is from-20° C. to 100° C.
12. The process as claimed in claim 6, wherein a substrate/catalyst ratio is from 50 000:1 to
10:1.
13. The process as claimed in claim 6, wherein the asymmetric reaction catalysis is in a
membrane reactor


ABSTRACT

Title: A UNSYMMETRICALY SUBSTITUTED PHOSPHOLANE CATALYST AND A
PROCESS OF PREPARATION THEREOF
A ligand system having the structure of general formula wherein represents stereocenter; R3 and
R4 are each independently selected from the group consisting of (C1-C8)-alkyl, (C1-C8)-alkoxy,
HO-(C1-C8)-alkyl, (C2-C8)-alkoxyalkyl, (C6-C18)-aryl, (C7-C19)-aralkyl, (C3-C18)-heteroaryl,(C4-
C19)-heteroaralkyl,(C1-C8)-alkyl-(C6-C18)-aryl,(C1-C8)-alkyl-(C3-C18)-heteroaryl, (C3-C8)-
cycloalkyl, (C1-C8)-alkyl-(C3-C8)-cycloalkyl, and (C3-C8)-cycloalkyl-(C1-C8)-alkyl;
R7 an R8 are each independently H, R3 or R3 and R7 and /or R7 and R8 and/or R8 and R4 are
joined to one another via a (C3-C5) -alkylene bridge; R1 and R2 are each independently (C1-C8)-
alkyl, (C6-C18)-aryl, (C7-C19)-aralkyl, (C3-C18)-heteroaryl, (C4-C19)-heteroaralkyl, (C1-C8)-alkyl-
(C6-C18)-aryl, (C1-C8)-alkyl-(C3-C18)-heteroaryl, (C3-C8)-cycloalkyl, (C1-C8)-alkyl-(C3-C8)-
cycloalkyl, (C3-C8)-cycloalkyl-(C1-C8)-alkyl, (C1-C8)-alkyl-O, (C6-C18)-aryl-O, (C7-C19)-aralkyl-
O, (C3-C8)-cycloalkyl-O, (C1-C8)-alkyl-NH, (C6-C18)-aryl-NH, (C7-C19)-aralkyl-NH, (C3-C8)-
cycloalkyl-NH, ((C1-C8)-alkyl)2N, ((C6-C18)-aryl)2N,((C7-C19)-aralkyl)2N, or ((C3-C8)-
cycloalkyl)2N; and A is a ring system having the following structure:

Wherein
Q is O, NH,MH-NH, NR, NOR, NR, S, CH2 or C=C(R)2;
R is H, (C1-C8)-alkyl, (C6-C18)-aryl, (C7-C19)-aralkyl, (C1-C8)-alkyl-(C6-C18)-aryl, (C3-C8)-
cycloalkyl, (C1-C8)-alkyl-( C3-C8)-cycloalkyl, or (C3-C8)-cycloaalkyl-(C1-C8)-alkyl;
R'is R or R'"; and
R"' is one or more electron-withdrawing groups selected from the group consisting of flourine,
chlorine, CF3 CO, CF3SO2, CF3, and CnF2n+1.

Documents:

03542-kolnp-2007-abstract.pdf

03542-kolnp-2007-claims.pdf

03542-kolnp-2007-correspondence others 1.1.pdf

03542-kolnp-2007-correspondence others.pdf

03542-kolnp-2007-description complete.pdf

03542-kolnp-2007-drawings.pdf

03542-kolnp-2007-form 1.pdf

03542-kolnp-2007-form 2.pdf

03542-kolnp-2007-form 3.pdf

03542-kolnp-2007-form 5.pdf

03542-kolnp-2007-gpa.pdf

03542-kolnp-2007-international publication.pdf

03542-kolnp-2007-international search report.pdf

03542-kolnp-2007-pct priority document notification.pdf

03542-kolnp-2007-pct request form.pdf

03542-kolnp-2007-translated copy of priority document.pdf

3542-KOLNP-2007-(07-03-2012)-PETITION UNDER RULE 137.pdf

3542-KOLNP-2007-(07-03-2012)ABSTRACT.pdf

3542-KOLNP-2007-(07-03-2012)AMANDED CLAIMS.pdf

3542-KOLNP-2007-(07-03-2012)DESCRIPTION (COMPLETE).pdf

3542-KOLNP-2007-(07-03-2012)DRAWINGS.pdf

3542-KOLNP-2007-(07-03-2012)EXAMINATION REPORT REPLY RECEIVED.pdf

3542-KOLNP-2007-(07-03-2012)FORM-1.pdf

3542-KOLNP-2007-(07-03-2012)FORM-2.pdf

3542-KOLNP-2007-(07-03-2012)FORM-3.pdf

3542-KOLNP-2007-(07-03-2012)FORM-5.pdf

3542-KOLNP-2007-(07-03-2012)OTHERS.pdf

3542-KOLNP-2007-(07-03-2012)PA-CERTIFIED COPIES.pdf

3542-KOLNP-2007-(08-08-2012)-CORRESPONDENCE.pdf

3542-KOLNP-2007-CORRESPONDENCE.pdf

3542-kolnp-2007-covering letter to form 13.pdf

3542-KOLNP-2007-EXAMINATION REPORT.pdf

3542-KOLNP-2007-FORM 13 1.2.pdf

3542-KOLNP-2007-FORM 13-1.1.pdf

3542-KOLNP-2007-FORM 13.pdf

3542-KOLNP-2007-FORM 18 1.1.pdf

3542-KOLNP-2007-FORM 3.pdf

3542-KOLNP-2007-FORM 5.pdf

3542-kolnp-2007-form-18.pdf

3542-KOLNP-2007-GPA.pdf

3542-KOLNP-2007-GRANTED-ABSTRACT.pdf

3542-KOLNP-2007-GRANTED-CLAIMS.pdf

3542-KOLNP-2007-GRANTED-DESCRIPTION (COMPLETE).pdf

3542-KOLNP-2007-GRANTED-DRAWINGS.pdf

3542-KOLNP-2007-GRANTED-FORM 1.pdf

3542-KOLNP-2007-GRANTED-FORM 2.pdf

3542-KOLNP-2007-GRANTED-SPECIFICATION.pdf

3542-KOLNP-2007-OTHERS.pdf

3542-KOLNP-2007-PA.pdf

3542-KOLNP-2007-PETITION UNDER RULE 134.pdf

3542-KOLNP-2007-REPLY TO EXAMINATION REPORT 1.1.pdf

3542-KOLNP-2007-REPLY TO EXAMINATION REPORT.pdf

3542-KOLNP-2007-TRANSLATED COPY OF PRIORITY DOCUMENT.pdf

abstract-03542-kolnp-2007.jpg


Patent Number 253854
Indian Patent Application Number 3542/KOLNP/2007
PG Journal Number 35/2012
Publication Date 31-Aug-2012
Grant Date 29-Aug-2012
Date of Filing 20-Sep-2007
Name of Patentee EVONIK DEGUSSA GMBH
Applicant Address RELLINGHAUSER STRASSE 1-11, 45128 ESSEN, GERMANY
Inventors:
# Inventor's Name Inventor's Address
1 DR. JUAN ALMENA SALISWEG 30B 63454 HANAU
2 DR. JENS HOLZ ALT-ROGGENTINER WEG 14 18196 KESSIN
3 DR. ODALYS ESPERANZA ZAYAS VARGAS PAULSTRASSE 16 18055 ROSTOCK
4 DR. AXEL MONSEES FALKSTR. 46 60487 FRANKFURT
5 DR. RENAT KADYROV WALTER-HESSELBACHSTR. 190 60389 FRANKFURT
6 DR. THOMAS RIERMEIER SCHULSTRASSE 22A 64372 OBER-RAMSTADT
7 PROF. ARMIN BÖRNER IM WINKEL 40 18059 ROSTOCK
PCT International Classification Number B01J31/24
PCT International Application Number PCT/EP2006/060409
PCT International Filing date 2006-03-02
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 10 2005 014 055.6 2005-03-23 Germany