Title of Invention

" THERMALLY EXPANDABLE THERMOPLASTIC MICROSPHERES "

Abstract The invention relates to thermally expandable thermoplastic microspheres comprising a polymer shell made from ethylenically unsaturated monomers encapsulating a propellant, said ethylenically unsaturated monomers comprising from 20 to 80 wt% of acrylonitrile and from 1 to 70 wt% of vinyl ether having only one carbon-to-carbon double bond, the total amount of acrylonitrile and vinyl ether having only one carbon- to-carbon double bond being from 30 to 100 wt% of the ethylenically unsaturated monomers.
Full Text


The present invention relates to thermally expandable thermoplastic
microspheres, production and use thereof, and an aqueous slurry comprising such
microspheres, as well as expanded microspheres.
Expandable thermoplastic microspheres comprising a thermoplastic polymer
shell encapsulating a propellant are commercially available under the trademark
EXPANCEL® and are used as a foaming agent in many different applications.
In such microspheres, the propellant is normally a liquid having a boiling
temperature not higher than the softening temperature of the thermoplastic polymer shell.
Upon heating, the propellant evaporates to increase the internal pressure at the same
time as the shell softens, resulting in significant expansion of the microspheres. The
temperature at which the expansion starts is called Tstart, while the temperature at which
maximum expansion is reached is called Tmax. Expandable microspheres are marketed in
various forms, e.g. as dry free flowing particles, as an aqueous slurry or as a partially
dewatered wet-cake.
Expandable microspheres can be produced by polymerising ethylenically
unsaturated monomers in the presence of a propellant. Detailed descriptions of various
expandable microspheres and their production can be found in, for example, US Patents
3615972, 3945956, 4287308, 5536756, 6235800, 6235394 and 6509384, in US Patent
Applications Publications US 2004/0176486 and 2005/0079352, in GB 1024195, in EP
486080 and EP 1288272, in WO 2004/072160, and in JP Laid Open No. 1987-286534,
2005-213379 and 2005-272633.
One important application for expandable microspheres is paper making as
described in e.g. US Patents 3556934 and 4133688, JP Patent 2689787, JP Laid Open
No. 2003-105693, WO 2004/113613, WO 2006/068573, WO 2006/068574 and in Ö.
Soderberg, "World Pulp & Paper Technology 1995/96, The International Review for the
Pulp & Paper Industry" p. 143-145.
Other important applications for expandable microspheres are printing inks, vinyl
foams (e.g. plastisols), non-woven and artificial leather.
In some applications it is desirable that the microspheres have a comparatively
low Tatarl. However, the polymer shell in commercially available microspheres with a low
Tstart are usually made of a monomer mixture comprising halogen containing monomers
like vinylidene chloride. Such microspheres usually suffer from high amounts of residual
monomers and poor resistance to chemicals, like solvents and plasticisers used in
artificial leathers and plastisols. Attempts to make microspheres with low Tstart and high
expansion capability without halogen containing monomers have not yet solved these
problems satisfactorily

It is an object of the invention to provide expandable microspheres with high
expansion capability and low Tstart, preferably having high resistance to chemicals and
without including high amounts of halogen containing monomers.
It is still another object of the invention to provide expandable microspheres
useful in paper making or in printing inks, for example as a foaming agent therein.
It is a further object of the invention to provide a process for the production of
paper.
It is still a further object of the invention to provide an aqueous slurry comprising
expandable microspheres useful in the production of paper.
It has surprisingly been found possible to fulfil these objects by providing
microspheres with a polymer shell made from certain combinations of monomers.
One aspect of the invention concerns thermally expandable thermoplastic
microspheres comprising a polymer shell made from ethylenically unsaturated monomers
encapsulating a propellant, said ethylenically unsaturated monomers comprising from 20
to 80 wt% of acrylonitrile and from 1 to 70 wt% of vinyl ether having only one carbon-to-
carbon double bond, the total amount of acrylonitrile and vinyl ether having only one
carbon-to-carbon double bond being from 30 to 100 wt%, preferably from 50 to 100 wt%
or from 65 to 100 wt% of the ethylenically unsaturated monomers.
The ethylenically unsaturated monomers preferably comprise from 1 to 60 wt%,
most preferably from 1 to 50 wt% or 5 to 50 wt% of vinyl ether having only one carbon-to-
carbon double bond. Unless extremely low Tstart is desired, an amount from 5 to 30 wt% is
particularly preferred. The vinyl ether may be a single one or a mixture of different vinyl
ethers. Examples of vinyl ethers having only one carbon-to-carbon double bond include
alkyl vinyl ethers, the alkyl group preferably having from 1 to 10 carbon atoms, most
preferably from 1 to 5 carbon atoms. Specific examples include methyl vinyl ether, ethyl
vinyl ether, propyl vinyl ether, isopropyl vinyl ether, butyl vinyl ether, isobutyl vinyl ether,
tert-butyl vinyl ether, sec-butyl vinyl ether and mixtures thereof, of which methyl vinyl
ether and ethyl vinyl ether are particularly preferred. One or more hydrogen atoms on the
alkyl group may be substituted with a functional group such as hydroxyl, carboxylic acid,
amine, ether etc. One specific example is ethylene glycol vinyl ether.
The ethylenically unsaturated monomers preferably comprise from 40 to 80 wt%,
most preferably from 50 to 70 of acrylonitrile.
The ethylenically unsaturated monomers further preferably comprise
methacrylonitrile, preferably in an amount from 1 to 50 wt%, most preferably from 5 to 40.
The ethylenically unsaturated monomers may further comprise one or more
esters of acrylic acid, esters of methacrylic acid and mixtures thereof. The amount of such
monomers may, for example, be from 1 to 50, preferably from 5 to 40.

If included, esters of methacrylic acid may, for example, be one or more of
methyl methacrylate, isobornyl methacrylate, ethyl methacrylate, butyl methacrylate or
hydroxyethylmethacrylate, of which methyl methacrylate is particularly preferred.
If included, esters of acrylic acid may, for example, be one or more of methyl
acrylate, ethyl acrylate, propyl acrylate, butyl acrylate, 2-ethylhexyl acrylate or
hydroxyethylacrylate, of which methyl acrylate is particularly preferred.
It is preferred that the ethylenically unsaturated monomers are substantially free
from vinylidene chloride. If included, the amount thereof is preferably less than 10 wt%,
most preferably less than 5 wt%, or even less than 1 wt% of the ethylenically unsaturated
monomers. It is also preferred that the ethylenically unsaturated monomers are
substantially free from any halogen containing monomers. If included, the amount thereof
is preferably less than 10 wt%, most preferably less than 5 wt%, or even less than 1 wt%
of the ethylenically unsaturated monomers.
Preferably the ethylenically unsaturated monomers comprise small amounts of
one or more crosslinking multifunctional monomers, such as one or more of divinyl
benzene, ethylene glycol di(meth)acrylate, di(ethylene glycol) di(meth)acrylate, triethylene
glycol di(meth)acrylate, propylene glycol di(meth)acrylate, 1,4-butanediol
di(meth)acrylate, 1,6-hexanediol di(meth)acrylate, glycerol di(meth)acrylate, 1,3-
butanediol di(meth)acrylate, neopentyl glycol di(meth)acrylate, 1,10-decanediol
di(meth)acrylate, pentaerythritol tri(meth)acrylate, pentaerythritol tetra(meth)acrylate,
dipentaerythritol hexa(meth)acrylate, triallylformal tri(meth)acrylate, allyl methacrylate,
trimethylol propane tri(meth)acrylate, tributanediol di(meth)acrylate, PEG #200
di(meth)acrylate, PEG #400 di(meth)acrylate, PEG #600 di(meth)acrylate, 3-
acryloyloxyglycol monoacrylate, triacryl formal, triallyl isocyanate, triallyl isocyanurate,
divinyl ether, ethylene glycol divinyl ether, diethylene glycol divinyl ether, triethylene
glycol divinyl ether, tetraethylene glycol divinyl ether etc. Particularly preferred are
crosslinking monomers that are at least tri-functional, examples of which include
pentaerythritol tri(meth)acrylate, pentaerythritol tetra(meth)acrylate, dipentaerythritol
hexa(meth)acrylate, triallylformal tri(meth)acrylate, trimethylol propane tri(meth)acrylate,
triacryl formal, triallyl isocyanate and triallyl isocyanurate. The amounts of crosslinking
functional monomers may, for example, be from 0.1 to 10 wt% or from 0.1 to 1 wt% or
from 1 to 3 wt% of the ethylenically unsaturated monomers, 0.1 to 1 wt% being
particularly preferred in case the one or more multifunctional monomers are at least tri-
functional and 1 to 3 wt% being particularly preferred in case the one or more
multifunctional monomers are di-functional.
If ethylenically unsaturated monomers other than acrylonitrile, vinyl ether,
methacrylonitrile, esters of acrylic acid, esters of methacrylic acid and one or more

crosslinking multifunctional monomers, are included, the amount thereof is preferably
from 0 to 10 wt%, most preferably from 0 to 5 wt%. Examples of such other kinds of
monomers that may be included are nitrile containing monomers such as α-
ethoxyacrylonitrile, fumaronitrile or crotonitrile; vinyl pyridine; vinyl esters such as vinyl
acetate; styrenes such as styrene, halogenated styrenes or a-methyl styrene; dienes
such as butadiene, isoprene and chloroprene; unsaturated carboxylic compounds like
acrylic acid, methacrylic acid and salts thereof; or other unsaturated monomers like
acrylamide, methacrylamide or N-substituted maleimides.
In an embodiment of the invention the ethylenically unsaturated monomers
substantially consist of acrylonitrile, alkyl vinyl ether, methacrylonitrile, one or more esters
of acrylic acid or methacrylic acid, and one or more crosslinking multifunctional
monomers. In another embodiment the ethylenically unsaturated monomers substantially
consist of acrylonitrile, alkyl vinyl ether, methacrylonitrile, and one or more crosslinking
multifunctional monomers. In still another embodiment the ethylenically unsaturated
monomers substantially consist of acrylonitrile, alkyl vinyl ether, one or more esters of
acrylic acid or methacrylic acid, and one or more crosslinking multifunctional monomers.
In a further embodiment the ethylenically unsaturated monomers substantially consist of
acrylonitrile, alkyl vinyl ether, and one or more crosslinking multifunctional monomers.
The softening temperature of the polymer shell, normally corresponding to its
glass transition temperature (Tg), is preferably within the range from 0 to 140°C, most
preferably from 30 to 100°C.
The propellant is normally a liquid having a boiling temperature not higher than
the softening temperature of the thermoplastic polymer shell and may comprise one or
more hydrocarbons such as methane, ethane, propane, n-butane, isobutane, n-pentane,
isopentane, neo-pentane, cyclopentane, hexane, isohexane, neo-hexane, cyclohexane,
heptane, isoheptane, octane and isooctane, isododecane. Aside from them, other
hydrocarbon types can also be used, such as petroleum ether, or chlorinated or
fluorinated hydrocarbons, such as methyl chloride, methylene chloride, dichloroethane,
dichloroethylene, trichloroethane, trichloroethylene, trichlorofluoromethane, perfluorinated
hydrocarbons, fluorine containing ethers, etc. Preferred propellants comprise at least one
of propane, n-butane, isobutane or isopentane, alone or in mixture, or in a mixture with
one or more other hydrocarbons. The amount of n-butane and/or isobutane and/or
isopentane in the propellant is preferably from 50 to 100 wt%, most preferably from 75 to
100 wt%. If propane is present, the amount thereof in the propellant is preferably from 10
to 50 wt%. The boiling point of the propellant at atmospheric pressure is preferably within
the range from -50 to 100°C, most preferably from -40 or -30 to 50°C, or from -30 or -20
to 30°C.

Tstart for the expandable ..microspheres is preferably from 40 to 140°C, most
preferably from 50 to 100°C. Tmax for the expandable microspheres is preferably from 80
to 200°C, most preferably from 100 to 170°C.
Apart from the polymer shell and the propellant the microspheres may comprise
further substances added during the production thereof, normally in an amount from 0 to
20 wt%, preferably from 1 to 10 wt%. Examples of such substances are solid suspending
agents, such as one or more of starch, crosslinked polymers, gum agar, derivated
cellulose like for example methyl cellulose, hydroxypropyl methylcellulose,
hydroxyethylcellolose and carboxy methylcellulose, silica, colloidal clays like for example
chalk and bentonite, and/or one or more salts, oxides or hydroxides of metals like Al, Ca,
Mg, Ba, Fe, Zn, Ni and Mn, for example one or more of calcium phosphate, calcium
carbonate, magnesium hydroxide, barium sulphate, calcium oxalate, and hydroxides of
aluminium, iron, zinc, nickel or manganese. If present, these solid suspending agents are
normally mainly located to the outer surface of the polymer shell. However, even if a
suspending agent has been added during the production of the microspheres, this may
have been washed off at a later stage and could thus be substantially absent from the
final product.
The expandable microspheres preferably have a volume median diameter from 1
to 500 urn, more preferably from 5 to 100 urn, most preferably from 10 to 50 urn. The
amount of propellant in the expandable microspheres is preferably from 5 to 50 wt%,
more preferably from 10 to 50 wt%, most preferably from 15 to 40 wt%, particularly most
preferably from 20 to 35 wt%.
The term expandable microspheres as used herein refers to expandable
microspheres that have not previously been expanded, i.e. unexpanded expandable
microspheres.
A further aspect of the invention concerns a process for the production of
expandable thermoplastic microspheres as described above. The process comprises
polymerising ethylenically unsaturated monomers as described above in a preferably
aqueous suspension in the presence of a propellant to yield microspheres comprising a
polymer shell encapsulating said propellant. Regarding the kinds and amounts of
monomers and propellant, the above description of the expandable microspheres is
referred to. The production may follow the same principles as described in the earlier
mentioned US Patents 3615972, 3945956, 4287308, 5536756, 6235800, 6235394 and
6509384, US Patent Applications Publications US 2004/0176486 and 2005/0079352, GB
1024195, EP 486080, EP 1288272, WO 2004/072160 and JP Laid Open No. 1987-
286534, 2005-213379 and 2005-272633.

In an embodiment of the invention the microspheres are produced in a batchwise
process and the polymerisation may then be conducted as described below in a reaction
vessel. For 100 parts of monomer phase (suitably including monomers and propellant,
the proportions of which determine proportions of monomers in the polymer shell and the
amount of propellant in the final product), one or more polymerisation initiator, preferably
in an amount from 0.1 to 5 parts, aqueous phase, preferably in an amount from 100 to
800 parts, and one or more preferably solid colloidal suspending agent, preferably in an
amount from 1 to 20 parts, are mixed and homogenised. The size of the droplets of the
monomer phase obtained determines the size of the final expandable microspheres in
accordance with the principles described in e.g. US Patent 3615972, that can be applied
for all similar production methods with various suspending agents. The temperature is
suitably maintained from 40 to 90°C, preferably from 50 to 80°C, while the suitable pH
depends on the suspending agent used. For example, a high pH, preferably from 5 to 12,
most preferably from 6 to 10, is suitable if the suspending agent is selected from salts,
oxides or hydroxides of metals like Ca, Mg, Ba, Zn, Ni and Mn, for example one or more
of calcium phosphate, calcium carbonate, magnesium hydroxide, magnesium oxide,
barium sulphate, calcium oxalate, and hydroxides of zinc, nickel or manganese. A low
pH, preferably from 1 to 6, most preferably from 3 to 5, is suitable if the suspending agent
is selected from starch, methyl cellulose, hydroxypropyl methylcellulose, hydroxypropyl
methylcellulose, carboxy methylcellulose, gum agar, silica, colloidal clays, or oxide or
hydroxide of aluminium or iron. Each one of the above agents has different optimal pH,
depending on, for example, solubility data.
In order to enhance the effect of the suspending agent, it is also possible to add
small amounts of one or more promoters, for example from 0.001 to 1 wt%. Usually, such
promoters are organic materials and may, for example, be selected from one or more of
water-soluble sulfonated'polystyrenes, alginates, carboxymethylcellulose, tetramethyl
ammonium hydroxide or chloride or water-soluble complex resinous amine condensation
products such as the water-soluble condensation products of diethanolamine and adipic
acid, the water-soluble condensation products of ethylene oxide, urea and formaldehyde,
polyethylenimine, polyvinylalcohol, polyvinylpyrrolidone, polyvinylamine, amphoteric
materials such as proteinaceous, materials like gelatin, glue, casein, albumin, glutin and
the like, non-ionic materials like methoxycellulose, ionic materials normally classed as
emulsifiers, such as soaps, alkyl sulfates and sulfonates and long chain quaternary
ammonium compounds.
Conventional radical polymerisation may be used and initiators are suitably
selected from one or more of organic peroxides such as dialkyl peroxides, diacyl
peroxides, peroxy esters, peroxy dicarbonates, or azo compounds. Suitable initiators

include dicetyl peroxydicarbonate, di(4-tert-butylcyclohexyl) peroxydicarbonate,
dioctanoyl peroxide, dibenzoyl peroxide, dilauroyl peroxide, didecanoyl peroxide, tert-
butyl peracetate, tert-butyl perlaurate, tert-butyl perbenzoate, tert-butyl hydroperoxide,
cumene hydroperoxide, cumene ethylperoxide, diisopropylhydroxy dicarboxylate, 2,2'-
azobis(2,4-dimethyl valeronitrile), 2,2'-azobis(isobutyronitrile), 1,1'-azobis(cyclohexane-1-
carbonitrile), dimethyl 2,2'-azobis(2-methylpropionate), 2,2'-azobis[2-methyl-N-(2-
hydroxyethyl)propionamide] and the like. It is also possible to initiate the polymerisation
with radiation, such as high energy ionising radiation.
When the polymerisation is essentially complete, microspheres are normally
obtained as an aqueous slurry or dispersion, which can be used as such or dewatered by
any conventional means, such as bed filtering, filter pressing, leaf filtering, rotary filtering,
belt filtering or centrifuging to obtain a so called wet cake. However, it is also possible to
dry the microspheres by any conventional means, such as spray drying, shelf drying,
tunnel drying, rotary drying, drum drying, pneumatic drying, turbo shelf drying, disc drying
orfluidised bed-drying.
If appropriate, the microspheres may at any stage be treated to reduce the
amount of residual unreacted monomers, for example by any of the procedures described
in the earlier mentioned WO 2004/072160 or US 4287308.
A further aspect of the invention concerns expanded microspheres obtained by
expanding expandable microspheres as described above, for example to a particle
diameter from 2 to 5 times larger than the diameter of the unexpanded microspheres. The
density of the expanded microspheres may, for example, be from 0.005 to 0.06 g/cm3.
The expansion is effected by heating the expandable microspheres to a temperature
above Tstart. The upper temperature limit is set by when the microspheres start collapsing
and depends on the exact composition of the polymer shell and the propellant. In most
cases a temperature from 80°C to 150°C is suitable. The density of the expanded
microspheres can be controlled by selecting temperature and time for the heating. The
expansion can be effected by any suitable means for heating in any suitable device, as
described in e.g. EP 0348372, WO 004/056549 or WO 2006/009643.
The expandable and expanded microspheres of the invention are useful in
various application such as paper making, printing inks (such as waterborne inks, solvent
borne inks, plastisols, UV-curing inks etc. e.g. for textile, wall paper etc.), putties,
sealants, toy-clays, underbody coatings, adhesives, debonding of adhesives, artificial
leather, genuine leather, paint, non-woven materials, paper and board, coatings (e.g anti-
slip coating etc.) for various materials such as paper, board, plastics, metals and textile,
explosives, cable insulations, thermoplastics (such as polyethylene, polyvinyl chloride,
and ethylene-vinylacetate) or thermoplastic elastomers (such as styrene-ethylene-

butylene-styrene co-polymer, styrene-butadiene-styrene co-polymer, thermoplastic
polyurethanes and thermoplastic polyolefins), styrene-butadiene rubber, natural rubber,
vulcanized rubber, silicone rubbers, thermosetting polymers (such as epoxies,
polyurethanes and polyesters). In some of these applications expanded microspheres are
particularly advantageous, such as in putties, sealants, toy-clays, genuine leather, paint,
explosives, cable insulations and thermosetting polymers (like epoxies, polyurethanes
and polyesters). In some cases it is also possible to use a mixture of expanded and
expandable microspheres of the invention, for example in underbody coatings, silicone
rubbers and light weight foams.
Still a further aspect of the invention concerns an aqueous slurry comprising
expandable thermoplastic microspheres as described above, preferably in an amount
from 5 to 55 wt%, most preferably from 20 to 55 wt%. Such a slurry is useful for various
applications of the expandable microspheres, including e.g. paper making. The slurry
preferably also comprises at least one thickener, preferably compatible with paper
making. Examples of such thickeners include at least partially water soluble polymers
selected from the group consisting of starch, gums, celluloses, chitins, chitosans, glycans,
galactans, pectins, mannans, dextrins, co-polymers made from monomers comprising
acrylic acid or salts thereof (preferably up to 50 mol%, most preferably up to 20 mol%
acrylic acid or salt thereof), homo- and co-polymers made from monomers comprising
esters or amides of acrylic acid, homo and co-polymers made from monomers comprising
methacrylic acid, esters or amides thereof, rubber latexes, polyvinyl chloride) and
copolymers, polyvinyl esters) and co-polymers (e.g. with ethylene), polyvinyl alcohol),
polyamines, polyetyleneimine, polyethylene/ polypropylene oxides, polyurethane, and
aminoplast and phenoplast precondensates such as urea/ formaldehyde, urea/
melamine/ formaldehyde or phenol/ formaldehyde and polyamidoamine epichlorohydrin
resins. Examples of suitable gums include guar gums, tamarind gums, locust bean gums,
tare gums, karaya, okra, acacia, xanthan gums etc. and mixtures thereof, of which guar
gums are particularly preferred. Examples of suitable celluloses include derivatives such
as optionally chemically modified CMC (carboxymethyl cellulose) and cellulose ethers like
EHEC (ethyl hydroxyethyl cellulose) and HEC (hydroxyethyl cellulose), and mixtures
thereof. Chemically modified cellulose derivatives include, for example, those modified
with various functional groups such as quaternary amines, other amines, sulphates,
sulphonates, phosphates, phosphonates, polyethylene oxide and polypropylene oxide.
The at least partially water soluble polymer can be straight chained, branched or
cross-linked. The average molecular weight can vary within wide limits, depending on the
kind of polymer. In most cases the preferred average molecular weight is at least 500,
more preferably at least 2000 and most preferably at least 5000. The upper limit is not

critical and in most cases the average molecular weight is preferably up to 50 000 000,
more preferably up to 10 000 000, most preferably up to 1 000 000.
Particularly preferred polymers include starch, CMC, EHEC, Guar gum,
polyamidoamine epichlorohydrin resins, co-polymers of acrylic acid with other monomers
(e.g. with acrylamide), and homo- or co-polymers of polyacrylamides, polyamine,
polyvinyl alcohol) and polyethylene/ polypropylene oxides.
One or more at least partially water soluble polymers effective as thickener are
preferably present in an amount to stabilise the slurry against substantial sedimentation
or flotation of the microspheres to an extent that they cannot be re-dispersed again. In
many cases this can be achieved by adding sufficient polymer to obtain a preferred
viscosity of the slurry from about 150 to about 1000 mPas at 25°C, most preferably from
about 200 to about 600 mPas at 25°C (refers to measurement with an Anton Paar DV-1P
viscosimeter equipped with a spindle L3). The amount required to stabilise the slurry
depends on the polymer and other circumstances such as the pH. In many cases a
preferred content of at least partially water soluble polymer in the slurry is from about 0.1
to about 15 wt%, most preferably from about 0.1 to about 10 wt%, particularly most
preferably from about 0.5 to about 10 wt%.
All thickeners and other additives disclosed in any of the earlier mentioned WO
2006/068573 and WO 2006/068574 may be used in the aqueous slurry of the invention in
the preferred amounts also disclosed therein.
Particular aspects of the invention relates to the use of expandable microspheres
as described above in printing inks, , artificial leather, nonwoven and in the production of
paper, particularly from a stock containing cellulosic fibres. A further aspect relates to the
use of expanded microspheres as described above in the production of paper.
When used in printing inks, in particular water borne printing inks, the
expandable microspheres, preferably wet unexpanded microspheres, are added to
standard formulations well known to those skilled in the art. Such formulations usually
include one or more binders and one or more thickeners. Other components may include,
for example, pigments, anti-foaming agents, fillers, chemicals for preventing skinning or
clogging, etc. Printing inks may also be based on acrylate dispersions or plastisols
comprising expandable microspheres. After printing, the microspheres are expanded by
heating, before, during or after the drying of the ink. Such printing inks are particularly
suitable for printing on textiles or wallpaper.
When used in artificial leather, the expandable microspheres, preferably dry
unexpanded microspheres, are used in standard formulations in standard procedures
known by those skilled in the art, for example in the surface layer of multilayer artificial
leather, for example of suede type or any other kind of structure. The artificial leather can

be produced by any standard process, such as Release paper process, Direct coating of
woven or non-woven, or the Coagulation process, from any standard material such
polyurethane (PU), polyvinyl chloride (PVC) and mixtures thereof. Usually, artificial
leather produced by any of the above processes is coated with PU or PVC paste
containing expandable microspheres and is then heated to expand the microspheres.
Production of nonwoven may comprise the steps of forming a web of fibres, adding
to said web a binder and expandable microspheres as described above, and forming
nonwoven and applying heat to raise the temperature of the microspheres sufficiently for
them to expand and thereby increase the bulk nonwoven. The expandable microspheres
and the binder may be added separately or as a mixture. The amount of expandable
microspheres added is preferably from about 0.1 to about 30 wt% of dried product, most
preferably from about 0.5 to about 15 wt% of dried product. The amount of binder added is
preferably from about 10 to about 90 wt% of dried product, most preferably from about 20 to
about 80 wt% of dried product. Further details can be found in the previously mentioned WO
2004/113613.
In production of paper the expandable microspheres are preferably used to
increase the bulk of the paper, but may also serve other purposes. The microspheres are
then preferably added to a stock containing cellulosic fibres, which then is dewatered and
dried, wherein the microspheres expand and contribute to increasing the bulk of the
paper.
A special aspect of the invention relates to a process for the production of paper
comprising the steps of adding thermally expandable microspheres as described above
to a stock containing cellulosic fibres, dewatering the stock on a wire to obtain paper, and
drying the paper by applying heat and thereby also raising the temperature of the
microspheres sufficiently for them to expand and increase the bulk of the paper.
The amount of expandable microspheres added to the stock is preferably from
0.1 to 20 wt%, most preferably from 0.2 to 10 wt% dry microspheres of the dry content in
the stock. Any kind of paper machine known in the art can be used.
The term "paper", as used herein, is meant to include all types of cellulose-based
products in sheet or web form, including, for example, board, cardboard and paper board.
The invention has been found particularly advantageous for the production of board,
cardboard and paper board, particularly with a basis weight from 50 to 1000 g/m2, preferably
from 150 to 800 g/m2.
The paper may be produced as a single layer or a multi-layer paper. If the paper
comprises three or more layers, the expandable microspheres may be added to the portions
of the stock forming one or several of these layers, for example only to the portions of the
stock not forming any of the two outer layers.

The stock preferably contains from 50 to 100 wt%, most preferably from 70 to 100
wt% of cellulosic fibres, based on dry material. Before dewatering, the stock besides
expandable microspheres, may also contain one or more fillers, e.g. mineral fillers like
kaolin, china clay, titanium dioxide, gypsum, talc, chalk, ground marble or precipitated
calcium carbonate, and optionally other commonly used additives, such as retention aids,
sizing agents, aluminium compounds, dyes, wet-strength resins, optical brightening agents,
etc. Examples of aluminium compounds include alum, aluminates and polyaluminium
compounds, e.g. polyaluminium chlorides and sulphates. Examples of retention aids include
cationic polymers, anionic inorganic materials in combination with organic polymers, e.g.
bentonite in combination with cationic polymers or silica-based sols in combination with
cationic polymers or cationic and anionic polymers. Examples of sizing agents include
cellulose reactive sizes such as alkyl ketene dimers and alkenyl succinic anhydride, and
cellulose non-reactive sizes such as rosin, starch and other polymeric sizes like
copolymers of styrene with vinyl monomers such as maleic anhydride, acrylic acid and its
alkyl esters, acrylamide, etc.
At drying, the paper, and thereby also the microspheres, is preferably heated to
a temperature from 50 to 150°C, most preferably from 60 to 110°C. This results in
expansion of the microspheres and thereby also a bulk increase of the paper. The
magnitude of this bulk increase depends on various factors, such as the origin of
cellulosic fibres and other components in the stock, but is in most cases from 5 to 70 % or
more per weight percentage of retained microspheres in the dried paper, compared to the
same kind of paper produced without addition of expandable microspheres or any other
expansion agent. Any conventional means of drying involving transferring heat to the
paper can be applied, such as contact drying (e.g. by heated cylinders), forced
convection drying (e.g. by hot air), infrared techniques, or combinations thereof. In the
case of contact drying, the temperature of the contact surfaces, e.g. the cylinders, is
preferably from 20 to 150°C, most preferably from 30 to 130°C. The paper may pass a
series of several cylinders, e.g. up to 20 or more, of increasing temperature. The paper
may then undergo any kind of conventional treatment such as surface sizing, coating,
calendering and the like.
The cellulosic fibres in the stock may, for example, come from pulp made from any
kind of plants, preferably wood, such as hardwood and softwood. The cellulosic fibres may
also partly or fully originate from recycled paper, in which case the invention has been found
to give unexpectedly good results.
The expandable microspheres can be added in any form, although it from a
practical point of view is most preferred to add them in the form of an aqueous slurry as
described above.

A further aspect of the invention concerns paper comprising expanded
microspheres obtained from expandable microspheres as earlier described. The paper
may further comprise cellulosic fibres and other conventional components. The
microspheres may have been expanded in the process for the production of the paper as
described above or been expanded separately and then added to the stock containing
cellulosic fibres from which the paper is produced.
The invention will be further described in connection with the following Examples
which, however, are not to be interpreted to limit the scope of the invention. If not
otherwise stated, all parts and percentages refer to parts and percent by weight.
The invention will be further described in connection with the following Examples
which, however, are not to be interpreted to limit the scope of the invention. If not
otherwise stated, all parts and percentages refer to parts and percent by weight.
The expansion properties of the microspheres were evaluated on a Mettler TMA
40 with a TC15 TA processor and a PC with STAR8 software using a heating rate of 20°C
/ min and a load (net.) of 0.06 N. Tstat is the temperature at which the expansion starts,
Tmax is the temperature at which maximum expansion is obtained and TMA-density is the
density of the microspheres at Tmax.
The particle size and size distribution was determined by laser light scattering on
a Malvern Mastersizer Hydro 2000 SM apparatus on wet samples. The mean particle size
is presented as the volume median diameter d(0.5).
The amount of propellant was determined by thermal gravimetric analysis (TGA)
on a Mettler Toledo TGA/SDTA851e. All samples were dried prior to analysis in order to
exclude as much moisture as possible and if present also residual monomers. The
analyses were performed under an atmosphere of nitrogen using a heating rate at 20°C
min"1 starting at 30°C.
Example 1: A reaction mixture containing Mg(OH)2-stabilised organic droplets in
water was created by mixing the phases and stirring vigorously until a suitable droplet
size had been achieved. The water dispersion contained 2.2 parts of Mg(OH)2 and 332
parts of water. The organic droplets contained 2 parts of dilauroylperoxide, 38 parts of
isobutane, 52 parts of acrylonitrile, 28 parts of methacrylonitrile, 20 parts of ethyl vinyl
ether and 0.3 parts of trimethylolpropane trimethacrylate. Polymerisation was performed
at 62°C in a sealed reactor under agitation. After cooling to room temperature a sample of
the obtained microsphere slurry was removed for determination of the particle size
distribution. After filtration, washing and drying the particles were analysed by TMA. The
dry particles contained about 23% by weight of isobutane and had a mean particle size of
about 25 urn. The TMA-results are found in Table 1.


Examples 2-30: Microspheres were prepared in a plurality of polymerisation
experiments performed as in Example 1 except for monomers and propellants, which
were added according to Table 1. As crosslinking monomer 0.3-1 parts of
trimethylolpropane trimethacrylate (Examples 2-10 and 17-30) or di(ethylene glycol)
dimethacrylate (Examples 11-16) was used and as initiator 2.0-2.5 parts of
dilauroylperoxide was used. In Examples 17 and 18 the propellants were 38 parts of n-
butane and a mixture of propane and n-butane (14/86 w/w), respectively.The amounts of
water and Mg(OH)2 in the examples varied between 251-332 parts and 2.2-4.8 parts
respectively. This is due to small differences in the recipes in different, polymerisation
reactors but does not influence the thermal properties of the polymerised particles.
Polymerisation was performed at 61-62°C as described in Example 1. In Example 2, prior
to handling the particles outside the reactor, the amount of residual monomers was
reduced by treatment with 2.1 parts NaHSO3 for 4 hrs at 73°C, after which the
temperature was lowered to room temperature and the particles were isolated and
analysed. In Examples 22 and 23 the product contained high amounts of unreacted
monomers and the samples were difficult to analyze. The dry particles from Examples 30
contained a low amount of propellant, probably due to leakage during drying of the
particles. Analytical results can be found in Table 1.
Examples 31-32: Microspheres were prepared as in Example 1 except for
monomers and propellants, which were added according to Table 1, and stabilizing the
organic droplets by using a water dispersion of silica instead of Mg(OH)2. The water
dispersion was prepared by mixing 252 parts of water, 11 parts of 1M NaOH, 19 parts of
10% acetic acid, 0.3 parts of Cr(NO3)3, 10 parts of 40% colloidal silica, 0.6 parts of a
condensation product of diethanolamine and adipic acid. After cooling to room
temperature a sample of the obtained microsphere slurry was removed for determination
of the particle size distribution. After filtration, washing and drying the particles were
analysed by TMA. Analytical results can be found in Table 1.



Examples 33-38: Microspheres were prepared in a plurality of polymerisation
experiments performed as in Example 1 except for monomers and propellants, which
were added according to Table 2. The amounts of water in the examples varied between
320-332 parts. This is due to small differences in the recipes in different polymerisation
reactors but does not influence the thermal properties of the polymerised particles.
Analytical results can be found in Table 2.


Examples 39-43: Microspheres were prepared in a plurality of polymerisation
experiments performed as in Example 1 except for monomers and propellants, which
were added according to Table 3. In Examples 39-40 and 43, 1 part of the crosslinking
monomer, di(ethylene glycol) dimethacrylate was used, while in Examples 41-42 no
crosslinking monomer other than BDVE was used. As initiator 2.0-2.5 parts of
dilauroylperoxide was used. The amounts of water and Mg(OH)2 in the examples varied
between 251-332 parts and 2.1-4.8 parts respectively. This is due to small differences in
the recipes in different polymerisation reactors but does not influence the thermal
properties of the polymerised particles. Polymerisation was performed at 61-62°C as
described in Example 1.,As can be seen in Table 3, when using 1,4-butanediol divinyl
ether as monomer the particles show poor or no expansion compared to e.g. Example 4
and 12 in Table 1.


73.9 parts of vinyl acetate-ethylene copolymer dispersion binder (Mowilith DM-107 from
Celanese, 60% dry weight), 66.3 parts of methyl methacrylate-ethyl acrylate copolymer
emulsion binder (Primal ECO-16 from Rohm and Haas, 45.5% dry weight), 10.0 parts of
glycerol, 0.8 parts of a mineral oil based defoamer (Nopco ENA-515 from Cognis) and
29.9 parts of water, using a Silverson mixer. Then 3.0 parts of an acrylic polymer
dispersion thickening agent (Alcoprint PT-XN from Ciba) was added, followed by further
mixing with a dissolver mixer until thickening was complete and a smooth mixture was
obtained. This resulted in a print containing 12% by dry weight of microspheres. Screen
prints were made which were dried over night at room temperature. Then the thickness of
the unexpanded prints were measured with a coating thickness gauge (Elcometer 355
Standard) and was found to be 40 urn. The prints were expanded for 60 sec at 90 -
160°C in a Mathis labdryer hot air oven. The thickness of the expanded prints were
measured and the expansion factors were calculated by dividing with the thickness of the
unexpanded print. An expandable printing ink, created from commercially available
microspheres having polymer shells of 58% vinylidene chloride, 33% acrylonitrile and 9%
methyl methacrylate and having isobutane as propellant, was tested in the same way.
The expansion factors are presented in Table 3.

The results show that the expansion factor of the ink from the chlorine-free microsphere
of the invention are higher compared to the expansion factors from the chlorine
containing microspheres, especially in the region between 110-150°C.
Example 45: A single layer paper board with a basis weight of about 300 g/m2
was produced on a pilot paper machine with a machine speed of about 4 m/min and not
having recirculated process water. The pulp was composed of 42.5 wt% hardwood, 42.5
wt% softwood pulp and 15.0% filler (GCC) and was beaten to a Schopper-Riegler value
of 28°SR and then dispersed to give a pulp slurry/stock. An aqueous slurry of expandable

microspheres was added to the stock before the mixing box in an amount of about 2.0
wt% dry microspheres of the dry substance in the stock. As retention aid Compozil® (Eka
Chemicals) was used and AKD was used as sizing agent. In the drying section the paper
web was heated by cylinders having a temperature profile from 70 to 120°C. Expandable
microspheres from Example 2 were tested. Commercially available microsphere slurries,
with microspheres having a polymer shell of 73% vinylidene chloride, 24% acrylonitrile
and 3% methyl methacrylate and having isobutane as propellant, were tested as
Reference microspheres. Starch (Solvitose C5™ from Avebe Starches North Europe)
was added as a thickening agent to the microsphere slurries to stabilise against flotation
or sedimentation. In order to determine the retention of the microspheres, paper samples
were taken before the press section for determination of the amount of microspheres.
This was done by quantification of the amount of isobutane present in the paper by GC
and from that the amount of microspheres was calculated. The retention was calculated
from the microspheres addition and the content of microspheres in the paper. Moreover,
samples from the dried paper were taken for determination of bulk and thickness. The
results are shown in Table 4.

The results show that the increase of the bulk of the paper from the chlorine-free
microspheres of the invention is better compared to the increase of the bulk from the
chlorine containing microspheres.

WE CLAIM:
1. A thermally expandable thermoplastic microspheres comprising a polymer
shell made from ethylenically unsaturated monomers encapsulating a propellant, said
ethylenically unsaturated monomers comprising from 20 to 80 wt% of acrylonitrile and
from 1 to 70 wt% of vinyl ether having only one carbon-to-carbon double bond, the
total amount of acrylonitrile and vinyl ether having only one carbon-to-carbon double
bond being from 30 to 100 wt% of the ethylenically unsaturated monomers.
2. The thermally expandable thermoplastic microspheres as claimed in claim
1, wherein said ethylenically unsaturated monomers comprises from 40 to 80 wt%
acrylonitrile.
3. The thermally expandable thermoplastic microspheres as claimed in any
one of the claims 1-2, wherein said unsaturated monomers comprises from 5 to 50 wt%
of vinyl ether having only one carbon-to-carbon double bond.
4. The thermally expandable thermoplastic microspheres as claimed in any
one of the claims 1-3, wherein the total amount of acrylonitrile and vinyl ether having
only one carbon-to-carbon double bond being from 50 to 100 wt% of the ethylenically
unsaturated monomers.
5. The thermally expandable thermoplastic microspheres as claimed in any
one of the claims 1-4, wherein said vinyl ether having only one carbon-to-carbon
double bond is alkyl vinyl ether.
6. The thermally expandable thermoplastic microspheres as claimed in claim
5, wherein the alkyl group has carbon atoms from 1 to 10.
7. The thermally expandable thermoplastic microspheres as claimed in claim
6, wherein the alkyl vinyl ether is selected from the group consisting of methyl vinyl
ether, ethyl vinyl ether and mixtures thereof.

8. The thermally expandable thermoplastic microspheres as claimed in any
one of the claims 1-7, wherein said ethylenically unsaturated monomers comprises
methacrylonitrile.
9. The thermally expandable thermoplastic microspheres as claimed in any
one of the claims 1-8, wherein said ethylenically unsaturated monomers are
substantially free from or comprise less than 10 wt% of halogen containing monomers.

10. The thermally expandable thermoplastic microspheres as claimed in any
one of the claims 1-9, wherein said propellant comprises at least one of propane, n-
butane, isobutane or isopentanc.
11. The thermally expandable thermoplastic microspheres as claimed in any
one of the claims 1-10, wherein Tstart is from 40 to 140°C.
12. A process for the production of thermally expandable microspheres as
claimed in any one of the claims 1-11 comprising polymerising ethylenically
unsaturated monomers in the presence of a propellant to yield microspheres comprising
a polymer shell encapsulating said propellant, said ethylenically unsaturated monomers
comprising from 20 to 80 wt% of acrylonitrile and from 1 to 70 wt% of monomers
selected from the group consisting of alkyl vinyl ethers having only one carbon-to-
carbon double bond, the total amount of acrylonitrile and monomers selected from the
group consisting of alkyl vinyl ethers having only one carbon-to-carbon double bond
being from 30 to 100 wt% of the ethylenically unsaturated monomers.
13. A aqueous slurry comprising thermally expandable microspheres as
claimed in any one of the claims 1-11.
14. The aqueous slurry as claimed in claim 13 further comprising at least one
thickener being an at least partially water soluble polymer selected from the group
consisting of starch, gums, celluloses, chitins, chitosans, glycans, galactans, pectins,
mannans, dextrins, co-polymers made from monomers comprising acrylic acid or salts
thereof, homo- and co-polymers made from monomers comprising esters or amides of
acrylic acid, homo and co-polymers made from monomers comprising methacrylic

acid, esters or amides thereof, rubber latexes, poly(vinyl chloride) and copolymers,
poly(vinyl esters) and co-polymers, poly(vinyl alcohol), poiyamines, polyetyleneimine,
polyethylene/ polypropylene oxides, polyurethane, and aminoplast and phenoplast
precondensates and polyamidoamine epichlorohydrin resins.
15. Expanded microspheres obtained by expanding expandable microspheres
as claimed in any one of the claims 1-11.
16. The thermally expandable thermoplastic microspheres as claimed in any
one of the claims 1-11 having application in the production of paper, printing inks,
production of artificial leather or in the production of non-woven.


ABSTRACT

"THERMALLY EXPANDABLE THERMOPLASTIC MICROSPHERES"
The invention relates to thermally expandable thermoplastic microspheres comprising
a polymer shell made from ethylenically unsaturated monomers encapsulating a
propellant, said ethylenically unsaturated monomers comprising from 20 to 80 wt% of
acrylonitrile and from 1 to 70 wt% of vinyl ether having only one carbon-to-carbon
double bond, the total amount of acrylonitrile and vinyl ether having only one carbon-
to-carbon double bond being from 30 to 100 wt% of the ethylenically unsaturated
monomers.

Documents:

53-KOLNP-2009-(04-01-2013)-FORM-27.pdf

53-KOLNP-2009-(27-06-2012)-ABSTRACT.pdf

53-KOLNP-2009-(27-06-2012)-AMANDED CLAIMS.pdf

53-KOLNP-2009-(27-06-2012)-AMANDED PAGES OF SPECIFICATION.pdf

53-KOLNP-2009-(27-06-2012)-CORRESPONDENCE.pdf

53-KOLNP-2009-(27-06-2012)-DESCRIPTION (COMPLETE).pdf

53-KOLNP-2009-(27-06-2012)-FORM-1.pdf

53-KOLNP-2009-(27-06-2012)-FORM-2.pdf

53-KOLNP-2009-(27-06-2012)-FORM-3.pdf

53-KOLNP-2009-(27-06-2012)-OTHERS.pdf

53-KOLNP-2009-(27-06-2012)-PETITION UNDER RULE 137.pdf

53-kolnp-2009-abstract.pdf

53-kolnp-2009-claims.pdf

53-KOLNP-2009-CORRESPONDENCE-1.1.pdf

53-KOLNP-2009-CORRESPONDENCE-1.2.pdf

53-kolnp-2009-correspondence.pdf

53-KOLNP-2009-CORRESPONDENCE1.3.pdf

53-kolnp-2009-description (complete).pdf

53-KOLNP-2009-EXAMINATION REPORT.pdf

53-kolnp-2009-form 1.pdf

53-KOLNP-2009-FORM 13.pdf

53-kolnp-2009-form 18.pdf

53-KOLNP-2009-FORM 26.pdf

53-KOLNP-2009-FORM 3-1.1.pdf

53-kolnp-2009-form 3.pdf

53-kolnp-2009-form 5.pdf

53-kolnp-2009-gpa.pdf

53-KOLNP-2009-GRANTED-ABSTRACT.pdf

53-KOLNP-2009-GRANTED-CLAIMS.pdf

53-KOLNP-2009-GRANTED-DESCRIPTION (COMPLETE).pdf

53-KOLNP-2009-GRANTED-FORM 1.pdf

53-KOLNP-2009-GRANTED-FORM 2.pdf

53-KOLNP-2009-GRANTED-SPECIFICATION.pdf

53-kolnp-2009-international preliminary examination report.pdf

53-kolnp-2009-international publication.pdf

53-kolnp-2009-international search report.pdf

53-KOLNP-2009-OTHERS.pdf

53-KOLNP-2009-PA.pdf

53-kolnp-2009-pct priority document notification.pdf

53-kolnp-2009-pct request form.pdf

53-KOLNP-2009-REPLY TO EXAMINATION REPORT.pdf

53-kolnp-2009-specification.pdf


Patent Number 254739
Indian Patent Application Number 53/KOLNP/2009
PG Journal Number 50/2012
Publication Date 14-Dec-2012
Grant Date 13-Dec-2012
Date of Filing 05-Jan-2009
Name of Patentee AKZO NOBEL N. V.
Applicant Address P.O. BOX 9300, (VELPERWEG 76/ 6824 BM) NL-6800 SB ARNHEM
Inventors:
# Inventor's Name Inventor's Address
1 NYHOLM, CHRISTINA KUMMELGATAN 18, S-853 57 SUNDSVALL
2 NORDIN, OVE TALLVÄGEN 5B, S-854 66 SUNDSVALL
PCT International Classification Number B01J 13/14,D06N 3/00
PCT International Application Number PCT/SE2007/050334
PCT International Filing date 2007-05-16
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 06115166.8 2006-06-08 EUROPEAN UNION