Title of Invention

A METHOD OF CHANGING A RADIO ACCESS CONFIGURATION BETWEEN A TERMINAL AND A RADIO NETWORK CONTROLLER

Abstract A method of changing a radio access configuration between a terminal and a network. The network performs the steps of: initiating a new configuration that is related to an old configuration for the same terminal; informing the terminal to apply the second configuration; and determining when the terminal uses the second configuration based on the reception of a radio signal from the terminal. The terminal performs the steps of: receiving information to apply a new configuration; transmitting, to the network, a radio signal indicating a change in configuration; and changing from an old configuration to the new configuration at a predetermined time after transmitting the radio signal.
Full Text 1
WO 2006/118426 PCT/KR2006/001672
Description
CHANGING A RADIO ACCESS CONFIGURATION BETWEEN
A TERMINAL AND A NETWORK
Technical Field
[1] The present invention relates to wireless (radio) communications, and more par-
ticularly, relates to changing a radio access configuration between a terminal and a
network that support telecommunications.
Background Art
[2] A universal mobile telecommunication system (UMTS) is a European-type, third
generation IMT-2000 mobile communication system that has evolved from a European
standard known as Global System for Mobile communications (GSM). UMTS is
intended to provide an improved mobile communication service based upon a GSM
core network and wideband code division multiple access (W-CDMA) wireless
connection technology. In December 1998, a Third Generation Partnership Project
(3GPP) was formed by the ETSI of Europe, the ARIB/TTC of Japan, the Tl of the
United States, and the TTA of Korea. The 3GPP creates detailed specifications of
UMTS technology. In order to achieve rapid and efficient technical development of the
UMTS, five technical specification groups (TSG) have been created within the 3GPP
for standardizing the UMTS by considering the independent nature of the network
elements and their operations. Each TSG develops, approves, and manages the
standard specification within a related region. Among these groups, the radio access
network (RAN) group (TSG-RAN) develops the standards for the functions, re-
quirements, and interface of the UMTS terrestrial radio access network (UTRAN),
which is a new radio access network for supporting W-CDMA access technology in
the UMTS.
[3] In the description hereafter, the following abbreviations will be used:
[4] AM Acknowledged mode
[5] AS Access Stratum
[6] ASN. 1 Abstract Syntax Notation. 1
[7] CQI Channel Quality Indicator
[8] MAC Medium Access Control
[9] MBMS Multicast Broadcast Multimedia Service
[10] NAS Non Access Stratum
[11] RRC Radio Resource Control
[12] S-CCPCH Secondary Common Control Physical Channel
[13] SRB Signalling Radio Bearer

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[14] TCTF Target Channel Type Field
[15] TFC Transport format combination
[16] TM Transparent mode
[17] TPC Transmit power commands
[18] UE User Equipment
[19] UM Unacknowledged mode
[20] Figure 1 gives an overview of the UMTS network 100, including the UE 110, the
UTRAN 120 and the core network (CN) 130. As shown in Figure 1, a UMTS system
100 is generally composed of aUE 110, NodeB 122, RNC 124,126, SGSN 131, MSC
132 and other nodes, with different interfaces therebetween, which will be explained in
more detail.
[21] The UTRAN 120 is composed of several RNCs 124,126 and NodeBs 122, which
are connected via the Iub interface. Each RNC controls several NodeBs. Each NodeB
controls one or several cells, where a cell is characterised by the fact that it covers a
given geographical area on a given frequency. Each RNC is connected via the Iu
interface to the CN 130, i.e. towards the MSC 132 (Mobile-services Switching Centre)
entity of the CN and the SGSN 131 (Serving GPRS Support Node) entity. RNCs can
be connected to other RNCs via the Iur interface. The RNC handles the assignment and
management of radio resources and operates as an access point with respect to the core
network.
[22] The NodeBs receive information sent by the physical layer of the terminal (UE 110)
through an uplink and transmit data to the terminal through a downlink. The Node-Bs
operate as access points of the UTRAN for the terminal. The SGSN 131 is connected
via the Gf interface to the EIR 133 (Equipment Identity Register), via the GS interface
to the MSC 132, via the GN interface to the GGSN 135 (Gateway GPRS Support
Node) and via the GR interface to the HSS 134 (Home Subscriber Server). The EIR
hosts lists of mobiles (terminals) which are allowed or are not allowed to be used on
the network. The MSC which controls the connection for CS services is connected via
the NB interface towards the MGW 136 (Media Gateway), via the F interface towards
the EIR 133, and via the D interface towards the HSS 134. The MGW 136 is connected
via the C interface towards the HSS 134, and to the PSTN (Public Switched Telephone
Network), and allows to adapt the codecs between the PSTN and the connected RAN.
[23] The GGSN is connected via the GC interface to the HSS, and via the GI interface to
the Internet. The GGSN is responsible for routing, charging and separation of data
flows into different RABs. The HSS handles the subscription data of the users.
[24] Other connections exist that are not important for the current invention.
[25] The UTRAN 120 constructs and maintains a radio access bearer (RAB) for com-
munication between the terminal 110 and the core network 130. The core network

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requests end-to-end quality of service (QoS) requirements from the RAB, and the RAB
supports the QoS requirements the core network has set. Accordingly, by constructing
and maintaining the RAB, the UTRAN can satisfy the end-to-end QoS requirements.
[26] The services provided to a specific terminal (UE 110) are roughly divided into the
circuit switched (CS) services and the packet switched (PS) services. For example, a
general voice conversation service is a circuit switched service, while a Web browsing
service via an Internet connection is classified as a packet switched (PS) service.
[27] For supporting circuit switched services, the RNCs 124,126 are connected to the
mobile switching center (MSC 132) of the core network 130 and the MSC 132 is
connected to the gateway mobile switching center (GMSC) that manages the
connection with other networks. For supporting packet switched services, the RNCs
are connected to the serving general packet radio service (GPRS) support node (SGSN
131) and the gateway GPRS support node (GGSN 135) of the core network. The
SGSN supports the packet communications with the RNCs and the GGSN manages the
connection with other packet switched networks, such as the Internet.
[28] Figure 2 illustrates a structure of a radio interface protocol between the terminal and
the UTRAN according to the 3GPP radio access network standards. As shown in
Figure 2, the radio interface protocol has horizontal layers comprising a physical layer,
a data link layer, and a network layer, and has vertical planes comprising a user plane
(U-plane) for transmitting user data and a control plane (C-plane) for transmitting
control information. The user plane is a region that handles traffic information with the
user, such as voice or Internet protocol (IP) packets. The control plane is a region that
handles control information for an interface with a network, maintenance and
management of a call, and the like.
[29] The protocol layers in Figure 2 can be divided into a first layer (LI), a second layer
(L2), and a third layer (L3) based on the three lower layers of an open system inter-
connection (OSI) standard model. The first layer (LI), namely, the physical layer,
provides an information transfer service to an upper layer by using various radio
transmission techniques. The physical layer is connected to an upper layer called a
medium access control (MAC) layer, via a transport channel. The MAC layer and the
physical layer exchange data via the transport channel. The second layer (L2) includes
a MAC layer, a radio link control (RLC) layer, a broadcast/multicast control (BMC)
layer, and a packet data convergence protocol (PDCP) layer. The MAC layer handles
mapping between logical channels and transport channels and provides allocation of
the MAC parameters for allocation and re-allocation of radio resources. The MAC
layer is connected to an upper layer called the radio link control (RLC) layer, via a
logical channel. Various logical channels are provided according to the type of in-
formation transmitted. In general, a control channel is used to transmit information of

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the control plane and a traffic channel is used to transmit information of the user plane.
A logical channel may be a common channel or a dedicated channel depending on
whether the logical channel is shared. Logical channels include a dedicated traffic
channel (DTCH), a dedicated control channel (DCCH), a common traffic channel
(CTCH), a common control channel (CCCH), a broadcast control channel (BCCH),
and a paging control channel (PCCH), or a Shared Control Channel (SCCH) and other
channels. The BCCH provides information including information utilized by a terminal
to access a system. The PCCH is used by the UTRAN to access a terminal.
[30] For the purposes of MBMS additional traffic and control channels are introduced in
the MBMS standard. The MCCH (MBMS point-to-multipoint Control Channel is used
for transmission of MBMS control information, the MTCH (MBMS point-
to-multipoint Traffic Channel) is used for transmitting MBMS service data. The
MSCH (MBMS Scheduling Channel) is used to transmit scheduling information.
[31] Logical channels can be divided into Control Channels (CCH) and Traffic Channels
(TCH). The Control Channels (CCH) may include a Broadcast Control Channel
(BCCH); a Paging Control Channel (PCCH); a Dedicated Control Channel (DCCH); a
Common Control Channel (CCCH); a Shared Control Channel (SHCCH); an MBMS
point-to-multipoint Control Channel (MCCH); and an MBMS Scheduling Channel
(MSCH). The Traffic Channels (TCH) may include a Dedicated Traffic Channel
(DTCH); a Common Traffic Channel (CTCH); and an MBMS point-to-multipoint
Traffic Channel (MTCH).
[32] The MAC layer is connected to the physical layer by transport channels and can be
divided into a MAC-b sub-layer, a MAC-d sub-layer, a MAC-c/sh sub-layer, a MAC-
hs sub-layer and a MAC-m sublayer according to the type of transport channel being
managed. The MAC-b sub-layer manages a BCH (Broadcast Channel), which is a
transport channel handling the broadcasting of system information. The MAC-c/sh
sub-layer manages a common transport channel, such as a forward access channel
(FACH) or a downlink shared channel (DSCH), which is shared by a plurality of
terminals, or in the uplink the Radio Access Channel (RACH). The MAC-m sublayer
may handle the MBMS data.
[33] The possible mapping between the logical channels and the transport channels from
a UE perspective is given in Figure 3.
[34] The possible mapping between the logical channels and the transport channels from
a UTRAN perspective is given in Figure 4.
[35] The MAC-d sub-layer manages a dedicated channel (DCH), which is a dedicated
transport channel for a specific terminal. The MAC-d sublayer is located in a serving
RNC (SRNC) that manages a corresponding terminal, and one MAC-d sublayer also
exists in each terminal. The RLC layer, depending of the RLC mode of operation

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supports reliable data transmissions and performs segmentation and concatenation on a
plurality of RLC service data units (SDUs) delivered from an upper layer. When the
RLC layer receives the RLC SDUs from the upper layer, the RLC layer adjusts the size
of each RLC SDU in an appropriate manner based upon processing capacity and then
creates data units by adding header information thereto. The data units, called protocol
data units (PDUs), are transferred to the MAC layer via a logical channel. The RLC
layer includes a RLC buffer for storing the RLC SDUs and/or the RLC PDUs.
[36] The BMC layer schedules a cell broadcast (CB) message transferred from the core
network and broadcasts the CB message to terminals positioned in a specific cell or
cells.
[37] The PDCP layer is located above the RLC layer. The PDCP layer is used to
transmit network protocol data, such as the IPv4 or IPv6, efficiently on a radio
interface with a relatively small bandwidth. For this purpose, the PDCP layer reduces
unnecessary control information used in a wired network, a function called header
compression.
[38] The radio resource control (RRC) layer located at the lowest portion of the third
layer (L3) is only defined in the control plane. The RRC layer controls the transport
channels and the physical channels in relation to setup, reconfiguration, and the release
or cancellation of the radio bearers (RBs). The RB signifies a service provided by the
second layer (L2) for data transmission between the terminal and the UTRAN. In
general, the set up of the RB refers to the process of stipulating the characteristics of a
protocol layer and a channel required for providing a specific data service, and setting
the respective detailed parameters and operation methods. Additionally the RRC
handles user mobility within the RAN, and additional services, e.g. location services.
[39] The different possibilities that exist for the mapping between the radio bearers and
the transport channels for a given UE are not all possible all the time. The UE /
UTRAN deduce the possible mapping depending on the UE state and the procedure
that the UE / UTRAN is executing. The different states and modes are explained in
more detail below, as far as they concern the present invention.
[40] The different transport channels are mapped onto different physical channels. The
configuration of the physical channels is given by RRC signalling that is exchanged
between the RNC and the UE.
[41] As for physical channels, the DPCH channel can be established and used simul-
taneously between the UE and one or several cells of one or several NodeBs as shown
in Figure 5.
[42] This situation where the UE has a DPCH established simultaneously to several cells
is called soft handover. The case where the UE has established a DPCH simultaneously
to several cells of the same NodeB is called softer handover. For the DPCH the UE is

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always combining the TPC commands from all radio links in the downlink, and uses
always the command, which asks for the least transmit power (i.e. in the case one radio
link says Up and the other one Down the UE chooses to decrease the transmit power).
[43] The RLC layer (Radio Link Control) is a layer 2 protocol which is used in order to
control the data exchange between the logical channels between the RNC and the UE.
The RLC layer can currently be configured in 3 types of transfer modes: Transparent
mode; Unacknowledged mode; and Acknowledged mode.
[44] The different functionalities that are available depend on the transfer mode.
[45] In acknowledged and unacknowledged mode SDUs (service data unit) can be split
into smaller PDUs (protocol data units) that are used for transmission over the air
interface. The transmitter side separates the SDU into PDUs, and based on control in-
formation that is added to the PDUs the receiver side re-assembles the PDUs in order
to reconstruct the SDUs. Such control information is e.g. a PDU sequence number in
order to detect whether a PDU has been lost, or a Length Indicator (LI) which indicates
the beginning / end of a SDU inside an RLC PDU.
[46] In unacknowledged mode, the receiver does not send a confirmation to the
transmitter of correctly received PDUs, but the receiver side just reassembles PDUs to
SDUs based on signalling information contained in the PDUs and transfers the
complete SDUs to higher layers.
[47] In acknowledged mode, the receiver sends acknowledgements for the correctly
received PDU. The transmitter uses these acknowledgements in order to initiate re-
transmissions of missing PDUs. The acknowledgements are sent in certain conditions.
There are several mechanisms foreseen in order to initiate the transmission of the ac-
knowledgements for PDUs received by the receiver. Which mechanisms are activated
is defined in the standard and/or configured by RRC signalling. One example for such
a mechanism for the transmission of a status PDU is e.g. the reception of a PDU with a
sequence number that does not correspond to the latest received sequence number
increased by one, or when the receiver receives an indication from the transmitter in
the RLC control information that an acknowledgment (also called Status) should be
sent. The indication of the transmitter to send a status PDU is called Polling.
[48] When the transmitter sends a Polling bit, a mechanism is defined in the UMTS
standard if no Status report has been received after the transmission of the polling after
a certain time. This mechanism initiates the transmitter to retransmit a PDU including
the polling indicator and is called a timer poll.
[49] Another mechanism counts the number of retransmissions of a PDU. In the case the
retransmission exceeds a certain number (MaxDat) the transmitter starts the reset
procedure, which is a procedure that allows setting of the transmitter and the receiver
entity of a radio bearer using AM RLC mode to an initial state. When the Reset

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procedure is initiated the initiating entity transmits a Reset PDU to the terminating
entity. The terminating entity acknowledges the reception of the Reset PDU by
transmitting the Reset Ack PDU. If the initiating entity has not received the Reset Ack
PDU after a certain time the initiating entity retransmits the Reset PDU. If the
initiating entity has not received an Reset Ack PDU after a certain amount of re-
transmissions the initiating entity detects an unrecoverable error.
[50] This example describes the situation where a dysfunction is detected in the
operation of an RLC entity in RLC AM mode. Other mechanisms to detect a
dysfunction are possible, are already described in the UMTS standard, or possible to be
imagined and implemented. It is also possible to imagine detection mechanisms for
RLC entities in UM mode, which would e.g. detect that undefined signalling in-
formation is included in the RLC PDU, or where higher layers detect that the reception
/ transmission of the UM entity is not behaving correctly.
[51] As explained in the above there are mechanisms defined in the standard, and other
mechanisms can be imagined that detect an unrecoverable error, which can correspond
to a blocked situation, or a situation where the communication is disturbed.
[52] If the UE detects an unrecoverable error situation as described in the standard the
UE enters CELLJFACH state and sends a Cell update message to the NodeB/RNC
eventually indicating that an unrecoverable error has occurred by setting the IE
(Information Element) Cell update cause to the cause RLC unrecoverable error. The
UE indicates by including the IE AM_RLC error indication (RB2, RB3 or RB4) that
this unrecoverable error has either occurred for one of the SRBs with the Ids 2, 3 or 4,
or by including the IE AM_RLC error indication (RB>4) that this error has occurred
for one of the RBs using RLC AM mode with Ids higher than 4. The RNC can then
send the Cell Update Confirm message and indicate that the RLC entities for SRBs
with the Ids 2, 3 and 4, or for the RBs with Ids higher than 4 that use RLC AM mode
shall be re-established by setting the IE RLC re-establish indicator (RB2, RB3 and
RB4) and / or the RLC re-establish indicator (RB5 and upwards) to True.
[53] The UM / AM RLC entity is also responsible for handling of ciphering and de-
ciphering. In order to do so the RLC entity in the transmitter and the receiver maintain
a COUNT-C number, which is composed of a Hyper frame number (HFN) and the
RLC sequence number. The COUNT-C value, together with other information is used
as input to a mathematical function that generates a bitstring. This bitstring and the
RLC PDU except the SN are combined by the logical XOR operation, which ensures
the ciphering of the data part of the RLC PDU. The HFN value is incremented each
time the RLC SN wraps around (i.e. when the RLC SN reaches its highest value and
restarts from 0). In the case the receiver misses a certain number of SNs, or in the case
the SN received has been altered during the reception it is possible that the COUNT-C

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in the receiver and the transmitter are desynchronized. In this case the receiver is not
capable to decipher correctly the information received. The receiver can detect the
dysfunction of the deciphering entity by different mechanisms which are not further
described here, and which are not part of the invention.
[54] Regarding the RRC states, the RRC mode refers to whether there exists a logical
connection between the RRC of the terminal and the RRC of the UTRAN. If there is a
connection, the terminal is said to be in RRC connected mode. If there is no connect
ion, the terminal is said to be in idle mode. Because an RRC connection exists for
terminals in RRC connected mode, the UTRAN can determine the existence of a
particular terminal within the unit of cells, for example which cell or set of cells the
RRC connected mode terminal is in, and which physical channel the UE is listening to.
Thus, the terminal can be effectively controlled.
[55] In contrast, the UTRAN cannot determine the existence of a terminal in idle mode.
The existence of idle mode terminals can only be determined by the core network to be
within a region that is larger than a cell, for example a location or a routing area.
Therefore, the existence of idle mode terminals is determined within large regions,
and, in order to receive mobile communication services such as voice or data, the idle
mode terminal must move or change into the RRC connected mode. The possible
transitions between modes and states are shown in Figure 6.
[56] A UE in RRC connected mode can be in different states, e.g. CELL_FACH state,
CELL_PCH state, CELL_DCH state or URA_PCH state. Other states could be
envisaged of course. Depending on the states the UE carries out different actions and
listens to different channels. For example a UE in CELL_DCH state will try to listen
(amongst others) to DCH type of transport channels, which comprises DTCH and
DCCH transport channels and which can be mapped to a certain DPCH, DPDSCH, or
other physical channels. The UE in CELL_FACH state will listen to several FACH
transport channel, which are mapped to a certain S-CCPCH, the UE in PCH state will
listen to the PICH channel and to the PCH channel, which is mapped to a certain S-
CCPCH physical channel.
[57] Regarding the reading of system information, the main system information is sent
on the BCCH logical channel, which is mapped on the P-CCPCH (primary Common
Control Physical Channel). Specific system information blocks can be sent on the
FACH channel. When the system information is sent on FACH the UE receives the
configuration of the FACH either on the BCCH that is received on P-CCPCH or on a
dedicated channel. When system information is sent on the BCCH (i.e. via the P-
CCPCH) then in each frame or set of two frames the SFN (System frame number) is
sent which is used in order to share the same timing reference between the UE and the
NodeB.

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[58] The P-CCPCH is always sent using the same scrambling code as the P-CPICH
(primary common pilot channel), which is the primary scrambling code of the cell.
Each channel uses a spreading code as commonly done in WCDMA (Wideband Code
Division Multiple Access) systems. Each code is characterized by its spreading factor
(SF), which corresponds to the length of the code. For a given spreading factor the
number of orthogonal codes is equal to the length of the code. For each spreading
factor the given set of orthogonal codes as specified in the UMTS system are
numbered from 0 to SF-1.
[59] Each code can thus be identified by giving its length (i.e. spreading factor) and the
number of the code. The spreading code that is used by the P-CCPCH is always of a
fixed SF (spreading factor) 256 and the number is always the number 1. The UE knows
about the primary scrambling code either by information sent from the network on
system information of neighbouring cells that the UE has read, by messages that the
UE has received on the DCCH channel, or by searching for the P-CPICH, which is
always sent using the fixed SF 256, the spreading code number 0 and which always
transmits a fixed pattern.
[60] The system information comprises information on neighbouring cells, configuration
of the RACH and FACH transport channels, and the configuration of MICH and
MCCH, which are channels that are dedicated channels for the MBMS service.
[61] Each time the UE is changing the cell it is camping (in idle mode) or when the UE
has selected the cell (in CELL_FACH, CELL_PCH or URA_PCH) state the UE
verifies that it has valid system information. The system information is organized in
SIBs (system information blocks), a MIB (Master information block) and scheduling
blocks. The MIB is sent very frequently and gives timing information of the scheduling
blocks and the different SIBs. For SIBs that are linked to a value tag the MIB also
contains information on the last version of a part of the SIBs. SIBs that are not linked
to a value tag are linked to an expiration timer. SIBs linked to an expiration timer
become invalid and need to be reread if the time of the last reading of the SIB is bigger
than this timer value. SIBs linked to a value tag are only valid if they have the same
value tag as the one broadcast in the MIB. Each block has an area scope of validity
(Cell, PLMN, equivalent PLMN) which signifies on which cells the SIB is valid. A
SIB with area scope Cell is valid only for the cell in which it has been read. A SIB with
area scope PLMN is valid in the whole PLMN, a SIB with the area scope equivalent
PLMN is valid in the whole PLMN and equivalent PLMN.
[62] In general, the UEs read system information when they are in idle mode,
CELL_FACH state, CELL_PCH state or in URA_PCH state of the cells that they have
selected / the cell that they are camping on. In the system information they receive in-
formation on the neighbouring cells on the same frequency, different frequencies and

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different RAT (Radio access technologies). This allows the UE to know which cells
are candidates for cell reselection.
[63] Regarding the delays in communication, the conventional art call setup procedure
takes a relatively long time due to the different message exchanges shown in Figure 7.
Namely, Figure 7 shows the distribution of the delays in the call setup procedure. The
delay that needs to be imputed to the network is the delay between the reception of the
uplink message and the transmission of the downlink message. The graph shows the
times between the reception / transmission of the messages in the RRC layer of the UE,
i.e. does not include the time that it takes to send the uplink messages via the RLC.
[64] One part of the delay is due to the setup of the radio bearers. The delay between the
transmission of the radio bearer setup and the radio bearer setup complete is mostly
due to the activation time. The UE will only transmit the radio bearer setup complete
message once the activation time has expired and the UE has synchronized on the new
radio link.
[65] Figure 8 shows the synchronized radio bearer setup (reconfiguration) in more detail.
In step 1, the procedure is initiated by the reception of a Rab assignment Request.
Instead the procedure could be triggered by any other procedure. The steps 2 to 9 are
related to the need to setup a new radio bearer, the allocation of the transport resources
and the resources inside the NodeB. In step 10 the RNC decides on an activation time
that is sent in the step 11 and 12 to the NodeB and the UE. The NodeB and the UE are
then waiting for the activation time to be reached to switch to the new configuration in
step 13a and 13b. In step 14 the UE confirms the successful reconfiguration to the
RNC. The RNC indicates the successful completion of the reconfiguration.
[66] The gray shaded region, where basically the UE and the NodeB are just waiting for
the expiry of the activation time corresponds to delay introduced, which is wasted in
the case that the procedure is successful. This delay is necessary in the case that the
message on the UE needs to be retransmitted by RLC. Also in the case the UE wants to
send a failure message on the old RL some minimum delay is needed in order to allow
this message to go through, and evtl. to cancel the reconfiguration in the NodeB by a
separate message from the RNC. Therefore a means for decreasing this delay in the
case everything works well (no RLC retransmission, no failure message) is necessary.
[67] Figure 9 shows the unsynchronized radio bearer setup (reconfiguration) in more
detail. In the case of the unsynchronized reconfiguration, the RNC initiates syn-
chronously in step 2 the reconfiguration towards the UE indicating that the recon-
figuration shall be applied immediately, and in step 4 towards the NodeB, also
indicating that the reconfiguration shall be applied immediately. Because there is no
means to control the delay before the UE / NodeB will apply the configuration there is
a high risk that the UE will not be able to achieve synchronization on the new RL, and

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therefore will leave CELLJDCH state due to a physical channel failure.
[68] Figure 10 shows a hard handover procedure in more detail. Using a hard handover
is already one possibility to avoid the activation time. In steps 1 to 10, the RNC
establish on the NodeB a new independent configuration, with new transport resources
for all transport channels. The NodeB tries to obtain synchronization to the UE by
transmitting on the downlink with a fixed power that has been received form the RNC.
In step 11, the UE receives the message to change the configuration used for the uplink
and the downlink. In step 12, the UE tries to receive the downlink that is newly es-
tablished and (optionally) starts to transmit in the uplink (depending whether the syn-
chronization procedure A is used or not). The NodeB will detect that the syn-
chronization of the old RL is lost, and that the synchronization with the new RL is
gained, and report this to the RNC with the messages RL Link Failure for the old RL
and RL Restore for the new Radio Links (step 13, 14). The RNC can then delete the
old Radio Links (step 15, 16). The UE will indicate the successful Radio Bearer Setup
Complete message (step 17), and the RNC can acknowledge the successful RAB setup
to the CN (step 18).
[69] The problem with this scenario is that this implies that during the reconfiguration
the resources for the old and the new configuration are used. This wastes capacity on
the air interface (two sets of DL spreading codes are reserved) in the NodeB, where the
NodeB needs to decode two different UE configurations and in the transport, and the
RNC.
[70] Next, the aspects of uplink scrambling code, pilot pattern and synchronization will
be considered.
[71] The current CDMA systems use scrambling codes, spreading codes and pilot
patterns in order to allow synchronization and the exchange of data blocks from
different transport channels, which are coded and multiplexed together. In the UMTS
system in the uplink the UE transmits a pilot pattern, which is spread with a spreading
code as defined in the standard, and scrambled with a fixed complex scrambling code.
[72] In the UMTS system the pilot pattern is sent on the DPCCH physical channel code
and is time multiplexed with other DPCCH information e.g. the transmit power
commands as shown in Figure 11 for the DPDCH / DPCCH frame structure in the
uplink.
[73] The pilot pattern is sent at predefined time instants during each slot depending on
the slot format chosen and is repeated at each frame. In the uplink, the PDCCH is sent
always using the same spreading factor and spreading code. Therefore, the (time)
instant where the pilot pattern is sent is always the same. In the case of compressed
mode (i.e. when transmissions are interrupted e.g. in order to allow the UE to listen to
a different frequency for doing measurements) the pattern (i.e. slot format) also

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changes.
[74] Figure 12 shows an example of how the generation of a signal in the uplink is
performed.
[75] The DPDCH on which the different transport channels are mapped is spread with a
different spreading code (one or several spreading codes). The spreading factor used
for the DPDCH can change dynamically from one TTI to the next one.
[76] Since the pilot patterns have a specific sequence this allows that the NodeB
calculates the timing of the UE transmission by correlating the received sequence with
the expected sequence, shifted by different times T as shown in Figure 13. This allows
the NodeB to detect the timing of the uplink signal, and to verify whether the UE
signal is contained in the received signal by comparing the absolute value of the sum
of the complex value to a threshold. This is one way of doing, there are different ways,
and the intention here is just to highlight that it is possible for the NodeB to check the
timing of the uplink transmission, and to check whether the pilot sequence spread with
a given spreading code and scrambled with a UE specific scrambling code is
transmitted.
[77] Figure 13 shows an example of how detection of synchronization can be performed.
[78] Now referring to Figure 14, the concept of a Code Tree and Code Management will
be considered. In the UMTS system the spreading codes of a length of 2" are used.
These spreading codes can be generated out of a tree, which gives branches of
orthogonal spreading codes. For each possible length of spreading codes there exists
the number equal to the spreading factor of orthogonal codes. These codes are often
grouped as a tree as shown in Figure 14. All codes of the same spreading factor are
orthogonal. The codes of different spreading factors are orthogonal in the case that the
code with higher spreading factor is not part of the branch of the code with lower
spreading factor. In the figure when the code of length 4 with number 0 is used the
codes 0 and 1 of the length 8 cannot be used any more because they are not orthogonal,
but the codes 2 and 3 of the length 8 can be used. If the code 1 of the length 2 is used
the codes below in this branch cannot be used any more in parallel.
[79] Next, the concepts of Downlink scrambling code, pilot pattern and synchronization
will be considered.
[80] In the downlink the DPCCH is time multiplexed with DPDCH and spread with the
same spreading codes. Therefore the instants where pilot patterns are sent can vary
depending on the spreading factor, and depending on the fact whether compressed
mode is used or not.
[81] Figure 15 shows an example of how the generation of a signal in the downlink is
performed.
[82] Because the DPDCH is spread with the same spreading code as the pilot patterns

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and the other physical layer information (i.e. the DPCCH) each time the spreading
factor changes the pattern with which the pilot bits and the TPC bits are sent, and the
pattern with which the other physical channel information is sent is different. This
means that in the case the new configuration includes a spreading factor different from
the spreading factor before the reception of the DPCCH is not possible any more if the
UE tries to receive a different spreading factor. The format of the DPCCH can also be
changed during the reconfiguration without the changing the spreading factor.
[83] The DPCH frame structure and its related DPCH timing characteristics will now be
explained with reference to Figures 16 and 17.
[84] Figure 16 shows an example of the frame structure of the DPCH, and the structure
of the DPCCH and the DPDCH that is transmitted.
[85] Figure 17 shows an example of DPCH timing. The DPCH, i.e. the timing of the
DPDCH and DPCCH are offset compared to the Primary SCH. This means that the UE
knows when the DPCCH is transmitted due to the parameter T that it has received
DPCH
from the network beforehand.
[86] Regarding TFCIs, in the UTRAN system different transport channels are mapped
together on a Coded Composite Transport Channel (CCTrCH), which is mapped on a
DPDCH. Each transport channel can apply different Transport Formats (TFs), each
transport format including a distinct set of parameters. When different Transport
channels are multiplexed together on a CCTrCH the combination of the different TFs
of each transport channel indicates a Transport Format Combination, which allows the
receiver and the transmitter to determine how the coding of the different transport
channels is done. Therefore in order to decode the DPDCH the UE needs to know the
TFC. There are different possibilities in the UTRAN standard:
[87] In the case that the blind transport format detection is used the UE tries to decode
the DPDCH with different TFC until the CRC code indicates that the information of all
transport channels is received correctly. Alternatively the UTRAN can send the
Transport Format Indicator, which is an indicator that signals the transport format
combination of the different transport channels sent on the DPCCH.
Disciosure of Invention
Technical Solution
[88] One aspect of the present invention involves the recognition by the present
inventors of the drawbacks in the related art. Namely, in the related art problem is that
the procedures to setup, release or change the configuration of radio bearers are either
supposed to be done in a synchronized manner, implying an activation time given by
the RNC to the NodeB and the UE and therefore take a long tune, or imply the use of
non-synchronized reconfigurations which means that the UE / NodeB might loose the

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synchronization which implies that the call might be lost.
[89] Based upon such recognition, improvements to the setup, release or change in the
configuration of radio bearers have been made according to the present invention.
More specifically, the invention provides a method and system that allows syn-
chronization of changes to configurations in a telecommunication system and has ap-
plicability to various types of telecommunication technologies. Accordingly, the fast
reconfiguration scheme of the present invention results in a decrease in call set up
delays.
Brief Description of the Drawings
[90] The accompanying drawings, which are included to provide a further understanding
of the invention, are incorporated in and constitute a part of this application, illustrate
embodiment(s) of the invention and together with the description serve to explain the
principle of the invention. In the drawings:
[91] Figure 1 shows a general UMTS network architecture.
[92] Figure 2 shows a radio (wireless) interface protocol structure between the UE and
UTRAN based upon the 3GPP radio access network.
[93] Figure 3 shows logical channels mapped onto transport channels, as seen from the
UE side.
[94] Figure 4 shows logical channels mapped onto transport channels, as seen from the
UTRAN side.
[95] Figure 5 shows a DPCH established and used simultaneously between the UE and
one or several cells of one or several NodeBs.
[96] Figure 6 shows the RRC connection modes and states of a UE.
[97] Figure 7 shows a distribution of the delays in call setup.
[98] Figure 8 shows a synchronized reconfiguration situation according to the related art.
[99] Figure 9 shows an unsynchronized reconfiguration situation according to the related
art.
[100] Figure 10 shows a hard handover situation according to the related art.
[101] Figure 11 shows a DPDCH / DPCCH frame structure in the uplink.
[102] Figure 12 shows the generation of a signal in the uplink.
[103] Figure 13 shows the detection of synchronization.
[104] Figure 14 shows a code management tree with branches of orthogonal spreading
codes.
[105] Figure 15 shows the generation of a signal in the downlink.
[106] Figure 16 shows a DPCCH frame structure.
[107] Figure 17 shows the DPCH timing, whereby the timing of the DPDCH and DPCCH
are offset compared to the Primary SCH.

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[108] Figure 18 shows an enhanced quasi-synchronized reconfiguration scheme according
to the present invention.
[109] Figure 19 shows a simultaneous transmission with the old and new configurations
according to the present invention.
[110] Figure 20 shows a scheme for simultaneous transmission according to the present
invention.
[Ill] Figure 21 shows an indication of reconfiguration on the physical layer according to
the present invention.
[112] Figure 22 shows an indication of reconfiguration using double allocation of TFCIs
according to the present invention.
[113] Figure 23 shows a scheme for simultaneous transmission with UL activation time
according to the present invention.
[114] Figure 24 shows an exemplary method of changing a radio access configuration
between a terminal and a network according to the present invention.
[115] Figure 25 shows a procedure of synchronized reconfiguration using activation time
set.
[116] Figure 26 shows a procedure of synchronized reconfiguration upon the detection of
the uplink scrambling code, according to the present invention.
[117] Figure 27 shows the processing at physical layer.
[118] Figure 28 shows an exemplary scheme for using Synchronization by Activation
Time NOW and new scrambling code according to the present invention.
[119] Figure 29 shows the details of the behaviour for the case where the NodeB is on the
Iur interface.
Mode for the Invention
[120] The present invention is described as being implemented in a UMTS mobile com-
munications system. However, the present invention may also be adapted and im-
plemented in communications systems operating under other types of communication
specifications, because the concepts and teachings of the present invention could be
applied to various communication schemes that operate in a similar manner based upon
common techniques. Non-limiting exemplary embodiments of the present invention
are explained below with reference to the attached Figures.
[121] In one embodiment of the present invention, the RNC may indicate the new con-
figuration including a changed uplink scrambling code to the NodeB and the UE, with
a special indication to the UE that the new configuration should be applied as soon as
possible, and to the NodeB that the new configuration shall be applied upon the
detection of the new scrambling code in the uplink.
[122] In one optional part of the invention the RNC indicates to the UE together with the

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new configuration an outage time during which the UE should continue the uplink
transmission even when the downlink transmission stops. The NodeB tries to
synchronize to receive the new uplink scrambling code, and upon detection of the new
uplink scrambling code starts to transmit in the downlink using the new configuration.
[123] In another embodiment of the present invention, the NodeB may synchronously
transmit the relevant control part of the downlink transmission of the old and the new
configuration in order to maintain synchronization and inner loop power control with
the UE before and after the change of the configuration. The NodeB might transmit the
control part only during the frames where no data part is transmitted in the downlink.
[124] Upon detection of the new uplink scrambling code the NodeB applies the new con-
figuration for the transmission in the downlink.
[125] In yet another embodiment of the present invention, the UE may indicate that it will
apply the new configuration a predefined time interval before the change in the con-
figuration either by: (1) Changing the uplink scrambling code; (2) Sending a specific
signal to the NodeB, e.g. a bit pattern in the uplink, spread by a specific spreading code
and scrambled with a specific scrambling code; (3) Using a specific set of TFCIs; (4)
Sending a specific bit pattern in the FBI field; or (5) Any other signaling procedure.
[126] The RNC signals in a message to the NodeB and the UE which of the above
schemes shall be applied for the change of the configuration, and indicates the relevant
information, such as the special TFCI values to be used, the length of the period of
outage upon change of the uplink spreading code during which the UE shall continue
to transmit in the uplink, the time between the indication and the use of the new con-
figuration in the uplink and / or downlink.
[127] In addition the NodeB could indicate to the RNC the minimum length of the period
of outage upon change of the uplink spreading code during which the UE shall
continue to transmit in the uplink, the time between the indication and the use of the
new configuration in the uplink and / or downlink based on the NodeB performance.
[128] The present invention will be described in more detail as follows.
[129] Figure 18 shows an exemplary embodiment of the present invention, namely, a
scheme for enhanced quasi-synchronized reconfiguration.
[130] In step 1, a new RAB is indicated to be setup by the CN. Alternatively this could
also be used just to change a configuration in which the trigger is based on the RNC
implementation, or in order to release a RAB.
[131] In steps 2 through 9, the RNC sends the new configuration to the NodeB in the Syn-
chronized Radio Link Reconfigure Prepare message and the NodeB reserves the
resources. The NodeB indicates that the configuration is accepted with the Syn-
chronized Radio Link Reconfigure Ready message, and indicates the transport
resources. (Legacy procedure).

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[132] In step 10, the RNC gives to the NodeB the indication that the new configuration
shall only be applied when the UE changes the uplink scrambling code, or upon any
other indication to the NodeB (New indication). This could also be indicated already in
the Synchronized RL Reconfiguration Preparation message (new Indication that the
change shall be done upon detection of the new scrambling code in the uplink), RL
Setup (new Indication that this is linked to a UE context that already exists such that
partly the same transport resources are used) or Unsynchronized RL Reconfiguration
(new Indication that the reconfiguration should be done only after the synchronization
is detected).
[133] In step 11, the NodeB would start to search for the uplink synchronization of the
new uplink scrambling code whilst receiving the UE on the old scrambling code (New
method). As one alternative the NodeB could already send the DPCCH of the new con-
figuration during the DTX periods of the DPDCH of the old configuration as explained
in (1) Simultaneous transmission of old and new configuration with different TDPCH
described hereafter. The RNC may send the new configuration to the UE indicating
that it should apply the configuration immediately. (Legacy procedure) Optionally,a
new indication could be added such that the UE does not count as a RL failure when
the DL is not received directly during a given time period. In order to be able to
synchronize the transmission of the new configuration from the NodeB, it would be
also possible to have an indication on the physical channel as explained in (2)
Indication of the shift to the new configuration via the physical layer, described
hereafter.
[134] In step 12, the UE changes to the new configuration, and amongst others applies the
new TFCIs. In the case the slot format in the downlink does not change (i.e. the
spreading factor is the same, and the slot format is not changed) the UE would not
detect any outage because the NodeB would continue to use the same pattern for the
transmission of the Pilot, TFCI and TPC pattern.
[135] In step 13, the NodeB would loose the uplink synchronization on the old scrambling
code and detect that it receives the UE on the new scrambling code. In the gap between
the detection by the NodeB of the old and the new scrambling code the NodeB would
send power up signals as TPC commands.
[136] In step 14, the NodeB would immediately apply the new configuration in the uplink
and the downlink, e.g. the new TFCI for the uplink and the downlink. In the case that
the slot format changes in the downlink the UE would expect that the NodeB transmits
with the new configuration. In this case, there are two possibilities:
[137] a) The NodeB transmits in parallel the new configuration. This however is only
possible in the case that before and after the reconfiguration non overlapping spreading
codes are used.

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[138] b) The NodeB switches to the new configuration upon detection of the change in
the uplink scrambling code or any additional indication to the NodeB. This implies that
the UE will not receive the NodeB during the time of the reconfiguration
[139] An alternative would be to indicate to the UE that when the new configuration is
applied the UE should tolerate a certain outage. The length of this outage (number in
slots / frames / seconds) would be given to the UE from the RNC in step 11.
[140] In step 15, the NodeB would indicate that the reconfiguration is successful to the
RNC by sending a message, e.g. the Radio Link Restore message in order to indicate
that the new format is used now and that the new downlink transport channels can be
used, and that data can be received on the uplink transport channels. In step 16, the UE
sends the Reconfiguration Complete message to the RNC. In step 17, the RAB is
considered as established, and thus the RNC can indicate that the RAB is complete
through the RAB assignment response message.
[141] (I) Simultaneous transmission of old and new configuration with different x
T r r DPCH
[142] In Figure 18, in steps 12 to 14, the NodeB stops the reception using the old con-
figuration upon detection of the new scrambling code sent by the UE and then starts
the transmission sending the new configuration. In practice the NodeB only needs to
interrupt the transmission mostly in the case that the downlink scrambling code and /
or the slot format / and or offset of the DPCH compared to the SCH are different. In
order to allow the UE to obtain the synchronization immediately during recon-
figuration even if the spreading factor / slot format / offset of the DPCH compared to
the SCH are different, and to avoid the break in the reception during the time where the
NodeB detects that the UE has changed the uplink scrambling code and until the
NodeB starts the transmission of the new configuration in the downlink it is possible to
transmit simultaneously the old configuration and the new configuration as shown
Figure 19.
[143] In Figure 19, it is shown how via the shift of the DPCH of the new configuration
with respect to the old configuration it is possible to transmit the DPCCH of the old
configuration and the new configuration simultaneously. However this supposes that
the DPDCH is at least partly not transmitted. Alternatively not the complete DPCCH
of the new / old configuration is transmitted but only the most important information,
i.e. the TPC bits, or the pilot bits, or the feedback bits.
[144] Figure 20 highlights an alternative to the steps 10-16 of Figure 18. In Figure 20,
upon reception of the indication to check for the reception of the new uplink
scrambling code in the Radio Link Reconfiguration Commit including the indication
that the start of the new configuration depends on the change in the uplink scrambling
code the NodeB starts to transmit the new configuration during periods where the
DPDCH is not transmitted in the downlink. This is only possible in the case that the r

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for the new configuration compared to the old configuration is such that the
DPCCH of the new configuration falls into periods where nothing is transmitted. This
allows that the used spreading codes before and after the reconfiguration do not need to
be orthogonal any more, i.e. they can be chosen in the same branch.
[145] (2) Indication of the shift to the new configuration via the physical layer
[146] In order to give the NodeB the possibility to be warned before the new con-
figuration is sent it would be possible that the UE sends an indication to the NodeB,
which would be sent at or before the reconfiguration. Several realizations of such a
scheme would be possible. One method could be that the UE indicates this by sending
a certain bit pattern on a special spreading code in parallel to the transmission of the
DPCCH/DPDCH as shown in Figure 21.
[147] There a specific pattern is sent which is mapped on an additional specific spreading
code. The UE and the NodeB would be informed that the specific pattern and
spreading code are used in order to indicate when the reconfiguration takes place.
[148] Another alternative would be that the UE changes the uplink scrambling code only,
without starting to try to receive immediately using the new downlink configuration,
such that the NodeB is aware of the imminent change of the downlink configuration.
[149] Another alternative would be to indicate that the reconfiguration will happen
quickly by using alternative TFCIs at or before the reconfiguration, i.e. as shown in
Figure 22, the UE would only use the TFCI6 before or during the reconfiguration
instead of the TFCI 0, TFCI 7 instead of TFCI 1 etc. This implies that the TFCI would
not only indicate the transport format combination such as today, but in addition also
the switching to the new configuration. How the TFCI includes the information of the
switching information would then be configured by the RNC to the NodeB and the UE.
Also at which time (e.g. x frames / slots / seconds before the new configuration is
applied) the alternative TFCI or other indication is applied would be indicated by the
RNC to the NodeB and the UE, which would use this information to synchronize the
reconfiguration.
[150] Another alternative would be to allocate the FBI bits as indicated in Figure 11 in
order to indicate the change of the reconfiguration by the UE.
[151] In the different methods as shown above the timing of the uplink indication would
be such that the NodeB has sufficiently time to prepare itself to switch to the new con-
figuration. This scheme is shown in Figure 23.
[152] Because different NodeBs could have different processing times it could be possible
that the NodeB indicates the time difference between the transmission of the indication
from the UE to the switching to the new configuration to the RNC in step 10, the RNC •
confirms the time that will be used to the NodeB based on the times received from all
NodeB s in the active set of the UE to the NodeB in step 11, and indicates the uplink

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activation time that the UE should use in step 12. The UE will start then the recon-
figuration by transmitting the indication to the NodeB in step 13. The NodeB would
upon reception start a timer to synchronize the start of the new configuration with the
UE. In step 15a and 15b the UE and the NodeB would start the reconfiguration at the
same time. The NodeB and the UE would then confirm the successful reconfiguration
in step 16 and 17.
[153] As described above, the present invention provides a method to trigger the use of a
new configuration. Such triggers may be comprised of (1) the transmission of the new
configuration from the RNC to a UE and a NodeB (2); the configuration of a specific
indication in the UE and NodeB to trigger the use of the new configuration; and (3) the
indication of the UE to the NodeB that the new configuration is applied where the
indication can be any of: FBI bits, uplink scrambling code (to allow backward com-
patibility), a special bit pattern, a set of TFCIs, or the like. Here, the indication can be
sent x seconds before the new configuration is applied where: X is indicated by the
RNC to the NodeB and the UE and X might be indicated from the NodeB to the RNC
previously depending on the capabilities of the NodeB. The UE may continue the
uplink transmission after the application of the new configuration during Y seconds
even if the new configuration is not received in the downlink where: Y is indicated by
the RNC to the UE and Y might be indicated from the NodeB to the RNC previously
depending on the capabilities of the NodeB. A NodeB may transmit two control parts
that may be spread using non-orthogonal spreading codes that are scrambled with the
same scrambling codes, and where the transmission is time multiplexed. An RNC may
choose the timing offsets of two configurations such that the control part of the two
configurations can be sent time multiplexed without overlapping, and spread by the
non-orthogonal spreading codes of the two configurations.
[154] Accordingly, the present invention speeds up RB setup / release or reconfiguration
procedures, and reduces therefore the call setup delay and optimizes the usage of
channel resources. The impacts of the invention are relatively small and easily feasible
in the software of the RNC / NodeB / UE.
[155] To implement the various features described above, the present invention can
employ various types of hardware and/or software components (modules). For
example, different hardware modules may contain various circuits and components
necessary to perform the steps of the above method. Also, different software modules
(executed by processors and/or other hardware) may contain various codes and
protocols necessary to perform the steps of the present invention method.
[156] Figure 24 shows an exemplary method of changing a radio access configuration
between a terminal (UE) and a network (Node B) according to the present invention.
[157] Namely, the present invention provides a method of changing a radio access con-

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figuration between a terminal and a network, the method (e.g., performed by the Node
B) comprising: initiating, by the network, a second configuration that is related to a
first configuration for the same terminal; informing the terminal to apply the second
configuration; and determining when the terminal uses the second configuration based
on the reception of a radio signal from the terminal.
[158] The determining may comprise: detecting that the terminal will apply or has applied
the second configuration. The determining may comprise: comparing a power of a first
radio resource and a power of a second radio resource. The radio signal from the
terminal may correspond to a control channel. The control channel may comprise pilot
bits modulated by a scrambling code that is different from a scrambling code used for
the first configuration. The radio signal is considered to be received when a power of a
second uplink scrambling code is higher than a power of a first uplink scrambling
code. The second uplink scrambling code may be given by the network together with
the second configuration. The control channel may comprise at least one of FBI bits,
uplink scrambling code, special bit pattern, and a set of TFCI. The initiating step may
comprise: receiving information about the second configuration from a radio network
controller; and reserving necessary transport resources for the second configuration.
The method may further comprise: releasing the old configuration after the de-
termining step. The method may further comprise: transmitting, to the terminal, an
indication to use the second configuration without interrupting uplink transmission.
The signaling using at least parts of the first configuration and at least parts of the
second configuration may be performed in parallel. The method may further comprise:
prior to the initiating step, determining whether a Node B of the network is able to
support the first and second configurations.
[159] Also, the present invention provides a method of changing a radio access con-
figuration between a terminal and a network, the method (e.g., performed by the UE)
comprising: receiving information to apply a second configuration; transmitting, to the
network, a radio signal indicating a change in configuration; and changing from a first
configuration to the second configuration at a predetermined time after transmitting the
radio signal.
[160] The radio signal indicating the change in configuration may be comprised in the
second configuration given by the network. The method may further comprise: con-
tinuously transmitting after applying the second configuration for a certain duration
despite no reception using the second configuration. The method may further
comprise: receiving, from the network, an indication to use the second configuration
without interrupting uplink transmission.
[161] Figure 25 shows a procedure of synchronized reconfiguration using activation time
set as depicted by steps 1) through 4). In currently used networks, the delay introduced

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due to the radio bearer setup is a significant part of the delay for the setup or recon-
figuration of calls. This delay is mostly imputed to the current procedure of syn-
chronization with activation time, since the UE and NodeB will only apply a new con-
figuration once the activation time has expired. The shaded part indicates the delay
where basically the UE and the NodeB are just waiting for the expiry of the activation
time. This delay is necessary either in the case when the UE is in a bad radio condition
requiring retransmission of the reconfiguration message, or in case of UE failure
message requiring some minimum delay. However, in a case where everything works
well (no retransmission, no failure message) the same delay is applied which is wasted.
Therefore, enhancements for decreasing this delay are necessary and the syn-
chronization by using a new uplink scrambling code is one proposed way.
[162] Figure 26 shows a procedure of synchronized reconfiguration upon the detection of
the uplink scrambling code, according to the present invention, as depicted in steps 1)
through 8).
[163] In a first step, the resources for the reconfigured radio link are allocated including
the change in the uplink scrambling code. It can be noted that beforehand, checking
was done on availability of resources, also as UE radio conditions (e.g. current SIR
value). Depending of these conditions, RNC and NodeB can decide to apply either
current specified synchronization method by waiting of expiry of activation time or
synchronization by proposed method.
[164] When RL reconfiguration commit including the indication to check for new UL
scrambling code for synchronization, the NodeB would then start to check whether the
UE uses the new scrambling code. The RNC transmits the new configuration to the UE
with activation time NOW. When received, the UE would then immediately apply the
new configuration. Upon detection of the new uplink scrambling code, the NodeB
would then stop to transmit the old configuration, apply the new configuration and
consider that the reconfiguration is successful.
[165] Figure 27 shows the processing at physical layer. The physical layer processing is
started after setting up LI in NodeB including the start of checking for new UL
scrambling code for synchronization.
[166] When the NodeB receives the reconfiguration message, it continues transmitting
and receiving the old configuration and checks constantly whether the UE uses the new
or the old scrambling code. As the NodeB is aware of the fact that the UE currently
transmitting on a RL will be reconfigured, it knows exactly the channel and the paths
of the UL transmission channel. Thus, it can perform detection whether UE uses new
configuration or the old configuration, for instance by descrambling with the old and
the new scrambling code then checks to see which one receives most of the power.
[167] The delay to trigger the new configuration at the UE can be assumed very short

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since the UE is supposed to be in relatively good radio conditions requiring none or
few message retransmission. The new configuration would include on top of a new
uplink scrambling code to be used, the order to the UE do not use the synchronization
procedure A (e.g. by not including the IE Frequency Info). When the UE receives the
reconfiguration message it will apply the new configuration in the beginning of the
next frame. As soon as the UE uses the new configuration it assumes that the DL also
uses the new configuration with new scrambling code.
[168] However, the NodeB still continues with the old configuration until having detected
the new scrambling code. Thus there may be a risk that UE would detect the loss of
synchronization which could lead to a radio link failure in a case where the NodeB
takes too long time to detect the new scrambling code. Then the time limit for NodeB
to detect the change in scrambling code is given by radio link failure period which is
about 3 sec as explained below.
[169] The UE continues the transmission until a radio link failure would be detected. The
radio link failure is based on the out-of-sync handling, where the physical layers only
report out-of-sync after 160 msec of bad reception. So the first out-of-sync will be sent
to upper layers after 160 msec. Further out-of-sync can be transmitted to upper layers
every 10 msec. There must be N313 out of sync reported to higher layer to start T313.
At expiry of T313 the UE will consider this as a radio link failure and the UE will quit
transmission, i.e. after 160 msec + N313 * 10 msec + T313. The default values for
N3I3 and T313 may be 20 and 3 sec respectively, which would give a delay of
3360msecs before stopping the uplink transmission.
[170] Therefore as the Node B knows that the new scrambling code and the previous
scrambling code are transmitted from the same UE the accurate timing information is
available in the NodeB. Then the probability to detect the new scrambling code before
the 3 sec of RL failure is higher.
[171] The delay for detection would depend of many parameters as the SIR target that is
necessary for the NodeB is implementation specific, also the offset between DPCCH
and DPDCH, and the beta values are implementation specific, and outer loop probably
impacts the transmission from the UE which is not standardized neither.
[172] In order to detect the change in the scrambling code the threshold needs to be fixed.
It is related to different radio conditions (pedestrian, vehicular etc.) and different
ULSIRDPCCH targets for the uplink. The target threshold can be defined as the ratio
SIRnew/SIRold. Where SIRnew is the measured SIRDPCCH with a new scrambling
code, and SIRold is the measured SIRDPCCH with the current (initial) scrambling
code. During checking period, as shown in Figure 27, the target threshold is compared
to the current measured SIRnew/SIRold; when it exceed the target threshold NodeB
considers the change in uplink scrambling code then apply new configuration

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parameters.
[173] In order to define the target threshold, simulation is performed to define for each
ULSIRDPCCH targets two CDFs of the maximum ratio of SIKnew/SIRold one cor-
responding to the ratio before the UE has applied the new configuration and another
one to the ratio after the UE has applied the new configuration. Based on these CDFs
the threshold can be defined for different UL SIR DPCCH values that the NodeB
should use such that the false detection probability is limited to a certain value. Then
CDFs of SIRnew/SIRold for each slots (or N averaged slots) after the UE has applied a
new configuration will allow to check after how many slots the NodeB would have
detected the new scrambling code with a given probability.
[174] One characteristic of the present invention is to combine the advantages of the syn-
chronized reconfiguration procedure in terms of efficiency and resource usage with the
speed of the unsynchronized hard handover procedure in order to decrease the delay
for a reconfiguration procedure that is typically used e.g. for the video / voice call
setup or the reconfiguration of radio links.
[175] Figure 28 shows an exemplary scheme for using Synchronization by Activation
Time NOW and new scrambling code according to the present invention, as depicted
in steps 1) through 10).
[176] In step 1, the resources for the reconfiguration of this radio link are allocated
including the change in the uplink scrambling code. It can be noted that the allocation
of resources can include the availability of resources, whether the NodeB or the DRNC
support the procedures as well as a check of the radio conditions (e.g. current SIR
value). Depending on these conditions, the network (e.g., RNC and NodeB) can decide
to apply either the current specified synchronization method by waiting of expiry of
the activation time or apply a new synchronization method.
[177] When RL reconfiguration is triggered as shown in step 2 using the Radio Link Re-
configuration Commit message including the indication to check for the new UL
scrambling code for synchronization (i.e., Fast Reconfiguration IE) in the case that it
has been confirmed previously in step 1 that this procedure can be applied, the NodeB
would then start to check whether the UE uses the new scrambling code. It may be up
to the NodeB implementation to ensure that the reconfiguration is reliable. This can be
done by the NodeB by transmitting at least the downlink DPCCH of the new con-
figuration such that the UL power control is maintained. The power of the transmission
of the downlink DPCCH using the new configuration can be linked to the power for
the transmission of the old DPCCH. Until the NodeB has detected that the UE uses the
new configuration in the uplink the NodeB should send UP commands. The CFN value
that is still contained in the Radio Link Reconfiguration Commit is used in order to
indicate the earliest possible CFN at which the reconfiguration might be applied by the

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WO 2006/118426 PCT/KR2006/001672
UE. Therefore the reliability of this procedure should be at least similar to the re-
liability of the hard handover procedure or higher, because during the procedure the
timing of the RLs are not changed.
[178] If necessary, the RNC can increase the SIR target for the outer loop power control
during the reconfiguration phase via the OUTER LOOP PC control frame.
[179] The RNC transmits the new configuration to the UE with activation time NOW as
shown in step 4 in a RB control message. When received the UE then immediately
applies the new configuration as shown in step 5. Upon detection of the new uplink
scrambling code the NodeB then stops to transmit the old configuration, applies the
new configuration and considers that the reconfiguration is successful.
[180] In order to indicate to the RNC that the new configuration is applied in the uplink
and the downlink the Radio Link Restore Indication is sent to the RNC such that the
RNC can start to use the new configuration as shown in step 9. In step 10 the UE
indicates the completion of the reconfiguration to the RNC.
[181] In Figure 29, the details of the behaviour for the case where the NodeB is on the Iur
interface are shown.
[182] In step 1 the SRNC indicates to the DRNC that a reconfiguration is necessary, and
by including the Fast Reconfiguration IE, it indicates to the DRNC that the syn-
chronization should be performed via the new method as shown in step 1.
[183] In step 2, the DRNC can then determine whether the necessary resources are
available, and if necessary, allocate DL OVSF codes from a different branch of the
code tree, i.e. codes that are uncorrelated in order to allow the simultaneous broadcast
of the old and the new DL DPCCH channels. If the new IE is not understood the
DRNC will ignore this information, and not send the Fast Reconfiguration IE in the
RADIO LINK RECONFIGURATION READY message which allows the SRNC to
understand that the legacy procedure should be used, and the DRNC performs the
legacy procedure as shown hi steps 3b, 4b, 5b and 6b.
[184] In the case that the checking and resource reservation in step 2 was successful, the
DRNC indicates to the NodeB that the synchronization of the reconfiguration should
be based on the UL scrambling code as shown in step 3a, which allows the NodeB in
step 4a to reserve the necessary resources and determine whether the new method is
supported or not. In the case that the NodeB does not comprehend the Fast Recon-
figuration IE the NodeB proceeds with the legacy method as shown in steps 4b, 5b and
6b.
[185] As explained above in the case that the slot format is changed during the recon-
figuration it is preferable that the DL spreading codes used prior to the reconfiguration
and after the reconfiguration are used from a different branch of the code tree. This is
due to the fact that this allows firstly to transmit the DL DPCCH of the old and the new

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WO 2006/118426 PCT/KR2006/001672
configuration in parallel, and secondly that during the frames during which the NodeB
applies the old configuration and the UE supposes that the new configuration is
transmitted the UE would interpret, e.g., the pilot bits sent by the NodeB using the old
configuration with the old spreading code and the old slot format as the TPC bits in the
new configuration. This can happen due to the fact that the OVSF codes from the same
branch with different spreading factors are not necessarily orthorgonal and the patterns
for the DPCCH in different slot formats is not the same.
[186] Regarding the complexity in the NodeB and system impact, the impact of the
present invention scheme on the NodeB implementation of course depends largely on
the details of the actual NodeB implementation. However, the complexity due to the
need to receive and optionally transmit simultaneously on an old and a new con-
figuration is always inferior to the complexity of a hard handover where two
completely independent channel estimations and receptions need to be performed. Also
it should be highlighted that the duration of reception of the old and the new con-
figuration is smaller than the double reception in the case that the hard handover
procedure is used due to the fact that the earliest time is included in the Radio Link Re-
configuration Commit message.
[187] Alternative proposals with UE impact have been proposed. Such would allow the
use of reconfiguration with the activation time NOW instead of using the synchronized
radio link reconfiguration. It is proposed that the UE e.g. changes the TFCI pattern
used, the FBI bits or that the UE uses a different pilot pattern already before it applies
the new configuration. This would allow the NodeB to detect that the change of the
configuration will happen soon. However, this implies that there is additional delay
introduced due to the fact that the UE does not apply the new configuration im-
mediately. Also, the reliability of such a scheme is not necessarily higher, since the re-
liability depends mainly on the power sent in the UL, and the number of FBI or TFCI
bits is in all slot formats smaller than the number of the pilot bits. Therefore, we
consider that the additional complexity in the UE, and the availability of such a
procedure only in the most recent terminals and networks (e.g., Release 7) may not be
as attractive as the present invention, which proposes a method that allows to reduce
the delay for reconfigurations to be reduced by several hundreds of milliseconds,
without impacting the UE implementation.
[188] This specification describes various illustrative embodiments of the present
invention. The scope of the claims is intended to cover various modifications and
equivalent arrangements of the illustrative embodiments disclosed in the specification.
Therefore, the following claims should be accorded the reasonably broadest inter-
pretation to cover modifications, equivalent structures, and features that are consistent
with the spirit and scope of the invention disclosed herein.

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Claims
[I] A method of changing a radio access configuration between a terminal and a
network, the method comprising:
initiating, by the network, a second configuration that is related to a first con-
figuration for the same terminal;
informing the terminal to apply the second configuration; and
determining when the terminal uses the second configuration based on the
reception of a radio signal from the terminal.
[2] The method of claim 1, wherein the determining comprises: detecting that the
terminal will apply or has applied the second configuration.
[3] The method of claim 1, wherein the determining comprises: comparing a power
of a first radio resource and a power of a second radio resource.
[4] The method of claim 1, wherein the radio signal from the terminal corresponds to
a control channel.
[5] The method of claim 4, wherein the control channel comprises pilot bits
modulated by a scrambling code that is different from a scrambling code used for
the first configuration.
[6] The method of claim 1, wherein the radio signal is considered to be received
when a power of a second uplink scrambling code is higher than a power of a
first uplink scrambling code.
[7] . The method of claim 6, wherein the second uplink scrambling code is given by
the network together with the second configuration.
[8] The method of claim 4, wherein the control channel comprises at least one of
FBI bits, uplink scrambling code, special bit pattern, and a set of TFCI.
[9] The method of claim 1, the initiating step comprises:
receiving information about the second configuration from a radio network
controller; and
reserving necessary transport resources for the second configuration.
[ 10] The method of claim 1, further comprising:
releasing the old configuration after the determining step.
[11] The method of claim 1, further comprising:
transmitting, to the terminal, an indication to use the second configuration
without interrupting uplink transmission.
[12] The method of claim 1, wherein signaling using at least parts of the first con-
figuration and at least parts of the second configuration are performed in parallel.
[ 13] The method of claim 1, further comprising:
prior to the initiating step, determining whether a Node B of the network is able

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to support the first and second configurations.
[14] A method of changing a radio access configuration between a terminal and a
network, the method comprising:
receiving information to apply a second configuration;
transmitting, to the network, a radio signal indicating a change in configuration;
and
changing from a first configuration to the second configuration at a pre-
determined time after transmitting the radio signal.
[15] The method of claim 14, wherein the radio signal indicating the change in con-
figuration is comprised in the second configuration given by the network.
[16] The method of claim 14, further comprising:
continuously transmitting after applying the second configuration for a certain
duration despite no reception using the second configuration.
[17] The method of claim 14, further comprising:
receiving, from the network, an indication to use the second configuration
without interrupting uplink transmission.

A method of changing a radio access configuration between a terminal and a network. The network performs the steps of: initiating a new configuration that is related to an old configuration for the same terminal; informing
the terminal to apply the second configuration;
and determining when the terminal uses the second configuration based on the reception of a radio signal from the terminal. The terminal performs the steps of: receiving information to apply a new configuration; transmitting, to the network, a radio signal indicating a change in configuration; and changing from an old configuration
to the new configuration at a predetermined time after transmitting the radio signal.

Documents:

04202-kolnp-2007-abstract.pdf

04202-kolnp-2007-claims.pdf

04202-kolnp-2007-correspondence others.pdf

04202-kolnp-2007-description complete.pdf

04202-kolnp-2007-drawings.pdf

04202-kolnp-2007-form 1.pdf

04202-kolnp-2007-form 3.pdf

04202-kolnp-2007-form 5.pdf

04202-kolnp-2007-gpa.pdf

04202-kolnp-2007-international publication.pdf

04202-kolnp-2007-international search report.pdf

04202-kolnp-2007-others pct form.pdf

04202-kolnp-2007-pct priority document notification.pdf

04202-kolnp-2007-pct request form.pdf

4202-KOLNP-2007-ASSIGNMENT.pdf

4202-KOLNP-2007-CORRESPONDENCE OTHERS 1.1.pdf

4202-KOLNP-2007-CORRESPONDENCE OTHERS 1.2.pdf

4202-KOLNP-2007-FORM 3-1.1.pdf

4202-kolnp-2007-form-18.pdf

abstract-04202-kolnp-2007.jpg


Patent Number 263261
Indian Patent Application Number 4202/KOLNP/2007
PG Journal Number 42/2014
Publication Date 17-Oct-2014
Grant Date 16-Oct-2014
Date of Filing 01-Nov-2007
Name of Patentee LG ELECTRONICS INC.
Applicant Address 20 YOIDO-DONG, YONGDUNGPO-GU SEOUL 150-010
Inventors:
# Inventor's Name Inventor's Address
1 FISCHER PATRICK 7BIS, RUE ANDRE THEURIET, F-92340 BOURG LA REINE, PARIS
2 VUJCIC DRAGAN 8 TER, RUE DES CENDRIERES, F-91470 LIMOURS
PCT International Classification Number H04B 7/26
PCT International Application Number PCT/KR2006/001672
PCT International Filing date 2006-05-03
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 60/677678 2005-05-03 U.S.A.
2 60/732288 2005-10-31 U.S.A.
3 60/677677 2005-05-03 U.S.A.
4 60/765788 2006-02-06 U.S.A.