Title of Invention

HYDROGENATION OF ESTERS WITH RU/TETRADENTATE LIGANDS COMPLEXES

Abstract The present invention relates to the field of catalytic hydrogenation and, more particularly, to the use of Ru complexes with tetradentate ligands, having at least one amino or imino coordinating group and at least one phosphino coordinating group, in hydrogenation processes for the reduction of esters or lactones into the corresponding alcohol or diol respectively.
Full Text WO 2006/106484 PCT/IB2006/051028
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HYDROGENATION OF ESTERS WITH RU/TETRADENTATE LIGANDS
COMPLEXES
Technical field
The present invention relates to the field of catalytic hydrogenation and, more
particularly, to the use of Ru complexes with tetradentate ligands, in hydrogenation
processes for the reduction of esters or lactones into the corresponding alcohol or diol
respectively.
Prior Art
Reduction of an ester functional group to the corresponding alcohol is one of the
fundamental reactions in organic chemistry, and is used in a large number of chemical
processes. In general, two main types of processes are known to achieve such a
transformation. Such types of processes are the following:
a) hydride processes, in which a silyl or metal hydride salt, such as LiAIH4, is used;
b) hydrogenation processes, in which molecular hydrogen is used.
From a practical point of view, hydrogenation processes are more attractive as
they can be run using small amounts of catalyst (typically 10 to 1000 ppm relative to the
substrate) and in the presence of small quantities or even in the absence of solvent.
Furthermore, hydrogenation processes do not require the use of highly reactive and
expensive hydrides, and do not produce important amounts of aqueous waste.
One of the mandatory and characterizing elements of hydrogenation processes is
the catalyst or the catalytic system which is used to activate the molecular hydrogen in
view of the reduction. The development of useful catalysts or catalytic systems for the
hydrogenation of an ester functional group represents still an important need in chemistry.
Amongst the few catalysts or catalytic systems known to perform such reductions
one may cite the ruthenium/phosphine complexes, obtained by the reaction of ruthenium
oxide or carboxylate precursor with a mono-, di- or tri-phosphine ligand (an example of
which is described by Elsevier et al. in Chem.Commun., 1998, 1367). In this type of
complex the ruthenium metal is coordinated only by "acac" ligands and phosphine atoms,
limiting thus the diversity of the ligand structure and coordination sphere around the
metal center. As a consequence of such little diversity the tuning of the activity and of the
performance of the hydrogenation process is not easy. Furthermore, the experimental

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conditions require very high pressures (at least 70-130 bars) and temperatures
(120-180° C).
Therefore, there is a need for hydrogenation processes using alternative catalysts
or pre-catalysts, preferably having a greater diversity in the ligand structures and
coordination spheres around the metal center and allowing the use of softer experimental
conditions.
Description of the invention
In order to overcome the problems aforementioned, the present invention relates
to processes for the reduction by hydrogenation, using molecular H2, of a C3-C70 substrate
containing one or two esters, or lactones, functional groups into the corresponding
alcohol, or diol, characterized in that said process is carried out in the presence of a base
and at least one catalyst or pre-catalyst in the form of a ruthenium complexes of a
tetradentate ligand wherein the coordinating groups consist of at least one amino or imino
group and at least one phosphino group.
According to a particular embodiment of the invention, the substrate can be a
compound of formula (I)

wherein Ra and Rb represent, simultaneously or independently, a linear, branched or
cyclic C1-C30 aromatic, alkyl or alkenyl group, optionally substituted; or
Ra and Rb are bonded together and form a C4-C20 saturated or unsaturated group,
optionally substituted.
The corresponding alcohols (i.e (II-a) and (II-b)), or the corresponding diol (II'),
of said substrate (I), are of formula

wherein Ra and Rb are defined as in formula (I).

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A compound of formula (II) (i.e. II-a or II-b) will be obtained in the case where Ra
and Rb are not bonded together, while a compound of formula (II') will be obtained in the
case where Ra and Rb are bonded together.
It is understood that by "a linear, branched or cyclic.......aromatic, alkyl, or alkenyl
group" it is meant that said Ra or Rb can be in the form of, e.g., a linear alkyl group or can
also be in the form of a mixture of said type of groups, e.g. a specific Ra may comprises a
linear alkyl, a branched alkenyl, a (poly)cyclic alkyl and an aryl moiety, unless a specific
limitation to only one type is mentioned. Similarly, in all the below embodiments of the
invention when a group is mentioned as being in the form of more than one type of
topology (e.g. linear, cyclic or branched) and/or unsaturation (e.g. alkyl, aromatic or
alkenyle) it is meant also a group which may comprise moieties having any one of said
topologies or unsaturations, as above explained.
A particular embodiment of the invention's process is shown in Scheme 1:

According to a further embodiment of the invention, the substrate is an ester, or
lactone, that will provide an alcohol, or a diol, that is useful in the pharmaceutical,
agrochemical or perfumery industry as final product or as an intermediate. Particularly
preferred substrate is an ester, or lactone, that will provide an alcohol, or diol, which is
useful in the perfumery industry as final product or as an intermediate.
According to another embodiment of the invention, the substrate is a C5-C30
compound of formula (I), and in particular one may cite those wherein Ra and Rb
represent simultaneously or independently a linear, branched or cyclic C1-C30 aromatic or
alkyl group optionally substituted, or a cyclic C5-C30 alkenyl group optionally substituted;
or Ra and Rb are bonded together and form a C4-C20 saturated or unsaturated linear,
branched, mono-, di- or tri-cyclic group, optionally substituted.
According to a further embodiment of the invention the substrate is a C5-C20
compound of formula (I), wherein Ra and Rb represent simultaneously or independently a
linear, branched or cyclic C5-C18 aromatic or alkyl group, optionally substituted, or a

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cyclic C5-C18 alkenyl group, optionally substituted; or Ra and Rb are bonded together and
form a C4-C20 saturated or unsaturated linear, branched, mono-, di- or tri-cyclic group,
optionally substituted.
Furthermore, according to a yet further embodiment, when Ra and/or Rb represent
an alkenyl group then the carbon-carbon double bond is not terminal and is not
conjugated.
Possible substitucnts of Ra and Rb arc one, two or three halogen, ORC, NRC2 or Rc
groups, in which Rc is a hydrogen atom, a halogcnated C1-C2 group or a C1 to C10 cyclic,
linear or branched alkyl, or alkenyl group, preferably a C1 to C4 linear or branched alkyl
or alkenyl group. As other possible substituents one may also cite a group COORC, which
can also be reduced to the corresponding alcohol during the invention's process,
according to the molar amount of H2 used, as well known by a person skilled in the art.
Non-limiting examples of substrates are alkyl cinnamates, sorbates or salycilates,
alkyl esters of natural (fatty or not) acids, Sclareolide, spirolactones, allylic ester, di alkyl
diesters, (un)substituted benzoic esters, and β-γ unsaturated esters. In particular, the
substrate can be selected from the group consisting of sclareolide, C9-C15 spirolactones
and C1-C4 alkyl esters of 4-mcthyl-6-(2,6,6-trimethyl-l-cyclohexen-l-yl)-3-hexenoic
acid. One can also cite the di alkyl esters of 1,4-dicarboxylate-cyclohexane, the di C1-5
alkyl esters of the C2-10 alkanediyl-dicarboxylates, C1-5 alkyl cyclopropanecarboxylates,
mono-, di- or tri-methoxybenzoic esters.
The process of the invention is characterized by the use, as catalyst or pre-catalyst
(hereinafter referred to as complexes unless specified otherwise), of a ruthenium complex
as described above. The complex can be in the form of an ionic or neutral species.
According to an embodiment of the invention, the ruthenium complex can be of
the general formula

wherein L4 represents a tetradentate ligand wherein the coordinating groups consist of at
least one amino or imino group and at least one phosphino group; and
each Y represents, simultaneously or independently, CO, a hydrogen or halogen atom, a
hydroxyl group, or a C1-C6 alkoxy or carboxylic radical, or also a BH4 or AIH4 group;

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X represents a C3-C30 mono-phosphine or a solvent;
Z represents a non-coordinated anion; and
n is 0, 1 or 2.
In particular L4 is a tetradentate ligand, such as a C8-C45 compound, wherein the
coordinating groups consist of two amino or imino group and two phosphino group, and
in particular said amino groups are a primary (i.e. NH2) or a secondary (i.e. NH) amino
groups.
In a particular embodiment of the invention, in formula (1) or (2), each Y
represents, simultaneously or independently, a hydrogen or chlorine atom, a hydroxy
radical, a C1 to C6 alkoxy radical, such as a methoxy, ethoxy or isopropoxy radical, or a
C1 to C6 acyloxy radical such as a CH3COO or CH3CH2COO radical. More preferably,
each Y represents, simultaneously or independently, a hydrogen or chlorine atom, a
methoxy, ethoxy or isopropoxy radical, or a CH3COO or CH3CH2COO radical.
In a particular embodiment of the invention, in formula (2), X represents a mono-
phosphine of formula PRd3, wherein Rd is a C1-C12 group, such as linear, branched or
cyclic alkyl, alkoxy or aryloxy group optionally substituted, substituted or unsubstituted
phenyl, diphenyl or naphthyl or di-naphthyl group. More particularly Rd may represent a
substituted or unsubstituted phenyl, diphenyl or naphthyl or di-naphthyl group. Possible
substituents are those cited below for L4.
X may also be a solvent, the term "solvent" has to be understood according to the
usual meaning in the art and includes compounds used as diluent in the preparation of the
complex or during the invention's process, non limiting examples are dimethylsulfoxide,
acetonitrile, dimethylformamide, an alcohol (e.g. an C1-C4 alcohol), or also THF, acetone,
pyridine or a C3-C8 ester or the substrate of the invention's process.
In a particular embodiment of the invention, in formula (2), Z represents a halogen
atom, a hydroxyl group, or a C1-C6 alkoxy, phenoxy or carboxylic radical.
The complex of formula (1) represents, in general for practical reasons, a preferred
embodiment of the invention.
According to a particular embodiment of the invention, L4 can be a compound of
formula

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wherein the dotted lines indicate a single or double bond, z is 1 if the nitrogen atom
belongs to an amino group (the dotted lines are single bonds) or is 0 if the nitrogen atom
belongs to an imino group (one dotted line is a double bond);
R2 and R3, when taken separately, represent, simultaneously or independently, a linear,
branched or cyclic C1 to C8 alkyl or alkenyl group optionally substituted, a C6 to C10
aromatic group optionally substituted, or an OR2' or NR2' R3' group, R2' and R3' being a C1
to C8 alkyl or alkenyl group; or said groups R2 and R3 bonded to the same P atom, when
taken together, form a saturated or unsaturated ring optionally substituted, having 4 to
10 atoms and including the phosphorus atom to which said R2 and R3 groups are bonded ;
A represents a -(CR92)k- group or a diphenyl, dinaphthyl, C5-C12 metallocediyl,
phenylene (-C6H4-) or naphthylene (-C10H6-) group optionally substituted;
B represents a diphenyl, dinaphthyl, C5-C12 metallocediyl, phenylene or naphthylene
group optionally substituted or a group of formula

R9, R10 and R11, taken separately, represent, simultaneously or independently, a hydrogen
atom, a C1-C10 linear, branched or cyclic alkyl or alkenyl group optionally substituted or a
C6 to C10 aromatic group optionally substituted; two adjacent or geminal R9, taken
together, may form a C5-10 ring including the carbon atom to which said R9 groups are
bonded; a R10 group and a R9 group, in a-position to the same N atom, can be bonded
together to form a C4-C6 saturated or unsaturated ring; two adjacent R11 groups can be
bonded together to form a C5 to C10 aromatic ring optionally substituted or a C5-C12

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metallocenediyl group optionally substituted and including the carbon atom to which said
R11 or R9 groups are bonded; and
k are, simultaneously or independently, equal to 0 or 1.
It is understood that, in any of the present embodiments, said metallocenediyl,
such as for example a ferrocenediyl, can be in the form of a metallocene-l,l'-diyl or of a
metallocene-1,2-diyl.
Similarly when A and/or B are diphenyl or dinaphthyl groups they are preferably
in their 1,1' form, and when said A and/or B are phcnylene or naphthylene group they are
in a ortho or meta form or for the naphthylene also as naphthalene-1,8-diyl derivarive.
According to a particular embodiment of the invention, L4 can be a compound of
formula (4-A) or (4-B):

wherein the dotted lines indicate a single or double bond;
R2 and R3, when taken separately, represent, simultaneously or independently, a linear,
branched or cyclic C1 to C8 alkyl or alkenyl group optionally substituted, a C6 to C10
aromatic group optionally substituted, or an OR2' or NR2' R3' group, R2' and R3' being a C1
to C8 alkyl or alkenyl group; or said groups R2 and R3, when taken together, form a
saturated or unsaturated ring optionally substituted, having 4 or 5 to 10 atoms and
including the phosphorus atom to which said R2 and R3 groups are bonded ;
R9, R10 and R11, taken separately, represent, simultaneously or independently, a hydrogen
atom, a C1-C8 linear, branched or cyclic alkyl or alkenyl group optionally substituted or a
C6 to C10 aromatic group optionally substituted; two adjacent or geminal R9, taken
together, may form a, preferably C5 to C8, ring including the carbon atom to which said
R9 groups are bonded; a R10 group and a R9 group, in a-position to the same N atom, can

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be bonded together to form a C4-C6 ring; two adjacent R11 groups can be bonded together
to form a C6 to C10 aromatic ring optionally substituted or a C5-C12 metallocenediyl group
optionally substituted and including the carbon atom to which said R11 groups are
bonded; and
k are, simultaneously or independently, equal to 0 or 1.
According to an embodiment of the invention, R2 and R3 may represent,
simultaneously or independently, a linear, branched or cyclic C1 to C6 alkyl group
optionally substituted, a phenyl group optionally substituted; said groups R2 and R3, taken
together, may form a saturated or unsaturated ring optionally substituted, having 4, 5, 6 or
7 atoms and including the phosphorus atom to which said R2 and R3 groups are bonded .
Alternatively, R2 and R3 may represents a linear, branched or cyclic C1 to C6 alkyl group
optionally substituted or an phenyl group optionally substituted.
Preferably, ligand L4 is a compound of formula

wherein the dotted lines indicate a single or double bond;
R2 and R3, taken separately, represent simultaneously or independently a linear, branched
or cyclic alkyl group containing 1 to 6 carbon atoms or a phenyl group optionally
substituted; or the two R2 and R3 bonded to the same P atom, taken together, form a ring
having 5 to 7 atoms and including the phosphorus atom to which they are bonded;
R9, R10 and R11, taken separately, represent, simultaneously or independently, a hydrogen
atom, a C1-C4 linear or branched alkyl group optionally substituted or a phenyl group
optionally substituted; the two R9, taken together, may form a C4-C8, or preferably a
C5-C7, ring including the carbon atom to which said R9 groups are bonded; two adjacent

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R11, taken together, may form a phenyl group optionally substituted and including the
carbon atom to which said R11 groups are bonded; and
k are, simultaneously or independently, equal to 0 or 1.
Possible substituents of the various groups A, B, R2, R3, R9, R10 and R11 are one or
two halogen, C1 to C10 alkoxy, polyalkyleneglycols, halo- or perhalo-hydrocarbon,
COOR, NR2, quaternary amine or R groups, wherein R is a C1 to C6 alkyl, or a C5 to C12
cycloalkyl, aralkyl (such as benzyl, phenethyl etc..) or aromatic group, the latter being
also optionally substituted by one, two or three halogen, sulfonates groups or C1-C8 alkyl,
alkoxy, amino, nitro, sulfonates, halo- or perhalo-hydrocarbon or ester groups. By "halo-
or perhalo-hydrocarbon" it is meant groups such as CF3 or CC1H2 for instance.
Alternatively said substituents can be, and in particular when said groups are or
contain phenyl groups or moieties, one or two halogen, C1 to C5 alkoxy or
polyalkyleneglycols groups, COOR, NR2 or R groups wherein R is a C1 to C4 alkyl, or a
C5-6 cycloalkyl, aralkyl or aromatic group, the latter being also optionally substituted as
above defined.
Alternatively, possible substituents of R9, R10 and R11 are one or two halogen
atoms or R8, OR8 or NR82, R8 being a d to C6 alkyl groups or a C1 to C4 alkyl groups.
According to a specific embodiment of the invention the complexes of the
formula (1) or (2) wherein Y is defined as above, and in particular represents H or Cl, and
L4 represent a ligand of the formulae (4-D), (4-E), (4-F) or (4-G):


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wherein the dotted lines represent a single or double bond and Ph is a phenyl radical, R,
taken separately, is C1-C5 alkyl or, taken together, are a C3-C6 group, and k is 1 or 0.
The ligands of one of the formulae

wherein A, B, R2, R3, R9, R10, R11 and k have the same meaning as above, as well as those
of formula (4-F) or (4-G) are new, with the exception of N,N'-l,2-cthancdiyh'denebis[2-
(diphenylphosphino-)benzenemethanamine and of N,N'-2,3-butanediylidenebis[2-
(diphenylphosphino-)benzenemethanamine, and are therefore also an object of the present
invention.
Similarly the invention complexes where the tetradentate ligand is a compound of
formula (2'), (4-B'), (4-C), (4-F) or (4-G) are also new, with the exception of
dichloro[N,N'-l,2-ethanediylidenebis[2-(diphenylphosphino-KP)benzenemethanamine-
KN]]-Ruthenium, and are also an object of the present invention.
The ligands described above can be obtained by applying standard methods which
are well known in the state of the art and by the person skilled in the art. Therefore, their
preparation does not require a specific description. For example one may revert to
WO 02/40155.
In general, the complexes of formula (1) can be prepared and isolated prior to their
use in the process according to the general methods described in the literature. A method
is described in the Example.
Moreover, the complexes can be prepared in situ, by several methods, in the
hydrogenation medium, without isolation or purification, just before their use.
One of the possible procedures to advantageously prepare in situ a complex of
formula (1) consists in reacting an appropriate Ru complex of formula
[Ru("diene")("allyl")2], wherein "diene" represents a cyclic or linear hydrocarbon

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containing two carbon-carbon double bonds, conjugated or not, such as for example
1,5-cyclooctadiene (COD) or norbornadiene, and "allyl" represents a linear or branched
C3 to C8 hydrocarbon radical containing one carbon-carbon double bond such as
methylallyl or allyl, with a non coordinating acid such as HBF4'Et2O, and then treating
the resulting solution with the required amount of a ligands L4, such as defined
previously, to give a solution of a catalyst according to formula (1). Furthermore, the
mixture thus obtained can also be treated with a base in the presence of a primary or
secondary alcohol. Furthermore, the complexes of formula (I) can be prepared by reacting
an appropriate Ru complex such as, [RuCl2(PPh3)3], [RuCl2(cod)] or [RuCl2(arene)]2 with
the required amount of a ligands L4, such as defined previously (cod representing a
cyclooctadiene and arene being e.g. a benzene or naphthalene).
It is also understood that the complex of formula (I) can also be obtained in situ
from complexes which have a similar formula and which in presence of, for example an
alcohol and a base, are converted into a compound of formula (I). For example, from a
complex wherein X, Y, and Z have other meaning.
To carry out the processes of the invention it is required also to use a base. Said
base can be the substrate itself, if the latter is basic, a corresponding alcoholate or any
base having preferentially a pKa above 11. According to a particular embodiment of the
invention said base may have a pKa above 14. It is also understood that preferably said
base does not reduce itself a substrate of formula (I). As non-limiting examples one may
cite the following type of base: alcoholate, hydroxides, alkaline or alkaline-earth
carbonates, phosphazenes, amides, basic alox, siliconates (i.e. silicium derivatives having
SiO- or SiRO- groups), hydrides such as NaBH4, NaH or KH.
One can cite, as non-limiting examples, alkaline or alkaline-earth metal
carbonates, such as cesium carbonate, an alkaline or alkaline-earth metal hydroxides, C1-
10 amidures, C10-26 phosphazene or an alcoholate of formula (R13O)2M or R13OM',
wherein M is an alkaline-earth metal, M' is an alkaline metal or an ammonium NR144+,
R13 stands for hydrogen or a C1 to C6 linear or branched alkyl radical and R14 stands for a
C1 to C10 linear or branched alkyl radical, such as sodium or potassium alcoholates. Of
course, other suitable bases can be used.
According to an embodiment of the invention, said base is an alkaline alcoholate
of formula R13OM'.

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As previously mentioned the processes of the invention consist in the
hydrogenation of a substrate using a ruthenium complex and a base. A typical process
implies the mixture of the substrate with the ruthenium complex, a base and optionally a
solvent, and then treating such a mixture with molecular hydrogen at a chosen pressure
and temperature.
The complexes of the invention, an essential parameter of the process, can be
added to the reaction medium in a large range of concentrations. As non-limiting
examples, one can cite as complex concentration values those ranging from 50 ppm to
50000 ppm, relative to the amount of substrate. Preferably, the complex concentration
will be comprised between 100 and 20000 ppm. It goes without saying that the optimum
concentration of complex will depend, as the person skilled in the art knows, on the
nature of the latter, on the nature of the substrate and on the pressure of H2 used during
the process, as well as the desired time of reaction.
Useful quantities of base, added to the reaction mixture, may be comprised in a
relatively large range. One can cite, as non-limiting examples, ranges between 5 to
50000 molar equivalents, relative to the complex (e.g. base/com = 5 to 50000), preferably
20 to 2000, and even more preferably between 50 and 1000 molar equivalents.
The hydrogenation reaction can be carried out in the presence or absence of a
solvent. When a solvent is required or used for practical reasons, then any solvent current
in hydrogenation reactions can be used for the purposes of the invention. Non-limiting
examples include aromatic solvents such as toluene or xylene, hydrocarbon solvents such
as hexane or cyclohexane, ethers such as tetrahydrofuran or MTBE, polar solvents such
as primary or secondary alcohols such as isopropanol or ethanol, or mixtures thereof. The
choice of the solvent is a function of the nature of the complex and the person skilled in
the art is well able to select the solvent most convenient in each case to optimize the
hydrogenation reaction.
In the hydrogenation process of the invention, the reaction can be carried out at a
H2 pressure comprised between 105 Pa and 80x105 Pa (1 to 80 bars) or even more if
desired. Again, a person skilled in the art is well able to adjust the pressure as a function
of the catalyst load and of the dilution of the substrate in the solvent. As examples, one
can cite typical pressures of 1 to 50x105 Pa (1 to 50 bar).

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The temperature at which the hydrogenation can be carried out is comprised
between 0°C and 120°C, more preferably in the range of between 50°C and 100°C. Of
course, a person skilled in the art is also able to select the preferred temperature as a
function of the melting and boiling point of the starting and final products as well as the
desired time of reaction or conversion.
The invention will now be described in further detail by way of the following
examples, wherein the temperatures are indicated in degrees centigrade and the
abbreviations have the usual meaning in the art.
All the procedures described hereafter have been carried out under an inert
atmosphere unless stated otherwise. Hydrogenations were carried out in open glass tubes
placed inside a stainless steel autoclave. H2 gas (99.99990%) was used as received. All
substrates and solvents were distilled from appropriate drying agents under Ar. NMR
spectra were recorded on a Bruker AM-400 (1H at 400.1 MHz, 13C at 100.6 MHz, and 31P
at 161.9 MHz) spectrometer and normally measured at 300 K, in CDCl3 unless indicated
otherwise. Chemical shifts are listed in ppm.
Exemple 1
Preparation of N,N'-bis{ [2-(diphenylphosphino)phenyllmethylene]-2,2-dimethyl-1,3-
propanediamine (L-5)
Under argon, a solution of 2-(diphenylphosphino)benzaldehyde (522.7 mg, 1.8 mmol)
and 2,2-dimethyl-l,3-propanediamine (93.3 mg, 0.9 mmol) in toluene (15 mL) was stirred
at room temperature for 15h. Then the reaction mixture was heated at 80°C (oil bath) for
2h 30 min. Next, the solvent was removed in vacuo, and an orange solid was recovered
(476.8 mg, 0.74 mmol, 82%).
1H NMR (CD2C12, 400 MHz): δ 8.78 (d, J = 4.6 Hz, 2H), 7.96 (dd, J = 7.7, 4.1 Hz, 2H),
7.3-7.2 (m, 24H), 6.87 (dd, 7 = 7.7, 4.1Hz, 2H), 3.19 (s, 4H), 0.69 (s, 6H).
13C NMR (CD2CL2, 100 MHz): δ 160 (d, / = 20.2 Hz, CH=N), 140.3 (d, J = 17.8 Hz,
Carom), 137.7 (d, J = 20.2 Hz, Carom), 137.4 (d, J = 10.5 Hz, Carom), 134.4 (d,
J = 20.2 Hz, CHarom), 134.1 (d, J = 20.2 Hz, CHarom), 133.7 (CHarom), 130.2
(CHarom), 129.1 (CHarom), 128.9 (d, J = 7.3 Hz, CHarom), 128.4 (d, J = 4.8
Hz, CHarom), 70.7 (CH2), 36.9 (C), 24.4 (CH3).
31P{1H} NMR (CD2CL2, 100 MHz): 8-12.8.

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This ligand is a novel one, as well as the ruthenium complex comprising it.
Example 2
Catalytic Hydrogenation of various esters using complexes of formula (1)
a) using pre-formed complex
A typical catalytic hydrogenation using preformed RuCl2(L-l) as pre-catalyst is described
below with methyl benzoate as substrate:
Under argon, a solution of methyl benzoate (2.721 g, 20 mmol) in THF (2 mL) was added
with a syringe, followed by more THF (2x1 mL), to a Keim autoclave equipped with a
glass liner containing RuCl2(L-l) (7.9 mg, 0.01 mmol, 0.05 mol%), solid NaOMe
(107.9 mg, 2.0 mmol, 10 mol%) and THF (10 mL). The autoclave was pressurised with
hydrogen gas at 50 bars and placed in a thermosttated oil bath set at 100°C. After 2 h 30
min, the autoclave was removed from the oil bath, and cooled in a cold-water bath. Then,
the reaction mixture was diluted with aq. 1N HC1 (50 mL) and extracted with MTBE
(100 mL). Gas chromatography after silylation of an aliquot showed the following
products: methyl benzoate (1.7%), benzyl alcohol (94.6%), benzoic acid (3.7%). Then,
the organic phase was washed successively with aq. 1N KOH (50 mL) and aq. sat. NaCl
(3 x 50 mL), and dried over MgSO4 anh. Filtration and removal of the solvent in vacuo
gave a yellow liquid (2.085 g). Purification by flash chromatography on silica gel with
pentane/Et2O (2/1) as elution mixture gave pure benzyl alcohol (1.742 g, 16.1 mmol,
80%) as a colourless liquid.
1H NMR (CDCl3, 400 MHz): δ 7.38-7.25 (m, 5H), 4.65 (s, 2H), 2.02 (s, 1H).
13C NMR (CDCL3, 100 MHz): δ 140.9 (s), 128.6 (d), 127.6 (d), 126.9 (d), 62.3 (t).
b) using in-situ formed complex
A typical catalytic hydrogenation using in-situ formed RuCl2(L-4) as pre-catalyst is
described below with methyl benzoate as substrate:
Under argon, a solution of methyl benzoate (2.723 g, 20 mmol) in THF (2 mL) was added
with a syringe, followed by more THF (2x1 mL), to a Keim autoclave equipped with a
glass liner containing [RuCl2(para-cymene)]2 (6.5 mg, 0.01 mmol, 0.05 mol%), ligand

WO 2006/106484 PCT/IB2006/051028
15
L-4 (12.2 mg, 0.02 mmol, 0.1 mol%), solid NaOMe (108.1 mg, 2.0 mmol, 10 mol%) and
THF (10 mL). Then a solution of tridecane (368.8 mg, 0.02 mmol), as internal standard, is
added in THF (2 mL), followed by more THF (2x1 mL). The autoclave was then
pressurised with hydrogen gas at 50 bars and placed in a thermostatted oil bath set at
100°C. After 2 h 30 min, the autoclave was removed from the oil bath, and cooled in a
cold-water bath. Then, the reaction mixture was diluted with MTBE (100 mL) and
washed successively with aq. 1N HC1 (50 mL) and aq. sat. NaCl (3 x 50 mL). Gas
chromatography after silylation of an aliquot showed the following products: benzyl
alcohol (97.4%), benzoic acid (2.6%). GC yield based on the internal standard gave a
yield of 90% of benzyl alcohol.
Using methyl benzoate as a test substrate several complexes (Table 1), bases and solvent,
as reported in Table 2, were tested under these conditions.
Table 1: Structure of ligands


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Ligands L-1 to L-4 were prepared according to Rautenstrauch, V. et al in WO 02/40155.
Ligand L-6 was prepared according to DuBois, T. D. Inorganic Chem. 1972, 11(4), 718-
722.
Table 2: Hydrogenation of methyl benzoate using complexes of formula (1)

Test Complex Com/Base 1) Base Solvent GC yield (%)2)
1 RuCl2(L-1) 1000/1000000 NaOMe THF 86 3)
2 RuCl2(L-1) 1000/100000 NaOMe THF 95 3)
3 RuCl2(L-1) 500/100000 NaOMe THF 95 (81)
4 RuCl2(L-1) 500/100000 NaOMe THF 4) 77
5 RuCl2(L-1) 500/100000 NaOMe THF 5) 34
6 RuCl2(L-1) 500/100000 NaOMe Toluene 92
7 RuCl2(L-1) 500/100000 NaOMe iPrOH 73
8 RuCl2(L-1) 500/100000 NaO'Pr THF 93
9 RuCl2(L-2) 500/100000 NaOMe THF 99
10 RuCl2(L-4) 1000/100000 NaOMe THF6) 97
11 RuCl2(L-5) 1000/100000 NaOMe THF7) 96
12 RuCl2(L-6) 1000/100000 NaOMe THF8) 99
Reaction conditions: Substrate (20 mmol), H2 gas (50 bars), THF (14 mL) at 100°C
during 2h 30min.
1) Com/Base: complex/base molar ratio in ppm relative to the substrate.
2) Based on internal standard (analysed by GC) otherwise indicated. In brackets isolated
yield after chromatography on silica gel.
3) Conversion (in %, analysed by GC) of methyl benzoate into benzyl alcohol after
1 hour.
4) Reaction run at 60°C during 6h.
5) Reaction run with H2 gas (10 bars) during 6h.
6) Complex generated in-situ with L-4 and [RuCl2(para-cymene)]2
7) Complex generated in-situ with L-5 and [RuCl2(para-cymene)]2
8) Complex generated in-situ with L-6 and [RuCl2(para-cymene)]2 and reaction run
during 1 hour.

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Several other esters, whose structure and names are described in Table 3, were
hydrogenated under the conditions described above using preformed RuCl2(L-1). Isolated
yield are given in Table 4.
Table 3: Structure and names of substrates used

Table 4: Hydrogenation of esters using RuCl2(L-l)

Test Sub. Conv.
(%) Isolated yield
(%)
1 1 95 81
2 2 97 91
3 3 94 82

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4 4 85 61
5 5 96 83
6 6 97 89
7 7 97 88
8 8 99 93
9 9 94 91
10 10 94 86
Sub.: Substrate as described in Table 3.
Conv.: Conversion (in %, analysed by GC after silylation) of ester to alcohol after 2h
30min.
Reaction conditions: Substrate (20 mmol), H2 gas (50 bars), RuCl2(L-l) 0.05 mol%,
NaOMe 10 mol%, THF (14 mL) at 100°C during 2h 30min.
Exemple 3
Chemoselective Hvdrogenation of Esters using with complexes of formula (1)
Hydrogenation of methyl 3-cyclohexene-1-carboxylate was taken as model substrate
using complexes RuCl22(L-1) and RuCl2(L-2). Structures of ligands are described in Table
1 and the results are summarised in Table 5.
Typical reaction condition is described bellow for RuCl2(L-1):
Under argon, a solution of methyl 3-cyclohexene-l-carboxylate (2.810 g, 20 mmol) in
THF (2 mL) was added with a syringe, followed by more THF (2x1 mL), to a Keim
autoclave equipped with a glass liner containing RuCl2(L-1) (8.4 mg, 0.01 mmol,
0.05 mol%), solid NaOMe (109.7 mg, 2.0 mmol, 10 mol%), and THF (10 mL). Then, the
autoclave was pressurised with hydrogen gas at 50 bars and placed in a thermosttated oil
bath set at 100°C. After 2 h 30 min, the autoclave was removed from the oil bath, and
cooled in a cold-water bath. The glass liner was removed from the autoclave, and the
reaction mixture was diluted with citric acid 10% w/w (25 mL) and extracted with MTBE
(100 mL). Gas chromatography after silylation showed the following products: methyl
3-cyclohexene-l-carboxylate (2%), cyclohexanemethanol (2%), 3-cyclohexene-1-
methanol (91%), 3-cyclohexen-1-carboxylic acid (2%), 3-cyclohexene-1-methyl

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3-cyclohexene-1-carboxylate (3%). Purification by flash chromatography on silica gel
with pentane/Et2O (10/1 → 1/1) as elution mixture gave the desired 3-cyclohexene-1-
methanol (1.768 g, 15.4 mmol, 77%) as a colorless liquid.
1H NMR (CDCl3, 400 MHz): δ 5.68 (s, AB syst., 2H), 3.57-3.49 (m, AB syst, 2H), 2.2-2
(m, 3H), 1.9-1.7 (m, 4H), 1.35-1.2 (m, 1H).
13C NMR (CDCL3, 100 MHz): δ 127.1 (CH), 125.9 (CH), 67.8 (CH2), 36.32 (CH), 28.1
(CH2), 25.2 (CH2), 24.6 (CH2).
Table 5: Chemoselectivitv observed with corrmlexes of formula (1)

Test RuCl2(L-n) Conv.
(%) Selectivity
ROH unsat./ROH sat. Isolated yield
(%)
1 L-1 91 98/2 77
2 L-1 84 1) 98/2 67
3 L-2 82 97/3 66
Conv.: Conversion (in %, analysed by GC after silylation) of ester to alcohol after 2h
30min.
Reaction conditions: Substrate (20 mmol), H2 gas (50 bars), RuCl2(L-n) 0.05 mol%,
NaOMe 10 mol%, THF (14 mL) at 100°C during 2h 30min.
l) Reaction run at 80°C during 5h.

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Claims
1. A process for the reduction by hydrogenation, using molecular H2, of a C3-C70
substrate containing one or two esters, or lactones, functional groups into the
corresponding alcohol, or diol, characterized in that said process is carried out in the
presence of a base and at least one catalyst or pre-catalyst in the form of a ruthenium
complexes of a tetradentate ligand wherein the coordinating groups consist of at least one
amino or imino group and at least one phosphino group.
2. A process according to claim 1, characterized in that the catalyst or pre-catalyst is
in the form of a ruthenium complexes of a tetradentate ligand wherein the coordinating
groups consist of two amino or imino group and two phosphino group, and said amino
groups are a primary (i.e. NH2) or a secondary (i.e. NH) amino groups.
3. A process according to claim 1 or 2, characterized in that the ruthenium complex is
of formula

wherein L4 represents a tetradentate ligand wherein the coordinating groups consist of at
least one amino or imino group and at least one phosphino group; and
each Y represents, simultaneously or independently, CO, a hydrogen or halogen atom, a
hydroxyl group, or a C1-C6 alkoxy or carboxylic radical, or a BH4 or ALH4 group;
X represents a C3-C30 mono-phosphine or a solvent;
Z represents a non-coordinated anion; and
n is 0, 1 or 2.
4. A process according to claim 3, characterised in that the ruthenium complex is of
formula

wherein L4 and Y have the meaning indicated in claim 3.

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5. A process according to claim 3 or 4, characterised in that L4 is a ligand of formula

wherein the dotted lines indicate a single or double bond, z is 1 if the nitrogen atom
belong to an amino group (the dotted lines are single bonds) or is 0 if the nitrogen atom
belong to an imino group (one dotted lines is a doble bond);
R and R , when taken separately, represent, simultaneously or independently, a linear,
branched or cyclic C1 to C8 alkyl or alkenyl group optionally substituted, a C6 to C10
aromatic group optionally substituted, or an OR2' or NR2' R3' group, R2' and R3' being a C1
to C8 alkyl or alkenyl group; or said groups R2 and R3 bonded to the same P atom, when
taken together, form a saturated or unsaturated ring optionally substituted, having 4 to 10
atoms and including the phosphorus atom to which said R2 and R3 groups are bonded ;
A represents a -(CR92)k- group or a diphenyl, dinaphthyl, C5-C12 metallocediyl,
phenylcnc (-C6H4-) or naphthylene (-C10H6-) group optionally substituted;
B represents a diphenyl, dinaphthyl, C5-C12 metallocediyl, phenylene or naphthylene
group optionally substituted or a group of formula

R9, R10 and R11, taken separately, represent, simultaneously or independently, a hydrogen
atom, a C1-C10 linear, branched or cyclic alkyl or alkenyl group optionally substituted or a
C6 to C10 aromatic group optionally substituted; two adjacent or geminal R9, taken
together, may form a C5-10 ring including the carbon atom to which said R9 groups are
bonded; a R10 group and a R9 group, in a-position to the same N atom, can be bonded
together to form a C4-C6 saturated or unsaturated ring; two adjacent R11 groups can be

WO 2006/106484 PCT/IB2006/051028
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bonded together to form a C5 to C10 aromatic ring optionally substituted or a C5-C12
metallocenediyl group optionally substituted and including the carbon atom to which said
R11 or R9 groups are bonded; and
k are, simultaneously or independently, equal to 0 or 1;
and wherein the substituents of A, B, R2, R3, R9, R10 and R11 are one or two halogen, C1
to C10 alkoxy, polyalkyleneglycols, halo- or perhalo-hydrocarbon, COOR, NR2,
quaternary amine or R groups, wherein R is a C1 to C6 alkyl, or a C5 to C12 cycloalkyl,
aralkyl or aromatic group, the latter being also optionally substituted by one, two or three
halogen, sulfonates groups or C1-C8 alkyl, alkoxy, amino, nitro, sulfonates, halo- or
perhalo-hydrocarbon or ester groups.
6. A process according to claim 5, characterised in that L4 is a ligand of formula (4-A)
or (4-B)

wherein the dotted lines indicate a single or double bond;
R2 and R3, when taken separately, represent, simultaneously or independently, a linear,
branched or cyclic C1 to C8 alkyl or alkenyl group optionally substituted, a C6 to C10
aromatic group optionally substituted, or an OR2' or NR2' R3' group, R2' and R3' being a C1
to C8 alkyl or alkenyl group; or said groups R2 and R3, when taken together, form a
saturated or unsaturated ring optionally substituted, having 4 to 10 atoms and including
the phosphorus atom to which said R2 and R3 groups are bonded ;
R9, R10 and R11, taken separately, represent, simultaneously or independently, a hydrogen
atom, a C1-C8 linear, branched or cyclic alkyl or alkenyl group optionally substituted or a
C6 to do aromatic group optionally substituted; two adjacent or geminal R9, taken

WO 2006/106484 PCT/IB2006/051028
23
together, may form a, preferably C5 to C8, ring including the carbon atom to which said
R9 groups are bonded; a R10 group and a R9 group, in a-position to the same N atom, can
be bonded together to form a C4-C6 ring; two adjacent R11 groups can be bonded together
to form a C6 to C10 aromatic ring optionally substituted or a C5-C12 metallocediyl group
optionally substituted and including the carbon atom to which said R11 groups are
bonded; and
k are, simultaneously or independently, equal to 0 or 1.
7. A process according to claim 5, characterised in that L4 is a ligand of formula

wherein the dotted lines indicate a single or double bond;
R2 and R3, taken separately, represent simultaneously or independently a linear, branched
or cyclic alkyl group containing 1 to 6 carbon atoms or a phenyl group optionally
substituted; or the two R2 and R3 bonded to the same P atom, taken together, form a ring
having 5 to 7 atoms and including the phosphorus atom to which they are bonded;
R9, R10 and R11, taken separately, represent, simultaneously or independently, a hydrogen
atom, a C1-C4 linear or branched alkyl group optionally substituted or a phenyl group
optionally substituted; the two R9, taken together, may form a C4-C8 ring including the
carbon atom to which said R9 groups are bonded; two adjacent R11, taken together, may
form a phenyl group optionally substituted and including the carbon atom to which said
R11 groups are bonded; and
k are, simultaneously or independently, equal to 0 or 1.

WO 2006/106484 PCT/IB2006/051028
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8. A process according to claim 5, characterised in that L4 is a ligand of formula of the
formulae (4-D), (4-E), (4-F) or (4-G)

wherein the dotted lines represent a single or double bond and Ph is phenyl radical, R,
taken separately, is C1-C5 alkyl or, taken together, are a C3-C6 group, and k is 1 or 0.
9. A process according to any one of claims 1 to 8, characterised in that the base has a
pKa above 14.
10. A process according to claim 9, characterised in that the base is an alkaline or
alkaline-earth metal carbonates, an alkaline or alkaline-earth metal hydroxides, C1-10
amidures, C10-26 phosphazene or an alcoholate of formula (R13O)2M or R13OM', wherein
M is an alkaline-earth metal, M' is an alkaline metal or an ammonium NR144+, R13 stands
for hydrogen or a C1 to C6 linear or branched alkyl radical and R14 stands for a C1 to C10
linear or branched alkyl radical.
11. A process according to anyone of claims 1 to 10, characterised in that the substrate
is a compound of formula (I)

WO 2006/106484 PCT/IB2006/051028
25

wherein Ra and Rb represent, simultaneously or independently, a linear, branched or
cyclic C1-C30 aromatic, alkyl or alkenyl group optionally substituted; or
Ra and Rb are bonded together and form a C4-C20 saturated or unsaturated group,
optionally substituted;
and wherein the substituents of Ra and Rb are a COORC, group, one, two or three halogen,
ORC, NRC2 or Rc groups, in which Rc is a hydrogen atom, a halogenated C1-C2 group or a
C1 to C10 cyclic, linear or branched alkyl, or alkenyl group.
12. A process according to claim 11, characterised in that the substrate is a C5-C30
compound of formula (I) wherein Ra and Rb represent simultaneously or independently a
linear, branched or cyclic C1-C30 aromatic or alkyl group optionally substituted, or a
cyclic C5-C30 alkenyl group, optionally substituted; or Ra and Rb arc bonded together and
form a C4-C20 saturated or unsaturated linear, branched, mono-, di- or tri-cyclic group,
optionally substituted.
13. A ligand of formula (2'), (4-B') or (4-C)

wherein A, B, R2, R3, R9, R10, R11 and k have the same meaning as in anyone of claim 5
to 7, or of formula (4-F) or (4-G) as defined in claim 8, provided that N,N'-1,2-
ethanediylidenebis[2-(diphenylphosphino-)benzenemethanamine and N,N'-2,3-
butanediylidenebis[2-(diphenylphosphino-)benzenemethanamine are excluded.
14. A complex of formula (1) or (2), as defined in claim 3, characterized in that L4 is a

WO 2006/106484 PCT/IB2006/051028
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ligand of formula (2'), (4-B') or (4-C'),as defined in claim 13, or (4-F) or (4-G) as
defined in claim 8, provided that dichloro[N,N'-l,2-ethanediylidenebis[2-
(diphenylphosphino-KP)benzenemethanamine-KN]]-Rutheniumis excluded.
15. As a ligand of formula (3), N,N'-bis{[2-(diphenylphosphino)phenyl]methylene}-
2,2-dimethyl-1,3-propanediamine.
16. A complex of formula (1) or (2), as defined in claim 3, characterized in that L4 is
as defined in claim 15.

The present invention relates to the field of catalytic hydrogenation and, more particularly, to the use of Ru complexes
with tetradentate ligands, having at least one amino or imino coordinating group and at least one phosphino coordinating
group, in hydrogenation processes for the reduction of esters or lactones into the corresponding alcohol or diol respectively.

Documents:

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03360-kolnp-2007-correspondence others.pdf

03360-kolnp-2007-description complete.pdf

03360-kolnp-2007-form 1.pdf

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3360-KOLNP-2007-(08-01-2013)-CORRESPONDENCE.pdf

3360-KOLNP-2007-(08-01-2013)-OTHERS.pdf

3360-KOLNP-2007-(11-08-2014)-CORRESPONDENCE.pdf

3360-KOLNP-2007-(16-08-2012)-ABSTRACT.pdf

3360-KOLNP-2007-(16-08-2012)-AMANDED CLAIMS.pdf

3360-KOLNP-2007-(16-08-2012)-AMANDED PAGES OF SPECIFICATION.pdf

3360-KOLNP-2007-(16-08-2012)-ANNEXURE TO FORM 3.pdf

3360-KOLNP-2007-(16-08-2012)-CORRESPONDENCE.pdf

3360-KOLNP-2007-(16-08-2012)-DESCRIPTION (COMPLETE).pdf

3360-KOLNP-2007-(16-08-2012)-FORM-1.pdf

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3360-KOLNP-2007-(16-08-2012)-PETITION UNDER RULE 137.pdf

3360-KOLNP-2007-(18-06-2013)-CORRESPONDENCE.pdf

3360-KOLNP-2007-(18-06-2013)-OTHERS.pdf

3360-KOLNP-2007-(21-07-2014)-CORRESPONDENCE.pdf

3360-KOLNP-2007-(25-06-2014)-CORRESPONDENCE.pdf

3360-KOLNP-2007-(30-07-2014)-AMANDED CLAIMS.pdf

3360-KOLNP-2007-(30-07-2014)-AMENDED PAGES.pdf

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3360-KOLNP-2007-(30-07-2014)-OTHERS.pdf

3360-KOLNP-2007-ASSIGNMENT.pdf

3360-KOLNP-2007-CORRESPONDENCE OTHERS 1.1.pdf

3360-kolnp-2007-form 18.pdf


Patent Number 264232
Indian Patent Application Number 3360/KOLNP/2007
PG Journal Number 51/2014
Publication Date 19-Dec-2014
Grant Date 16-Dec-2014
Date of Filing 10-Sep-2007
Name of Patentee FIRMENICH SA
Applicant Address 1, ROUTE DES JEUNES P.O. BOX 239 CH-1211 GENEVA 8
Inventors:
# Inventor's Name Inventor's Address
1 SAUDAN LIONEL 36, RUE PREVOST-MARTIN CH-1205 GENEVA
2 RIEDHAUSER JEAN-JACQUES 511, ROUTE DU MANDEMENT 1282 DARDAGNY
3 WYSS PATRICK RUE LAMARTINE 18 1203 GENEVA
4 DUPAU PHILIPPE 1039, ROUTE DE VOUVRAY 01200 BELLEGARDE/VALSERINE
PCT International Classification Number C07B 41/02
PCT International Application Number PCT/IB2006/051028
PCT International Filing date 2006-04-04
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 PCT/IB05/000938 2005-04-05 IB