Title of Invention

A COMPOUND FOR USE AS METATHESIS CATALYST

Abstract The present invention relates to novel compounds of the formula 1, their preparation, intermediates for the preparation and the use of the compounds of the formula 1 as catalysts in various metathesis reactions. The novel metathesis catalysts, which are obtained from readily available precursors, have a high activity and can be used for any type of metathesis reaction.
Full Text Novel metathesis catalysts
Description
The present invention relates to a novel compound of the formula 1, its preparation,
intermediates for the preparation and the use of the compounds of the formula 1 as
catalysts in various metathesis reactions.

Ruthenium complexes of the formula A are known from WO 02/1.4376 A2 and are
described as active, air-stable and recoverable metathesis catalysts. Further catalysts of
this type which are described by the formulae B, C and D and have an even higher
activity than A have become known (Angew. Chem. 2002, 114, No. 5, 832-834;
Angew. Chem. 2002,114, No. 13, 2509-2511; Angew. Chem. 2002, 114, No. 21. 4210-
4212).
The improvement in the activity of B and C compared to A is attributed to steric and
electronic effects of the substituents on the benzene ring, and in the case of D to a
specific change in the aliphatic radical of the ether group of the ligand.


It has now surprisingly been found that a further increase in the activity of ruthenium
catalysts of the formula A can be achieved, even compared to D, by introducing a keto
group into the aliphatic radical of the ether group of the ligand.
DETAILED DESCRIPTION. OF THE INVENTION
The present invention provides novel ruthenium complexes of the formula 1 and their
use as metathesis catalysts,


where
X and X' are anionic ligands; preferably halogen, particularly preferably CI
or Br;
L is an uncharged ligand;
a, b, c,d are each, independently of one another, H, -NO2, C1-12-alkyl,
C1-12-alkoxy or phenyl, where phenyl may be substituted by a
radical selected from the group consisting of C1-6-alkyl and C1-6-
alkoxy;
R1 is C1-12-alkyl, C5-6-cycloalkyl, C7-18-aralkyl, aryl:
R2 is H. C1-12-alkyl, C5-6-cycloalkyl, C7-18-aralkyl, aryl;
R3 is H, C1-12-alkyl, C2-12-atkenyl, C2-12-alkynyl, aryl.
Preference is given here to the compounds of the formula 1 in which
X and X' are each halogen;
L is an uncharged ligand;
a, b, c, d are each, independently of one another, H, -NO2, C1-6-alkyl, C1-6-
alkoxy or phenyl, where phenyl may be substituted by a radical
selected from the group consisting of C1-4-alkyl and C1-4-alkoxy;
R1 is C1-6-alkyl, G5-6-cycloalkyl, C7-11-aralkyl, aryl;
R2 is H, C1-6-alkyl, C5-6-cycloalkyl, C7-11-aralkyl, aryl;
RJ is H, C1-6-alkyl, C2-6-alkenyl, C2-6-alkynyl, aryl;
among which particular preference is given to the compounds of the formula I in which
X and X' are each CI or Br;
L is an uncharged ligand;

a, b, c, d are each, independently of one another, H, -NO2, methyl, ethyl,
isopropyl, methoxy or phenyl, where phenyl may be substituted
by a radical selected from the group consisting of methyl and
methoxy;
R1 is methyl, ethyl, n-propyl, isopropyl, n-butyl, sec-butyl, tert-butyl,
n-heptyl, cyclopentyl, cyclohexyl, 2-methylcyclohexyl,
2,4-dimethylcyclohexyl, benzyl, 1-phenylethyl, 2-phenylethyl,
phenyl, 0-, m-, p-tolyl and 3,5-dimethylphenyl;
R2 is H, methyl, ethyl, n-propyl, isopropyl, n-butyl, sec-butyl, tert-
butyl, n-heptyl, cyclopentyl, cyclobexyl, 2-methylcyclohexyl,
2,4-dimethylcyclohexyl, benzyl, 1-phenylethyl, 2-phenylethyl.
phenyl, o-, m-, p-tolyl and 3,5-dimethylphenyl,
R' is H, methyl, ethyl, phenyl.
Among the abovementioned compounds of the general formula 1, particular preference
is given to those in which R1, R2, R3, X, X' and L can have the stated meanings and
a, b, c are each H and
d is phenyl which may be substituted by a radical selected from the
group consisting of Ct.6-alkyl and Cj.6-alkoxy;
or
a, c, d are each H and
b is -NCb.
Furthermore, particular preference is given among the abovementioned compounds of
the general formula 1 to those in which R1, R2, R3, X, X', a, b, c and d can have the
stated meanings and
L is P(R4)3 or a ligand of the formula L1, L2, L3 or L4,


where
R4 is C1-6-alkyl, cycloalkyl or aryl,
R5 and R6 are each, independently of one another, H, C1-6-alkyl or aryl,
R7 and R8 are each, independently of one another, H, C1-6-alkyl C2-6-alkenyl
or aryl; or
R7 and R8 together form a 3- or 4-membered alkylene bridge; and
Y and Y are each halogen; preferably C1 or Br.
Most preferred are compounds of the general formula 1 in which
X and X5 are each C1;
L isL1;
a, b, c, d are each H;
R' is methyl;
R2 is H;
R3 isH;
R5 and R6 are each mesityl;
R7 and R8 are each II.
Furthermore, the invention also provides, in further embodiments, compounds of the
general formula 1 in which X, X', L and also R1, R2 and R3 have the meanings given in
claim 1 and
a, b, c, d can each be, independently of one another, H, -NO2, C1-12-alkyl,
C1-12-alkoxy or phenyl, where phenyl may be substituted by a
radical selected from the group consisting of C1-6-alkyl and C1-6-
alkoxy;
halogen; eyano; aryl orheteroaryl;
monohalogenated or polyhalogenated aryl radicals or heteroaryl

radicals (e.g. -C6F5, -C6H4F or -C6H3F2); monohalogenated or
polyhalogenated C1-6-alkyl radicals (e.g. -CF3, -C2F5);
monohalogenated or polyhalogenated C1-6-atkyl-substituted aryl
radicals (e.g. -C6H4-CF3, -C6H4-C4F7); C1-6-alkylearbonyl
radicals;
monohalogenated or polyhalogenated C1-6-alkylcarbonyl radicals;
C1-6-alkoxycarbonyl radicals; monohalogenated or
polyhalogenated C1-6-alkoxycarbonyl radicals; arylcarbonyl
radicals;
monohalogenated or polyhalogenated arylcarbonyl radicals;
aryloxycarbonyl radicals; monohalogenated or polyhalogenated
aryloxycarbonyl radicals;
-(C=O)-N(Ra)2 radicals (where Ra is a C1-6-alkyl or aryl radical, in
particular a halogenated C1-6-alkyl or aryl radical);
-NH-(C=O)-Ra radicals (where Ra is a C1-6-alkyl or aryl radical; in
particular a halogenated C1-6-alkyl or aryl radical);
C1-6-alkylsulfonyl radicals (e.g. CH3 SO2-);
C1-6-alkylsulfmyl radicals (e.g. CH3-S(O)-);
-P(~0)(Ra)2 radicals (where Ra is a C1-6-alkyl or aryl radical, in
particular a halogenated C1-6-alkyl or aryl radical);
-S02-NH-SO2-Ra radicals (where Ra is a C1-6-alkyl or aryl radical,
in particular a halogenated C1-6-alkyl or aryl radical);
-N[(SO2)] Ra]2 radicals (where Rais a C1-6-alkyl or aryl radical, in
particular a halogenated C1-6-alkyl or aryl radical).
The novel compounds of the general formula 1 are obtained by reacting preligands of
the formula 2 with ruthenium complexes of the formula 3:


where, in particular embodiments of the reaction, K3, a, b, c and d have the meanings
given in claim 1 and
R is Gi.j2-alkyl, Cs-6-cycloalkyl, C7-iraralkyl, aryl; preferably CM-
alkyl, Cs^-cycloalkyl, .C7.n-a1aik.yl, aryl;
R is H, Ci.j2-alkyl, Cs-6-cycloalkyl, Cy-ig-aralkyl, aryl; preferably
Ci-6-alkyl, Cs^-cycloalkyl., C7.1 i-aralkyl, aryl;
R'andR12 are each, independently of one another, H, Cj.6-alkyf, if
appropriate substituted by one or more halogens, or aryl, if
appropriate substituted by one or more halogens or Ci^-alkyl;
preferably H, C^-alkyl or aryl;
L is an uncharged ligand; preferably L1. L", L3 or L4;
R appropriate substituted by one or more halogens, or aryl, if
appropriate substituted by one or more halogens or C^-alkyl;
preferably H, Ci-6-aikyl or aryl.
In a preferred embodiment of the reaction, ruthenium complexes of the formula 3 in
which the radicals R9 and R10 form a ring system (for example an indenyiidene system)
are used.
In a further preferred embodiment of the reaction, compounds of the general formula 2
in which the substituents a, b, c and d have the meanings given in claim 9 are used.
The invention therefore further provides a compound of the formula 2


where, in a particular embodiment, R3, a, b, c and d have the meanings given in claim 1;
and
R1 is'C1-12-alkyl, C5-6-cycloalky], C7-18-aralkyl, aryl;
R2 is H, C1-i2-alkyl, C5-6-cycloalkyl, C7-18-aralkyl, aryl;
R11 and R12 are each, independently of one another, H, C1-6-alkyl, if
appropriate substituted by one or more halogens, or aryl, if
appropriate substituted by one or more halogens or C1-6-alkyl.
Preference is given here to the compounds of the formula 2, in which
R! is C1-6-alkyl, C5-6--cycloalkyl, C7-11 -aralkyl, aryl;
R2 is H, C1-12-alkyl, C5-6-cycloalkyl, C7-11 -aralkyl, aryl;
R11andR12 are each, independently of one another, H, C1-4-alkyl, if
appropriate substituted by one or more halogens, or aryl, if
appropriate substituted by one or more halogens or methyl.
Particular preference is given to the compounds of the formula 2 in which
R1 is methyl, eyclohexyl, benzyl, phenyl;
R2 is H, methyl, eyclohexyl, benzyl, phenyl;
R1! isH;
R12 is H or methyl.
Furthermore, the invention also encompasses, in further preferred embodiments,
compounds of the formula 2 in which R3 has the meanings given in claim 1 and R1, R2,
R11 and R12 have the meanings given in claim 8 and
a, b, c, d can each be, independently of one another, H, -NO2, C1-12-alkyl,

C1-12-alkoxy or phenyl, where phenyl may be substituted by a
radical selected from the group consisting of C1-6-alkyl and C1-6-
alkoxy;
halogen; cyano; aryl or heteroaryl;
monohalogenated or polyhalogenated aryl radicals or heteroaryl
radicals (e.g. -C6F5, -C6H4F or -C6H3F2); monohalogenated or
polyhalogenated C1-6-afkyl radicals (e.g. -CF3, -C2F5);
monohalogenated or polyhalogenated C1-6-alkyl-substituted aryl
radicals (e.g. -C6H4-CF3, -C6H4-C4F7); C1-6-alkylcarbonyl
radicals;
monohalogenated or polyhalogenated C1-6-alkylcarbonyl radicals;
C1-6-aIkoxycarbonyl radicals; monohalogenated or
polyhalogenated C1-6-atkoxycarbonyl radicals; arylcarbonyl
radicals;
monohalogenated or polyhalogenated arylcarbonyl radicals;
aryloxycarbonyl radicals; monohalogenated or polyhalogenated
aryloxycarbonyl radicals;
-(C=O)-N(Ra)2 radicals (where Ra is a C1-6-alkyl or aryl radical, in
particular a halogenated C1-6-alkyl or aryl radical);
-NH-(C=O)-Ra radicals (where Ra is a C1-6-alkyl or aryl radical; in
particular a halogenated C1-6-alkyl or aryl radical);
C1-6-alkylsulfonyl radicals (e.g. CH3 SO2-);
C1-6-alkylsulfinyl radicals (e.g. CH3-S(O)-);
-P(=O)(Ra)2 radicals (where Ra is a C1-6-alkyl or aryl radical, in
particular a halogenated C1-6-alkyl or aryl radical);
-SO2-NH-SO2-Ra radicals (where R° is a C1-6-alkyl or aryl radical,
in particular a halogenated C1-6-alkyl or aryl radical);
-N[(SO2) Ra]2 radicals (where Ra is a C1-6-alkyl or aryl radical, in
particular a halogenated C1-6-alkyl or aryl radical).
The ligands and complexes disclosed can occur as pure enantiomers or enantiomer
pairs. The invention therefore encompasses not only any racemates but likewise the

pure enantiomers which can transfer their asymmetry to a substrate during catalysis as a
result of the asymmetric center.
An additional aspect of the invention is a process for carrying out metathesis reactions
in which two compounds which each contain an olefinie double bond or one of the
compounds contains at least two olefinie double bonds are reacted and in which one of
the abovementioned compounds of the formula 1 is used as catalyst, and also a process
for carrying out a ring-closing metathesis (RCM) or a cross methathesis (CM) in which
a compound containing two olefmic double bonds as substrate and one of the
compounds of the formula 1 as catalyst participate.
TERMS AND DEFINITIONS USED
For the purposes of the invention, the term "anionic ligand" (X or X*) refers to
negatively charged molecules or atoms having electron donor properties. Examples
which may be mentioned are halogens such as fluorine, chlorine, bromine or iodine.
For the purposes of the invention, the term "uncharged ligand" (L) refers to uncharged
or apparently charge-neutral molecules or atoms having electron donor properties.
Examples which may be mentioned are tertiary phosphines containing aliphatic,
cycloaliphatic and aromatic hydrocarbon radicals, e.g. trioctylphosphine,
tridodecylphosphine, trieyclohexylphosphine, tris(2-methylcyclohexyl)phosphine and
tris(o-tolyl)phosphine. Particularly preferred uncharged ligands are NHC ligands such
as the compounds described by the formulae Lf, L2, L3 and L4:


where
are each, independently of one another, H, C1-6-alkyl or aryl,
R7andR8 are each, independently of one another, H, Ci-6-alkyl. Cw>-alkenyl
or aryl or together form a 3- or 4-membered alkylene bridge and
Y and Y* are each halogen.
The term "Ci-js-alkyl" refers (also when this is a constituent of other radicals) to
branched and unbranched alkyl groups having from 1 to 12 carbon atoms;
correspondingly, the term "Ci-ralkyP' refers to branched and unbranched alkyl groups
having from 1 to 6 carbon atoms and the term "CM-alkyl" refers to branched and
unbranched alkyl groups having from 1 to 4 carbon atoms. Preference is given to alkyl
groups having from 1 to 6 carbon atoms, particularly preferably from 1 to 4 carbon
atoms. Examples which may be mentioned are: methyl, ethyl, n-propyl, isopropyl, n-
butyl, isobutyl, sec-butyl, tert-butyl, n-pentyl, isopentyl, neopentyl and hexyl. The
abbreviations Me. Et, n-Pr, i-Pr, n-Bu, i-Bu, t-Bu, etc., may also be used for the
abovementioned groups. Unless indicated otherwise, in the case of propyl, butyl, pentyl
and hexyl, the definitions encompass all conceivable isomeric forms of the respective
radicals. Thus, for example, propyl encompasses n-propy! and isopropyl, butyl
encompasses isobutyl, sec-butyl and tert-butyl, etc.
The term "Ci^-alkenyl" refers (also when it is a constituent of other radicals) to
branched and unbranched alkenyl groups having from 2 to 12 carbon atoms, as long as
they have at feast one double bond. Correspondingly, the term "C2^-alkenyl" refers to
alkenyl groups having from 2 to 6 carbon atoms and the term "C2-4-alkenyl" refers to
branched and unbranched alkenyl groups having from 2 to 4 carbon atoms. Preference
is given to alkenyl groups having from 2 to 6 carbon atoms, particularly preferably from
2 to 4 carbon atoms. Examples which may be mentioned are: ethenyl and vinyl,
propenyl, butenyl, pentenyl and hexenyl. Unless indicated otherwise, in the case of
propenyl, butenyl, pentenyl and hexenyl, the definitions encompass all conceivable
isomeric forms of the respective radicals. Thus, for example, propenyl encompasses 1-
propenyl and 2-propenyl, butenyl encompasses 1-, 2- and 3-butenyl, l-methyl-1-
propenyl, l-methyl-2-propenyl, etc.

The term "C2-12-alkynyl" refers (also when it is a constituent of other radicals) to
branched and unbranched alkynyl groups having from 2 to 12 carbon atoms, as long as
they have at least one triple bond. Correspondingly, the term "C2-6-alkynyl" refers to
alkynyl groups having from 2 to 6 carbon atoms and the term "C2-4-alkynyl" refers to
branched and unbranched alkynyl groups having from 2 to 4 carbon atoms. Preference
is given to alkynyl groups having from 2 to 6 carbon atoms, particularly preferably from
2 to 4 carbon atoms. Examples which may be mentioned are: ethynyl, propynyl,
butynyl, pentynyl and hexynyl. Unless indicated otherwise, in the case of propynyl,
butynyl, pentynyl or hexynyl, the definitions encompass all conceivable isomeric forms
of the respective radicals. Thus, for example, propynyl encompasses 1-propynyl and
2-propynyl, butynyl encompasses 1-, 2- and 3-butynyl, 1-methyl-1-propynyl, 1-methyl-
2-propynyl, etc.
The term "Ci-n-alkoxy" refers (also when it is a constituent of other radicals) to
branched and unbranched alkoxy groups having from 1 to 12 carbon atoms;
conespondingly, the term "C1-6-alkoxy" refers to branched and unbranched alkoxy
groups having from 1 to 6 carbon atoms and the term "C1-4-alkoxy" refers to branched
and unbranched alkoxy groups having from 1 to 4 carbon atoms. Preference is given to
alkoxy groups having from 1 to 6 carbon atoms, particularly preferably from 1 to 4
carbon atoms. Examples which may be mentioned are: methoxy, ethoxy, propoxy,
butoxy and pentoxy. The abbreviations MeO, BtO, PrO, etc., may also be used for the
abovementioned groups. Unless indicated otherwise, in the case of propoxy, butoxy and
pentoxy, the definitions encompass all conceivable isomeric forms of the respective
radicals. Thus, for example, propoxy encompasses n-propoxy and isopropoxy, butoxy
encompasses isobutoxy, sec-butoxy and tert-butoxy, etc.
The term "C5-6-rcycloalkyl" refers (even when it is a constituent of other radicals) to
cyclic alkyl groups having 5 or 6 carbon atoms. Examples which may be mentioned are:
cyclopentyl and cyclohexyl. Unless indicated otherwise, the cyclic alkyl groups can be
substituted by one or more radicals selected from the group consisting of methyl, ethyl,
isopropyl, tert-butyl, hydroxy, fluorine, chlorine, bromine and iodine.

The term "aryl" refers (also when it is a constituent of other radicals) to aromatic ring
systems having 6 or 10 carbon atoms. Examples which may be mentioned are: phenyl
and naphthyl; the preferred aryl radical is phenyl Unless indicated otherwise, the
aromatics can be substituted by one or more radicals selected from the group consisting
of methyl, ethyl, isopropyl, tert-butyl, hydroxy, fluorine, bromine and iodine.
The term "Cwraralky!" refers (also when it is a constituent of other radicals) to
branched and unbranched alky] groups which have from 1 to 8 carbon atoms and are
Substituted by an aromatic ring system having 6 or 10 carbon atoms; correspondingly,
die term "C?.n-aralkyr refers to branched and unbranched alkyl groups which have
from 1 to 4 carbon atoms and are substituted by an aromatic ring system having 6
carbon atoms. Examples which may be mentioned are: benzyl. 1- and 2-phenylethyi.
Unless indicated otherwise, the aromatics can be substituted by one or more radicals
selected from the group consisting of methyl, ethyl, isopropyl, tert-butyl, hydroxy,
fluorine, bromine and iodine.
PREPARATION OF THE COMPOUNDS
The reaction of the ruthenium complexes of the formula 3 with the preligands of the
formula 2 is carried out in inert solvents, e.g. CH2CI2, at from about 0° to 80°C. It is
advantageous to add CuGl to the reaction mixture. The reactants are generally used in
stoichiometric amounts, but the more valuable component in each case can be used in a
substoichiometric amount to increase the yield It can also be advantageous to generate
the complex of the formula 3 in situ from other ruthenium compounds and ligand
precursors, e.g. o^ydroimidazolMtim salts, and proceed via the resulting complexes of
the formula 3 in order to arrive at the novel metathesis catalysts of the formula I having
the ligand combination desired in each case.
The metathesis catalysts of the formula 1 prepared by the ligand exchange reaction can
be separated off from Other reaction products which are insoluble in the reaction
mixture by filtration of their solution and, after evaporation of the solution, obtained in

pure form by chromatography or crystallization. However, it is also possible to use the
crude products or the catalysts generated in situ directly for carrying out metathesis
reactions.
The preligands of the formula 2 can be prepared in a manner known per se from
o-alkenylphenols by alkylation using a-haloketones.
Particular preference is given to a novel combined process which starts out from
unsubstituted or appropriately substituted phenyl allyl ethers which are subjected to
Claisen rearrangement and catalytic double bond isomerization to give unsubstituted or
appropriately substituted 2-alkenylphenols which are subsequently converted into
compounds of the formula 2 by alkylation using a-haloketones.
The alkylation of phenols to form alkyl phenyl ethers is well known to those skilled in
the art; it is usually carried out in solvents in the presence of basic substances by
reaction with nucleophilic reagents. The reaction with a-haloketones proceeds
particularly smoothly and in good yields. Possible solvents are, for example, alcohols
such as ethanol or aprotic polar solvents such as dimethyiformamide. The alkylation can
also be carried out under phase transfer conditions. Basic substances which may be
mentioned are alkali metal carbonates, and it is likewise possible to use the alkali metal
salts of the intermediates containing a free aromatically bound OH group for this
reaction. The following examples illustrate the invention.
EXAMPLE 1
Preparation of the metathesis catalyst of the formula la
1.1 Preparation of the novel preligand of the formula 2a
A mixture of 7.112g (50.0 mmol) of 2-propenylphenol (E/Z mixture), 7.041 g of
potassium carbonate (50.0 mmol) and 20 ml of acetone was stirred at the boiling point
under reflux for 20 minutes. A mixture of 6.94 g (75.0 mmol) of chloroacetone. 0.171 g

(1.0 mmol) of potassium iodide and 6.5 ml of acetone which had been activated
beforehand by stirring overnight at room temperature was then added to the reaction
mixture and the reaction mixture was stirred overnight at the boiling point under reflux.
The reaction mixture was cooled to room temperature, added to 50 ml of water and
extracted three times with 40 ml each time of diethyl ether. The organic phase was
washed with 5% strength sodium hydroxide solution, separated off, dried over Na2SO4
and evaporated. Distillation of the crude product under reduced pressure gave 6.788 g
(yield: 67% of theory) of 2-propenylphenyloxymethyl methyl ketone of the formula 2a:

1H NMR (400 MHz, CDC13) (Z isomer): δ 1.84 (dd, 311, J = 7.0, 1.8 Hz), 230 (s, 3H),
4.52 (s, 2H), 5.88 (dq, 1H,./ = 11.6, 7.2 Hz), 6.61 (dq. 111../ = 11.6. 1.8 Hz), 6.73 (dd,
1H,.7 = 8.2, 0.9 Hz), 6.93 - 7.02 (m, IH), 7.18 - 7.24 (m, 1H), 7.31 (dd, 1H,J= 7.5, 1.7
Hz); 'H NMR (400 MHz, CDC13) (li isomer): δ 1.92 (dd, 311, J - 6.7, 1.8 Hz), 2.31 (s,
311), 4.54 (s, 2H), 6.27 (dq, IH. J= 15.9, 6.7 Hz), 6.68 (dd, IH, J =1.1, 8.2 Hz), 6.61
(dq, 111,./-15.9, 1.7Hz), 6.92 - 7.02 (m, 111), 7.12 - 7.18 (m, III), 7.42 (dd, IH, J- 7.6,
1.7 Hz).
1.2 Preparation of the metathesis catalyst of the formula la
62 mg (0.32 mmol) of the compound 2a, 34 mg (0.34 mmol) of CuCl and 12 ml of
dicbioromethane were placed in a Schlenk tube. 230 mg (0.27 mmol) of Grubbs
catalyst, 2nd generation, were then added. The reaction mixture was stirred at the reflux
temperature under argon for 20 minutes. The crude product obtained after filtration and
evaporation of the solvent was purified by chromatography. (Silica gel Merck grade
9385, eluent: AcOEt/cyclohexane 1:1). This gave 142 mg (82% of theory) of the pure
catalyst of the formula la.


LRMS (EI): m I e = 641 (1, M+)s 404 (I), 324 (6), 305 (22), 280 (8), 252 (2), 198 (34),
145 (7), 131 (11), 118 (100), 115 (16), 105 (9), 89 (38), 81 (10), 73 (18), 63(19), 55(22),
43 (39), 36 (30).
EXAMPLE2
Preparation of the metathesis catalyst of the formula lb
Using a procedure analogous to that described in example 1, the preligand 2-propenyI-
phenyloxymethyl ethyl ketone was obtained by reaction of 2-propenylphenol (E/Z
mixture) with chloromethyl ethyl ketone. Reaction of this preligand with Grubbs
catalyst, 2nd generation, led to the catalyst of the formula lb in a yield of 63% of theory
(pure product).

LRMS (El): m I e = 656 (2), 654 (2, M+), 406 (3), 404 (3), 308 (5), 307 (23), 305 (32),

304 (62), 303 (57), 289 (12), 190 (15), 178 (16), 159 (10), 158 (18), 157 (14), 148 (28),
147(16), 145(10), 144(8), 133(21), 131 (20), 121 (16), 120(11), 119(25), 118(100),
107 (19), 105 (18), 103 (11), 91 (57), 90 (38), 89 (40), 77 (18), 65 (11), 63 (20), 57 (91),
51 (13), 43 (31), 41(14), 39 (19), 36 (31); HRMS (EI): calculated for C32H38O2N2 35C12
l02Ru (M+): 654.13538; found 654.33790.
COMPARATIVE EXAMPLES
A) Cross metathesis (CM) of 4-methoxvstvrene with (B)-l,2-diehloroethene:
0.005 mmol of the catalyst of the formula la and (as known catalysts for comparison)
of the catalyst of the formula D (see page 2 of the present patent application) and also
Grabbs catalyst, 2nd generation, likewise in an amount of 0.005 mmol in each case
were in each case added as solids to solutions of (4-methoxystyrene) (0.5 mmol) and
(E)-!,2-dichloroethene (1.0 mmol) in 25 ml of dichloromethane. The reaction mixture
was in each ease heated to 40°C for 24 hours.
The following yields of cross metathesis product (4-methoxy-oj-chlorostyrene) were
determined by GC (internal standard: noaane):
yield using Grabbs catalyst, 2nd generation: 25% of theory
yield using the catalyst of the formula D: 35% of theory
yield using the catalyst la according to the invention: 57% of theory.
B) Comparative ring-ciosing methathesis (RCM) of diethyl bisallylmaionate
A solution of 0.004 mmol of the known metathesis catalysts (Grubbs catalyst, 2nd
generation, and Hoveyda-Grubbs catalyst, 2nd generation) and also the catalysts la and
lb according to the invention, in each case dissolved in 1 ml of dichloromethane, was in
each case added to solutions of 0.4 mmol of diethyl bisallylmaionate (substrate) in
20 ml of dichloromethane. Gas-chromatographic analysis of the RCM (at 0°C) showed
the significantly higher activity of the catalysts la and lb according to the invention
(see figure 1)..
The catalysts according to the invention not only have a superior activity compared to

known catalysts of this type but are also air- and storage-stable, which represents a
further advantage for industrial usability.

1. A compound of the general formula 1,
where
X and X' are anionic ligands;
L is an uncharged ligand-
a,b, e, d are each, independently of one another, H, -NO2. C1-12-alkyl,
C1-12-alkoxy or phenyl, where phenyl may be substituted by a
radical selected from the group consisting of C1-6-alkyl and C1-6-
alkoxy;
R1 is C1-12-alkyl, C5-6-cycloalkyl,C7-18-aralkyl, aryl;
R2 is H, C1-12-alkyl, C5-6-cycloalkyl, C7-18-aralkyl, aryl;
R3 is H, C1-12-alkyl, C2-12-alkenyl, C2-12-alkynyl, aryl.
2. The compound of the general formula 1 as claimed in claim 1, wherein
a. b, c are each H; and
d is phenyl substituted by a radical selected from the group
consisting of C1-6-alkyl and C1-6alkoxy,
3. The compound of the general formula 1 as claimed in either claim 1 or 2,
wherein
a, b, c and d are each H.

4. The compound of the general formula 1 as claimed in any of claims 1 to 3,
wherein
L is a ligand of the formula P(R4)3, where R4 is C1-6-alkyl
cycloalkyl or aryl.
5. The compound of the general formula 1 as claimed in any of claims 1 to 3,
wherein L is a ligand of the formula Ll, L2, L3 or L4,

where
R5 and R6 are each, independently of one another, H, C1-6-alkyl or aryl;
R7 and R8 are each, independently of one another, H, C1-6-alkyl, C2-6-alkenyl
or aryl; or
R7 and R8 together form a 3- or 4-membered alkylene bridge; and
Y and Y' are each halogen,
6. The compound of the general formula 1 as claimed in claim 5, wherein
X and X' are each CI;
L is Ll;
a, b, c, d are each II;
R! is methyl;
R2 is H;
X? is H;
R5and R6 are each mesityl;
R7and R8 are each H.

7. The compound of the general formula 1,
wherein X, X', L and also Rl, R2 and R3 have the meanings given in claim 1 and
a, b, c, d can each be, independently of one another, H, -NO2, C1-12-alkyl,
C1-12-alkoxy or phenyl, where phenyl may be substituted by a
radical selected from the group consisting of C1-6-alkyl and C1-6-
alkoxy;
halogen; cyano; aryl or heteroaryl;
monohalogenated or polyhalogenated aryl radicals or heteroaryl
radicals; monohalogenated or polyhalogenated C1-6-alkyl radicals;
monohalogenated or polyhalogenated C1-6-alkyl-substituted aryl
radicals; C1-6-alkylcarbonyl radicals;
monohalogenated or polyhalogenated C1-6-alkylearbonyl radicals;
C1-6-alkoxycarbonyl radicals; monohalogenated or
polyhalogenated Ci^-alkoxycarbonyi radicals; arylcarbonyl
radicals;
monohalogenated or polyhalogenated arylcarbonyl radicals;
aryloxycarbonyl radicals; monohalogenated or polyhalogenated
aryloxycarbonyl rsdicals;
-(C=O)-N(Ra)2 radicals (where Ra is a C1-6-alkyl or aryl radical, in
particular a halogenated C1-6-alkyl or aryl radical);
-NH-(C=O)-Ra radicals (where Ra is a C1-6-alkyl or aryl radical; in
particular a halogenated C1-6-alkyl or aryl radical);
C1-6-alkylsulfonyl radicals; C1-6-alkylsulfinyl radicals;
-P(=O)(Ra)2 radicals (where Ra is a C1-6-alkyl or aryl radical, in
particular a halogenated C1-6-alkyl or aryl radical);
-SO2-NH-SO2-Ra radicals (where Ra is a C1-6-alkyl or aryl radical,
in particular a halcgenated C1-6-alkyl or aryl radical);
-N[(SO2) Ra]2 radicals (where Ra is a C1-6-alkyl or aryl radical, in
particular a halogenated C1-6-alkyl or aryl radical).

8. A compound of the formula 2,

where R3, a, b, c and d have the meanings given in claim 1; and
R1 is C1-12-alkyl, C5-6-cycloalkyl, C7-18-aralkyl, aryl,
R2 is H, C1-12-alkyl, C5-6-cycioalkyl, C7-18-aralkyl, aryl,
R11 and R12 are each, independently of one another, H, C1-6-alkyl, if
appropriate substit ited by one or more halogens, or aryl, if
appropriate substituted by one or more halogens or C1-6-alkyl.
9. The compound of the formula 2 wherein ft3 has the meanings given in claim I
and R1, R2, R11 and R12 have the meanings given in claim 8 and
a, b, e, d can each be, independently of one another, H, -NO2, C1-12-alkyl,
C1-12-alkoxy or phenyl, where phenyl may be substituted by a
radical selected from the group consisting of C1-6-alkyl and C1-6-
alkoxy;
halogen; cyano; aryl or heteroaryl;
monohalogenated or polyhalogenated aryl radicals or heteroaryl
radicals; monohalc genated or polyhalogenated C1-6-alkyl radicals;
monohalogenated or polyhalogenated C1-6-alkyl-substituted aryl
radicals; C1-6-alkylcarbonyl radicals; monohalogenated or
polyhalogenated C1-6-alkylcarbonyl radicals;
C1-6-alkoxycarbonyl radicals; monohalogenated or
polyhalogenated C1-6-alkoxycarbonyl radicals; arylcarbonyl
radicals; monohalogenated or polyhalogenated arylcarbonyl
radicals;

aryioxycarbonyl radicals; monohalogenated or polyhalogenated
aryioxycarbonyl radicals;
-(C=O)-N(Ra)2 radicals (where Ra is a C1-6-alkyl or aryl radical, in
particular a halogeiated C1-6-alkyl or aryl radical);
-NH-(C=O)-Ra radicals (where Ra is a C1-6-alkyl or aryl radical; in
particular a halogeiated C1-6-alkyl or aryl radical);
C1-6-alkylsulfonyl radicals;
C1-6-alkylsulfinyl radicals;
-P(=O)(Ra)2 radicals (where Ra is a C1-6-alkyl or aryl radical, in
particular a halogenated C1-6-alkyl or aryl radical);
-SO2-NH-SO2-Ra radicals (where Ra is a C1-6-alkyl or aryl radical,
in particular a halogenated C1-6-alkyl or aryl radical);
-N[(SO2) Ra]2 radicals (where Ra is a C1-6-alkyl or aryl radical, in
particular a halogeiated C1-6-alkyl or aryl radical).
10. A process for preparing the compounds of the general formula 1 by reacting
compounds of the formula 2 with ruthenium complexes of the formula 3:

where
X and X' are anionic ligands;
L is an uncharged ligand; preferably L1, L2, L3 or L4;
R1 is C1-12-alkyl, C5-6-cycloalkyl, C7-18-aralkyl, aryl; preferably C1-6-
alkyl, C5-6-cycloalkyl, C7-11-aralkyl, aryl;
R2 is H, Gun-alky], C5-6-cycloalkyl, C7-18aralkyl, aryl; preferably
C1-6-alkyl, C5-6-cycloalkyl, C7-11-aralkyl, aryl;

R3 is H, C1-12-alkyl, C2-12-aIkenyl, C2-12-alkynyl, aryl;
R11andR12 are each, independently of one another, H, C1-6-alkyl, if
appropriate substituted by one or more halogens, or aryl., if
appropriate substiiuted by one or more halogens or C1-6-alkyl;
preferably H, C1-6-alky 1 or aryl;
R9 and R10 are each, independently of one another, II C1-6alkyl, if
appropriate substiiuted by one or more halogens, or aryl, if
appropriate substituted by one or more halogens or C1-6-aikyl;
preferably H, C1-6-alkyl or aryl;
and the substituents a, b, c, d have the meanings given in claim 1.
11. The process as claimed in claim 10, wherein the substituents a, b, c, d have the
meanings given in claim 9.
12. The process as claimed in claim 10 or 11, wherein the radicals R9and R10 form a
ring system, for example an indenylidene system.
13. A process for carrying out metathesis reactions, wherein two compounds which
each contain an okfinic double bond or one of the compounds contains at least
two olefmic double bonds are reacted and one of the compounds as claimed in
any of claims 1 to 7 is used as catalyst
14. A process for carrying out a ring-olosing metathesis (RCM) or a cross metathesis
(CM) in which a compound containing two olefmic double bonds as substrate
and one of the compounds as clamed in any of claims 3 to 7 as catalyst
participate.
15. The use of the compounds as claimed in any of claims 1 to 7 as catalysts for
metathesis.

The present invention relates to novel compounds of the formula 1, their preparation,
intermediates for the preparation and the use of the compounds of the formula 1
as catalysts in various metathesis reactions.
The novel metathesis catalysts, which are obtained from readily available precursors,
have a high activity and can be used for any type of metathesis reaction.

Documents:

923-KOLNP-2009-(09-06-2014)-ABSTRACT.pdf

923-KOLNP-2009-(09-06-2014)-ANNEXURE TO FORM 3.pdf

923-KOLNP-2009-(09-06-2014)-CLAIMS.pdf

923-KOLNP-2009-(09-06-2014)-CORRESPONDENCE.pdf

923-KOLNP-2009-(09-06-2014)-FORM-1.pdf

923-KOLNP-2009-(09-06-2014)-FORM-2.pdf

923-kolnp-2009-abstract.pdf

923-kolnp-2009-claims.pdf

923-KOLNP-2009-CORRESPONDENCE-1.1.pdf

923-KOLNP-2009-CORRESPONDENCE-1.2.pdf

923-kolnp-2009-correspondence.pdf

923-kolnp-2009-description (complete).pdf

923-kolnp-2009-form 1.pdf

923-KOLNP-2009-FORM 18.pdf

923-kolnp-2009-form 2.pdf

923-kolnp-2009-form 3.pdf

923-kolnp-2009-form 5.pdf

923-kolnp-2009-international publication.pdf

923-kolnp-2009-international search report.pdf

923-KOLNP-2009-OTHERS.pdf

923-KOLNP-2009-PA.pdf

923-kolnp-2009-pct request form.pdf

923-kolnp-2009-specification.pdf

923-KOLNP-2009-TRANSLATED COPY OF PRIORITY DOCUMENT.pdf

abstract-923-kolnp-2009.jpg


Patent Number 264413
Indian Patent Application Number 923/KOLNP/2009
PG Journal Number 01/2015
Publication Date 02-Jan-2015
Grant Date 29-Dec-2014
Date of Filing 12-Mar-2009
Name of Patentee UMICORE AG & CO. KG
Applicant Address RODENBACHER CHAUSSEE 4 63457 HANAU-WOLFGANG
Inventors:
# Inventor's Name Inventor's Address
1 BIENIEK, MICHAL OL, PILSUDSKIEGO 48/6, PL-09-407 PLOCK
2 ARLT, DIETER PAPENHAUSER STR. 10, 32657 LEMGO
3 KARCH, RALF KATHE-KOLL-WITZ-STRASSE 24 63801 KLEINOSTHEIM
PCT International Classification Number B01J 31/22
PCT International Application Number PCT/EP2007/007972
PCT International Filing date 2007-09-13
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 10 2006 043 704.7 2006-09-18 Germany