Title of Invention

A METHOD OF MANUFACTURING A STABLE COMPOSITION ENRICHED IN CIS-LYCOPENE(Z ISOMERS)

Abstract The present invention relates to a method of manufacturing a stable composition enriched in cis-lycopene (z-isomers) by prolonged heating in solvents of tomatoes, parts of tomatoes, derivative thereof or tomato extracts in solvents.
Full Text STABLE AND BIOVAILABLE COMPOSITIONS OF ISOMERS OF LYCOPENE FOR SKIN AND HAIR
The present invention relates to a primary composition that includes at
least one lycopene-containing material enriched in Z-isomers of the lycopene
compound having an increased stability and bioavailability, and process of
forming the same. It also relates to an oral composition that contains the
primary composition in a foodstuff, in a food supplement, in a cosmetic
preparation or in a pharmaceutical preparation.
Technological background
Absorption of carotenoids is a complex process involving release from
the food microstructure matrix, dissolution into mixed micelles, intestinal
uptake, incorporation into chylomicrons, distribution to the tissues, uptake by
liver and re-secretion into VLDL, which are progressively transformed into
LDL.
Lycopene absorption from food sources is widely documented.
Lycopene bioavailability is quite low from foods such as tomatoes and tomato
juice. Up to now, tomato paste is the best known food source for bioavailable
lycopene. Tomato contains about > 90% of lycopene in its all E configuration.
Tomato extracts containing a high amount of lycopene are
commercially available in the form of oleoresin but the bioavailability of the
lycopene in humans is rather limited from these sources. In concentrated
tomato extracts, lycopene is mainly present in crystalline form, which has
been suggested to be one of the primary factors that reduces its
bioavailability.
To date, most commercially available lycopene sources display an
isomeric profile quite similar to the starting tomatoes or show only a slight
increase in Z-isomers, whether they are derivatives (such as sauces) or

extracts. A number of treatments, as for instance thermal processing, are
known to promote isomerization,. Shi et al., Journal of Food Process
Engineering 2003, 25, 485-498, showed that an increase in Z isomers could
be obtained by heating tomato sauces. However certain lycopene isomers
are not stable and prone to retro-isomerisation. According to the literature, 5-
Z is the most stable among the predominant lycopene isomers followed by
the all-E, the 9-Z and the 13-Z. Accordingly, the stability of isomerised
lycopene based products depends on their lycopene isomer profile and thus
can be modulated by technological processings affecting this profile.
Thermal isomerisation of lycopene is known to improve its
bioavailability from food matrices. However, the bioavailability of individual
lycopene isomers has not been investigated yet. As for stability, it can be
assumed that bioavailability of lycopene based products is dependent on
their lycopene isomer profile and thereby can be modulated by technological
means.
There are already patents that propose technological means and
formulations for improved bioavailibility of lycopene. For example, WO
2005/075575 provides a primary composition enriched in Z-isomers, effective
to increase the bioavailability of lycopene.
EP 1 103 579 discloses a process for extracting lycopene by refluxing
ethanol: the process is carried out for short time (30') so that no significant
isomerization occurs. Actually, the natural all- Z lycopene is desired as the
final product.
WO 96/13178 discloses a process for the preparation of stable
lycopene concentrates: the effect of isomerization on stability is not however
appreciated and, on the contrary, the disclosed process tries to avoid
isomerization by using temperatures lower than 50°C for a few minutes, e.g.
10 minutes.

EP 1 201 762 refers to a lycopene-containg product wherein lycopene
is in its natural all-trans form. No significant isomerisation takes place since
any heat treatment (dissolution and concentration) is carried out for the
shortest possible time (less than 1 hour).
KR 2005 006592 discloses the preparation of a lycopene-zinc complex
having increased anti-oxidant activity. Hating is applied in the absence of
solvents to break the cell walls of the plant material. No prolonged heating
and no isomerization occurs.
WO 03/079816 discloses a process for the preparation of tomato
extracts with high content in lycopene wherein the extraction is carried out at
room temperature.
US 5,837,311 and WO 97/48287 disclose a process for the preparation
of an oleoresin having high content of lycopene and satisfactory stability. The
latter feature is obtained by means of phospholipids and glycerides present
in the oleoresin itself. No mention is made about the isomeric composition of
lycopene and of its influence on the stability. An hot extraction is carried out
in order to maximise the yield in lycopene but for times not longer than 1.2
hours. A heat pre-treatment is carried out on the tomatoes in the absence of
any solvent only in order to improve the pulp-serum separation.
WO 2005/075575 addresses the problem of increasing the cis-isomers
content in tomato oleoresins: isomerization is obtained, inter alia, by thermal
treatment for short period of time. Moreover, the obtained product contains
an high amount of the unstable 13-cis isomer.
EP 0 937 412 discloses a process for the preparation of finely divided
pulverous carotenoid preparations including an heating step in the presence
of solvents for very short times (5 seconds).
US 5,858,700 concerns a process for the isolation and purification of
lycopene crystals characterised by the hydrolysis of impurities such as

glycerides and phosphonates. The hydrolysis is carried out at high
temperature but for times shorter than 2 hours, optionally preceded by an
extraction step with refluxing solvents, but always for short time in order to
prevent the lycopene degradation.
US 6,235,315 discloses stable, pulverulent lycopene formulations
characterised in that lycopene has a certain degree of crystallinity and the
lowest possible degree of isomerization.
WO 03/090554 discloses concentrated tomato derivatives having high
content of lycopene and pre-determined viscosity and sugar content. The
process is physical and no solvent is used. Heating for 1-6 minutes II is
carried out on round tomatoes in order to make the pulp separation easier.
Mayer-Miebach at al., "Thermal processing of carrots: lycopene
stability and isomerisation with regard to antioxidant potential" Food
Research International, Elsevier Applied Science, Barking, GB, vol. 38, no. 8-
9, October 2005, pages 1103-1108, study the isomerisation of lycopene in
freeze-dried carrots in function of temperature. The Authors conclude that
only the all-trans isomer is stable to prolonged heating, resulting in a
decrease of cis-isomers.
As a matter of fact, therefore, the prior art does not provide
isomerisation processes of lycopene comprising a prolonged heating in
organic solvents allowing to obtain a product having high bioavailability and
stable isomeric composition.
Summary
It has been found that the stability of individual Z-lycopene isomers
varies from one isomer to another; in particular the 13-Z lycopene was much
less stable than either the 5-Z, or the 9-Z, or the all-E isomers.
Consequently, a primary composition according to the present invention must
have a level of 13-Z isomer as low as possible to exhibit optimal stability. It

has also been shown that some Z isomers (such as 5-Z and 9-Z, for
example) of lycopene enhance the bioavailability of the composition
containing lycopene. The primary composition must therefore contain mainly
the 5-Z isomer, or a combination of 9-Z and 5-Z isomers to provide an
improved bioavailability and bioefficacy.
Accordingly, it is a first object of the present invention to provide
primary compositions with at least one lycopene-containing material enriched
in a specific mixture of Z isomers of lycopene, the lycopene-containing
material containing by weight a greater percentage of an isomer selected
from the group consisting of 5-Z, 9-Z and combinations thereof than of 13-Z
isomer.
In an embodiment, the present invention provides an oral composition
that contains the primary composition in a foodstuff, in a food supplement, in
a cosmetic preparation or in a pharmaceutical preparation.
In an embodiment, the present invention provides the primary
composition as an additive in a foodstuff for oral administration, such as in a
nutritional composition, a food supplement, a pet food product, a cosmetic
preparation or a pharmaceutical preparation.
In an embodiment, the present invention provides a method of
manufacturing the primary compositions or food supplements, cosmetic
preparations or pharmaceutical preparations containing the same.
In another embodiment, the present invention provides the use of the
primary composition as described above, for the preparation of an oral,
cosmetic or pharmaceutical composition intended for improving skin health,
in particular for photoprotection of the skin or for protecting skin tissue
against aging.
In an alternative embodiment, the present invention provides the use
of the primary compositions for the preparation of an oral, cosmetic or

pharmaceutical composition for preventing or treating cardiovascular
diseases or cancers.
An advantage of the present invention is to provide compositions of Z
isomers of lycopene that exhibit a higher stability, bioavailability and
bioefficacy.
Additional features and advantages are described herein, and will be
apparent from, the following Detailed Description and the Figure.
Brief description of the figure
FIGURE. Area under the curve (AUC) of plasma lycopene/triglycerides
of TRL following the consumption of a standard meal containing 25 mg total
lycopene from either tomato paste (all-E lycopene) or tomato oleoresin rich in
5-Z lycopene (5-Z oleoresin) or tomato oleoresin rich in 13-Z lycopene (13-Z
oleoresin) or tomato oleoresin rich in 9 and 13-Z lycopene (9- & 13-Z
oleoresin).
Detailed description of the invention
The present invention generally relates to compositions that provide
health benefits. More specifically, the present invention relates to beneficial
nutritional compositions that can be used to improve skin and hair and
methods regarding the same.
The present invention now makes available to the consumer an
improved composition obtained from natural products. The primary
composition provides lycopene in a particularly highly bioavailable and/or
bioeffective form.
In a preferred embodiment, the invention provides tomato extracts or
derivatives thereof with an isomer ratio different from the naturally occurring
one in products to date available. In particular, the invention relates to
extracts or derivatives with an E isomer content not higher than 60% on total
lycopene content, preferably with an E isomer content not higher than 40%


on total lycopene content (by HPLC).
In an embodiment, the present invention provides a primary
composition containing a specific combination of Z isomers. Preferably, the
ratio of Z/E isomers in the primary compositions of the present invention
should be above 1.
Moreover, the combination is preferably rich in 5-Z and 9-Z and poor in
13-Z. In a preferred embodiment, the amount of 5-Z and 9-Z is greater than
30% on total lycopene content, preferably greater than 40%, most preferably
greater than 50%. Also, the amount of 13-Z is less than 10% on total
lycopene, preferably less than 5%, most preferably less than 3% on total
lycopene content. By increasing the specific 5-Z and 9-Z isomers and/or
decreasing the 13-Z isomers, for example, a stable form of the primary
composition that is more bioavailable and more bioeffective can be obtained.
Moreover, the extracts or derivatives of the invention are stable under the
usual storage conditions and do not undergo retro-isomerization. Under
ordinary protective conditions (absence of light and oxygen), the lycopene
total content and E isomer content remains constant. The latter does not
increase, even when keeping the extracts at room temperature.
Such a profile (i.e. low amount of 13-Z isomer of the lycopene) may be
for example obtained by isomerizing lycopene using catalysis on a solid
matrix such as clays, or by prolonged heating.
In an embodiment, the lycopene-containing material can be, for
example, in the form of an extract, a concentrate or an oleoresin. In the
present specification, the term "oleoresin" should be understood to mean a
lipid extract of a lycopene -containing material, which includes possibly other
carotenoids, triglycerides, phospholipids, tocopherols, tocotrienols,
phytosterols and other less significant compounds. It has been surprisingly
found that retro-isomerization of lycopene in isomerized tomato oleoresin can

be minimized by reducing its content in 13-Z isomer.
In an embodiment, the lycopene-containing material can be an extract,
a concentrate or an oleoresin, which is obtained, extracted, enriched or
purified from a plant or vegetable material, a microorganism, a yeast or a
product of animal origin. It is further subjected to a treatment to increase its Z
isomer content of lycopene, as described below.
If the source of lycopene is from plant origin, it may be vegetables,
leaves, flowers, fruits and other parts of the plant. In a preferred
embodiment, the source of lycopene is tomatoes (i.e., whole tomato, tomato
extract, tomato flesh, tomato puree, tomato skin, with or without the seeds).
Suitable plant or vegetable concentrates are obtainable e.g. by drying or
freeze-drying the fresh-cut plants or vegetables or the respective roots, fruits
or seeds thereof and then optionally grinding or granulating the dried
material. Suitable methods of obtaining extracts of the above-mentioned
plants or vegetables are known in the art. The plant or vegetable extracts can
be obtained, for example, by extracting the fresh-cut or processed plants or
vegetables or the respective roots, fruits or seeds thereof with water or with
one or more food grade solvents or with a mixture of water and one or more
food grade solvents. Preferably, the extracts and concentrates according to
the present invention may be lipidic or aqueous. Because carotenoids are
liposoluble, extraction with water will remove unwanted constituents that are
water-soluble such as, for example, sugars, amino acids, soluble proteins
and/or organic acids.
If the lycopene-containing material is obtained from microorganism,
any microorganism that produces lycopene may be used, in particular
probiotic microorganism such as, for example, lactic acid bacterium. Also, the
product of animal origin may be from, for example, salmon, shrimps, krill or a
liver extract or a milk fraction. In the present specification, the term "milk

fraction" should be understood to mean any part of the milk.
In an alternative embodiment, the lycopene-containing material can be
an oleoresin. Suitable methods for obtaining oleoresins from the above-
mentioned plants or vegetables are well known in the art. For example,
5 oleoresins can be obtained by lipidic extraction using a solvent compatible
with the food business, cosmetics or Pharmaceuticals. Oleoresins prepared
by conventional methods have a content in lycopene of about 0.05% to 50%
by weight. Their content of all-E isomer of lycopene is usually higher than
that of Z-isomers, e.g. the ratio of Z/E isomers of lycopene in a selected
10 tomato oleoresin is about 7:93.
Oleoresins are preferred starting material for obtaining the primary
composition according to the present invention because they contain other
carotenoids or antioxidants such as Vitamin E, which also stabilize the
composition. The bioactivity and stability of the lycopene compound in the
15 oleoresin can be improved, in particular, during the isomerization process
and the yield of the Z lycopene in the primary composition can also be
increased.
The lycopene-containing material preferably includes carotenes and
xanthophylls such as, for example, zeaxanthine, astaxanthine,
20 beta-cryptoxanthin, capsanthine, canthaxanthine, lutein and derivatives
thereof such as esters, for example. The lycopene compounds have been
subjected to a treatment to increase the Z isomer fraction in the primary
composition.
In order to obtain such an isomer profile, the lycopene-containing
25 material which is in the form of an extract, a concentrate or an oleoresin, is
subjected to an isomerization by using neutral, acidic or basic solid catalysts
(e.g. clays, zeolites, molecular sieves, ion exchangers) to produce mixtures
with high Z/E ratio. The use of solid catalysts to enrich the lycopene in

Z-isomers is not polluting and harmful to the food since the catalysts can be
conveniently removed by simple filtration or centrifugation. Also,
combinations of solid catalysts with other common means (e.g. heat, light
and radical initiators) can further enhance the geometrical isomerization.
In another embodiment, the extracts or derivatives according to the
invention can be prepared starting from tomatoes, parts of tomatoes (such as
the skin), derivatives (such as sauces and concentrates) or extracts.
Isomerization is carried out by prolonged heating in a solvent. This finding is
surprising in view of contrary teachings which may be derived from the prior
art discussed in the section "Background of the Invention".
In particular, when tomatoes or derivatives thereof are used as starting
materials, they can be treated with a solvent able to extract lycopene. The
resulting extract is then heated, the solvent is removed, thus recovering the
isomerized extract.
On the other hand, when an extract or derivative is used as starting
material, this is taken up in a solvent, the mixture is heated for a suitable
time, then the solvent is removed, thus recovering the isomerized extract.
Solvents which can be used for the isomerization step are hydrocarbons,
chlorinated hydrocarbons, esters, ketones, alcohols; particularly C3-C10
aliphatic hydrocarbons, C1-C3 chlorinated solvents, C3-C6 esters, C3-C8
ketones and C1-C8 alcohols; more particularly hexane, carbon tetrachloride,
ethyl acetate, acetone and butanol. Isomerization in solvents is carried out at
temperatures ranging from 50 to 150°C, preferably at temperatures ranging
from 60 to 130°C. Isomerization time ranges from 4 to 240 h, preferably from
10 to 180 h.
The Z/E isomer ratio in the primary composition may then be increased
up to at least 20:80, preferably between 20:80 and 95:5, more preferably
from 30:70 to 90:10. In a preferred embodiment, the (5Z+9Z)/E ratio is above


1, and the 13Z is partly removed.
In an embodiment, the present invention provides a primary
composition, in the form of a powder, liquid or gel, comprising a lycopene
compound which has a better bioavailability and/or bioefficacy than the
compound alone. Also, the primary composition may be in the form of a
highly water-dispersible composition, if the powder form is chosen. In this
instance, the powder is dispersible in water at ambient temperature. The
primary composition also provides carotenoids in a particularly highly soluble
form in lipids and organic solvents, less prone to crystallization, and having a
lower tendency to aggregate.
In another embodiment of the present invention, the primary
composition may be used either alone or in association with other active
compounds such as vitamin C, vitamin E (tocopherols and tocotrienols),
carotenoids (carotenes, lutein, zeaxanthine, beta-cryptoxanthine, etc.)
ubiquinones (e.g. CoQ10), catechins (e.g. epigallocatechin gallate), coffee
extracts containing polyphenols and/or diterpenes (e.g. kawheol and
cafestol), extracts of chicory, Ginkgo biloba extracts, grape or grape seed
extracts rich in proanthocyanidins, spice extracts (e.g. rosemary), soy
extracts containing isoflavones and related phytoestrogens and other
sources of flavonoids with antioxidant activity, fatty acids (e.g. n-3 fatty
acids), phytosterols, prebiotic fibers, probiotic microorganisms, taurine,
resveratrol, aminoacids, selenium and precursors of glutathione, or proteins
such as, for example, whey proteins.
The primary composition can additionally comprises one or more of
emulsifiers, stabilizers and other additives. Emulsifiers compatible in the food
field are, for example, phospholipids, lecithin, polyoxyethylene sorbitan
mono- or tristearate, monolaurate, monopalmitate, mono- or trioleate; a
mono- or diglyceride. Any type of stabilizer that is known in the food

business, in cosmetics or in Pharmaceuticals can be added. Also, flavours,
colorants and any other suitable additives known in the food business, in
cosmetics or in Pharmaceuticals can be added. These emulsifiers, stabilizers
and additives can be added according to the final uses of the primary
compositions.
In an alternative embodiment, the present invention provides an oral
composition comprising the primary composition described above in a
foodstuff, in a food supplement, in a pet food product, in a cosmetic
preparation or in a pharmaceutical preparation.
In a preferred embodiment, a food composition for human consumption
can be supplemented by the primary composition. This food composition may
be, for example, a nutritional complete formula, a dairy product, a chilled or
shelf stable beverage, a mineral water, a liquid drink, a soup, a dietary
supplement, a meal replacement, a nutritional bar, a confectionery, a milk or
a fermented milk product, a yogurt, a milk based powder, an enteral nutrition
product, an infant formulae, an infant nutritional product, a cereal product or
a fermented cereal based product, an ice-cream, a chocolate, coffee, a
culinary product such as mayonnaise, tomato puree or salad dressings or a
pet food.
For use in food compositions, the primary composition can be added to
the above-mentioned foods or drinks so as to have a daily intake between
about 0.001 and 50 mg of lycopene contained in the primary composition. A
daily intake of about 5 to 20 mg per day is preferably envisaged.
The nutritional supplement for oral administration may be in capsules,
gelatin capsules, soft capsules, tablets, sugar-coated tablets, pills, pastes or
pastilles, gums, or drinkable solutions or emulsions, syrups or gels, with a
dose of about 0.001% to 100% of the primary composition, which can then
be taken directly with water or by any other known means. This supplement

may also include a sweetener, a stabilizer, an additive, a flavour or a
colorant. A supplement for cosmetic purposes can additionally comprise a
compound active with respect to the skin. It should be appreciated that the
supplements can be made by any methods known by those skilled in the art.
In another embodiment, a pharmaceutical compositions containing the
primary compositions can be administered for prophylactic and/or therapeutic
treatments, in an amount sufficient to cure or at least partially arrest the
symptoms of the disease and its complications. In the present specification,
an amount adequate to accomplish this is defined as "a therapeutically
effective dose". Amounts effective for this will depend on the severity of the
disease and the weight and general state of the patient.
In prophylactic applications, primary compositions according to the
invention can be administered to a patient susceptible to or otherwise at risk
of a particular disease. Such an amount is defined to be "a prophylactic
effective dose". In this use, the precise amounts again depend on the
patient's state of health and weight.
In an alternative embodiment, the primary compositions of the
invention can be administered with a pharmaceutical acceptable carrier, the
nature of the carrier differing with the mode of administration, for example
parenteral, intravenous, oral and topical (including ophthalmic) routes. The
desired formulation can be made using a variety of excipients including, for
example, pharmaceutical grades of mannitol, lactose, starch, magnesium
stearate, sodium saccharin cellulose, magnesium carbonate. The
pharmaceutical compositions may be a tablet, a capsule, a pill, a solution, a
suspension, a syrup, a dried oral supplement, a wet oral supplement.
Preferably, for humans the pharmaceutical compositions according to
the present invention can comprise an amount of the primary composition as
described above, for a daily administration, so that the lycopene amount

ranges from about 0.01 mg to 100 mg. When administered daily to pets, the
lycopene amount can range from about 0.01 mg to 100 mg.
It will be appreciated that the skilled person will, based on his own
knowledge, select the appropriate components and galenical form to target
the active compound to the tissue of interest, e.g. the skin, colon, stomach,
kidney or liver, taking into account the route of administration which may be
by way of injection, topical application, intranasal administration,
administration by implanted or transdermal sustained release systems, and
the like.
In another embodiment, the present invention provides a cosmetic
composition comprising the primary composition described above. It may be
formulated in lotions, shampoos, creams, sun-screens, after-sun creams,
anti-aging creams and/or ointments, for example. Preferably, the content of
primary composition can be between 10-10% and 10% by weight of the
cosmetic compositions. More preferably, the cosmetic compositions comprise
between 10-8% and 5% by weight of lycopene. The cosmetic compositions
that can be used topically can additionally comprise a fat or an oil which can
be used in cosmetics such as, for example, those mentioned in the CTFA
work, Cosmetic Ingredients Handbook, Washington.
The cosmetic compositions of the present invention can also include
any other suitable cosmetically active ingredients. The composition
additionally comprises a structuring agent and an emulsifier. Other
excipients, colorants, fragrances or opacifiers can also be added to the
cosmetic compositions. It will be appreciated that the present cosmetic
products will contain a mixture of different ingredients known to the skilled
person, ensuring a fast penetration of the objective substance into the skin
and preventing degradation thereof during storage.
It should also be understood that the concepts of the present invention

may likewise be applied as an adjuvant therapy assisting in presently used
medications. Because the primary compounds of the present invention may
easily be administered together with food material, special clinical food may
be applied containing a high amount of the primary compositions. It should
be clear that on reading the present specification together with the appending
claims the skilled person will envisage a variety of different alternatives to the
alternative embodiments mentioned herein.
The present invention additionally relates to the use of the primary
composition, or the oral composition or the cosmetic composition
described above for the preparation of a product intended to protect the
tissues of the skin against aging, in particular for inhibiting damage to the
skin and/or mucous membranes by inhibiting collagenases and enhancing
the synthesis of collagen. In fact, the use of the primary composition as
described above, for example, makes it possible to enhance the
bioavailability of the lycopene compound in the body and to slow down the
aging of the skin. The primary compositions may also be useful in the
prevention or treatment of sensible, dry or reactive skins, or for improving
skin density or firmness, for ameliorating skin photoprotection, for
preventing or treating cardiovascular diseases or disorders and cancers.
They have also particular benefits on hair and coat of pet animals, such as
an improved hair or coat density, fibre diameter, colour, oilness,
glossiness and a help to prevent hair or coat loss.
The positive effects of the primary composition of the present
invention on the skin of humans or pets can be measured by using
conventional methods such as, for example, minimal erythemal dose
(MED), colorimetry, transepidermal water loss, DNA repair, measure of
interleukins and proteoglycans production, or collagenase activity, barrier
function or cell renewal or ultrasonic echography.

EXAMPLES
Example 1: Study of the stability of lycopene isomers
The stability of lycopene isomers was evaluated both in an organic
solvent and in a tomato extract.
Materials
Lycopene-rich tomato oleoresin has been obtained from Indena s.p.a.
(Milan, Italy). Its total lycopene content amounted to 9.1%, of which the
all-E and the 5-Z isomers represented 93.5% and 6.5%, respectively. Two
isomerized oleoresins were prepared by heating a suspension of tomato
oleoresin in ethyl acetate (1:10 w/w) either for 1 h or for 48 h. After cooling at
room temperature, the suspensions were centrifuged and ethyl acetate in the
recovered supernatants was removed by distillation under reduced pressure.
Di-t-butyl-hydroxy-toluene (BHT) and N-ethyldiisopropylamine were
from Fluka AG. All solvents were HPLC grade and were used without
purification.
Isolation of pure lycopene isomers
Pure 5-Z, 9-Z, 13-Z and all-E lycopene were isolated from isomerised
tomato oleoresin (submitted to 1 hour heating), by collecting the fractions
containing the corresponding peaks after HPLC separation (see below the
experimental conditions). Peaks were collected during two consecutive HPLC
runs and the corresponding fractions were pooled.
Lycopene analysis
Amount of total lycopene was determined by reverse phase HPLC on a
C18 precolumn (ODS Hypersil, 5 μm, 20 x 4 mm; Hewlett Packard, Geneva,
Switzerland) and a C18 column (Nova pak, 3.9 μm i.d. x 300 mm length,
Millipore, Volketswil, Switzerland). The separation was achieved at room
temperature under isocratic conditions with a mobile phase consisting of
acetonitrile/tetrahydrofuran/methanol/ammonium acetate 1%

(533.5:193.6:53.7:28, wt/wt/wt/wt). The mobile phase flow rate was
1.5mL/min.
Lycopene isomer profiles were determined by normal phase HPLC
according to the method described by Schierle et al. (Schierle, J., Bretzel,
W., Buhler, I., Faccin, N., Hess, D., Steiner, K., Schuep, W. (1997). Food.
Chem. 59: 459). Samples of isomerized oleoresins were dissolved in n-
hexane containing 50 ppm BHT and spun at maximum speed in an
Eppendorf Lab centrifuge. The resulting supematants were immediately
analyzed by HPLC. The HPLC system used was a 1100 series Hewlett-
Packard model equipped with an ultraviolet-visible photodiode array detector.
Data were simultaneously acquired at 470 nm, 464 nm, 346 nm and 294 nm.
Samples (10 ul.) were separated using a combination of three Nucleosil 300-
5 columns (4 mm internal diameter x 250 mm length, Macherey-Nagel). The
separation was achieved at room temperature under isocratic condition with
a mobile phase consisting of n-hexane with 0.15% N-ethyldiisopropylamine.
Flow rate was 0.8 mL/min. Lycopene Z-isomers were identified according to
literature data.
Amounts of lycopene isomers were calculated based on surface areas
of the HPLC peaks using the same extinction coefficient as the all-E
lycopene. Therefore, the lycopene concentration in products containing Z-
isomers is slightly underestimated since it is recognized that the extinction
coefficients of Z-isomers are lower than that of the all-E isomer.
Conditions for stability tests
Stability of lycopene isomers was investigated both in n-hexane and in
a tomato oleoresin isomerized by 4 hour heating in ethyl acetate. For this
purpose, pure lycopene isomers were stored for 33 days in n-hexane at room
temperature and in the absence of light, and the isomerized tomato oleoresin
was kept for 55 days at room temperature in the absence of light. Total

lycopene concentration and lycopene isomer profiles were measured at
various time intervals during the storage.
Results
Stability of lycopene isomers in n-hexane
Results of the stability test of pure lycopene isomers during storage in
n-hexane at room temperature in the absence of light are reported Table 1.
All isomers, i.e. included the all-E isomer, underwent a geometrical
isomerization during storage. The 13-Z was the less stable isomer: whereas
less than 50% of 5-Z, 9-Z and all-E lycopene were transformed after 33 day
storage, more than 80% of 13-Z lycopene was converted into other isomers
during this period of time. Also, the transformation pathway was different for
the 13-Z lycopene compared to the other Z-isomers: while the 13-Z isomer
was mainly converted into the all-E isomer, the 5-Z and 9-Z isomers were
principally transformed into other Z-isomers during storage in n-hexane.
Table 1: Stability of pure lycopene isomers in n-hexane during storage
at room temperature



Stability of lycopene isomers in tomato oleoresin
Results of the stability test of lycopene isomers in a tomato oleoresin
heated for 48 hours in ethyl acetate are reported in Table 2.
Table 2: Stability of lycopene isomers in isomerized tomato oleoresin
during storage at room temperature (n = 2).

Total lycopene content was stable during storage at room temperature.
However, the lycopene isomer profile markedly changed with a decrease of
13-Z lycopene content and an increase of the all-E lycopene. The content of
9-Z and 5-Z lycopene remained stable during the storage period.

Conclusion
Both stability tests have shown that the 13-Z lycopene was much less
stable than either the 5-Z, or the 9-Z, or the all-E isomers. Consequently, an
isomerized tomato oleoresin with a low level of 13-Z lycopene should exhibit
a good stability of its lycopene isomer profile.
Example 2: Isomerized tomato oleoresin with increased bioavailability
Objective:
The objective of the present work was to investigate the bioavailability
of various Z-lycopene isomers in humans. To elucidate the bioavailability of
specific Z-lycopene isomer in human, tomato oleoresins have been enriched
in different Z-lycopene isomers reaching about 60% of the content of total
lycopene i.e. one rich in 5-Z lycopene, another one rich in 13-Z lycopene and
the last one rich in a mixture of 9-Z lycopene and 13-Z lycopene.
Material and Method
Subject
Thirty healthy men were enrolled in the study. The inclusion criteria
were that the subjects should be nonvegetarians and nonsmokers and that
they have no metabolic disorders such as diabete; hypertension; renal,
hepatic, or pancreatic disease; or ulcers. Subjects were normolipidemic, i.e.
they had a ratio of plasma cholesterol to HDL cholesterol triacylglycerol (TAG) concentrations amount of blood that was drawn during the study, subjects were required to
have a blood hemoglobin concentration > 13 g/dL. Subjects were excluded
from the study if they used cholesterol-altering medication or hypolidemic
treatment or vitamin and mineral supplements from 3 months before the start
of the study until the completion of the study or had had major
gastrointestinal surgery; exercised intensively, such as running marathons;
and consumed daily > 2 glasses of wine (3 dL), > 2 beers (3 dL), or > 1 glass

(shot glass) of hard liquor. Twenty-seven of the 30 volunteers completed the
4 post-prandial tests. Three volunteers abandoned the trial before the end for
the following reasons: unavailability, medical treatment related to an eye
injury, nausea related to the consumption of fatty meals. Subjects were 24 ±
1 y old with a body weight of 70 ± 1 kg and body mass index (BMI) of 22.5 ±
0.3 kg/cm2.
The protocol was approved by the ethical committee of Marseille
(Marseille, France). Subjects received information on the background and
design of the study and gave written informed consent before participation.
They were free to withdraw from the study at any time.
Study design
This was a double-blind, randomized, 4-periods, 4-treatments cross-
over clinical trial with a washout period of 3 weeks minimum. After an
overnight fast, subjects arrived at the Clinical Pharmacology and Therapeutic
Trial Center of University of Marseille and consumed a standard meal
consisting of 25 mg lycopene incorporated in 40 g peanut oil that was mixed
with 70 g wheat semolina (cooked with 200 mL tap water). In addition, they
consumed 40 g bread, 60 g cooked egg whites, a 125 g yoghurt containing 5
g of white sugar and drank 330 mL of water (Aquarel, Nestle). This standard
meal provided 842 kcal (3520 kJ) with the following nutrient composition:
protein (11.7%), carbohydrates (39.3%) and lipids (49.0%). This meal was
consumed within 15 min. No other food was allowed over the subsequent 6
h, but subjects were allowed to drink up to a bottled water (330 ml) during the
last 3h post-absorption (Aquarel, Nestle).
Lycopene supplements
Four different tomato products were tested providing each one 25 mg
of total lycopene. They consisted of:
• Tomato paste (Thorny, Switzerland) containing lycopene mostly in

all-E configuration
• Tomato oleoresin enriched in 5-Z lycopene
• Tomato oleoresin enriched with 13-Z lycopene
Tomato oleoresin enriched with a mixture of 9-Z and 13-Z lycopene
Table 3 presents the lycopene content as well as the lycopene isomer
profile of these four tomato products.
Table 3: Total lycopene as well as all-E and sum of Z-lycopene
isomers in the four tomato products

• unidentified lycopene isomers is a pool of unknown lycopene isomers
calculated from the corresponding peak areas in the HPLC chromatogram.
Collection of blood samples
Fasting blood was drawn from an anticubital vein by venipuncture into
an evacuated tube containing potassium EDTA/K3 that was immediately
placed in an ice-water bath and covered with an aluminium foil to avoid light
exposure. Fasting blood samples were collected before i.e. 20 minutes and 5
minutes before consumption of the standard meal as well as 2h, 3h, 4h, 5h,
6h post-absorption. The tube containing the blood was protected from light,
stored at 4°C and then centrifuged within 2h (10 min, 4°C, 2.800 rpm) to
separate the plasma. A cocktail of inhibitors (10 μL/mL) was added (Cardin et
al., Degradation of apolipoprotein B-100 of human plasma low density
lipoproteins by tissue and plasma kallikreins, Bio Chem 1984; 259:8522-8.).
Isolation of plasma triglyceride-rich lipoproteins (TRL)

After consumption of a fatty meal, dietary lipophilic molecules are
incorporated into chylomicrons, which are secreted into blood. Lipoproteins
are separated by ultracentrifugation methodology based on their density. Due
to the quite similar density of chylomicrons (0.95 g/ml) and VLDL
(1.006 g/ml), it is not possible to separate one from the other and they are
collected altogether in a fraction called triglyceride-rich lipoproteins (TRL).
However, in the post-prandial state, this plasma TRL fraction contains mainly
chylomicrons secreted from the intestine, which is a good assessment of the
intestinal bioavailability.
Triglyceride-rich lipoproteins (TRL) containing mainly chylomicrons
with little amount of VLDL were immediately isolated by ultracentrifugation as
follows: 6 mL of plasma were overlaid with a 0.9% NaCI solution and
ultracentrifuged for 28 min at 32.000 rpm, at 10°C in a SW41TI rotor
(Beckman), in a L7 ultracentrifuge (Beckman). Immediately after
centrifugation, the TRL were aliquoted and stored at -80°C before analytical
determinations. Lycopene analyses were performed within 10 days, and
triacylglycerol analyses within 30 days.
Analytical determination
Triglycerides were assayed by an enzymatic and colorimetric method
using a commercial kit (Kit Bio-Merieux).
Total lycopene and lycopene isomer profiles were determined by
reverse phase and normal phase HPLC method, respectively (M. Richelle,
K. Bortlik, S. Liardet, C. Hager, P. Lambelet, L.A. Applegate, E.A. Offord,
J. Nutr. (2002) 132, 404-408.). Total lycopene content was calculated as the
sum of the 5-Z, 9-Z, 13-Z, x-Z and all-E-lycopene isomers. Lycopene isomer
was quantified using the extinction coefficient of all-E lycopene since the
exact value for all individual Z-lycopene is still unknown. Profile of lycopene
isomers is determined by the ratio of individual lycopene isomer to total

lycopene expressed in percentage.
Statistical analysis
Lycopene bioavailability was assessed by measuring the area under
the lycopene concentration in TRL- time curve (AUC). This area was
calculated over the 0-6 hour period using the trapezoidal method (AUC(0-
6h)). Data are presented as mean ± SEM. The baseline concentration was
the average of the concentrations measured in the two plasma samples
collected before consumption of the standard meal containing 25 mg
lycopene from the tomato matrix. For each subject and each lycopene
treatment, calculation of the AUC(0-6h) was performed by subtracting the
baseline concentration from the concentration value measured at each time
point post-absorption. If this value was negative, it was considered as zero.
For each treatment, if the distributionof the AUC(o-6h) was normal
(Skewness and Kurtosis tests) with or without logarithmic transformation,
comparison was performed by using a linear mixed model with treatment as
fixed effect and subject as random effect.
All statistical analyses were done with SAS software (version 8.2; SAS
Institute, Cary, NC). The rejection level in statistical tests was equal to 5%.
Results
Lycopene bioavailability
Because the four tomato treatments induced a variation of the extent in
triglyceride secretion, lycopene bioavailability has been normalized using
triglyceride absorption (AUC(o-6h))-
Normalized lycopene bioavailability was markedly different between
the four tomato treatments (Figure).
Surprisingly, lycopene was better bioavailable, by about two times,
from tomato oleoresin rich in 5-Z lycopene than from the other three
treatments, i.e tomato paste, tomato oleoresin rich in 13-Z lycopene as well

as tomato oleoresin rich in a mixture of 13-Z and 9-Z lycopene (p (Figure).
While lycopene was similarly bioavailable from tomato paste as from
the mixture of 13-Z and 9-Z tomato oleoresin.
Lycopene present in 13-Z tomato oleoresin exhibited a slight but
significant lower bioavailability (p Conclusion
These results indicate that the configuration of the lycopene molecule
affects markedly the trafficking of lycopene within the gastrointestinal tract
and in consequence the amount of lycopene that is absorbed. Lycopene
bioavailability from tomato extract rich in 5-Z lycopene is about double than
that from tomato paste. In contrast, lycopene present in tomato extract rich in
a mixture of 9-Z and 13-Z lycopene is similarly bioavailable to that present in
tomato paste while tomato oleoresin rich in 13-Z lycopene presents a slightly
less bioavailable lycopene. Several authors have already pointed out that the
presence of Z-lycopene in a tomato product is associated with an increase of
lycopene bioavailability. This is the first study demonstrating that the
enhancement of lycopene bioavailability is specifically related to lycopene
configuration, i.e. 5-Z lycopene > 9-Z lycopene > 13-Z lycopene.
Example 3: Extraction and isomerization in ethyl acetate
52 kg of fresh tomatoes containing 100 ppm of lycopene are chopped
and homogenized. Part of the water is distilled off under reduced pressure to
obtain 18 kg of tomato concentrate. This is extracted with 36 I of
watersaturated ethyl acetate; during extraction, the mixture is kept at room
temperature shielded from light and under stirring for 2 hours. The extract is
then separated from the tomato concentrate. The above described procedure
is repeated twice on such tomato concentrate, totally using 108 I of solvent.
The combined extracts are washed in a separatory funnel with 27 I of water.

The aqueous phase is then discarded while the organic phase is
concentrated under reduced pressure to obtain a suspension with 10% w/v
dry residue; the dry residue has a total lycopene content of 9.1% w/w and a Z
isomer content of 0.46% w/w. This mixture is refluxed (76°C) under stirring
for 7 days before being concentrated to dryness under reduced pressure.
46.8 g of final extract with a total lycopene content of 9% w/w and a Z
isomer content of 5.59% w/w are obtained; in particular, the E isomer content
is 3.41% w/w and the 13-Z isomer content is 0.16% w/w. The HPLC profile of
the extract is reported in the Figure.
Example 4: Extraction and isomerization in hexane
10 kg of fresh tomatoes containing 140 ppm of lycopene are chopped
and homogenized. Part of the water is distilled off under reduced pressure to
obtain 2.5 kg of tomato concentrate, which is extracted with 12.5 I of hexane.
During extraction, the mixture is kept at room temperature shielded from light
and under stirring for 2 hours. The extract is then separated from the tomato
concentrate. The above described procedure is repeated once on such
tomato concentrate, totally using 25 I of solvent. The extracts are combined
and concentrated under reduced pressure to obtain a solution with 10% w/v
dry residue; the dry residue has a total lycopene content of 9.1% w/w and a Z
isomer content of 0.46% w/w. This mixture is refluxed (69°C) under stirring
for 6 days before being concentrated to dryness under reduced pressure.
16.5 g of final extract with total lycopene content of 9.1% w/w and Z isomer
content of 5.62% w/w are obtained; in particular, the E isomer content is
3.38% w/w and the 13-Z isomer content is 0.18% w/w.
Example 5: Isomerization in butanol
10 kg of fresh tomatoes containing 90 ppm of lycopene are chopped
and homogenized. Part of the water is distilled off under reduced pressure to
obtain 3.4 kg of tomato concentrate, which is extracted with 7 I of

water-saturated ethyl acetate. During extraction, the mixture is kept at room
temperature shielded from light and under stirring for 2 hours. The extract is
then separated from the tomato concentrate. The above described procedure
is repeated twice on such tomato concentrate, totally using 21 I of solvent.
The combined extracts are washed in a separatory funnel with 5.3 I of water.
The aqueous phase is then discarded while the organic phase is
concentrated to dryness under reduced pressure. The dry residue (9.8 g),
which has a total lycopene content of 7.8% w/w and a Z-isomer content of
0.40% w/w, is suspended in 98 ml of n-butanol. The mixture is kept at 130°C
under stirring for 4 hours before being concentrated to dryness under
reduced pressure. 9.8 g of final extract with a total lycopene content of
6.35% w/w and a Z-isomer content of 4.50% w/w are obtained; in particular,
the E-isomer content is 1.85% w/w and the 13-Z isomer content is 0.47%
w/w.
Example 6: Isomerization on Solid Catalysts
Materials
Lycopene-rich tomato oleoresin has been obtained from Indena s.p.a.
(Milan, Italy). Its total lycopene content amounted to 9.1%, of which the
all-E and the 5-Z isomers represented 93.5% and 6.5%, respectively.
Methods
A suspension of tomato oleoresin in acetyl acetate (1:100 w/w) was
filtered and incubated with 5% of solid catalyst under constant stirring at
room temperature for 2h. The mixture was centrifuged at maximum speed in
an Eppendorf Lab centrifuge and an aliquot of supernatant evaporated under
N2 and re-suspended in n-hexane/BHT.
Lycopene analysis
Amount of total lycopene and lycopene isomer profiles were
determined by reverse phase and normal phase HPLC, respectively, under



the analytical conditions described in example 1.
Results
Lycopene isomer profiles measured in tomato oleoresin isomerised for
2 h at room temperature using solid catalysts are reported in Table 4.
5 Table 4 Lycopene isomer profiles in tomato oleoresins isomerised
using solid catalysts

* unknown lycopene isomers
Lycopene was efficiently isomerised during 2 h reaction in ethyl
10 acetate at room temperature in the presence of either Tonsil Optimum or
Amberlyst 15. With both catalysts a large fraction of lycopene all-E isomer
was converted into Z-isomers. Among the identified lycopene isomers, the 5-
Z was majoritairement formed, followed by the 9-Z and the 13-Z,
respectively; thus, concentration of the 13-Z isomer was, thus, below 10% in
15 the isomerised tomato oleoresins.

CLAIMS
1. A method of manufacturing a stable composition enriched in cis-
lycopene (Z isomers) by prolonged heating in solvent of lycopene containing
materials.
2. The method of claim 1 in which the lycopene-containing material
consists of tomatoes, parts of tomatoes, derivatives thereof or tomato
extracts in solvents.
3. The method of claim 1 wherein the solvent is a C3-C10 aliphatic
hydrocarbon, a C1-C3 chlorinated solvent, a C3-C6 ester, a C3-C8 ketone or
a C1-C8 alcohol.
4. The method of claim 3 wherein the solvent is selected from hexane,
carbon tetrachloride, ethyl acetate, acetone, butanol.
5. The method of claims 1 wherein the heating temperature ranges from
50 to 150°C.
6. The method of claims 1 wherein the heating time ranges from 4 to
240 h.

The present invention relates to a method of manufacturing a stable composition enriched in cis-lycopene (z-isomers)
by prolonged heating in solvents of tomatoes, parts of tomatoes, derivative thereof or tomato extracts in solvents.

Documents:

498-KOLNP-2009-(07-11-2014)-AMANDED CLAIMS.pdf

498-KOLNP-2009-(07-11-2014)-ANNEXURE TO FORM 3.pdf

498-KOLNP-2009-(07-11-2014)-CORRESPONDENCE.pdf

498-KOLNP-2009-(07-11-2014)-OTHERS.pdf

498-KOLNP-2009--(02-07-2014)-ABSTRACT.pdf

498-KOLNP-2009--(02-07-2014)-CLAIMS.pdf

498-KOLNP-2009--(02-07-2014)-CORRESPONDENCE.pdf

498-KOLNP-2009--(02-07-2014)-DESCRIPTION.pdf

498-KOLNP-2009--(02-07-2014)-DRAWINGS.pdf

498-KOLNP-2009--(02-07-2014)-FORM-1.pdf

498-KOLNP-2009--(02-07-2014)-FORM-2.pdf

498-KOLNP-2009--(02-07-2014)-FORM-3.pdf

498-KOLNP-2009--(02-07-2014)-FORM-5.pdf

498-KOLNP-2009--(02-07-2014)-OTHERS.pdf

498-KOLNP-2009--(02-07-2014)-PA.pdf

498-KOLNP-2009--(02-07-2014)-PETITION UNDER RULE 137.pdf

498-kolnp-2009-abstract.pdf

498-KOLNP-2009-ASSIGNMENT.pdf

498-kolnp-2009-claims.pdf

498-KOLNP-2009-CORRESPONDENCE-1.1.pdf

498-KOLNP-2009-CORRESPONDENCE-1.2.pdf

498-kolnp-2009-correspondence.pdf

498-kolnp-2009-description (complete).pdf

498-kolnp-2009-drawings.pdf

498-kolnp-2009-form 1.pdf

498-KOLNP-2009-FORM 18.pdf

498-KOLNP-2009-FORM 3-1.1.pdf

498-kolnp-2009-form 3.pdf

498-kolnp-2009-form 5.pdf

498-kolnp-2009-gpa.pdf

498-kolnp-2009-international preliminary examination report.pdf

498-kolnp-2009-international publication.pdf

498-kolnp-2009-international search report.pdf

498-kolnp-2009-pct priority document notification.pdf

498-kolnp-2009-pct request form.pdf

498-kolnp-2009-specification.pdf

abstract-498-kolnp-2009.jpg


Patent Number 265569
Indian Patent Application Number 498/KOLNP/2009
PG Journal Number 10/2015
Publication Date 06-Mar-2015
Grant Date 27-Feb-2015
Date of Filing 05-Feb-2009
Name of Patentee INDENA S. P. A.
Applicant Address VIALE ORTLES, 12, I-20139 MILANO
Inventors:
# Inventor's Name Inventor's Address
1 FRANCESCHI, FEDERICO VIALE ORTLES, 12, I-20139 MILANO
2 GIORI, ANDREA VIALE ORTLES, 12, I-20139 MILANO
PCT International Classification Number A23L 1/275, A61P43/00
PCT International Application Number PCT/EP2007/006747
PCT International Filing date 2007-07-30
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 06016475.3 2006-08-08 EUROPEAN UNION