Title of Invention

A CARRIER COMPRISING ONE OR MORE DI AND/OR MONO-(ELECTRON TRANSFER AGENT) PHOSPHATE DERIVATIVES OR COMPLEXES THEREOF

Abstract The invention relates to a carrier for administering biologically active compounds comprising one or more C1-C4 alcohols, polyols and polymers thereof, water and one or more di and/or mono-(electron transfer agent) phosphate derivatives or complexes thereof. The carrier may be used in administering biologically active compounds, in particular Pharmaceuticals including cosmetic agents.
Full Text WO 2006/133506 PCT/AU2006/000839
A carrier comprising one or more di and/or mono-(electron transfer agent) phosphate
derivatives or complexes thereof
Field
The invention relates to a carrier for use in
administering biologically active compounds and
formulations containing biologically active compounds and
the carrier. The carrier assists in improving the
efficacy, transport and delivery of the biologically
active compounds, in particular Pharmaceuticals including
cosmetic agents.
Background
In this specification where a document, act or item
of knowledge is referred to or discussed, this reference
or discussion is not an admission that the document, act
or item of knowledge or any combination thereof was at the
priority date, publicly available, known to the public,
part of common general knowledge; or known to be relevant
to an attempt to solve any problem with which this
specification is concerned.
The major objective in pharmaceutical delivery is to
obtain an appropriate biological effect at a desired site
of action. The choice of formulation can be critical to
the efficacy of a pharmaceutical since the bioactivity of
a pharmaceutical will be sub-optimal if it does not
possess the correct physiochemical properties to allow
release from the formulation at the target site of action.
Enteral delivery involves administering the
pharmaceutical via the GI tract where the pharmaceutical
is absorbed and distributed via the bloodstream to the
target site of action. For example, Pharmaceuticals
delivered orally are absorbed through the intestine.
The chemical environment of the GI tract is also
important to external pharmaceutical delivery. The
pharmaceutical must be in a form which is stable at the
different pH of the various parts of the GI tract. If the
pharmaceutical forms a non-absorbable complex or is
degraded chemically or enzymatically then this will

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decrease absorption. The pharmaceutical must also be in
solution in the GI fluids to be absorbed. Sedimentation
of the pharmaceutical involves the pharmaceutical forming
solid particles and thus leaving the solution. Adsorption
onto luminal solid particles involves solids adsorbing the
pharmaceutical; that is, removing the pharmaceutical from
solution. Both sedimentation and adsorption decrease
absorption of the pharmaceutical. In many cases,
degradation and complexation can be circumvented, or at
least minimized, by chemical or formulation approaches so
that they do not present a limitation to pharmaceutical
uptake.
Further, if a pharmaceutical is absorbed through the
intestinal or stomach wall, it then must pass through the
liver. The liver is designed to eliminate foreign
compounds from the body. As a result, a significant
proportion of the pharmaceutical (for example, 40-50%) may
be metabolised and excreted before its reaches the
bloodstream. It is possible to reduce the effect of the
liver on enteral administration by having the
pharmaceutical absorbed through the lining of the mouth
(bucchal / sublingual) or the lining of the rectum
(suppositories), however these routes are not always
appropriate.
Attempts to improve the bioavailability of enterally
administered Pharmaceuticals involve either the formation
of prodrugs, for example morphine sulphate or the use of
excipients which improve absorption.
Topical delivery involves administering the
pharmaceutical to a membrane of the body where the
pharmaceutical is absorbed and distributed. For example,
Pharmaceuticals delivered transdermally are absorbed
through the skin.
The skin is the largest organ of the body, which
functions to protect the internal organs from external
chemical, physical and pathological hazards. Normal skin
is divided into three layers: the epidermis, the dermis,

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and subcutaneous tissue. The outer cornified layer of the
epidermis, the stratum corneum, possesses properties of
strength, flexibility, high electrical impedance and
dryness that retards penetration and proliferation of
micro-organisms. The stratum corneum is also the
principle barrier to transdermal pharmaceutical
absorption. There is a layer of sebum protecting the skin
which is considered to be a barrier to all aqueous based
pharmaceutical formulations.
When travelling through the skin, a diffusing
pharmaceutical molecule has three potential routes of
entry to the deeper skin layers: the intercellular route,
the transcellular route, and the transappendageal route.
While shunt diffusion of electrolytes and large molecules
through appendages may be significant, the relatively
small area available for transport (0.1% of skin surface)
means this route has a negligible contribution to steady
state pharmaceutical flux. The main route for the
permeation of the majority of molecules is commonly
believed to be the intercellular route, and hence many
enhancing techniques are aimed at disrupting the strong
"brick and mortar" construction of the strata corneum.
Current theories regarding the transport route point to
two possible mechanisms: (i) passive transcellular and
(ii) intracellular epidermal transport.
Pharmaceuticals are topically applied to the skin in
a number of ways including ointments, patches, solutions,
subcutaneous depots, poultices, plasters and transdermal
delivery devices.
Interest in transdermal pharmaceutical delivery may
be increasing but some fundamental limitations restrict
broader application of the technology. The main
limitation to the use of transdermal delivery is the rate
of transport of the pharmaceutical through the skin.
Not every pharmaceutical can be administered
transdermally at a rate sufficiently high enough to
achieve blood levels that are therapeutically beneficial

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for systemic medication. Pharmaceuticals with similar
molecular weights and sizes for example may absorb across
the skin at different rates. Fentanyl for example
permeates the skin at 2 mg/cm2/hr compared to ephedrine at
200 mg/cm2/hr. The large size of a transdermal delivery
system required for fentanyl would therefore be neither
practical nor economical despite the advantages of the
administration route.
Skin enhancers and various formulation techniques
have been developed to improve pharmaceutical absorption
through the skin. Skin enhancers can include compounds
like capric acid, oleic acid, azone, decylmethyl sulfoxide
and hydroxy cinnamates that typically function to modify
structure especially of the stratum corneum by dissolving
the lipid matrix to improve permeability of
Pharmaceuticals. Dermal absorption of progesterone for
example increases by 143% when the stratum corneum is
delipidized. The enhancement increases to 843% when the
stratum corneum is totally eliminated. With such
aggressive modification, commonly reported problems with
repeated use of such systems are therefore evident,
including contact dermatitis, reddening of the skin,
itching and burning that requires movement of the patch,
or application of the pharmaceutical, around the body to
prevent local irritation. The reddening is said to
disappear within hours of removing the patch. But concern
has been raised with respect to long term risk and safety
with use of this type of transdermal delivery systems,
mainly because increased pharmaceutical permeability is
achieved at the cost of damaging a fundamentally important
protective layer of the skin.
There is a need for formulations which further
improve the bioavailability of biologically active
compounds.

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Summary
It has been found that the efficacy, transport and
delivery of biologically active compounds can be increased
if they are administered in a carrier comprising one or
more C1-C4 alcohols, polyols and polymers thereof, water
and one or more di- and/or mono-(electron transfer agent)
phosphate derivatives or complexes thereof.
According to a first aspect of the invention, there
is provided a carrier for administering biologically
active compounds comprising one or more C1-C4 alcohols,
polyols and polymers thereof, water and one or more di-
and/or mono-(electron transfer agent) phosphate
derivatives or complexes thereof.
The present invention also provides use of one or
more C1-C4 alcohols, polyols and polymers thereof, water
and one or more di- and/or mono-(electron transfer agent)
phosphate derivatives or complexes thereof in the
manufacture of a carrier for administering biologically
active compounds.
There is also provided a process for the preparation
of the carrier defined above which comprises the steps of:
(a) combining one or more di- and/or mono-
electron transfer agent) phosphate
derivatives or complexes thereof with one
or more C1-4 alcohols, polyols or polymers
thereof; and
(b) adding water to the combination of step
(a).
It will be understood that the carrier may be
prepared from or the reaction product of the alcohol,
water and electron transfer agent phosphate derivatives or
complexes thereof. Under these circumstances, the
alcohol, water and electron transfer agent phosphate
derivatives or complexes thereof may interact and be
present in modified forms.
Preferably, the C1-C4 alcohol is ethanol.

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The carrier preferably contains one or more di-
(electron transfer agent) phosphate derivatives or a
combination of one or more di-(electron transfer agent)
phosphate derivatives and one or more mono- (electron
transfer agent) phosphate derivatives.
It will be understood that the term "di- and/or mono-
electron transfer agent) phosphate derivative" refers to
phosphate esters of electron transfer agents in which the
phosphate may be ortho-phosphate or pyro-phosphate di- or
mono- substituted with electron transfer agents.
In one embodiment, the di-(electron transfer agent)
phosphate derivative is selected from the group consisting
of di-tocopheryl phosphate derivatives, di-tocopheryl di-
phosphate derivatives, di-tocotrienol phosphate
derivatives and mixtures thereof. Preferably, the di-
(electron transfer agent) phosphate derivative is di-
tocopheryl phosphate.
The mono-(electron transfer agent) phosphate
derivative is preferably selected from the group
consisting of mono-tocopheryl phosphate derivatives, mono-
tocopheryl di-phosphate derivatives, mono-tocotrienyl
phosphate and mixtures thereof.
In one preferred embodiment, the formulation is
prepared using at least one of di-tocopheryl phosphate,
di-tocopheryl di-phosphate and di-tocotrienol phosphate.
In another preferred embodiment, the formulation is
prepared using a combination of at least one of mono-
tocopheryl phosphate, mono-tocopheryl di-phosphate and
mono-tocotrienyl phosphate with at least one of di-
tocopheryl phosphate, di-tocopheryl diphosphate and di-
tocotrienyl phosphate.
When the formulation contains a combination of mono-
tocopheryl phosphate and di-tocopheryl phosphate, these
compounds may be present in one or more of their alpha,
beta, gamma and delta forms, preferably alpha and gamma
forms.

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The ratio of mono-tocopheryl phosphate to di-
tocopheryl phosphate is preferably 4-.1 to 1:4, more
preferably 2:1.
The present invention further provides a formulation
comprising a biologically active compound and a -carrier
comprising one or more C1-C4 alcohols, polyols and polymers
thereof, water and one or more di- and/or mono-(electron
transfer agent) phosphate derivatives or complexes
thereof.
The present invention still further provides a method
for preparing the formulation defined above comprising the
step of combining a biologically active compound with a
carrier comprising one or more C1-C4 alcohols, polyols and
polymers thereof, water and one or more di- and/or mono-
(electron transfer agent) phosphate derivatives or
complexes thereof.
Further according to the present invention there is
provided a method for administering biologically active
compounds which comprises the step of combining the
biologically active compound with a carrier comprising one
or more C1-C4 alcohols, polyols and polymers thereof, water
and one or more di- and/or mono-(electron transfer agent)
phosphate derivatives or complexes thereof.
The carrier may be in the form of vesicles. The
biologically active compound may be at least partially
encapsulated by the vesicles. While not wishing to be
bound by theory, it is believed that the formation of
vesicles with controlled malleability enables the
formulation to traverse intercellular pathways and deliver
the biologically active compound intracellularly to target
cells or into the systemic circulation. The di- and/or
mono- (electron transfer agent) phosphate derivatives
assist in countering any inflammation caused by
administration of the formulation.
Detailed description

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The carrier of the present invention contains one or
more C1-C4 alcohols, polyols and polymers thereof, water
and one or more di- and/or mono-(electron transfer agent)
phosphate derivatives or complexes thereof. Preferably,
the amount of water present is in the range of 50 to 99%,
more preferably 60 to 95%, most preferably 70 to 90%.
The carrier is then combined with a biologically
active compound to form a formulation.
Alcohol
The term "C1-C4 alcohol" refers to alcohols having 1
to 4 carbon atoms such as C1-4 alkanols, for example,
methanol, ethanol, propanol isopropanol or butanol.
Polyols and polymers of C1-4 alcohols include glycols such
as propylene glycol or polyethylene glycol, for example
PEG400. Combinations of alcohols may also be used.
Ethanol is preferred.
The amount of C1-C4 alcohol present is preferably in
the range of 0.5 to 50%, more preferably 5 to 4 0%, most
preferably 10 to 30%.
Electron transfer agent phosphate derivative
The term "electron transfer agent" refers to an agent
which may be phosphorylated and which (in the non-
phosphorylated form) can accept an electron to generate a
relatively stable molecular radical or accept two
electrons to allow the agent to participate in a
reversible redox system. Examples of electron transfer
agents that may be phosphorylated include hydroxy chromans
such as alpha, beta, gamma and delta tocols in
enantiomeric and racemic forms; quinols being the reduced
forms of electron transfer agent K1 and ubiquinone;
hydroxy carotenoids such as retinol; calciferol and
ascorbic acid. Preferably, the electron transfer agent is
selected from the group consisting of tocols, retinol,
quinols being the reduced form of electron transfer agent
Kl and mixtures thereof.

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More preferably, the electron transfer agent is a
tocol such as tocopherol or tocotrienol. The tocols
include all isomers of derivatives of 6:hydroxy 2:methyl
chroman having the formula (I) below including the oc-5:7:8
tri-methyl; β-5:8 di-methyl; γ-7:8 di-methyl; and δ 8
methyl derivatives.

in which
R1, R2 and R3 are independently selected from the
group consisting of hydrogen and C1-4 alkyl, preferably
methyl.
In the tocopherols, R4 is 4:8:12 tri-methyl tridecane
and the 2, 4, and 8 positions (see *) may be stereoisomers
with R or S activity or racemic. In the tocotrienols, R4
is 4:8:12 tri-methyl trideca-3:7:11 triene and the 2
position may be stereoisomers with R or S activity or
racemic. Most preferably, the electron transfer agent is
α-tocopherol or tocotrienol.
The term "phosphate derivative" refers to the acid
forms of phosphorylated electron transfer agents, salts of
the phosphates including metal salts such as alkali or
alkaline earth metal salts for example sodium, magnesium,
potassium and calcium salts and any other derivative in
which the phosphate proton is replaced by other
substituents such as C1-C4 alkyl groups or phosphatidyl
groups.

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In some situations, it may be necessary to use a
phosphate derivative such as a phosphatide. Phosphatidyl
derivatives are amino alkyl derivatives of organic
phosphates. These derivatives may be prepared from amines
having a structure of R5RSN (CH2)nOH in which n is an integer
of 1 to 6 and R5 and Re are independently selected from H
and C1-4 alkyl. The phosphatidyl derivatives are prepared
by displacing the hydroxyl proton of the electron transfer
agent with a phosphate entity that is then reacted with an
amine, such as ethanolamine or N,N' dimethylethanolamine.
One method of preparing the phosphatidyl derivatives
involves a basic solvent such as pyridine or triethylamine
with phosphorous oxychloride to prepare an intermediate
which is then reacted with the hydroxy group of the amine
to produce the corresponding phosphatidyl derivative, such
as P cholyl P tocopheryl dihydrogen phosphate.
The term "C1-4 alkyl" refers to straight chain,
branched chain or cyclic hydrocarbon groups having from 1
to 4 carbon atoms. Examples include methyl, ethyl,
propyl, isopropyl, butyl, isobutyl, sec-butyl, tert-butyl,
cyclopropyl and cyclobutyl.
Particularly preferred electron transfer agent
phosphate derivatives are di-tocopheryl phosphate
derivatives, di-tocopheryl di-phosphate derivatives, di-
tocotrienol phosphate derivatives, mono-tocopheryl
phosphate derivatives, mono-tocopheryl di-phosphate
derivatives and mono-tocotrienyl phosphate derivatives,
most preferably a combination of mono-tocopheryl phosphate
derivatives and di-tocopheryl phosphate derivatives.
It has been found that the stability of the carrier
increases as the concentration of mono-electron transfer
agent such as mono-α-tocopheryl phosphate increases. When
a combination of mono-α-tocopheryl phosphate and di-
tocopheryl phosphate is present they are preferably in a
4:1 to 1:4 ratio, more preferably a 2:1 ratio.

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The amount of electron transfer agent phosphate
derivative present is preferably in the range of up to
11%, more preferably 1 to 11%, most preferably 1 to 3%.
Complex of electron transfer agent phosphate derivative
Complexes of electron transfer agent phosphate
derivatives may also be used when additional properties
such as improved stability or deliverability are
desirable. The complex is a reaction product of one or
more electron transfer agent phosphate derivatives and one
or more complexing agents selected from the group
consisting of amphoteric surfactants, cationic
surfactants, amino acids having nitrogen functional groups
and proteins rich in these amino acids such as those
disclosed in International Patent Publication No. WO
02/4 0034, incorporated herein by reference.
The preferred complexing agents are selected from the
group consisting of amino acids such as arginine and
lysine and tertiary substituted amines such as those of
formula (II) :
NR7R8R9
(II)
in which
R7 is selected from the group consisting of C6-22 alkyl
optionally interupted by carbonyl; and
R8 and R9 are independently selected from the group
consisting of H, CH2C00X, CH2CHOHCH2SO3X, CH2CHOHCH2OPO3X,
CH2CH2COOX, CH2COOX, CH2CH2CHOHCH2SO3X or CH2CH2CHOHCH2OPO3X
in which X is H, Na, K or alkanolamine,
provided that R8 and R9 are not both H and when R7 is
RCO, then R8 NCH3 and R9 is (CH2CH2)N(C2H4OH) -H2CHOPO3 or R8
and R9 together form N (CH2) 2N(C2H4OH) CH2COO.
Preferred complexing agents include arginine, lysine
or lauryliminodipropionic acid where complexation occurs
between the alkaline nitrogen centre and the phosphoric
acid ester to form a stable complex.

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The term "C6-22 alkyl" refers to straight chain,
branched chain or cyclic hydrocarbon groups having from 6
to 22 carbon atoms, Examples include hexyl, cyclohexyl,
decyl, dodecyl, tridecyl, tetradecyl, pentadecyl,
hexadecyl, heptadecyl and octadecyl.
Biologically active compound
The term "biologically active compound" refers to
compounds having a biological effect in humans or animals
for medical, veterinary or cosmetic applications.
Biologically active compounds include Pharmaceuticals or
derivatives thereof, in particular phosphate derivatives
thereof. Pharmaceuticals include vitamins,
phytochemicals, cosmetic agents, nutraceuticals, peptides,
polypeptides, proteins or nucleic acids. It will be
appreciated that some of the biologically active compounds
can be classified in more than one of these classes.
Examples of Pharmaceuticals include but are not
limited to narcotic analgesics such as morphine,
oxycodone, and levorphanol; moderate opioid agonists such
as codeine and propoxyphene; mixed opioid agonists such as
buprenorphine and pentazocine; opioid antagonists such as
naloxone and naltrexone; non-opioid analgesics such as
acetaminophen and phenacetin; corticosteroids such as
cortisone; inhaled anaesthetics such as halothane,
enflurane; intravenous anaesthetics such as barbiturates,
benzodiazepines, opioids, neuroleptics (e.g. droperidol
with fentanyl), ketamine and propofol; local anaesthetics
such as procaine and lignocaine; antiemetics such as
scopolamine; sympathomimetic pharmaceuticals such as
adrenaline and dopamine; adrenergic agonists such as
direct-acting agonists (e.g. dobutamine and epinephrine),
indirect acting agonists (e.g. amphetamine and tyramine)
and direct and indirect (mixed action) agonists (e.g.
ephedrine and metaraminol) , adrenergic antagonists such as
alpha blockers (e.g. prazosin and phentolamine), beta
blockers (e.g. atenolol, timolol and pindolol) and drugs

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affecting neurotransmitter uptake or release (e.g.
cocaine, reserpine and guanethidine) ; anticholinergic
Pharmaceuticals such as antimuscarinic agents (e.g.
atropine and atropine phosphate), ganglionic blockers
(e.g. nicotine and mecamylamine), neuromuscular blockers
(e.g. atracurium and tubocurarine); direct cholinergic
agonists such as pilocarpine; indirect cholinergic
agonists (reversible and irreversible) such as neostigmine
and echothiophate; antiparkinson's Pharmaceuticals such as
amantadine, levodopa, tolcapone, ropinirole, selegiline
and bromocriptine; hormones and fragments thereof such as
sex hormones, human parathyroid hormone (PTH), growth
hormone and insulin; anti-diabetic Pharmaceuticals such as
insulin, glucagon-like peptides and hypoglycaemic agents
such as sulfonylureas, biguanides, α-glucosidase
inhibitors and thaiazolidinediones; anti-anginal agents
such as organic nitrates (e.g. isosorbide and
nitroglycerine), ranolazine, b-blockers and calcium
channel blockers (e.g. diltiazem, nifedipine and
verapamil); anti-anxiety and hypnotic agents such as
benzodiazepines (e.g. alprazolam and diazepam), buspirone,
hydroxyzine, zolpidem, barbiturates (e.g. phenobarbital)
and non-barbiturate sedatives (e.g. antihistamines and
chloral hydrate); psychomotor stimulants such as
amphetamine, caffeine, cocaine, theophylline and nicotine;
antidepressants such as tricyclic/polycyclic
antidepressants (e.g. amitriptyline), selective serotonin
re-uptake inhibitors (e.g fluoxetine), monoamine oxidase
inhibitors (e.g.phenelzine); neuroleptic agents such as
typical antipsychotics (e.g. phenothiazines and
butyrophenones such as chlorpromazine and haloperidol) and
atypical antipsychotics (e.g. benzisoxazoles,
dibenzodiazepines and thienobenzodiazepines such as
risperidone, clozapine and olanzapine); antiepileptics
such as carbamazepine, benzodiazepines, gapapentin,
tiagabine, topiramate, vigabatrin, lamotrigine,
ethosuximide, valproic acid, barbiturates and phenytoin;

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congestive heart-failure Pharmaceuticals such as
vasodilators, diuretics and inotropic agents (e.g. cardiac
glycosides, beta-adrenergic agonists and phosphodiesterase
inhibitors); vasodilators such as ACE inhibitors (e.g.
enalapril), hydralazine, isosorbide and minoxidil;
diuretics such as thiazide diuretics (e.g.
hydrochlorothiazide), loop diuretics (e.g.frusemide),
potassium sparing diuretics (e.g. amiloride) and carbonic
anhydrase inhibitors (e.g. acetazolamide); cardiac
glycosides such as digoxin; p-adrenergic agonists such as
dobutamine; phosphodiesterase inhibitors such as amrinone
and milrinone; antiarrythmic agents such as sodium channel
blockers (e.g. disopyramide, flecainide, lidocaine), β-
adrenoceptor blockers (e.g. metoprolol, esmolol and
propranolol) , potassium channel blockers (e.g. amiodarone
and sotalol) , calcium channel blockers (e.g. diltiazem and
verapamil), adenosine and digoxin; antihypertensive agents
such as diuretics (e.g. thiazides, loop diuretics and
potassium sparing diuretics), beta-blockers (e.g.
atenolol), ace inhibitors (e.g. enalapril and ramipril),
angiotensin II antagonists (e.g losartan), calcium channel
blockers (e.g. amlodipine, nifedipine and verapamil),
alpha-blockers (e.g. doxasozin, prazosin and terazosin)
and others such as clonidine, diazoxide and hydralazine;
platelet inhibitors such as abciximab, aspirin,
clopidrogel and tirofiban; anticoagulants such as
enoxaprin, heparin and warfarin; thrombolytic agents such
as alteplase, streptokinase and urokinase; treatments for
bleeding such as aminocaproic acid, tranexamic acid and
vitamin K; treatments for anaemia such as erythropoietin,
iron, folic acid and cyanocobalamin; thrombin inhibitors
such as lepirudin; antimicrobial agents such as agents
with activity against one or more of anaerobic organisms,
gram-positive organisms and gram-negative organisms;
antimicrobials with broad spectrum (e.g. tetracycline and
chloramphenical), narrow spectrum (e.g. isoniazid) and
extended spectrum activity (e.g. ampicillin);

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antimicrobials which inhibit metabolism (e.g. sulfonamides
and trimethoprim), inhibit cell wall synthesis (e.g.[3-
lactams and vancomycin), inhibit protein synthesis (e.g.
teracyclines, aminoglycosides, macrolides, clindamycin and
chloramphenicol) and which inhibit nucleic acid function
or synthesis (e.g. fluoroquinolones and rifampicin);
antimycobacterial agents such as agents used to treat
tuberculosis and leprosy; antifungal agents such as
amphotericin B, fluconazole, flucytosine, itraconozole,
ketoconazole, clotrimazole, econazole, griseofulvin,
miconazole and nystatin; antiprotozoal agents such as
chloroquine, metronidazole, mefloquine, pyrimethamine,
quinacrine, and quinidine; anthelmintic agents such as
praziquantel, and mebendazole; antiviral agents for
respiratory infections (e.g.amantadine, ribavirin and
rimantadine), for herpes and cyto-megalovirus infections
(e.g. acyclovir, cidofovir, penciclovir, famciclovir,
ganciclovir and vidarabine) , for human immunodeficiency
virus infections (e.g. abacavir, adefovir, apmrenavir,
delavirdine, didanosine, stavudine, zalcitabine and
zidovudine) and for hepatitis, leukemia and kaposi's
sarcoma (e.g. interferon); anticancer agents such as
antimetabolites (e.g. cytarabine, fludarabine, 5-
fluorouracil, 6-mercaptopurine, methotrexate and 6-
thioguanine) and antibiotics (e.g. bleomycin, doxorubicin,
daunorubicin and plicamycin) , alkylating agents (e.g.
carmustine, lomustine, cyclophosphamide, ifosfamide,
streptozotocin and mechlorethamine), microtubule
inhibitors (e.g. navelbine, paclitaxel, vinblastine and
vincristine), steroid hormones and their antagonists (e.g.
aminoglutethimides, estrogens, flutamide, goserelin,
leuprolide, prednisone and tamoxifen) and others such as
asparaginase, cisplatin, carboplatin, etoposide,
interferons and procarbazine; anti-inflammatory agents
such as non-steroidal anti-inflammatory drugs (e.g.
aspirin, diclofenac, ibuprofen, naproxen, sulindac,
piroxicam, pheylbutazone, tolmetin, indomethacin and

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ketoprofen), cyclooxegenase 2 inhibitors (e.g. celecoxib
and rofecoxib), anti-arthritis agents (e.g. chloroquine,
gold salts, methotrexate and D-penicillamine) and gout
treatments (e.g. allopurinol, colchicine, probenecid and
sulfinpyrazone); autacoids and autacoid antagonists such
as prostaglandins (e.g. carbopost, misoprostol and
dinoprost) , H1 antihistamines (e.g. clyclizine, tneclizine,
dimenhydrinate, diphenhydramine, fexofenadine, cetirizine
and loratadine), H2 antihistamines (e.g. cimetidine,
famotidine, nizatadine and ranitidine) and agents used to
treat migraine headaches (e.g. β-blockers,
dihydroergotamine, ergotamine, methysergide and
sumatriptan); asthma Pharmaceuticals such as beta-
adrenergic agonists, corticosteroids, prophylactic anti-
inflammatory agents (e.g. cromolyn and nedocromil) and
cholinergic antagonists (e.g. ipratropium); agents
affecting the respiratory system such as agents that
target that formation or function of leukotrienes (e.g.
montelukast, zileuton and zafirlukast); allergic rhinitis
Pharmaceuticals such as antihistamines, alpha-adrenergic
agonists, corticosteroids and prophylactic anti-
inflammatory agents such as cromolyn; chronic obstructive
pulmonary disease Pharmaceuticals such as bronchodilators
(e.g. beta-adrenergic agonists and cholinergic
antagonists, xanthine-oxidase inhibitors such as
theophylline) and glucocorticoids; steroid hormones and
their antagonists such as estrogens (e.g. estradiol,
mestranol and quinestrol), selective estrogen modulators
(e.g. raloxifene), progestins (e.g. hydroxyprogesterone,
norgestrel, norethindrone and medroxyprogesterone),
antiprogestins (e.g. mifepristone), androgens
(e.g.danazol, nandrolone, stanozolol, testosterone,
testosterone cypionate and fluoxymesterone), antiandrogens
(e.g. cyproterone, finasteride and flutamide),
corticosteroids (e.g. beclomethasone, cortisone,
dexamethasone, fludrocortisone, prednisolone and
triamcinolone), and inhibitors or adrenocorticoid

WO 2006/133506 PCT/AU2006/000839
17
biosynthesis (e.g. aminoglutethimide, ketoconazole,
metyrapone, mifepristone and spironolactone); osteoporosis
treatments such as biphosphonates (e.g. alendronate,
pamidronate and risedronate) , calcitonin, calcium and
estrogens; anti-obesity agents such as lipase inhibitors
(e.g. orlistat), anti-obesity peptides (e.g. growth
hormone and fragments thereof) and sympathomimetic agents;
treatments for gastric ulcers and inflammation such as
proton pump inhibitors (e.g. omeprazole and lansoprazole),
antimicrobials, prostaglandins (e.g. misoprostol) and H2
antihistamines (e.g. ranitidine); antibody
Pharmaceuticals; antithyroid Pharmaceuticals such as
thyroxine; peptide, protein and polypeptide
Pharmaceuticals such as nucleic acids, oligonucleotides,
antisense Pharmaceuticals, enzymes, cytokines (e.g. tumour
necrosis factor), cytokine analogues, cytokine agonists,
cytokine antagonists, hormones (e.g. calcitonin, and
parathyroid hormone), hormone fragments (e.g.
teriparatide), hormone analogues (e.g. growth hormone
agonists, growth hormone antagonists such as octreotide,
and analogues of gonadotropin releasing hormone such as
leuprolide), insulin, insulin fragments, insulin
analogues (e.g. recombinant human insulin analogues,
lispro, glargine, aspart and detemir), glucagon-like-
peptide, glucagon-like-peptide fragments, glucagon-like
peptide analogues (e.g. exenatide) , immunoglobulins,
antibodies, vaccines, gene therapies, lipoproteins,
erythropoietin, enfuvirtide and eptifibatide; hormone,
protein, peptide, polypeptide, nucleic acid and
oligonucleotide therapies that are direct or indirect
agonists, antagonists, modulators, stimulants or
inhibitors of natural hormones, proteins, peptides,
polypeptides, nucleic acids and oligonucleotides; small
molecule and large molecule therapeutic proteins,
peptides, polypeptides, nucleic acids and oligonucleotides
made synthetically, by recombinant methods, or by chemical
modification of a natural product; synthetic or naturally

WO 2006/133506 PCT/AU2006/000839
18
derived small molecule and large molecule therapeutic
proteins, peptides, polypeptides, nucleic acids and
oligonucleotides; small molecule therapeutic peptides such
as growth factors, hormones, cytokines and chemokines;
analogues, fragments and variants of natural proteins,
peptides, polypeptides, oligonucleotides and nucleic acids
and such like compounds (e.g. hematide a variant of
erythropoietin and octreotide an analogue of
somatostatin); hormones, proteins, peptides, polypeptides,
oligonucleotides and nucleic acids for the treatment, or
prevention of human and animal diseases such as
allergy/asthma, arthritis, cancer, diabetes, growth
impairment, cardiovascular diseases, inflammation,
immunological disorders, baldness, pain, ophthalmological
diseases, epilepsy, gynaecological disorders, CNS
diseases, viral infections, bacterial infections, GI
diseases, obesity, and haemological diseases; ;
phytochemicals such as α-bisabolol, eugenol, silybin, soy
isoflavones, phytosterols and iridoid gylcosides for
example aucubin and catalpol; sesquiterpene lactones such
as pseudoguaianolide from Arnica chamissonis; terpenes
such as rosmarinic acid and rosmanol; phenolic glycosides
such as salicylates for example salicin, saligenin and
salicyclic acid; triterpenes such as taxasterol, α-
lactucerol, isolactucerol and taraxacoside; hydroquinone
derivatives such as arbutin; phenylalkanones such as
gingerols and shagaols; hypercin; antidyslipidaemic agents
such as HMGCoA reductase inhibitors (e.g. simvastatin,
atorvastatin and pravastatin), fibrates (e.g. clofibrate
and gemfibrozil), niacin, probucol, cholesterol absorption
inhibitors (e.g.ezetimibe), cholesterol ester transferase
antagonists (e.g. torcetrapib), HDL cholesterol elevating
agents (e.g. torcetrapib); triglyceride reducing agents
(e.g. fibrates), V-protectants (e.g.AGI-1067), variants of
human apolipoprotein ( e.g.ETC-216); acylphloroglucides
such as xanthohumol, lupulone, humulone and 2-methylbut-3-
en-2-ol; nutraceuticals such as nutritional health or

WO 2006/133506 PCT/AU2006/000839
19
other supplements, vitamins for example co-enzyme Q and
retinol (Vitamin A), nutrients, precursor molecules for
generation of hormones, proteins for example elastin,
collagen and insulin, amino acids, plant extracts such as
grape seed extract, ephedrine, DHEA, isoflavones and
phytosterols; and cosmetics such as anti-ageing or anti-
wrinkle agents for example elastin and collagen and
antioxidants such as retinol and co-enzyme Q, retinoic
acid, omega-3-fatty acids, glucosamine, gamma-tocopheryl
and gamma-tocopheryl phosphate derivatives.
It will be understood that the pharmaceutically
acceptable salts and derivatives of the Pharmaceuticals
described above are included within the scope of the
present invention.
Preferably, the amount of biologically active
compound is in the range of up to 5%, more preferably 0.5
to 3%, most preferably 0.5 to 2%.
Vesicles
The vesicles when present may have a diameter in the
range of 50 to 10,000 nm, more preferably 100 to 500nm,
most preferably 3 00 to 500nm.
The biologically active compound may be at least
partially encapsulated by the vesicles.
Types of administration
The formulations include those suitable for
parenteral, enteral, oral, topical, transdermal,
opthalmological, rectal, vaginal, intranasal and
intrapulmonary administration. The formulations may be in
the form of liquids, solutions, suspensions, creams,
ointments, lotions, gels, powders, aerosols, patches,
enteric coated tablets, capsules, suppositories, pessaries
or tampons and prepared by any methods well known in the
art of pharmacy such as described in Remington JP. The
Science and Practice of Pharmacy, ed. AR Gennaro, 20th

WO 2006/133506 PCT/AU2006/000839
20
edition, Lippincott, Williams and Wilkins Baltimore, Md
(2000) . These methods include the step of bringing into
association the biologically active compound with the
carrier, and then, if necessary, shaping the formulation
into the desired product.
The formulation may be administered parenterally by
injection, infusion or implantation (intravenous,
intramuscular, subcutaneous, or the like) in dosage forms,
formulations, or via suitable delivery devices or implants
containing conventional, non-toxic pharmaceutically
acceptable carriers and adjuvants.
Formulations for parenteral use may be presented
in unit dosage forms (e.g., in single dose-ampoules), or
in vials containing several doses and in which a suitable
preservative may be added. The formulation may be in form
of a solution, a suspension, an emulsion, an infusion
device, or a delivery device for implantation or it may be
presented as a dry powder to be reconstituted with water
or another suitable vehicle before use. Apart from the
biologically active compound, the formulation may include
suitable parenterally acceptable carriers and/or
excipients. The biologically active compound may be
incorporated into microspheres, microcapsules,
nanoparticles, liposomes, or the like for controlled
release. Furthermore, the formulation may include
suspending, solubilizing, stabilizing, pH-adjusting
agents, and/or dispersing agents.
As indicated above, the formulations may be in the
form suitable for sterile injection. To prepare such a
formulation, the biologically active compound is dissolved
or suspended in a parenterally acceptable liquid vehicle.
Among acceptable vehicles and solvents that may be
employed are water, water adjusted to a suitable pH by
addition of an appropriate amount of hydrochloric acid,
sodium hydroxide or a suitable buffer, 1,3-butanediol,
Ringer's solution, and isotonic sodium chloride solution.
The aqueous formulation may also contain one or more

WO 2006/133506 PCT/AU2006/000839
21
preservatives (e.g., methyl, ethyl or n-propyl p-
hydroxybenzoate). In cases where one of the compounds is
only sparingly or slightly soluble in water, a dissolution
enhancing or solubilizing agent can be added, or the
solvent may include 10-60%w/w of propylene or glycol or
the like.
Controlled release parenteral compositions may be in
form of aqueous suspensions, microspheres, microcapsules,
magnetic microspheres, oil solutions, oil suspensions, or
emulsions. Alternatively, the biologically active
compound may be incorporated in biocompatible carriers,
liposomes, nanoparticles, implants, or infusion devices.
Materials for use in the preparation of microspheres
and/or microcapsules are, e.g., biodegradable/bioerodible
polymers such as polyglactin, poly-(isobutyl
cyanoacrylate) , poly (2-hyroxyethyl-L-glutamnine) and
poly(lactic acid).
Biocompatible carriers that may be used when
formulating a controlled release parenteral formulation
are carbohydrates (e.g., dextrans), proteins (e.g.,
albumin), lipoproteins, or antibodies.
Materials for use in implants can be non-
biodegradable (e.g., polydimethyl siloxane) or
biodegradable (e.g., poly(caprolactone) , poly(lactic
acid), poly(glycolic acid) or poly(ortho esters)).
Formulations suitable for oral administration may
conveniently be presented as discrete units such as
capsules, cachets or tablets each containing a
predetermined amount of the biologically active compound;
as a powder or granules; as a solution, a suspension or as
an emulsion. The biologically active compound may also be
presented as a bolus, electuary or paste. Tablets and
capsules for oral administration may contain conventional
excipients such as binding agents, fillers, lubricants,
disintegrants, or wetting agents. The tablets may be
coated according to methods well known in the art. Oral
liquid preparations may for example be in the form of

WO 2006/133506 PCT/AU2006/000839
22
aqueous or oily suspensions, solutions, emulsions, syrups
or elixirs, or may be presented as a dry product for
constitution with water or other suitable vehicle before
use. Such liquid preparations may contain conventional
additives such as suspending agents, emulsifying agents,
non-aqueous vehicles which may include edible oils, or
preservatives.
For topical administration transdermally, the
biologically active compounds may be formulated as
ointments, creams or lotions, or as a transdermal patch.
Ointments and creams may, for example, be formulated with
an aqueous or oily base with the additional of suitable
thickening and/or gelling agents. Lotions may be
formulated with an aqueous or oily base, and will in
general also contain one or more emulsifying agents,
stabilising agents, dispersing agents, suspending agents,
thickening agents, or colouring agents.
Formulations suitable for topical administration in
the mouth include lozenges comprising active ingredient in
a flavoured base, usually sucrose and gum acacia or gum
tragacanth; pastilles comprising the active ingredient in
an inert base such as gelatin or sucrose and gum acacia;
and mouthwashes comprising the active ingredient in a
suitable liquid carrier.
Formulations suitable for rectal administration may
be presented as suppositories. Suitable excipients
include cocoa butter and other materials commonly used in
the art, and the suppositories may be conveniently formed
by admixture of the biologically active compound with the
softened or melted carrier(s) followed by chilling and
shaping moulds.
Formulations suitable for vaginal administration may
be presented as pessaries, tampons, creams, gels, pastes,
foams or sprays containing in addition to the biologically
active compound such excipients as are known in the art to
be appropriate.

WO 2006/133506 PCT/AU2006/000839
23
For intranasal or intrapulmonary administration, the
formulations may be administered in the form of a solution
or a suspension or as a dry powder.
Solutions and suspensions will generally be aqueous
(for example sterile or pyrogen-free water) with a
physiologically acceptable co-solvent (for example
ethanol, propylene glycol or polyethylene glycols such as
PEG 400).
Such solutions or suspensions may additionally
contain other excipients for example preservatives (such
as benzalkonium chloride), solubilising agents or
surfactants such as polysorbates (eg. Tween 80, Span 80,
benzalkonium chloride), buffering agents, isotonicity-
adjusting agents (for example sodium chloride) , absorption
enhancers and viscosity enhancers. Suspensions may
additionally contain suspending agents (for example
microcrystalline cellulose, carboxymethyl cellulose
sodium).
Solutions or suspensions may be applied directly to
the nasal cavity by conventional means, for example with a
dropper, pipette or spray. The formulations may be
provided in a single or multidose form. The latter case
means of dose metering is desirably provided. In the case
of a dropper or pipette this may be achieved by
administering an appropriate, predetermined volume of the
solution or suspension. In the case of a spray this may
be achieved for example by means of metering atomising
spray pump.
Administration to the respiratory tract may also be
achieved by means of an aerosol formulation in which the
biologically active compound is provided in a pressurised
pack with a suitable propellant, such as chloroflurocarbon
(CFC), for example dichlorodifluoromethane,
trichlorofluoromethane or dichlorotetrafluoroethane,
carbon dioxide or other suitable gas. The aerosol may
conveniently also contain a surfactant such as lecithin.

WO 2006/133506 PCT/AU2006/000839
24
The dose of pharmaceutical may be controlled by provision
of metered valve.
Alternatively the compounds may be provided in the
form of a dry powder, for example a powder mix of the
compound in a suitable powder base such as lactose,
starch, starch derivatives such as hydroxypropylmethyl
cellulose and polyvinylpyrrolidine (PVP). Conveniently
the powder carrier will form a gel in the nasal cavity.
The powder composition may be presented in unit dose form,
for example in capsules or cartridges of eg. gelatin, or
blister packs from which the powder may be administered by
means of an inhaler such as Diskhaler (Trade Mark of
GlaxoSmithKline) or meter dose aerosol inhaler.
Other Excipients
A person skilled in the art would know which other
excipients could be included in the formulation. The
choice of other excipients will depend on the
characteristics of the biologically active compound and
the form of administration used. Examples of other
excipients include solvents, thickeners or gelling agents,
surfactants, buffers, emollients, sweeteners,
disintegrators, flavours, colours, preservatives,
fragrances, electrolytes, film foaming polymers and the
like. Suitable sweeteners include sucrose, lactose,
glucose, aspartame or saccharin. Suitable disintegrators
include corn starch, methylcellulose, polyvinylpyrrolidon,
xanthan gum, bentonite, alginic acid or agar. Suitable
flavours include peppermint oil, oil of wintergreen,
cherry, orange or raspberry flavouring. Suitable
preservatives include sodium, benzoate, vitamin E,
alphatocopheryl, ascorbic acid, methyl paraben, propyl
paraben or sodium bisulphite.
Typical excipients for the formulation of the present
invention include gelling agents such as carbomer
(Carbopol) which is a carboxyvinylpolymer, preservatives
such as methyl paraben, butyl paraben, ethyl paraben,

WO 2006/133506 PCT/AU2006/000839
25
propyl paraben and sodium benzoate and buffers such as
sodium hydroxide. The excipients may be present in an
amount up to about 5%.
Process for Preparing the Carrier or Formulation
The process for preparing the carrier involves
combining the electron transfer agent phosphate
derivatives or complexes thereof with the alcohol and then
adding water. The formulation is then prepared by adding
the biologically active compound to the carrier at any
step of the process for preparing the carrier.
Generally the alcohol is heated to temperatures of
55°C or more and the electron transfer agent phosphate
derivatives are dissolved in the alcohol. If the
biologically active compound is soluble in the alcohol,
then this is added when the electron transfer agent
phosphate derivatives and alcohols are combined and the
balance of the formulation is made up of water.
The other excipients such as gelling agents,
preservatives and buffers may be added during any step of
the process, usually after addition of the water.
The components of the carrier and formulation may be
combined using any suitable known mixing technique, such
as, for example, shaking or vortexing.
Detailed Description of the Drawings
The examples will be described with reference to the
accompanying drawings in which:
Figure 1 is a graph showing mean PTH concentration in
the rat plasma.
Figure 2 is a graph showing the distribution of
radioactivity in rat organs following topical
administration of transdermal TPM-I125-Insulin.
Figure 3 is a graph of insulin levels in rat serum.
Figure 4 is a graph of the average change in glood
glucose concentration following treatment with transdermal
insulin (Lispro).

WO 2006/133506

PCT/AU2006/000839

26
Examples
Various embodiments/aspects of the invention will now
be described with reference to the following non-limiting
examples.
Example 1
This example investigates the transdermal uptake of
human parathyroid hormone (fragment 1-34) (PTH) using a
formulation according to the invention.
Materials And Methods
The test formulations were prepared as follows. All
percentages are w/w.

Ingredient TPM-01/PTH TPM-02/PTH
PTH-(1-34) (American Peptide,
USA) 0.1% 0.1%
A mixture of the acid forms of
phosphorylated tocopheryls (TPM)
containing TP: T2P in a 2:1
ratio. TP refers to the
monophosphate ester of α-
tocopheryl and T2P refers to di-
tocopheryl phosphate. 1% 1%
Ethanol - 20%
Carbopol 0.4% 0.75%
methylparaben 0.1% 0.1%
Water qs to 100% qs to 100%
The TPM-02/PTH formulation was a colloidal suspension
which looked like milk. This indicated that vesicles had
formed.
Treatment
Sprague-dawley rats (10-12 week old males) were
randomly assigned to treatment groups (Groups 1 & 2, n =

WO 2006/133506 PCT/AU2006/000839
27
6) and housed in individual boxes to prevent their
housemates from licking the formulation from their backs.
Treatment groups:
• Group 1 - 100 mg of TPM-01/PTH / 200g body weight
twice daily for 24 hours.
• Group 2 - 100 mg of TPM-02/PTH / 2 00g body weight
twice daily for 24 hours.
Rats were anaesthetized, weighed and a region of ~5 x
4 cm immediately below the neck was shaved. Rats were
tail bled while under anaesthesia and plasma collected to
determine the level of PTH before the commencement of
treatment. Beginning the following day, the appropriate
dose of formulation for each rat was weighed out and
massaged into the rat's skin using a gloved finger.
Formulation was applied to Groups 1 and 2, twice daily
(morning and evening) over 24 hours. At the completion of
the treatment period, rats were killed by CO2 asphyxiation
and bled by heart puncture.
Analysis of PTH in plasma: Plasma was separated from
the collected blood by centrifugation and stored at -20°C
until analysis. Levels of PTH in rat plasma was analysed
using the Human Bioactive PTH 1-34 ELISA Kit (Immunotopics
Inc., USA) as per the manufacturer's instructions.
Results
Mean PTH levels detected in plasma are summarized in
Figure 1.
Twice daily application of TPM-01/PTH produced a
significant (p present within plasma after 24 hours. Mean plasma PTH
levels were increased by 685 pg/ml relative to the basal
level in the untreated rats. This increase in plasma
represents 4.5% percent of the total dose.
Twice daily application of TPM-02/PTH produced a
significant (p present within plasma after 24 hours. This increase (1185

WO 2006/133506 PCT/AU2006/000839
28
pg/ml) represents 7.7% of the total dose, and a 70%
improvement over the TPM-01/PTH formulation.
*Results of student's t-test
Transdermal treatment with TPM-02/PTH increased the
levels of PTH in rat plasma indicating that the TPM was
able to enable the absorption of PTH-(1-34) across the
skin over 24 hours, significantly elevating circulating
PTH plasma levels compared to untreated controls. 72
hours after treatment, the plasma levels of PTH had
returned to basal levels.
Reported studies show that following subcutaneous
injection of therapeutic amounts (25 μg/kg body weight),
PTH levels in rat plasma peak -40-60 minutes after
injection, and are completely turned over within 4 hours.
Although applied topically, the rats in this study
received a much larger dose (500 μg / kg body weight).
Given the rapid rate of PTH turnover, it is reasonable to
conclude that the high levels of PTH remaining 24 hours
after the initial application represent only a small
percentage of the total dose received. The effective dose
produced by topical application of the TPM formulations
would therefore be much larger than the levels of PTH
measured after 24 hours.
Conclusions
Although both the TPM-01 and TPM-02 formulations were
effective at delivering PTH, TPM-02/PTH delivered 70% more
PTH to the circulatory system than TPM-01/PTH. The
formulation according to the invention is more effective
in delivering actives through skin and into the systemic
circulation.
Example 2
This method describes the production of 100ml of a
Co-enzyme Q (CoQ)/tocopheryl phosphate mixture formulation
for subsequent use in formulations according to the
invention. The final formulation contains 0.5% CoQ10, 1%

WO 2006/133506 PCT/AU2006/000839
29
TPM, 10% ethanol, 1% carbopol, 0.1% methylparaben, QS
MilliQ.
Equipment and materials
Ethanol (AR grade)
MilliQ water
Co-enzyme Q (Kaneka)
Tocopheryl phosphate mixture (TPM) containing tocopheryl
phosphate (TP) and di-tocopheryl phosphate (T2P), in a
ratio of 2:1 w/w (Phosphagenics Ltd).
Carbomer 934P USP powder (Croda Surfactants Ltd)
Methylparaben BP powder (Bronson & Jacobs)
1M Sodium hydroxide (NaOH)
Balance (Mettler AE 240)
Falcon tube
10 0 ml plastic specimen container
Water bath 7 0°C
Multi-Vortex
Procedure
1. Weighed accurately 0.5 g of CoQ into a 50ml Falcon
tube.
2. Weighed accurately 1 g of TPM into the same 5 0ml
Falcon tube.
3. Weighed 10 g (not ml) ethanol into the tube. Capped
tightly and mixed.
4. Heated in a 70°C water bath to help dissolve/melt the
components. Snaked by hand every few minutes until both
CoQ and TPM had dissolved. Left in heat until needed. At
this concentration CoQ, precipitated out of the ethanol
upon cooling.
5. Measured 80ml MilliQ into a 100ml specimen container.
Capped tightly and placed in water bath for 5 minutes to
warm the water.
6. Poured the heated CoQ/TPM/ethanol solution directly
into the MilliQ.

WO 2006/133506 PCT/AU2006/000839
30
7. Capped immediately and shaked vigorously by hand to
mix the components. The formulation had an opaque, yellow
appearance. Vortex for 5 minutes.
8. Weighed accurately 1 g of Carbopol and 100 mg of
methylparaben into a weigh boat. Added gradually to
CoQ/TPM solution, with vigorous vortexing between each
addition. Heated the sample in the 70°C water bath for
short periods to help the samples to dissolve.
9. Once all carbopol/methylparaben had been added,
vortexed until the components achieve an even consistency,
although at this stage it had not formed a gel.
10. Added 3 ml 1M NaOH, cap and shake vigorously.
11. If the formulation had not formed a gel, checked the
pH. Carbopol will form an optimal gel between pH 7-8.
12. Repeated steps 10 and 11 until a gel of the desired
consistency was formed.
13. If necessary, made up to 100 g with MilliQ.
14. Vortexed for a further 5 minutes.
15. Wrapped container in foil to prevent photodegradation
of CoQ.
16. By the next day, any remaining lumps of undissolved
carbopol will have absorbed water from the formulation and
formed clear pockets of gel. Shaked vigorously until the
formulation assumed an even consistency.
The formulation was a colloidal suspension which
looked like milk. This indicated that the vesicles had
formed.
Example 3
This example investigates the transdermal uptake of
coenzyme Q10 (CoQ10) using a formulation according to the
invention.
Materials and methods
Ethanol (AR grade)
MilliQ water (in-house supply)

WO 2006/133506 PCT/AU2006/000839
31
Tocopheryl phosphate mixture (TPM) containing tocopheryl
phosphate (TP) and ditocopheryl phosphate (T2P), in a
ratio of 2:1 w/w (Phosphagenics Ltd).
Co-enzyme Q (CoQ) (Kaneka, Japan)
Nivea Visage® Anti-wrinkle Q10 Day Care (Beiersdorf)
Carbomer 934P USP powder (Croda Surfactants Ltd)
Methylparaben BP powder (Bronson & Jacobs)
1M Sodium hydroxide (NaOH)
Balance (Mettler AE 240)
Falcon tube
100 ml plastic specimen container
Water bath 55 °C
Multi-Vortex
Test formulations
CoQ Control: The CoQ Control formulation was used to
assess the amount of CoQ10 able to penetrate the skin in
the absence of TPM. Contents: 0.5% CoQ10 (Kaneka, Japan),
10% ethanol, 1% carbopol, 0.1% methylparaben, made up to
100% with water.
Weighed 0.5 g of CoQ10 into a 50ml Falcon tube.
Added 10 g ethanol using the benchtop balance. Capped
tightly and mixed. Heated in a 55°C water bath to help
dissolve/melt the CoQ. Left in heat until needed. At
this concentration CoQ precipitated out of the ethanol
upon cooling. Measured 80 ml of water into a 100 ml
specimen container. Poured the heated CoQ/ethanol
solution directly into the water. Capped immediately and
shaked vigorously by hand to mix the components. Vortexed
for 5 minutes. Some CoQ10 came out of solution, forming
an oily orange ring around the container. This cannot be
avoided due to the insoluble nature of CoQ10. Weighed
accurately 1 g of Carbopol and 100 mg of methylparaben
into a weigh boat. Poured into formulation and vortexed
until an even consistency was achieved, although at this
stage it will not have formed a gel. Added 3 ml 1M NaOH,
capped and shaked vigorously. If the formulation had not

WO 2006/133506 PCT/AU2006/000839
32
formed a gel, checked the pH. Carbopol will form an
optimal gel between pH 7-8. Repeated the addition of 3ml
1M NaOH, snaked and checked pH until a gel formed. If
necessary, make up to 100 g with MilliQ. Vortexed for a
further 5 minutes. Wrapped container in foil to prevent
photodegradation of CoQ. By the next day, any remaining
lumps of undissolved carbopol will have absorbed water
from the formulation and formed clear pockets of gel.
Vortexed vigorously until the formulation assumed an even
consistency.
TPM Control: The TPM Control formulation was used to
determine the effect of TPM on endogenous CoQ10 levels.
Contents: 1% TPM, 10% ethanol, 1% carbopol, 0.1%
methylparaben, made up to 100% with water. No CoQIO is
present in this formulation.
Weighed 1 g of TPM into a 50ml Falcon tube. Added 10
g ethanol using the benchtop balance. Capped tightly and
mixed. Heated in a 55°C water bath to help dissolve/melt
the TPM. Left in heat until needed. Measured 8 0 ml of
water into a 100 ml specimen container. Poured the heated
TPM/ ethanol solution directly into the water. The
formulation immediately gained a milky quality. Capped
immediately and shaked vigorously by hand to mix the
components. Vortexed for 5 minutes. Weighed accurately 1
g of Carbopol and 100 mg of methylparaben into a weigh
boat. Poured into formulation and vortexed until an even
consistency was achieved, although at this stage it will
not have formed a gel. Added 3 ml 1M NaOH, capped and
shaked vigorously. If the formulation had not formed a
gel, checked the pH. Carbopol will form an optimal gel
between pH 7-8. Repeated the addition of 3ml 1M NaOH,
shaked and checked pH until a gel formed. If necessary,
made up to 100 g with water. Vortexed for a further 5
minutes. Wrapped container in foil to prevent
photodegradation of CoQ. By the next day, any remaining
lumps of undissolved carbopol will have absorbed water
from the formulation and formed clear pockets of gel.

WO 2006/133506 PCT/AU2006/000839
33
Vortexed vigorously until the formulation assumed an even
consistency.
TPM-02/CoQ: The TPM-02/CoQ formulation according to
the invention was prepared as set out in Example 2 above.
Contents: 0.5% CoQ10, 1% TPM, 10% ethanol, 1% carbopol,
0.1% tnethylparaben, made up to 100% with water.
Nivea Visage® Anti-Wrinkle Q10 Day Care (Beiersdorf,
Germany): Nivea Visage® is a commercially available
facial cream advertised as an effective source of CoQ10
for skin. As the exact CoQ10 content is unknown, the
Nivea Visage® was compared with the TPM-02/CoQ on a
weight-by-weight basis. Contents: Unknown
Treatment Groups
Sprague-dawley rats (10-12 week old males) were
purchased from Animal Services, Monash University and
acclimatised to the Departmental Animal House for a
minimum of 5 days before the treatments commenced. Animals
were randomly assigned to treatment groups (n = 6), and
housed in individual boxes to prevent their housemates
from licking the formulation from their backs. Food
(standard rat laboratory pellets; Barastoc, Australia) and
water were provided freely.
Group 1 - Untreated
Group 2-100 mg of CoQ Control / 200g body weight twice
daily for 24 hours
Group 3 - 100 mg of TPM Control / 200g body weight twice
daily for 24 hours
Group 4 - 100 mg of TPM-02/CoQ / 200g body weight twice
daily for 24 hours
Group 5 - 10 0 mg of Nivea Visage® cream / 2 00g body weight
twice daily for 24 hours
Group 6 - 100 mg of CoQ Control / 200g body weight twice
daily for 4 8 hours
Group 7 - 100 mg of TPM Control / 200g body weight twice
daily for 4 8 hours

WO 2006/133506 PCT/AU2006/000839
34
Group 8 - 100 mg of TPM-02/CoQ / 200g body weight twice
daily for 48 hours
Group 9 - 100 mg of Nivea Visage cream® / 200g body weight
twice daily for 48 hours
Rats were anaesthetized, weighed and a region of ~5 x
4cm immediately below the neck was shaved. Beginning the
following day, the appropriate amount of formulation for
each rat was weighed out and massaged into the rat's skin
twice daily (morning and evening) over 24, or 4 8 hours,
using a gloved finger. The formulation was restricted to
areas of the dorsal skin that the rat was unable to reach
whi1e grooming.
Analysis of CoQ10 in skin and plasma: At the
completion of the treatment period rats were killed by
asphyxiation using CO2 gas. Blood was removed by heart
puncture into heparinised collection tubes, and
centrifuged for separation of plasma. The area of shaved
skin was washed thoroughly with distilled water to remove
any unabsorbed CoQ10 remaining on the surface, and the
area excised. CoQ extraction from tissues and
quantitation by HPLC were performed essentially according
to the method of Aberg et al., (1992) Distribution and redox
state of ubiquinones in rat and human tissues. Arch Biochem
Biophys 295: 230-234.
Statistical Analysis: Results are expressed as mean
+ SD. A Student's t-test was performed to determine
whether there were significant differences in the levels
of CoQ extracted from both the plasma and skin between the
treatment groups.
Results
Table I - Mean CoQ10 levels in plasma and skin following
treatment

WO 2006/133506 PCT/AU2006/000839
35

Plasma
Twice daily application of TPM-02/CoQ to the dorsal
region of rats produced a significant (p the amount of CoQ10 present within plasma (Table I). Mean
plasma CoQ10 levels were increased by 114% (p treatment with TPM-02/CoQ relative to the endogenous CoQ10
levels seen in the Untreated controls. In contrast, the
CoQ and TPM Controls were only able to elevate mean plasma
CoQ10 levels by 26% and 22% respectively. Neither of the
latter two increases achieved statistical significance.
Importantly, TPM-02/CoQ significantly (p plasma CoQ10 levels by 70% relative to the CoQ Control
formulation lacking TPM, evidence for the direct
involvement of TPM with the ethanol in the transdermal
uptake of CoQ10.
Nivea Visage® increased plasma CoQ10 levels by 4 9%
relative to the Untreated Controls after a single day's
treatment. However, the amounts of plasma CoQ10 produced
by Nivea Visage® were significantly less (44%; p than those produced by treatment with TPM-02/CoQ.
Skin
Treatment with TPM-02/CoQ significantly (p increased endogenous CoQ10 levels in skin by 2454% in the
first 24 hours (Table I) . By 48 hours this increase had
risen to 4312% of endogenous levels. In contrast, the CoQ
and TPM controls elevated mean skin CoQ10 levels by 2 08%
and 33% respectively in the first 24 hours, and 621% and

WO 2006/133506 PCT/AU2006/000839
36
154% by 48 hours. While significant (p magnitude of the increase following treatment with the TPM
Control may seem to be of little interest. TPM-02/CoQ
produced increases in mean skin CoQ10 relative to the CoQ
Control of 728% and 512% after 24 and 48 hours
respectively.
Mean skin CoQ10 levels were significantly (p increased (1513%) by TPM-02/CoQ after 24 hours compared to
the Nivea Visage®, which failed to significantly elevate
skin CoQ10 levels above those seen in the other control
formulations.
Conclusion
The TPM/ethanol formulation enhanced the solubility
and subsequent absorption of CoQ10 across the skin,
significantly elevating plasma and skin CoQ10 levels
compared to control formulations which include a
commercially available cosmetic source of CoQ10.
Formulating compounds with a TPM/ethanol formulation
according to the invention has enormous potential for the
topical application and absorption of molecules known to
have poor oral bioavai lability, skin specificity or
adverse side-effects that manifest during digestion.
Example 4
A formulation containing insulin was prepared as set
out in the description above. The details of the
formulation are as follows:

WO 2006/133506 PCT/AU2006/000839
37

Example 5
This example investigates the transdermal delivery of
insulin formulated with TPM.


WO 2006/133506 PCT/AU2006/000839
38
Four separate experiments were conducted to
independently demonstrate the transdermal delivery of
insulin using TPM formulations after topical
administration. TPM was formulated with either bovine
insulin, a fast acting insulin analog (LISPRO), or a
radiolabelled human recombinant insulin. Successful
transdermal delivery was assessed by increases in plasma
insulin levels, the detection of subcutaneous
radioactivity or decreased blood glucose levels after a
glucose load.
Experiment 1: Increasing Plasma Insulin Levels
The dorsal skin region of male Sprague Dawley rats
(220-300g) was shaved under light anaesthesia (ether) the
day before the experiment. While asleep, the rats were
weighed in order to calculate the dose of nembutal and
treatment formulation required for each rat. Rats were
fasted overnight (~16h) with free access to water.
Rats were anaesthetised the following morning and
maintained under anaesthesia for the duration of the
experiment. The test formulation contained 2% TPM, bovine
insulin (3U/100μ1; Sigma) , ethanol (30%) and carbomer (1%)
made up with water. Rats received a final insulin dose of
10 U/kg of bodyweight. The control group received the
same formulation containing TPM but without insulin.
Control (n=2) and TPM-Insulin formulation (n=2) were
topically applied and massaged into the skin with a gloved
finger. Serum was collected 1, 2, 3, 4 and 6 hours after
administration.
A competition radioactive immunoassay (Linco Research
Inc.) specific for bovine insulin was used to measure the
amount of insulin present in the serum samples.

WO 2006/133506 PCT/AU2006/000839
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Experiment 2: Detecting Transdermal Absorption of Insulin
Using Radioactive Probes.
Sprague Dawley rats (3 00-4 50g) were prepared for the
topical administration of formulations as per Experiment
1. Rats were fasted overnight (~16h) with free access to
water.
Human recombinant insulin containing a radiolabel
(125I-Insulin, Amersham Biosciences) was formulated with 2%
TPM, 30% ethanol, 1% carbomer and water to form a gel
(TPM-125I-Insulin) . TPM-125I-Insulin was applied topically
(as above) at a dose of ~400 nCi per rat (n=4) . Control
rats (n=5) received a formulation without TPM, in order to
address the role of TPM in transdermal absorption. Rats
were housed individually after application with free
access to food and water. After 5 hours, the rats were
sacrificed and the organs removed, weighed and placed in
scintillation vials to determine the total amount of
radioactivity in each organ. The skin was washed to remove
any unabsorbed I125-insulin remaining on the skin surface.
Experiment 3: Lowing Blood Glucose Using Transdermal
Insulin
Sprague Dawley rats (220-300g) were prepared for the
topical administration of formulations as per Experiment
1. Rats were fasted overnight (~16h) with free access to
water.
The fast acting human insulin analogue, LISPRO (Eli
Lilly), was formulated with 2% TPM, 30% ethanol, 1%
carbomer and water to form a gel (TPM-LISPRO) . The
treatment group (n=15) received a topical application of
TPM-LISPRO (dose of 32.5U LISPRO / kg body weight) 30
minutes prior to the glucose load to allow the LISPRO time

WO 2006/133506 PCT/AU2006/000839
40
to enter systemic circulation. The control group (n=15)
received a formulation without LISPRO. Glucose (3 0% w/v)
was injected IP at a dose of 2g/kg body weight (2ml per
300g rat).
Rats were maintained under anaesthesia (nembutal)
throughout the experiment, and blood glucose was measured
from the tail using a Medisense Optium Blood Glucose
Monitor (Abbott) . The blood glucose level was measured 5
minutes after glucose load, and another 5 minutes later.
Blood glucose was then measured every 10 minutes for ~2-
2.5 hours. The blood glucose levels measured immediately
before glucose load were subtracted from all subsequent
values to determine the change in blood glucose for each
rat during the experiment. The average change in blood
glucose was calculated for each time point and plotted
(Figure 3). As non-diabetic rats were used in this study,
the efficacy of TPM-LISPRO was judged as a reduction in
peak blood glucose relative to control animals.
The area under the curve was calculated for
individual rats and the population groups were compared
using the Student's t-test.
Experiment 4: Lowing Blood Glucose Using Transdermal
Insulin
Eight pigs with two surgically prepared catheters
were prepared at least 5 days before the study. Pigs were
trained to consume their feed at approximately 3:00 pm in
the afternoon so that they were acclimatised to an
overnight fast. The experimental design was a single
reversal with the two treatments being the TPM-02 gel
containing insulin or the TPM-02 gel without insulin.
Intravenous (IV) infusions were separated by at least 1
day. On the day of an infusion pigs were bled every 15

WO 2006/133506 PCT/AU2006/000839
41
min for 1 hour to obtain basal blood glucose
concentrations before application of the gels. After 30
min an infusion of glucose (0.33 g/kg per h) and xylazine
(0.033 mg/kg per h) was commenced and blood sampling
continued for another 3 h. Blood was immediately analysed
for glucose using a Glucometer. During the course of the
study the catheters in one pig lost patency and so only 7
pigs entered the study. Also, on one bleed day (insulin
treatment) the sampling catheter in one pig lost patency
during the infusion. Therefore, the number of bleed days
for the control and insulin treated pigs was 7 and 6,
respectively.
Blood glucose data was analysed using REML with the
fixed effects including treatment (control or insulin) and
time of blood sampling while the random model included pig
and bleed day. In addition, blood glucose were averaged
over the pre-treatment period and over both the last 2 and
4 samples. These data were also analysed using REML with
the fixed effects being bleed time (either before or after
application of gel and infusion) while the random model
included pig and bleed day. For these latter analyses the
data were subject to log-transformation.
Results and Discussion
Pilot Experiment 1: Increasing Plasma Insulin Levels
In a trial experiment, topical application of TPM-
insulin was able to increase the blood sera levels of
insulin (Figure 3). In both treated animals the increase
in sera insulin levels peaked 4 hours after treatment.
Insulin levels in control animals declined over this
period or failed to reach similar levels as the treated
animals. The small number of animals used in this pilot
experiment means that statistical evaluation is not

WO 2006/133506 PCT/AU2006/000839
42
possible; however a positive trend for successful
transdermal absorption is apparent, warranting further
examination in larger experiments.
Experiment 2; Detecting Transdermal Absorption of Insulin
Using Radioactive Probes
Having obtained positive evidence of increased sera
insulin levels in a trial experiment, we sought to
conclusively demonstrate the transdermal absorption of
insulin formulated with TPM. To do this, we formulated
TPM with a radiolabelled form of insulin, with the aim of
using its radioactive decay to monitor the transdermal
absorption of "hot" insulin and subsequent distribution
(if any) throughout the rat. Results show that TPM was
able to successfully drive the transdermal absorption of
125I -insulin (Figure 2) . Levels of radioactivity detected
within the skin at the site of application were
significantly elevated (p animals. As the skin surface of each rat was washed, this
radioactivity is present within the deeper skin layers.
Importantly, subcutaneous fat directly below the area of
application contained significantly (p levels of radioactivity compared to controls, conclusively
demonstrating the ability of TPM to drive the absorption
of insulin across the skin to the underlying tissue.
Example 3: Lowering Blood Glucose Using Transdermal
Insulin.
Having demonstrated the successful transdermal
absorption of insulin when formulated with TPM, we sought
to examine whether the delivered molecule could
effectively enter systemic circulation to lower blood
glucose. Pasted rats were subjected to a glucose

WO 2006/133506 PCT/AU2006/000839
43
tolerance test 3 0 minutes after topical application of
TPM-LISPRO, and blood glucose measured at subsequent
intervals (Figure 4). Blood glucose levels were
significantly (p TPM-LISPRO compared to controls, demonstrating both the
transdermal delivery, and subsequent activity of the
transported LISPRO. TPM is therefore able to transport
large, active molecules such as insulin across the skin.
Experiment 4: Lowering Blood Glucose Using Transdermal
Insulin
This study expanded on the rat study in which glucose
tolerance tests showed that the transdermal insulin
formulation penetrates the skin and is bioavailable.
This was assessed in pigs with an IV glucose tolerance
test using TPM-02/Insulin.
Methods were refined by replacing the initial oral
glucose tests that did not work as anticipated, with an IV
dosing of glucose. In addition, xylazine (a chemical that
inhibits insulin being released in pancreas) was co-
infused with glucose.
The overall statistical effect of TPM-02/Insulin was
highly significant (p appeared to be over the latter part of the infusion when
blood glucose had reached plateau. At plateau, the
increase in blood glucose was significantly lower in the
pigs receiving the transdermal insulin preparation which
represents a marked improvement in control of glycemia.
The data indicate that insulin was absorbed transdermally.
The simultaneous infusion of glucose and an inhibitor
of insulin secretion such as xylazine appears to be a good
model system to measure transdermal delivery of insulin.
Further work should extend the use of the current model to

WO 2006/133506 PCT/AU2006/000839
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look at the effect of transdermal delivery during a more
abrupt increase in blood glucose, and should extend the
study time to determine for how long the delivery could be
sustained. Further studies could also be conducted on a
model system suitable for the target (ie. the diabetic
human) such as the streptozotocin diabetic pig. That is,
pigs that have been treated with the chemical
streptozotocin, which destroys the insulin-secreting cells
of the pancreas rendering the pig diabetic.
Conclusions:
The results presented demonstrate that mixed
tocopheryl phosphates (TPM) can successfully drive the
transdermal absorption of large molecules such as insulin.
Increased insulin levels were demonstrated within the
dermis at the site of application, the subcutaneous fat
below and within the blood. Importantly, glucose
tolerance tests indicate that the delivered molecule is
active and able to effectively lower blood glucose. This
is a positive finding for diabetics, offering hope that a
non-invasive insulin delivery method may become available
to alleviate the discomfort of daily injections.
It is proposed to conduct experiments using vertical
diffusion (Franz) cells, with skin from pig and human, to
test the flux rates and permeability of multiple variants
of the formulation. This technique will allow faster
optimisation of the TPM-insulin formulation.
Example 6
A formulation containing atropine was prepared as set out
in the description above. The details of the formulation
are as follows

WO 2006/133506

PCT/AU2006/000839

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Ingredient TPM-02/atropine
Atropine phosphate 1%
A mixture of phosphorylated
tocopheryls (TPM) containing
TP:T2P in a 2:1 ratio. TP refers
to the monophosphate ester of a-
tocopheryl and T2P refers to di-
tocopheryl phosphate. 2%
Ethanol 30%
Carbomer 934 1%
Water qs to 100%
Example 7
TPM vesicles containing a mixture of the
monophosphate ester of α-tocopheryl (TP) and di-tocopheryl
phosphate (T2P) in a 2: ratio were exposed to simulated
gastric and intestinal juices so as to determine whether
enteric formulations of the present invention could
withstand the conditions of the gut.
Vesicles were prepared with 2% TPM including the
fluorescent dye Rhodamine 6G, and an analysis of the
distribution of the vesicle population was done with
fluorescence activated cell sorting (FACS).
Simulated gastric and intestinal juices were prepared
according to the US Pharmacopoeia. Gastric juice was an
acidic solution of pepsin enzyme, at pH 1.2. Intestinal
juice was prepared with pancreatin powder made up
in a phosphate buffer at pH 6.8.
The vesicles were exposed to both juices separately.
Exposure to the simulated gastric juice created larger
vesicles and/or aggregates of vesicles. Exposure to the
simulated intestinal juice had almost no effect on the
appearance of the vesicles, and they maintained the
original size distribution.

WO 2006/133506 PCT/AU2006/000839
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Example 8
A formulation containing was prepared from complexes of
TPM as set out in the description above to examine if
complexes of TPM will form vesicles. The details of the
formulation are as follows:

Vesicles were formed according to this formulation.
The word 'comprising' and forms of the word
'comprising' as used in this description does not limit
the invention claimed to exclude any variants or
additions.
Modifications and improvements to the invention will
be readily apparent to those skilled in the art. Such
modifications and improvements are intended to be within
the scope of this invention.

PCT/AU2006/00083
Received 17 April 200
- 47 -
Claims
1. A carrier for administering biologically active
compounds comprising one or more C1-C4 alcohols, polyols
and polymers thereof, water and one or more di and/or
mono-(electron transfer agent) phosphate derivatives or
complexes thereof.
2 . A carrier according to claim 1 which is the C1-C4
alcohols, polyols and polymers thereof are selected from
the group consisting of methanol, ethanol, propanol
isopropanol, butanol and glycols or combinations thereof.
3 . A carrier according to claim 2 in which the C1-4
alcohol is ethanol.
4 . A carrier according to claim 1 or claim 2 in
which the C1-C4 alcohol, polyols and polymers thereof is
present in an amount of 0.5 to 50%, 5 to 40% or 10 to 3 0%.
5 . A carrier according to claim 1 in which comprises
one or more di-(electron transfer agent) phosphate
derivatives.

6. A carrier according to claim 1 which comprises a
combination of one or more di-(electron transfer agent)
phosphate derivatives and one or more mono-(electron
transfer agent) phosphate derivatives.
7. A carrier according to claim 1 in which the di-
and/or mono-(electron transfer agent) phosphate derivative
is a phosphate ester of electron transfer agents in which
the phosphate is ortho-phosphate or pyrophosphate di- or
mono-substituted with electron transfer agents.
8 . A carrier according to claim 1 in which the di-
and/or mono-(electron transfer agent) phosphate derivative
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Received 17 April 2007
- 48 -
or complexes thereof is selected from the group consisting
of hydroxy chroman phosphate derivatives, phosphate
derivatives of quinols being the reduced forms of electron
transfer agent K1 and ubiquinone, hydroxy carotenoid
phosphate derivatives, calciferol phosphate derivatives
and ascorbic acid phosphate derivatives.
9. A carrier according to claim 8 in which the
hydroxy chroman phosphate derivatives are selected from
the group consisting of alpha, beta, gamma and delta tocol
phosphate derivatives in enantiomeric and racemic forms.
10. A carrier according to claim 9 in which the tocol
phosphate derivative is a tocopheryl phosphate derivative
or a tocotrienol phosphate derivative.
11. A carrier according to claim 10 in which the
tocol phosphate derivative is selected from the group
consisting of di-tocopheryl phosphate derivatives, di-
tocopheryl di-phosphate derivatives, di-tocotrienol
phosphate derivatives, mono-tocopheryl phosphate
derivatives, mono-tocopheryl di-phosphate derivatives and
mono-tocotrienyl phosphate derivatives.
12. A carrier according to claim 11 in which the
tocol phosphate derivative is a di-tocopheryl phosphate
derivative.

13 . A carrier according to claim 11 in which the
tocol phosphate derivative is a combination of a di-
tocopheryl phosphate derivative and a mono-tocopheryl
phosphate derivative.
14 . A carrier according to claim 13 in which the
ratio of mono-tocopheryl phosphate to di-tocopheryl
phosphate is 4:1 to 1:4 or 2:1.
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PCT7AU2006/000839
Received 17 April 200'
- 49 -
15. A carrier according to claim 1 in which the di-
and/or mono-(electron transfer phosphate) derivative is
reacted with one or more complexing agents to form a
complex.
16. A carrier according to claim 15 in which the
complexing agent is selected from the group consisting of
amphoteric surfactants, cationic surfactants, amino acids
having nitrogen functional groups and proteins containing
amino acids having nitrogen functional groups.
17. A carrier according to claim 16 in which the
complexing agent has the formula (II):
NR7R8R9
(ID
in which
R7 is selected from the group consisting of C6-22
alkyl optionally interrupted by carbonyl; and
R8 and R9 are independently selected from the
group consisting of H, CH2COOX, CH2CHOHCH2SO3X,
CH2CHOHCH2OPO3X, CH2CH2COOX, CH2COOX, CH2CH2CHOHCH2SO3X or
CH2CH2CHOHCH2OPO3X in which X is H, Na, K or alkanolamine,
provided that R8 and R9 are not both H and when R7 is RCO,
then R8 is NCH3 and R9 is (CH2CH2)N (C2H4OH)-H2CHOPO3 or R8 and
R9 together form N(CH2) 2N (C2H4OH) CH2COO.
18. A carrier according to claim 17 in which the
complexing agent is arginine, lysine or
lauryliminodipropionic acid.
19. A carrier according to claim 1 in which the
electron transfer agent phosphate derivative or complex
thereof is present in an amount of up 11%, 1 to 11% or 1
to 3%.
20. A carrier according to claim 1 in which water is
in an amount of 50 to 99%, 60 to 95% or 70 to 90%.
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PCT/AU2006/000839
Received 17 April 2007
- 50 -
21. A carrier according to claim 1 which is in the
form of vesicles.
22. A carrier according to claim 21 in which the
diameter of the vesicles is 50 to 10,000nm, 100 to 500nm
or 300 to 500nm.
23. A carrier according to claim 22 in which the
vesicles partially or fully encapsulate the biologically
act ive compound.
24. Use of one or more C1-C4 alcohols, polyols and
polymers thereof, water and one or more di- and/or mono-
(electron transfer agent) phosphate derivatives or
complexes thereof in the manufacture of a carrier for
administering biologically active compounds.
25. A process for the preparation of the carrier as
defined in claim 1 which comprises the steps of:
combining one or more di- and/or mono-(electron transfer
agent) phosphate derivatives or complexes thereof with one
or more C1-4 alcohols, polyols or polymers thereof; and
adding water to the combination of step (a).
26. A formulation comprising a biologically active
compound and a carrier comprising one or more C1-C4
alcohols, polyols and polymers thereof, water and one or
more di- and/or mono-(electron transfer agent) phosphate
derivatives or complexes thereof.
27. A formulation according to claim 26 in which the
biologically active compound is a pharmaceutical or a
phosphate derivative thereof.
28. A formulation according to claim 27 in which the
pharmaceutical is selected from the group consisting of
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PCT/AU2006/000839
Received 17 April 2007
- 51 -
vitamins, phytochemicals, cosmetic agents, nutraceuticals,
hormones, peptides, polypeptid.es, proteins and nucleic
acids.
29. A formulation according to claim 28 in which the
pharmaceutical is selected from the group consisting of a
neuroleptic, narcotic analgesic, anti-inflammatory, anti-
cancer agent, antihistamine, anti-angina agent,
antidyslipidaemic, anti-diabetic, and hormone analogue.
30. A formulation according to claim 29 in which the
pharmaceutical is selected from the group consisting of
co-enzyme Q, human parathyroid hormone, insulin, glucagon-
like peptide, morphine, oxycodone, elastin, retinol and
collagen.
31. A formulation according to claim 26 in which the
biologically active compound is present in an amount of up
to 5%, 0.5 to 3% or 0.5 to 2%.
32. A formulation according to claim 26 which further
comprises other excipients.
33. A formulation according to claim 32 in which the
excipients are selected from the group consisting of
solvents, thickeners or gelling agents, surfactants,
buffers, emollients, sweeteners, disintegrators, flavours,
colours, preservatives, fragrances, electrolytes and film
foaming polymers.
34. A formulation according to claim 32 in which the
excipients are present in an amount of up to 5%.
35. A method for preparing the formulation as defined
in claim 2 6 comprising the step of combining a
biologically active compound with a carrier comprising one
or more C1-C4 alcohols, polyols and polymers thereof, water
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- 52 -
and one or more di- and/or mono-(electron transfer agent)
phosphate derivatives or complexes thereof.
36. A method for administering biologically active
compounds which comprises the step of combining the
biologically active compound with a carrier comprising one
or more C1-C4 alcohols, polyols and polymers thereof,
water and one or more di- and/or mono-(electron transfer
agent) phosphate derivatives or complexes thereof.
37. A method according to claim 3 6 in which the
biologically active compound and carrier are administered
by parenteral, enteral, oral, topical, transdermal,
opthalmological, rectal, vaginal, intranasal or
intrapulraonary administration.
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Amended Sheet
IPEA/AU

The invention relates to a carrier for administering biologically active compounds comprising one or more C1-C4
alcohols, polyols and polymers thereof, water and one or more di and/or mono-(electron transfer agent) phosphate derivatives or
complexes thereof. The carrier may be used in administering biologically active compounds, in particular Pharmaceuticals including
cosmetic agents.

Documents:

http://ipindiaonline.gov.in/patentsearch/GrantedSearch/viewdoc.aspx?id=GU1edS1AxanqqBoKCfgWlw==&loc=wDBSZCsAt7zoiVrqcFJsRw==


Patent Number 271116
Indian Patent Application Number 4701/KOLNP/2007
PG Journal Number 06/2016
Publication Date 05-Feb-2016
Grant Date 03-Feb-2016
Date of Filing 04-Dec-2007
Name of Patentee VITAL HEALTH SCIENCES PTY LTD
Applicant Address LEVEL 2, 90 WILLIAM STREET MELBOURNE, VIC
Inventors:
# Inventor's Name Inventor's Address
1 GIANELLO ROBERT 34 OLINDA CRESENT, OLINDA, VICTORIA 3788
2 OGRU ESRA 20 ERSKINE CRESENT, WHEELERS HILL, VICTORIA 3150
3 GAVIN PAUL 8 CHAPMAN STREET, CHADSTONE, VICTORIA 3148
PCT International Classification Number A61K 47/10,A61K 8/35
PCT International Application Number PCT/AU2006/000839
PCT International Filing date 2006-06-16
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 2005904737 2005-08-30 Australia
2 2006902726 2006-05-19 Australia
3 2005903198 2005-06-17 Australia