Title of Invention

AN AQUEOUS EMULSION

Abstract This invention provides an aqueous emulsion, which comprises a polyvinyl alcohol-based resin, as the dispersant, and a polymer comprising a structural unit derived from an ethylenically unsaturated monomer, as the dispersoid, from which a film having excellent transparency can be obtained, and which is excellent in mechanical stability, chemical stability, freezing stability and storage stability, and a method for producing the same, and relates to an aqueous emulsion which has an average particle size of the dispersoid of from 100 to 450 µm and an apparent grafting efficiency of the polyvinyl alcohol-based resin of from 65 to 75% based on the dispersoid, and a method for producing the same.
Full Text

DESCRIPTION
AQUEOUS EMULSION AND PRODUCTION METHOD THEREOF
Technical Field

This invention relates to an aqueous emulsion which comprises, as the dispersoid,
a polymer comprising a structural unit derived from an ethylenically unsaturated monomer,
and a production method thereof, more illustratively, it relates to an aqueous emulsion
obtained by carrying out emulsion polymerization of an ethylenically unsaturated
monomer in the presence of a polyvinyl alcohol-based resin as the dispersant, which is an
aqueous emulsion that shows excellent adhesiveness for wood and the like and from which
a film having excellent film-forming property, chemical stability and freezing stability and
having excellent transparency can be obtained, and a production method thereof.
Background of the Invention
Up to now, a polyvinyl alcohol-based resin (polyvinyl alcohol is referred to as
PVA hereinafter) has been used suitably as a dispersant in the emulsion polymerization of
ethylenically unsaturated monomers.
Among such ethylenically unsaturated monomers, vinyl acetate has high affinity
for PVA-based resins and can produce an aqueous emulsion having excellent stability, but
since the thus obtained vinyl acetate resin emulsion has high minimum film-forming
temperature, there is a problem in that film-forming property and adhesiveness become
insufficient under a low temperature environment.
On the other hand, since an acrylic-based emulsion has sufficient film-forming
property even under a low temperature environment, there is increasing a case in which
such an acrylic-based resin emulsion is applied to applications wherein a vinyl acetate
resin emulsion has been conventionally used.
However, in the case of the acrylic-based resin emulsion, emulsification
dispersion property is insufficient by a general unmodified PVA-based resin and, what is
more, acrylic-based monomers have smaller radical reactivity in comparison with vinyl
acetate, so that there is a case in which initial reaction is difficult to be generated in the


presence of a PVA-based resin or stability at the time of polymerization becomes
insufficient.
In order to solve such problems in the production of acrylic-based resin emulsions,
examinations are broadly carried out on the use of various modified PVA resins having
further high dispersion stability, as the PVA-based resin.
For example, as a dispersant which can provide an acrylic-based resin emulsion
having excellent stability at the time of emulsion polymerization and having excellent
long-term standing stability, dilute stability and mechanical stability, a PVA-based resin
comprising a polyoxy alkylene group in its side chain has been proposed (e.g., see Patent
Reference 1).
In addition, a dispersant consisting of such a polyoxy alkylene group-containing
PVA-based resin is suitably used in a polymerization method by a pre-emulsion method in
which an acrylic-based monomer is emulsified and dispersed in water in the presence of a
dispersant and the thus prepared pre-emulsion is polymerized by adding it dropwise to a
polymerization reaction system.
In this connection, the polyoxy alkylene group-containing PVA-based resin used
in the Patent Reference 1 has a degree of saponification of from 30 to 80% by mol, and
those having a degree of saponification of from 35 to 73% by mol, namely those having a
region of lower degree of saponification as a PVA-based resin, are used in the Examples.

In addition, as a dispersant which can provide an acrylic-based resin emulsion
having excellent mechanical stability and freezing stability and also in long-term standing
stability at high temperature, a PVA-based resin comprising a 1,2-diol structure in its side
chain has been proposed (e.g., see Patent Reference 2).
In this connection, there is described in this Patent Reference 2 that those which
have a residual ester group quantity of 15% by mol or less (those having a degree of
saponification of exceeding 85% by mol) are desirable as the PVA-based resin comprising
a 1,2-diol structural unit, and in the Examples, those having a residual ester group quantity
of from 2.2 to 6.0% by mol (from 94.0 to 97.8% by mol as the degree of saponification),
namely those having a high range of the degree of saponification, are used as the PVA-
based resin.


Patent Reference 1: JP-A-2000-297107
Patent Reference 2: JP-A-2006-124682
Disclosure of the Invention
Problems that the Invention is to Solve

However, when the present inventors have examined in detail on the techniques
described in these patent references, it was found that the acrylic-based resin emulsion
obtained in accordance with the Patent reference 1 by the pre-emulsion method using a
PVA-based resin which contains a polyoxy alkylene group having low degree of
saponification as the emulsification dispersant was excellent regarding its polymerization
stability but insufficient in terms of its chemical stability and freezing stability and there is
a room for improvement regarding the film-forming property.
In addition, the acrylic-based resin emulsion obtained in accordance with the
Patent reference 2 by the dropping polymerization using a PVA-based resin which contains
a 1,2-diol structure having high degree of saponification as the dispersant was excellent
regarding its mechanical stability, chemical stability, freezing stability and preservation
stability, but coarse particles were formed depending on the emulsion polymerization
conditions and kinds of the monomer to be used in the emulsion polymerization, and its
film-forming property was insufficient and it was also insufficient in terms of the
transparency of the film obtained from this.
That is, the invention aims at providing an aqueous emulsion which shows
excellent adhesiveness for wood and the like and from which a film having excellent film-
forming property, chemical stability and freezing stability and having excellent
transparency can be obtained, and a production method thereof.
Means for Solving the Problems

Taking the above-mentioned actual circumstances into consideration, the present
inventors have conducted intensive studies and found as a result that the object of the
invention can be achieved by the following constitution and thereby accomplished the
invention.
(1) An aqueous emulsion, comprising a dispersant comprising a polyvinyl alcohol-
based resin and a polymer comprising, as the dispersoid, a structural unit derived from an
ethylenically unsaturated monomer, wherein an average particle size of the dispersoid is


from 100 to 450 nm and an apparent grafting efficiency of the polyvinyl alcohol-based
resin based on the dispersoid is from 65 to 75%.
(2) The aqueous emulsion according to the above-mentioned (1), wherein the
ethylenically unsaturated monomer is an acrylic-based monomer.
That is, the invention relates to an aqueous emulsion obtained by emulsion-
polymerizing an ethylenically unsaturated monomer, in which its film-forming property
and transparency of the film obtained therefrom are improved by reducing particle size of
the dispersoid, and, while various stabilities generally have a tendency to lower when
particle size becomes small due to increase of the surface area, the lowering is controlled
by the value of the apparent grafting efficiency of the PVA-based resin based on the
dispersoid, namely strength of the protective colloidal ability.

(3) The aqueous emulsion of the invention can be obtained, for example, by
adding a pre-emulsion dropwise to an aqueous medium to carry out emulsion
polymerization, wherein the pre-emulsion is obtained by emulsifying and dispersing the
ethylenically unsaturated monomer in water in the presence of the PVA-based resin which
comprises a 1,2-diol structural unit represented by the following general formula (1) and
has a degree of saponification of from 80 to 93% by mol.


[In the formula, R1, R2 and R3 each independently represent a hydrogen atom or an organic
group, X represents a single bond or a bonding chain, and R4, R5 and R6 each
independently represent a hydrogen atom or an organic group.]

That is, a pre-emulsion in which a monomer is finely dispersed in water is able to
be obtained by the use of a PVA-based resin having excellent affinity for both of the
ethylenically unsaturated monomer and its polymer as the dispersant, and an aqueous
emulsion of a polymer as the dispersoid having an extremely small particle size is obtained
by adding this dropwise to a polymerization reaction system and thereby carrying out
emulsion polymerization.
(4) The aqueous emulsion according to the above-mentioned (3), wherein a
content of the 1,2-diol structural unit represented by the general formula (1) in the
polyvinyl alcohol-based resin is from 2 to 15% by mol.
(5) The aqueous emulsion according to the above-mentioned (3) or (4), wherein an
average degree of polymerization of the polyvinyl alcohol-based resin comprising the 1,2-
diol structural unit represented by the general formula (1) is from 50 to 4,000.
(6) The aqueous emulsion according to any one of the above-mentioned (3) to (5),
wherein the 1,2-diol structural unit represented by the general formula (1) is a 1,2-diol
structural unit represented by the following general formula (1').



(7) The aqueous emulsion according to any one of the above-mentioned (3) to (6),
wherein a content of the dispersant is from 0.1 to 100 parts by weight based on 100 parts
by weight of the dispersoid.
(8) The aqueous emulsion according to any one of the above-mentioned (1) to (7),
which has a solid matter concentration of from 10 to 60% by weight.
(9) The aqueous emulsion according to any one of the above-mentioned (1) to (8),
which comprises a cross-linking agent.

(10) The aqueous emulsion according to the above-mentioned (9), wherein the
cross-linking agent is methylolmelamine.
(11) The aqueous emulsion according to the above-mentioned (9) or (10), wherein
a content of the cross-linking agent is from 0.1 to 150 parts by weight based on 100 parts
by weight of the polyvinyl alcohol-based resin.
(12) A method for producing an aqueous emulsion, which comprises: obtaining a
pre-emulsion by emulsifying and dispersing an ethylenically unsaturated monomer in
water in the presence of a polyvinyl alcohol-based resin comprising a 1,2-diol structural
unit represented by the general formula (1) and having a degree of saponification of from
80 to 93% by mol; and adding the obtained pre-emulsion dropwise to an aqueous medium
to carry out emulsion polymerization.
Advantage of the Invention

Since the aqueous emulsion of the invention is excellent in film-forming property,
chemical stability and freezing stability, can produce a film having excellent transparency
and shows excellent adhesiveness for wood and the like, it is markedly suitable for
applications such as coating agent, adhesive and sensitive adhesive to various backing
materials.
Best Mode for Carrying Out the Invention
The explanation of composing elements described in the following is an example
(typical example) of the embodiment of the invention and is not specified to these contents.
The following describe the invention in detail.
The aqueous emulsion of the invention comprises a PVA-based resin as the
dispersant and a polymer comprising a structural unit derived from an ethylenically
unsaturated monomer (to be referred simply to as "polymer of an ethylenically
unsaturated monomer" hereinafter in some cases) as the dispersoid.
The dispersoid of the aqueous emulsion of the invention is a polymer of an
ethylenically unsaturated monomer, and for example, there may be mentioned a polymer
comprising, as the main, a structural unit derived from a vinyl ester-based monomer, a
diene-based monomer, an olefin-based monomer, an acrylamide-based monomer, an
acrylonitrile-based monomer, a styrene-based monomer, a vinyl ether-based monomer or


an allyl-based monomer. Particularly, it is desirable to use a polymer comprising a
structural unit derived from an acrylic-based monomer from the viewpoint that the effect
of then invention can be obtained to the maximum.
As such an acrylic-based monomer, methyl (meth)acrylate, ethyl (meth)acrylate,
n-propyl (meth)acrylate, i-propyl (meth)acrylate, n-butyl (meth)acrylate, i-butyl
(meth)acrylate, t-butyl (meth)acrylate, 2-ethylhexyl (meth)acrylate, dodecyl
(meth)acrylate, octadecyl (meth)acrylate, (meth)acrylic acid and the like can be mentioned.

In addition, though it is possible to use the above-mentioned acrylic-based
monomers each independently, it is also a desirable embodiment to use two or more
species by mixing them, or to use further jointly with other monomer such as a styrene-
based monomer, with the aim of controlling glass transition and other characteristics of the
obtained polymer.

According to the emulsion of the invention, an average particle size of the
dispersoid (namely, the above-mentioned polymer) is from 100 to 450 nm, which is
markedly small in comparison with general emulsions, and that of particularly from 100 to
350 nm, further from 100 to 200 nm, is preferably used. When this average particle size
is too small, the viscosity becomes high in case that concentration of the emulsion is high,
thus posing a tendency of lowering handling property. When too large on the contrary,
there is a tendency that film-forming property of the emulsion is lowered or transparency
of the obtained coating film is lowered.
In this connection, the average particle size of dispersoid of this emulsion is
obtained by adding 0.1 g of the emulsion dropwise to 50 g of water and applying a
supersonic wave thereto for 5 minutes to prepare highly diluted and highly dispersed
samples for evaluation use, and calculating average particle size at 23 °C using "NICOMP
380" manufactured by Particle Sizing Systems by Volume-Wt NICOMP DISTRIBUTION
mode.

In addition, the aqueous emulsion of the invention is not only small in average
particle size but also less in coarse particles, and its amount is generally from 0 to 0.5%,
7

particularly from 0 to 0.3% and further from 0 to 0.1 %. When amount of such coarse
particles is too large, it is not desirable because there is a case in which film-forming
property is reduced or coating property at the time use is spoiled.
In this connection, such coarse particles mean solid matter remained on a nylon
cloth when the aqueous emulsion is filtered using a 120 mesh nylon, and its amount is
based on the weight of aqueous emulsion.

The aqueous emulsion of the invention has another property in which an apparent
grafting efficiency of the PVA-based resin is within the range of from 65 to 75%,
particularly preferably from 68 to 75%, based on the dispersoid. According to the
invention, while various stabilities generally have a tendency to lower when particle size of
emulsion becomes small due to increase of the surface area, it is able to lower the lowering
by the size of the apparent grafting efficiency of the dispersant, PVA-based resin, based on
the dispersoid, namely strength of the protective colloidal ability.

In this connection, such an apparent grafting efficiency is measured by the method
described in the following.
The aqueous emulsion is coated on a PET film using an applicator for 100 µm use
and dried while allowing it to stand still for 24 hours under an atmosphere of 23 °C and
50% RH, thereby preparing a film. About 1 g of this (a) is precisely weighed and soaked
in methyl acetate of 50°C, hot water of 98°C, toluene of 98°C, hot water of 98°C and
methyl ethyl ketone of 50°C, respectively, each for 6 hours, and its dry weight b (g) is
calculated. In addition, the volatile matter content c (%) of the film before the test is
separately measured, and using these values, the apparent grafting efficiency is calculated
by the following formula.
Apparent grafting efficiency (%) = [b/{a x (100 - c)/100}] x 100
When this apparent grafting efficiency is too small, there is a tendency that
various stabilities of the aqueous emulsion become insufficient because the protective
colloidal ability by the PVA-based resin becomes insufficient. In addition, it is difficult
that the apparent grafting efficiency exceeds 75%, and when such a value becomes too
large, the polymerization stability is lowered depending on the kind of the acrylic-based


monomer, so that there is a tendency that a stable aqueous emulsion becomes unable to
obtain.

In addition, solid matter concentration of the aqueous emulsion of the invention is
generally from 10 to 60%, and particularly those having solid matter concentration of from
38 to 52% is suitably used. When the solid content is too low, the emulsion particles are
apt to precipitate so that there is a tendency that the preservation stability becomes low or
the freezing stability becomes low, when it is too high on the contrary, there is a tendency
that the workability is inhibited.
In this connection, this solid matter concentration of the aqueous emulsion means
the residue when the aqueous emulsion is dried at 105°C for 3 hours.
The emulsion of the invention is excellent in film-forming property, and this is
evident from the fact that the difference between glass transition point (Tg) of the polymer
of ethylenically unsaturated monomer in the aqueous emulsion and minimum film-forming
temperature (MFT) of the aqueous emulsion, (Tg - MFT), is large. The value of Tg -
MFT in the aqueous emulsion of the invention is generally 4°C or more, and particularly
those having The value of Tg - MFT of from 6 to 10°C is suitably used.
In this connection, this minimum film-forming temperature (MFT) of the aqueous
emulsion represents a minimum temperature at which emulsion particles are fused to form
a continued film when the emulsion is coated on a base material or the like, and greatly
undergoes influence of the polymer composition in the emulsion, namely Tg of the
polymer and affinity with the dispersion medium, but is generally 40°C or less, and
particularly those having the MFT of from -20 to 40°C, especially those having the MFT
of from 0 to 30°C are suitably used.
Glass transition point (Tg) of the polymer of ethylenically unsaturated monomer is
generally 110°C or less, and those having the Tg of from 0 to 40°C are suitably used.
According to the invention, it is considered that the minimum film-forming
temperature is lowered because of the crowding of particles due to increase of capillary
pressure among particles caused by the small particle size of emulsion and because the
PVA-based resin comprising a specified structure to be used in the invention acts as a film-
forming supplementary agent, and its difference in temperature from the TG becomes large
as a result.


Next, method for producing the emulsion of the invention is described.
The method for producing the emulsion of the invention is not particularly limited,
but there may be mentioned a method in which a monomer is subjected to emulsion
polymerization in an aqueous medium, a method in which a polymer is emulsified and
dispersed in water, and the like, preferred of which is an emulsion polymerization by a pre-
emulsion method in which a pre-emulsion obtained by emulsifying and dispersing a
monomer in water in the presence of a PVA-based resin, a surfactant or the like is
polymerized while adding it dropwise to a polymerization reaction system, and a pre-
emulsion method which uses, as such a dispersant, a PVA-based resin comprising a 1,2-
diol structural unit represented by the following general formula (1) and having a degree of
saponification of from 80 to 93% by mol is particularly preferably used.
Such a PVA-based resin is excellent in its affinity for both of the ethylenically
unsaturated monomer and its polymer and firstly acts as a dispersant in preparing a pre-
emulsion by minutely dispersing such a monomer in water, and an emulsion which
comprises a polymer comprising extremely small particle size as the dispersoid can be
obtained by adding such a pre-emulsion dropwise to a reaction system that contains a
polymerization initiator and is set to a reaction temperature, and thereby carrying out
emulsion polymerization.
In addition, generally in an emulsion obtained by the pre-emulsion method,
grafting efficiency of the PVA-based resin used as the dispersant is apt to lower due to
reduced particle size, but since the PVA-based resin to be used in the invention has high
grafting capacity, a high grafting efficiency can be obtained and an emulsion having high
stabilities can be obtained.

The following illustratively describes on the production method by the pre-
emulsion method which uses, as the dispersant, such a PVA resin comprising a 1,2-diol
structural unit represented by the general formula (1).
The PVA-based resin to be used in such a pre-emulsion method has a structural
unit represented by the following formula (1), and in the general formula (1), R1, R2 and R3
each independently represent a hydrogen atom or an organic group, X represents a single
bond or a bonding chain, and R4, R5 and R6 each independently represent a hydrogen atom
or an organic group.



It is desirable that all of the R1 to R3 and R4 to R6 in the 1,2-diol structural unit
represented by the general formula (1) are hydrogen atoms, and a PVA-based resin
comprising a structural unit represented by the following general formula (1') is suitably
used.
£0032?

In this connection, the R1 to R3 and R4 to R6 in the structural unit represented by
the general formula (1) may be an organic group with the proviso that it is in such an
amount that it does not sharply spoil characteristics of the resin, and the organic group is
not particularly limited, but for example, alkyl groups having from 1 to 4 carbon atoms
such as methyl group, ethyl group, n-propyl group, isopropyl group, n-butyl group,
isobutyl group and tert-butyl group are desirable, and, as occasion demands, the organic

group may have a substituent group such as a halogen group, a hydroxyl group, an ester
group, a carbonate group, a sulfonate group and the like.
In addition, X in the 1,2-diol structural unit represented by the general formula (1)
is typically a single bond, and single bond is most desirable from the viewpoint of thermal
stability and of structural stability under high temperature/under acidic condition, but it
may be a bonding chain with the proviso that it is within such a range that it does not spoil
the effect of the invention, and such a bonding chain is not particularly limited and there
may be mentioned hydrocarbons such as alkylene, alkenylene, alkynylene, phenylene and
naphthylene (these hydrocarbons may be substituted with halogens such as fluorine,
chlorine or bromine, and the like), as well as -O-, -(CH2O)m-, -(OCH2)m-, -
(CH2O)mCH2-, -CO-, -COCO-, -CO(CH2)mCO-, -CO(C6H4)CO-, -S-, -CS-, -SO-, -
SO2- -NR-, -CONR-, -NRCO-, -CSNR-, -NRCS-, -NRNR-, -HPO4-, -Si(OR)2- -
OSi(OR)2- -OSi(OR)2O-, -Ti(OR)2- -OTi(OR)2- -OTi(OR)2O-, -Al(OR)-, -
OAl(OR)-, -OAl(OR)O- and the like (R is each independently an optional substituent
group of which a hydrogen atom or an alkyl group is desirable, and m is a natural number).
Particularly, an alkylene group having 6 or less carbon atoms, particularly methylene
group, or -CH2OCH2- is desirable from the viewpoint of stability at the time of production
or at the time of application.
Though the production method of the PVA-based resin to be used in the invention
is not particularly limited, (i) a method in which a copolymer of a vinyl ester-based
monomer and a compound represented by the following general formula (2) is subjected to
saponification, (ii) a method in which a copolymer of a vinyl ester-based monomer and a
compound represented by the following general formula (3) is subjected to saponification
and decarboxylation and (iii) a method in which a copolymer of a vinyl ester-based
monomer and a compound represented by the following general formula (4) is subjected to
saponification and deketalization are suitably used.
[Chem. 5]
12



In the above-mentioned general formulae (2), (3) and (4), all of R1, R2, R3, X, R4,
R5 and R6 are the same as the case of the general formula (1). Each of R7 and R8 is
independently a hydrogen atom or R9-CO- (in the formula, R9 is an alkyl group). Each of
R10 and R11 is independently a hydrogen atom or an organic group.
Regarding the methods of (i), (ii) and (iii), for example, the methods described in
JP-A-2006-95825 can be employed.
Particularly, from the viewpoint of being excellent in copolymerization reactivity
and industrial handling ability, it is desirable to use, as the compound represented by the
general formula (2) in the method of (i), a 3,4-diacyloxy-l-butene wherein R1 to R are
hydrogen, X is a single bond, R7 and R8 are R9-CO- and R9 is an alkyl group, and further
among them, 3,4-diacetoxy-l-butene wherein R9 is methyl group is particularly suitably
used.
In this connection, the reactivity ratio of each monomer when vinyl acetate is used
as the vinyl ester-based monomer and this is copolymerized with 3,4-diacetoxy-l-butene is
r (vinyl acetate) = 0.710 and r (3,4-diacetoxy-l-butene) = 0.701, and this shows that 3,4-
diacetoxy-l-butene is excellent in its copolymerization reactivity with vinyl acetate, in
comparison with the case of vinyl ethylene carbonate as the compound represented by the
general formula (3) used in the method of (ii), namely r (vinyl acetate) = 0.85 and r (vinyl
ethylene carbonate) = 5.4.
[0040]
In addition, chain transfer constant of 3,4-diacetoxy-l-butene is C x (3,4-
diacetoxy-l-butene) = 0.003 (65°C), and this shows that it does not cause a difficulty in
increasing degree of polymerization and a lowering of rate of polymerization, in
comparison with the C x (vinyl ethylene carbonate) = 0.005 (65°C) in the case of vinyl
ethylene carbonate and the C x (2,2-dimethyl-4-vinyl-1,3-dioxolan) = 0.023 (65°C) in the
case of 2,2-dimethyl-4-vinyl-1,3-dioxolan which is the compound represented by the
general formula (4) to be used in the method of (iii).

In addition, since the by-product which is generated when a copolymer of this 3,4-
diacetoxy-l-butene is saponified is the same compound by-produced at the time of
saponification from a structural unit derived from vinyl acetate frequently used as a vinyl
ester-based monomer, it is not necessary to arrange a special device or process to its after


treatment and solvent recovery system, so that a point that the existing facilities can be
used is also an industrially considerable advantage.

In this connection, regarding the above-mentioned 3,4-diacetoxy-l-butene, it is
able to obtain a product produced, for example, by the synthesis route described in WO
00/24702 which uses 1,3-butadiene as the starting substance and a product produced using
an epoxybutene derivative as an intermediate, by the techniques described in US Patent
5623086 and US Patent 6072079, and the products of Acros at the reagent level can be
obtained respectively from the market. Also, the 3,4-diacetoxy-1 -butene obtained as a
by-product during the 1,4-butanediol production process can also be used by purifying it.
Also, the 1,4-diacetoxy-l-butene as an intermediate product during the 1,4-
butanediol production process can also be used by converting it into 3,4-diacetoxy-l-
butene by carrying out a conventionally known isomerization reaction using metallic
catalyst such as palladium chloride. In addition, it is also possible to produce it in
accordance with the organic diester production method described in republished WO
00/24702.

In this connection, in the case of the PVA-based resin obtained by the method of
(ii) or (iii), carbonate ring or acetal ring sometimes remains on the side chain when the
degree of saponification is low or decarboxylation or deacetalization is insufficient, and as
a result, there is a tendency that amount of coarse particles in the aqueous emulsion
prepared using such a PVA-based resin as the dispersant is increased, so that the PVA-
based resin obtained by the method of (i) is most suitable for this application from these
points of view.
As the above-mentioned vinyl ester-based monomer, there may be mentioned
vinyl formate, vinyl acetate, vinyl propionate, vinyl valerate, vinyl butyrate, vinyl
isobutyrate, vinyl pivalate, vinyl caprate, vinyl laurate, vinyl stearate, vinyl benzoate, vinyl
versatate and the like, of which vinyl acetate is preferably used from the economical point
of view.
Also, in addition to the above-mentioned monomers (compounds represented by
the general formulae (2), (3) and (4)), as copolymerization components, compounds
including: a-olefins such as ethylene and propylene; hydroxyl group-containing α-olefins


such as 3-buten-l-ol, 4-penten-l-ol and 5-hexene-1,2-diol, and derivatives thereof such as
acylation products; unsaturated acids such as itaconic acid, maleic acid and acrylic acid or
alts or mono or dialkyl esters thereof; nitriles such as acrylonitrile, amides such as
methacrylamide and diacetoneacrylamide, olefinsulfonic acid such as ethylenesulfonic
acid, allylsulfonic acid, metharylsulfonic acid and AMPS and salts thereof and the like
may be copolymerized within such a range that they do not exert sharp influences on the
resin physical properties.

Degree of saponification of the PVA-based resin to be used in the invention
(measured in accordance with JIS K 6726) is preferably from 80 to 93% by mol,
particularly preferably from 85 to 90% by mol. When such a degree of saponification is
too low, there will be a case in which insoluble matter of the PVA-based resin is
precipitated during the polymerization caused by a clouding point phenomenon and
inhibits polymerization, and when it is too high on the contrary, there is a tendency that the
pre-emulsion monomer liquid becomes unstable.

In general, since emulsion polymerization is carried out at a temperature of from
70 to 80°C, as the PVA-based resin to be used as the dispersant in this, a substance having
a clouding point of 80°C or more is used, and a substance of 90°C or more is particularly
preferably used. When such a clouding point is too low, here will be a case in which the
PVA-based resin is precipitated during the polymerization in the same way as described in
the above and the emulsion aggregates thereby.
However, though it is not desirable from the productivity point of view, it is also
possible to use a PVA-based resin having a clouding point of less than 80°C in case that
the emulsion polymerization is carried out at a further low temperature with the aim of
achieving high degree of polymerization.
In this connection, regarding such a clouding point of the PVA-based resin, a
PVA-based resin aqueous solution having a solid matter concentration of 0.1% is adjusted
to a temperature of 23 °C, temperature rising of this is carried out at a rate of l°C/min, and
the temperature when its absorbance at 430 nm exceeded 0.1 is used as the clouding point.

In addition, average degree of polymerization of the PVA-based resin (measured
in accordance with JIS K 6726) to be used preferably is generally from 50 to 4000,


particularly from 100 to 2000, further from 200 to 800. When such an average degree of
polymerization is too low, the protective colloidal ability cannot be obtained, and when it
is too high on the contrary, viscosity of the obtained emulsion becomes so high that it
sometimes becomes difficult to carry out the polymerization because agitation cannot be
carried out during the polymerization.

A content of 1,2-diol structural unit contained in the PVA-based resin is generally
from 2 to 15% by mol, particularly from 3 to 12% by mol, further preferably from 4 to
10% by mol. When such a content is too small, there is a tendency that an emulsion
having stable grafting performance of the PVA-based resin for acrylic resin cannot easily
be obtained, and when it is too large on the contrary, hydrophilic property of PVA
becomes too high or average chain length of the residual acetic acid ester group becomes
short, so that there is a tendency in that the pre-emulsion becomes unstable due to lowering
of the adsorption performance for the acrylic-based monomer.

In this connection, the content of 1,2-diol structural unit in the PVA-based resin
can be calculated from the 'H-NMR spectrum (solvent: DMSO-d6, internal standard:
tetramethylsilane) of completely saponified PVA-based resin, and illustratively, it may be
calculated from peak areas derived from hydroxyl group proton, methine proton and
methylene proton in the 1,2-diol unit, methylene proton of the main chain, proton of
hydroxyl group connecting to the main chain and the like.
Next, a method is described on the production of a pre-emulsion in which an
ethylenically unsaturated monomer is dispersed in water using, as the dispersant, a PVA-
based resin comprising a 1,2-diol structural unit represented by the above-mentioned
general formula (1).
As the using amount of the PVA-based resin which is used as the dispersant in the
pre-emulsion, it varies to some extent depending on its kinds, resin content of the emulsion
and the like, within the range of generally from 0.1 to 100 parts by weight, particularly
from 1 to 50 parts by weight, further from 3 to 10 parts by weight, based on 100 parts by
weight of the dispersoid, is preferably used. When this using amount of the PVA-based
resin is too large, there is a tendency of lowering water resistance of film obtained from the


aqueous emulsion, and when it is too small, there is a tendency of being not able to obtain
a proper pre-emulsion because of the lowering of dispersion stability of the monomer,
which is not desirable.
As the production method of such a pre-emulsion, for example, there may be
mentioned a method in which an ethylenically unsaturated monomer is added dropwise to
an aqueous solution of the above-described PVA-based resin while agitating the latter.
As the agitator in that case, agitating and mixing by agitator blade, similar to the one which
is used at the time of emulsion polymerization, and conventionally known dispersing
machines such as static mixer, vibromixer and homogenizer can be used, of which the
agitating and mixing by agitator blade is suitable.

The thus obtained pre-emulsion comprising the ethylenically unsaturated
monomer is subjected to emulsion polymerization by adding it dropwise to a reaction
liquid comprising a polymerization initiator and water, in a reaction container equipped
with an agitator and a reflux condenser.

As the polymerization initiator, in general, common potassium persulfate,
ammonium persulfate, potassium bromate and the like are used each independently or
concomitantly with acidic sodium sulfite, further, water-soluble redox system
polymerization initiators such as hydrogen peroxide-tartaric acid, hydrogen peroxide-iron
salt, hydrogen peroxide-ascorbic acid-iron salt, hydrogen peroxide-rongalit or hydrogen
peroxide-rongalit-iron salt are used, and illustratively, catalyst consisting of an organic
peroxide and a redox system such as "Kayabutyl B" manufactured by Kayaku Akuzo Co.,
Ltd., or "Kayabutyl A-50C" manufactured by the same company can also be used.
Particularly, ammonium persulfate is suitably used from the polymerization stability point
of view.
Adding method of the polymerization initiator is not particularly limited, and a
method for adding it in one lot at an early stage, a method for adding it continuously with
the progress of polymerization, and the like can be employed.
Using amount of such a polymerization initiator cannot be said in a wholesale
manner because it depends on the kind of the monomer to be used, polymerization


conditions and the like, but it is suitably used within the range of generally from 0.01 to 1
part by weight, particularly from 0.01 to 0.5 part by weight, based on 100 parts by weight
of the ethylenically unsaturated monomer.
In addition, the temperature to be suitably employed at the time of polymerization
reaction is within the range of generally from 40 to 90°C, particularly from 60 to 80°C.

Dropping rate of the pre-emulsion to the reaction liquid cannot be said in a
wholesale manner because it depends on the reactivity of the ethylenically unsaturated
monomer to be used, using amount of the polymerization initiator, reaction temperature
and the like, so that it may be optionally decided by observing conditions of the
temperature of reaction liquid by heat of polymerization, and the like.
In this connection, it is possible that a part of the pre-emulsion, for example from
5 to 20% of the total amount, is put into the reaction liquid in advance, and the remaining
pre-emulsion is added dropwise thereto in response to the progress of polymerization. In
addition, it is also a desirable embodiment to arrange an aging stage for a certain period of
time after dropping entire volume of the pre-emulsion.

It is desirable that the emulsion of the invention uses a PVA-based resin alone as
the dispersant, but can further use another water-soluble polymer, a nonionic surfactant or
an anionic surfactant jointly therewith.
In this connection, when other dispersant is jointly used, it is desirable that the
content of the PVA-based resin is generally 70% by weight or more, particularly 80% by
weight or more, further 90% by weight or more.
As the water-soluble polymer which can be jointly used other than the above-
mentioned PVA-based resin, there may be mentioned unmodified PVA, carboxyl group-
containing PVA, formalized, acetalized, butyralized or urethanated PVA, PVA of an
esterificated product and the like with sulfonic acid, carboxylic acid or the like and
acetoacetylated PVA, diacetoneacrylamide-modified PVA, PVA with Thiol end group,
PVA in which amount of the main chain 1,2-glycol bond obtained by high temperature
high pressure polymerization is 1.8% by mol or more, ethylene oxide-modified PVA, a
saponification product of copolymer of a vinyl ester with a monomer copolymerizable
therewith, and the like. As the monomer copolymerizable with a vinyl ester, there may be
mentioned olefins such as ethylene, butylene, isobutylene, a-octene, a-dodecene and a-


octadecene, unsaturated acids such as acrylic acid, methacrylic acid, crotonic acid, maleic
acid, maleic anhydride or itaconic acid or salts or mono- or dialkyl esters thereof, nitriles
such as acrylonitrile and methacrylonitrile, amides such as acrylamide,
diacetoneacrylamide and methacrylamide, olefinsulfonic acids such as ethylenesulfonic
acid, allylsulfonic acid and methacrylsulfonic or salts thereof, alkyl vinyl esters, vinyl
ketone, N-vinylpyrrolidone, vinyl chloride, vinylidene chloride and the like. Particularly
when ethylene is copolymerized, a range of from 0.1 to 19% by mol is desirable.
In addition, as the above-mentioned water-soluble polymer other than PVA, there
may be mentioned cellulose derivatives such as methyl cellulose, ethyl cellulose,
hydroxymethyl cellulose, hydroxypropyl cellulose, hydroxybutylmethyl cellulose,
hydroxyethyl cellulose, carboxymethyl cellulose, aminomethylhydroxypropyl cellulose
and aminoethylhydroxy-propyl cellulose, starch, tragacanth, pectin, glue, alginic acid or a
salt thereof, gelatin, polyvinylpyrrolidone, polyacrylic acid or a salt thereof,
polymethacrylic acid or a salt thereof, polyacrylamide, polymethacrylamide, a copolymer
of vinyl acetate with unsaturated acid such as maleic acid, maleic anhydride, acrylic acid,
acrylic acid, methacrylic acid, itaconic acid, fumaric acid or crotonic acid, a copolymer of
styrene with the above-mentioned unsaturated acid, a copolymer of a vinyl ether with the
above-mentioned unsaturated acid and salts or esters of the above-mentioned copolymers.
As the nonionic surfactant, for example, a polyoxyethylene-alkyl ether type, a
polyoxyethylene-alkylphenol type, a polyoxyethylene-polyhydric alcohol ester type, an
ester of a polyhydric alcohol with a fatty acid, an oxyethyleneoxypropylene block polymer
and the like can be mentioned.
As the anionic surfactant, for example, a higher alcohol sulfate, a higher fatty acid
alkali salt, a polyoxyethylene alkylphenol ether sulfate, an alkyl-benzene sulfonate,
naphthalene sulfonate/formalin condensate, an alkyldiphenyl ether sulfonate, a dialkyl-
sulfosuccinate, a higher alcohol phosphoric acid ester salt and the like can be mentioned.
Further, plasticizers such as a phthalic acid ester and a phosphoric acid ester, pH
adjusting agents such as sodium carbonate, sodium acetate and sodium phosphate, and the
like can also be used concomitantly.


In addition, chain transfer agents such as an iron compound and methanol may
also be used concomitantly as an auxiliary for controlling polymerization reactivity.
In response to its applications, using purposes and the like, the thus obtained
aqueous emulsion of the invention can be mixed optionally with additive agents
corresponding to respective applications such as a pigment, a dispersant, an antifoamer, an
oil solution, a viscosity modifier, a tackifier, a thickener, a water-holding agent, a fiber-
softening agent, a smoothing agent or an antistatic agent.
In addition, it is possible to make the aqueous emulsion of the invention into a
powder emulsion by spray-
drying this, and in that case, it is desirable to post-add a PVA-based resin, particularly an
ethylene-modified PVA, a partially saponified PVA or the like, with the aim of improving
powdering and redispersibility.
In addition, it is possible to sharply improve water whitening resistance of the film
of the aqueous emulsion of the invention, by effecting crosslinking of the PVA-based resin
in the dry film through the concomitant use of a crosslinking agent.
It is considered that a continuous phase of PVA-based resin is present in the dry
film of aqueous emulsion obtained using the PVA-based resin as the dispersant, and when
such a film contacts with water, the PVA-based resin swells to a size of the range of visible
ray or is eluted to generate voids, thereby generating a difference in refractive index from
the phase consisting of dispersoid to cause the whitening.
In the aqueous emulsion of the invention, such a whitening of dry film by water is
improved by forming minute continuous phase of the PVA-based resin through reduction
of particle size of the dispersoid, but further improvement may be achieved by carrying out
crosslinking of the PVA-based resin and thereby inhibiting the swelling and elution caused
by water.

As the crosslinking agent to be used in the aqueous emulsion of the invention,
those which are conventionally known as crosslinking agents of PVA-based resins can be
used, and illustratively, there may be mentioned a methylol compound and a silicone
compound, which undergo condensation reaction with the hydroxyl group in PVA-based
resins, an aldehyde compound which undergoes acetalization reaction, an epoxy compound


which forms ether bond, inorganic based compound which forms a chelate such as and
zirconium, titanium, aluminum or boron.
Particularly, a methylol compound and a zirconium compound which are excellent
in crosslinking reactivity at low temperature are suitable.
As such a methylol compound, methylolmelamine, methylolurea,
methylolbisphenol S and the like can be mentioned, of which methylolmelamine is
particularly suitably used.
In addition, as the zirconium compound, zirconium chloride, zirconium acetate,
zirconyl acetate, zirconium nitrate, zirconyl nitrate, zirconium sulfate, zirconyl sulfate,
zirconium acetylacetonate, ammonium zirconium carbonate, potassium zirconium
carbonate, zirconyl octylate, zirconium oxychloride, zirconium hydroxychloride, zirconyl
hydroxychloride and the like can be mentioned.
Also, when a methylol compound is used as a cross-linking agent, the crosslinking
reaction progresses further effectively within an acidic area, particularly at pH 3 or less.
In this connection, in the case of the aqueous emulsion obtained using potassium persulfate
or ammonium persulfate as the polymerization initiator at the time of emulsion
polymerization, the system becomes acidic after the polymerization so that it is not
necessary to particularly carry out pH adjustment.

In addition, in the case of zirconium carbonate and potassium zirconium
carbonate, the crosslinking reaction is effectively generated in neutral to alkaline range, so
that these can be suitably used as crosslinking agents for those which used a redox system
polymerization initiator from which an aqueous emulsion of such a pH range can be
obtained.
Though blending amount of such a crosslinking agent cannot be said in a
wholesale manner because it depends on its purpose, it is suitably used within the range of
generally from 0.1 to 150 parts by weight, particularly from 1 to 100 parts by weight,
further from 5 to 50 parts by weight, especially from 10 to 30 parts by weight, based on
100 parts by weight of the PVA-based resin. When blending amount of such a
crosslinking agent is too small, there may be a case in which sufficient water whitening


resistance cannot be obtained, and when it is too large on the contrary, there may be a
tendency in that stability of the aqueous emulsion is lowered and its viscosity is increased.
Examples
The following describes the invention with reference to examples, but the
invention is not restricted by the descriptions of the examples without exceeding its gist.
In this connection, the "part" and "%" in the examples mean weight basis unless
otherwise noted.

Example 1
[Production of PVA-based resin]
Firstly, 1500 parts of vinyl acetate, 174 parts (6% by mol, based on adding vinyl
acetate) of 3,4-diacetoxy-l-butene, 300 parts of methanol and 0.2% by mol (based on
adding vinyl acetate) of azobisisobutyronitrile (AIBN) were prepared.
Subsequently, whole amounts of the methanol and AIBN and 20% portions of the
vinyl acetate and 3,4-diacetoxy-l-butene were added to a reaction container equipped with
a reflux condenser, a dropping funnel and an agitator, and polymerization was started by
increasing temperature under a stream of nitrogen while stirring. The remaining portions
(80% for each) of vinyl acetate and 3,4-diacetoxy-l-butene were added dropwise thereto
spending 7 hours, the polymerization was completed by adding a predetermined amount of
m-dinitrobenzene when rate of polymerization of vinyl acetate reached 90%, and then a
methanol solution of copolymer was obtained by removing unreacted vinyl acetate
monomer from the system through distillation while blowing methanol steam through the
system.
Next, the above-mentioned solution was adjusted to a concentration of 40% and
put into a kneader, and while keeping the solution temperature at 40°C, saponification was
carried out by adding a 2% methanol solution of sodium hydroxide at a ratio of 3.8 mmol
based on 1 mol in total amount of the vinyl acetate structural unit and 3,4-diacetoxy-l-
butene structural unit in the copolymer. When the saponified product was precipitated
and became particulate matter with the progress of saponification, acetic acid for
neutralization use was added in an amount of 5 equivalents of sodium hydroxide, and the
particulate was separated by filtration, thoroughly washed with methanol and then dried in


a hot air drier to obtain a PVA-based resin comprising the 1,2-diol structural unit
represented by the aforementioned formula (1').
Degree of saponification of the thus obtained PVA-based resin was 89% by mol
when analysis was carried out based on the amount of alkali consumption required for
hydrolyzing the residual vinyl acetate and 3,4-diacetoxy-butene, and average degree of
polymerization was 500 when analysis was carried out in accordance with JIS K 6726. In
addition, the content of the 1,2-diol structural unit was 6% by mol when calculated by
measuring it by JH-NMR (internal standard substance; tetramethylsilane). In this
connection, clouding point of this PVA-based resin was 90°C or more.
[Preparation of pre-emulsion]
Using this PVA-based resin as the dispersant, 216 parts of methyl methacrylate
and 177 parts of n-butyl acrylate were added dropwise to a reaction container charged with
9.2 parts of this PVA-based resin and 317 parts of water spending 30 minutes while
agitating at 300 rpm to effect their mixing and dispersion, and then the agitation was
continued for 30 minutes to prepare a pre-emulsion.
[Emulsion polymerization]
A separable flask equipped with a puddle-type mixing blade, a reflux condenser, a
dropping funnel and a thermometer was charged with 635 parts of water, 18.3 parts of the
PVA-based resin and 71.9 parts, namely 1/10, of the pre-emulsion prepared in advance,
and temperature in the flask was increased to 75°C while agitating at an agitation rate of
230 rpm.
After carrying out 1 hour of initial polymerization by adding 8.4 parts of a 5%
aqueous solution of ammonium persulfate, 647.1 parts, as 9/10, of the pre-emulsion was
added dropwise thereto spending 3.5 hours. Thereafter, this was subjected to 90 minutes
of aging and then cooled to ordinary temperature to obtain an emulsion. In this
connection, 2.4 parts for each of the 5% aqueous solution of ammonium persulfate was
added 7 times in total at 30 minute intervals after commencement of the dropwise addition
of pre-emulsion, and 1.4 parts for each of the 5% aqueous solution of ammonium
persulfate was added 2 times in total at 45 minute intervals during the 90 minutes of aging
step.



Average particle size, apparent grafting efficiency, glass transition point (Tg) and
minimum film-forming temperature (MFT) of the aqueous emulsion obtained in the above
were measured in the following manner.
(Average particle size)
A highly diluted and highly dispersed sample for evaluation use was prepared by
adding 0.1 g of the thus obtained aqueous emulsion dropwise to 50 g of water and applying
a supersonic wave thereto for 5 minutes. Particle sizes of the emulsion in this sample at
23°C were measured using "NICOMP 380" manufactured by Particle Sizing Systems, and
average particle diameter by Volume-Wt NICOMP DISTRIBUTION mode was calculated.

(Apparent grafting efficiency)
The aqueous emulsion was coated on a PET film using an applicator for 100 µm
use and dried while allowing it to stand still for 24 hours under an atmosphere of 23 °C and
50% RH, thereby preparing a film. About 1 g of this (a) was precisely weighed and
soaked in methyl acetate of 50°C, hot water of 98°C, toluene of 98°C, hot water of 98°C
and methyl ethyl ketone of 50°C, respectively, each for 6 hours, and its dry weight b (g)
was calculated. In addition, the volatile matter content c (%) of the film before the test
was separately measured, and using these values, the apparent grafting efficiency was
calculated by the following formula.
Apparent grafting efficiency (%) = [b/{a X (100 - c)/100}] X 100
(Glass transition point)
A cast film prepared at ordinary temperature was subjected to vacuum drying, the
thus obtained sample was treated by DSC (Thermal analysis mfd. by Perkin-Elmer) and
glass transition point (Tg) of the second run obtained within a temperature range of
from -20°C to 150°C and at a programming rate of 10°C/min was calculated.

(Minimum film-forming temperature)
Using a film forming temperature measuring device manufactured by Yoshimitsu
Seiki, the aqueous emulsion was coated using a 100 µm coater on an evaluation plate
having a temperature gradient within the range of from -5 to 40°C, and after allowing it to
stand still for 12 hours, forming condition of the film was observed with the naked eye and


the temperature of the boundary where a transparent film was formed was read and
regarded as minimum film-forming temperature (MFT).

Next, the following evaluations were carried out on the thus obtained aqueous
emulsions. The results are shown in Tables 2 to 5.
(Chemical stability)
Each aqueous emulsion was diluted with water to a solid mater concentration of
1%, a 10 g portion thereof was mixed with 0.5 g of magnesium sulfate and stirred with the
hand and then the conditions were observed with the naked eye for 30 minutes and
evaluated as follows.
A — no change
B — precipitation of aggregates

(Freezing stability)
A 50 g portion of each aqueous emulsion was put into a 100 ml capacity poly
vessel and the emulsion was frozen by allowing it to stand for 16 hours in a refrigerator of
-5°C. Thereafter, the emulsion was defrosted by allowing it to stand for 6 hours in a
constant temperature bath of 20°C. By repeating this three times, its condition was
observed and evaluated as follows.
A — stable
B ••• aggregation
(Adhesive strength)
Tension shear type single lap shear strength test specimens were prepared using
monarch birch (average specific gravity 0.7, moisture content 9%) as the wood sample,
coating each aqueous emulsion on its surface to a thickness of 300 g/m2, uniting the coated
faces and carrying out compression adhesion at 1 MPa for 24 hours. After humidification
under a condition of 23°C and 50% RH for 1 week or more, a tensile test was carried out at
a test speed of 10 mm/min using TENSILON STM-F1000P manufactured by TOYO
BALDWIN Co., Ltd., and ratio of destruction of not the adhered side but the wood sample
part among 8 test specimens (wood destruction ratio) was calculated.

(Film transparency)
26

A film was prepared by coating each aqueous emulsion on a PET film to a film
thickness of from 60 to 80 µm and allowed to stand under an environment of 23 °C and
50% RH for 2 days. Transparency of this film was measured in accordance with JIS K
7105 using a haze meter ("Haze Meter NDH 2000" mfd. by NIPPON DENSHOKU Co.,
Ltd.), and the haze value based on a film thickness of 10 urn was calculated.

(Water whitening resistance)
After soaking the film used in the evaluation of film transparency in water of 23 °C
for 3 hours, its transparency was measured in accordance with JIS K 7105 using a haze
meter ("Haze Meter NDH 2000" mfd. by NIPPON DENSHOKU Co., Ltd.), and the haze
value based on a film thickness of 10 urn was calculated.
Further, 20 parts by weight of methylolmelamine was added to each aqueous
emulsion, based on 100 parts by weight of the PVA-based resin in the emulsion, this was
coated on a PET film to a film thickness of from 60 to 80 µm and allowed to stand under
an environment of 23 °C and 50% RH for 3 days, and the crosslinked film obtained in this
manner was also subjected to the same evaluation.

Example 2
[Preparation of pre-emulsion]
A pre-emulsion was prepared by adding 193 parts of methyl methacrylate and 157
parts of n-butyl acrylate dropwise to a reaction container charged with 23.3 parts of the
same PVA-based resin of Example 1 and 317 parts of water spending 30 minutes while
agitating at 300 rpm to effect their mixing and dispersion, and then continuing the agitation
for 30 minutes.
[Emulsion polymerization]
A separable flask equipped with a puddle-type mixing blade, a reflux condenser, a
dropping funnel and a thermometer was charged with 635 parts of water, 46.7 parts of the
PVA-based resin and 69.1 parts, namely 1/10, of the pre-emulsion prepared in advance,
and temperature in the flask was increased to 75 °C while agitating at an agitation rate of
230 rpm.
After carrying out 1 hour of initial polymerization by adding 8.4 parts of a 5%
aqueous solution of ammonium persulfate, 621.1 parts, as 9/10, of the pre-emulsion was
added dropwise thereto spending 3.5 hours. Thereafter, this was subjected to 90 minutes


of aging and then cooled to ordinary temperature to obtain an emulsion. In this
connection, 2.4 parts for each of the 5% aqueous solution of ammonium persulfate was
added 7 times in total at 30 minute intervals after commencement of the dropwise addition
of pre-emulsion, and 1.4 parts for each of the 5% aqueous solution of ammonium
persulfate was added 2 times in total at 45 minute intervals during the 90 minutes of aging
step.
The thus obtained aqueous emulsion was evaluated in the same manner as in
Example 1. The results are shown in Tables 2 to 5.

Example 3
An aqueous emulsion was prepared in the same manner as in Example 1, except
that monomers in the pre-emulsion in Example 1 were changed to 193 parts by weight of
styrene and 157 parts by weight of n-butyl acrylate, and evaluated in the same manner.
The results are shown in Tables 2 to 5.

Example 4
An aqueous emulsion was prepared in the same manner as in Example 1, except
that a PVA-based resin obtained in accordance with Example 1, having a content of a side
chain 1,2-diol structural unit of 6% by mol, a degree of polymerization of 500 and a degree
of saponification of 92.6% by mol, was used as the PVA-based resin of Example 1, and
evaluated in the same manner. The results are shown in Tables 2 to 5.

Comparative Example 1
[Production of PVA-based resin]
Firstly, 1500 parts of vinyl acetate, 87 parts (3% by mol, based on adding vinyl
acetate) of 3,4-diacetoxy-l-butene, 600 parts of methanol and 0.3% by mol (based on
adding vinyl acetate) of azobisisobutyronitrile (AIBN) were prepared.
Subsequently, whole amounts of the methanol and AIBN and 10% portions of the
vinyl acetate and 3,4-diacetoxy-l-butene were added to a reaction container equipped with
a reflux condenser, a dropping funnel and an agitator, and polymerization was started by
increasing temperature under a stream of nitrogen while stirring. Further, the remaining
portions (90% for each) of vinyl acetate and 3,4-diacetoxy-l-butene were added dropwise
thereto spending 9 hours, the polymerization was completed by adding a predetermined


amount of m-dinitrobenzene when rate of polymerization of vinyl acetate reached 90%,
and then a methanol solution of copolymer was obtained by removing unreacted vinyl
acetate monomer from the system through distillation while blowing methanol steam
through the system.

Next, the above-mentioned solution was adjusted to a concentration of 45% and
put into a kneader, and while keeping the solution temperature at 40°C, saponification was
carried out by adding a 2% methanol solution of sodium hydroxide at a ratio of 5 mmol
based on 1 mol in total amount of the vinyl acetate structural unit and 3,4-diacetoxy-1-
butene structural unit in the copolymer. In addition, after 30 minutes of the starting of the
increase of viscosity, the 2% methanol solution of sodium hydroxide was further added in
the same manner at a ratio of 2 mmol. When the saponified product was precipitated and
became particulate matter with the progress of saponification, acetic acid for neutralization
use was added in an amount of 5 equivalents of sodium hydroxide, and the particulate was
separated by filtration, thoroughly washed with methanol and then dried in a hot air drier to
obtain a PVA-based resin comprising the 1,2-diol structural unit represented by the
aforementioned formula (1').
Degree of saponification of the thus obtained PVA-based resin was 98.6% by mol
when analysis was carried out based on the amount of alkali consumption required for
hydrolyzing the residual vinyl acetate and 3,4-diacetoxy-butene, and average degree of
polymerization was 300 when analysis was carried out in accordance with JIS K 6726. In
addition, the content of the 1,2-diol structural unit was 3% by mol when calculated by
measuring it by 'H-NMR (internal standard; tetramethylsilane). In this connection,
clouding point of this PVA-based resin was 90°C or more.
[Emulsion polymerization]
A separable flask equipped with a puddle-type mixing blade, a reflux condenser, a
dropping funnel and a thermometer was charged with 746 parts of a 6.14% aqueous
solution the thus obtained PVA-based resin, and temperature was increased to 75 °C while
agitating at an agitation rate of 230 rpm. After carrying out initial polymerization by
adding thereto 36.0 parts of methyl methacrylate, 29.4 parts of n-butyl acrylate and 8.4
parts of ammonium persulfate and agitating for 1 hour, a mixture of 324 parts of methyl
methacrylate and 265 parts of n-butyl acrylate was added dropwise thereto spending 3.5


hours, aging was further carried out for 90 minutes and then this was cooled to ordinary
temperature to obtain an emulsion. In this connection, 2.4 parts for each of the 5%
aqueous solution of ammonium persulfate was added 7 times in total at 30 minute intervals
after commencement of the dropwise addition of pre-emulsion, and 1.4 parts for each of
the 5% aqueous solution of ammonium persulfate was added 2 times in total at 45 minute
intervals during the 90 minutes of aging step. The aqueous emulsion was evaluated in the
same manner as in Example 1. The results are shown in Tables 2 to 5.

Comparative Example 2
An aqueous emulsion was prepared in the same manner as in Example 1, except
that a PVA-based resin comprising 4.3% by mol of side chain ethylene oxide group (chain
length 15) and having a degree of polymerization of 170 and a degree of saponification of
64% by mol was used as the PVA-based resin of Example 1, and evaluated in the same
manner. The results are shown in Tables 2 to 5.

Comparative Example 3
An aqueous emulsion was prepared in the same manner as in Example 1, except
that a PVA-based resin obtained in accordance with Example 1, having a content of a side
chain 1,2-diol structural unit of 6% by mol, a degree of polymerization of 500, a degree of
saponification of 77.6% by mol and a clouding point of 73 °C, was used as the PVA-based
resin of Example 1, and evaluated in the same manner as in Example 1. The results are
shown in Tables 2 to 5.

Comparative Example 4
An aqueous emulsion was prepared in the same manner as in Example 1, except
that a PVA-based resin obtained in accordance with Example 1, having a content of a side
chain 1,2-diol structural unit of 6% by mol, a degree of polymerization of 500 and a degree
of saponification of 95% by mol, was used as the PVA-based resin of Example 1, and
evaluated in the same manner. The results are shown in Tables 2 to 5.
In addition, the used PVA-based resins and polymerization methods are described
in the following Table 1.








As is evident from these results, the aqueous emulsion of the invention has a large
difference between Tg and MFT (minimum film-forming temperature), so that it is
excellent in film-forming property, excellent in chemical stability and freezing stability and
also excellent in adhesive strength with wood. In addition, the dry film obtained from the
aqueous emulsion of the invention has high transparency and is also excellent in water
whitening resistance, and the water whitening resistance is further improved when a
crosslinking agent is used further concomitantly.
While the invention has been described in detail and with reference to specific
embodiments thereof, it will be apparent to one skilled in the art that various changes and
modifications can be made therein without departing from the spirit and scope of the
invention.
This application is based on a Japanese patent application filed on November 28,
2007 (Japanese Patent Application No. 2007-306689), the entire contents thereof being
thereby incorporated by reference.
Industrial Applicability
[0098]
Since the aqueous emulsion of the invention can form a film having excellent
transparency and is excellent in mechanical stability, chemical stability, freezing stability
and storage stability, it is markedly suitable for applications such as adhesives and coating
agents.

We Claim:
1. An aqueous emulsion, comprising a dispersant comprising a polyvinyl
alcohol-based resin and a polymer comprising, as a dispersoid, a structural unit derived
from an ethylenically unsaturated monomer, wherein an average particle size of the
dispersoid is from 100 to 450 nm and an apparent grafting efficiency of the polyvinyl
alcohol-based resin based on the dispersoid is from 65 to 75%.
2. The aqueous emulsion according to claim 1, wherein the ethylenically
unsaturated monomer is an acrylic-based monomer.
3. The aqueous emulsion according to claim 1 or 2, which is obtained by adding
a pre-emulsion dropwise to an aqueous medium to carry out emulsion polymerization,
wherein the pre-emulsion is obtained by emulsifying and dispersing the ethylenically
unsaturated monomer in water in the presence of the polyvinyl alcohol-based resin which
comprises a 1,2-diol structural unit represented by the following general formula (1) and
has a degree of saponification of from 80 to 93% by mol:

[in the formula, R1 , R2 and R3 each independently represent a hydrogen atom or an organic
group, X represents a single bond or a bonding chain, and R4, R5 and R6 each
independently represent a hydrogen atom or an organic group].
4. The aqueous emulsion according to claim 3, wherein a content of the 1,2-diol
structural unit represented by the general formula (1) in the polyvinyl alcohol-based resin
is from 2 to 15% by mol.

5. The aqueous emulsion according to claim 3 or 4, wherein an average degree
of polymerization of the polyvinyl alcohol-based resin comprising the 1,2-diol structural
unit represented by the general formula (1) is from 50 to 4,000.
6. The aqueous emulsion according to any one of claims 3 to 5, wherein the 1,2-
diol structural unit represented by the general formula (1) is a 1,2-diol structural unit
represented by the following general formula (1'):

7. The aqueous emulsion according to any one of claims 3 to 6, wherein a
content of the dispersant is from 0.1 to 100 parts by weight based on 100 parts by weight
of the dispersoid.
8. The aqueous emulsion according to any one of claims 1 to 7, which has a
solid matter concentration of from 10 to 60% by weight.
9. The aqueous emulsion according to any one of claims 1 to 8, which comprises
a crosslinking agent.

10. The aqueous emulsion according to claim 9, wherein the cross-linking agent
is methylolmelamine.
11. The aqueous emulsion according to claim 9 or 10, wherein a content of the
cross-linking agent is from 0.1 to 150 parts by weight based on 100 parts by weight of the
polyvinyl alcohol-based resin.

12. A method for producing an aqueous emulsion, which comprises: obtaining a
pre-emulsion by emulsifying and dispersing an ethylenically unsaturated monomer in
water in the presence of a polyvinyl alcohol-based resin comprising a 1,2-diol structural
unit represented by the general formula (1) and having a degree of saponification of from
80 to 93% by mol; and adding the obtained pre-emulsion dropwise to an aqueous medium
to carry out emulsion polymerization.


This invention provides an aqueous emulsion, which comprises a polyvinyl
alcohol-based resin, as the dispersant, and a polymer comprising a structural unit derived
from an ethylenically unsaturated monomer, as the dispersoid, from which a film having
excellent transparency can be obtained, and which is excellent in mechanical stability,
chemical stability, freezing stability and storage stability, and a method for producing the
same, and relates to an aqueous emulsion which has an average particle size of the
dispersoid of from 100 to 450 µm and an apparent grafting efficiency of the polyvinyl
alcohol-based resin of from 65 to 75% based on the dispersoid, and a method for producing
the same.

Documents:

http://ipindiaonline.gov.in/patentsearch/GrantedSearch/viewdoc.aspx?id=Od+Q9NlKQl9SgRF8pvEbMw==&loc=wDBSZCsAt7zoiVrqcFJsRw==


Patent Number 271437
Indian Patent Application Number 2077/KOLNP/2010
PG Journal Number 09/2016
Publication Date 26-Feb-2016
Grant Date 22-Feb-2016
Date of Filing 07-Jun-2010
Name of Patentee THE NIPPON SYNTHETIC CHEMICAL INDUSTRY CO., LTD.
Applicant Address 1-88 OYODONAKA 1-CHOME, KITA-KU, OSAKA-SHI OSAKA 531-0076 JAPAN
Inventors:
# Inventor's Name Inventor's Address
1 MITSUO SHIBUTANI C/O. THE NIPPON SYNTHETIC CHEMICAL INDUSTRY CO., LTD. 1-88 OYODONAKA 1-CHOME, KITA-KU, OSAKA-SHI OSAKA 531-0076 JAPAN
2 TAKAAKI MURAHASHI C/O. THE NIPPON SYNTHETIC CHEMICAL INDUSTRY CO., LTD. 1-88 OYODONAKA 1-CHOME, KITA-KU, OSAKA-SHI OSAKA 531-0076 JAPAN
3 MSAHIRO SAITO C/O. THE NIPPON SYNTHETIC CHEMICAL INDUSTRY CO., LTD. 1-88 OYODONAKA 1-CHOME, KITA-KU, OSAKA-SHI OSAKA 531-0076 JAPAN
4 SHUSAKU MANDAI C/O. THE NIPPON SYNTHETIC CHEMICAL INDUSTRY CO., LTD. 1-88 OYODONAKA 1-CHOME, KITA-KU, OSAKA-SHI OSAKA 531-0076 JAPAN
PCT International Classification Number C08F 2/30,C08F 16/04
PCT International Application Number PCT/JP2008/071426
PCT International Filing date 2008-11-26
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 2007-306689 2007-11-28 Japan