Title of Invention

STACKED LAYER ELECTRODE FOR ORGANIC ELECTRONIC DEVICES

Abstract An electrode for an electro-optic device has a wetting layer of electrically conductive material formed on a substrate. A second layer of electrically conductive material is formed on the wetting layer of electrically conductive material. The wetting layer has a first wetting ability with respect to a surface of the substrate and the second layer has a second wetting ability with respect to the surface of said substrate. The first wetting ability is different from the second wetting ability and the wetting layer acts to alter an optical property of the electrode due to the wetting ability of the wetting layer on the surface of the substrate.
Full Text WO 2007/001429 PCT/US2005/038137
STACKED LAYER ELECTRODE FOR ORGANIC
ELECTRONIC DEVICES
CROSS-REFERENCE OF RELATED APPLICATION
This application claims priority to U.S. Provisional Application No. 60/621,705
filed October 25,2004, the entire contents of which are hereby incorporated by reference.
The U.S. Government has a paid-up license in this invention and the right in
limited circumstances to require the patent owner to license others on reasonable terms as
provided for by the terms of Grant No. F49620-03-1-0101 and N00014-04-1-434,
awarded by AFOSR and ONR, respectively.
BACKGROUND
The present invention relates to stacked electrodes for electro-optic devices,
devices having such electrodes and methods of manufacture and use.
SUMMARY
Further objectives and advantages will become apparent from a consideration
of the description, drawings, and examples.
An electrode for an electro-optic device has a wetting layer of electrically
conductive material formed on a substrate. A second layer of electrically conductive
material is formed on the wetting layer of electrically conductive material. The wetting
layer has a first wetting ability with respect to a surface of the substrate and a second
layer has a second wetting ability with respect to the surface of the substrate. The first
wetting ability is different from the second wetting ability and the wetting layer acts to
alter an optical property of the electrode due to its wetting ability on the surface of the
substrate. Electro-optic devices according to this invention include, but are not limited
to, polymeric light-emitting displays (PLEDs), solar cells, logic and memory devices that
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have electrodes according to this invention. A method of forming a stacked electrode
includes depositing a first layer of a first electrically conductive material onto a substrate
at a first preselected deposition rate; and depositing a second layer of a second electrically
conductive material onto the first layer at a second preselected deposition rate. The first
and second deposition rates are selected to obtain an optical property of the stacked
electrode in addition to maintaining an electrical conductivity of the stacked electrode.
BRIEF DESCRIPTION OF THE DRAWINGS
The invention may be better understood by reading the following detailed
description with reference to the accompanying figures in which:
Figures la, lb, lc and Id help describe some concepts of the current invention.
Figures 2a and 2b show optical transmission spectra of PLEDs with various
cathode structures. In Figure 2a, Au (9nm) vs. Al (2nm)/Au (9nm) vs. Au
(0.25nm)/Al (2nm)/Au (9nm) are shown. In Figure 2b, Cu (8nm) vs. Cu (0.25nm)/Al
(3nm)/Cu (8nm) are shown. ITO is set as 100% transparency in this figure.
Figure 3 shows light-current-voltage characteristics of a polymer light-emitting
device with structure: glass/ ITO/poly(3,4-ethylenedioxythiophene (PEDOT)) (50
nm)/ green fluorine-containing co-polymer (5BTF8) (80 mn)/ barium acetylacetonate
[Ba(acac)2]/Cathode (Au (0.25nm)/Al (2nm)/Au (90nm)).
Figure 4 shows light-current-voltage characteristics of a polymer light-emitting
device with structure: glass/ ITO/ poly(3,4-ethylenedioxythiophene (PEDOT)) (50
nm)/ green fluorine-containing co-polymer (5BTF8) (80 nm)/ barium acetylacetonate
[Ba(acac)2]/Cathode (Au (0.3nm)/Al (3nm)/Au (l00nm)).
Figure 5 shows images of atomic force microscopy on the Au surface with
[Ba(acac)2] underneath (first row), Al and [Ba(acac)2] underneath (second row), and
complete cathode structure Au/Al/Au (bottom row). All the image sizes are 2 μm
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square.
Figure 5a is a schematic illustration of a PLED that as a stacked electrode
according to an embodiment of this invention.
Figure 6 shows contact angles of water for each of structures indicated
schematically adjacent therto.
Figure 7a shows transmission spectra of MEH-PPV based Photo-voltaic
device with LiF/Al/Au and LiF/Au cathode.
Figure 7b shows I-V characteristics of MEH-PPV based Photo vo1taic devices
with various cathodes. The performance of the device with LiF/Al/Au device has QE
of 1.7%, Voc of 0.85V, Isc of 5 mA/cm2, and fill factor of 0.40.
Figure 8a shows electroluminescence of the black cathode PLEDs and the
control device. Inset shows the device configuration of the black cathode PLEDs (M is
either Al or Ag).
Figure 8b shows the contrast ratio of the black cathode PLEDs and the control
device under different ambient illumination. The inset shows the current-voltage
characteristics of the PLEDs.
Figures 9a-9c show images from atomic force microscopy on the [Ca(acac)2]
surface (Figure 9a), Al surface with [Ca(acac)2] underneath (Figure 9b), and the
successive Ag surface (Figure 9c). All the image size are 1 μm square.
Figure 10 shows XPS core level spectra immediately taken from the Al-
clusters covered with Al after evaporation (labeled as. Original) and their evolution
(labeled as 10 and 30 mins). Both the spectra labeled as Original and 10 mins have
been vertically displaced for clarity.
Figure 11 shows a bulk polymer PV cell device structure according to the
current invention. The buffer layer between the Al electrode and the polymer blend is
a novel material for the cathode contact.
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Figure 12 shows the I-B-V curves of a PLED having a structure is
ITO/PEDOT/G-PF/CaX/Al. The device performance is much better than using a Ca
electrode.
Figure 13a shows different Voc values from polymer solar cells.
Figure 13b shows I-V curves of polymer solar cells made of different
thicknesses of Ca(acac)2/Al electrodes. In addition, Al and Ca/Al electrodes are also
shown for comparison.
figure 14a shows a stacked photovoltic device
different band gaps, allowing high Voc and Jsc for very high efficiency.
Figures 14b and 14c show the formation process and schematic structure of a
laminated stacked polymer PV cell.
Figure 15 shows the vertically stacked solar cell in series connection. The devices
shown here are of the same polymer, but in practice, polymers with different bandgaps
can also be used to cover the whole solar spectrum. The bottom solar cell has a
transparent electrode to allow maximum light transmission. The legends correspond to
the ordering of the components.
Figure 16 shows the vertically stacked solar cell in parallel connection. The
devices shown here are made of the same polymer, but in practice, polymers with
different bandgaps can also be used to cover the whole solar spectrum. The bottom solar
cell has a transparent electrode to allow maximum light transmission. The legends
correspond to the ordering of the components.
Figure 17 shows one embodiment of a transparent cathode for polymer LEDs
and photovoltaics. The Au film is semitransparent hence the EL emissions are visible
from both sides of devices.
Figure 18 shows the transparency of the device of Figure 17.
Figure 19 shows I-V curves and a schematic of the structure of an OBD
according to an embodiment of this invention.
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Figure 20a is a schematic illustration of the structure of a PVOBD according
to an embodiment of this invention.
Figure 20b shows the I-V curves of the PVOBD of Figure 20a.
Figure 20c is a schematic illustration of a parallel connection of the PVOBD
according to an embodiment of this invention.
Figures 21a and 21b show I-V curves before and after irradiation and current
during irradiation cycle, respectively, for an optical induced memory device according
to an embodiment of the current invention illostrated schematically in the
Figure 21a.
DETAILED DESCRIPTION
In describing embodiments of the present invention illustrated in the drawings,
specific terminology is employed for the sake of clarity. However, the invention is
not intended to be limited to the specific terminology so selected. It is to be
understood that each specific element includes all technical equivalents which operate
in a similar manner to accomplish a similar purpose.
Multilayered stacked electrodes according to embodiments of this invention
have been fabricated for organic and polymeric electronic devices. This layered
electrode structure can be composed of two or more layers of materials. The electrical
conductivity and optical properties, e.g., optical transparency, reflectivity, and
absorption, of the electrode can be precisely controlled by the materials used, the
layering sequence, and/or the deposition rates.
These electrodes can be utilized for applications including but not limited to
polymer and organic light-emitting devices, solar cells, memory devices, transistors,
electrochromic devices, liquid crystal displays, sensors, capacitors, inductors, resistors,
actuators, piezoelectric devices, motors, heaters, coolers, mirrors, organic or inorganic
emissive displays, and combinations of these devices. In addition, these electrodes can
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also be useful for multi-stacking or tandem polymer and organic light-emitting devices,
solar cells, memory devices, transistors, electrochromic devices, liquid crystal displays,
sensors, capacitors, inductors, resistors, actuators, piezoelectric devices, motors, heaters,
coolers, mirrors, organic or inorganic emissive displays, and combinations of these
devices.
Several deposition methods can be applied to fabricate the electrodes according to
the current invention. These methods include, but are not limited to, thermal evaporation,
e-beam evaporation, sputtering, MBE. CVD, plasma-enhanced deposition, spin-coating.,
dip-coating, electro plating, electroless plating, organic vapor jet printing, and ink-jet
printing.
The materials used in the stacking structure may include metallic materials,
conductive oxides, conductive organic materials, conductive polymers, and conductive
ionic materials. The interfacial layer may include, M(acetylacetonate)x, salts, oxides,
metallic materials, polymers, organic molecules, fibers, and/or ceramics.
The thicknesses of each material layer can be optimized depending on the desired
requirements for the electronic device. In general, if the material is not optically
transparent, the thicknesses of each layer of the multilayer film are constructed to be less
than their individual skin depths.
The term "substrate," as used herein, may include any structure upon which a
stacked electrode is formed. It may refer to a simple substrate such as glass or ITO/glass,
or may refer to complex structures including electrically and/or optically active
components in other cases.
By choosing materials with different wetting abilities (surface energies) to the
substrate and different wetting ability between each layer, the morphology of any given
deposited layer (or layers) will be significantly affected by a previously deposited layer,
or previously deposited layers. Due to the different wetting abilities, the change in
morphology can cause the multilayer film to be a more continuous and smooth film or a
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more discontinuous and rough film, depending upon the desired application of electrodes
according to the current invention.
Figures la-Id schematically illustrate an embodiment of an electrode according to
the current invention. A two-layer electrode 100 is illustrated in Figure lc and a two-
layer electrode 200 is illustrated in Figure Id. In forming the electrode 100, a first layer
of electrically conductive material 102 (Material A) is formed on substrate 104 (Figure
la). This layer 102 may also be referred to as a "wetting layer." A wetting layer
according to This invention may be selected to be a material having wetting ability with
respect to the particular substrate according to the desired application. For example, one
may select a material that has relatively good wetting ability for some applications, or
relatively poor wetting ability in other applications. This invention is not limited to a
particular wetting ability of the wetting layer 102.
A second layer of electrically conductive material 106 of a Material B, different
from Material A, is formed on the wetting layer 102 (Figure lc). In order to explain some
concepts of the current invention, an electrode 200 is formed of the same materials as
electrode 100 on a substrate of the same or similar material, but in opposite order
(Figures lb and Id). In this case, the wetting layer of Material B is formed on substrate
104(Figure lb). Then a second layer of electrically conductive material 204 is formed on
the wetting layer 202. Each of the layers of electrically conductive materials 102,106,
202 and 204 maybe formed by a deposition method, for example, by one of the methods
specified above. The examples of Figures lc and Id are for two-layer electrodes.
However, the broader aspects of this invention are not limited by the specific number of
layers of the electrode. Additional layers of Material A and/or B and/or other materials
may be formed on top of the two layers illustrated in these examples.
If Material A has better wetting ability than Material B on the substrate 104, given
the same thickness, Material A will form a better film (Figure la) than Material B on the
substrate alone (Figure lb). If the wetting ability of Material B on Material A is good,
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then when the multilayer structure such as the one 100 shown in Figure lc is formed,
Material B will form a more continuous and smooth film. The continuousness and
smoothness of the film will enhance the optical transparency and the electrical
conductivity of title film 100. If the film has voids and is too rough, these surface
characteristics may result in optical absorption and light scattering which will reduce the
optical transparency of the film. Conversely, an opaque film 200 may be achieved by
depositing a layer 202 which has poor wetting ability on the substrate 104, as in Figure
Id. Note that the thicknesses of these layers under discussion are on the scale of
nanometers, which is well below the scale of visible wave lengths. Nano scale voids or
particles formed during deposition of these films may cause scattering and absorption of
visible light. For example, Copper (Cu) has better wetting ability on glass than Silver
(Ag). A glass/silver (6nm) structure will have lower optical transparency than a
glass/copper (0.5nm)/silver (6nm) structure.
In some cases, a material with lesser wetting ability may also serve as a good
wetting layer. Although a material may have poor wetting ability, if it is thick enough, it
will eventually form a continuous firm. .For example, Aluminum (Al) has lower wetting
ability than Copper (Cu) on a glass substrate. In the case of the glass/aluminum/copper
electrode structure, the optimal thickness of Al is about 2-3nm for an 8nm thick layer of
Cu. As long as the thickness is below its skin depth, it can serve as a good wetting layer
since it is already a more continuous film.
The layered structure of the electrode is not limited to only two layers. Structures
of three or more layers of materials may also be constructed to control and optimize the
electrical conductivity and optical transparency of the multilayer film. For example, a
gold (0.2-0.3 nm)/aluminum (2-4 nm)/gold (9-11 nm) structure has various wetting layers
to achieve optimal transparency.
By controlling the deposition rate of the materials, the roughness of the electrode
film may also be controlled. A smoother film can be achieved with a higher deposition
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rate and a rougher film may be achieved with a lower deposition rate. This control may
be used in conjunction with the wetting abilities of the materials to achieve the desired
electrical conductivity and optical transparency of the electrode.
With controlling the thickness of this stacked layer, it can also be utilized as
the middle layer for any type of tandem cell structure electronic device. Another
function for this stacked layer structure is to be used as a proper buffer layer for
electronic devices. For example, this buffer layer is sandwiched between the active
layer and a conductive or non conductive capping layer of a light emitting or photo-
voltaic device. The deposition methods of this non-conductive or conductive layer
can include, but are not limited to thermal evaporation, e-beam evaporation,
sputtering, MBE, CVD, plasma-enhanced deposition, spin-coating, dip-coating,
electro plating, electroless plating, organic vapor jet printing, and ink-jet printing.
Example A:
Semi-transparent multilayer stacked metal cathode for polymeric
light-emitting diodes
In an embodiment of this invention, a semi-transparent metallic film made of
gold/aluminum/gold thin multilayers was used as the cathode in polymeric light-emitting
devices. Physical properties of the cathodes were characterized by current-voltage
measurement, ultraviolet-visible transmission spectroscopy, and atomic force
microscopy. The optical transparency of the device reaches as high as about 70% in the
visible region without a capping layer, and the electrical sheet resistance reduces to below
10 ohms/square. For a polymer light-emitting device in an embodiment of this invention,
approximately 47% of light emits through the top cathode surface, and 53% through the
ITO side. Morphology modification at each interface of the cathode appears to play an
important role in fixing the transparency and conductivity. This technique offers precise
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control of the optical and electrical properties of the cathode without using a sophisticated
evaporation process.
Foremost among the advantages of polymeric light-emitting displays (PLEDs)
over their liquid crystal display counterparts is their emission nature, which makes them
pleasant to the eye and requires no backlight illumination. Traditional PLEDs consist of
one or two thin (typically about 90 nm) polymer layers sandwiched between a conductive
surface electrode and a transparent substrate. The surface electrode is the cathode which
can be specially designed to facilitate the electron injection whilst the substrate is
typically a standard indium-tin-oxide (ITO) coated glass, through which the
electrolurninance (EL) from the polymer layer is emitted. See, J. H. Burroughes, D. D. C.
Bradley, A. R. Brown, R. N. Marks, K. Mackay, and R. H. Friend, Nature, 347, 539,
(1990). Surface-emitting PLEDs are important for display and communication
applications (C. N. King, Inorganic and Organic Electroluminescence, edited by R. H.
Mauch and H.-E. Gumlich (Wissenchaft & Technik Verlag, Berlin, 1996), p. 375). It is
often desirable to monolithically integrate PLEDs on a silicon chip and under which the
peripheral electronics, such as transistors, and pixel switching circuits can be placed. A
transparent cathode may also be utilized in transparent displays where light can be
received from both the anode and the cathode (A. Yamamori, S. Hayashi, T. Koyama, and
Y. Taniguchi, Appl. Phys. Letts, 78,3343 (2001)). Despite such importance, there have
been few studies on these surface-emitting devices and they have reported inadequate
cathode transparency with acceptable device performance. (See, V. Bulovic, P. E.
Burrows, S. R. Forrest, andM. E. Thompson, Appl. Phys. Letts, 68, 2606 (1996); L. S.
Hung and C. W. Tang, Appl Phys. Letts, 74, 3209 (1999); G. Pathasarathy, P. E.
Burrows, V. Khalfin, V. G. Kozolov, and S. R. Forrest, Appl. Phys. Letts, 72, 2138
(1998);V. Bulovic, P. Tian, P. E. Burrows, M. R. Gokhale, S. R. Forrest, and M. E.
Thompson, Appl. Phys. Letts, 70, 1954 (1997); and H. Kim, C. M. Gilmore, J. S.
Horwitz, A. Pique, H. Murata, G. P. Kushto, R. Schlaf, Z. H. Kafafi, and D. B. Crisey,
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Appl. Phys. Lett. 16,259, (2000).)
ln general, there are two methods currently used to fabricate a transparent cathode.
The first method is to sputter transparent conductive oxides such as ITO on the device
with a buffer layer. As an example, the use of a thin bilayer of magnesium/silver
(Mg/Ag) as the buffer layer to protect against sputtering damage and to help electron
injection of the cathode has been reported. V. Bulovic, P. E. Burrows, S. R. Forrest, and
M. E. Thompson, Appl. Phys. Letts, 68,2606 (1996) and M. E. Thompson, S. R. Forrest,
P. Burrows, US Patent No. 5,986, 401. The insertion of a thin organic film as a buffer
layer between an overlying ITO layer and the device has also been reported. L. S. Hung
and C. W. Tang, Appl. Phys. Letts, 74,3209 (1999) and G. Pathasarathy, P. E. Burrows,
V. Khalfin, V. G. Kozolov, and S. R. Forrest, Appl. Phys. Letts, 72, 2138 (1998).
However, both techniques require the sputtering of ITO, in which the damage of the light- ■
emitting layer is unavoidable. One of the intrinsic properties of the low-work function
metals is their high susceptibility to atmospheric oxidation. For instance, Mg/Ag always
demonstrates inadequate corrosion resistance in ambient environments. C. W. Tang and
S. A. Vanslyke, Appl. Phys. Lett. 51, 913, (1987). The notion to insert some organic
layers as part of the cathode structure will eventually alter the electronic parameters of the
device due to the presence of new interfacial states and formation of charge-injection
barriers. The second method is to use stacked metal layers with or without a capping
layer. A multilayer stacked cathode structure has been employed consisting of an ultra
thin lithium fluoride/aluminum/silver layer with a capping layer for refractive index
matching to enhance the optical transparency of the overall device. L. S. Hung, C. W.
Tang, M. G. Mason, P. Raychaudhuri, and J. Madathil, Appl. Phys. Letts, 78,544 (2000).
Their results indicate that 30% of the light is able to exit through the top cathode and
70% through the bottom ITO surface. The preferable capping layer also requires a
sputtering process. A double-layer calcium/silver stacked metal cathode has been
constructed on organic light-emitting diodes. R. B. Pode, C. J. Lee, D. G. Moon, and J. I.
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Han, Appl. Phys. Lett. 84, 4614, (2004). The authors demonstrated that the optical
transmittance of the cathode reached as high as ~ 70% when it was evaporated on a glass
substrate, but not on the device. Again, the use of reactive metals and an insufficient
capping layer may decrease the device lifetime.
Because the structure, composition, and deposition technique of the cathode
dictates its final physical properties and the device performance, the design and
fabrication of transparent cathodes are important for high-definition organic displays.
However, good electrical conductivity and optical transparency in the visible range are
two conflicting parameters of a particular material. It is well known that bulk metals and
thick metal films are good electrical conductors, but their transmittance decreases as the
thickness increases. P. W. Gilberd, J. Phys. F: Met. Phys., 12, 1845, (1982). In this
example, we demonstrate a unique multilayer cathode structure for PLEDs, with primary
focus being on achieving high optical transparency and electrical conductivity through
control of the evaporation rate (and related morphology) and individual layer thickness.
In this example, the cathode is composed of three metal layers; an ultra thin 0.2-0.5 ran
buffer layer of Au is first evaporated onto the PLEDs which allows the second overlaid 2-
4 nm-thick Al layer to interact with the PLED for efficient electron injection. The third
9-11 nm-thick Au provides the necessary transparency and protects the cathode. The
cathode transparency is mainly determined by the thin Au buffer layer as a result of the
morphology modification at each interface of the successive layers. The PLEDs
integrated with the stacked transparent cathode, even without a capping layer, provides
47% of light through the cathode surface and 53% through the ITO surface. In fact, only
one more type of non-reactive metal is introduced. This technology requires no
modification of the existing evaporation system.
The semi-transparent cathodes were evaporated on polymeric h'ght-emitting
diodes (PLEDs) with structure of glass/ ITO/ poly(3,4-ethylenedioxythiophene (PEDOT))
(50 nm)/ green fluorine-containing co-polymer (5BTF8) (80 nm)/ barium acetylacetonate
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[Ba(acac)2]/ cathode. The fabrication details of the organic layers were reported
elsewhere in Q. Xu, J. Ouyang, Y. Yang, Appl. Phys. Lett. 83, 4695, (2003); the entire
contents of which are incorporated herein by reference. Three different types of cathode
structure were fabricated and integrated with PLEDs for comparison. The first one is
only Au, the other is Al/Au, and the remaining is Au/Al/Au. Other metal such as Cu
instead of Au was used for further comparison. The evaporation rates of Au and Al were
0.01-0.06 and 0.05-0.1 nm/s respectively. The devices were evaporated in a chamber
with base pressure maintained at~1x106Torr,and the chamber was located within a
MBraun nitrogen filled box with oxygen and moisture level maintained at 1 PPM. This
was to insure that the oxygen level during evaporation was romimized. The current-
voltage (I-V) characteristics and electroluminescence (EL) were measured by a Keithley
2400 source measure unit with calibrated silicon photodiode and a Photo Research PR
650 spectrophotometer. The transparency measurements were measured within the
visible range fiom 350 to 800 nm with a Varian Cary 50 Cone ultraviolet-visible
spectrometer. Atomic force microscopy was performed by Digital Instruments
Multimode Scanning Probe Microscope. The scan size was 2 μm. and the scan rate was 2
Hz. A four-probe method for resistivity measurements was employed to estimate the
electrical properties.
An important aspect of the semi-transparent cathode of this example is its ability
to conduct electricity. In general, when radiation is shone onto a metal surface, a
significant part of the light will travel a short distance, 8, into the metal surface before it
is reflected. This distance, known as the skin depth, is the distance where the transmitted
light amplitude is reduced to about 36.8% of the incident light amplitude. The metals we
used in this example are mainly composed of Au and Al. The 5 for Au and Al at
wavelength X = 500 nm are 22 and 6 nm, respectively. Therefore, when the Au and Al
layers are thinner than 8 for the corresponding material, sufficient light can penetrate
them. R. A. Chipman, Tlieory and Problems of Transmission Lines (Schaum Outline
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Series 1968) p. 78 & 85. In our cathode structure, both Au and Al thicknesses are well
within their δ s.
The transparent cathode PLEDs displayed high transparency when the devices
were turned off. Figure 2a shows the transmission spectra of the green PF device with
and without the cathodes. All the transmission spectra were normalized with respect to
that of HO. The green PF device without the cathode showed nearly 90% transmittance
in the visible range. To illustrate the strong dependence of the transmittance on the
constituency and thickness of each individual layer of the cathode, we evaporated three
devices with different cathode structure; the first one with only Au film, then second with
Al and Au layers, and the third with the whole cathode structure, Au/Al/Au. The device
with only Au as a cathode (labeled as Au) showed a significant reduction of transmittance
~ 20% in the visible spectrum. Both the bilayer and trilayer cathode devices, labeled as
Al/Au and Au/Al/Au, demonstrated an enhancement of transmittance compared with the
Au only device even though the overall thickness of the stacked cathodes are thicker.
The enhancement is more pronounced in the spectrum ranging from 600 to 800 nm. The
underlying physics of using a trilayered structure for a cathode is not be restricted to the
use of Al and Au. Some degree of universality for other electrode materials has also been
exhibited. We have tried other metal combinations, and the effect was similar. For
example, Al, Au; Au, Al, Au; Al, Cu; Cu, Al, Cu; Cu, Ag; Ag, Cu; Au, Ag; Ag, Au; Ca,
Ag; Ag, Ca; and Cr, Au metal combinations were tried. However, this invention is not
limited to only these examples of possible metal combinations. Other combinations may
be used without departing from the teachings of this invention. The combination of
Au/Al/Au metal showed the highest transparency, however, the concepts of the invention
are not limited to only this combination and not limited to only these materials. Figure 2b
shows the device transmittance when using Cu/Al/Cu compared to an 8 nm Cu as
cathode. Again, the PLEDs showed enhanced transmittance when using a trilayer
cathode according to the current invention. Our data revealed the fact that the skin depth
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and morphology at different layers significantly influenced the transmittance behavior of
the transparent cathode. From the results presented here, the optimum thicknesses of
individual layers in the cathode stack in this example for the highest transmittance were
found to be from 0.2-0.5,2.0-4.0, and 9.0-11.0 nm for bottom layer Au, second layer Al,
and top Au protective layer. For the case of Cu/Al/Cu structure, the thickness ratio is 0.2-
0.5/2.0-4.0/8.0-11.0 nm, respectively. The overall transmittance of the cathode is
determined by optical interference effects, absorption losses and electrical properties and
can be, in principle, controlled by tailoring each metal thikness in the, cathode., In. these
examples, the bottom layers of Au and Cu are the "wetting layers."
Figures 3 and 4 show the I-V characteristics and EL of the PLED with the triple
Au/Al/Au structured cathode. There was about 10% difference in brightness between the
top and bottom emission when the device was turned on. For example, a luminance of
832 and 789 cd/m2 were achieved, respectively, from the ITO and cathode surfaces at a
current density of 25 mA/cm2. The small reduction in EL through the cathode surface
was an indication of weak optical absorbance of the transparent cathode. The semi-
transparent PLED provided 47% of EL through the surface cathode and 53% through the
bottom ITO. The electrical sheet resistance of the multilayer cathode was below 10
ohms/square. The total efficiency of the device displays in the inset of Figure 4 is about
6.7 cd/A, which is lower than that (~ 8 cd/A) from a control device with Al as the
cathode. This is ascribed to the finite sheet resistance of the Au/Al/Au cathode.
Each interface of the cathode is suggested to be formed as a result of the
subsequent morphology modification involving [Ba(acac)2], Au, and Al which dictates
the optical and electrical property of the cathode. Each modified layer is observed to be
on the order of a nanometer. Figure 5 shows the atomic force microscopy (AFM) images
of (a) the surface of the Au film (9 nm) evaporated on [Ba(acac)2] surface, (b) same as (a)
but with a thin layer of Al (2 nm) sandwiched between the Au and [Ba(acac)2J layer, and
(c) the Au surface of the transparent cathode with structure Au (0.25 nm)/Al (2 mn)/Au (9
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mn) in the first, second and third rows, respectively. The results of AFM showed that the
surface of Au evaporated on [Ba(acac)2] surface was very rough (surface roughness ~
2.500 nm) compared with the same Au surface (surface roughness -1.159 nm) but with
Al underneath. It is worth noting that the transp arency was higher (data not shown here)
even though the total thickness of the cathode was increased by 2 nm. The role of this Al
layer was (i) to interact with the [Ba(acac)2] layer so as to lower the work function of the
cathode to increase the electron injection property of the cathode, and (ii) to smoothen
the [Ba(acac)2] surface undemeath By smoothening out the bottom surface, the
overlying Au surface roughness is farther reduced. As shown in Figure 5 (second row),
the reduction in surface roughness is the main cause of the enhancement of the optical
transparency of the cathode. The device stability is relatively low using either Au alone
or a two stacked metal structure as the cathode. In fact, both Au and Al/Au stacked metal
cathodes decay readily as the device is lit up in the glove box. However, a tremendous
improvement in the performance and stability can be achieved by evaporating an ultra-
thin layer of Au before the deposition of Al and the successive Au layer. By virtue of the
higher wetting ability of Au compared to Al, this ultra-thin Au layer acts as a wetting
layer and further smoothens the entire cathode. The thickness of the Au buffer layer is an
important factor according this embodiment of the invention. If the layer is too thick, it
may set back the interaction between Al and [Ba(acac)2], if it is too thin it may not serve
as an efficient wetting layer. It is observed that within a certain range of Au thicknesses,
the overlaid cathode surface roughness (~ 0.941 nm) is reduced as shown in Figure 5
(bottom row) and it is expected that the device performance is improved accordingly with
better interaction between Al and [Ba(acac)2]. However, the overall transparency of the
cathode is reduced when one increases the buffer layer thickness. Good results using a
Au layer of about 0.25 nm was obtained. The overall cathode thickness with structure
Au/Al/Au in this example is 11.25 nm. It has a significant transparency in the visible
region, having in addition a low sheet resistance of about 10 ohms/square. Thus, the
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results indicate that the skin depth and morphology evolution are two important factors
responsible for the high transmittance in the triple-metal layer structure in this case. The
thickness of each individual layer in the tri-layer structure is dependent on the different
electron injection buffer layers deposited underneath. In our case, Ba(acac)2 may have
different surface roughness due to the preparation method. Details can be seen from Q.
Xu, J. Ouyang, Y. Yang, AppL Phys. Lett. 83,4695, (2003) which is incorporated herein
by reference. Since the thickness of the entire cathode is so thin, the morphology of the
layer underneath the cathode is very important for the performance of the cathode.
Figure 5a schematically illustrates a polymeric light-emitting diode (PLED) 300
according to an embodiment of this invention. The PLED 300 comprises a stacked
electrode 302 and a substrate 304. The term substrate is used very generally herein to
refer to any structure upon which an electrode according to this invention can be formed.
A substrate, as used herein, may be a uniform material or it may itself be a complex
structure of many materials, such as in this example. The substrate 304 comprises an
organic layer structure 306 between an M(acac)2 layer 308 and a glass/ITO layer structure
310. The organic layer 308 is 50 nm of poly (3,4-ethylenedioxythiophene) and 80 nm of
green fluorine-containing co-polymer (5BTF8). The layer 308 is barium acetylacetonate
[Ba (caca)2]. The stacked electrode 302 is the cathode in the PLED 300. The stacked
electrode 302 includes a wetting layer 312, a second layer of electrically conductive
material 314, and a third layer of electrically conductive material 316. In this example,
the wetting layer 312 is a layer of Au. The second layer of electrically conductive
material 314 is an Al layer and the third layer of electrically conductive material is
another layer of Au. These materials were found to work well in this example, but the
invention is not limited to only these materials. Furthermore, the invention is not limited
to a stacked electrode 302 of three layers. Other examples may have stacked electrodes
with only two layers or with more than three layers. In this example, a wetting layer 312
of Au having a thickness in the range of 0.2 to 0.5 nm; a second layer 314 of Al with a
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thickness in the range of 2.0 to 4.0 nm and a third layer 316 of Au with a thickness in the
range of 9.0 to 11.0 nm were found to work well.
In conclusion, forthis example, nearly transparent cathodes have been integrated
in PLEDs by three successive thermal evaporations of common metals. The semi-
transparent cathode PLEDs demonstrate extremely low optical absorbance and minimum
potential drop across the cathode layers. The best tradeoff obtained between
transmittance and sheet resistance characteristics in this example was achieved using a
Au(0.2-0.5mn) /AI(204mn)/Au(9-11mn) cathode structure; however, the broad concepts
of the invention are not limited to only the optimized values for this example. Through
the demonstration of the semi-transparent cathode PLEDs with superior device
performance, this fabrication technology provides a means to stabilize and standardize the
optical and electrical properties of the electrodes used in organic devices.
Example B:
Stacked metal cathode for high contrast ratio polymeric light-emitting devices
In this example, extremely high optical absorbing films made of alternating
aluminum-silver layers are used as cathodes in polymeric light-emitting devices
(PLEDs). Physical properties of the cathodes may be characterized by current-voltage
(IV) measurement, atomic force microscopy, and x-ray photoemission spectroscopy.
A slow evaporation rate was used. Each pair of aluminum-silver layer was shown to
be in the form of aluminum-aluminum oxide nanoclusters embedded in an amorphous
charge conducting network of silver. The nanoclusters helped to absorb and scatter
the ambient light effectively. The use of a four-altemating-layer structure in PLEDs
demonstrated 126% enhancement of contrast under 1,000 lux ambient illumination.
The I-V characteristics of the black cathode PLEDs remained intact when compared
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with reference PLEDs. This technology offers precise control of the cathode quality
in terms of its reflectivity and conductivity.
The fabrication of polymeric light-emitting diodes (PLEDs) with high
brightness and efficiency has been shown to be feasible during the last decade and
some device prototypes are being considered for market entry. The immediate
advantages of using PLEDs are the low cost of materials and ease of manufacture
compared to liquid crystal displays (LCDs). An additional and possibly more
important advantage is the availabity of a broad range of substrates and device
structures which can be used to further enhance the device performance. Traditional
PLEDs used an indium-tin-oxide (ITO) coated substrate onto which ap-type polymer
layer was spin coated. The cathode evaporated onto the device is usually a low work
function metal or metal alloy, such as aluminum (Al), magnesium-silver (Mg-Ag),
lithium-aluminum (Li-AI) and lithium fluoride-aluminum (LiF-Al). The latter three
metal alloys are used to reduce operating voltage and enhance device performance. C.
W. Tang and S. A. VanSlyke, Appl. Phys. Lett. 51, 913 (1987); M. Stossel, J.
Staudigel, F. Steuber, J. Simmerer, and A. Winnacker, Appl. Phys. A: Mater. Sci.
Process. 68,387 (1999); and L. S. Hung, C. W. Tang, and M. G. Mason, Appl. Phys.
Lett. 70,152, (1997). The polymer layer is usually very thin (approximately 90 nm)
and experiences little absorption upon illumination by ambient light. The ambient
light, however, after transmitting through the polymer layer, will be reflected by the
metal cathode and coupled out of the device through the ITO coated substrate. As a
result, the contrast ratio of PLEDs will be significantly reduced by reflected ambient
light, thus prohibiting the use of PLEDs for outdoor applications. There have been
many attempts to enhance the contrast ratio by inserting an absorption and conductive
inorganic layer between the polymer layer and the cathode. J. A. Dobrowolski, B. T.
Sullivan, R. C. Bajcar, US Patent 5049780 (1990); and L. S. Hung, M. G. Mason,
EL000 47, (2000). However, the need for a sputtering process for deposition brings
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about damage on the polymer layer. Recently, a black cathode consisting of a silicon
monoxide doped Al film and an overlaid Al layer has been developed for organic
light-emitting diodes (OLEDs) that exhibited superior device performance. F. L.
Wong, M. K. Fung, X. Jiang, C. S. Lee, Thin Solid Films 446,14, (2004). However,
in practice, the proposed technique causes the black conductive films to be porous
even with precise control of the Al-silicon monoxide ratio during co-evaporation. To
reduce the number of pinholes and improve the film uniformity, the thickness of the
cathode must be increased; this in turn increases the resistance of the layer.
In this example, we demonstrate a novel evaporation technique and cathode
structure, with primary focus being on the physical properties of Al-Al oxide nano-
clusters. Such Al-Al oxide nanoclusters are believed to be an important factor leading
to the unique light absorbing ability of the electrode according to this aspect of the
invention. Since only one more type of metal is introduced in the material system,
this technology does not require modification of the existing evaporation system.
The inset of Figure 8a illustrates the black cathode device with a structure of
glass/ITO/poly(3,4-ethylenedioxythiophene, (PEDOT))(500 A)/green fluorine-
containing co-polymer (5BTF8)(800 A )/calcium(2) acetylacetonate ([Ca(acac)2])/x4
Al (40 A )-Ag(40 A )/Ag(280 A). For fabrication details, see Q. Xu, J. Ouyang, Y.
Yang, Appl. Phys. Lett. 83, 4695, (2003), the entire contents of which are
incorporated herein by reference. It will be shown later that each pair of the Al-Ag
layer is used to provide sufficient absorption of the ambient illumination, whilst
maintaining good electron injection to the polymeric layer. The merit of using black
cathodes for PLEDs was compared with a reference device using Al (60 A ) as a
cathode. The thickness of both the Al and Ag were 40 A. The evaporation rates of
Al and Ag were 0.2 and 0.5 A/s, respectively. Good results were obtained with Al
deposition rates slower than or equal to about 0.5 A /sec. For example, good results
were obtained with Al deposition rates of about 0.2 to 0.5 A /sec. Good results were
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obtained with Ag deposition rates faster than or equal to about 1.0 A /sec. For
example, good results were obtained with Ag deposition rates of at least 0.5 A/s or
about 1.0 to 2.0 A /sec. The base pressure of the chamber was maintained at 1 x 10"6
Torr. All the PLEDs were encapsulated by a thin glass with sealant in a glove box
purged with nitrogen. The current-voltage characteristics and electroluminescence
were measured by a Keithley 2400 source measure unit with calibrated silicon"
photodiode and a Photo Research PR650 spectrophotometer. The contrast ratio
measurement wasachieved by putting the PLED inside a New Port 6 inch integrating
sphere with a Thermo Oriel 150 W solar simulator as a standard light source. The
contrast ratio C was then calculated as
C = (Ir+Ion)/(Ir + Ioff), (1)
where Ir is the reflected ambient light from the device, Ion and Ioff are the device
luminance when it is switched on and off, respectively. The background was
calibrated by measuring the luminance from a rough piece of white paper placed in the
integrating sphere. Atomic force microscopy was performed by Digital Instruments
Multimode Scanning Probe Microscope. The scan size was 1 μm and scan rate was 2
Hz. For X-ray photoelectron spectroscopy measurement, the sample was prepared by
evaporating Al at 0.2 A /s on a silicon substrate and subsequently covered by fast
evaporation of Al at 1.0 A /s. 5 keV Ar+ion sputtering was first utilized to remove the
covered Al and then the evolution of the spectrum was recorded. The fresh surface
was analyzed using Omicron Nanotechnology Multiprobe Surface Science System,
with monochromatic Al K radiation.
The black cathode PLEDs displayed black color in the background when the
devices were turned off as compared with the control device. Figure 8a shows the
electroluminescence (EL) of the black cathode PLEDs with four alternating layers of
Al-Ag and Al-copper (Cu) (labeled as 4(A1-Ag) and 4(A1-Cu)) with respected to the
control device. A luminance of 1300 cd/m2 was achieved by the control device at a
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WO 2007/001429 PCT/US2005/038137
current density of 15 mA/cm2, while the black cathode PLEDs with the stacked Al-Ag
and Al-Cu had luminance of 640 and 450 cd/m2, respectively. The EL of the Al-Ag
stacked black cathode PLED is about 50% lower than the control device. This one-
half reduction of the EL is an indication of the strong optical absorbance of the black
cathode. The EL from the black cathode PLED could not be reflected by the cathode
layer as in the case of the control device. The Al-Cu cathode data justified the
possibility of using other metals instead of Ag. In our case, the Al-Cu material system
brings less attention due to the relatively weak optical absorption. In fact, four
alternating Al-Cu stacked cathode PLEDs showed the same luminescence as from the
two alternating Al-Ag stacked cathode PLEDs (data not shown here). We have tried
to use other metal combinations, such as Al-Au, Au-Al, Al-Mg, Mg-Al, Al-Ca, and
Ca-Al. None of them showed optical absorption and electrical conduction as good as
Al-Ag; however, the broader concepts of the invention are not limited to only this
example.
Figure 8b presents the contrast ratios of the black cathode PLEDs and the
control device under different ambient illumination. During the measurements, both
the stacked black cathode PLEDs and the control device were maintained at a
luminance of 300 cd/m22. Again, the contrast ratio of the Al-Cu stacked black cathode
PLED is shown for comparison. The contrast ratio of the Al-Ag stacked PLED is
approx. 5.2 under 1,000 lx ambient illumination, which corresponds to a 126%
increase in contrast higher than the control device. It is worth noting that the
improvement of the contrast is about 25% under 10,000 lx ambient lighting. The
black cathode PLEDs show sufficient brightness levels which are suitable for outdoor
applications. The inset of Figure 8b shows the current-voltage (I-V) characteristics of
the PLEDs with different metal combinations. The turn-on voltages (approx. 2 V) and
the I-V characteristics of the black cathode PLEDs are the same as that of the control
device. It is strongly indicative that the integration of the black cathodes with PLEDs
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WO 2007/001429 PCT/US2005/038137
only changes their optical absorbance. The technique was proven to be able to form
electrical conducting paths for the electrons migrating to the polymeric layer which
was in principle, a different approach to the black cathode structure proposed by F. L.
Wong, M. K. Fung, X. Jiang, C. S. Lee, Thin Solid Films 446,14, (2004), which
incorporated the doping of silicon monoxide into Al that resulted in a significant
voltage drop across the black cathode.
Figures 9a-9c show the atomic force microscopy (AFM) images of the
[Ca(acac)2]surface, the Arsurface after the film (40 Ả) was evaporated on the
[Ca(acac)2] layer and the Ag surface after the film (40 A ) was successively
evaporated on the Al surface, respectively. The results of AFM showed that the
evaporated Al formed nanometer-size clusters onto the rough [Ca(acac)2] surface.
The surface roughness of the [Ca(acac)2] and the Al surface were approximately 16.5
and approximately 6.7 A, respectively, indicating that Al.was able to smooth the
[Ca(acac)2] surface underneath. There are two scenarios that appear to explain this,
which are: either the residual oxygen in the chamber acted like surfactant that allowed
the high surface free-energy Al to wet the low surface free-energy organic film J.
Ivanco, B. Winter, F. P. Netzer, and M. G. Ramsey, Appl. Phys. Letts. 85,585,
(2004), or the Al reacted with oxygen and formed other compounds that could wet the
[Ca(acac)2] surface. It will be shown later that the Al is in fact composed of Al and
Al oxides. The density of the Al islands was found to decrease with increasing
evaporation rate. With the evaporation rate higher than 0.2 A/s, we observed that the
color from the film changed from black to shinny when the film thickness increased
above 4 A. The subsequent Ag film, however, provided a relatively smooth surface
as shown in Figure 9c (roughness approximately 5.2 A), due to the fact that the
wetting ability of Ag was lower than that of the material underneath it. We observed
that the evaporation rate of Ag had to be at least about 0.5 A/s or the cathodes were
not conducting.
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Lastly, it remains an issue of why the Al-clusters are black in color. In order to
probe the physical properties of the unaltered Al-clusters, the sample was covered by a
thick Al layer before transporting it into the XPS chamber. Figure 10 shows the XPS
data from the Al-clusters covered with Al (labeled as Original). The features at
approximately 73.1 and approximately 75.5 eV Al 2p binding energies belongs
specifically to the metallic Al and the most common Al native oxides J. van den
Brand, P. C. Snijders, W. G. Sloof, H. Terryn, and J. H. E. de Wit, J. Phys. Chem. B,
108, 6017, (2004). It is well known that AI reacts with oxygen and water to form
protective surface oxides under ambient environmental conditions. The Al 2p core
level spectrum confirms that the outermost Al surface is covered by Al native oxides.
Following the Ar+ion sputtering to remove the native oxides, the spectrum showed
only the characteristic peak of metallic Al after 10 mins, indicating that the native
oxides had been removed. With increasing sputtering time, another feature at
approximately 76.0 eV Al 2p binding energy appeared with intensity higher than that
from the metallic Al. The spectrum suggested that a primary element of the Al-
clusters was a mixture of Al and Al oxides which differed from the common native
oxides. It was reported that Al oxides formed from Al under oxygen deficient
ambient condition were: (i) not pure alumina but with chemical formula, Al2Ox (ii) light-absorption was strongly dependent on the degree of oxygen deficiency. F. L.
Wong, M. K. Fung, X. Jiang, C. S. Lee, Thin Solid Films 446,14, (2004). We
conclude that: (i) the exact chemical constituent of the Al oxides may still be unclear,
but presumably mainly composed of Al2Ox in Figure 9b can be considered as Al embedded in Al oxides because the Al left the
crucible and likely interacted strongly with the oxygen residue before reaching the
target. As mentioned before, the Al and Ag evaporation rates are important for the
nano-clusters formation, according to this aspect of the invention, which dictate the
cathode color and the overall conductivity. A similar phenomenon was observed by
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S. Han, D. Grozea, C. Huang, and Z. H. Lu, J. Appl. Phys. 96, 709, (2004). They
report that the size of Al islands increases with increasing Al concentration, which
leads to a dramatic reduction in resistivity and optical transmittance. The material
system used in Han et al is different from that of the current invention. Our results
indicated that the Al-oxides were responsible for the light absorption and further
enhance the scattering of ambient light when they are in the form of nano-clusters.
The evaporation of Ag on the Al-clusters not only made their surface smoother
as shown in figure 9c, but also took the role of charge transporting medium which
enhanced the overall conductivity of the paired Al-Ag layers. It is possible to view
the metallic Al clusters as being separated by nonconducting AhOxo and conducting
Ag. Tunneling conduction between the metallic Al clusters reported by B. Abeles, P.
Sheng, M. D. Courts, and Y. Arie, Adv. Phys. 24, 407, (1975); B. Abeles, RCA Rev.
36,594, (1975) is .assumed to occur. It is considered that with such high conductivity
in Ag, the anomalous skin effect could be present This is the case when the electron
mean free path becomes comparable with the skin depth. The collisions of the
electrons within the Ag surface are the dominating factor that accounts for the optical
properties of the metal. T. Holstein, Phys. Rev. 88,1427, (1952). The electrons are
accelerated and decelerated many times within the skin layer. On average, they absorb
no energy from the field unless they undergo a collision. Since collisions with the
lattice are unlikely in the anomalous regime, surface scattering is significant. This in
turn, contributes to the overall black color of the cathode.
In conclusion with respect to this embodiment of the invention, high optical
contrast black cathodes have been integrated into PLEDs by successive thermal
evaporation of alternating common metals. The primary chemical constituent and
conduction mechanism in the cathodes have been characterized and addressed. The
black cathode PLEDs demonstrate extremely high optical absorbance whilst
maintaining substantially no potential drop across the cathode layers. Illuminating at a
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brightness of 300 çd/m2, the Al-Ag stacked black cathode PLEDs have contrast
improved by 126% under 1,000 lx ambient illumination. This fabrication technology
not only offers black cathode PLEDs with superior brightness level for out-door
applications according this embodiment of the invention, but also provides a means to
stabilize and standardize the optical and electrical properties of cathodes used in
PLEDs.
Example C
In this example, a wetting layer may be used to permit decreased working
voltage of a device and improved power efficiency.
By inserting a material with high wetting ability with the substrate and the
electrode, the contact area of the substrate and the electrode will greatly increase. For
example, by inserting a small amount of chromium (Cr) between the active layer and
the metal electrode of a light-emitting or photo-voltaic device, one can increase the
contact area of the active layer and the metal electrode. This increase in contact area
can cause the working voltage of the device to decrease and result in improved total
power efficiency of the device.
Example D
It is generally agreed that fossil fuels cannot last forever. The use of fossil fuels
also causes serious environmental problems, such as the greenhouse effect, air pollution
and acid rain, etc. Thus the search for clean, inexpensive and renewable energy sources
as alternatives to fossil fuels is necessary. One of the options is the solar cell, which
converts sunlight to electricity. It is a renewable energy source and can be used as a
power source at remote locations. Unfortunately, the cost of solar energy is still far above
that of traditional energy. For example, presently energy from solar cells costs 0.2-0.25
dollars per kilowatt-hour, compared to 0.081 dollar per kilowatt-hour for conventional
sources. Therefore, there is a need to improve the cost-effectiveness of photovoltaic
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systems which may be met by developing organic/polymeric solar cells into practical
energy sources. The advantages of organic materials include their excellent mechanical
properties (flexibility) and the possibility of lightweight, large-area devices having low-
cost fabrication.
Efficient photovoltaic cells are believed to have to meet the following criteria: (a)
strong absorption of photons and creation of free carriers (electrons and holes) by photo
excitation; and (b) a high efficiency of collecting these free carriers. In organic
sermiconductors, photons are absorbed and tightly bound electron-hole pairs (excitons) are
created instead of the free electrons and holes that are created in inorganic materials. To
collect the charges, exciton dissociation is required. It is known that exciton dissociation
is efficient at interfaces between materials with a sufficient difference of electron
affinities and ionization potentials. Often, the exciton dissociation can be as high as
100% in strong electron donor/acceptor systems. Therefore, the bottleneck of organic
solar cells is the carrier transport from the (p-n) interface to the metal electrodes. Organic
materials suffer from low carrier mobility and short carrier lifetime, which prevent the
carriers (electrons and holes) from traveling a long distance before capture by defects or
traps. Typical carrier diffusion lengths are around a few nanometers for most organics,
well below the typical device thickness of around 100nm. Hence, the device thickness
must be decreased in order to increase the collection efficiency. Unfortunately, the
decrease of device thickness significantly decreases the optical absorption as well as
increases the complexity of device fabrication.
According to this aspect of the invention, we disclose several approaches to
enhance the organic/polymeric solar cell efficiency by (a) increasing the open circuit
voltage (Voc) of a single cell by adopting an interfacial material; (b) by physically
stacking multiple solar cells one on top of another to form tandem solar cells, which
could be with different polymers to cover different absorption spectra; and (c) by
fabricating individual solar cells and stacking those cells vertically. Those cells can be
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connected in series or in parallel to improve the device efficiency. In addition, those solar
cells can be made of different polymer/organics to provide different bandgaps to increase
the device overall absorption of solar energy.
When combining transparent or semi-transparent metals, one can form transparent
cathodes according to this invention which can be used in the devices discussed in
subsections (b) and (c) below.
A bulk device with the device structure of ITO/PEDOT/Polymer blend/CaX/A, is
shown in Figure 15, where CaX represents a calcium compound (Ca(acac)2) shown in
Figure 11.
Current results from our PLED have shown that CaX has an excellent
performance for electron injection. The I-B-V curves of a green color polyfluorene
(G-PF) from Dow Chemicals are shown in Figure 17. The efficiency of this device is
15 cd/A which is nearly double of that of devices using Ca as the cathode. This
compound is solution processible and can be spin coated onto the polymer thin film.
The Voc data is provided in Figure 13 for various metal(acac) compounds
which suggest that this compound is ideal for high performance solar cells. Of course,
other metal (acac) compounds are also possible. In addition, an inert polymer (a
surfactant) was used in mixing with a Ca(acac)2 compound.
Enhancement of Voc by tandem type multiple polymer solar cells
Though the efficiency of single layer cells may be improved to 5% or greater
as discussed previously, there are several limitations that must be overcome to obtain
solar cells with efficiencies over 10%, which is a common milestone necessary for a
commercially viable device. The second approach to reach high performance (>10%)
solar cells is the enhancement of Voc by stacking multi-cell PV cells. Some
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successful attempts to increase Voc have been made by using stacked photovoltaic
cells. M. Hiramoto, M. Suezaki, and M. Yokoyama, Chem. Lett. 1990, 327 (1990).
first applied this idea to a small-molecule organic heterojunction similar to that first
described by Tang. The Voc of a cell can be twice that for a single layer device by
stacking two identical PV cells. However, to avoid a reversed p-n junction an Ohmic
contact was formed between the cells by the evaporation of a thin metal layer which
further attenuates light in the back cell, farthest from the side of incident light, and
therefore limits Jsc in the device. The optimized stacked cell device had a lower
efficiency than the single layer device. Later Yakimov and Forrest performed a
similar experiment using an ultrathin metal layer 5 Angstroms thick and increased the
efficiency from 1% for the single layer device to 2.5% for the optimized two-cell
stack. A. Yakimov and S. R. Forrest, Appl. Phys. Lett. 80,1667 (2002). Stacks of
three or more identical cells resulted in lower efficiencies. This is due to the fact that
Jsc of the stack is that of the single cell with the lowest Jsc, which becomes lower in
the back cell as more cells are added due to light absorption.
One way to circumvent this problem is to create a stacked device where the
individual layers have different band gaps. Another new idea we demonstrated is to
use PV cells with different bandgap polymer layers to cover an extended region up to
substantially the whole solar spectrum. A schematic of this device is shown in
Figures 14a-14c. The first PV cell, having the highest band gap, is placed near the
front of the device. Though a large portion of the incident light will be absorbed for
photon energies above the band gap, light that is not collected in the first PV cell may
be collected in the second PV cell. For the devices by Hiramoto and Yakimov, this
would result in a very low Jsc in the back cell and thus the overall device. However,
by employing a lower band gap material for the second PV cell, longer wavelength
light that passes through the front cell can be absorbed, which would greatly enhance
Jsc in the back cell and the entire stack. This method can be repeated for additional
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layers, each with decreasing band gap to compensate for absorption in the preceding
layers. This technique will allow Voc to be increased significantly while retaining a
large JSC- By incorporating individual PV cells with efficiencies of up to 5% into a
stacked PV device, overall efficiencies of 10% or greater can be obtained.
One of the largest limiting factors for organic solids is that the band gap is
typically around 2 eV, thus sampling only a small part of the solar spectrum. Recently
however, groups have begun to report the use polymers with band gaps of between 1.2
eV and 1.8 eV. A copolymer of altermating electron-rich and electron-deficient
monomer units was also synthesized with a band gap of 1.6 eV. Unfortunately both
types of polymer possessed low molecular weight and formed poor films by spin-
coating. Higher molecular weight species of these polymers are likely to form better
films and may have even smaller band gaps.
One challenge in creating such a device by solution processing is that the
bottom layer may also be soluble in the solvent used for the second layer, which will
degrade the first film upon spin coating of the second. However, laminated
heterojunction polymer PV devices have been fabricated, and we have previously
demonstrated very high-efficiency laminated polymer LEDs using a template activated
surface (TAS) process ideal for reel to reel fabrication. One can use these previously
developed processes to fabricate multi-cell polymer solar cells using low-cost large-
area coating technology. Integration of all aspects of this aspect of the invention can
greatly reduce the cost of solar energy.
Vertical stacking solar cells in parallel or series connections
One of the problems of forming the above tandem solar cell is the upper
polymer may dissolve the bottom polymer during the wet coating process. One
approach to avoid the solvent-dissolving problem is to fabricate individual devices
and stack them together. We have successfully demonstrated this concept.
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The devices shown in Figure 15 are two or more devices stacked up and
connected in series. Unlike the previous example, each layer of the device has its own
substrate. Such a device has shown very high efficiency. (See Table 1 below). The
devices shown in different layers can be materials with different bandgaps.

Device QE(%) Voc(V) Isc(mA/cm2) Vm(V) 1m(mA/cm2) FF
PV1 1.07 0.84 2.758 0.58 1.850 0.46
PV2 1.25 37192 0.60 2083 0.46
PV1+PV2(Series) 2.57 1.65 3.400 1.16 2.217 0.46
PV1+PV2(Parallel) 2.78 0.85 6.842 0.62 4.483 0.48
Table 1. The comparison of device parameters of PV1 and PV2 in individual, series and parallel
connection. The devices in series and parallel connection shown much higher efficiency than the individual
photo cells.
This approach opens a whole new direction to future ultra-high performance
polymer solar cells.
Transparent Cathode for solar cells and polymer LEDs
Due to the need in both displays and solar cells, transparent electrodes,
particularly the cathode, are very important. From the metal(acac)x described in (a),
we have developed transparent cathodes that may be used in solar cells and polymer
LEDs according to this embodiment of the invention. Figure 17 shows Au used as a
semitransparent cathode, when combining with Ba(acac)2. A thin layer of Al (5A)
has proven to be useful to improve the device efficiency. ITO or other transparent
metal oxide can be used as the top conductor to replace Au such that a device with
high Voc and truly transparent can be realized. This transparent cathode is well-suited
for use in stacking devices. Figure 18 shows the transparency of the whole device,
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which demonstrates that the cathode is semitransparent.
In addition, stacked electrodes according to this invention may be used for the
electrodes of the stacked solar cells. For example, Au/Al/Au cathodes as discussed in
previous examples may also be suitable for the stacked laminated, series connected or
parallel connected solar cells according to this invention. However, this aspect of the
invention is not limited to only Au/Al/Au stacked electrodes.
Novel Polymer Devices
In this section, we describe a new concept to form novel organic electronic
devices: the Combinational Devices. This concept is simple and yet very powerful. It
allows one to form multifunctional organic devices by combining existing organic
devices. To illustrate this concept, we demonstrate photo-induced memory devices,
which combine the PV cells with our organic memory device.
We have previously inverted a novel organic bistable device (OBD) and its
electrical switching and memory effect. See, L. P. Ma, J. Liu, and Y. Yang, Appl.
Phys. Lett. 80, 2997 (2002), the entire contents of which are incorporated herein by
reference. The device in this example has five thin fihns: an organic/metal/organic
triple layer sandwiched between two metal electrodes (Figure 19). When the applied
bias on the device is above a critical voltage, the device switches from a high
impedance state (OFF state) to a low impedance state (ON state) and remains in the
ON state. The ON state and OFF state of an OBD can be precisely controlled by the
application of a positive voltage to write or a negative voltage to erase. Recently, we
used a mixed metal and organic layer formed by co-evaporation to replace the middle
metal layer and found that the performance and yield of the devices improved. The
structure of the OBD and its typical I-V curves are shown in Figure 19. During the
first bias scan, the device shows a very low current in the low-voltage range,
indicating the device is in the OFF state. However, when the bias reaches a critical
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voltage of 2.1 V, the current sharply increases by more than three orders of magnitude,
indicating that the device has been switched from the OFF state to the ON state. The
device shows a very high current while the bias voltage increases. The I-V curve
recorded in the second bias scan is totally different from the first. The device shows
very high current during the second bias, indicating that the device remained in the
ON state. The device remains in the low impendence state even when no bias is
applied until erased by the application of a negative voltage. Moreover, the switching
and memory effect of the 0BD is repeatable These unique properties indicate that
the OBD can be used as a nonvolatile memory device.
A photovoltaic cell and OBD can be combined to form a photovoltaic OBD
(PVOBD), which can be used as (a) an optical switch and (b) an optically induced
memory device.
The structure and I-V curves of a PVOBD are shown in Figures 20a and 20b.
The top electrode of the photovoltaic cell is Al. The OBD device was fabricated
layer-by-layer directly on the PV device. From Figure 20b, we can see that the device
does not show switching behavior in the dark and stays in the OFF state. However,
under illumination through the ITO electrode, the device switches from the OFF state
to the ON state when a 2.2 V bias is applied, and then remains in the ON state. From
these I-V curves, one can see that the PVOBD can be used as an optical memory
switch. In the dark, the device will stay in OFF state even while biased over the
critical voltage until a photon triggers switching to the ON state.
One can connect the photovoltaic cell and OBD in parallel (Figure 20c), to
provide a photo-switch. In the dark, both the resistance of the photovoltaic cell and
OBD are large, i.e. the switch is off. Under illumination, the PV cell will switch the
OBD to the low impedance ON state. The parallel resistance of the PV and OBD will
be small and the optical switch will be on. Even after the light is gone, the OBD
remains in the ON state and the switch will be on until a negative voltage is applied
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and the OBD is switched to the OFF state, turning the optical switch off
simultaneously. Because the Voc of a single PV cell is too small, our stacked polymer
PV cell will be useful to provide large Voc for this application. Alternatively, several
cells in series of a multi-cell PV device could be used.
The photo-induced memory effect of PVOBD has also been demonstrated. As
shown in Figure 21a, three PV cells and one OBD were connected in series. The current
through the circuit with and without light was then measured. The I-V curve of the
device is shown in Figure 21b. Before illumination, the current going through the devices
is very small, which means the devices in series have high impedance. However, after
illumination the current increases about two orders of magnitude and remains even when
the light is gone. The current before and after illumination is shown in Figure 21a as a
function of time. The current is very low before exposure to light, and becomes high
under illumination. After the light is removed, the current is one order of magnitude
higher than before irradiation. (There is a low current without irradiation of light because
there is background light, so the photovoltaic cells generate a voltage and a current
through OBD and PV cells). From Figure 21b, we can see that the PVOBD switches
from the OFF state to the ON state and stays in the ON state. Upon a negative bias, the
OBD canbe switched off. The PVOBD is ideal for light detection and also has amemory
effect. This behavior can be applied in photo-memory devices, such as charge coupling
devices.
Because the turn-on voltage of OBD is about 2.2 V, an additional voltage is
required to turn on the OBD. We connect three P V cells in series to have enough driving
voltage. In the future, a stacked multi-cell PV with higher Voc could be used to decrease
the effective switching voltage of the OBD.
In order to achieve gray-scale, a sufficiently high Voc from a polymer P V cell is
needed, and the dynamic range of such device is also very important. For this project,
we will apply our high Voc device to the OBD.
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WO 2007/001429 PCT/US2005/038137
Other combinations within the general concepts of this invention are also
possible. For example, semi-transparent or non-transparent solar cells according to the
current invention may be used on or as parts of windows and/or window blinds to
generate electric power. In addition, they can also be used as backup power devices for
portable electronics, such as cell phones, PDAs, music players, or for automobiles.
The embodiments illustrated and discussed in this specification are intended
only to teach those skilled in the art the best way known to the inventors to make and
use the invention. Nothing in this specification should be considered as limiting the
scope of the present invention. The above-described embodiments of the invention
may be modified or varied, and elements added or omitted, without departing from the
invention, as appreciated by those skilled in the art in light of the above teachings. It
is therefore to be understood that, within the scope of the claims and their equivalents,
the invention may be practiced otherwise than as specifically described.
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I CLAIM:
1. An electrode for an electro-optic device, comprising:
a wetting layer of electrically conductive material formed on a substrate;
and
a second layer of electrically conductive material formed on said wetting
layer of electrically conductive material,
wherein said wetting layer has a first wetting ability with respect to a
surface of said substrate and said second layer has a second wetting ability with
respect to said surface of said substrate, said first wetting ability being different
from said second wetting ability, and
wherein said wetting layer acts to alter an optical property of said
electrode due to its wetting ability on said surface of said substrate.
2. An electrode for an electro-optic device according to claim 1, wherein said
first wetting ability of said wetting layer is greater than said second wetting ability
of said second layer.
3. An electrode for an electro-optic device according to claim 1, wherein said
first wetting ability of said wetting layer is less than said second wetting ability of
said second layer.
4. An electrode for an electro-optic device according to claim 2, wherein said
wetting layer acts to increase an optical transmittance of said electrode.
5. An electrode for an electro-optic device according to claim 4, further
comprising a third layer of electrically conductive material formed on said second
layer of electrically conductive material.
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WO 2007/001429 PCT/US2005/038137
6. An electrode for an electro-optic device according to claim 5, wherein said
wetting layer has a thickness in a range from about 0.2 nm to 0.5 nm.
7. An electrode for an electro-optic device according to claim 6, wherein said
wetting layer has a thickness of about 0.25 nm.
8. An electrode for an electro optic device according to claim 6, wherein said
second layer of electrically conductive material has a thickness in a range from
about 2.0 nm to 4.0 nm.
9. An electrode for an electro-optic device according to claim 8, wherein said
third layer of electrically conductive material has a thickness in a range from
about 9.0 nm to 11.0 nm.
10. An electrode for an electro-optic device according to claim 9, wherein said
wetting layer consists essentially of Au, said second layer consists essentially of
Al and said third layer consists essentially of Au.
11. An electrode for an electro-optic device according to claim 8, wherein said
third layer of electrically conductive material has a thickness in a range from
about 8.0 nm to 11.0 nm.
12. An electrode for an electro-optic device according to claim 11, wherein
said wetting layer consists essentially of Cu, said second layer consists essentially
of Al, and said third layer consists essentially of Cu.
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13. An electrode for an electro-optic device according to claim 5, wherein said
wetting layer consists essentially of a metal and has a thickness less than a
corresponding skin depth, said second layer consists essentially of a metal and has
a thickness less than a corresponding skin depth, and said third layer consists
essentially of a metal and has a thickness less than a corresponding skin depth.
14. An electrode for an electro-optic device according to claim 5, wherein said
wetting layer, said secbnd layer, and said third layer of electrically conductive
material are each formed by a deposition process.
15. An electrode for an electro-optic device according to claim 2, wherein said
wetting layer acts to increase an optical absorption of said electrode.
16. An electrode for an electro-optic device according to claim 15, wherein
said wetting layer of electrically conductive material comprises nano-clusters
comprising said electrically conductive material of said wetting layer.
17. An electrode for an electro-optic device according to claim 15, wherein
said wetting layer of electrically conductive material comprise Al.
18. An electrode for an electro-optic device according to claim 16, wherein
said second layer of electrically conductive material consists essentially of Ag.
19. An electro-optic device, comprising:
a substrate; and
a stacked layer electrode formed on said substrate,
wherein said stacked layer substrate comprises:
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a wetting layer of electrically conductive material formed on a
substrate; and
a second layer of electrically conductive material formed on said
wetting layer of electrically conductive material,
wherein said wetting layer has a first wetting ability with respect to
a surface of said substrate and said second layer has a second wetting ability with
respect to said surface of said substrate, said first wetting ability being different
from said second wetting abillity,and
wherein said wetting layer acts to alter an optical property of said
electrode due to the wetting ability of said wetting layer on said surface of said
substrate.
20. An electro-optic device according to claim 19, wherein said first wetting
ability of said wetting layer is greater than said second wetting ability of said
second layer.
21. An electro-optic device according to claim 19, wherein said first wetting
ability of said wetting layer is less than said second wetting ability of said second
layer.
22. An electro-optic device according to claim 20, wherein said wetting layer
acts to increase an optical transmittance of said electrode.
23. An electro-optic device according to claim 22, further comprising a third
layer of electrically conductive material formed on said second layer of
electrically conductive material.
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WO 2007/001429 PCT/US2005/038137
24. An electro-optic device according to claim 23, wherein said wetting layer
has a thickness in a range from about 0.2 nm to 0.5 nm.
25. An electro-optic device according to claim 24, wherein said wetting layer
has a thickness of about 0.25 nm.
26. An electro-optic device according to claim 24, wherein said second layer
ofelectrically conductive material has a thickness in a range from about 2.0 nm to
4.0 nm.
27. An electro-optic device according to claim 26, wherein said third layer of
electrically conductive material has a thickness in a range from about 9.0 nm to
11.0 nm.
28. An electro-optic device according to claim 27, wherein said wetting layer
consists essentially of Au, said second layer consists essentially of Al and said
third layer consists essentially of Au.
29. An electro-optic device according to claim 26, wherein said third layer of
electrically conductive material has a thickness in a range from about 8.0 nm to
11.0 nm.
30. An electro-optic device according to claim 29, wherein said wetting layer
consists essentially of Cu, said second layer consists essentially of Al, and said
third layer consists essentially of Cu.
31. An electro-optic device according to claim 23, wherein said wetting layer
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WO 2007/001429 PCT/US2005/038137
consists essentially of a metal and has a thickness less than a corresponding skin
depth, said second layer consists essentially of a metal and has a thickness less
than a corresponding skin depth, and said third layer consists essentially of a
metal and has a thickness less than a corresponding skin depth.
32. An electro-optic device according to claim 23, wherein said wetting layer,
said second layer, and said third layer of electrically conductive material are each
formed by a deposition process.
33. An electro-optic device according to claim 20, wherein said wetting layer
acts to increase an optical absorption of said electrode.
34. An electro-optic device according to claim 33, wherein said wetting layer
of electrically conductive material comprises nano-clusters comprising said
electrically conductive material of said wetting layer.
35. An electro-optic device according to claim 33, wherein said wetting layer
of electrically conductive material comprise Al.

36. An electro-optic device according to claim 35, wherein said second layer
of electrically conductive material consists essentially of Ag.
37. An electro-optic device according to claim 19, wherein said substrate
comprises an ITO/glass layer, an organic layer formed on said ITO/glass layer,
and an M(acac)2 layer formed on said organic layer, said electro-optic device
being a polymeric light emitting diode.
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WO 2007/001429 PCT/US2005/038137
38. An electro-optic device according to claim 19, wherein said substrate
comprises a plastic substrate, a transparent electrode formed on said plastic
substrate, and a plurality of tandem photovoltaic cells formed on said transparent
cathode; said electro-optic device being a tandem stacked multiple polymer solar
cell.
39. An electro-optic device according to claim 19, wherein said substrate
comprises a glass substrate and polymer photo - voltaic cell formed on said glass
substrate, said electro-optic device being a solar cell adapted to be electrically
connected to another solar cell at least in one of a series or a parallel circuit to
provide a vertical stacking of solar cells.
40. A method of forming a stacked electrode, comprising:
depositing a first layer of a first electrically conductive material onto a
substrate at a first preselected deposition rate;
depositing a second layer of a second electrically conductive material onto
said first layer at a second preselected deposition rate,
wherein said first and second deposition rates are selected to obtain an
optical property of said electrode in addition to maintaining an electrical
conductivity of said stacked electrode.
41. An electro-optic device according to claim 40, wherein said first
electrically conductive material is Al and said first preselected deposition rate is
selected to be a rate that permits formation of aluminum-aluminum oxide
nanoclusters.
42. An electro-optic device according to claim 41, wherein said second
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electrically conductive material is Ag.
43. An electro-optic device according to claim 41, wherein said first
deposition rate is selected to be a rate within the range of about 0.2 to 0.5 Å/s.
44. An electro-optic device according to claim 43, wherein said first
deposition rate is about 0.2 Å/s.
45. An electro-optic device according to claim 42, wherein said second
deposition rate is selected to be a rate within the range of about 0.5 Å/s to 2.0 Å/s.
46. An electro-optic device according to claim 45, wherein said second
deposition rate is be a rate within the range of about 0.5 Å/s to 2.0 Å/s.
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(57) Abstract: An electrode for an electro-optic device has a wetting layer of electrically conductive material formed on a substrate.
A second layer of electrically conductive material is formed on the wetting layer of electrically conductive material. The wetting
layer has a first wetting ability with respect to a surface of the substrate and the second layer has a second wetting ability with respect
to the surface of said substrate. The first wetting ability is different from the second wetting ability and the wetting layer acts to alter
an optical property of the electrode due to the welting ability of the wetting layer on the surface of the substrate.
44

An electrode for an electro-optic device has a wetting layer of electrically conductive material formed on a substrate.
A second layer of electrically conductive material is formed on the wetting layer of electrically conductive material. The wetting
layer has a first wetting ability with respect to a surface of the substrate and the second layer has a second wetting ability with respect
to the surface of said substrate. The first wetting ability is different from the second wetting ability and the wetting layer acts to alter an optical property of the electrode due to the wetting ability of the wetting layer on the surface of the substrate.

Documents:

http://ipindiaonline.gov.in/patentsearch/GrantedSearch/viewdoc.aspx?id=BwYlEmzPHU5O6G2LyCniPA==&loc=wDBSZCsAt7zoiVrqcFJsRw==


Patent Number 272414
Indian Patent Application Number 1671/KOLNP/2007
PG Journal Number 14/2016
Publication Date 01-Apr-2016
Grant Date 31-Mar-2016
Date of Filing 10-May-2007
Name of Patentee THE REGENTS OF THE UNIVERSITY OF CALIFORNIA
Applicant Address 1111 FRANKLIN STREET, 12TH FLOOR, OAKLAND, CA
Inventors:
# Inventor's Name Inventor's Address
1 YANG YANG 13730 BAYLISS ROAD, LOS ANGELES, CALIFORNIA 90049
2 WU HSING-EN ELBERT SANTA MONICA, CALIFORNIA 90034
PCT International Classification Number G02B 26/08
PCT International Application Number PCT/US2005/038137
PCT International Filing date 2005-10-24
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 60/621,705 2004-10-25 U.S.A.