Title of Invention	TRIOXEPANE COMPOSITION AND PROCESS FOR PREPARING TRIOXEPANE COMPOSITION
Abstract	Process to prepare a trioxepane compound of the following formula (I) comprising less than 3.5 wt% of dialkyl peroxide based on the total amount of peroxides, said process comprising the steps of reacting a glycol compound of the formula R3CHOH-CH2- C(CH3)2OH with hydrogen peroxide in the presence of an acid to form a glycol hydroperoxide, purifying the glycol hydroperoxide, reacting the purified glycol hydroperoxide with a ketone or aldehyde of the formula R1R2CO in the presence of an acid to form the trioxepane compound, and purifying the trioxepane compound, wherein R1, R2, and R3 are independently selected from hydrogen and a substituted or unsubstituted hydrocarbyl group, with the proviso that if R1 and R2 are both methyl groups, R3 is not hydrogen. Initiator compositions comprising the so-prepared trioxepane compound are characterised by a high safe processing temperature in combination with a good crosslink efficiency.

Title of Invention

TRIOXEPANE COMPOSITION AND PROCESS FOR PREPARING TRIOXEPANE COMPOSITION

Abstract

Process to prepare a trioxepane compound of the following formula (I) comprising less than 3.5 wt% of dialkyl peroxide based on the total amount of peroxides, said process comprising the steps of reacting a glycol compound of the formula R3CHOH-CH2- C(CH3)2OH with hydrogen peroxide in the presence of an acid to form a glycol hydroperoxide, purifying the glycol hydroperoxide, reacting the purified glycol hydroperoxide with a ketone or aldehyde of the formula R1R2CO in the presence of an acid to form the trioxepane compound, and purifying the trioxepane compound, wherein R1, R2, and R3 are independently selected from hydrogen and a substituted or unsubstituted hydrocarbyl group, with the proviso that if R1 and R2 are both methyl groups, R3 is not hydrogen. Initiator compositions comprising the so-prepared trioxepane compound are characterised by a high safe processing temperature in combination with a good crosslink efficiency.

Full Text	The present invention relates to a process to prepare a specific trioxepane compound, an initiator composition comprising such a trioxepane compound, polymer modification processes using the trioxepane compound, and products resulting from these processes. In the process of crosslinking polymers, e.g. thermoplastic polymers such as high- density polyethylene, it is common practice to use an initiator composition, e.g. a peroxide-based initiator composition. In these processes the polymer is given the shape of the (final) shaped article and the crosslink process is performed. Trioxepane compounds are known in the art and are for example disclosed in Kirk- Othmer, The Encyclopedia of Chemical Technology, 3rd Edition Volume 17,1982, p. 57. According to this disclosure, they can be prepared by reaction of a hydroxyl hydroperoxide with an aldehyde or ketone, specifically acetone, in the presence of an acid catalyst. WO 98/50354 discloses the preparation of 1,2,4-trioxepane compounds using 62.58% pure hexylene glycol hydroperoxide and any one of the four ketones cyclohexanone, ethyl acetoacetate, acetone, and 2,4-pentadione. The product resulting from this reaction as described in the examples is a composition of 1,2,4- trioxepane and more than 4 wt% of the dialkyl peroxide. The dialkyl peroxide is inevitably formed during the preparation process. The resulting trioxepane composition is subsequently used as an initiator composition for crosslinking a thermoplastic polymer. In WO 98/50354 it is described that the crosslinking reaction only takes place in the presence of both the initiator composition and a co- agent. More specifically, the co-agent is triallyl cyanurate. However, like most of the other initiators that have been used up to now, the peroxide-based initiator composition of WO 98/50354 suffers from the problem that it starts to decompose at a temperature below the one at which the crosslinkable polymer melts or at a temperature at which the crosslinkable polymer's viscosity is insufficiently low to make easy processing possible. Because of such early decomposition of known initiator compositions, the crosslinking process cannot take place in a homogeneous composition, therefore the quality of the shaped article is not optimal. Further, the early decomposition of the initiator may result in premature crosslinking of the crosslinkable polymer during processing. If early decomposition is to be prevented, the processing of the crosslinkable polymer comprising the initiator composition cannot take place at a temperature at which the crosslinkable polymer is in a molten state or has a sufficiently low viscosity. In that case the forming of the shaped article is an energy-consuming and very inefficient process, one which often results in a shaped article with an imperfect surface, non-homogeneous mechanical and physical properties, and low durability. It is generally understood that a homogeneous distribution of the initiator in the crosslinkable polymer results in a more efficient and simpler crosslinking process and in a higher standard, more durable, and better crosslinked polymer. Hence, tumble-mixing or other forms of pre-processing of the initiator and the solid crosslinkable polymer have been suggested to achieve a homogeneous distribution of initiator in the crosslinkable polymer up to now. It will be understood that the process of crosslinking polymers and the distribution of initiator composition in the crosslinkable polymer are subject to improvement. One way to achieve an improved distribution of the initiator composition in the crosslinkable polymer and an improved process to crosslink the crosslinkable polymer would be by mixing the initiator and the crosslinkable polymer in a more readily processable state. There have been a few initiators up to now that do not decompose at a temperature below the melting temperature of e.g. certain types of (ultra) high- molecular weight polyethylene. One example is ethyl-O-benzoyl laurohydroximate. However, this is an initiator compound prepared using a process wherein toxic compounds are used, such as HCI gas and hydroxyl ammonium chloride. Besides, ethyl-O-benzoyl laurohydroximate is usable as an initiator for the crosslinking of crosslinkable polymers only in the presence of a co-agent such as triallyl cyanurate. The use of triallyl cyanurates in the crosslinking process is disadvantageous, as it adds another compound to the crosslinking process and, besides, it is thought that triallyl cyanurates can lower the safe processing temperature. There is therefore a need for an initiator composition and a process to crosslink a crosslinkable polymer that do not suffer from the above drawbacks. More specifically, there is a need for an initiator composition for crosslinking polymers that is stable at a temperature at which the crosslinkable polymers melt or have a low viscosity to make easy processing and homogeneous distribution of the initiator composition possible, which composition is environmentally friendly, does not require a co-agent, and can be prepared without having to use toxic materials. There is a need in the art for a process to crosslink polymers wherein the polymers and the initiator can be mixed in a molten or low viscous state, in which process the processing to a shaped article and the crosslinking can take place simultaneously, and which results in a durable and processable crosslinked polymer. According to the invention, a process is provided to prepare a trioxepane compound of the following formula (I) comprising less than 3.5 wt% of dialkyl peroxide based on the total amount of peroxides, said process comprising the steps of reacting a glycol compound of the formula R3CHOH-CH2-C(CH3)2OH with hydrogen peroxide in the presence of an acid to form a glycol hydroperoxide, purifying the glycol hydroperoxide, reacting the purified glycol hydroperoxide with a ketone or aldehyde of the formula R1R2CO in the presence of an acid to form the trioxepane compound, and purifying the trioxepane compound, wherein R1, R2, and R3 are independently selected from hydrogen and a substituted or unsubstituted hydrocarbyl group, with the proviso that if R1 and R2 are both methyl groups, R3 is not hydrogen. According to the invention, an initiator composition is provided comprising a trioxepane compound of the following formula (I) and 0 ppm to 3.5 wt% of a dialkyl peroxide compound of the formula (II) R3CHOH-CH2-C(CH3)2-O-O-C(CH3)2-CH2-CHOHR3 (II) based on the total amount of peroxides, wherein R1, R2, and R3 are independently selected from hydrogen and a substituted or unsubstituted hydrocarbyl group, and optionally two of the group of R1, R2, and R3 are linked to form a ring structure, with the proviso that if R1 and R2 are both methyl groups, R3 is not hydrogen. The current invention further provides a process to prepare a crosslinked polymer wherein a reaction mixture comprising the crosslinkable polymer is brought to a temperature between 160°C and 500°C, which is suitable for starting the crosslink reaction of the crosslinkable polymer in the presence of an initiator composition comprising a 1,2,4-trioxepane of the above formula (I) and 0 to 3.5 wt% on the total amount of peroxides of a dialkyl peroxide of formula (II). Also a masterbatch comprising a crosslinkable polymer and the initiator composition is provided. The current invention moreover provides a crosslinked polymer obtainable by the process, a shaped article comprising such a crosslinked polymer, and a process to form a shaped article comprising a step wherein a crosslinkable polymer is processed to a desired shape and another step wherein the crosslinkable polymer is crosslinked. In the above process the crosslinking step preferably takes place simultaneously with or subsequent to the step of shaping the article. For thermoplastic (TPE) polymers, however, the crosslinking step preferably takes place before or simultaneously with the step of shaping the article. When a 1,2,4-trioxepane compound is prepared by the conventional process, this conventional process comprising first reacting a glycol with hydroperoxide, subsequently reacting the glycol hydroperoxide with a ketone or aldehyde, where the second step is as disclosed in both the above-mentioned Kirk-Othmer's Encyclopedia of Chemical Technology and WO98/50354, and subsequently purified by conventional methods like washing steps to remove undesired hydrogen peroxide and water-soluble byproducts to acquire a technically pure product, the amount of remaining dialkyl peroxide is found to be always at least about 4 wt%. It has now been found that a trioxepane compound containing less than 3.5 wt% dialkyl peroxide can be prepared if the glycol hydroperoxide is purified between the two reaction steps. Preferably, the glycol hydroperoxide is purified such that it is more than 65% pure, more preferably more than 75% pure, even more preferably more than 85% pure, and most preferably more than 90% pure, based on the total amount of peroxides. The initiator composition according to the present invention is characterised by an increased safe processing temperature, while at the same time a good crosslink efficiency is maintained. The increased safe processing temperature is related to a higher decomposition temperature of the initiator composition. An increased safe processing time means a decreased premature crosslinking of the crosslinkabie polymer. As the crosslinkabie polymer-containing initiator composition according to the invention has an increased safe processing temperature, it can be processed at temperatures higher than 160°C, preferably higher than 1709C, even more preferably higher than 175°C, without premature crosslinking resulting. Moreover, because the crosslinkabie polymer can be crosslinked in a low viscous or molten state, the processing thereof to shaped objects is significantly easier and can take place simultaneously with the crosslinking of the crosslinkable polymer in the presence of the initiator composition, for example by extruding the molten polymer. An additional benefit of being able to add the initiator composition to molten crosslinkabie polymer is that the resulting crosslinked polymer is more evenly crosslinked, which is demonstrated by an improved durability and a better surface of the crosslinked polymer. As an additional benefit a reduced occurrence of bubble formation has been found in the crosslinked polymer. In the process to prepare a trioxepane compound in a purified state the purification of the glycol hydroperoxide and the 1,2,4-trioxepane compound may be by any conventional purification method. The purification of the glycol hydroperoxide preferably is done by extraction, crystallisation, filtration, solvent evaporation or a combination of one or more of these purification methods. The purification of the 1,2,4-trioxepane compound preferably is done by extraction, distillation, solvent evaporation or a combination of one or more of these purification methods. The purification step(s) may be repeated one or more times. Preferred 1,2,4-trioxepane compounds of formula (I) and dialkyl peroxides of formula (II) are those wherein R1-3 are independently selected from the group consisting of hydrogen and substituted or unsubstituted C1-C20 alkyl, C3-C20 cycloalkyl, C6-C20 aryl, C7-C20 aralkyl, and C7-C20 alkaryl, which groups may include linear or branched alkyl moieties, while two of the groups R1-3 may be connected to form a (substituted) cycloalkyl ring; the optional one or more substituents on each of R1-R3 being selected from the group consisting of hydroxy, alkoxy, linear or branched alk(en)yl, aryloxy, halogen, carboxylic acid, ester, carboxy, nitrile, and amido. It should be noted, however, that if R1 and R2 are both methyl groups, R3 is not hydrogen. Preferably, R1 and R3 are selected from lower alkyl groups, more preferably C1-C6 alkyl groups, such as methyl, ethyl, and isopropyl, methyl and ethyl being most preferred. R2 is preferably selected from hydrogen, methyl, ethyl, iso-propyl, iso- butyl, tert-butyl, amyl, iso-amyl, cyclohexyl, phenyl, CH3C(O)GH2-, C2H5OC(O)CH2-, HOC(CH3)2CH2-, and , wherein R4 is independently selected from any of the group of compounds given for R1-3. Another preferred product is: The initiator composition preferably comprises at least 1 ppm dialkyl peroxide, more preferably at least 10 ppm, and even more preferably at least 100 ppm dialkyl peroxide. In the most preferred embodiment the amount is at least 500 ppm. The initiator composition preferably comprises less than 3 wt% dialkyl peroxide, more preferably less than 2.5 wt%, and even more preferably less than 2 wt%. In the most preferred embodiment the amount of dialkyl peroxide is less than 1 wt%. All amounts of dialkyl peroxide are based on the total amount of peroxides in the composition. The amount of trioxepane compound in the initiator composition in general is above 85 wt%. Preferably, the amount is more than 91%, more preferably more than 92 wt%, and most preferably more than 95%. The amount of trioxepane compound generally is less than 100 wt%, preferably less than 99.9 wt%. All amounts of trioxepane compound are based on the total amount of peroxides in the composition. Crosslinkable polymers are crosslinkable polymers that can be cured with peroxide initiators. The crosslinkable polymers include but are not limited to thermoplastic resins such as polyethylene (co)polymers, rubbers such as natural rubber, silicon rubber, fluor rubber, ethylene-propylene(diene) rubber, polybutadiene rubber, polyisoprene rubber, polychloropentane rubber, styrene butadiene rubber, polyurethane rubber, polysulfide rubber, and ethylene vinylacetate rubber, blends of rubbers, blends of rubbers and thermoplastics (TPEs), and blends of thermoplastics. Preferably, the crosslinkable polymer is a high-density polyethylene polymer (HDPE), a low-density polyethylene polymer (LDPE), a fluor rubber, a silicone rubber, a polybutadiene rubber, or an ethylene-propylene (diene) rubber (EP(D)M). Most preferably, the crosslinkable polymer is a high-density polyethylene. The process to crosslink crosslinkable polymer In the presence of the initiator composition normally takes place at a temperature equal to or higher than the temperature suitable for starting the crosslinking. Preferably, the temperature is higher than 175°C, more preferably higher than 185°C, and most preferably higher than 190°C- Preferably, the temperature is below 400°C, more preferably below 3508C, and most preferably below 300°C. The amount of initiator composition preferably is 0.1 to 20 mmol per 100 g of crosslinkable polymer, more preferably 0.5 to 15 mmol per 100 g, most preferably 1.0 to 10 mmol per 100 g of crosslinkable polymer. The processing of the crosslinkable polymer can be done by any known method such as extrusion, injection moulding, roto-moulding, compression moulding, transfer moulding. Particularly suitable shaped articles according to the invention are pipes, tubes, cables, profiles, belting, containers, etc. A preferred shaped article according to the present invention is a pipe or cable comprising a crosslinked polyethylene as crosslinked polymer. The initiator composition according to the present invention can also be suitably used to modify the molecular weight (distribution) of thermoplastics and/or thermoplastic elastomers in order to change their Theological properties. Therefore, the present invention also relates to a process wherein the rheology of a polymer or copolymer is modified by means of free radicals, using the initiator composition according to the present invention. The initiator composition can be employed in processes such as the degradation of polypropylene, the grafting of monomers onto polymers (e.g. maleic anhydride on polypropylene), and the functionalisation of poiyolefins. It can also be used for degradation processes near a flame front. In these processes, the initiator composition can be contacted with the polymeric material by applying the initiator composition to the surface of a polymeric object mixing it throughout a polymeric matrix (in the molten, dissolved, granulated, or powdered state), or incorporating it into the polymer during the polymerisation step. These processes can be performed according to conventional methods. The amount of trioxepane compound to be used in these processes preferably is 0.001-15.0 wt%, more preferably 0.005-10.0 wt%, most preferably 0.01-5.0 wt%, based on the weight of polymeric material. Polymers that can be degraded or functionalised using the initiator composition according to the invention include isotactlc polypropylene, a-tactic polypropylene, syndiotactic polypropylene, alkylene/propylene copolymers such as ethylene/- propylene random and block copolymers; propylene/diene monomer copolymers, propylene/styrene copolymers, poly(butene-1), poly(butene-2), polyisobutene, isoprene/isobutylene copolymers, chlorinated isoprene/ isobutylene copolymers, poly(methylpentene), polyvinyl alcohol, polystyrene, poly(α-methyl)styrene, 2,6- dimethyl polyphenylene oxide, styrenics, and mixtures or blends of these polymers and/or with other non-degradable polymers. Typically, with the degradation some properties of the polymer are improved, such as tenacity of fibres, warpage of injection moulded articles, the transparency of polymer films, and/or flowability away from a flame front. The modification process of the present invention is particularly advantageous for various polypropylene processes such as fibre spinning, high speed injection moulding, and melt-blowing of non wovens. Examples of suitable polymers which can be grafted by means of the initiator composition according to the present invention are copolymers and block copolymers of conjugated 1,3-dienes, and one or more copolymerisable monoethylenically unsaturated monomers such as aromatic monovinylidene hydrocarbons, halogenated aromatic monovinylidene hydrocarbons, (meth)acrylonitrile, alkyl (meth)acrylates, acrylamides, unsaturated ketones, vinyl esters, vinylidenes, and vinyl halides; ethylene/propylene copolymers and ethylene/propylene copolymers with other (poly)unsaturated compounds such as hexadiene-1,4, dicyclopentadiene and 5- ethylidene norbornene; polyolefins such as polyethylene, polypropylene, and copolymers thereof; and polyols including polyols which are essentially free of ethylenic unsaturation. Such polyols include polyalkylene polyether polyols having from 2-6 carbon atoms per monomelic unit and an Mn of 400-2000, polyhydroxyl- containing polyesters, hydroxy-terminated polyesters, and aliphatic polyols. Suitable monomers for grafting onto the above-mentioned polymers are olefinic or ethylenically unsaturated monomers such as: substituted or unsubstituted vinyl aromatic monomers including styrene and α-methylstyrene; ethylenically unsaturated carboxylic acids and derivatives thereof such as (meth)acrylic acids, (meth)acrytic esters and glycidyl methacrylate; ethylenically unsaturated nitrites and amides such as acrylonitrile, methacrylonitrile, and acrylamide; substituted or unsubstituted ethylenically unsaturated monomers such as butadiene; vinyl esters such as vinyl acetate and vinyl propionate; ethylenically unsaturated dicarboxylic acids and their derivatives including mono- and diesters, anhydrides, and imides, such as maleic anhydride, citraconic anhydride, citraconic acid, itaconic acid, nadic anhydride, maleic acid, aryl, alkyl, and aralkyl citraconimides and maleimides; vinyl halogenides such as vinyl chloride and vinylidene chloride; olefins such as isobutene and 4- methylpentene; and epoxides. EXAMPLES In the Examples the following methods are used. Determination of the safe processing temperature The increase in melt viscosity of the crosslinked polymer samples was measured at the temperatures indicated in the tables below using an Alpha Technology Rheometer MDR 2000E. To determine the safe processing temperature the ts2 (min) was measured, ts2 (min) being the time from start of measurement to minimum viscosity + 0.22 Nm. A higher ts2 (min) is directly related to an increased sale processing temperature. Determination of the crosslink efficiency For all polymers the A torque (represented by delta S in the tables) of the samples was measured using the Alpha Technology Rheometer MDR2000E. The delta torque is directly related to the crosslink efficiency. In addition, for high-density polyethylene crosslinked polymer the crosslinking efficiency was also determined by means of the gel fraction after cure. The gel fraction was determined by adding 0.3 gram of crosslinked HDPE from the Rheometer to xylene, boiling the resulting mixture for 16 hours at a temperature of 136-138°C. During the boiling process the non-crosslinked HDPE was extracted from the xylene. After the boiling process the HDPE samples were washed with acetone and dried in a hot air oven for 2 hours and the sample was weighed again. The gel fraction is calculated as follows The loss of weight is related to the amount of non-crosslinked polymer, hence the lower the gel fraction, the lower the crosslink efficiency. Further, the t90 (min) was measured, being the time needed to achieve 90% of total crosslinks. Preparation of an initiator composition according to the present invention Hexylene glycol hydroperoxide was prepared by reaction of 118.1 g (1.0 mol) hexylene glycol and 145.7 gr (3 mol) hydrogen peroxide in the presence of sulfuric acid at a temperature of 30°C for 1 hour. The reaction mixture was cooled down to 20°C and neutralized with sodium hydroxide until pH = 6.8. After separation the underlayer was drained. The remaining crude hexylene glycol hydroperoxide was converted to sodium salt by the addition of 160 g of a 25% NaOH solution. Subsequently, the sodium salt was extracted 3 times with ethyl ether in order to lower the dialkyl peroxide content (di(3-hydroxy-1,1-dimethylbutyl)peroxide). The remaining sodium salt of hexylene glycol hydroperoxide was acidified with H2SO4 25% until pH 3. Hexylene glycol hydroperoxide was isolated from the solution with ethyl ether. After evaporation of the ethyl ether the resulting product was analysed and found to contain 92% hexylene glycol hydroperoxide. 73 g (0.5 mol) of the above-prepared hexylene glycol hydroperoxide were reacted with 35 g (0.6 mol) of acetone in the presence of sulfuric acid at a temperature of 20°C for 1 hour. After separation, the acid layer was removed and the crude trioxepane was washed once with a 4% NaOH solution. The trioxepane was dried on magnesium sulfate. The filtrated product was analysed and found to contain 95% 3,3,5,7,7-pentamethyl-1,2,4-trioxepane and 0.3% of dialkylperoxide (di(3- hydroxy-1,1-dimethylbutyl)peroxide). (Comparative) Preparation Examples A to M Using the above procedure, the following initiator compositions were prepared. (Comparative) Examples 1 to 11 Determination of safe processing time and crosslink efficiency of initiator compositions in crosslinking of high-density polyethylene To 100 g HDPE (Lupolen 5216Z ex Elenac) in a 250 ml pot an initiator composition was added and the reaction mixture was tumble-mixed for 30 minutes at ambient temperature. The amount of initiator composition was such that 5 mmol trioxepane was present per 100 g of polyethylene. After 16 hours the sample was put on the Rheometer and the ts2 (min) was measured. After the sample had reached the maximum torque, it was removed from the Rheometer and the crosslink efficiency (gel fraction) of the product was determined. The results are as follows: (Comparative) Examples 12 and 13 Determination of safe processing time and crosslink efficiency of initiator compositions in crosslinking of silicone rubbers To 100 g crosslinkable silicone rubber (Silopren HV3/611U ex GE Bayer) an initiator composition was added and the whole was mixed on a Dr. Collin two-roll mill for 5 minutes at ambient temperature. The amount of initiator composition was chosen such that 2 mmol was present per 100 g of silicone rubber. After mixing the compound was put on the Rheometer and the ts2 and the crosslinking efficiency (A torque) were measured. The results are given in the table below. As demonstrated, the safe processing temperature (ts2) in silicon rubber of the initiator composition according to the invention having a low dialkyl content is significantly higher than that of the comparative initiator composition having a high dialkyl content. (Comparative) Examples 14 and 15 Determination of safe processing time and crosslink efficiency of initiator compositions in crosslinking of EPDM-rubbers To a crosslinkable EPDM rubber compound (100 g EPDM, Keltan 578 (ex DSM), 70 g carbon black SRF, 70 g carbon black FEF (ex Cabot), and 50 g oil (Sunpar 2280; ex Sunoco oil) an initiator composition was added and the whole was mixed on a Dr. Collin two-roll mill for 5 minutes at 60°C. The amount of initiator composition was chosen such that 14 mmol trioxepane per 100 g rubber was used. After mixing, the compound was put on the Rheometer and the ts2 and the crosslinking efficiency (A torque) were measured. The results are given in the table below. As demonstrated, the safe processing temperature (ts2) in EPDM rubber of the initiator composition having a low dialkyl content is significantly higher than that of the initiator composition having a high dialkyl content. Examples 16 to 23 Safe processing time depending on the amount of initiator composition used in the crosslinking of HOPE To 100 g HDPE (Lupolen 5216Z ex Elenac) in a 250 ml pot an initiator composition was added and the reaction mixture was tumble-mixed for 30 minutes at ambient temperature. The amount of initiator composition was such that 2, 5, 10, 17.2 or 17.3 mmol trioxepane was present per 100 g of polyethylene. After 16 hours the sample was put on the Rheometer and the ts2/min was measured. After the sample had reached the maximum torque, it was removed from the Rheometer and the crosslink efficiency (gel fraction) of the product was determined. The results are given in the tables below. From the above table it can be seen that the safe processing temperature, as expressed in ts2, and the crosslinking time, as expressed in t90, decrease when the amount of initiator increases. (Comparative) Examples 24-26 Polypropylene degradation Initiator composition A (when used) was dissolved in dichloromethane (approx. 5 wt% solution) and mixed with polypropylene (PP) powder in an amount of 0 (Comparative Example 24), 0.325 (Example 25) or 0.65 (Example 26) meq peroxide /100 g PP. The mixtures were placed in a fume cupboard for 4 hours to remove dichloromethane. In addition, 0.05% by weight of Irganox 1010 (antioxidant) powder, based on the weight of PP, was mixed in. The resulting mixture was fed into a Haake Rheocord system 40 with Rheomex TW100 intensive mixing screws using a Plasticolor 2000 single screw feeder with screw housing type 15/22. In order to maintain low-oxygen conditions, nitrogen was introduced into the hopper (2.5 Itr/min) and around the die (9 Itr/min). During extrusion the screw speed was set to 50 rpm and the temperature settings were 190/250/250/250°C. The resulting strand was cooled using a water bath and granulated using an Automatlk ASG5 granulator. Before analysis the granules were dried overnight in a circulation oven at 60°C. The melt flow index (MFI) of the polymer was analysed in the conventional way using method ASTM D1238 (230°C / 2.16 kg). The results are given in the Table below. It shows that the initiator composition according to the present invention can be suitably used for polypropylene degradation. (Comparative) Examples 27-29 Maleic anhydride grafting onto polypropylene Initiator composition A (when used) was dissolved in dichloromethane (approx. 5% weight solution) and mixed with a propylene homopolymer (grade HC001A-B1 ex Borealis) in an amount of 0 (Comparative Example 27), 0.5 (Example 28) or 1.0 (Example 29) meq peroxide /100 g PP. The mixtures were placed in a fume cupboard for 4 hours to remove the dichloro- methane. Subsequently, 0.05% by weight of Irganox 1010 (antioxidant) and 1% by weight of maleic anhydride (MAH) powder, both based on the weight of PP, were mixed in. The resulting mixture was fed into a Haake Rheocord system 9000 with Rheomex TW100 intensive mixing screws using a Plasticolor 2000 single screw feeder with screw housing type 15/22. in order to maintain low-oxygen conditions, nitrogen was introduced into the hopper (2.5 Itr/min) and around the die (9 Itr/min). During extrusion the screw speed was set to 80 rpm and the temperature settings were 160/220/220/220°C. The resulting strand was cooled using a water bath and granulated using an Automatik ASG5 granulator. Before analysis the granules were dried overnight in a circulation oven at 60°C. The MFt of the polymer was analysed in the conventional way using method ASTM D1238(190°C/2.16kg). To remove non-grafted MAH, the dried polymer was extracted with 80 ml of a mixture of dichloromethane/cyclohexane 3:1 V7V for 3 hours in the boiling mode and 1 hour in the rinsing mode in a Tecator Soxtec System HT2 (1045 Extraction unit + 1046 Service unit). Subsequently, the extracted polymer was vacuum dried overnight in a vacuum oven at 70°C. The extracted and dried polymer was used to press film material in a Fontijne press. The conditions used were: 1.3 grams of polymer 1 min at 190°C/10 kN 1 min at 190°C/50 kN 1 minat190°C/150 kN 1 min at 30°C/150 kN The obtained film material was used to analyse the MAH grafting index by Infrared measurement using a Brüker Vector 22 FT-IR. This index is defined as the absorbance ratio of the MAH peak at 1790 cm-1 and the PP peak at 1167 cm-1 (correction for film thickness) multiplied by 100. The results are shown in the table below. It shows that the initiator composition according to the present invention can be suitably used for maleic anhydride grafting onto polypropylene. We Claim: 1. Initiator composition comprising a trioxepane compound of the formula (I) and 0 ppm to 3.5 wt% of a dialkyl peroxide compound of the formula (II) R3CHOH-CH2-C(CH3)2-O-O-C(CH3)2-CH2-CHOHR3 (II) based on the total amount of peroxides, wherein R1, R2, and R3 are independently selected from hydrogen and a substituted or unsubstituted hydrocarbyl group, and optionally two of the group of R1, R2, and R3 are linked to form a ring structure, with the proviso that if R1 and R2 are both methyl groups, R3 is not hydrogen. 2. Initiator composition as claimed in claim 1 wherein R1 and R3 are selected from lower alkyl groups, such as methyl, ethyl, and isopropyl, R2 is selected from hydrogen, methyl, ethyl, iso-propyl, iso-butyl, tert-butyl, amyl, iso-amyl, cyclohexyl, phenyl, CH3C(O)CH2-, C2H5OC(O)CH2-, HOC(CH3)2CH2-, and wherein R4 is independently selected from any of the group of compounds given for R1-3. 3. Process for preparing the initiator composition as claimed in claims 1 and 2, said process comprising the steps of reacting a glycol compound of the formula R3CHOH-CH2-C(CH3)2OH with hydrogen peroxide in the presence of an acid to form a glycol hydroperoxide, purifying the glycol hydroperoxide, reacting the purified glycol hydroperoxide with a ketone or aldehyde of the formula R1R2CO in the presence of an acid to form the trioxepane compound, and purifying the trioxepane compound, wherein R1, R2, and R3 are independently selected from hydrogen and a substituted or unsubstituted hydrocarbyl group, with the proviso that if R1 and R2 are both methyl groups, R3 is not hydrogen. 4. Process to crosslink a crosslinkable polymer wherein a reaction mixture comprising the crosslinkable polymer is brought to a temperature suitable for starting the crosslink reaction of the crosslinkable polymer in the presence of an initiator composition as claimed in claim 1 or 2. 5. The process as claimed in claim 4 wherein the temperature is 160 to 500°C, preferably 170 to 400°C. 6. Masterbatch comprising a crosslinkable polymer and an initiator composition as claimed in claim 1 or 2. 7. Process to form a shaped article comprising a step wherein a crosslinkable polymer is processed to a desired shape and another step wherein the crosslinkable polymer is crosslinked as claimed in claim 4. 8. The process as claimed in claim 7 wherein the crosslinking step takes place simultaneously with or subsequent to the shaping step. 9. Process wherein the rheology of a polymer or copolymer is modified by means of free radicals using the initiator composition as claimed in claim 1 or 2. 10. The process as claimed in claim 9 wherein the polymer is polypropylene. 11. Process for grafting monomers onto a polymer using the initiator composition as claimed in claim 1 or 2. 12. The process as claimed in claim 11 wherein maleic anhydride is grafted onto polypropylene. 13. Polymer obtainable by the process as claimed in any one of claims 4-5 or 7-12 and a shaped article comprising said polymer. ABSTRACT "TRIOXEPANE COMPOSITION AND PROCESS FOR PREPARING TRIOXEPANE COMPOSITION" Process to prepare a trioxepane compound of the following formula (I) comprising less than 3.5 wt% of dialkyl peroxide based on the total amount of peroxides, said process comprising the steps of reacting a glycol compound of the formula R3CHOH-CH2- C(CH3)2OH with hydrogen peroxide in the presence of an acid to form a glycol hydroperoxide, purifying the glycol hydroperoxide, reacting the purified glycol hydroperoxide with a ketone or aldehyde of the formula R1R2CO in the presence of an acid to form the trioxepane compound, and purifying the trioxepane compound, wherein R1, R2, and R3 are independently selected from hydrogen and a substituted or unsubstituted hydrocarbyl group, with the proviso that if R1 and R2 are both methyl groups, R3 is not hydrogen. Initiator compositions comprising the so-prepared trioxepane compound are characterised by a high safe processing temperature in combination with a good crosslink efficiency.

Full Text

The present invention relates to a process to prepare a specific trioxepane
compound, an initiator composition comprising such a trioxepane compound,
polymer modification processes using the trioxepane compound, and products
resulting from these processes.
In the process of crosslinking polymers, e.g. thermoplastic polymers such as high-
density polyethylene, it is common practice to use an initiator composition, e.g. a
peroxide-based initiator composition. In these processes the polymer is given the
shape of the (final) shaped article and the crosslink process is performed.
Trioxepane compounds are known in the art and are for example disclosed in Kirk-
Othmer, The Encyclopedia of Chemical Technology, 3rd Edition Volume 17,1982,
p. 57. According to this disclosure, they can be prepared by reaction of a hydroxyl
hydroperoxide with an aldehyde or ketone, specifically acetone, in the presence of
an acid catalyst.
WO 98/50354 discloses the preparation of 1,2,4-trioxepane compounds using
62.58% pure hexylene glycol hydroperoxide and any one of the four ketones
cyclohexanone, ethyl acetoacetate, acetone, and 2,4-pentadione. The product
resulting from this reaction as described in the examples is a composition of 1,2,4-
trioxepane and more than 4 wt% of the dialkyl peroxide. The dialkyl peroxide is
inevitably formed during the preparation process. The resulting trioxepane
composition is subsequently used as an initiator composition for crosslinking a
thermoplastic polymer. In WO 98/50354 it is described that the crosslinking
reaction only takes place in the presence of both the initiator composition and a co-
agent. More specifically, the co-agent is triallyl cyanurate.

However, like most of the other initiators that have been used up to now, the
peroxide-based initiator composition of WO 98/50354 suffers from the problem that
it starts to decompose at a temperature below the one at which the crosslinkable
polymer melts or at a temperature at which the crosslinkable polymer's viscosity is
insufficiently low to make easy processing possible. Because of such early
decomposition of known initiator compositions, the crosslinking process cannot
take place in a homogeneous composition, therefore the quality of the shaped
article is not optimal. Further, the early decomposition of the initiator may result in
premature crosslinking of the crosslinkable polymer during processing. If early
decomposition is to be prevented, the processing of the crosslinkable polymer
comprising the initiator composition cannot take place at a temperature at which
the crosslinkable polymer is in a molten state or has a sufficiently low viscosity. In
that case the forming of the shaped article is an energy-consuming and very
inefficient process, one which often results in a shaped article with an imperfect
surface, non-homogeneous mechanical and physical properties, and low durability.
It is generally understood that a homogeneous distribution of the initiator in the
crosslinkable polymer results in a more efficient and simpler crosslinking process
and in a higher standard, more durable, and better crosslinked polymer. Hence,
tumble-mixing or other forms of pre-processing of the initiator and the solid
crosslinkable polymer have been suggested to achieve a homogeneous
distribution of initiator in the crosslinkable polymer up to now.
It will be understood that the process of crosslinking polymers and the distribution
of initiator composition in the crosslinkable polymer are subject to improvement.
One way to achieve an improved distribution of the initiator composition in the
crosslinkable polymer and an improved process to crosslink the crosslinkable
polymer would be by mixing the initiator and the crosslinkable polymer in a more
readily processable state.

There have been a few initiators up to now that do not decompose at a
temperature below the melting temperature of e.g. certain types of (ultra) high-
molecular weight polyethylene. One example is ethyl-O-benzoyl laurohydroximate.
However, this is an initiator compound prepared using a process wherein toxic
compounds are used, such as HCI gas and hydroxyl ammonium chloride. Besides,
ethyl-O-benzoyl laurohydroximate is usable as an initiator for the crosslinking of
crosslinkable polymers only in the presence of a co-agent such as triallyl
cyanurate. The use of triallyl cyanurates in the crosslinking process is
disadvantageous, as it adds another compound to the crosslinking process and,
besides, it is thought that triallyl cyanurates can lower the safe processing
temperature.
There is therefore a need for an initiator composition and a process to crosslink a
crosslinkable polymer that do not suffer from the above drawbacks. More
specifically, there is a need for an initiator composition for crosslinking polymers
that is stable at a temperature at which the crosslinkable polymers melt or have a
low viscosity to make easy processing and homogeneous distribution of the
initiator composition possible, which composition is environmentally friendly, does
not require a co-agent, and can be prepared without having to use toxic materials.
There is a need in the art for a process to crosslink polymers wherein the polymers
and the initiator can be mixed in a molten or low viscous state, in which process
the processing to a shaped article and the crosslinking can take place
simultaneously, and which results in a durable and processable crosslinked
polymer.
According to the invention, a process is provided to prepare a trioxepane
compound of the following formula (I)

comprising less than 3.5 wt% of dialkyl peroxide based on the total amount of
peroxides, said process comprising the steps of reacting a glycol compound of the
formula R3CHOH-CH2-C(CH3)2OH with hydrogen peroxide in the presence of an
acid to form a glycol hydroperoxide, purifying the glycol hydroperoxide, reacting the
purified glycol hydroperoxide with a ketone or aldehyde of the formula R1R2CO in
the presence of an acid to form the trioxepane compound, and purifying the
trioxepane compound, wherein R1, R2, and R3 are independently selected from
hydrogen and a substituted or unsubstituted hydrocarbyl group, with the proviso
that if R1 and R2 are both methyl groups, R3 is not hydrogen.
According to the invention, an initiator composition is provided comprising a
trioxepane compound of the following formula (I)

and 0 ppm to 3.5 wt% of a dialkyl peroxide compound of the formula (II)
R3CHOH-CH2-C(CH3)2-O-O-C(CH3)2-CH2-CHOHR3 (II)
based on the total amount of peroxides, wherein R1, R2, and R3 are independently
selected from hydrogen and a substituted or unsubstituted hydrocarbyl group, and
optionally two of the group of R1, R2, and R3 are linked to form a ring structure, with
the proviso that if R1 and R2 are both methyl groups, R3 is not hydrogen.

The current invention further provides a process to prepare a crosslinked polymer
wherein a reaction mixture comprising the crosslinkable polymer is brought to a
temperature between 160°C and 500°C, which is suitable for starting the crosslink
reaction of the crosslinkable polymer in the presence of an initiator composition
comprising a 1,2,4-trioxepane of the above formula (I) and 0 to 3.5 wt% on the total
amount of peroxides of a dialkyl peroxide of formula (II). Also a masterbatch
comprising a crosslinkable polymer and the initiator composition is provided.
The current invention moreover provides a crosslinked polymer obtainable by the
process, a shaped article comprising such a crosslinked polymer, and a process to
form a shaped article comprising a step wherein a crosslinkable polymer is
processed to a desired shape and another step wherein the crosslinkable polymer
is crosslinked. In the above process the crosslinking step preferably takes place
simultaneously with or subsequent to the step of shaping the article. For
thermoplastic (TPE) polymers, however, the crosslinking step preferably takes
place before or simultaneously with the step of shaping the article.
When a 1,2,4-trioxepane compound is prepared by the conventional process, this
conventional process comprising first reacting a glycol with hydroperoxide,
subsequently reacting the glycol hydroperoxide with a ketone or aldehyde, where
the second step is as disclosed in both the above-mentioned Kirk-Othmer's
Encyclopedia of Chemical Technology and WO98/50354, and subsequently
purified by conventional methods like washing steps to remove undesired
hydrogen peroxide and water-soluble byproducts to acquire a technically pure
product, the amount of remaining dialkyl peroxide is found to be always at least
about 4 wt%.
It has now been found that a trioxepane compound containing less than 3.5 wt%
dialkyl peroxide can be prepared if the glycol hydroperoxide is purified between the
two reaction steps. Preferably, the glycol hydroperoxide is purified such that it is

more than 65% pure, more preferably more than 75% pure, even more preferably
more than 85% pure, and most preferably more than 90% pure, based on the total
amount of peroxides.
The initiator composition according to the present invention is characterised by an
increased safe processing temperature, while at the same time a good crosslink
efficiency is maintained. The increased safe processing temperature is related to a
higher decomposition temperature of the initiator composition. An increased safe
processing time means a decreased premature crosslinking of the crosslinkabie
polymer. As the crosslinkabie polymer-containing initiator composition according to
the invention has an increased safe processing temperature, it can be processed
at temperatures higher than 160°C, preferably higher than 1709C, even more
preferably higher than 175°C, without premature crosslinking resulting. Moreover,
because the crosslinkabie polymer can be crosslinked in a low viscous or molten
state, the processing thereof to shaped objects is significantly easier and can take
place simultaneously with the crosslinking of the crosslinkable polymer in the
presence of the initiator composition, for example by extruding the molten polymer.
An additional benefit of being able to add the initiator composition to molten
crosslinkabie polymer is that the resulting crosslinked polymer is more evenly
crosslinked, which is demonstrated by an improved durability and a better surface
of the crosslinked polymer. As an additional benefit a reduced occurrence of
bubble formation has been found in the crosslinked polymer.
In the process to prepare a trioxepane compound in a purified state the purification
of the glycol hydroperoxide and the 1,2,4-trioxepane compound may be by any
conventional purification method. The purification of the glycol hydroperoxide
preferably is done by extraction, crystallisation, filtration, solvent evaporation or a
combination of one or more of these purification methods. The purification of the
1,2,4-trioxepane compound preferably is done by extraction, distillation, solvent

evaporation or a combination of one or more of these purification methods. The
purification step(s) may be repeated one or more times.
Preferred 1,2,4-trioxepane compounds of formula (I) and dialkyl peroxides of
formula (II) are those wherein R1-3 are independently selected from the group
consisting of hydrogen and substituted or unsubstituted C1-C20 alkyl, C3-C20
cycloalkyl, C6-C20 aryl, C7-C20 aralkyl, and C7-C20 alkaryl, which groups may include
linear or branched alkyl moieties, while two of the groups R1-3 may be connected to
form a (substituted) cycloalkyl ring; the optional one or more substituents on each of
R1-R3 being selected from the group consisting of hydroxy, alkoxy, linear or branched
alk(en)yl, aryloxy, halogen, carboxylic acid, ester, carboxy, nitrile, and amido. It
should be noted, however, that if R1 and R2 are both methyl groups, R3 is not
hydrogen.
Preferably, R1 and R3 are selected from lower alkyl groups, more preferably C1-C6
alkyl groups, such as methyl, ethyl, and isopropyl, methyl and ethyl being most
preferred. R2 is preferably selected from hydrogen, methyl, ethyl, iso-propyl, iso-
butyl, tert-butyl, amyl, iso-amyl, cyclohexyl, phenyl, CH3C(O)GH2-,
C2H5OC(O)CH2-, HOC(CH3)2CH2-, and

, wherein R4 is independently selected from any of the
group of compounds given for R1-3. Another preferred product is:

The initiator composition preferably comprises at least 1 ppm dialkyl peroxide,
more preferably at least 10 ppm, and even more preferably at least 100 ppm dialkyl

peroxide. In the most preferred embodiment the amount is at least 500 ppm. The
initiator composition preferably comprises less than 3 wt% dialkyl peroxide, more
preferably less than 2.5 wt%, and even more preferably less than 2 wt%. In the
most preferred embodiment the amount of dialkyl peroxide is less than 1 wt%. All
amounts of dialkyl peroxide are based on the total amount of peroxides in the
composition.
The amount of trioxepane compound in the initiator composition in general is
above 85 wt%. Preferably, the amount is more than 91%, more preferably more
than 92 wt%, and most preferably more than 95%. The amount of trioxepane
compound generally is less than 100 wt%, preferably less than 99.9 wt%. All
amounts of trioxepane compound are based on the total amount of peroxides in
the composition.
Crosslinkable polymers are crosslinkable polymers that can be cured with peroxide
initiators. The crosslinkable polymers include but are not limited to thermoplastic
resins such as polyethylene (co)polymers, rubbers such as natural rubber, silicon
rubber, fluor rubber, ethylene-propylene(diene) rubber, polybutadiene rubber,
polyisoprene rubber, polychloropentane rubber, styrene butadiene rubber,
polyurethane rubber, polysulfide rubber, and ethylene vinylacetate rubber, blends
of rubbers, blends of rubbers and thermoplastics (TPEs), and blends of
thermoplastics. Preferably, the crosslinkable polymer is a high-density polyethylene
polymer (HDPE), a low-density polyethylene polymer (LDPE), a fluor rubber, a
silicone rubber, a polybutadiene rubber, or an ethylene-propylene (diene) rubber
(EP(D)M). Most preferably, the crosslinkable polymer is a high-density
polyethylene.
The process to crosslink crosslinkable polymer In the presence of the initiator
composition normally takes place at a temperature equal to or higher than the

temperature suitable for starting the crosslinking. Preferably, the temperature is
higher than 175°C, more preferably higher than 185°C, and most preferably higher
than 190°C- Preferably, the temperature is below 400°C, more preferably below
3508C, and most preferably below 300°C.
The amount of initiator composition preferably is 0.1 to 20 mmol per 100 g of
crosslinkable polymer, more preferably 0.5 to 15 mmol per 100 g, most preferably
1.0 to 10 mmol per 100 g of crosslinkable polymer.
The processing of the crosslinkable polymer can be done by any known method
such as extrusion, injection moulding, roto-moulding, compression moulding,
transfer moulding.
Particularly suitable shaped articles according to the invention are pipes, tubes,
cables, profiles, belting, containers, etc. A preferred shaped article according to the
present invention is a pipe or cable comprising a crosslinked polyethylene as
crosslinked polymer.
The initiator composition according to the present invention can also be suitably
used to modify the molecular weight (distribution) of thermoplastics and/or
thermoplastic elastomers in order to change their Theological properties. Therefore,
the present invention also relates to a process wherein the rheology of a polymer or
copolymer is modified by means of free radicals, using the initiator composition
according to the present invention. The initiator composition can be employed in
processes such as the degradation of polypropylene, the grafting of monomers onto
polymers (e.g. maleic anhydride on polypropylene), and the functionalisation of
poiyolefins. It can also be used for degradation processes near a flame front.
In these processes, the initiator composition can be contacted with the polymeric
material by applying the initiator composition to the surface of a polymeric object
mixing it throughout a polymeric matrix (in the molten, dissolved, granulated, or

powdered state), or incorporating it into the polymer during the polymerisation step.
These processes can be performed according to conventional methods.
The amount of trioxepane compound to be used in these processes preferably is
0.001-15.0 wt%, more preferably 0.005-10.0 wt%, most preferably 0.01-5.0 wt%,
based on the weight of polymeric material.
Polymers that can be degraded or functionalised using the initiator composition
according to the invention include isotactlc polypropylene, a-tactic polypropylene,
syndiotactic polypropylene, alkylene/propylene copolymers such as ethylene/-
propylene random and block copolymers; propylene/diene monomer copolymers,
propylene/styrene copolymers, poly(butene-1), poly(butene-2), polyisobutene,
isoprene/isobutylene copolymers, chlorinated isoprene/ isobutylene copolymers,
poly(methylpentene), polyvinyl alcohol, polystyrene, poly(α-methyl)styrene, 2,6-
dimethyl polyphenylene oxide, styrenics, and mixtures or blends of these polymers
and/or with other non-degradable polymers. Typically, with the degradation some
properties of the polymer are improved, such as tenacity of fibres, warpage of
injection moulded articles, the transparency of polymer films, and/or flowability away
from a flame front. The modification process of the present invention is particularly
advantageous for various polypropylene processes such as fibre spinning, high
speed injection moulding, and melt-blowing of non wovens.
Examples of suitable polymers which can be grafted by means of the initiator
composition according to the present invention are copolymers and block copolymers
of conjugated 1,3-dienes, and one or more copolymerisable monoethylenically
unsaturated monomers such as aromatic monovinylidene hydrocarbons, halogenated
aromatic monovinylidene hydrocarbons, (meth)acrylonitrile, alkyl (meth)acrylates,
acrylamides, unsaturated ketones, vinyl esters, vinylidenes, and vinyl halides;
ethylene/propylene copolymers and ethylene/propylene copolymers with other

(poly)unsaturated compounds such as hexadiene-1,4, dicyclopentadiene and 5-
ethylidene norbornene; polyolefins such as polyethylene, polypropylene, and
copolymers thereof; and polyols including polyols which are essentially free of
ethylenic unsaturation. Such polyols include polyalkylene polyether polyols having
from 2-6 carbon atoms per monomelic unit and an Mn of 400-2000, polyhydroxyl-
containing polyesters, hydroxy-terminated polyesters, and aliphatic polyols.
Suitable monomers for grafting onto the above-mentioned polymers are olefinic or
ethylenically unsaturated monomers such as: substituted or unsubstituted vinyl
aromatic monomers including styrene and α-methylstyrene; ethylenically unsaturated
carboxylic acids and derivatives thereof such as (meth)acrylic acids, (meth)acrytic
esters and glycidyl methacrylate; ethylenically unsaturated nitrites and amides such
as acrylonitrile, methacrylonitrile, and acrylamide; substituted or unsubstituted
ethylenically unsaturated monomers such as butadiene; vinyl esters such as vinyl
acetate and vinyl propionate; ethylenically unsaturated dicarboxylic acids and their
derivatives including mono- and diesters, anhydrides, and imides, such as maleic
anhydride, citraconic anhydride, citraconic acid, itaconic acid, nadic anhydride, maleic
acid, aryl, alkyl, and aralkyl citraconimides and maleimides; vinyl halogenides such as
vinyl chloride and vinylidene chloride; olefins such as isobutene and 4-
methylpentene; and epoxides.

EXAMPLES
In the Examples the following methods are used.
Determination of the safe processing temperature
The increase in melt viscosity of the crosslinked polymer samples was measured
at the temperatures indicated in the tables below using an Alpha Technology
Rheometer MDR 2000E. To determine the safe processing temperature the ts2
(min) was measured, ts2 (min) being the time from start of measurement to
minimum viscosity + 0.22 Nm. A higher ts2 (min) is directly related to an increased
sale processing temperature.
Determination of the crosslink efficiency
For all polymers the A torque (represented by delta S in the tables) of the samples
was measured using the Alpha Technology Rheometer MDR2000E. The delta
torque is directly related to the crosslink efficiency.
In addition, for high-density polyethylene crosslinked polymer the crosslinking
efficiency was also determined by means of the gel fraction after cure. The gel
fraction was determined by adding 0.3 gram of crosslinked HDPE from the
Rheometer to xylene, boiling the resulting mixture for 16 hours at a temperature of
136-138°C. During the boiling process the non-crosslinked HDPE was extracted
from the xylene. After the boiling process the HDPE samples were washed with
acetone and dried in a hot air oven for 2 hours and the sample was weighed again.
The gel fraction is calculated as follows

The loss of weight is related to the amount of non-crosslinked polymer, hence the
lower the gel fraction, the lower the crosslink efficiency. Further, the t90 (min) was
measured, being the time needed to achieve 90% of total crosslinks.

Preparation of an initiator composition according to the present invention
Hexylene glycol hydroperoxide was prepared by reaction of 118.1 g (1.0 mol)
hexylene glycol and 145.7 gr (3 mol) hydrogen peroxide in the presence of sulfuric
acid at a temperature of 30°C for 1 hour. The reaction mixture was cooled down to
20°C and neutralized with sodium hydroxide until pH = 6.8. After separation the
underlayer was drained. The remaining crude hexylene glycol hydroperoxide was
converted to sodium salt by the addition of 160 g of a 25% NaOH solution.
Subsequently, the sodium salt was extracted 3 times with ethyl ether in order to
lower the dialkyl peroxide content (di(3-hydroxy-1,1-dimethylbutyl)peroxide). The
remaining sodium salt of hexylene glycol hydroperoxide was acidified with H2SO4
25% until pH 3. Hexylene glycol hydroperoxide was isolated from the solution with
ethyl ether. After evaporation of the ethyl ether the resulting product was analysed
and found to contain 92% hexylene glycol hydroperoxide.
73 g (0.5 mol) of the above-prepared hexylene glycol hydroperoxide were reacted
with 35 g (0.6 mol) of acetone in the presence of sulfuric acid at a temperature of
20°C for 1 hour. After separation, the acid layer was removed and the crude
trioxepane was washed once with a 4% NaOH solution. The trioxepane was dried
on magnesium sulfate. The filtrated product was analysed and found to contain
95% 3,3,5,7,7-pentamethyl-1,2,4-trioxepane and 0.3% of dialkylperoxide (di(3-
hydroxy-1,1-dimethylbutyl)peroxide).
(Comparative) Preparation Examples A to M
Using the above procedure, the following initiator compositions were prepared.

(Comparative) Examples 1 to 11
Determination of safe processing time and crosslink efficiency of initiator
compositions in crosslinking of high-density polyethylene
To 100 g HDPE (Lupolen 5216Z ex Elenac) in a 250 ml pot an initiator composition
was added and the reaction mixture was tumble-mixed for 30 minutes at ambient
temperature. The amount of initiator composition was such that 5 mmol trioxepane
was present per 100 g of polyethylene. After 16 hours the sample was put on the
Rheometer and the ts2 (min) was measured. After the sample had reached the
maximum torque, it was removed from the Rheometer and the crosslink efficiency
(gel fraction) of the product was determined.
The results are as follows:

(Comparative) Examples 12 and 13
Determination of safe processing time and crosslink efficiency of initiator
compositions in crosslinking of silicone rubbers
To 100 g crosslinkable silicone rubber (Silopren HV3/611U ex GE Bayer) an
initiator composition was added and the whole was mixed on a Dr. Collin two-roll
mill for 5 minutes at ambient temperature. The amount of initiator composition was
chosen such that 2 mmol was present per 100 g of silicone rubber. After mixing the
compound was put on the Rheometer and the ts2 and the crosslinking efficiency (A
torque) were measured.
The results are given in the table below.

As demonstrated, the safe processing temperature (ts2) in silicon rubber of the
initiator composition according to the invention having a low dialkyl content is
significantly higher than that of the comparative initiator composition having a high
dialkyl content.
(Comparative) Examples 14 and 15
Determination of safe processing time and crosslink efficiency of initiator
compositions in crosslinking of EPDM-rubbers
To a crosslinkable EPDM rubber compound (100 g EPDM, Keltan 578 (ex DSM),
70 g carbon black SRF, 70 g carbon black FEF (ex Cabot), and 50 g oil (Sunpar
2280; ex Sunoco oil) an initiator composition was added and the whole was mixed
on a Dr. Collin two-roll mill for 5 minutes at 60°C. The amount of initiator
composition was chosen such that 14 mmol trioxepane per 100 g rubber was used.
After mixing, the compound was put on the Rheometer and the ts2 and the
crosslinking efficiency (A torque) were measured.
The results are given in the table below.

As demonstrated, the safe processing temperature (ts2) in EPDM rubber of the
initiator composition having a low dialkyl content is significantly higher than that of
the initiator composition having a high dialkyl content.

Examples 16 to 23
Safe processing time depending on the amount of initiator composition used in the
crosslinking of HOPE
To 100 g HDPE (Lupolen 5216Z ex Elenac) in a 250 ml pot an initiator composition
was added and the reaction mixture was tumble-mixed for 30 minutes at ambient
temperature. The amount of initiator composition was such that 2, 5, 10, 17.2 or
17.3 mmol trioxepane was present per 100 g of polyethylene. After 16 hours the
sample was put on the Rheometer and the ts2/min was measured. After the
sample had reached the maximum torque, it was removed from the Rheometer
and the crosslink efficiency (gel fraction) of the product was determined.
The results are given in the tables below.

From the above table it can be seen that the safe processing temperature, as
expressed in ts2, and the crosslinking time, as expressed in t90, decrease when
the amount of initiator increases.
(Comparative) Examples 24-26
Polypropylene degradation
Initiator composition A (when used) was dissolved in dichloromethane (approx. 5
wt% solution) and mixed with polypropylene (PP) powder in an amount of 0
(Comparative Example 24), 0.325 (Example 25) or 0.65 (Example 26) meq
peroxide /100 g PP. The mixtures were placed in a fume cupboard for 4 hours to
remove dichloromethane. In addition, 0.05% by weight of Irganox 1010
(antioxidant) powder, based on the weight of PP, was mixed in.
The resulting mixture was fed into a Haake Rheocord system 40 with Rheomex
TW100 intensive mixing screws using a Plasticolor 2000 single screw feeder with
screw housing type 15/22. In order to maintain low-oxygen conditions, nitrogen
was introduced into the hopper (2.5 Itr/min) and around the die (9 Itr/min). During
extrusion the screw speed was set to 50 rpm and the temperature settings were

190/250/250/250°C. The resulting strand was cooled using a water bath and
granulated using an Automatlk ASG5 granulator.
Before analysis the granules were dried overnight in a circulation oven at 60°C.
The melt flow index (MFI) of the polymer was analysed in the conventional way
using method ASTM D1238 (230°C / 2.16 kg).
The results are given in the Table below. It shows that the initiator composition
according to the present invention can be suitably used for polypropylene
degradation.

(Comparative) Examples 27-29
Maleic anhydride grafting onto polypropylene
Initiator composition A (when used) was dissolved in dichloromethane (approx. 5%
weight solution) and mixed with a propylene homopolymer (grade HC001A-B1 ex
Borealis) in an amount of 0 (Comparative Example 27), 0.5 (Example 28) or 1.0
(Example 29) meq peroxide /100 g PP.
The mixtures were placed in a fume cupboard for 4 hours to remove the dichloro-
methane. Subsequently, 0.05% by weight of Irganox 1010 (antioxidant) and 1% by
weight of maleic anhydride (MAH) powder, both based on the weight of PP, were
mixed in.

The resulting mixture was fed into a Haake Rheocord system 9000 with Rheomex
TW100 intensive mixing screws using a Plasticolor 2000 single screw feeder with
screw housing type 15/22. in order to maintain low-oxygen conditions, nitrogen
was introduced into the hopper (2.5 Itr/min) and around the die (9 Itr/min). During
extrusion the screw speed was set to 80 rpm and the temperature settings were
160/220/220/220°C. The resulting strand was cooled using a water bath and
granulated using an Automatik ASG5 granulator.
Before analysis the granules were dried overnight in a circulation oven at 60°C.
The MFt of the polymer was analysed in the conventional way using method ASTM
D1238(190°C/2.16kg).
To remove non-grafted MAH, the dried polymer was extracted with 80 ml of a
mixture of dichloromethane/cyclohexane 3:1 V7V for 3 hours in the boiling mode
and 1 hour in the rinsing mode in a Tecator Soxtec System HT2 (1045 Extraction
unit + 1046 Service unit). Subsequently, the extracted polymer was vacuum dried
overnight in a vacuum oven at 70°C. The extracted and dried polymer was used to
press film material in a Fontijne press.
The conditions used were:
1.3 grams of polymer
1 min at 190°C/10 kN
1 min at 190°C/50 kN
1 minat190°C/150 kN
1 min at 30°C/150 kN
The obtained film material was used to analyse the MAH grafting index by Infrared
measurement using a Brüker Vector 22 FT-IR. This index is defined as the
absorbance ratio of the MAH peak at 1790 cm-1 and the PP peak at 1167 cm-1
(correction for film thickness) multiplied by 100.

The results are shown in the table below. It shows that the initiator composition
according to the present invention can be suitably used for maleic anhydride
grafting onto polypropylene.

We Claim:
1. Initiator composition comprising a trioxepane compound of the formula (I)

and 0 ppm to 3.5 wt% of a dialkyl peroxide compound of the formula (II)
R3CHOH-CH2-C(CH3)2-O-O-C(CH3)2-CH2-CHOHR3 (II)
based on the total amount of peroxides, wherein R1, R2, and R3 are independently
selected from hydrogen and a substituted or unsubstituted hydrocarbyl group, and
optionally two of the group of R1, R2, and R3 are linked to form a ring structure, with the
proviso that if R1 and R2 are both methyl groups, R3 is not hydrogen.
2. Initiator composition as claimed in claim 1 wherein R1 and R3 are selected from
lower alkyl groups, such as methyl, ethyl, and isopropyl, R2 is selected from hydrogen,
methyl, ethyl, iso-propyl, iso-butyl, tert-butyl, amyl, iso-amyl, cyclohexyl, phenyl,
CH3C(O)CH2-, C2H5OC(O)CH2-, HOC(CH3)2CH2-, and

wherein R4 is independently selected from any of the group of compounds given for R1-3.
3. Process for preparing the initiator composition as claimed in claims 1 and 2, said
process comprising the steps of reacting a glycol compound of the formula
R3CHOH-CH2-C(CH3)2OH with hydrogen peroxide in the presence of an acid to form a
glycol hydroperoxide, purifying the glycol hydroperoxide, reacting the purified glycol
hydroperoxide with a ketone or aldehyde of the formula R1R2CO in the presence of an

acid to form the trioxepane compound, and purifying the trioxepane compound, wherein
R1, R2, and R3 are independently selected from hydrogen and a substituted or
unsubstituted hydrocarbyl group, with the proviso that if R1 and R2 are both methyl
groups, R3 is not hydrogen.
4. Process to crosslink a crosslinkable polymer wherein a reaction mixture
comprising the crosslinkable polymer is brought to a temperature suitable for starting the
crosslink reaction of the crosslinkable polymer in the presence of an initiator composition
as claimed in claim 1 or 2.
5. The process as claimed in claim 4 wherein the temperature is 160 to 500°C,
preferably 170 to 400°C.
6. Masterbatch comprising a crosslinkable polymer and an initiator composition as
claimed in claim 1 or 2.
7. Process to form a shaped article comprising a step wherein a crosslinkable polymer is
processed to a desired shape and another step wherein the crosslinkable polymer is
crosslinked as claimed in claim 4.
8. The process as claimed in claim 7 wherein the crosslinking step takes place
simultaneously with or subsequent to the shaping step.
9. Process wherein the rheology of a polymer or copolymer is modified by means of
free radicals using the initiator composition as claimed in claim 1 or 2.
10. The process as claimed in claim 9 wherein the polymer is polypropylene.
11. Process for grafting monomers onto a polymer using the initiator composition as
claimed in claim 1 or 2.

12. The process as claimed in claim 11 wherein maleic anhydride is grafted onto
polypropylene.
13. Polymer obtainable by the process as claimed in any one of claims 4-5 or 7-12
and a shaped article comprising said polymer.

ABSTRACT

"TRIOXEPANE COMPOSITION AND PROCESS FOR PREPARING TRIOXEPANE
COMPOSITION"
Process to prepare a trioxepane compound of the following formula (I) comprising less
than 3.5 wt% of dialkyl peroxide based on the total amount of peroxides, said process
comprising the steps of reacting a glycol compound of the formula R3CHOH-CH2-
C(CH3)2OH with hydrogen peroxide in the presence of an acid to form a glycol
hydroperoxide, purifying the glycol hydroperoxide, reacting the purified glycol
hydroperoxide with a ketone or aldehyde of the formula R1R2CO in the presence of an
acid to form the trioxepane compound, and purifying the trioxepane compound, wherein
R1, R2, and R3 are independently selected from hydrogen and a substituted or
unsubstituted hydrocarbyl group, with the proviso that if R1 and R2 are both methyl
groups, R3 is not hydrogen. Initiator compositions comprising the so-prepared trioxepane
compound are characterised by a high safe processing temperature in combination with a
good crosslink efficiency.

TRIOXEPANE COMPOSITION AND PROCESS FOR PREPARING TRIOXEPANE COMPOSITION

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