Title of Invention

METHOD FOR CONTROLLING OPERATION OF A HYBRID POWERTRAIN

Abstract A method for controlling operation of a hybrid powertrain is proposed, the hybrid powertrain comprising an internal combustion engine, an electric energy storage device, an electric machine, and an electro-mechanical transmission. The engine and the electric machine and the transmission are operative to transmit torque therebetween to generate an output. The method comprises determining optimum engine operation and an engine capability, and an operator torque request. A limit to the engine capability is determined based upon optimum engine operation, engine capability, and states of the parameters of the electrical energy storage device. Power limits are determined. The limit to the engine capability is adjusted based upon the power limits of the energy storage device. The engine operation is controlled based upon the engine capability and the adjusted limit to the engine capability.
Full Text P000929-PTH-CD 1 Express Mail No EB033830283 US
METHOD FOR CONTROLLING ENGINE SPEED IN A HYBRID
ELECTRIC VEHICLE
TECHNICAL FIELD
[0001] This invention pertains generally to control systems for hybrid
powertrain control systems, including those employing electro-mechanical
transmissions.
BACKGROUND OF THE INVENTION
[0002] Hybrid vehicles (HEVs) have propulsion systems that consist
of at least one electric motor or electric machine in combination with at least
one other power source. Typically, the other power source is a gasoline or
diesel engine. There are various types of HEVs depending on how the electric
motor(s) and other power source(s) are combined with one another in order to
provide propulsion for the vehicle, including series, parallel and compound
HEVs.
[0003] Powertrain architectures for HEVs manage the input and output
torques of various prime movers, most commonly internal combustion engines
and electric machines. Series hybrid architectures are generally characterized
by an internal combustion engine driving an electric generator which in turn
provides electrical power to an electric drivetrain and to an energy storage
system, comprising a battery pack. The internal combustion engine in a series
HEV is not directly mechanically coupled to the drivetrain. The electric
generator may also operate in a motoring mode to provide a starting function
to the internal combustion engine, and the electric drivetrain may recapture
vehicle braking energy by also operating in a generator mode to recharge the
battery pack. Parallel HEV architectures are generally characterized by an
internal combustion engine and an electric motor which both have a direct
mechanical coupling to the drivetrain. The drivetrain conventionally includes
a shifting transmission to provide the necessary gear ratios for wide range
operation.

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[0004] Electrically variable transmissions (EVT) are known which
provide for continuously variable speed ratios by combining features from
both series and parallel HEV powertrain architectures. EVTs are operable
with a direct mechanical path between an internal combustion engine and a
final drive unit thus enabling high transmission efficiency and application of
lower cost and less massive motor hardware. EVTs are also operable with
engine operation mechanically independent from the final drive or in various
mechanical/electrical split contributions (i.e., input-split, output-split and
compound-split configurations) thereby enabling high-torque continuously
variable speed ratios, electrical energy-dominated launches, regenerative
braking, engine off idling, and two-mode operation.
[0005] As noted, such complex EVT HEVs utilize one or more electric
machines and require advanced energy transmission, conversion and storage
systems to supply electrical energy to and receive and store electrical energy
from these machines, and typically comprise, for example, at least one electric
machine, power inverter module, power bus, electrical energy storage device,
such as a battery, as well as various control electronics, control algorithms and
other associated items. The energy storage system (ESS) may comprise any
suitable energy storage system that is adapted for high-density energy storage,
including a battery, ultracapacitor, or other high-density energy storage device.
As used herein, reference to a battery includes not only a single battery, also
includes any combination of single or multiple batteries, or cells thereof, into a
battery pack or array, or a plurality of battery packs or arrays. As used herein,
the term battery generally refers to any secondary or rechargeable battery.
[0006] Significant attention has been given to maintaining the
operational performance of batteries used in HEV applications, including
maintaining the battery pack state of charge (SOC). The SOC is defined
generally as the ratio of the residual charge in a battery relative to its full
charge capacity. Various hardware and software control strategies have been
adjusted for determining and maintaining the SOC of the battery.
[0007] Vehicles, including HEVs, are expected to accelerate in
response to operator torque requests, including achieving various launch
characteristics, e.g., an elapsed time to reach a speed. A vehicle launch is

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generally associated with starting the motion of the vehicle from a stop,
typically characterized by the speed of the vehicle, such as from zero km/h to
thirty km/h, and a required torque output. Launch conditions also exist during
other periods of vehicle operation, such as acceleration from a low-speed
interval, or seeking to maintain or increase speed while negotiating an incline.
[0008] A hybrid system application can underutilize the energy storage
system, due to several factors including the size and power capacity of the
primary power source, i.e., the internal combustion engine, and, the specific
speed/load duty cycle of the vehicle. In at least one specific case the
maximum energy storage usage has been shown to be about half of an
allowable usage limit. In a hybrid system, it is desirable to make full use of
the energy storage system in transient operating conditions, i.e., acceleration
and decelerations, to reduce the fuel usage.
[0009] Current operating systems typically optimize fuel economy by
minimizing the power losses associated with operation at a specific output
torque and speed (thus a specific power). This is accomplished by solving
equations at quasi-steady state operating points to direct power flows from the
primary power source or the secondary power source.
[0010] Current system operation can be described with reference to an
operator torque request (Toreq) in the form of a throttle tip-in/tip-out
maneuver. The operator torque request (To_req) is typically input to the
system via the throttle, which is linked to an output torque command
(Tocmd) in the hybrid control system. The hybrid control system monitors
system operation at each operating point as the vehicle accelerates, and
determines a power flow from the electrical machine and the engine through
the EVT for each point, typically using engine speed and torque as two key
criteria to determine the power flow from the primary power source and the
hybrid transmission system. Determining these points along with the operator
torque request solves the dynamic system equations and determines the power
flow from the energy storage system. In this maneuver the engine speed
changes to follow the optimal quasi-steady state operating point. It may
accelerate to a high engine speed from idle and back down as the throttle input
is reduced back to zero, with additional torque generated by energy transfer to

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the electric machine to the EVT. In the case of a throttle tip in to a steady
state point, the engine reaches its optimal operating speed by following the
optimal engine speed trajectory as defined by the current control system logic.
In this system there are fixed ramp rates for engine speed changes. The fixed
ramp rates are typically set as maximum control limits, and do not adjust for
transient maneuvers. Solving the equations to meet the operator torque
request in this manner does not optimize the system for transient operation.
[0011] What is needed is an optimization scheme for a hybrid
powertrain system which looks at the combination of the power sources over a
range of operating points that occur during a transient event, e.g., a vehicle
acceleration event resulting from an operator torque request. It is desirable to
develop an optimization scheme for vehicle operation which optimizes the
system for transient operation and more fully utilizes the capability of the
electrical energy storage system while ensuring the management and
protection of the ESS under launch conditions, to meet the operator torque
request.
SUMMARY OF THE INVENTION
[0012] The invention may be described generally as a method for
controlling operation of a hybrid powertrain, the hybrid powertrain comprising
an internal combustion engine, an electric energy storage device, an electric
machine, and an electro-mechanical transmission. The energy storage system
and electric machine are electrically-operatively coupled for power flow
therebetween. The engine, electric machine, and the electro-mechanical
transmission are mechanically-operatively coupled to transmit power
therebetween to generate a power flow to an output. The method comprises
determining optimum engine operation and an engine capability, and an
operator torque request. States of parameters of the electrical energy storage
device are monitored. A limit to the engine capability is determined based
upon the optimum engine operation, the engine capability, and the states of the
parameters of the electrical energy storage device. Power limits of the energy
storage device are determined based upon the states of the parameters of the
energy storage device. The limit to the engine capability is adjusted based

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upon the power limits of the energy storage device. The engine operation is
controlled based upon the engine capability and the adjusted limit to the
engine capability. These and other aspects of the invention will become
apparent to those skilled in the art upon reading and understanding the
following detailed description of the embodiments.
BRIEF DESCRIPTION OF THE DRAWINGS
[0013] The invention may take physical form in certain parts and
arrangement of parts, an embodiment of which is described in detail and
illustrated in the accompanying drawings which form a part hereof, and
wherein:
[0014] Figs. 1 and 2 are schematic diagrams of an exemplary architecture
for a control system and powertrain, in accordance with the present invention;
[0015] Fig. 3 is a data graph, in accordance with the present invention;
[0016] Fig. 4 is an algorithmic flowchart, in accordance with the present
invention; and,
[0017] Figs. 5 and 6 are data graphs, in accordance with the present
invention.
DESCRIPTION OF THE PREFERRED EMBODIMENT
[0018] Referring now to the drawings, wherein the depictions are for
the purpose of illustrating the invention only and not for the purpose of
limiting the same, Fig. 1 depicts a schematic diagram of hybrid powertrain
comprising an internal combustion engine, transmission, and accompanying
control module 5 that have been constructed in accordance with an
embodiment of the invention.
[0019] The invention described herein may be used as a control
algorithm for operation in a hybrid powertrain system of the type described in
commonly assigned US Patent Number 5,931,757, entitled TWO-MODE
COMPOUND SPLIT ELECTRO-MECHANICAL VEHICULAR TRANSMISSION, which is
incorporated by reference in its entirety. The hybrid powertrain disclosed
therein comprises a compound-split electrically variable transmission for a
hybrid electric vehicle which has characteristics of both a series and a parallel

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device which generally comprise at least one drive motor, such as an internal
combustion engine, at least one electric machine that is adapted to both
provide propulsion to the vehicle and generate electric power for storage on
the vehicle, and the ESS which typically comprises a rechargeable or
secondary battery, as described herein.
[0020] Referring now to Figs. 1 and 2, a vehicular powertrain system
10 is now described, comprising an internal combustion engine and an electric
energy storage device which are adapted to transfer energy to electric
machines and an electro-mechanical transmission. The engine and the electric
machines and the electro-mechanical transmission are selectively operative to
transmit torque therebetween to generate an output, typically a driveline, and
having characteristics of torque and speed. The electric machines and the
electro-mechanical transmission comprise one representative form of a multi-
mode, compound-split, electrically variable transmission (EVT) particularly
suited for implementing the controls of the present invention and designated
generally by the numeral 10. The EVT 10 has an input member 12 preferably
comprising shaft that is directly driven by the engine 14 or, as shown in Fig. 2,
a transient torque damper 16 may be incorporated between the output member
of the engine 14 and the input member of the EVT 10. The transient torque
damper 16 may incorporate, or be employed in conjunction with, a torque
transfer device (not shown) to permit selective engagement of the engine 14
with the EVT 10, but it must be understood that such a torque transfer device
is not utilized to change, or control, the mode in which the EVT 10 operates.
[0021] In the embodiment depicted the engine 14 may be a fossil fuel
engine, such as a diesel engine, which is readily adapted to provide its
available power output through shaft 12. The engine 14 preferably operates,
after start-up, and during the majority of its input, at a constant speed or at a
variety of constant speeds in accordance with a desired operating point as may
be determined from operator inputs and driving conditions.
[0022] The EVT 10 utilizes three planetary gear subsets 24, 26 and 28.
The first planetary gear subset 24 has an outer gear member 30, that may
generally be designated as the ring gear, which circumscribes an inner gear
member 32, generally designated as the sun gear. A plurality of planet gear

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members 34 are rotatably mounted on a carrier 36 such that each planet gear
member 34 meshingly engages both the outer gear member 30 and the inner
gear member 32.
[0023] The second planetary gear subset 26 also has an outer gear
member 38, generally designated as the ring gear, which circumscribes an
inner gear member 40, generally designated as the sun gear. A plurality of
planet gear members 42 are rotatably mounted on a carrier 44 such that each
planet gear 42 meshingly engages both the outer gear member 38 and the inner
gear member 40.
[0024] The third planetary gear subset 28 also has an outer gear
member 46, generally designated as the ring gear, which circumscribes an
inner gear member 48, generally designated as the sun gear. A plurality of
planet gear members 50 are rotatably mounted on a carrier 52 such that each
planet gear 50 meshingly engages both the outer gear member 46 and the inner
gear member 48.
[0025] While all three planetary gear subsets 24, 26 and 28 are
"simple" planetary gear subsets in their own right, the first and second
planetary gear subsets 24 and 26 are compounded in that the inner gear
member 32 of the first planetary gear subset 24 is conjoined, as through a hub
plate gear 54, to the outer gear member 38 of the second planetary gear subset
26. The conjoined inner gear member 32 of the first planetary gear subset 24
and the outer gear member 38 of the second planetary gear subset 26 are
continuously connected to by a sleeve shaft 58 to a first motor/generator 56,
referred to herein variously as motor A or MA.
[0026] The planetary gear subsets 24 and 26 are further compounded
in that the carrier 36 of the first planetary gear subset 24 is conjoined, as
through a shaft 60, to the carrier 44 of the second planetary gear subset 26. As
such, carriers 36 and 44 of the first and second planetary gear subsets 24 and
26, respectively, are conjoined. The shaft 60 is also selectively connected to
the carrier 52 of the third planetary gear subset 28, as through a torque transfer
device 62 which, as will be hereinafter more fully explained, is employed to
assist in the selection of the operational modes of the EVT 10. Torque transfer

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device 62 may also be referred to herein variously as second clutch, clutch two
orC2.
[0027] The carrier 52 of the third planetary gear subset 28 is connected
directly to an output member 64. When the EVT 10 is used in a land vehicle,
the output member 64 is typically connected to the vehicular axles (not shown)
that may, in turn, terminate in the drive members (also not shown), to provide
tractive torque thereto. The drive members are either front or rear wheels of
the vehicle on which they are employed, or they may be the drive gear of a
track vehicle.
[0028] The inner gear member 40 of the second planetary gear subset
26 is connected to the inner gear member 48 of the third planetary gear subset
28, as through a sleeve shaft 66 that circumscribes shaft 60. The outer gear
member 46 of the third planetary gear subset 28 is selectively connected to
ground, represented by the transmission housing 68, through a torque transfer
device 70. Torque transfer device 70, as is also hereinafter explained, is also
employed to assist in the selection of the operational modes of the EVT 10.
Torque transfer device 70 may also be referred to herein variously as first
clutch, clutch one or C1.
[0029] The sleeve shaft 66 is also continuously connected to a second
motor/generator 72, referred to herein variously as motor B or MB. All the
planetary gear subsets 24, 26 and 28 as well as motor A and motor B (56, 72)
are coaxially oriented, as about the axially disposed shaft 60. It should be
noted that both motors A and B are of an annular configuration which permits
them to circumscribe the three planetary gear subsets 24, 26 and 28 such that
the planetary gear subsets 24, 26 and 28 are disposed radially inwardly of the
motors A and B. This configuration assures that the overall envelope-i.e., the
circumferential dimension--of the EVT 10 is minimized.
[0030] A drive gear 80 may be presented from the input member 12.
As depicted, the drive gear 80 fixedly connects the input member 12 to the
outer gear member 30 of the first planetary gear subset 24, and the drive gear
80, therefore, receives power from the engine 14 and/or the motor/generators
56 and/or 72. The drive gear 80 meshingly engages an idler gear 82 which, in
turn, meshingly engages a transfer gear 84 that is secured to one end of a shaft

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86. The other end of the shaft 86 may be secured to a transmission fluid pump
and 88 which is supplied transmission fluid from sump 37, delivering high
pressure fluid to regulator 39 which returns a portion of the fluid to sump 37
and provides regulated line pressure in line 41.
[0031] In the described exemplary mechanical arrangement, the output
member 64 receives power through two distinct gear trains within the EVT 10.
A first mode, or gear train, is selected when the first clutch Cl is actuated in
order to "ground" the outer gear member 46 of the third planetary gear subset
28. A second mode, or gear train, is selected when the first clutch Cl is
released and the second clutch C2 is simultaneously actuated to connect the
shaft 60 to the carrier 52 of the third planetary gear subset 28. As used herein,
when a mode related to a gear train is referenced an upper case designation
MODE 1 or MODE 2, or Ml or M2, will generally be used.
[0032] Those skilled in the art will appreciate that the EVT 10 is
capable of providing a range of output speeds from relatively slow to
relatively fast within each mode of operation. This combination of two modes
with a slow to fast output speed range in each mode allows the EVT 10 to
propel a vehicle from a stationary condition to highway speeds. In addition, a
fixed-ratio state wherein both clutches C1 and C2 are simultaneously applied
is available for efficient mechanical coupling of the input member to the
output member through a fixed gear ratio. Furthermore, a neutral state
wherein both clutches C1 and C2 are simultaneously released is available for
mechanically decoupling the output member from the transmission. Finally,
the EVT 10 is capable to provide synchronized shifts between the modes
wherein slip speed across both clutches Cl and C2 is substantially zero.
[0033] Engine 14 is preferably electronically controlled by engine
control module (ECM) 23 as illustrated in Fig. 2. ECM 23 is a conventional
microprocessor-based diesel engine control module comprising such common
elements as microprocessor, read only memory ROM, random access memory
RAM, electrically programmable read only memory EPROM, high speed
clock, analog to digital (A/D) and digital to analog (D/A) circuitry, and
input/output circuitry and devices (I/O) and appropriate signal conditioning
and buffer circuitry. ECM 23 functions to acquire data from a variety of

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sensors and control a variety of actuators, respectively, of the engine 14 over a
plurality of discrete lines. For simplicity, ECM 23 is shown generally in bi-
directional interface with engine 14 via aggregate line 35. Among the various
parameters that may be sensed by ECM 23 are oil sump and engine coolant
temperatures, engine speed (Ne), turbo pressure, and ambient air temperature
and pressure. Various actuators that may be controlled by the ECM 23 include
fuel injectors, fan controllers, engine preheaters including glow plugs and
grid-type intake air heaters. ECM preferably provides for well known torque
based controls for engine 14 in response to a torque command Tecmd
provided by the EVT control system. Such engine electronics, controls and
quantities are generally well known to those skilled in the art and further
detailed exposition thereof is not required herein
[0034] As should be apparent from the foregoing description the EVT
10 selectively receives power from the engine 14. As will now be explained
with continued reference to Fig. 1, the EVT also receives power from an
electric storage device, i.e., the ESS, such as one or more batteries in battery
pack module (BPM) 21. The powertrain system also includes such energy
storage devices which are an integral part of the power flows thereof. Other
electric storage devices that have the ability to store electric power and
dispense electric power may be used in place of the batteries without altering
the concepts of the present invention. The BPM 21 is high-voltage, DC-
coupled to dual power inverter module (DPIM) 19 via DC lines 27. Current is
transferable to or from the BPM 21 in accordance with whether the BPM 21 is
being charged or discharged. DPIM 19 includes a pair of power inverters and
respective motor controllers configured to receive motor control commands
and control inverter states therefrom for providing motor drive or regeneration
functionality. Motor controllers are microprocessor based control modules
comprising such common elements as microprocessor, read only memory
ROM, random access memory RAM, electrically programmable read only
memory EPROM, high speed clock, analog to digital (A/D) and digital to
analog (D/A) circuitry, and input/output circuitry and devices (I/O) and
appropriate signal conditioning and buffer circuitry. In motoring control, the
respective inverter receives current from the DC lines and provides AC current

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to the respective motor over high voltage phase lines 29 and 31, which is
converted by the electric motor into torque which is transmitted to the
transmission, referred to respectively as motor torques Ta and Tb. In
regeneration control, the respective inverter receives AC current from the
motor over high voltage phase lines 29 and 3 land provides current to the DC
lines 27. The net DC current provided to or from the inverters determines the
charge or discharge operating mode of the BPM 21. Preferably, MA and MB
are three-phase AC machines, and the inverters comprise complementary
three-phase power electronics. Individual motor speed signals Na and Nb for
MA and MB, respectively, are also derived by the DPIM 19 from the motor
phase information or conventional rotation sensors. Such motors, electronics,
controls and quantities are generally well known to those skilled in the art and
further detailed exposition thereof is not required herein.
[0035] Each of the aforementioned control modules, i.e., system
controller 43, DPIM 19, BPM 21, ECM 23, is preferably a general-purpose
digital computer generally comprising a microprocessor or central processing
unit, storage mediums comprising read only memory (ROM), random access
memory (RAM), electrically programmable read only memory (EPROM),
high speed clock, analog to digital (A/D) and digital to analog (D/A) circuitry,
and input/output circuitry and devices (I/O) and appropriate signal
conditioning and buffer circuitry. Each control module has a set of control
algorithms, comprising resident program instructions and calibrations stored in
ROM and executed to provide the respective functions of each computer. The
various modules communicate via controller area network (CAN) bus 25 to
transfer information. The CAN bus 25 effects structured communication of
control parameters and commands between the various modules. The specific
communication protocol utilized is application-specific. For example the
preferred protocol for heavy duty applications is the Society of Automotive
Engineers standard J1939.
[0036] Algorithms for control and state estimation in each of the
control modules are typically executed during preset loop cycles such that
each algorithm is executed at least once each loop cycle. Algorithms stored in
the non-volatile memory devices are executed by one of the central processing

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units and are operable to monitor inputs from the sensing devices and execute
control and diagnostic routines to control operation of the respective device,
using preset calibrations. Loop cycles are typically executed at regular
intervals, for example each 3.125, 6.25, 12.5, 25, 40, and 100 milliseconds
during ongoing engine and vehicle operation. Alternatively, algorithms may
be executed in response to occurrence of an event.
[0037] In the exemplary embodiment, system controller 43 comprises
a pair of microprocessor based control modules designated as vehicle control
module (VCM) 15 and transmission control module (TCM) 17. VCM and
TCM may provide, for example, a variety of control and diagnostic functions
related to EVT and vehicle chassis including, for example, engine torque
commands, input speed control, and output torque control in coordination with
regenerative braking, anti-lock braking and traction control. Particularly with
respect to EVT functionality, system controller 43 functions to directly acquire
data from a variety of sensors and directly control a variety of actuators,
respectively, of the EVT over a plurality of discrete lines. For simplicity,
System controller 43 is shown generally in bi-directional interface with EVT
via aggregate line 33. Of particular note, system controller 43 receives
frequency signals from rotation sensors for processing into input member 12
speed Ni and output member 64 speed No for use in the control of EVT 10.
Also illustrated is user interface (UI) block 13 which comprises such inputs to
system controller 43 such as vehicle throttle position, push button shift
selector (PBSS) for available drive range selection, brake effort and fast idle
requests among others, from which an operator torque request (Toreq) is
determined.
[0038] System controller 43 determines an engine torque command
Tecmd which is provided to ECM 23. The engine torque command Te cmd
is representative of the EVT torque contribution desired from the engine.
System controller 43 also determines an engine speed command, Ne_cmd,
representative of the desired input speed to the EVT, which in the direct
coupled arrangement between the engine arid the EVT is also the desired
engine speed operating point. With the direct coupled arrangement depicted
herein, the engine torque and the EVT input torque, Te and Ti respectively, are

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equivalent and may be referred to in the alternative herein. Similarly, the
engine speed and the EVT input speed, Ne and Ni respectively, are equivalent
and may be referred to in the alternative herein. Desired input speed operating
points are preferably determined as disclosed in commonly assigned and co-
pending United States patent application Serial Numbers 10/686,508
(Attorney Docket Number GP-304193) and 10/686,034 (Attorney Docket
Number GP-304194) which are incorporated herein by reference. A preferred
speed control for a hybrid transmission is described in detail in commonly
assigned and co-pending United States patent application Serial Number
10/686,511 (Attorney Docket Number GP-304140) which is incorporated
herein by reference.
[0039] With reference to Fig. 3, a plot of output speed No along the
horizontal axis versus input speed Ni across the vertical axis for the EVT 10 is
illustrated. Synchronous operation, that is the input speed and output speed
relationships whereat both clutch C1 and C2 are operating simultaneously with
substantially zero slip speed thereacross is represented by line 91. As such, it
represents the input and output speed relationships substantially whereat
synchronous shifting from between modes can occur or whereat direct
mechanical coupling from input to output can be effected by simultaneous
application of both clutches Cl and C2, also known as fixed-ratio operation.
Line 91 may be variously referred to herein as synchronous line, shift ratio
line or fixed-ratio line.
[0040] To the left of the shift ratio line 91 is a preferred region of
operation 93 for the first mode wherein Cl is applied and C2 is released. To
the right of the shift ratio line 91 is a preferred region of operation 95 for the
second mode wherein Cl is released and C2 is applied. When used herein
with respect to clutches Cl and C2, the term applied indicates substantial
torque transfer capacity across the respective clutch while the term released
indicates insubstantial torque transfer capacity across the respective clutch.
Since it is generally preferred to cause shifts from one mode to the other to
occur synchronously, torque transfers from one mode into the other mode are
caused to occur through a two clutch application fixed ratio wherein, for a
finite period prior to the release of the presently applied clutch, the presently

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released clutch is applied. And, the mode change is completed when fixed-
ratio is exited by the continued application of the clutch associated with the
mode being entered and the release of the clutch associated with the mode
being exited.
[0041] While region of operation 93 is generally preferred for the
operation of the EVT in MODE 1, it is not meant to imply that MODE 2
operation of the EVT cannot or does not occur therein. Generally, however, it
is preferred to operate in MODE 1 in region 93 because MODE 1 preferably
employs gearsets and motor hardware particularly well suited in various
aspects (e.g., mass, size, cost, inertial capabilities) to the high launch torques
of region 93. Similarly, while region of operation 95 is generally preferred
for the operation of the EVT in MODE 2, it is not meant to imply that MODE
1 operation of the EVT cannot or does not occur therein. Generally, however,
it is preferred to operate in MODE 2 in region 95 because MODE 2 preferably
employs gearsets and motor hardware particularly well suited in various
aspects (e.g., mass, size, cost, inertial capabilities) to the high speeds of region
93. Region 93, wherein MODE 1 operation is generally preferred, may be
considered a low speed region whereas region 95, wherein MODE 2 operation
is generally preferred, may be considered a high speed region. A shift into
MODE 1 is considered a downshift and is associated with a higher gear ratio
in accordance with the relationship of Ni/No. Likewise, a shift into MODE 2
is considered an upshift and is associated with a lower gear ratio in accordance
with the relationship of Ni/No.
[0042] As surmised from the above description, the energy storage
system and electric machine are electrically-operatively coupled for power
flow therebetween, and the engine, electric machine, and the electro-
mechanical transmission are mechanically-operatively coupled to transmit
power therebetween to generate a power flow to the output 64.
[0043] Referring now to Fig. 4, there is depicted a flowchart for an
algorithm, in accordance with the invention. The algorithm embodies a
method for controlling operation of a hybrid powertrain, e.g., the exemplary
hybrid powertrain described hereinabove, to generate an output at shaft 64
characterized in terms of rotational speed, No and torque, To. The algorithm

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is preferably regularly executed during one of the aforementioned control
module loop cycles, e.g., 40 milliseconds, during ongoing engine and vehicle
operation, to generate an engine speed command, Necmd. The method
comprises determining optimum engine operation and an engine capability,
and an operator torque request (Step 402). States of parameters of the
electrical energy storage device are monitored (Step 402). A limit to the
engine operating capability is determined based upon the optimum engine
operation and the engine capability (Steps 404, 406). Power limits of the
energy storage device are determined based upon the states of the parameters
of the energy storage device (Step 412). The limit to the engine capability is
adjusted based upon the power limits of the energy storage device (Step 418).
The engine operation is controlled based upon the engine capability and the
adjusted limit to the engine capability (Step 422A, B, and C). Electric power
transmitted from the energy storage device to the electric machine is
controlled to meet the operator torque request based upon the engine
operation, which comprises determining power output from the engine with
the engine operation controlled based upon the engine capability and the
adjusted limit to the engine capability. Power is transmitted from the energy
storage device to the electric machine to the electro-mechanical transmission
and the power output is transmitted from the engine to the electro-mechanical
transmission to generate the power flow to the output to meet the operator
torque request. The overall operation is now described in greater detail.
[0044] The control algorithm is preferably executed to control
operation of the powertrain to provide consistent vehicle launch
characteristics. Vehicle launch conditions are defined broadly as conditions
under which it is desirable to discharge the battery to provide vehicle
propulsion, generally where the vehicle output speed is low and the desired
output torque is high, such as acceleration from a stop, acceleration up an
incline, and other operating conditions where it is desirable to discharge the
ESS for vehicle propulsion. Launch conditions may be defined by a range of
vehicle speeds and a range of desired vehicle output torques, or commanded
output torques, associated with those vehicle speeds.

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[0045] The method ofFig. 4 is now described in detail. Various
operating states are determined, including the operator torque request (To_req)
via inputs from the IU 13, optimum operating states of the engine, i.e., an
optimum engine speed (Neopt) and torque output (Te opt). The optimum
engine speed (Ne_opt) and torque output (Te_opt) comprise engine operating
conditions which achieve optimal engine operation at ideal operating
conditions, including power output, fuel economy, and emissions. States of
performance parameters of the electrical energy storage device (ESS) are also
monitored (Step 402). The ESS performance parameters preferably include
state of charge (SOC), battery temperature (Tbat), and electrical energy
throughput (Throughput, in Amp-hours/hour). A exemplary method of
determining parametric battery power limits for an ESS of an HEV which
takes into account the battery SOC, temperature and amp-hour throughput is
described in commonly assigned, co-pending U.S. Patent Application Serial
No. 10/965,671 (Attorney Docket GP-304118) and U.S. Patent Number
6,946,818, which are both incorporated herein by reference in their entirety.
[0046] Engine capability, in the form of an engine speed ramp rate
(ARPM/At), is determined (Step 404). The engine speed ramp rate is based
upon the overall capability of the engine to accelerate, taking into account
various engine design and control factors, and optimized engine operation in
terms of fuel consumption and engine torque generation. A typical engine can
have a maximum ramp rate in the range of 600 rpm/second and an optimal
ramp rate of about 300 rpm/sec.
[0047] An engine speed ramp rate limit, Lim(ARPM/At), is determined
based upon the optimum engine operation, the engine capability, and the
performance parameters of the electrical energy storage device, in response to
the operator torque request (Step 406). For example, when the battery SOC
and temperature are within normal operating ranges, the ESS is capable of
supplying energy to the electric machines MA, MB to carry much of an initial
torque load for accelerating the vehicle to meet the operator torque request.
Conversely, when the battery SOC is reduced, or the battery temperature is
elevated, the ESS may not have the same capability for generating and
carrying the output torque load. Thus, the engine speed ramp rate limit is used

17
to manage and control the engine. The engine speed ramp rate limit preferably
comprises an array of predetermined calibration limits, defined in terms of
engine speed ramp rate ARPM/At, and retrievable based upon factors related
to the SOC, temperature and throughput, and the operator torque request,
which further optimize the engine operation for the specific engine as applied
to the specific EVT. An exemplary calibration is depicted with reference to
Fig. 6, which graphically depicts values for the engine speed ramp rate limit,
Lim(ARPM/At), determined based upon a difference between the optimal
engine speed, Ne_opt, and a limited engine speed, Ne_lim, based upon battery
usage. The limited engine speed, Nelim is preferably determined during each
loop cycle based upon the current engine speed adjusted by the engine speed
rate limit determined during the previous loop cycle, to limit the engine speed
ramp rate based upon the battery usage, characterized by the states of the
parameters of the energy storage device. The calibration lookup is based on
the input and output of the rate limit function and the condition of the batteries
as characterized by the states of the SOC, temperature and throughput. The
calibration depicts high, medium, and low battery usage, which are determined
based upon the parameters, i.e., high battery usage is characterized by low
state of charge, high temperature, and high throughput, whereas low battery
usage is characterized by high state of charge, medium temperature, and low
throughput. As such, high battery usage leads to the most aggressive rate
limiting, and low battery usage leads to the least aggressive rate limiting,
which no rate limiting comprising an unlimited state, i.e., the engine speed
changes as fast as the engine can increase in speed. This allows for tuning of
the engine speed ramp rate limit based on the error between the input to the
rate limit and the calibrated output, i.e., the optimal engine speed, Ne opt, and
the limit engine speed, Nelim.
[0048] Therefore when the system requests a large change in engine
speed the engine speed ramp rate limit permits quick response to meet the
system request, whereas when the change is small the engine speed is more
heavily rate limited. The predetermined calibration limits are preferably
determined during pre-production development of the powertrain, and stored

18
in one of the control modules for retrieval by the algorithm during ongoing
operation.
[0049] When, at step 408, the engine speed ramp rate is less than the
engine speed ramp rate limit, i.e., ANe/At speed is adjusted by the engine speed ramp rate (Step 420), and the engine
speed is controlled accordingly, in the form of a command for engine speed,
Ne_cmd (Step 422C).
[0050] When, at step 408, the engine speed ramp rate is greater than
the engine speed ramp rate limit, i.e., ANe/At > Lim(ANe/At), then the engine
operation is controlled based upon the engine speed ramp rate limit (Step 410).
This includes calculating power limits of the ESS, based upon states for SOC,
battery temperature, and energy throughput (Step 412). The power limits
comprise predetermined power flow characteristics beyond which the ESS is
damaged and battery life is reduced, including deep discharging or over-
charging. When the ESS is not approaching the power limits, i.e., the states of
the parameters have not surpassed predetermined thresholds, then the engine
speed ramp rate is controlled to the engine speed ramp rate limit, i.e.,
Lim(ANe/At) (Step 416) and the engine speed is controlled accordingly, in the
form of the command for engine speed, Necmd (Step 422 A). The intent of
this operation is to fully use electrical energy from the ESS through the
electric motors MA and MB to generate tractive torque through the EVT to
meet the operator torque request.
[0051] When the ESS approaches the power limits, i.e., the states of
the parameters have attained or surpassed predetermined thresholds, then the
limited engine speed ramp rate, i.e., Lim(ANe/At) is adjusted by an amount
sufficient to avoid exceeding with the energy storage and power limits of the
ESS, thus preventing damage to the ESS (Step 418). This is preferably
accomplished using a proportional-derivative type control loop that monitors
the rate at which the energy storage power is approaching the limit and
correspondingly adjusts the engine speed ramp rate up to the predetermined
limit in order to maintain an offset from the power limit. The engine speed is
controlled accordingly, in the form of the command for engine speed, Necmd
(Step 422B). In such situation, the limited engine speed ramp rate, i.e.,

19
LlM(ANe/At), is selectively increased by an amount that can be as much as
necessary up to the ramp-rate capability of the engine, limited by a final
engine speed command, Necmd.
[0052] Controlling the engine speed comprises generating the engine
speed command, Ne_cmd, which is communicated to the ECM for controlling
operation of the engine. When the engine speed command is determined, as
described above, the system controller 43 determines required torque outputs
from MA and MB to meet the operator torque request, taking into account the
contribution of the engine to meet the operator torque request. Electric power
is transmitted from the energy storage device to the electric machines to meet
the operator torque request based upon the engine operation, including the
adjusted limit to the engine speed command, simply described as Eq. 1:
[0053] Ta + Tb + Te = To_req. [ 1 ]
[0054] The electrical power transmitted from the energy storage device
to the electric machines is converted to mechanical torque and transmitted to
the electro-mechanical transmission and the power output is transmitted from
the engine to the electro-mechanical transmission to generate the power flow
to the output to meet the operator torque request. The system controller
commands transfer of electrical power from the ESS to the electric machines
MA, MB, in conjunction with the engine operation to meet the speed
command, Necmd, to meet the operator torque request, Toreq.
[0055] Thus, during each loop cycle, the algorithm acts to control and
limit increase in the engine speed and increase utilization of the electrical
energy to generate tractive torque, so long as the battery limits are not
exceeded. When battery limits are exceeded, the engine utilization is
increased by adjusting the engine speed ramp rate to cause more of the tractive
power to be supplied by the engine. Engine torque output is increased by an
amount necessary to achieve the engine speed ramp rate and the operator
torque request. The new logic also links the engine ramp rate to the current
state of the energy storage system such that limits are not exceeded if the
energy storage is operating at its limits. Basically the engine ramp rate is
phased out as the system approaches the maximum desired use of the batteries
at the current operating points. This allows the new logic to adapt for

20
different duty cycles since it tries to use the energy storage system up to the
extent of their limits during all transients.
[0056] Referring now to Fig. 5, results of operating the exemplary
HEV powertrain system in response to a step-input torque request from a
vehicle operator are graphically depicted, wherein different aspects of the
invention are depicted. The upper portion of Fig. 5 depicts accelerator pedal
input, engine speed (rpm) engine and battery power (kW) and output power
for normal operation, whereas the lower portion depicts accelerator pedal
input, engine speed (rpm), engine and battery power (kW) and output power
for operation wherein the engine speed is limited in accordance with the
invention described herein. As depicted, the output power is the same for
operation in both modes, whereas the engine speed ramp-rate and maximum
engine speed are limited, with the battery power providing a larger portion of
the overall power during the acceleration event.
[0057] Due to the dynamic charge/discharge conditions experienced
by the ESS in the HEV, and the desire to monitor and control states of the
battery parameters associated with these conditions, the discharge power of
the ESS is limited by control actions taken as a result of the states of the ESS
parameters. Consequently, when the maximum battery discharge power is
limited or reduced in conjunction with such control actions, the vehicle launch
performance is reduced as compared to situations wherein the batteries are
capable of full utilization and provision of the maximum battery discharge
power. Thus the battery discharge power limits are expanded during the
launch such that more battery power is utilized for short times to provide
consistent vehicle performance, without damaging the battery.
[0058] The foregoing discussion discloses and describes exemplary
embodiments of the present invention. One skilled in the art will readily
recognize from such discussion, and from the accompanying drawings and
claims that various changes, modifications and variations may be made therein
without departing from the true spirit and fair scope of the invention as
defined by the following claims.

21
CLAIMS
1. Method for controlling operation of a hybrid powertrain, the hybrid
powertrain comprising an internal combustion engine, an energy storage
system, an electric machine, and an electro-mechanical transmission, the
energy storage system and electric machine electrically-operatively coupled
for power flow therebetween; and, the engine, electric machine, and the
electro-mechanical transmission mechanically-operatively coupled to transmit
power therebetween to generate a power flow to an output, the method
comprising:
determining optimum engine operation and an engine capability, and an
operator torque request;
monitoring states of parameters of the electrical energy storage device;
determining a limit to the engine capability based upon the optimum engine
operation, the engine capability, and the states of the parameters of the
electrical energy storage device;
determining power limits of the energy storage device based upon the states of
the parameters of the energy storage device;
adjusting the limit to the engine capability based upon the power limits of the
energy storage device; and,
controlling engine operation based upon the engine capability and the adjusted
limit to the engine capability.
2. The method of claim 1, further comprising controlling power
transmitted from the energy storage device to the electric machine to meet the
operator torque request based upon the engine operation.

22
3. The method of claim 2, wherein controlling power transmitted from
the energy storage device to the electric machine to meet the operator torque
request based upon the engine operation further comprises:
determining a power output from the engine, the engine operation controlled
based upon the engine capability and the adjusted limit to the engine
capability; and,
transmitting energy from the energy storage device to the electric machine to
the electro-mechanical transmission and transmitting the power output
from the engine to the electro-mechanical transmission to generate the
power flow to the output to meet the operator torque request.
4. The method of claim 2, wherein adjusting the limit to the engine
capability based upon the power limits of the energy storage device comprises:
increasing the limit to the engine capability when the power transmitted from
the energy storage device approaches the power limits of the energy storage
device.
5. The method of claim 4, wherein increasing the limit to the engine
capability when the power transmitted from the energy storage device
approaches the power limits of the energy storage device comprises:
increasing an engine speed ramp rate sufficient to avoid surpassing power
limits of the energy storage device.
6. The method of claim 1, wherein determining optimum engine
operation and an engine capability comprises: determining an optimum engine
speed and engine torque, and, determining an engine speed ramp rate based
upon an operating capability of the engine.
7. The method of claim 1, wherein determining the limit to the engine
capability comprises determining an engine speed ramp rate limit.

23
8. The method of claim 1, wherein monitoring states of the parameters of
the energy storage device comprises monitoring a state-of-charge, a
temperature, and an electrical energy throughput.
9. The method of claim 8, wherein determining the limit to the engine
capability based upon the states of the parameters of the energy storage device
comprises controlling the engine speed ramp rate based upon a predetermined
calibration retrievable based upon factors related to one of the state-of-charge,
the battery temperature, and, the electrical energy throughput.
10. Method for controlling operation of an internal combustion engine,
comprising:
mechanically-operatively coupling the engine to an electro-mechanical
transmission mechanically-operatively coupled to an electric machine
to transmit power therebetween to generate a power flow to an output,
electrically-operatively coupling the electric machine to an energy storage
system and the electro-mechanical transmission to transmit power flow
therebetween;
determining optimum engine operation and an engine speed ramp rate, and an
operator torque request;
monitoring usage of the electrical energy storage device;
determining an engine speed ramp rate limit based upon the optimum engine
operation, the engine speed ramp rate, and the usage of the electrical
energy storage device;
determining power limits of the energy storage device based upon the usage of
the energy storage device;
adjusting the engine speed ramp rate limit based upon the power limits of the
energy storage device; and,
controlling engine operation based upon the engine speed ramp rate and the
adjusted engine speed ramp rate limit.

24
11. The method of claim 10, further comprising: controlling transfer of
energy from the electric energy storage device to the electric machine to
generate the power flow to the output to meet the operator torque request.
12. The method of claim 10, wherein determining the engine speed ramp
rate limit based upon the usage of the energy storage device comprises:
monitoring a state-of-charge, a temperature, and an electrical energy
throughput of the energy storage device to determine the battery usage;
and,
adjusting the engine speed ramp rate limit based upon the battery usage.
13. The method of claim 12, wherein adjusting the engine speed ramp rate
limit based upon battery usage comprises increasing the engine speed ramp
rate with increasing battery usage.
14. The method of claim 13, wherein the battery usage is characterized by
the states of the parameters of the SOC, temperature and throughput.
15. The method of claim 12, further comprising adjusting the engine speed
ramp rate limit based upon a difference between an optimum engine speed and
a limit engine speed determined based upon the engine speed ramp rate.

25
16. Method for controlling elements of a hybrid powertrain during a
transient maneuver, the elements comprising an internal combustion engine,
an electric energy storage device, an electric machine, and an electro-
mechanical transmission, the method comprising:
mechanically-operatively coupling the engine to the electro-mechanical
transmission mechanically-operatively coupled to the electric machine
to transmit power therebetween to generate a power flow to an output,
electrically-operatively coupling the electric machine to the energy storage
system and the electro-mechanical transmission to transmit power flow
therebetween;
monitoring an operator torque request;
determining an optimum engine operation and an engine capability;
monitoring usage of the electrical energy storage device;
determining a limit to the engine capability based upon the optimum engine
operation, the engine capability, and the usage of the electrical energy
storage device;
determining power limits of the energy storage device based upon the usage of
the energy storage device;
adjusting the limit to the engine capability when the power limits of the energy
storage device approach predetermined limits;
controlling engine operation based upon the engine capability and the adjusted
limit to the engine capability, and, controlling output from the electric
machine to meet the operator torque request based upon the engine
operation.
17. The method of claim 16, further comprising controlling power
transmitted from the energy storage device to the electric machine to meet the
operator torque request based upon the engine operation.

26
18. The method of claim 17, wherein controlling power transmitted from
the energy storage device to the electric machine to meet the operator torque
request based upon the engine operation further comprises:
determining a power output from the engine, the engine operation controlled
based upon the engine capability and the adjusted limit to the engine
capability; and,
transmitting energy from the energy storage device to the electric machine to
the electro-mechanical transmission and transmitting the power output
from the engine to the electro-mechanical transmission to generate the
power flow to the output to meet the operator torque request.

A method for controlling operation of a hybrid powertrain is proposed, the
hybrid powertrain comprising an internal combustion engine, an electric
energy storage device, an electric machine, and an electro-mechanical
transmission. The engine and the electric machine and the transmission are
operative to transmit torque therebetween to generate an output. The method
comprises determining optimum engine operation and an engine capability,
and an operator torque request. A limit to the engine capability is determined
based upon optimum engine operation, engine capability, and states of the
parameters of the electrical energy storage device. Power limits are
determined. The limit to the engine capability is adjusted based upon the
power limits of the energy storage device. The engine operation is controlled
based upon the engine capability and the adjusted limit to the engine
capability.

Documents:

00349-kol-2008-abstract.pdf

00349-kol-2008-claims.pdf

00349-kol-2008-correspondence others.pdf

00349-kol-2008-description complete.pdf

00349-kol-2008-drawings.pdf

00349-kol-2008-form 1.pdf

00349-kol-2008-form 2.pdf

00349-kol-2008-form 3.pdf

00349-kol-2008-form 5.pdf

349-KOL-2008-(04-02-2013)-ABSTRACT.pdf

349-KOL-2008-(04-02-2013)-ANNEXURE TO FORM 3.pdf

349-KOL-2008-(04-02-2013)-CLAIMS.pdf

349-KOL-2008-(04-02-2013)-CORRESPONDENCE.pdf

349-KOL-2008-(04-02-2013)-DESCRIPTION(COMPLETE).pdf

349-KOL-2008-(04-02-2013)-DRAWING.pdf

349-KOL-2008-(04-02-2013)-FORM 1.pdf

349-KOL-2008-(04-02-2013)-FORM 2.pdf

349-KOL-2008-(04-02-2013)-OTHERS.pdf

349-KOL-2008-(04-02-2013)-PA.pdf

349-KOL-2008-(04-02-2013)-PETITION UNDER RULE 137.pdf

349-KOL-2008-ASSIGNMENT.pdf

349-KOL-2008-CORRESPONDENCE OTHERS 1.1.pdf

349-KOL-2008-CORRESPONDENCE OTHERS 1.2.pdf

349-kol-2008-form 18.pdf

349-KOL-2008-PRIORITY DOCUMENT.pdf

abstract-00349-kol-2008.jpg


Patent Number 263921
Indian Patent Application Number 349/KOL/2008
PG Journal Number 49/2014
Publication Date 05-Dec-2014
Grant Date 27-Nov-2014
Date of Filing 26-Feb-2008
Name of Patentee GM GLOBAL TECHNOLOGY OPERATIONS, INC.
Applicant Address 300 GM RENAISSANCE CENTER DETROIT, MICHIGAN
Inventors:
# Inventor's Name Inventor's Address
1 STEVEN C. HUSEMAN 11986 SAPLING CIRCLE NOBLESVILLE, INDIANA 46060
PCT International Classification Number B60W20/00; F02D29/06;
PCT International Application Number N/A
PCT International Filing date
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 11/731,645 2007-03-29 U.S.A.