Title of Invention

"AUDIO CHANNEL RECONFIGURATION ACCORDING TO SIDE INFORMATION"

Abstract During production, at least one audio signal is processed in order to derive instructions for channel reconfiguring it. The at least one audio signal and the instructions are stored or transmitted. During consumption, the at least one audio signal is channel reconfigured in accordance with the instructions. Channel reconfiguring includes upmixing, downmixing, and spatial reconfiguration. By determining the channel reconfiguration instructions during production, processing resources during consumption are reduced.
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Description
Channel Reconfiguration with Side Information
Background Art
With the widespread adoption of DVD players, the utilization of multichannel
(greater than two channels) audio playback systems in the home has become
commonplace. In addition, multichannel audio systems are becoming more prevalent
in the automobile and next generation satellite and terrestrial digital radio systems are
eager to deliver multichannel content to a growing number of multichannel playback
environments. In many cases, however, would-be providers of multichannel content
face a dearth of such material. For example, most popular music still exists as two-
channel stereophonic ("stereo") tracks only. As such, there is a demand to "upmix"
such "legacy" content that exists in either monophonic ("mono") or stereo format into
a multichannel format.
Prior art solutions exist for achieving this transformation. For example, Dolby
Pro Logic II can take an original stereo recording and generate a multichannel upmix
based on steering information derived from the stereo recording itself. "Dolby", "Pro
Logic", and "Pro Logic II" are trademarks of Dolby Laboratories Licensing
Corporation. In order to deliver such an upmix to a consumer, a content provider may
apply an upmixing solution to the legacy content during production and then transmit
the resulting multichannel signal to a consumer through some suitable multichannel
delivery format such as Dolby Digital. "Dolby Digital" is a trademark of Dolby
Laboratories Licensing Corporation. Alternatively, the unaltered legacy content may
be delivered to a consumer who may then apply the upmixing process during
playback. In the former case, the content provider has complete control over the
manner in which the upmix is created, which, from the content provider's viewpoint,
is desirable. In addition, processing constraints at the production side are generally
far less than at the playback side and, therefore, the possibility of using more
sophisticated upmixing techniques exists. However, upmixing at the production side
has some drawbacks. First of all, transmission of a multichannel signal in comparison
to a legacy signal is more expensive due to the increased number of audio channels.
Also, if a consumer does not possess a multichannel playback system, the transmitted
multichannel signal typically needs to be downmixed before playback. This

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downmixed signal, in general, is not identical to the original legacy content and may
in many cases sound inferior to the original.
FIGS. 1 and 2 depict examples of prior art upmixing applied at the production
and consumption ends, respectively, as just described. These examples assume that
the original signal contains M=2 channels and that the upmixed signal contains N=6
channels. In the example of FIG. 1, upmixing is performed at the production end,
whereas in FIG. 2, upmixing is performed at the consumption end. An upmixing as in
FIG. 2, in which the upmixer receives only the audio signals upon which it is to
perform an upmix is sometimes referred to as a "blind" upmix.
Referring to FIG. 1, in the Production portion 2 of an audio system, one or
more audio signals constituting M-Channel Original Signals (in this and other figures
herein, each audio signal may represent a channel, such as a left channel, a right
channel, etc.) are applied to an upmix device or upmixing function ("Upmix") 4 that
produces an increased number of audio signals constituting N-Channel Upmix Signals.
The Upmix Signals are applied to a formatter device or formatting function
("Format3') 6 that formats the N-Channel Upmix Signals into a form suitable for
transmission or storage. The formatting may include data-compression encoding.
The formatted signals are received by the Consumption portion 8 of the audio system
in which a deformatting function or deformatter device ("Deformat") 10 restores the
formatted signals to the N-Channel Upmix Signals (or an approximation of them). As
discussed above, in some cases a downmixer device or downmixing function
("Downmix") 12 also downmixes the N-Channel Upmix signals to M-Channel
Downmix Signals (or an approximation of them), where M Referring to FIG. 2, in the Production portion 14 of an audio system, one or
more audio signals constituting M-Channel Original Signals are applied to a formatter
device or formatting function ("Format") 6 that formats them into a form suitable for
transmission or storage (in this and other figures, the same reference numeral is used
for devices and functions that are essentially the same in different figures). The
formatting may include data-compression encoding. The formatted signals are
received by the Consumption portion 16 of the audio system in which a deformatter
function or deformatting device ("Deformat") 10 restores the formatted signals to the
M-Channel Original Signals (or an approximation of them). The M-Channel Original
Signals may be provided as an output and they are also applied to an upmixer function

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or upmixing device ("Upmix") 18 that upmixes the M-Channel Original Signals to
produce N-Channel Upmix Signals.
Disclosure of the Invention
Aspects of the present invention provide alternatives to the arrangements of
FIGS. 1 and 2. For example, according to certain aspects of the present invention,
rather than upmixing the legacy content at either the production or consumption end,
analysis of the legacy content by a process at, for example, an encoder may generate
auxiliary, "side," or "sidechain" information that is sent along, in some manner, with
the legacy content audio information to a further process at, for example, a decoder.
The manner in which the side information is sent is not critical to the invention; many
ways of sending side information are known, including, for example, embedding the
side information in the audio information (e.g., hiding it) or by sending the side
information separately (e.g., in its own bitstream or multiplexed with the audio
information). "Encoder" and "decoder" in this context refer, respectively, to a device
or process associated with production and a device or process associated with
consumption - such devices and processes may or may not include data compression
"encoding" and "decoding." Side information generated by an encoder may instruct
the decoder how to upmix the legacy content. Thus, the decoder provides upmixing
with the help of side information. Although control of the upmix technique may lie at
the production end, the consumer may still receive unaltered legacy content that may
be played back unaltered if a multichannel playback system is not available. In
addition, significant processing power may be utilized at an encoder to analyze the
legacy content and generate side information for a high quality upmix, allowing the
decoder to employ significantly fewer processing resources because it only applies the
side information rather than deriving it. Lastly, transmission cost of such upmix side
information is typically very low.
Although the present invention and its various aspects may involve analog or
digital signals, in practical applications most or all processing functions are likely to
be performed in the digital domain on digital signal streams in which audio signals are
represented by samples. Signal processing according to the present invention may be
applied either to wideband signals or to each frequency band of a multiband processor,
and depending on implementation, may be performed once per sample or once per set
of samples, such as a block of samples when the digital audio is divided into blocks.

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A multiband embodiment may employ either a filter bank or a transform
configuration. Thus, the examples of embodiments of the present invention shown
and described in connection with FIGS. 3,4A-4C, 5A-5C, and 6 may receive digital
signals in the time domain (such as, for example, PCM signals) and apply them to a
suitable thne-to-frequency converter or conversion for processing in multiple
frequency bands, which bands may be related to critical bands of the human ear.
After processing, the signals may be converted back to the time-domain. In principle,
either a filterbank or a transform may be employed to achieve time-to-frequency
conversion and its inverse. Some detailed examples of embodiments of aspects of the
invention described herein employ time-to-frequency transforms, namely the Short-
time Discrete Fourier Transform (STDFT). It will be appreciated, however, that the
invention in its various aspects is not limited to the use of any particular time-to-
frequency converter or conversion process.
In accordance with one aspect of the present invention, a method for
processing at least one audio signal or a modification of the at least one audio signal
having the same number of channels as the at least one audio signal, each audio signal
representing an audio channel comprises deriving instructions for channel
reconfiguring the at least one audio signal or its modification, wherein the only audio
information that the deriving receives is the at least one audio signal or its
modification, and providing an output that includes (1) the at least one audio signal or
its modification, and (2) the instructions for channel reconfiguring, but does not
include any channel reconfiguration of the at least one audio signal or its modification
when such a channel reconfiguration results from the instructions for channel
reconfiguring. The at least one audio signal and its modification may each be two or
more audio signals, in which case, the modified two or more signals may be a matrix-
encoded modification, and, when decoded, as by a matrix decoder or an active matrix
decoder, the modified two or more audio signals may provide an improved
multichannel decoding with respect to a decoding of the unmodified two or more
audio signals. The decoding is "improved" in the sense of any well-known
performance characteristics of decoders such as matrix decoders, including, for
example channel separation, spatial imaging, image stability, etc.
Whether or not the at least one audio signal and its modification are two or
more audio signals, there are several alternatives for channel reconfiguring

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instructions. According to one alternative, the instructions are for upmixing the at
least one audio signal or its modification such that, when upmixed in accordance with
the instructions for upmixing, the resulting number of audio signals is greater than the
number of audio signals comprising the at least one audio signal or its modification.
According to other alternatives for channel reconfiguring instructions, the at least one
audio signal and its modification are two or more audio signals. In a first of such
other alternatives, the instructions are for downmixing the two or more audio signals
such that, when downmixed in accordance with the instructions for downmixing, the
resulting number of audio signals is less than the number of audio signals comprising
the two or more audio signals. In a second of such other alternatives, the instructions
are for reconfiguring the two or more audio signals such that, when reconfigured in
accordance with the instructions for reconfiguring, the number of audio signals
remains the same but one or more spatial locations at which such audio signals are
intended to be reproduced are changed. The at least one audio signal or its
modification in the output may be a data-compressed version of the at least one audio
signal or its modification, respectively.
In any of the alternatives and whether or not data compression is employed,
instructions may be derived without reference to any channel reconfiguration resulting
from the instructions for channel reconfiguring. The at least one audio signal may be
divided into frequency bands and the instructions for channel reconfiguring may be
with respect to respective ones of such frequency hands. Other aspects of the
invention include audio encoders practicing such methods.
According to another aspect of the invention, a method for processing at least
one audio signal or a modification of the at least one audio signal having the same
number of channels as the at least one audio signal, each audio signal representing an
audio channel, comprises deriving instructions for channel reconfiguring the at least
one audio signal or its modification, wherein the only audio information that the
deriving receives is the at least one audio signal or its modification, providing an
output that includes (1) the at least one audio signal or its modification, and (2) the
instructions for channel reconfiguring but does not include any channel
reconfiguration of the at least one audio signal or its modification when such a
channel reconfiguration results from the instructions for channel reconfiguring, and
receiving the output.

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The method may further comprise channel reconfiguring the received at least
one audio signal or its modification using the received instructions for channel
reconfiguring. The at least one audio signal and its modification may each be two or
more audio signals, in which case, the modified two or more signals may be a matrix-
encoded modification, and, when decoded, as by a matrix decoder or an active matrix
decoder, the modified two or more audio signals may provide an improved
multichannel decoding with respect to the decoding of the unmodified two or more
audio signals. "Improved" is used in the same sense as in the first aspect of the
present invention, described above.
As in the first aspect of the invention, there are alternatives for channel
reconfiguring instructions - for example, upmixing, downmixing, and reconfiguring
such that the number of audio signals remains the same but one or more spatial
locations at which such audio signals are intended to be reproduced are changed. As
in the first aspect of the invention, the at least one audio signal or its modification in
the output may be a data-compressed version of the at least one audio signal or its
modification, in which case the receiving may include data decompressing the at least
one audio signal or its modification. In any of the alternatives of this aspect of the
present invention, whether or not data compression and decompression is employed,
instructions may be derived without reference to any channel reconfiguration resulting
from the instructions for channel reconfiguring.
As in the first aspect of the invention, the at least one audio signal or its
modification may be divided into frequency bands, in which case the instructions for
channel reconfiguring may be with respect to ones of such frequency bands. When
the method further comprises reconfiguring the received at least one audio signal or
its modification using the received instructions for channel reconfiguring, the method
may yet further comprise providing an audio output and selecting as the audio output
one of: (1) the at least one audio signal or its modification, or (2) the channel-
reconfigured at least one audio signal.
Whether or not the method further comprises reconfiguring the received at
least one audio signal or its modification using the received instructions for channel
reconfiguring, the method may further comprise providing an audio output in
response to the received at least one audio signal or its modification, in which case
when the at least one audio signal or its modification in the audio output are two or

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more audio signals, the method may yet further comprise matrix decoding the two or
more audio signals.
When the method further comprises reconfiguring the received at least one
audio signal or its modification using the received instructions for channel
reconfiguring, the method may yet further comprise providing an audio output.
Other aspects of the invention include an audio encoding and decoding system
practicing such methods, an audio encoder and an audio decoder for use in a system
practicing such methods, an audio encoder for use in a system practicing such
methods, and an audio decoder for use in a system practicing such methods.
In accordance with another aspect of the invention, a method for processing at
least one audio signal or a modification of the at least one audio signal having the
same number of channels as said at least one audio signal, each audio signal
representing an audio channel, comprises receiving at least one audio signal or its
modification and instructions for channel reconfiguring the at least one audio signal or
its modification but no channel reconfiguration of the at least one audio signal or its
modification resulting from said instructions for channel reconfiguring, said
instructions having been derived by an instruction derivation in which the only audio
information received is said at least one audio signal or its modification, and channel
reconfiguring the at least one audio signal or its modification using said instructions.
The at least one audio signal and its modification may each be two or more audio
signals, in which case, the modified two or more signals may be a matrix-encoded
modification, and, when decoded, as by a matrix decoder or an active matrix decoder,
the modified two or more audio signals may provide an improved multichannel
decoding with respect to the decoding of the unmodified two or more audio signals.
"Improved" is used in the same sense as in the other aspects of the present invention,
described above.
As in other aspects of the invention, there are alternatives for channel
reconfiguring instructions - for example, upmixing, downmixing, and reconfiguring
such that the number of audio signals remains the same but one or more spatial
locations at which such audio signals are intended to he reproduced are changed.
As in the other aspects of the invention, the at least one audio signal or its
modification in the output may be a data-compressed version of the at least one audio
signal or its modification, in which case the receiving may include data

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decompressing the at least one audio signal or its modification. In any of the
alternatives of this aspect of the present invention, whether or not data compression
and decompression is employed, instructions may be derived without reference to any
channel reconfiguration resulting from the instructions for channel reconfiguring. As
in the other aspects of the invention, the at least one audio signal or its modification
may be divided into frequency bands, in which case the instructions for channel
reconfiguring may be with respect to ones of such frequency bands. According to one
alternative, this aspect of the invention may further comprise providing an audio
output, and selecting as the audio output one of: (1) the at least one audio signal or its
modification, or (2) the channel reconfigured at least one audio signal. According to
another alternative, this aspect of the invention may further comprise providing an
audio output in response to the received at least one audio signal or its modification,
in which case the at least one audio signal and its modification may each be two or
more audio signals and the two or more audio signals are matrix decoded. According
to yet another alternative, this aspect of the invention may further comprise providing
an audio output in response to the received channel-reconfigured at least one audio
signal. Other aspects of the invention include an audio decoder practicing any of such
methods.
In accordance with yet another aspect of the present invention, a method for
processing at least two audio signals or a modification of the at least two audio signals
having the same number of channels as said at least one audio signal, each audio
signal representing an audio channel, comprises receiving said at least two audio
signals and instructions for channel reconfiguring the at least two audio signals but no
channel reconfiguration of the at least two audio signals resulting from said
instructions for channel reconfiguring, said instructions having been derived by a an
instruction derivation in which the only audio information received is said at least two
audio signals, and matrix decoding the two or more audio signals. The matrix
decoding may be with or without reference to the received instructions. When
decoded, the modified two or more audio signals may provide an improved
multichannel decoding with respect to the decoding of the unmodified two or more
audio signals. The modified two or more signals may be a matrix-encoded
modification, and, when decoded, as by a matrix decoder or an active matrix decoder,
the modified two or more audio signals may provide an improved multichannel

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decoding with respect to the decoding of the unmodified two or more audio signals.
"Improved" is used in the same sense as in other aspects of the present invention,
described above. Other aspects of the invention include an audio decoder practicing
any of such methods.
In yet further aspects of the invention, two or more audio signals, each audio
signal representing an audio channel, are modified so that the modified signals may
provide an improved multichannel decoding, with respect to a decoding of the
unmodified signals, when decoded by a matrix decoder. This may be accomplished
by modifying one or more differences in intrinsic signal characteristics between or
among the audio signals. Such intrinsic signal characteristics may include one or both
of amplitude and phase. Modifying one or more differences in intrinsic signal
characteristics between or among ones of the audio signals may include upmixing the
unmodified signals to a larger number of signals, and downmixing the upmixed
signals using a matrix encoder. Alternatively, modifying one or more differences in
intrinsic signal characteristics between or among the audio signals may also include
increasing or decreasing the cross correlation between or among ones of the audio
signals. The cross correlation between or among the audio signals may be variously
increased and / or decreased in one or more frequency bands.
Other aspects of the invention include (1) apparatus adapted to perform the
methods of any one of herein described methods, (2) a computer program, stored on a
computer-readable medium, for causing a computer to perform any one of the herein
described methods, (3) a bitstream produced by ones of the herein described methods,
and a (4) bitstream produced by apparatus adapted to perform the methods of ones of
the herein described methods.
Description of the Drawings
FIG. 1 is a functional schematic block diagram of a prior art arrangement for
upmixing having a production portion and a consumption portion in which the
upmixing is performed in the consumption portion.
FIG. 2 is a functional schematic block diagram of a prior art arrangement for
upmixing having a production portion and a consumption portion in which the
upmixing is performed in the production portion.
FIG. 3 is a functional schematic block diagram of an example of an upmixing
embodiment of aspects of the present invention in which instructions for upmixing are

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derived in a production portion and the instructions are applied in a consumption
portion.
FIG. 4A is a functional schematic block diagram of a generalized channel
reconfiguration embodiment of aspects of the present invention in which instructions
for channel reconfiguration are derived in a production portion and the instructions
are applied in a consumption portion.
FIG. 4B is a functional schematic block diagram of another generalized
channel reconfiguration embodiment of aspects of the present invention in which
instructions for channel reconfiguration are derived in a production portion and the
instructions are applied in a consumption portion. The signals applied to the
production portion may be modified to improve their channel reconfiguration when
such reconfiguration is performed in the consumption portion without reference to the
instructions for channel reconfiguration.
FIG. 4C is a functional schematic block diagram of another generalized
channel reconfiguration embodiment of aspects of the present invention. The signals
applied to the production portion are modified to improve their channel
reconfiguration when such reconfiguration is performed in the consumption portion
without reference to the instructions for channel reconfiguration. The reconfiguration
information is not sent from the production portion to the consumption portion.
FIG. 5 A is a functional schematic block diagram of an arrangement in which
the production portion modifies the signals applied by employing an upmixer or
upmixing function and a matrix encoder or matrix encoding function.
FIG. 5B is a functional schematic block diagram of an arrangement in which
the production portion modifies the signals applied by reducing their cross correlation.
FIG. 5C is a functional schematic block diagram of an arrangement in which
the production portion modifies the signals applied by reducing their cross correlation
on a subband basis.
FIG. 6A is a functional schematic block diagram showing an example of a
prior art encoder in a spatial coding system in which the encoder receives N-Channel
signals that are desired to be reproduced by the decoder in the spatial coding system.
FIG. 6B is a functional schematic block diagram showing an example of a
prior art encoder in a spatial coding system in which the encoder receives N-channel
signals that are desired to be reproduced by the decoder in the spatial coding system

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and it also receives the M-channel composite signals that are sent from the encoder to
the decoder.
FIG. 6C is a functional schematic block diagram showing an example of a
prior art decoder in a spatial coding system mat is usable with the encoder of FIG. 6A
or the encoder of FIG. 6B.
FIG. 7 is a functional schematic block diagram of an embodiment of an
encoder embodiment of aspects of the present invention usable in a spatial coding
system.
FIG. 8 is a functional block diagram showing an idealized prior art 5:2 matrix
encoder suitable for use with a 2:5 active matrix decoder.
Description of the Invention
FIG. 3 depicts an example of aspects of the invention in an upmixing
arrangement. In the Production 20 portion of the arrangement, M-Channel Original
Signals (e.g., legacy audio signals) are applied to a device or function that derives one
or more sets of upmix side information ("Derive Upmix Information") 21 and to a
formatter device or formatting function ("Format") 22. Alternatively, the M-Channel
Original Signals of FIG. 3 may be a modified version of the legacy audio signals, as
described below. Format 22 may include a multiplexer or multiplexing function, for
example, that formats or arranges the M-Channel Original Signals, the upmix side
information, and other data into, for example, a serial bitstream or parallel bitstreams.
Whether the output bitstream of the Production 20 portion of the arrangement is serial
or parallel is not critical to the invention. Format 22 may also include a suitable data-
compression encoder or encoding function such as a lossy, lossless, or a combination
lossy and lossless encoder or encoding function. Whether the output bitstream or
bitstreams are encoded is also not critical to the invention. The output bitstream or
bitstreams are transmitted or stored in any suitable manner.
In the Consumption 24 portion of the arrangement of the example of FIG. 3,
the output bitstream or bitstreams are received and a deformatter or deformatting
function ("Deformat") 26 undoes the action of the Format 22 to provide the M-
Channel Original Signals (or an approximation of them) and the upmix information.
Deformat 26 may include, as may be necessary, a suitable data-compression decoder
or decoding function. The upmix information and the M-Channel Original Signals (or
an approximation of them) are applied to an upmixer device or upmixing function

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('Upmix") 28 that upmixes the M-Channel Original Signals (or an approximation of
them) in accordance with the upmix instructions to provide N-Channel Upmix Signals.
There may be multiple sets of upmix instructions, each providing, for example, an
upmixing to a different number of channels. If there are multiple sets of upmix
instructions, one or more sets are chosen (such choice may be fixed in the
Consumption portion of the arrangement or it may be selectable in some manner).
The M-Channel Original Signals and the N-Channel Upmix Signals are potential
outputs of the Consumption 24 portion of the arrangement Either or both may be
provided as outputs (as shown) or one or the other may be selected, the selection
being implemented by a selector or selection function (not shown) under automatic
control or manual control, for example, by a user or consumer. Although FIG. 3
shows symbolically that M=2 and N=6, it will be understood that M and N are not
limited thereto.
In one example of a practical application of aspects of the present invention,
two audio signals, representing respective stereo sound channels are received by a
device or process and it is desired to derive instructions suitable for use in upmixing
those two audio signals to what is typically referred to as "5.1" channels (actually, six
channels, in which one channel is a low-frequency effects channel requiring very little
data). The original two audio signals along with the upmixing instructions may then
be sent to an upmixer or upmixing process that applies the upmixing instructions to
the two audio signals in order to provide the desired 5.1 channels (an upmix
employing side information). However, in some cases the original two audio signals
and related upmixing instructions may be received by a device or process that may be
incapable of using the upmixing instructions but, nevertheless, it may be adapted to
performing an upmix of the received two audio signals, an upmix that is often referred
to as a "blind" upmix, as mentioned above. Such blind upmixes may be provided, for
example, by an active matrix decoder such as a Pro Logic, Pro Logic II, or Pro Logic
IIx decoder (Pro Logic, Pro Logic II, and Pro Logic IIx are trademarks of Dolby
Laboratories Licensing Corporation). Other active matrix decoders may be employed.
Such active matrix blind upmixers depend on and operate in response to intrinsic
signal characteristics (such as amplitude and/or phase relationships among signals
applied to it) to perform an upmix. A blind upmix may or may not result in the same
number of channels as would have been provided by a device or function adapted to

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use the upmix instructions (e.g., in this example, a blind upmix might not result in 5.1
channels).
A "blind" upmix performed by an active matrix decoder is best when its inputs
were pre-encoded by a device or function compatible with the active matrix decoder
such as by a matrix encoder, particularly a matrix encoder complementary to the
decoder. In that case, the input signals have intrinsic amplitude and phase
relationships that are used by the active matrix decoder. A "blind" upmix of signals
that were not pre-encoded by a compatible device, such signals not having useful
intrinsic signal characteristics (or having only minimally useful intrinsic signal
characteristics), such as amplitude or phase relationships, is best performed by what
may be termed an "artistic" upmixer, typically a computationally complex upmixer,
as discussed further below.
Although aspects of the invention may be advantageously used for upmixing,
they apply to the more general case in which at least one audio signal designed for a
particular "channel configuration" is altered for playback over one or more alternate
channel configurations. An encoder, for example, generates side information that
instructs a decoder, for example, how to alter the original signal, if desired, for one or
more alternate channel configurations. "Channel configuration" in this context
includes, for example, not only the number of playback audio signals relative to the
original audio signals but also the spatial locations at which playback audio signals
are intended to be reproduced with respect to the spatial locations of the original audio
signals. Thus, a channel "reconfiguration" may include, for example, "upmixing" in
which one or more channels are mapped in some manner to a larger number of
channels, "downmixing" in which two or more channels are mapped in some manner
to a smaller number of channels, spatial location reconfiguration in which that
locations at which channels are intended to be reproduced or directions with which
channels are associated are changed or remapped in some manner, and conversion
from binaural to loudspeaker format (by crosstalk cancellation or processing with a
crosstalk canceller) or from loudspeaker format to binaural (by "binauralization" or
processing by a loudspeaker format to binaural converter, a "binauralizer"). Thus, in
the context of channel reconfiguration according to aspects of the present invention,
the number of channels in the original signal may be less than, greater than, or equal
to the number of channels in any of the resulting alternate channel configurations.

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An example of a spatial location configuration is a conversion from a
quadraphonic configuration (a "square" layout with left front, right front, left rear and
right rear) to a conventional motion picture configuration (a "diamond" layout, with
left front, center front, right front and surround).
An example of a non-upmixing "reconfiguration" application of aspects of the
present invention is described in U.S. Patent Application S.N. 10/911,404 of Michael
John Smithers, filed August 3,2004, entitled "Method for Combining Audio Signals
Using Auditory Scene Analysis." Smithers describes a technique for dynamically
downmixing signals in a way that avoids common comb filtering and phase
cancellation effects associated with a static downmix. For example, an original signal
may consist of left, center, and right channels, but in many playback environments a
center channel is not available, in this case, the center channel signal needs to be
mixed into the left and right for playback in stereo. The method disclosed by
Smithers dynamically measures during playback an average overall delay between the
center channel and the left and right channels. A corresponding compensating delay
is then applied to the center channel before it is mixed with the left and right channels
in order to avoid comb filtering. In addition, a power compensation is computed for
and applied to each critical band of each downmixed channel in order to remove other
phase cancellation effects. Rather than compute such delay and power compensation
values during playback, the current invention allows for their generation as side
information at an encoder, and then the values may be optionally applied at a decoder
if playback over a conventional stereo configuration is required.
FIG. 4A depicts an example of aspects of the invention in a generalized
channel reconfiguration arrangement. In the Production 30 portion of the
arrangement, M-Channel Original Signals (legacy audio signals) are applied to a
device or function that derives one or more sets of channel reconfiguration side
information ("Derive Channel Reconfiguration Information") 32 and to a formatter
device or formatting function ("Format") 22 (described in connection with the
example of FIG. 3). The M-Channel Original Signals of FIG. 4A may be a modified
version of the legacy audio signals, as described below. The output bitstream or
bitstreams are transmitted or stored in any suitable manner.
In the Consumption portion 34 of the arrangement, the output bitstream or
bitstreams are received and a deformatter device or deformatting function

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("Deformat") 26 (described in connection with FIG. 3) undoes the action of the
Format 22 to provide the M-Channel Original Signals (or an approximation of them)
and the channel reconfiguration information. The channel reconfiguration
information and the M-Channel Original Signals (or an approximation of them) are
applied to a device or function ("Reconfigure Channels") 36 that channel reconfigures
the M-Channel Original Signals (or an approximation of them) in accordance with the
instructions to provide N-Channel Reconfigured Signals. As in the FIG. 3 example, if
there are multiple sets of instructions, one or more sets are chosen ("Select Channel
Reconfiguration") (such choice may be fixed in the Consumption portion of the
arrangement or it may be selectable in some manner). As in the FIG. 3 example, the
M-Channel Original Signals and the N-Channel Reconfigured Signals are potential
outputs of the Consumption portion 34 of the arrangement. Either or both may be
provided as outputs (as shown) or one or the other may be selected, the selection
being implemented by a selector or selection function (not shown) under automatic or
manual control, for example, by a user or consumer. Although FIG. 4A shows
symbolically that M=3 and N=2, it will be understood that M and N are not limited
thereto. As noted above, the "channel reconfiguration" may include, for example,
"upmixing" in which one or more channels are mapped in some manner to a larger
number of channels, "downmixing" in which two or more channels are mapped in
some manner to a smaller number of channels, spatial location reconfiguration in
which that locations at which channels are intended to be reproduced are remapped in
some manner, and conversion from binaural to loudspeaker format (by crosstalk
cancellation or processing with a crosstalk canceller) or from loudspeaker format to
binaural (by "binauralization" or processing by a loudspeaker format to binaural
converter, a "binauralizer"). In the case of binauralization, the channel
reconfiguration may include (1) an upmixing to multiple virtual channels and/or (2) a
virtual spatial location reconfiguration rendered as a two-channel stereophonic
binaural signal Virtual upmixing and virtual loudspeaker positioning are well known
in the art since at least as early as the nineteen-sixties (see e.g., Atal et al, "Apparent
Sound Source Translator," U.S. Pat. No. 3,236,949 (Feb. 26,1966) and Bauer,
"Stereophonic to Binaural Conversion Apparatus," U.S. Pat. No. 3,088,997 (May 7,
1963).

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As mentioned above in connection with the examples of FIG. 3 and FIG. 4A, a
modified version of the M-Channel Original Signals may be employed as inputs. The
signals are modified so as to facilitate a blind reconfiguration by a commonly-
available consumer device such as an active matrix decoder. Alternatively, when the
unmodified signals are two-channel stereophonic signals, the modified signals may be
a two-channel binauralized version of the unmodified signals. The modified M-
Channel Original Signals may have the same number of channels as the unmodified
signals, although this is not critical to this aspect of the invention. Referring to the
example of FIG. 4B, in the Production portion 38 of the arrangement, M-Channel
Original Signals (legacy audio signals) are applied to a device or function that
generates an alternate or modified set of audio signals ("Generate Alternate Signals")
40, which alternate or modified signals are applied to a device or function that derives
one or more sets of channel reconfiguration side information ("Derive Channel
Reconfiguration Information") 32 and to a formatter device or formatting function
("Format") 22 (both 32 and 22 are described above). The Derive Channel
Reconfiguration Information 32 may also receive non-audio information from the
Generate Alternate Signals 40 to assist it in deriving the reconfiguration information.
The output bitstream or bitstreams are transmitted or stored in any suitable manner.
In the Consumption portion 42 of the arrangement, the output bitstream or
bitstreams are received and a Deformat 26 (described above) undoes the action of the
Format 22 to provide the M-Channel Alternate Signals (or an approximation of them)
and the channel reconfiguration information. The channel reconfiguration
information and the M-Channel Alternate Signals (or an approximation of them) may
be applied to a device or function ("Reconfigure Channels") 44 that channel
reconfigures the M-Channel Original Signals (or an approximation of them) in
accordance with the instructions to provide N-Channel Reconfigured Signals. As in
the FIG. 3 and 4A examples, if there are multiple sets of instructions, one set is
chosen (such choice may be fixed in the Consumption portion of the arrangement or it
may be selectable in some manner). As noted above in the description of the FIG. 4A
example, the "channel reconfiguration" may include, for example, "upmixing"
(including virtual upmixing in which a two-channel binaural signal is rendered having
upmixed virtual channels), "downmixing", spatial location reconfiguration, and
conversion from binaural to loudspeaker format or from loudspeaker format to

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binaural. The M-Channel Alternate Signals (or an approximation of them) may also
be applied to a device or function that reconfigures the M-Channel Alternate Signals
without reference to the reconfiguration information ("Reconfigure Channels Without
Reconfiguration Information") 46 to provide P-Channel Reconfigured Signals. The
number of channels P need not be the same as the number of channels N. As
discussed above, such a device or function 46 may be, in the case when the
reconfiguration is upmixing, for example, a blind upmixer such as an active matrix
decoder (examples of which are set forth above). The device or function 46 may also
provide conversion from binaural to loudspeaker format or from loudspeaker format
to binaural. As with device or function 36 of the FIG. 4A example, the device or
function 46 may provide a virtual upmixing and/or a virtual loudspeaker repositioning
in which a two-channel binaural signal is rendered having upmixed and/or
repositioned virtual channels. The M-Channel Alternate Signals, the N-Channel
Reconfigured Signals, and the P-Channel Reconfigured Signals are potential outputs
of the Consumption portion 42 of the arrangement. Any combination of them may be
provided as outputs (the figure shows all three) or one or a combination of them may
be selected, the selection being implemented by a selector or selection function (not
shown) under automatic or manual control, for example, by a user or consumer.
A further alternative is shown in the example of FIG. 4C. In this example, M-
Channel Original Signals are modified, but the Channel Reconfiguration Information
is not transmitted or recorded. Thus, the Derive Channel Reconfiguration Information
32 may be omitted in the Production portion 38 of the arrangement such that only the
M-Channel Alternate Signals are applied to Format 22. Thus, a legacy transmission
or recording arrangement, which may be incapable of carrying reconfiguration
information in addition to audio information, is required to carry only a legacy-type
signal, such as a two-channel stereophonic signal, which, in this case, has been
modified to provide better results when applied to a low-complexity consumer-type
upmixer, such as an active matrix decoder, in the Consumption portion 42 of the
arrangement, the Reconfigure Channels 44 may be omitted in order to provide one or
both of the two potential outputs, the M-Channel Alternate Signals and the P-Channel
Reconfigured Signals.
As indicated above, it may be desirable to modify the set of M-Channel
Original Signals applied to the Production portion of an audio system so that such M-

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Channel Original Signals (or an approximation of them) is more suitable for blind
upmixing in the Consumption portion of the system by a consumer-type upmixer,
such as an adaptive matrix decoder.
One way to modify such a set of non-optimal audio signals is to (1) upmix the
set of signals using a device or function that operates with less dependence on
intrinsic signal characteristics (such as amplitude and/or phase relationships among
signals applied to it) than does an adaptive matrix decoder, and (2) encode the
upmixed set of signals using a matrix encoder compatible with the anticipated
adaptive matrix decoder. This approach is described below in connection with the
example of FIG. 5 A.
Another way to modify such a set of signals is to apply one or more of known
"spatialization" and/or signal synthesis techniques. Ones of such techniques are
sometimes characterized as "pseudo stereo" or "pseudo quad" techniques. For
example, one may add decorrelated and/or out-of-phase content to one or more of the
channels. Such processing increases apparent sound image width or sound
envelopment at the cost of diminished center image stability. This is described in
connection with the example of FIG. 5B. To help reach a balance between these
signal features (width/envelopment versus center image stability), one could take
advantage of the phenomenon that center image stability is determined mainly by low
to mid frequencies, while image width and envelopment is determined mainly by
higher frequencies. By splitting the signal into two or more frequency bands, one
could process audio subbands independently so as maintain image stability at low and
moderate frequencies by applying minimal decorrelation, and increase the sense of
envelopment at higher frequencies by employing greater decorrelation. This is
described in the example of FIG. 5C.
Referring to the example of FIG. 5 A, in the Production portion 48 of the
arrangement, M-Channel Signals are upmixed to P-Channel Signals by what may be
characterized as an "artistic" upmixer device or "artistic" upmixing function (Artistic
Upmix) 50. An "artistic" upmixer, typically, but not necessarily, a computationally
complex upmixer, operates with little or no dependence on intrinsic signal
characteristics (such as amplitude and/or phase relationships among signals applied to
it) on which active matrix decoders rely to perform an upmix. Instead, an "artistic"
upmixer operates in accordance with one or more processes that the designer or

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designers of the upmixer deem suitable to produce particular results. Such "artistic"
upmixers may take many forms. One example is provided herein in connection with
FIG. 7 and the description under the heading "The present invention applied to a
spatial coder". According to this FIG. 7 example, the result is an upmixed signal
with, for example, better left/right separation to minimize "center pile-up," or more
front/back separation to improve "envelopment." The choice of a particular technique
or techniques for performing an "artistic" upmix is not critical to this aspect of the
invention.
Still referring to FIG. 5A, the upmixed P-Channel Signals are applied to a
matrix encoder or matrix encoding function ("Matrix Encode") 52 that provides a
smaller number of channels, the M-Channel Alternate Signals, which channels are
encoded with intrinsic signal characteristics, such as amplitude and phase cues,
suitable for decoding by a matrix decoder. A suitable matrix encoder is the 5:2 matrix
encoder described below in connection with FIG. 8. Other matrix encoders may also
be suitable. The Matrix Encode output is applied to the Format 22 that generates, for
example, a serial or parallel bitstream, as described above. Ideally, the combination
of Artistic Upmix 50 and the Matrix Encode 52 results in the generation of signals,
which when decoded by a conventional consumer active matrix decoder, provides an
improved listening experience in comparison to a decoding of the original signals
applied to Artistic Upmix 50.
In the Consumption portion 54 of the FIG. 5 A arrangement, the output
bitstream or bitstreams are received and a Deformat 26 (described above) undoes the
action of the Format 22 to provide the M-Channel Alternate Signals (or an
approximation of them). The M-Channel Alternate Signals (or an approximation of
them) may be provided as an output and applied to a device or function that
reconfigures the M-Channel Alternate Signals without reference to any
reconfiguration information ("Reconfigure Channels Without Reconfiguration
Information") 56 to provide P-Channel Reconfigured Signals. The number of
channels P need not be the same as the number of channels M. As discussed above,
such a device or function 56 may be, in the case when the reconfiguration is upmixing,
for example, a blind upmixer such as an active matrix decoder (as discussed above).
The M-Channel Alternate Signals and the P-Channel Reconfigured Signals are
potential outputs of the Consumption portion 54 of the arrangement. One or both of

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them. may be selected, the selection being implemented by a selector or selection
function (not shown) under automatic or manual control, for example, by a user or
consumer.
In the example of FIG. 5B, another way to modify a non-optimum set of input
signals is shown, namely a type of "spatialization" in which the correlation among
channels is modified. In the Production portion 58 of the arrangement, M-Channel
Signals are applied to a set of decorrelator devices or decorrelation functions
("Decorrelator") 60. A reduction in cross correlation between or among the signal
channels can be achieved by independently processing the individual channels with
any of the well know decorrelation techniques. Alternatively, decorrelation can be
achieved by interdependently processing between or among channels. For example,
out of phase content (i.e., negative correlation) between channels can be achieved by
scaling and inverting the signal from one channel and mixing into another. In both
cases, the process can be controlled by adjusting the relative levels of processed and
unprocessed signal in each channel. As mentioned above, there is a trade off between
apparent sound image width or sound envelopment and diminished center image
stability. An example of decorrelation by independently processing individual
channels is set forth in the pending U.S. Patent Applications of Seefeldt et al, S.N.
60/604,725 (filed August 25, 2004), S.N. 60/700,137 (filed July 18,2005), and S:N.
60/705,784 (filed August 5,2005, attorneys' docket DOL14901), each entitled
"Multichannel Decorrelation in Spatial Audio Coding." Another example of
decorrelation by independently processing individual channels is set forth in the
Breebaart et al AES Convention Paper 6072 and the WO 03/090206 international
application, cited below. The M-Channel Signals with decreased correlation are
applied to Format 22, as described above, which provides a suitable output, such as
one or more bitstreams, for application to a suitable transmission or recording. The
Consumption portion 54 of the FIG. 5B arrangement may be the same as the
Consumption portion of the FIG. 5 A arrangement.
As mentioned above, adding decorrelated and/or out-of-phase content to one
or more of the channels increases apparent sound image width or sound envelopment
at the cost of diminished center image stability. In the example of FIG. 5C, to help
reach a balance between width/envelopment versus center image stability, signals are
split into two or more frequency bands and the audio subbands are processed

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independently so as maintain image stability at low and moderate frequencies by
applying minimal decorrelation, and increase tbe sense of envelopment at higher
frequencies by employing greater decorrelation.
Referring to FIG. 5C, in the production portion 58', M-Channel Signals are
applied to a subband filter or subband filtering function ("Subband Filter") 62.
Although FIG. 5C shows such a Subband Filter 62 explicitly, it should be understood
that such a filter or filtering function may be employed in other examples, as
mentioned above. Although Subband Filter 62 may take various forms and the choice
of the filter or filtering function (e.g., a filter bank or a transform) is not critical to the
invention. Subband Filter 62 divides the spectrum of the M-Channel Signals into R
bands, each of which may be applied to a respective Decorrelator. The drawing
shows, schematically, Decorrelator 64 for band 1, Decorrelator 66 for band 2, and
Decorrelator 68 for band R, it being understood that each band may have its own
Decorrelator. Some bands may not be applied to a Decorrelator. The Decorrelators
are essentially the same as Decorrelator 60 of the FIG. 5B example except that they
operate on less than the full spectrum of the M-Channel Signals. For simplicity in
presentation, FIG. 5C shows a Subband Filter and related Decorrelators for a single
signal, it being understood that each signal is split into subbands and that each
subband may be decorrelated. After decorrelation, if any, the subbands for each
signal may be summed together by a summer or summing function ("Sum") 70 The
Sum 70 output is applied to the Format 22 that generates, for example, a serial or
parallel bitstream, as described above. The Consumption portion 54 of the FIG. 5C
arrangement may be the same as the Consumption portion of the FIG. 5 A and 5B
arrangements.
Integration with Spatial Coding
Certain recently-introduced limited bit rate coding techniques (see below for
an exemplary list of patents, patent applications and publications relating to spatial
coding) analyze an N channel input signal along with an M channel composite signal
(N>M) to generate side-information containing a parametric model of the N channel
input signal's sound field with respect to that of the M channel composite. Typically
the composite signal is derived from the same master material as the original N
channel signal. The side-information and composite signal are transmitted to a
decoder that applies the parametric model to the composite signal in order to recreate

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an approximation of the original N channel signal's sound field. The primary goal of
such "spatial coding" systems is to recreate the original sound field with a very
Limited amount of data; hence this enforces limitations on the parametric model used
to simulate the original sound field. Such spatial coding systems typically employ
parameters to model the original N channel signal's sound field such as inter-channel
level differences (ILD), inter-channel time or phase differences (ITD or IPD), and
inter-channel coherence (ICC). Typically such parameters are estimated for multiple
spectral hands across all N channels of the input signal being coded and are
dynamically estimated over time.
Some examples of prior art spatial coding are shown in FIGS. 6A-6B
(encoder) and 6C (decoder). N-Channel Original Signals may be converted by a
device or function ("Time to Frequency") to the frequency domain utilizing an
appropriate time-to-frequency transformation, such as the well-known Short-time
Discrete Fourier Transform (STDFT). Typically, the transform is manipulated such
that its frequency bands approximate the ear's critical bands. An estimate of the inter-
channel amplitude differences, inter-channel time or phase differences, and inter-
channel correlation is computed for each of the bands ("Generate Spatial Side
Information). If M-Channel Composite Signals corresponding to the N-Channel
Original Signals do not already exist, these estimates may be utilized to downmix
("Downmix") the N-Channel Original Signals into M-Channel Composite Signals (as
in the example of FIG. 6A). Alternatively, an existing M channel composite may be
simultaneously processed with the same time-to-frequency transform (shown
separately for clarity in presentation) and the spatial parameters of the N-Channel
Original Signals may be computed with respect to those of the M-Channel Composite
Signals (as in the example of FIG. 6B). Similarly, if N-Channel Original Signals are
not available, an available set of M-Channel Composite Signals may be upmixed in
the time domain to produce the "N-Channel Original Signals - each set of signals
providing a set of inputs to the respective Time to Frequency devices or functions in
the example of FIG. 6B. The composite signal and the estimated spatial parameters
are then encoded ("Format") into a single bitstream. At the decoder (FIG. 6C), this
bitstream is decoded ("Deformat") to generate the M-Channel Composite Signals
along with the spatial side information. The composite signals are transformed to the
frequency domain ("Time to Frequency") where the decoded spatial parameters are

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applied to their corresponding bands ("Apply Spatial Side Information") to generate
an N-Channel Original Signals in the frequency domain. Finally, a frequency-to-time
transformation ("Frequency to Time") is applied to produce the N~Channel Original
Signals or approximations thereof. Alternatively, the spatial side information may be
ignored and the M-Channel Composite Signals selected for playback.
While prior art spatial coding systems assume the existence of N-channel
signals from which a low-data rate parametric representation of its sound field is
estimated, such a system may be altered to work with the disclosed invention. Rather
than estimate spatial parameters from original N-channel signals, such spatial
parameters may instead be generated directly from an analysis of legacy M channel
signals, where M upmix of the legacy M-channel signals is produced at the decoder when such
parameters are there applied. This may be achieved without generating the actual N-
charmel uprnix signals at the encoder, but rather by producing a parametric
representation of the desired upmixed signal's sound field directly from the M-
channel legacy signals. FIG. 7 depicts such an upmixing encoder, which is
compatible with the spatial decoder depicted in FIG. 6C. Further details of producing
such a parametric representation are provided below under the heading "The present
invention applied to a spatial coder."
Referring to the details of FIG. 7, M-Channel Original Signals in the time
domain are converted to the frequency domain utilizing an appropriate time-to-
frequency transformation ("Time to Frequency") 72. A device or function 74
("Derive Upmix Information as Side Information") derives upmixing instructions in
the same manner that spatial side information is generated in a spatial coding system.
Details of generating spatial side information in a spatial coding system are set forth
in one or more of the references cited herein. The spatial coding parameters,
constituting upmix instructions, along with the M-Channel Original Signals are
applied to a device or function ("Format") 76 that formats the M-Channel Original
Signals and the spatial coding parameters into a form suitable for transmission or
storage. The formatting may include data-compression encoding.
An upmixer employing the parameter generation as just described in
combination with a device or function for applying them to the signals to be upmixed

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as, for example, a FIG. 6C decoder, is suitable as a computationally-complex upmixer
for use in generating alternate signals as in the examples of FIGS. 4B AC, 5 A and 5B.
Although it is advantageous to produce the parametric representation directly
from the M-channel legacy signals without generating the desired N-channel upmix
signals at the encoder (as in the example below), it is not crucial to the invention.
Alternatively, spatial parameters may be derived by generating the desired N-channel
uprnix signals at the encoder. Functionally, such signals would be generated within
block 74 of FIG. 7. Thus, even in this alternative, the only audio information that the
instruction deriving receives is the M-channel legacy signals.
FIG. 8 is an idealized functional block diagram of a conventional prior art 5:2
matrix passive (linear time-invariant) encoder compatible with Pro Logic II active
matrix decoders. Such an encoder is suitable for use in the example of FIG. 5 A,
described above. The encoder accepts five separate input signals; left, center, right,
left surround, and right surround (L, C, R, LS, RS), and creates two final outputs, left-
total and right-total (Lt and Rt). The C input is divided equally and summed with the
L and R inputs (in combiners 80 and 82, respectively) with a 3 dB level (amplitude)
attenuation (provided by attenuator 84) in order to maintain constant acoustic power.
The L and R inputs, each summed with the level-reduced C input, have phase- and
level-shifted versions of the LS and RS inputs subtractively and additively combined
with them. The left-surround (LS) input ideally is phase shifted by 90 degrees, shown
in block 86, and then reduced in level by 1.2 dB in attenuator 88 for subtractive
combining in combiner 90 with the summed L and level-reduced C. It is then further
reduced in level by 5 dB in attenuator 92 for additive combining in combiner 94 with
the summed R, level-reduced C, and a phase-shifted level-reduced version of RS, as
next described, to provide the Rt output. The right-surround (RS) input ideally is
phase shifted by 90 degrees, shown in block 96, and then reduced in level by 1.2 dB
in attenuator 98 for additive combining in combiner 100 with the summed R and
level-reduced C. It is then further reduced in level by 5 dB in attenuator 102 for
subtractive combining in combiner 104 with the summed R, level-reduced C, and
level-reduced phase-shifted LS to provide the Lt output.
In principle there need be only one 90 degree phase-shift block in each
surround input path, as shown in the figure. In practice, a 90 degree phase shifter is
unrealizable, so four all-pass networks may be used with appropriate phase shifts so

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as to realize the desired 90 degree phase shifts. All-pass networks have the advantage
of not affecting the timbre (frequency spectrum) of the audio signals being processed.
The left-total (Lt) and right-total (Rt) encoded signals maybe expressed as
Lt = L + m(-3)dB*C-j * [m(-1.2)dB*Ls + m(-6.2)dB*Rs], and
Rt = R + m(-3)dB*C + j * [(m(-1.2)dB*Rs + m(-6.2)dB*Ls),
where L is the left input signal, R is the right input signal, C is the center input signal,
Ls is the left surround input signal, Rs is the right surround input signal, "j is the
square root of minus one (-1) (a 90 degree phase shift), and "m" indicates multiply by
the indicated attenuation in decibels (thus, m(-3)dB = 3dB attenuation).
Alternatively, the equations may be expressed as follows:
Lt = L + (0.707)*C - j*(0.87*Ls + 0.56*Rs), and
Rt = R + (0.707)*C + j*(0.87*Rs + 0.56*Ls),
where, 0.707 is an approximation of 3dB attenuation, 0.87 is an approximation of
1.2dB attenuation, and 0.56 is an approximation of 6.2dB attenuation. The values
(0.707, 0.87, and 0.56) are not critical. Other values may be employed with
acceptable results. The extent to which other values may be employed depends on the
extent to which the designer of the system deems the audible results to be acceptable.
Best Mode for Carrying out the Invention
Spatial Coding Background
Consider a spatial coding system that utilizes as its side information per-
critical band estimates of the inter-channel level differences (ILD) and inter-channel
coherence (ICC) of the N channel signal. We assume the number of channels in the
composite signal is M=2 and that the number of channels in the original signal is N=5.
Define the following notation:
Xj[b,t]: The frequency domain representation of channel j of
composite signal x at band b and time block t. This value is derived by
applying a time to frequency transform to the composite signal x sent
to the decoder.'
Zj[b,t]: The frequency domain representation of channel i of
original signal estimate z at band b and time block t. This value is
computed by applying the side information to Xj [b, t].

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ILDij[b,t]: The inter-channel level difference of channel i of
the original signal with respect to channel j of the composite at band b
and time block t. This value is sent as side information.
ICCt[b,t]: The inter-channel coherence of channel i of the
original signal at band b and time block t. This value is sent as side
information.
As a first step in decoding, an intermediate frequency domain representation
of the N channel signal is generated through application of the inter-channel level
differences to the composite as follows:

Next a decorrelated version of Y, is generated through application of a unique
decorrelation filter H, to each channel i, where application of the filter may be
achieved through multiplication in the frequency domain:
Ŷi = HtYt
Lastly, the frequency domain estimate of the original signal z is computed as a
linear combination of Y, and Ŷi, where the inter-channel coherence controls the
proportion of this combination:

The final signal z is then generated by applying a frequency to tune
transformation to Zi [b,t].
The present invention applied to a spatial coder
We now describe an embodiment of the disclosed invention that utilizes the
spatial decoder described above in order to uprnix an M=2 channel signal into an N=6
channel signal. The encoding requires synthesizing the side information ILDij [b, t]
and ICC, [b, t] from Xj [b, t] alone such that the desired uprnix is produced at the
decoder when ILDij[b,t] and ICCi[b,t] are applied to Xj[b,t] , as described above.
As indicated above, this approach also applies provides a computationally-complex
upmixing suitable for use, when the upmixed signals are then applied to a matrix

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encoder, in generating alternate signals suitable for upmixing by a low-complexity
upmixer such a consumer-type active matrix decoder.
The first step of the preferred blind upmixing system is to convert the two-
channel input into the spectral domain. The conversion to the spectral domain may be
accomplished using 75% overlapped DFTs with 50% of the block zero padded to
prevent circular convolurional effects caused by the decorrelation filters. This DFT
scheme matches the time-frequency conversion scheme used in the preferred
embodiment of the spatial coding system. The spectral representation of the signal is
then separated into multiple bands approximating the equivalent rectangular band
(ERB) scale; again, this banding structure is the same as the one used by the spatial
coding system such that the side-information may be used to perform blind upmixing
at the decoder. In each band b a covariance matrix is calculated as shown in the
following equation:

Where, X1 [k, t] is the DFT of the first channel at bin k and block t, X2 [k, t] is
the DFT of the second channel at bin k and block t, W is the width of the band b
counted in bins, and RbtXX. is an instantaneous estimate of the covariance matrix in
band b at block t for the two input channels. Furthermore, the "*" operator in the
above equation represents the conjugation of the DFT values.
The instantaneous estimate of the covariance matrix is then smoothed over
each block using a simple first order IIR filter applied to the covariance matrix in each
band as shown in the following equation:
Rb,tXX=λRb,t-1XX +(1-λ)Rb,tXX
Where, Rb,t-1XX is a smoothed estimate of the covariance matrix, and X is the
smoothing coefficient, which may be signal and band dependent.
For a simple 2 to 6 blind upmixing system we define the channel ordering as
follows:


WO 2006/132857 PCT/US2006/020882
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Using the above channel mapping we develop the following per band ILD and
ICC for each, of the channels with respect to the smoothed covariance matrix:


WO 2006/132857 PCT/US2006/020882
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For channel 6 (LFE):
ILDSA[b,t] = 0
ILD6,2[b,t] = 0
ICC6[b,t] = l
In practice, an arrangement according to the just-describe example has been
found to perform well - it separates direct sounds from ambient sounds, puts direct
sounds into the Left and Right channels, and moves the ambient sounds to the rear
channels. More complicated arrangements may also be created using the side
information transmitted within a spatial coding system.
Incorporation by Reference
The following patents, patent applications and publications are hereby
incorporated by reference, each in their entirety.
Virtual Sound Processing
Atal et al, "Apparent Sound Source Translator," U.S. Pat No. 3,236,949 (Feb.
26,1966).
Bauer, "Stereophonic to Binaural Conversion Apparatus," U.S. Pat. No.
3,088,997 (May 7,1963).
AC-3 (Dolby Digital)
ATSC Standard A52/A: Digital Audio Compression Standard (ACS), Revision
A, Advanced Television Systems Committee, 20 Aug. 2001. The A/52A document is
available on the World Wide Web at http://www.atsc.org/standards.html.
"Design and Implementation of AC-3 Coders," by Steve Vemon, IEEE Trans.
Comumer Electronics, Vol. 41, No. 3, August 1995.
"The AC-3 Multichannel Coder" by Mark Davis, Audio Engineering Society
Preprint 3774,95th AES Convention, October, 1993.
"High Quality, Low-Rate Audio Transform Coding for Transmission and
Multimedia Applications," by Bosi et al, Audio Engineering Society Preprint 3365,
93rd AES Convention, October, 1992.
United States Patents 5,583,962; 5,632,005; 5,633,981; 5,727,119; and
6,021,386.
Spatial Coding
United States Published Patent Application US 2003/0026441, published
February 6,2003

WO 2006/132857 PCT/US2006/020882
-30-
United States Published Patent Application US 2003/0035553 , published
February 20,2003,
United States Published Patent Application US 2003/0219130 (Baumgarte &
Faller) published Nov. 27, 2003,
Audio Engineering Society Paper 5852, March 2003
Published International Patent Application WO 03/090206, published October
30, 2003
Published International Patent Application WO 03/090207, published Oct. 30,
2003
Published International Patent Application WO 03/090208, published October
30, 2003
Published International Patent Application WO 03/007656, published January
22, 2003
United States Published Patent Application Publication US 2003/0236583 Al,
Baumgarte et al, published December 25,2003, "Hybrid Multichannel/Cue
Coding/Decoding of Audio Signals," Application S.N. 10/246,570.
"Binaural Cue Coding Applied to Stereo and Multichannel Audio
Compression," by Faller et al, Audio Engineering Society Convention Paper 5574,
112th Convention, Munich, May 2002.
"Why Binaural Cue Coding is Better than Intensity Stereo Coding," by
Baumgarte et al, Audio Engineering Society Convention Paper 5575,112th
Convention, Munich, May 2002.
"Design and Evaluation of Binaural Cue Coding Schemes," by Baumgarte et
al, Audio Engineering Society Convention Paper 5706,113th Convention, Los
Angeles, October 2002.
"Efficient Representation of Spatial Audio Using Perceptual
Parameterization," by Faller et al, IEEE Workshop on Applications of Signal
Processing to Audio and Acoustics 2001, New Paltz, New York, October 2001, pp.
199-202.
"Estimation of Auditory Spatial Cues for Binaural Cue Coding," by
Baumgarte et al, Proc. ICASSP 2002, Orlando, Florida, May 2002, pp. 11-1801-1804.

WO 2006/132857 PCT/US2006/020882
-31-
"Binaural Cue Coding: A Novel and Efficient Representation of Spatial
Audio," by Faller et al, Proc. ICASSP 2002, Orlando, Florida, May 2002, pp. 11-1841-
II-1844.
"High-quality parametric spatial audio coding at low bitrates," by Breebaart et
al, Audio Engineering Society Convention Paper 6072,116th Convention, Berlin, May
2004.
"Audio Coder Enhancement using Scalable Binaural Cue Coding with
Equalized Mixing," by Baumgarte et al, Audio Engineering Society Convention Paper
6060,116* Convention, Berlin, May 2004.
"Low complexity parametric stereo coding," by Schuijers et al, Audio
Engineering Society Convention Paper 6073,116th Convention, Berlin, May 2004.
"Synthetic Ambience in Parametric Stereo Coding," by Engdegard et al,
Audio Engineering Society Convention Paper 6074,116th Convention, Berlin, May
2004.
Other
U.S. Patent 6,760,448, of Kenneth James Gundry, entitled "Compatible
Matrix-Encoded Surround-Sound Channels in a Discrete Digital Sound Format."
U.S. Patent Application S.N. 10/911,404 of Michael John Smithers, filed
August 3,2004, entitled "Method for Combining Audio Signals Using Auditory
Scene Analysis"
U.S. Patent Applications of Seefeldt et al, S.N. 60/604,725 (filed August 25,
2004), S.N. 60/700,137 (filed July 18,2005), and S.N. 60/705,784 (filed August 5,
2005, attorneys' docket DOL14901), each entitled "Multichannel Decorrelation in
Spatial Audio Coding."
Published International Patent Application WO 03/090206, published October
30,2003.
"High-quality parametric spatial audio coding at low bitrates," by Breebaart et
al, Audio Engineering Society Convention Paper 6072,116th Convention, Berlin, May
2004.
Implementation
The invention may be implemented in hardware or software, or a combination
of both (e.g., programmable logic arrays). Unless otherwise specified, the algorithms
included as part of the invention are not inherently related to any particular computer

WO 2006/132857 PCT/US2006/020882
-32-
or other apparatus. In particular, various general-purpose machines may be used with
programs written in accordance with the teachings herein, or it may be more
convenient to construct more specialized apparatus (e.g., integrated circuits) to
perform the required method steps. Thus, the invention may be implemented in one
or more computer programs executing on one or more programmable computer
systems each comprising at least one processor, at least one data storage system
(including volatile and non-volatile memory and/or storage elements), at least one
input device or port, and at least one output device or port. Program code is applied
to input data to perform the junctions described herein and generate output
information. The output information is applied to one or more output devices, in
known fashion.
Each such program may be implemented in any desired computer language
(including machine, assembly, or high level procedural, logical, or object oriented
programming languages) to communicate with a computer system. In any case, the
language may be a compiled or interpreted language.
Each such computer program is preferably stored on or downloaded to a
storage media or device (e.g., solid state memory or media, or magnetic or optical
media) readable by a general or special purpose programmable computer, for
configuring and operating the computer when the storage media or device is read by
the computer system to perform the procedures described herein. The inventive
system may also be considered to be implemented as a computer-readable storage
medium, configured with a computer program, where the storage medium so
configured causes a computer system to operate in a specific and predefined manner
to perform the functions described herein.
A number of embodiments of the invention have been described. Nevertheless, it will
be understood that various modifications may be made without departing from the
spirit and scope of the invention. For example, some of the steps described herein
may be order independent, and thus can be performed in an order different from that
described.

-33-
We claim:
1. A method for processing at least one audio signal or a modification of the at
least one audio signal having the same number of channels as said at least one audio
signal, each audio signal representing an audio channel, comprising
deriving instructions for channel reconfiguring the at least one audio signal or its
modification, wherein the only audio information that said deriving receives is said at
least one audio signal or its modification, and
providing an output that includes (1) the at least one audio signal or its
modification, and (2) the instructions for channel reconfiguring.
2. The method of claim 1 wherein said at least one audio signal and its
modification are each two or more audio signals.
3. The method of claim 2 wherein the audio signals are a stereophonic pair of
audio signals and the modification is a pair of audio signals that are a binauralized
version of the stereophonic pair of audio signals.
4. The method of claim 2 wherein the modified two or more audio signals are
decoded by a matrix decoder.
5. The method of claim 4 wherein the matrix decoder is an active matrix decoder.
6. The method of any one of claims 2, 4 and 5 wherein the modified two or more
audio signals are a matrix-encoded modification.
7. The method of any one of claims 1 through 6 wherein said deriving
instructions for channel reconfiguring derives instructions for upmixing the at least one
audio signal or its modification such that, when upmixed in accordance with the
instructions for upmixing, the resulting number of audio signals is greater than the
number of audio signals comprising the at least one audio signal or its modification.
8. The method of any one of claims 1 through 6 wherein said at least one audio
signal and its modification are each two or more audio signals and said deriving
instructions for channel reconfiguring derives instructions for downmixing the two or
more audio signals such that, when downmixed in accordance with the instructions for
downmixing, the resulting number of audio signals is less than the number of audio
signals comprising the two or more audio signals.
9. The method of any one of claims 1 through 6 wherein said at least one audio
signal and its modification are each two or more audio signals and said deriving
instructions for channel reconfiguring derives instructions for reconfiguring the two or
more audio signals such that, when reconfigured in accordance with the instructions for
reconfiguring, the number of audio signals remains the same but one or more spatial
locations at which such audio signals are intended to be reproduced are changed.

10. The method of any one of claims 1-9 wherein the at least one audio signal or
its modification in the output is a data-compressed version of the at least one audio signal
or its modification, respectively.
11. The method of any one of claims 1-10 wherein said at least one audio signal
or its modification is divided into frequency bands and said instructions for channel
reconfiguring are with respect to ones of such frequency bands.
12. A method for processing at least one audio signal or a modification of the at
least one audio signal having the same number of channels as said at least one audio
signal, each audio signal representing an audio channel, comprising
receiving at least one audio signal or its modification and instructions for channel
reconfiguring the at least one audio signal or its modification, said instructions having
been derived by an instruction derivation in which the only audio information received is
said at least one audio signal or its modification, and
channel reconfiguring the at least one audio signal or its modification using said
instructions.
13. The method of claim 12 wherein said at least one audio signal and its
modification are each two or more audio signals.
14. The method of claim 13 wherein the modified two or more audio signals are
decoded by a matrix decoder.
15. The method of claim 14 wherein the matrix decoder is an active matrix
decoder.
16. The method of any one of claims 13-15 wherein the modified two or more
audio signals are a matrix-encoded modification.
17. The method of any one of claims 12-16 wherein the instructions for channel
reconfiguring are instructions for upmixing the at least one audio signal or its
modification and said channel reconfiguring upmixes the at least one audio signal or its
modification such that the resulting number of audio signals is greater than the number of
audio signals comprising the at least one audio signal or its modification.
18. The method of any one of claims 12-16 wherein said at least one audio signal
and its modification are each two or more audio signals and the instructions for channel
reconfiguring are instructions for downmixing the two or more audio signals and said
channel reconfiguring downmixes the two or more audio signals such that the resulting
number of audio signals is less than the number of audio signals comprising the two or
more audio signals.
19. The method of any one of claims 12-16 wherein said at least one audio signal
and its modification are each two or more audio signals and the instructions for channel
reconfiguring are instructions for reconfiguring the two or more audio signals such that

the number of audio signals remains the same but the respective spatial locations at which
such audio signals are intended to be reproduced are changed.
20. The method of any one of claims 12-16 wherein the instructions for channel
reconfiguring are instructions for rendering a binaural stereophonic signal having an
upmixing to multiple virtual channels of the at least one audio signal or its modification.
21. The method of any one of claims 12-16 wherein the instructions for channel
reconfiguring are instructions for rendering a binaural stereophonic signal having a
virtual spatial location reconfiguration.
22. The method of any one of claims 12-21 wherein the at least one audio signal
or its modification is data-compressed, the method further comprising data
decompressing the at least one audio signal or its modification.
23. The method of any one of claims 12-21 wherein said at least one audio signal
or its modification is divided into frequency bands and said instructions for channel
reconfiguring are with respect to respective ones of such frequency bands.
24. The method of any one of claims 12-23 further comprising
providing an audio output, and
selecting as the audio output one of:
(1) the at least one audio signal or its modification, or
(2) the channel reconfigured at least one audio signal.

25. The method of any one of claims 12-23 further comprising
providing an audio output in response to the received at least one audio signal or its
modification.
26. The method of claim 25 wherein said at least one audio signal and its
modification are each two or more audio signals, the method further comprising matrix
decoding the two or more audio signals.
27. The method of any one of claims 12-23 further comprising
providing an audio output in response to the received channel-reconfigured at
least one audio signal.

During production, at least one audio signal is processed in order to derive
instructions for channel reconfiguring it. The at least one audio signal and the
instructions are stored or transmitted. During consumption, the at least one audio signal
is channel reconfigured in accordance with the instructions. Channel reconfiguring
includes upmixing, downmixing, and spatial reconfiguration. By determining the
channel reconfiguration instructions during production, processing resources during
consumption are reduced.

Documents:

04708-kolnp-2007-abstract.pdf

04708-kolnp-2007-claims.pdf

04708-kolnp-2007-correspondence others.pdf

04708-kolnp-2007-description complete.pdf

04708-kolnp-2007-drawings.pdf

04708-kolnp-2007-form 1.pdf

04708-kolnp-2007-form 13.pdf

04708-kolnp-2007-form 3.pdf

04708-kolnp-2007-form 5.pdf

04708-kolnp-2007-gpa.pdf

04708-kolnp-2007-international publication.pdf

04708-kolnp-2007-international search report.pdf

04708-kolnp-2007-others.pdf

04708-kolnp-2007-pct priority document notification.pdf

04708-kolnp-2007-priority document.pdf

4708-KOLNP-2007-(04-12-2007)-FORM-13.pdf

4708-KOLNP-2007-(09-07-2014)-ANNEXURE TO FORM 3.pdf

4708-KOLNP-2007-(09-07-2014)-CORRESPONDENCE.pdf

4708-KOLNP-2007-(16-04-2014)-CORRESPONDENCE.pdf

4708-KOLNP-2007-(16-04-2014)-OTHERS.pdf

4708-KOLNP-2007-(18-08-2014)-ABSTRACT.pdf

4708-KOLNP-2007-(18-08-2014)-AMANDED CLAIMS.pdf

4708-KOLNP-2007-(18-08-2014)-AMANDED PAGES OF SPECIFICATION.pdf

4708-KOLNP-2007-(18-08-2014)-ANNEXURE TO FORM 3.pdf

4708-KOLNP-2007-(18-08-2014)-CORRESPONDENCE.pdf

4708-KOLNP-2007-(18-08-2014)-DRAWINGS.pdf

4708-KOLNP-2007-(18-08-2014)-FORM-1.pdf

4708-KOLNP-2007-(18-08-2014)-FORM-2.pdf

4708-KOLNP-2007-(18-08-2014)-FORM-3.pdf

4708-KOLNP-2007-(18-08-2014)-FORM-5.pdf

4708-KOLNP-2007-(18-08-2014)-GPA.pdf

4708-KOLNP-2007-(18-08-2014)-OTHERS.pdf

4708-KOLNP-2007-(18-08-2014)-PETITION UNDER RULE 137.pdf

4708-KOLNP-2007-ASSIGNMENT.pdf

4708-KOLNP-2007-CORRESPONDENCE OTHERS 1.1.pdf

4708-kolnp-2007-form 18.pdf

abstract-04708-kolnp-2007.jpg


Patent Number 265650
Indian Patent Application Number 4708/KOLNP/2007
PG Journal Number 10/2015
Publication Date 06-Mar-2015
Grant Date 03-Mar-2015
Date of Filing 04-Dec-2007
Name of Patentee DOLBY LABORATORIES LICENSING CORPORATION
Applicant Address 100 PORTRERO AVENUE, SAN FRANCISCO, CALIFORNIA
Inventors:
# Inventor's Name Inventor's Address
1 VINTON MARK STUART 100 POTRERO AVENUE, SAN FRANCISCO, CALIFORNIA 94103
2 ROBINSON CHARLES QUITO 100 POTRERO AVENUE, SAN FRANCISCO, CALIFORNIA 94103
3 SEEFELDT ALAN JEFFREY 100 POTRERO AVENUE, SAN FRANCISCO, CALIFORNIA 94103
PCT International Classification Number G10L 19/00
PCT International Application Number PCT/US2006/020882
PCT International Filing date 2006-05-26
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 60/711,831 2005-08-26 U.S.A.
2 60/687,108 2005-06-03 U.S.A.