Title of Invention

PROCEDURE FOR NON SYNCHRONIZED RADIO ACCESS (NSRA) RESOURCE ASSIGNMENT

Abstract A procedure for RACH initial access in a mobile terminal is provided such that necessary information is conveyed the for the initial access procedure with less overhead. The method allow an accurate choice of the uplink transport format by allowing the mobile terminal to determine by itself whether a certain transport format may be used for the transmission of a message prior to the first preamble transmission and prior to the power ramping.
Full Text Description
PROCEDURE FOR NON SYNCHRONIZED RADIO ACCESS
(NSRA) RESOURCE ASSIGNMENT
Disclosure of Invention
Technical Solution
[1] This application claims the benefit of U.S. Provisional Application Serial No.
70/872,818 filed on October 25, 2007, the contents of which is hereby incorporated by
reference herein in its entirety.
[2] The present invention is directed to a RACH initial access procedure in a UE, and
particularly, to a method for conveying the information necessary for the initial access
procedure with less overhead.
[3] Universal mobile telecommunications system (UMTS) is a 3rd Generation (3G)
asynchronous mobile communication system operating in wideband code division
multiple access (WCDMA) based on European systems, global system for mobile
communications (GSM) and general packet radio services (GPRS). The long-term
evolution (LTE) of UMTS is under discussion by the 3rd generation partnership
project (3GPP) that standardized UMTS.
[4] The 3GPP LTE is a technology for enabling high-speed packet communications.
Many schemes have been proposed for the LTE objective including those that aim to
reduce user and provider costs, improve service quality, and expand and improve
coverage and system capacity. The 3G LTE requires reduced cost per bit, increased
service availability, flexible use of a frequency band, a simple structure, an open
interface, and adequate power consumption of a terminal as an upper-level re-
quirement.
[5] FIG. 1 is a block diagram illustrating network structure of an evolved universal
mobile telecommunication system (E-UMTS). The E-UMTS may be also referred to as
an LTE system. The communication network is widely deployed to provide a variety
of communication services such as voice and packet data.
[6] As illustrated in FIG. 1, the E-UMTS network includes an evolved UMTS terrestrial
radio access network (E-UTRAN), an Evolved Packet Core (EPC) and one or more
user equipment. The E-UTRAN may include one or more evolved NodeB (eNodeB)
20, and a plurality of user equipment (UE) 10 may be located in one cell. One or more
E-UTRAN mobility management entity (MME)/system architecture evolution (SAE)
gateways 30 may be positioned at the end of the network and connected to an external
network.
[7] As used herein, "downlink" refers to communication from eNodeB 20 to UE 10, and

"uplink" refers to communication from the UE to an eNodeB. UE 10 refers to com-
munication equipment carried by a user and may be also be referred to as a mobile
station (MS), a user terminal (UT), a subscriber station (SS) or a wireless device.
[8] An eNodeB 20 provides end points of a user plane and a control plane to the UE 10.
MME/SAE gateway 30 provides an end point of a session and mobility management
function for UE 10. The eNodeB and MME/SAE gateway may be connected via an S1
interface.
[9] The eNodeB 20 is generally a fixed station that communicates with a UE 10, and
may also be referred to as a base station (BS) or an access point. One eNodeB 20 may
be deployed per cell. An interface for transmitting user traffic or control traffic may be
used between eNodeBs 20.
[10] The MME provides various functions including distribution of paging messages to
eNodeBs 20, security control, idle state mobility control, SAE bearer control, and
ciphering and integrity protection of non-access stratum (NAS) signaling. The SAE
gateway host provides assorted functions including termination of U-plane packets for
paging reasons, and sw itching of the U-plane to support UE mobility. For clarity
MME/SAE gateway 30 will be referred to herein simply as a "gateway," but it is
understood that this entity includes both an MME and an SAE gateway.
[11] A plurality of nodes may be connected between eNodeB 20 and gateway 30 via the
S1 interface. The eNodeBs 20 may be connected to each other via an X2 interface and
neighboring eNodeBs may have a meshed network structure that has the X2 interface.
[12] FIG. 2 is a block diagram depicting architecture of a typical E-UTRAN and a typical
EPC. As illustrated, eNodeB 20 may perform functions of selection for gateway 30,
routing toward the gateway during a Radio Resource Control (RRC) activation,
scheduling and transmitting of paging messages, scheduling and transmitting of
Broadcast Channel (BCCH) information, dynamic allocation of resources to UEs 10 in
both uplink and downlink, configuration and provisioning of eNodeB measurements,
radio bearer control, radio admission control (RAC), and connection mobility control
in LTE_ACTIVE state. In the EPC, and as noted above, gateway 30 may perform
functions of paging origination, LTE-IDLE state management, ciphering of the user
plane, System Architecture Evolution (SAE) bearer control, and ciphering and integrity
protection of Non-Access Stratum (NAS) signaling.
[13] FIGS. 3 and 4 are block diagrams depicting the user-plane protocol and the control-
plane protocol stack for the E-UMTS. As illustrated, the protocol layers may be
divided into a first layer (L1), a second layer (L2) and a third layer (L3) based upon the
three lower layers of an open system interconnection (OSI) standard model that is well
known in the art of communication systems.
[ 14] The physical layer, the first layer (L1), provides an information transmission service

to an upper layer by using a physical channel. The physical layer is connected with a
medium access control (MAC) layer located at a higher level through a transport
channel, and data between the MAC layer and the physical layer is transferred via the
transport channel. Between different physical layers, namely, between physical layers
of a transmission side and a reception side, data is transferred via the physical channel.
[15] The MAC layer of Layer 2 (L2) provides services to a radio link control (RLC) layer
(which is a higher layer) via a logical channel. The RLC layer of Layer 2 (L2) supports
the transmission of data with reliability. It should be noted that the RLC layer il-
lustrated in FIGS. 3 and 4 is depicted because if the RLC functions are implemented in
and performed by the MAC layer, the RLC layer itself is not required. The PDCP layer
of Layer 2 (L2) performs a header compression function that reduces unnecessary
control information such that data being transmitted by employing Internet protocol
(IP) packets, such as IPv5 or IPv7, can be efficiently sent over a radio (wireless)
interface that has a relatively small bandwidth.
[16] A radio resource control (RRC) layer located at the lowest portion of the third layer
(L3) is only defined in the control plane and controls logical channels, transport
channels and the physical channels in relation to the configuration, reconfiguration,
and release of the radio bearers (RBs). Here, the RB signifies a service provided by the
second layer (L2) for data transmission between the terminal and the UTRAN.
[17] As illustrated in FIG. 3, the RLC and MAC layers (terminated in an eNodeB 20 on
the network side) may perform functions such as Scheduling, Automatic Repeat
Request (ARQ), and Hybrid Automatic Repeat Request (HARQ). The PDCP layer
(terminated in eNodeB 20 on the network side) may perform the user plane functions
such as header compression, integrity protection, and ciphering.
[18] As illustrated in FIG. 4, the RLC and MAC layers (terminated in an eNodeB 20 on
the network side) perform the same functions as for the control plane. As illustrated,
the RRC layer (terminated in an eNodeB 20 on the network side) may perform
functions such as broadcasting, paging, RRC connection management, Radio Bearer
(RB) control, mobility functions, and UE measurement reporting and controlling. The
NAS control protocol (terminated in the MME of gateway 30 on the network side) may
perform functions such as a SAE bearer management, authentication, LTE_IDLE
mobility handling, paging origination in LTE_IDLE, and security control for the
signaling between the gateway and UE 10.
[19] The NAS control protocol may use three different states; first, a LTE_DETACHED
state if there is no RRC entity; second, a LTE_IDLE state if there is no RRC
connection while storing minimal UE information; and third, an LTE_ACTIVE state if
the RRC connection is established. Also, the RRC state may be divided into two
different states such as a RRC_IDLE and a RRC_CONNECTED.

[20] In RRC_IDLE state, the UE 10 may receive broadcasts of system information and
paging information while the UE specifies a Discontinuous Reception (DRX)
configured by NAS, and the UE has been allocated an identification (ID) which
uniquely identifies the UE in a tracking area. Also, in RRC-1DLE state, no RRC
context is stored in the eNodeB.
[21] In RRC_CONNECTED state, the UE 10 has an E-UTRAN RRC connection and a
context in the E-UTRAN, such that transmitting and/or receiving data to/from the
network (eNodeB) becomes possible. Also, the UE 10 can report channel quality in-
formation and feedback information to the eNodeB.
[22] In RRCLCONNECTED state, the E-UTRAN knows the cell to which the UE 10
belongs. Therefore, the network can transmit and/or receive data to/from UE 10, the
network can control mobility (handover) of the UE, and the network can perform cell
measurements for a neighboring cell.
[23] In RRC_1DLE mode, the UE 10 specifies the paging DRX (Discontinuous
Reception) cycle. Specifically, the UE 10 monitors a paging signal at a specific paging
occasion of every UE specific paging DRX cycle.
[24] The paging occasion is a time interval during which a paging signal is transmitted.
The UE 10 has its own paging occasion.
[25] A paging message is transmitted over all cells belonging to the same tracking area. If
the UE 10 moves from one tracking area to another tracking area, the UE will send a
tracking area update message to the network to update its location.
[261 A physical channel transfers signaling and data between layer L1 of a UE and eNB.
As illustrated in FIG. 5, the physical channel transfers the signaling and data with a
radio resource, which consists of one or more sub-carriers in frequency and one more
symbols in time.
[27] One sub-frame, which is 1.0 ms. in length, consists of several symbols. The
particular symbol(s) of the sub-frame, such as the first symbol of the sub-frame, can be
used for the L1 / L2 control channel. The L1 / L2 control channel carries L1 / L2
control information, such as signaling.
[28] A transport channel transfers signaling and data between the LI and MAC layers. A
physical channel is mapped to a transport channel.
[29] Downlink transport channel types include a Broadcast Channel (BCH), a Downlink
Shared Channel (DL-SCH), a Paging Channel (PCH) and a Multicast Channel (MCH).
The BCH is used for transmitting system information. The DL-SCH supports HARQ,
dynamic link adaptation by varying the modulation, coding and transmit power, and
both dynamic and semi-static resource allocation. The DL-SCH also may enable
broadcast in the entire cell and the use of beamforming. The PCH is used for paging a
UE. The MCH is used for multicast or broadcast service transmission.

[30] Uplink transport channel types include an Uplink Shared Channel (UL-SCH) and
Random Access Channel(s) (RACH). The UL-SCH supports HARQ and dynamic link-
adaptation by varying the transmit power and potentially modulation and coding. The
UL-SCH also may enable the use of beamforming. The RACH is normally used for
initial access to a cell.
[31] The MAC sublayer provides data transfer services on logical channels. A set of
logical channel types is defined for different data transfer services offered by MAC.
Each logical channel type is defined according to the type of information transferred.
[32] Logical channels are generally classified into two groups. The two groups are control
channels for the transfer of control plane information and traffic channels for the
transfer of user plane information.
[33] Control channels are used for transfer of control plane information only. The control
channels provided by MAC include a Broadcast Control Channel (BCCH), a Paging
Control Channel (PCCH), a Common Control Channel (CCCH), a Multicast Control
Channel (MCCH) and a Dedicated Control Channel (DCCH). The BCCH is a
downlink channel for broadcasting system control information. The PCCH is a
downlink channel that transfers paging information and is used when the network does
not know the location cell of a UE. The CCCH is used by UEs having no RRC
connection with the network. The MCCH is a point-to-multipoint downlink channel
used for transmitting MBMS control information from the network to a UE. The
DCCH is a point-to-point bi-directional channel used by UEs having an RRC
connection that transmits dedicated control information between a UE and the network.
[34] Traffic channels are used for the transfer of user plane information only. The traffic-
channels provided by MAC include a Dedicated Traffic Channel (DTCH) and a
Multicast Traffic Channel (MTCH). The DTCH is a point-to-point channel, dedicated
to one UE for the transfer of user information and can exist in both uplink and
downlink. The MTCH is a point-to-multipoint downlink channel for transmitting
traffic data from the network to the UE.
[35] Uplink connections between logical channels and transport channels include a DCCH
that can be mapped to UL- SCH and a DTCH that can be mapped to UL-SCH.
Downlink connections between logical channels and transport channels include a
BCCH that can be mapped to BCH, a PCCH that can be mapped to PCH, a DCCH that
can be mapped to DL-SCH, and a DTCH that can be mapped to DL-SCH.
[36] It is known that different cause values may be mapped on the signature sequence
used to send messages between a UE and eNB and that either Channel Quality
Indicator (CQI) or path loss and cause or message size are candidates for inclusion in
the initial preamble. FIG. 6 illustrates different messages exchanged between a UE and
eNB during initial access.

[37] When a UE wishes to access the network and determines a message to be
transmitted, the message may be linked to a purpose and a cause value may be
determined. The size of the ideal message number 3 illustrated in FIG. 6 may also be
determined by identifying all optional information and different alternative sizes, such
as by removing optional information, or an alternative "scheduling request" message
may be used.
[38] The UE acquires necessary information for the transmission of the preamble, UL in-
terference, Pilot Transmit power and required Signal-to-Noise Ratio (SNR) for the
preamble detection at the receiver or combinations thereof. This information must
allow the calculation of the initial transmit power of the preamble. It is beneficial to
transmit the uplink message in the vicinity of the preamble from a frequency point of
view in order to ensure that the same channel is used for the transmission of the
message.
[39] The UE should take into account the uplink interference and the uplink path loss in
order to ensure that the network receives the preamble with a minimum SNR. The
uplink interference can be determined only in the ENodeB and, therefore, must be
broadcast by the ENodeB and received by the UE prior to the transmission of the
preamble. The uplink path loss can be considered to be similar to the downlink path
loss and can be estimated by the UE from the received Rx (receiver) signal strength
when the transmit power of some pilot sequence of the cell is known to the UE.
[40] The required uplink SNR for the detection of the preamble would typically depend
on the NodeB configuration, such as a number of Rx antennas and receiver
performance. There may be advantages to transmitting the rather static Transmit power
of the pilot and the necessary uplink SNR separately form the varying uplink in-
terference and possibly the power offset required between the preamble and the
message.
[41] The initial transmission power of the preamble can be roughly calculated according
to the following formula:
[42] Transmit power = TransmitPilot - RxPilot + ULInterference + Offset +
SNRRequired.
[43] Therefore, any combination of SNRRequired, ULInterference, TransmitPilot and
Offset can be broadcast. In principle, only one value must be broadcast. This is es-
sentially the method in current UMTS systems, although the UL interference in LTE
will mainly be neighboring cell interference that is probably more constant than in
UMTS.
[44] The UE determines the initial uplink transmit power for the transmission of the
preamble as explained above. The receiver in the eNB is able to estimate the absolute
received power as well as the relative received power compared to the interference in

the cell. The eNB will consider a preamble detected if the received signal power
compared to the interference is above an eNB known threshold.
[451 The UE performs power ramping in order to ensure that a UE can be detected even if
the initially estimated transmission power for the preamble is not adequate. Another
preamble will most likely be transmitted if no acknowledgement or a negative ac-
knowledgement is received by the UE before the next random access attempt. The
transmit power of the preamble can be increased, and / or the preamble can be
transmitted on a different uplink frequency in order to increase the probability of
detection,. Therefore, the actual transmit power of the preamble that will be detected
does not necessarily correspond to the initial transmit power of the preamble as
initially calculated by the UE.
[46] The UE must determine the possible uplink transport format
[47] The transport format, which may include Modulation and Coding Scheme (MCS)
and a number of resource blocks that should be used by the UE, depends mainly on
two parameters, specifically the SNR at the eNB and the required size of the message
to be transmitted.
[48] In practice, a maximum UE message size, or payload, and a required minimum SNR
correspond to each transport format. In UMTS, the UE determines before the
transmission of the preamble whether a transport format can be chosen for the
transmission according to the estimated initial preamble transmit power, the required
offset between preamble and the transport block, the maximum allowed or available
UE transmit power, a fixed offset and additional margin. The preamble in UMTS need
not contain any information regarding the transport format selected by the UE since the
network does not need to reserve time and frequency resources and, therefore, the
transport format is indicated together with the transmitted message.
[49] The eNB must be aware of the size of the message that the UE intends to transmit
and the SNR achievable by the UE in order to select the correct transport format upon
reception of the preamble and then reserve the necessary time and frequency resources.
Therefore, the eNB cannot estimate the SNR achievable by the UE according to the
received preamble because the UE transmit power compared to the maximum allowed
or possible UE transmit power is not known to the eNB, given that the UE will most
likely consider the measured path loss in the downlink or some equivalent measure for
the determination of the initial preamble transmission power.
[50] The eNB could calculate a difference between the path loss estimated in the
downlink compared and the path loss of the uplink. However, this calculation is not
possible if power ramping is used and the UE transmit power for the preamble does not
correspond to the initially calculated UE transmit power. Furthermore, the precision of
the actual UE transmit power and the transmit power at which the UE is intended to

transmit is very low. Therefore, it has been proposed to code the path loss or CQI
estimation of the downlink and the message size or the cause value in the uplink in the
signature.
[51] Additional features and advantages of the invention will be set forth in the de-
scription which follows, and in part will be apparent from the description, or may be
learned by practice of the invention. It is to be understood that both the foregoing
general description and the following detailed description of the present invention are
exemplary and explanatory and are intended to provide further explanation of the
invention as claimed.
[52] In one aspect of the present invention, a method of establishing a communication link
between a mobile terminal and a network is provided. The method includes identifying
at least two groupings of signatures for accessing the network, each of the at least two
groupings representing at least one combination of at least one transport format and at
least one radio condition, selecting a signature from one of the at least two groupings,
the selection according to one of the represented combinations and requesting access to
the network using the selected signature.
[531 It is contemplated that each of the at least one radio condition includes one of
required uplink transmit power, reception quality of downlink signals, uplink in-
terference, available power headroom and an anticipated difference between maximum
allowed uplink transmit power and uplink transmit power. It is further contemplated
that no specific combination of at least one transport format and at least one radio
condition is represented by both of the at least two groups
[54] It is contemplated that the method further includes receiving an indication of the at
least two groupings of signatures. It is further contemplated that the method further
includes receiving a response acknowledging receipt of the access request, the
response including resources for accessing the network and transmitting data using the
resources.
[55] It is further contemplated that selecting a signature from one of the at least two
groupings includes determining an amount of data to transmit and allowable power
headroom. It is further contemplated that determining an amount of data to transmit
includes at least one of determining alternate message sizes for transmitting data and
removing optional information from the data.
[56] It is contemplated that the method further includes not receiving a response ac-
knowledging receipt of the access request within a specified amount of time and
requesting access to the network again using a signature re-selected from one of the at
least two groupings according to one of the represented combinations. It is further con-
templated that the signature is re-selected from one of the at least two groupings
according to whether a represented combination of at least one transport format and at

least one radio condition can accommodate an increase in transmission power of the
access request.
[57] It is contemplated that re-selecting a signature from one of the at least two groupings
includes determining an amount of data to transmit and allowable power headroom. It
is further contemplated that determining an amount of data to transmit includes at least
one of determining alternate message sizes for transmitting data and removing optional
information from the data.
[58] It is contemplated that the method further includes not receiving a response ac-
knowledging receipt of the access request within a specified amount of time and
requesting access to the network again using the selected signature. It is further con-
templated that the method further includes receiving a response acknowledging receipt
of the access request, the response including resources for accessing the network and
an indication that the transmission power of the access request was higher than
necessary and transmitting data using the resources, the data transmitted at a power
that is lower than the power obtained by applying an offset to the transmission power
of the access request, the offset identified by a transport format represented by the
grouping from which the signature was selected.
[59] It is contemplated that two groupings are identified, each grouping including
signatures, and requesting access to the network includes transmitting a preamble
according to the selected signature. It is further contemplated that each of the at least
one transport format identifies a modulation and coding scheme, a number of resource
blocks and a maximum payload.
[60] In another aspect of the present invention, a method of establishing a communication
link between a mobile terminal and a network is provided. The method includes
identifying at least two groupings of signatures for accessing the network, each of the
at least two groupings representing at least one combination of at least one transport
format and at least one radio condition, receiving an access request from the mobile
terminal, identifying one of the at least two groupings to which a signature used to
transmit the access request belongs. Preferably, the method further includes allocating
resources to the mobile terminal according to the identified grouping.
[61] In another aspect of the present invention, a mobile terminal for establishing a com-
munication link with a network is provided. The mobile terminal includes a
transmitting/receiving unit transmitting an access request to the network, a display unit
displaying user interface information, an input unit receiving inputs from a user and a
processing unit identifying at least two groupings of signatures for accessing the
network, selecting a signature from one of the at least two groupings and controlling
the transmitting/receiving unit to request access to the network by generating an access
request message using the selected signature, wherein each of the at least two

groupings represents at least one combination of at least one transport format and at
least one radio condition and the selection of the signature is according to one of the
represented combinations.
[62] It is contemplated that each of the at least one radio condition includes one of
required uplink transmit power, reception quality of downlink signals, uplink in-
terference, available power headroom and an anticipated difference between maximum
allowed uplink transmit power and uplink transmit power. It is further contemplated
that no specific combination of at least one transport format and at least one radio
condition is represented by both of the at least two groups.
[63] It is contemplated that the transmitting/receiving unit receives an indication of the at
least two groupings of signatures. It is further contemplated that the transmitting/
receiving unit receives a response acknowledging receipt of the access request, the
response including resources for accessing the network, and the processing unit
controls the transmitting/receiving unit to transmit data using the resources.
[64] It is contemplated that the processing unit selects the signature from one of the at
least two groupings by determining an amount of data to transmit and allowable power
headroom. It is further contemplated that the processing unit determines the amount of
data to transmit by at least one of determining alternate message sizes for transmitting
data and removing optional information from the data.
[65] It is contemplated that the processing unit controls the transmitting/receiving unit to
request access to the network again upon not receiving a response acknowledging
receipt of the access request within a specified amount of time, the access request
performed using a signature re-selected from one of the at least two groupings
according to one of the represented combinations. It is further contemplated that the
processing unit re-selects the signature from one of the at least two groupings
according to whether a represented combination of at least one transport format and at
least one radio condition can accommodate an increase in transmission power of the
access request.
[66] It is contemplated that the processing unit re-selects the signature from one of the at
least two groupings by determining an amount of data to transmit and allowable power
headroom. It is further contemplated that the processing determines the amount of data
to transmit by at least one of determining alternate message sizes for transmitting data
and removing optional information from the data.
[67] It is contemplated that the processing unit controls the transmitting/ receiving unit to
request access to the network again upon not receiving a response acknowledging
receipt of the access request within a specified amount of time, the access request
performed using the selected signature. It is further contemplated that the transmitting/
receiving unit receives a response acknowledging receipt of the access request, the

response including resources for accessing the network and an indication that the
transmission power of the access request was higher than necessary, and the processing
unit controls the transmitting/receiving unit to transmit data using the resources, the
data transmitted at a power that is lower than the power obtained by applying an offset
to the transmission power of the access request, the offset identified by a transport
format represented by the grouping from which the signature was selected.
[68] It is contemplated that two groupings are identified, each grouping including
signatures, and the processing unit controls the transmitting/receiving unit to request
access to the network by generating a preamble according to the selected signature. It
is further contemplated that each of the at least one transport format identifies a
modulation and coding scheme, a number of resource blocks and a maximum payload.
[69] In another aspect of the present invention, a network for establishing a com-
munication link with a mobile terminal is provided. The network includes a receiver
receiving an access request from the mobile terminal and a controller identifying at
least two groupings of signatures for accessing the network, each of the at least two
groupings representing at least one combination of at least one transport format and at
least one radio condition and identifying one of the at least two groupings to which a
signature used to transmit the access request belongs. Preferably, the controller further
allocates resources to the mobile terminal according to the identified grouping.
[70] These and other embodiments will also become readily apparent to those skilled in
the art from the following detailed description of the embodiments having reference to
the attached figures, the invention not being limited to any particular embodiments
disclosed.
[71] The accompanying drawings, which are included to provide a further understanding
of the invention and are incorporated in and constitute a part of this specification,
illustrate embodiments of the invention and together with the description serve to
explain the principles of the invention. Features, elements, and aspects of the invention
that are referenced by the same numerals in different figures represent the same,
equivalent, or similar features, elements, or aspects in accordance with one or more
embodiments.
[72] FIG. 1 illustrates a block diagram illustrating network structure of an evolved
universal mobile telecommunication system (E-UMTS).
[73] FIG. 2 illustrates a block diagram depicting architecture of a typical E-UTRAN and a
typical EPC.
[74] FIG. 3 illustrates the user-plane protocol for the E-UMTS
[75] FIG. 4 illustrates the control-plane protocol stack for the E-UMTS
[76] FIG. 5 illustrates a Structure of the physical channel.
[77] FIG. 6 illustrates a Random Access procedure for E-UTRAN initial access.

[78J FIG. 7 illustrates a random access procedure according to the present invention.
[79] FIG. 8 illustrates a block diagram of a mobile station (MS) or access terminal 2.
[80] Reference will now be made in detail to the preferred embodiments of the present
invention, examples of which are illustrated in the accompanying drawings. The
present invention is directed to a RACH initial access procedure in a UE.
[81] The present invention proposes a method to allow an accurate choice of the UL
transport format. The new method allows the UE to determine by itself whether a
certain transport format may be used for the transmission of message 3 in FIG. 6 prior
to the first preamble transmission and prior to the power ramping.
[82] The UE determines the transmit power for message 3 in FIG. 6 based on the transmit
power of the preamble that has been detected by the eNB. It is clear that a minimum
SNR is necessary for the successful transmission of an UL message, such as message 3
in FIG. 6. At the same time, it is necessary that the preamble, such as message 1 in
FIG. 6, be received with a certain SNR in order to be considered as successfully
received by the NodeB.
[83] The eNB knows the SNR required for successful detection of the preamble since the
SNR necessary for message 3 for each available transport format is also known by the
eNB. The eNB can indicate an offset for transmission of message 3 compared to the
transmission power of the preamble, the offset indicated even before the preamble is
detected.
[84] The present invention takes into account more aspects of the potential procedure for
the NSRA and considers how the information included in messages may be reduced
through linking the physical procedure and the MAC behavior while still conveying
the necessary information.
[85] A fixed or broadcast margin may be used as the offset relative to the estimated initial
preamble transmission power. This is possible because the UE knows the currently
used transmit power for the preamble, the maximum available or allowed transmit
power. Alternatively, the UE may re-evaluate which transport format may be
transmitted prior to each transmission of a preamble, assuming that the eNB detects the
preamble.
[86] According to the present invention, it is essentially the UE that determines which of
the available transport formats are available for transmission before each transmission
of the preamble. This reduces sensitivity to an erroneous estimation of the necessary
transmit power necessary for detection of the preamble.
[87] A UE would then only determine a transport format that it is able to transmit. The de-
termination is made according to the transmit power of the preamble that the UE will
use, the difference between preamble transmit power and the required power for
transmission of message 3 as indicated by the eNB, and the maximum available or

allowed UE Transmit power.
[88] The eNB need not check whether the UE transmit power is sufficient when a UE
indicates a signature corresponding to a certain transport format for transmission. This
is because the detection of the UE already implies that the UE transmit power and the
uplink channel quality is sufficient to transmit the required transport format.
[89] Therefore, the only information that the signature must indicate is the transport
format that the UE requests to use and further information, such as CQI or path loss,
need not be coded in the preamble in order to determine the possible transport formats
for transmission of message 3. Furthermore, the eNB may indicate an additional offset
in message 2 for the transmission of message 3 compared to the transmission power of
the preamble if the transmit power chosen by the UE results in a higher SNR in the
eNB than is needed for detection. It is beneficial to transmit the uplink message in
vicinity of the preamble from a frequency point of view in order to ensure that the
same channel is used for the transmission of the message.
[90] FIG. 7 illustrates a random access procedure according to the present invention. As
illustrated in FIG. 7, the necessary information for the calculation of the preamble is
gathered in steps S10 to S50 in order to ensure detection of the initial preamble and
prepare a message, if any, for transmission.
[91] The information that is needed in the UE includes any combination of uplink in-
terference, pilot transmit power, required SNR and possibly additional offsets in order
to calculate the necessary preamble transmit power based on the measured received
pilot receive power as well as allowed transport formats for transmission of a RACH
message in the uplink, offsets related to the power with which the preamble has been
transmitted for each transport format, and information related to power ramping for
successive preamble transmissions. Transport formats should include at least the
available payload size, but other information, such as coding type and necessary time /
frequency resources, may be included.
[92] One additional margin, or a specific margin per transport format, is necessary if the
estimation of the allowed transport formats for the uplink is done only once prior to the
transmission of the initial preamble. This allows the UE to determine whether a
transport format may be transmitted including a margin for eventual power ramping
based on the estimated initial preamble transmission power. Signature / time /
frequency resources associated with each transport format should also be made
available, specifically if no message needs to be transmitted.
[93] The needed information may either be broadcast on the system information in a cell
or fixed in a standard. The order in which steps S10 to S50 are performed is inter-
changeable.
[94] The UE determines in step S60 which transport formats may be used based on the

transmission power that will be used for the transmission of the preamble. This de-
termination may be performed once before the transmission of the first preamble, with
a set of possible transport formats identified by the UE according to the transport
formats for which the following equation is fulfilled:
[95]
[96] Alternatively the determination may be performed before each transmission of the
preamble. In this case, the available set of possible transport formats may change
during the procedure if the transmit power is increased or if parameters, such as the
uplink interference value, change.
[97] The UE then chooses from the possible transport formats the transport format that
allows the largest version of the message that should be transmitted. The transport
format that requires the least transmit power, adds the least padding, or uses the least
time / frequency resources may be chosen if several transport formats are possible.
[98] It is not necessary that the possible transport formats be determined prior to choosing
the transport format that best suits the message size. The suitable transport formats
may be determined first and then which of the suitable transport formats may be used
is determined based on the initial power estimation.
[99] As illustrated in step S70, the RACH procedure is ended unsuccessfully if no
transport format can be chosen that allows transmission of at least the smallest version
of the message based on the determined preamble transmit power. As illustrated in step
S80, the UE then selects a signature and a time / frequency resource for transmission
from a set corresponding to the selected transport format if a suitable transport format
has been identified.
[100] Different transport formats might be coded on the same group of signatures, for
example, if the time / frequency resources required are the same. A specific set of
signatures and time / frequency resources could be reserved for when no message part
is supposed to be transmitted and a UE that has no message to be transmitted can
choose a signature from this set.
[101] It is determined in step S80 whether the UE receives an ACK. The ACK may include
a timing advance value and an uplink resource assignment.
[102] The UE transmits the message using the determined transport format, as illustrated in
step S100, if an ACK is received. An additional offset, such as Off overshoot, may be
overshoot
included in the ACK if the eNB detects that the transmission power of the preamble
exceeds the threshold. In this case, the message is sent with a power determined
according to the following equation:
[103]

[104] The UE determines whether to stop the procedure unsuccessfully or continue with
the preamble transmission at another occasion, as illustrated in step S90, if a negative
acknowledgement or no acknowledgement is received from the eNB. If it is
determined to continue with the preamble transmission at another occasion, the UE
will increase its preamble transmission power if applicable and / or change the
frequency resources used for the transmission of the next preamble, as illustrated in
step S110. Depending upon whether the UE determines the uplink transport format at
each transmission of the preamble or whether uplink transport format is determined
only once for the transmission of the first preamble, the process then returns to either
step S60 or S0.
[105] Two possible methods are contemplated. The UE may determine a transport format
for use based on the message size and transport format information and associated
offsets and, possibly, a margin compared to the transmission power of the initial or the
next preamble, with transport format information and offset information either
broadcast on system information or fixed in a standard. On the other hand, the UE may
choose the signature and time / frequency resources for the preamble transmission
based on a chosen transport format, where each transport format corresponds to a set of
signatures and time / frequency resources that are either fixed in a standard or
broadcast by the eNB and from which the UE chooses randomly or based on other
criteria. Different transport formats may use the same set of signatures if, for example,
different transport formats require the same time / frequency resources.
[106] FIG. 8 illustrates a block diagram of a mobile station (MS) or access terminal 2. The
AT 2 includes a processor (or digital signal processor) 110, RF module 136, power
management module 106, antenna 150, battery 166, display 116, keypad 120, memory
130, SIM card 126 (which may be optional), speaker 156 and microphone 160.
[107] A user enters instructional information, such as a telephone number, for example, by
pushing the buttons of a keypad 120 or by voice activation using the microphone 160.
The microprocessor 110 receives and processes the instructional information to
perform the appropriate function, such as to dial the telephone number. Operational
data may be retrieved from the Subscriber Identity Module (SIM) card 126 or the
memory module 130 to perform the function. Furthermore, the processor 110 may
display the instructional and operational information on the display 116 for the user's
reference and convenience.
[108] The processor 110 issues instructional information to the RF module 136, to initiate
communication, for example, transmits radio signals comprising voice communication
data. The RF module 136 comprises a receiver and a transmitter to receive and
transmit radio signals. An antenna 150 facilitates the transmission and reception of
radio signals. Upon receiving radio signals, the RF module 136 may forward and

convert the signals to baseband frequency for processing by the processor 110. The
processed signals would be transformed into audible or readable information outputted
via the speaker 156, for example. The processor 110 also includes the protocols and
functions necessary to perform the various processes described herein.
[109] As the present invention may be embodied in several forms without departing from
the spirit or essential characteristics thereof, it should also be understood that the
above-described embodiments are not limited by any of the details of the foregoing de-
scription, unless otherwise specified, but rather should be construed broadly within its
spirit and scope as defined in the appended claims. Therefore, all changes and modi-
fications that fall within the metes and bounds of the claims, or equivalence of such
metes and bounds are intended to be embraced by the appended claims.
[110] The foregoing embodiments and advantages are merely exemplary and are not to be
construed as limiting the present invention. The present teaching can be readily applied
to other types of apparatuses.
[111] The description of the present invention is intended to be illustrative, and not to limit
the scope of the claims. Many alternatives, modifications, and variations will be
apparent to those skilled in the art. In the claims, means-plus-function clauses are
intended to cover the structure described herein as performing the recited function and
not only structural equivalents but also equivalent structures.
[112|

Claims
[1] A method of establishing a communication link between a mobile terminal and a
network, the method comprising:
identifying at least two groupings of signatures for accessing the network, each
of the at least two groupings representing at least one combination of at least one
transport format and at least one radio condition;
selecting a signature from one of the at least two groupings, the selection
according to one of the represented combinations; and
requesting access to the network using the selected signature.
[2] The method of claim 1, wherein each of the at least one radio condition
comprises one of required uplink transmit power, reception quality of downlink
signals, uplink interference, available power headroom and an anticipated
difference between maximum allowed uplink transmit power and uplink transmit
power.
[3] The method of claim 1, wherein no specific combination of at least one transport
format and at least one radio condition is represented by both of the at least two
groups.
[4] The method of claim 1, further comprising receiving an indication of the at least
two groupings of signatures.
[5] The method of claim 1, further comprising:
receiving a response acknowledging receipt of the access request, the response
comprising resources for accessing the network; and
transmitting data using the resources.
[6] The method of claim 1, wherein selecting a signature from one of the at least two
groupings comprises determining an amount of data to transmit and allowable
power headroom.
[7] The method of claim 6, wherein determining an amount of data to transmit
comprises at least one of determining alternate message sizes for transmitting
data and removing optional information from the data.
[8] The method of claim 1, further comprising:
not receiving a response acknowledging receipt of the access request within a
specified amount of time; and
requesting access to the network again using a signature re-selected from one of
the at least two groupings according to one of the represented combinations.
[9] The method of claim 8, wherein the signature is re-selected from one of the at
least two groupings according to whether a represented combination of at least
one transport format and at least one radio condition can accommodate an

increase in transmission power of the access request.
[10] The method of claim 8, wherein re-selecting a signature from one of the at least
two groupings comprises determining an amount of data to transmit and
allowable power headroom.
[11] The method of claim 10, wherein determining an amount of data to transmit
comprises at least one of determining alternate message sizes for transmitting
data and removing optional information from the data.
[12] The method of claim 1, further comprising:
not receiving a response acknowledging receipt of the access request within a
specified amount of time; and
requesting access to the network again using the selected signature.
[13] The method of claim 1, further comprising:
receiving a response acknowledging receipt of the access request, the response
comprising resources for accessing the network and an indication that the
transmission power of the access request was higher than necessary; and
transmitting data using the resources, the data transmitted at a power that is
lower than the power obtained by applying an offset to the transmission power of
the access request, the offset identified by a transport format represented by the
grouping from which the signature was selected.
[14] The method of claim 1, wherein two groupings are identified, each grouping
comprising 32 signatures, and requesting access to the network comprises:
transmitting a preamble according to the selected signature.
[15] The method of claim 1, wherein each of the at least one transport format
identifies a modulation and coding scheme, a number of resource blocks and a
maximum payload.
[16] A method of establishing a communication link between a mobile terminal and a
network, the method comprising:
identifying at least two groupings of signatures for accessing the network, each
of the at least two groupings representing at least one combination of at least one
transport format and at least one radio condition;
receiving an access request from the mobile terminal;
identifying one of the at least two groupings to which a signature used to
transmit the access request belongs.
[17] The method of claim 16, further comprising allocating resources to the mobile
terminal according to the identified grouping.
[18] A mobile terminal for establishing a communication link with a network, the
mobile terminal comprising:
a transmitting/receiving unit transmitting an access request to the network;

a display unit displaying user interface information;
an input unit receiving inputs from a user; and
a processing unit identifying at least two groupings of signatures for accessing
the network, selecting a signature from one of the at least two groupings and
controlling the transmitting/receiving unit to request access to the network by
generating an access request message using the selected signature,
wherein each of the at least two groupings represents at least one combination of
at least one transport format and at least one radio condition and the selection of
the signature is according to one of the represented combinations.
[19] The mobile terminal of claim 18, wherein each of the at least one radio condition
comprises one of required uplink transmit power, reception quality of downlink
signals, uplink interference, available power headroom and an anticipated
difference between maximum allowed uplink transmit power and uplink transmit
power.
[20] The mobile terminal of claim 18, wherein no specific combination of at least one
transport format and at least one radio condition is represented by both of the at
least two groups.
[21J The mobile terminal of claim 18, wherein the transmitting/receiving unit receives
an indication of the at least two groupings of signatures.
[22] The mobile terminal of claim 18, wherein the transmitting/receiving unit receives
a response acknowledging receipt of the access request, the response comprising
resources for accessing the network, and the processing unit controls the
transmitting/receiving unit to transmit data using the resources.
[23] The mobile terminal of claim 18, wherein the processing unit selects the
signature from one of the at least two groupings by determining an amount of
data to transmit and allowable power headroom.
124] The mobile terminal of claim 23, wherein the processing unit determines the
amount of data to transmit by at least one of determining alternate message sizes
for transmitting data and removing optional information from the data.
[25] The mobile terminal of claim 18, wherein the processing unit controls the
transmitting/receiving unit to request access to the network again upon not
receiving a response acknowledging receipt of the access request within a
specified amount of time, the access request performed using a signature re-
selected from one of the at least two groupings according to one of the
represented combinations.
[26] The mobile terminal of claim 25 wherein the processing unit re-selects the
signature from one of the at least two groupings according to whether a
represented combination of at least one transport format and at least one radio

condition can accommodate an increase in transmission power of the access
request.
[27] The mobile terminal of claim 25 wherein the processing unit re-selects the
signature from one of the at least two groupings by determining an amount of
data to transmit and allowable power headroom.
[28] The mobile terminal of claim 27 wherein the processing determines the amount
of data to transmit by at least one of determining alternate message sizes for
transmitting data and removing optional information from the data.
[29] The mobile terminal of claim 18, wherein the processing unit controls the
transmitting/receiving unit to request access to the network again upon not
receiving a response acknowledging receipt of the access request within a
specified amount of time, the access request performed using the selected
signature.
[30] The mobile terminal of claim 18, wherein the transmitting/receiving unit receives
a response acknowledging receipt of the access request, the response comprising
resources for accessing the network and an indication that the transmission
power of the access request was higher than necessary, and the processing unit
controls the transmitting/receiving unit to transmit data using the resources, the
data transmitted at a power that is lower than the power obtained by applying an
offset to the transmission power of the access request, the offset identified by a
transport format represented by the grouping from which the signature was
selected.
[31] The mobile terminal of claim 18, wherein two groupings are identified, each
grouping comprising 32 signatures, and the processing unit controls the
transmitting/receiving unit to request access to the network by generating a
preamble according to the selected signature.
[32] The mobile terminal of claim 1.8, wherein each of the at least one transport
format identifies a modulation and coding scheme, a number of resource blocks
and a maximum payload.
[33] A network for establishing a communication link with a mobile terminal, the
network comprising:
a receiver receiving an access request from the mobile terminal; and
a controller identifying at least two groupings of signatures for accessing the
network, each of the at least two groupings representing at least one combination
of at least one transport format and at least one radio condition and identifying
one of the at least two groupings to which a signature used to transmit the access
request belongs.
[34] The method of claim 33, wherein the controller further allocates resources to the

mobile terminal according to the identified grouping.

A procedure for RACH initial access in a mobile terminal is provided such that necessary information is conveyed the for the initial access procedure with less overhead. The method allow an accurate choice of the uplink transport format by allowing the mobile terminal to determine by itself whether a certain transport format may be used for the transmission of a message prior to the first preamble transmission and prior to the power ramping.

Documents:

http://ipindiaonline.gov.in/patentsearch/GrantedSearch/viewdoc.aspx?id=dBMJ0e1X0OQDzGPSerQ6Pw==&loc=wDBSZCsAt7zoiVrqcFJsRw==


Patent Number 269055
Indian Patent Application Number 1456/KOLNP/2009
PG Journal Number 40/2015
Publication Date 02-Oct-2015
Grant Date 29-Sep-2015
Date of Filing 20-Apr-2009
Name of Patentee LG ELECTRONICS INC.
Applicant Address 20, YEOUIDO-DONG, YEONGDEUNGPO-GU, SEOUL
Inventors:
# Inventor's Name Inventor's Address
1 FISCHER, PATRICK 117, AVENUE DES NATIONS-BP 69012, VILLEPINTE, ROISSY CDG CEDEX, F-95970, PARIS
2 VUJCIC, DRAGAN 117, AVENUE DES NATIONS-BP 69012, VILLEPINTE, ROISSY CDG CEDEX, F-95970, PARIS
3 FEUILLETTE, REMI 117, AVENUE DES NATIONS-BP 69012, VILLEPINTE, ROISSY CDG CEDEX, F-95970, PARIS
PCT International Classification Number H04B 7/26
PCT International Application Number PCT/KR2007/004930
PCT International Filing date 2007-10-10
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 60/862,717 2006-10-24 U.S.A.