Title of Invention

RESPIRATORY DEVICES AND METHODS OF USE

Abstract Described here are methods, devices, and kits for altering the flow of air in a respiratory cavity such as the mouth and nostrils of the nose. These methods and devices may be useful for affecting a physiologic benefit in patients suffering from a variety of medical diseases, particularly those that may benefit from "pursed-lip" breathing and non-invasive ventilation, such as COPD, heart failure, sleep apnea, and other medical disorders. The devices are typically removable devices that may be placed over or in a respiratory cavity to increase resistance to airflow within the respiratory cavity. Resistance to expiration may be selectively increased relative to inspiration. Removable oral and removable nasal devices are described. Oral and nasal devices that filter inhaled airflow of debris and allergens are also provided. A nasal device that increases patency of the nares is also provided.
Full Text WO 2006/063339 PCT/US2005/044888
RESPIRATORY DEVICES AND METHODS OF USE
CROSS-REFERENCE TO RELATED APPLICATIONS
[0001] The present invention is related and claims priority to the U.S. Provisional
Patent Application, Serial No. 60/634,715, filed December 8, 2004. The disclosure of which is
herein incorporated by reference in its entirety.
TECHNICAL FIELD
[0002] The devices, methods, and kits described herein relate generally to the field
of medicine and more particularly to the fields of cardiovascular medicine, sleep medicine,
pulmonology, gastroenterology, and internal medicine. In this regard, the devices, methods, and
kits described may be useful in the treatment of diseases including heart failure, hypertension,
sleep apnea and other sleep disorders, snoring, chronic obstructive pulmonary disease (COPD),
gastroesophageal reflux disease, and various inflammatory diseases, among others.
BACKGROUND
[0003] Numerous disease states could benefit from the modification of patient
respiration, including heart failure, sleep apnea and other sleep disorders, hypertension, snoring,
chronic obstructive pulmonary disease (COPD), bronchitis, asthma, and many others.
[0004] Heart failure, or congestive heart failure (CHF), is a common clinical
syndrome that represents the end-stage of a number of pulmonary and cardiac disease states.
Heart failure is a degenerative condition that occurs when the heart muscle weakens and the
ventricle no longer contracts normally. The heart can then no longer adequately pump blood to
the body including the lungs. This may lead to exercise intolerance, or may cause fluid retention
with subsequent shortness of breath or swelling of the feet. Over four million people are
diagnosed with heart failure in the United States alone. Morbidity and mortality in patients with
heart failure is high.
[0005] Sleep apnea is defined as the temporary absence or cessation of breathing
during sleep. Airflow must be absent for some period of time longer than the usual inter-breath
interval, typically defined as ten seconds for adults and eight seconds (or more than two times

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the normal respiratory cycle time) for infants. There are three general varieties of sleep apnea:
central, obstructive, and mixed. In central sleep apnea, the patient makes no effort to breathe. In
obstructive apnea, ventilatory effort is present, but no airflow results, because of upper airway
closure. In mixed apnea, there is initially no ventilatory effort (suggestive of central sleep
apnea), but an obstructive sleep apnea pattern becomes evident when ventilatory effort resumes.
Finally, hypopnea is a temporary decrease in inspiratory airflow that is out of proportion to the
individual's effort or metabolic needs. The terms sleep apnea and/or sleep disordered breathing
may refer to hypopnea.
[0006] Hypertension refers to elevated blood pressure, and is a very common
disease. Hypertension is characterized by elevated systolic and/or diastolic blood pressures.
Despite the prevalence of hypertension and its associated complications, control of the disease is
far from adequate. Only a third of people with hypertension control their blood pressure
adequately. This failure reflects the inherent problem of maintaining long-term therapy for a
usually asymptomatic condition, particularly when the therapy may interfere with the patient's
quality of life, and when the immediate benefits of the therapy are not be obvious to the patient.
[0007] Chronic obstructive pulmonary disease (COPD) includes chronic
bronchitis, emphysema and asthma. In both chronic bronchitis and emphysema, airflow
obstruction limits the patient's airflow during exhalation. COPD is a progressive disease
characterized by a worsening baseline respiratory status over a period of many years with
sporadic exacerbations often requiring hospitalization. Early symptoms include increased
sputum production and sporadic acute exacerbations characterized by increased cough, purulent
sputum, wheezing, dyspnea, and fever. As the disease progresses, the acute exacerbations
become more frequent. Late in the course of the disease, the patient may develop hypercapnia,
hypoxemia, erythrocytosis, cor pulmonale with right-sided heart failure, and edema.
[0008] Chronic bronchitis is characterized by a chronic cough with sputum
production leading to obstructed expiration. Pathologically, there may be mucosal and
submucosal edema and inflammation and an increase in the number and size of mucus glands.
Emphysema is characterized by destruction of the lung parenchyma leading to loss of elastic
recoil, reduced tethering of airways, and obstruction to expiration. Pathologically, the distal
airspaces are enlarged.
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[0009] Asthma is another chronic lung condition, characterized by difficulty in
breathing. People with asthma have extra-sensitive or hyper-responsive airways. The airways
react by obstructing or narrowing when they become inflamed or irritated. This makes it
difficult for the air to move in and out of the airways, leading to respiratory distress. This
narrowing or obstruction can lead to coughing, wheezing, shortness of breath, and/or chest
tightness. In some cases, asthma may be life threatening.
[0010] In all of these diseases, current medical and surgical therapies are not
completely effective, and there is considerable room for improvement. Two therapies that are
used to treat these diseases are pulmonary rehabilitation (including pursed-lip breathing) and
non-invasive mechanical ventilation.
[0011] Pulmonary rehabilitation is frequently used to treat patients suffering from
a variety of medical ailments such as those mentioned. For example, COPD patients are taught
new breathing techniques that reduce hyperinflation of the lungs and relieve expiratory airflow
obstruction. One of the goals of this training is to reduce the level of dyspnea. Typically, these
new breathing techniques include diaphragmatic and pursed-lip breathing. Pursed-lip breathing
involves inhaling slowly through the nose and exhaling through pursed-lips (as if one were
whistling), taking two or three times as long to exhale as to inhale. Most COPD patients
instinctively learn how to perform pursed-lip breathing in order to relieve their dyspnea.
Moreover, patients with asthma and other respiratory ailments, and even normal people during
exercise, have been shown to use pursed-lip breathing, especially during times of exertion.
[0012] It is widely believed that producing a proximal obstruction (e.g., pursing
the lips) splints open the distal airways that have lost their tethering in certain disease states. In
other words, airways that would normally collapse during respiration remain open when the
patient breathes through pursed-lips. Moreover, by increasing exhalation time, respiratory rate
can be reduced and, in some cases, made more regular.
[0013] The medical literature has confirmed the utility of pursed-lip breathing in
COPD patients. Specifically, it has been found that pursed-lip breathing by COPD patients
results in a reduction in respiratory rate, an increase in tidal volumes, and an improvement of
oxygen saturation. AH of these effects contribute to a reduction in patient dyspnea. However,
pursed-lip breathing requires conscious effort. Thus, the patient cannot breathe through pursed-
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lips while sleeping. As a result, the patient can still become hypoxic at night and may develop
pulmonary hypertension and other sequelae as a result. Furthermore, the patient has to
constantly regulate his own breathing. This interferes with his performing of other activities
because the patient must pay attention to maintaining pursed-lip breathing.
[0014] Non-invasive positive pressure ventilation (NPPV) is another method of
treating diseases that benefit from regulation of the patient's respiration. NPPV refers to
ventilation delivered by a nasal mask, nasal prongs/pillows or face mask. NPPV eliminates the
need for intubation or tracheostomy. Outpatient methods of delivering NPPV include bilevel
positive airway pressure (BIPAP or bilevel) ventilator devices, or continuous positive airway
pressure (CPAP) devices.
[0015] NPPV can deliver a set pressure during each respiratory cycle, with the
possibility of additional inspiratory pressure support in the case of bi-level devices. NPPV has
• been shown to be very efficacious in such diseases as sleep apnea, heart failure, and COPD, and
has become increasingly used in recent years. Many patients use CPAP or BIPAP at night while
they are sleeping.
[0016] However, most patients experience difficulty adapting to nocturnal NPPV,
leading to poor compliance. Mask discomfort is a very common problem for patients new to
NPPV, because of the high pressures on the nose, mouth, and face, and because of
uncomfortably tight straps. Nasal congestion and dryness are also common complaints that may
vary by season. The nasal bridge can become red or ulcerated due to excessive mask tension.
Eye irritation and acne can also result. Still other patients experience abdominal distention and
flatulence. Finally, air leakage through the mouth is also very common in nasal NPPV patients,
potentially leading to sleep arousals.
[0017] Both pursed-lip breathing and the use of NPPV have been shown to offer
significant clinical benefits to patients with a variety of medical illnesses, including but not
limited to COPD, heart failure, pulmonary edema, sleep apnea (both central and obstructive) and
other sleep disordered breathing, cystic fibrosis, asthma, cardiac valve disease, arrhythmias,
anxiety, and snoring. Expiratory resistance is believed to provide the bulk of clinical
improvements when using pursed-lip breathing and NPPV, through a variety of physiologic
mechanisms. In contrast, inspiratory support is not believed to offer clinical benefits in many
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patients. For example, in COPD, expiratory resistance facilitates expiration, increases tidal
volume, decreases respiratory rate, and improves gas exchange. In the case of heart failure, it is
felt that positive pressure in the airways (due to expiratory resistance) reduces pulmonary edema
and improves lung compliance, decreases preload and afterload, increases pO2, and decreases
PCO2. In many disease states, expiratory resistance helps maintain a more stable respiratory rate
that can have profound clinical effects to the patient.
[0018] It would therefore be desirable to have a medical device and/or procedure
that mimics the effect of pursed-lip breathing and/or the benefits of non-invasive ventilation
without suffering from the drawbacks described above.
BRIEF SUMMARY
[0019] Described herein are respiratory devices and methods for treating a variety
of medical diseases through the use of such devices. Some versions of these devices make use
of expiratory resistance to mimic the effects of pursed-lip breathing and non-invasive ventilation
(with or without positive end expiratory pressure, or PEEP).
[0020] The respiratory device described herein is adapted to be removably secured
in communication with a respiratory cavity. A respiratory cavity may be a nasal cavity (e.g.,
nostril or nasal passage) or an oral cavity (e.g., mouth or throat). The respiratory device
comprises a passageway, an airflow resistor in communication with the passageway, and a
holdfast for removably securing the respiratory device in communication with the respiratory
cavity. The airflow resistor alters the flow of air passing within the passageway. In particular,
the airflow resistor may alter the flow of air within the passageway by increasing the resistance
to the flow of air in the passageway. The respiratory device may be applied or removed by the
user of the device, and thus, does not need to be applied by a physician or other healthcare
personnel.
[0021] In one version, the respiratory device is adapted to be removably secured in
communication with a nasal cavity. The respiratory device may also comprise a rim for
supporting the passageway. The rim may be, for example, a frame, a framework, or a tube
comprising a material and a shape that prevents the passageway from collapsing during use,
particularly when the device is used during repeated cycles of inhalation and exhalation. In
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some versions, the rim defines at least a portion of a wall of the passageway. However, the rim
may support a passageway (or a portion of the passageway) which has another material (e.g., a
medicinal or protective layer) that defines all or part of the inner lumen of the passageway.
[0022] In one version, the airflow resistor increases the resistance of air being
exhaled and/or inhaled through the passageway. The airflow resistor may have an orientation, so
that resistance to airflow in one direction is greater than the opposite direction. For example, the
airflow resistor may increase the resistance to air exhaled through the passageway of the
respiratory device without substantially increasing the resistance to air inhaled through the
passageway. The airflow resistor may increase the resistance to air exhaled through the
passageway of the respiratory device more than it increases the resistance to air inhaled through
the passageway. Furthermore, the respiratory device may be reversible, so that in one
orientation resistance to airflow through the device during inhalation is higher than resistance to
airflow through the device during exhalation. By reversing the device (or by reversing the
airflow resistor portion of the device), resistance to airflow through the device during exhalation
is higher than resistance to airflow through the device during inhalation.
[0023] In one version, the airflow resistor decreases the resistance to air exhaled
and/or inhaled through the passageway when the airflow across the airflow resistor or the air
pressure differential across the airflow resistor exceeds a threshold level. Thus, for example, the
respiratory device may not inhibit airflow (or not substantially inhibit airflow) in the passageway
during a cough, sneeze, nose blowing or other high airflow/high pressure event. The threshold
value may be determined based on measurements or approximations from a particular user. For
example, the threshold may be a value above the normal peak of airflow or pressure during
normal expiration. The threshold value may also be determined based on a typical value
approximated from many patients This threshold pressure for example may fall within the range
of 0.1 to 1000 cm H2O pressure, more preferably within the range of 0.5 and 100 cm H2O
pressure, and most preferably within the range 1.0 and 50 cm H2O pressure.[0023] In one
version, the airflow resistor increases the resistance to air exhaled and/or inhaled through the
passageway when the airflow across the airflow resistor or the air pressure differential across the
airflow resistor falls below a threshold level. Thus, the respiratory device may create a PEEP
(positive end expiratory pressure) effect by, for example, preventing complete exhalation based
on the pressure applied against the device, if the pressure and/or airflow at the end of exhalation
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are below the threshold level selected. The threshold level may correspond to an air pressure
differential, air pressure.or airflow measured from an individual patient, or it may correspond to
a typical value, such as a typical value measured from a sample of patients. This threshold
pressure for example may fall within the range of 0.1 to 150 cm H2O, more preferably within the
range of 0.5 to 30 cm H2O, and most preferably within the range of 1.0 to 25 cm H2O.
|0024] In some versions, the airflow resistor is a nested airflow resistor. Nested
airflow resistors may be airflow resistors configured to alter the flow of air in the passageway
under different conditions (e.g., different directions or different flow rates or pressure
differentials across the resistor). For example, a nested airflow resistor may be a combination of
multiple airflow resistors "nested" so that they affect the flow of air in the passageway under
different conditions. Thus a first flap valve that increases the resistance to airflow in a first
direction may be combined with a second flap valve that opens when the resistance to airflow in
the first direction is above a threshold. In one version, the second flap valve is integral to the
flap portion of the first flap valve.
[0025] Virtually any type of airflow resistor may be used with the respiratory
devices described herein, including flap valves, membrane valves, hingeless valves, balloon
valves, stopper-type valves, ball valves, and the like. The device may include a variety of "one-
way valve structures," or other flow responsive elements that open to inspiration and close
partially or completely to expiration. In one version, the airflow resistor is a flap valve. The
airflow resistor may be a plate which is held within a nasal cavity that occludes some portion of
the luminal cross-sectional area of the nasal cavity. The airflow resistor may selectively increase
resistance to expiration while minimally or trivially increasing flow resistance to inspiration.
When closing during expiration, the airflow resistor may or may not fully prevent airflow,
depending on the design of the device.
[0026] In one version, the airflow resistor is configured to alter the inspiratory
time:expiratory time (I:E) ratio of a user wearing the respiratory device to be between about 3:1
and about 1:10. In another version, the airflow resistor is configured to alter the inspiratory
time:expiratory time ratio of a user wearing the respiratory device to be between about 1:1.5 and
about 1:4. In another version, the airflow resistor is configured to alter the inspiratory
time:expiratory time ratio of a user wearing the respiratory device to about 1:3.
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[0027] In some versions of the respiratory device the holdfast removably secures
the respiratory device in communication with a nasal cavity of a user so that at least some of the
air exchanged between the nasal cavity and the external environment of a user passes through
the respiratory device. The holdfast may removably secure the respiratory device to a user's
nasal cavity so that all of the air exchanged between the nasal cavity and the user's external
environment passes through the respiratory device. The respiratory device may be secured at
least partly within the nasal cavity, or totally within the nasal cavity, or totally external to the
nasal cavity, but in communication with the nasal cavity. The device may be adapted to
communicate with the nasal cavity by being removably secured within or near the nares.
[0028] The respiratory device may be partly secured in the nasal cavity of a user so
that an outer surface of the respiratory device exerts pressure against the nasal cavity. For
example, an outer surface (e.g., the holdfast) may be oversized so that it exerts pressure against
the nasal cavity.
[0029] In some versions of the respiratory device, the holdfast removably secures
the respiratory device in communication with both of a user's nasal cavities (e.g., both nostrils or
nasal passages). In some versions, the holdfast may removably secure the respiratory device
within both of a user's nasal cavities (e.g., nostrils or nasal passages). In some versions, the
holdfast removably secures the respiratory device in communication with a user's oral cavity
and at least one nasal cavity.
[0030] In some versions, the respiratory device further comprises an active agent.
In some versions, this active agent is a drug (e.g., a medicament). In some versions, this active
agent comprises an odorant, such as a fragrance. In some versions, the active agent comprises
menthol, eucalyptus oil, and/or phenol.
[0031] In some versions, the respiratory device further comprises a filter. This
filter may be a movable filter, such as a filter that filters air flowing through the passageway in
one direction more than another direction (e.g., the device may filter during inhalation but not
expiration).
[0032] In some versions, the respiratory device further comprises a respiratory gas
supply. For example, a respiratory gas supply (e.g., Oxygen, or any mixture of respiratory
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gases) may be used in conjunction with a respiratory device. In some versions, the respiratory
device is adapted to connect to a respiratory gas supply.
[0033] In some versions, the holdfast comprises a conformable material. For
example, the device may fit snugly within or against a respiratory cavity by compressing the
holdfast (or a portion of the holdfast), which may expand to fit in or against the respiratory
cavity securing the device in place, and preventing air exchange between the respiratory cavity
and the external environment unless the air passes through the respiratory device.
[0034] Also described herein are respiratory devices adapted to removably secure
to a nasal cavity comprising a passageway, a rim, and a holdfast for securing the respiratory
device to at least one nasal cavity. The rim has sufficient strength to support the passageway in
the open state when the device is inserted into the nasal cavity. The respiratory device may be
applied or removed by the user.
[0035] Also described herein are respiratory devices adapted to be removably
secured in a nasal cavity comprising a passageway, a filter within the passageway, and a holdfast
for securing the respiratory device within a nasal cavity. The respiratory device may be applied
or removed by a user. In one version, the filter is a movable filter for filtering air flowing
through the device during either inhalation (but not exhalation) or during exhalation (but not
inhalation). For example, if the movable filter filters air during inhalation, it may then move at
least partly out of the path of airflow during exhalation.
[0036] Also described herein are methods of regulating pCO2 in a patient
comprising removably securing a respiratory device in communication with a patient's nasal
cavity, wherein the respiratory device comprises an airflow resistor that inhibits expiration more
than it inhibits inhalation.
[0037] Also described herein are methods of simulating pursed-lip breathing in
patients comprising removably securing a respiratory device in communication with a patient's
nasal cavity, wherein the respiratory device comprises an airflow resistor that inhibits expiration
more than it inhibits inhalation.
[0038] Also described herein are methods of treating a sleeping disorder
comprising removably securing a respiratory device in communication with a patient's nasal
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cavity, wherein the respiratory device comprises an airflow resistor that inhibits expiration more
than it inhibits inhalation.
[0039] Also described herein are methods of treating chronic obstructive
pulmonary disease comprising removably securing a respiratory device in communication with a
patient's nasal cavity, wherein the respiratory device comprises an airflow resistor that inhibits
expiration more than it inhibits inhalation.
[0040] Also described herein are methods of treating a cardiovascular disorder
comprising removably securing a respiratory device in communication with a patient's nasal
cavity, wherein the respiratory device comprises an airflow resistor that inhibits expiration more
than it inhibits inhalation.
[0041] Also described herein are methods of treating a gastroenterologic disorder
(such as gastroesophageal reflux disease or hiatal hernia) comprising removably securing a
respiratory device in communication with a patient's nasal cavity, wherein the respiratory device
comprises an airflow resistor that inhibits expiration more than it inhibits inhalation.
[0042] Also described herein are kits comprising a respiratory device as described
herein and instructions on the use of the respiratory device.
[0043] In some versions, the devices are removable and are placed within the nose
and/or mouth of the patient.
[0044] In some versions of the respiratory device, the device is adapted to be in
communication with an oral cavity by securing substantially within the oral cavity. The same
embodiments described above for respiratory devices that may be secured in communication
with a nasal cavity may be used with these versions. The device may be substantially within the
oral cavity when most (but not necessarily all) of the device is within the oral cavity. For
example, a small portion of the device may project from the oral cavity. Of course, in some
variations, a device that is substantially within the oral cavity may refer to a device that is held
entirely within the oral cavity.
[0045] Some of the devices feature either non-moving parts, or moving parts that
can partially obstruct the breathing passageway on expiration and minimally obstruct the
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breathing passageway on inspiration. That is, the direction of the airflow and the pressure
differential across the valve may determine the degree of obstruction. The respiratory devices
may be used during the day, night, or both. For example, these devices may be worn during
sleep and/or during waking hours. Furthermore, the devices may be kept in place for long
durations, such as several hours, days, or weeks.
[0046] The devices and methods described herein may be used to treat a variety of
disease states, and can be inserted and removed depending on need. These devices may also
comprise a positioner to assist in positioning the device in communication with a respiratory
orifice such as the nasal cavities. The positioner may be attached to a device, for example, as a
handle or grip. The positioner may also be a device in which the respiratory device sits until it is
secured in communication with a respiratory orifice, and then the positioner may be removed,
leaving the respiratory device in place.
[0047] In some versions, the respiratory device comprises a nasal device useful for
treating a variety of disease states. A user may conveniently insert and remove the device
depending on need.
[0048] The methods for treating patients suffering from a variety of medical
ailments through the use of an expiratory resistor broadly comprise creating a resistance to
expiratory flow in or around the oral and/or nasal cavities, typically within or around the mouth
or the nares. The methods may comprise use of any of the devices described above. For
example, airflow resistance may be created by placing a flow resistor, either one with a fixed
flow resistance or one with a variable flow resistance, i.e., which is higher to expiration than
inspiration.
BRIEF DESCRIPTION OF THE DRAWINGS
|0049] FIG. 1 is a perspective view of a respiratory device adapted for an oral
cavity.
[0050] FIG. 2 is a perspective view of another respiratory device adapted for the
oral cavity.
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[0051] FIG. 3 is a perspective view of the device shown in FIG. 2, where the
device is positioned in a patient's oral cavity.
[0052] FIG. 4 shows a respiratory device adapted for the nasal cavity.
[0053] FIG. 5 shows a respiratory device adapted to fit substantially within the
nasal cavity.
[0054] FIG. 6 shows a cross-sectional view of the device shown in FIG. 4, where
an airflow resistor is shown within the device.
[0055] FIGS. 7a and 7b show cross-sectional views of the device shown in FIG. 4;
FIG. 7a shows the device during inhalation, and FIG. 7b shows the device during exhalation.
[0056] FIGS. 8a and 8b are perspective views of a respiratory device showing an
airflow resistor during exhalation (FIG. 8a) and inhalation (FIG. 8b), respectively.
[0057] FIGS. 9a and 9b are perspective views of a respiratory device having an
airflow resistor where the airflow resistor is shown during exhalation (FIG. 9a) and inhalation
(FIG. 9b), respectively.
[0058] FIG. 10 is a perspective view of a respiratory device having an airflow
resistor where the airflow resistor is shown during exhalation.
[0059] FIG. 11 is a perspective view of a respiratory device having an airflow
resistor where the airflow resistor is shown during exhalation.
[0060] FIGS. 12a and 12b show cross-sectional views of the respiratory devices
shown in FIGS. 9a, 9b, 10, and 11 during exhalation (FIG. 12a) and inhalation (FIG. 12b),
respectively.
[0061] FIG. 12c shows a cross-sectional view of a variation of the respiratory
device during exhalation.
[0062] FIGS. 13a and 13b are perspective views of a respiratory device having an
airflow resistor where the airflow resistor is shown during exhalation (FIG 13a) and inhalation
(FIG. 13b), respectively.
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[0051] FIG. 3 is a perspective view of the device shown in FIG. 2, where the
device is positioned in a patient's oral cavity.
[0052] FIG. 4 shows a respiratory device adapted for the nasal cavity.
[0053] FIG. 5 shows a respiratory device adapted to fit substantially within the
nasal cavity.
[0054] FIG. 6 shows a cross-sectional view of the device shown in FIG. 4, where
an airflow resistor is shown within the device.
[0055| FIGS. 7a and 7b show cross-sectional views of the device shown in FIG. 4;
FIG. 7a shows the device during inhalation, and FIG. 7b shows the device during exhalation.
[0056] FIGS. 8a and 8b are perspective views of a respiratory device showing an
airflow resistor during exhalation (FIG. 8a) and inhalation (FIG. 8b), respectively.
[0057] FIGS. 9a and 9b are perspective views of a respiratory device having an
airflow resistor where the airflow resistor is shown during exhalation (FIG. 9a) and inhalation
(FIG. 9b), respectively.
[0058] FIG. 10 is a perspective view of a respiratory device having an airflow
resistor where the airflow resistor is shown during exhalation.
[0059] FIG. 11 is a perspective view of a respiratory device having an airflow
resistor where the airflow resistor is shown during exhalation.
[0060] FIGS. 12a and 12b show cross-sectional views of the respiratory devices
shown in FIGS. 9a, 9b, 10, and 11 during exhalation (FIG. 12a) and inhalation (FIG. 12b),
respectively.
[0061] FIG. 12c shows a cross-sectional view of a variation of the respiratory
device during exhalation.
[0062] FIGS. 13a and 13b are perspective views of a respiratory device having an
airflow resistor where the airflow resistor is shown during exhalation (FIG 13a) and inhalation
(FIG. 13b), respectively.
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[0063] FIG. 14 is a perspective view of a respiratory device having an airflow
resistor where the airflow resistor is shown during exhalation.
[0064] FIGS. 15a, 15b, and 15c are perspective views of a respiratory device
having an airflow resistor. FIG. 15a shows the airflow resistor during higher levels of exhalation
airflow and/or pressure. FIG. 15b shows the airflow resistor during lower levels of exhalation
airflow and/or pressure. FIG. 15c shows the airflow resistor during inhalation.
[0065] FIGS. 16a and 16b are perspective views of a respiratory device having an
airflow resistor where the airflow resistor is shown during exhalation (FIG. 16a) and inhalation
(FIG. 16b), respectively
[0066] FIGS. 17a and 17b are perspective views of a respiratory device having an
airflow resistor where the airflow resistor is shown during exhalation (FIG. 17a) and inhalation
(FIG. 17b),. respectively.
[0067] FIGS. 18a and 18b show cross-sectional views of a respiratory device
having an airflow resistor where the airflow resistor is shown during inhalation (FIG. 18a) and
exhalation (FIG. 18b), respectively.
[0068] FIGS. 19a and 19b are cross-sectional views of a respiratory device having
an airflow resistor where the airflow resistor is shown during low pressure and/or low airflow
exhalation (FIG. 19a), and then during high pressure and/or high airflow exhalation (FIG. 19b).
[0069] FIG. 20 is a perspective view of a respiratory device where the device is
removable and adapted for the nasal cavity.
[0070] FIG. 21 is a perspective view of a respiratory device where the device is
removable and adapted for the nasal cavity.
[0071] FIG. 22 is a cross-sectional view of a respiratory device where the device is
removable and adapted for the nasal cavity.
[0072] FIG. 23 is a cross-sectional view of a respiratory device where the device is
removable and adapted for the nasal cavity.
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[0073] FIG. 24 is a cross-sectional view of a respiratory device where the device is
removable and adapted for the nasal cavity.
[0074] FIG. 25 is a cross-sectional view of a respiratory device where the device is
removable and adapted for the nasal cavity.
[0075] FIGS. 26a and 26b are perspective views of a respiratory device having a
moveable air filter where the moveable air filter is shown during inhalation (FIG. 26a) and
exhalation (FIG. 26b), respectively.
[0076] FIG. 27 is a perspective view of another respiratory device where the
device is removable and adapted for the nasal cavity.
[0077] FIG. 28 shows a cross-sectional view of another respiratory device where
the device is removable and adapted for the nasal cavity.
DETAILED DESCRIPTION
[0078] Described here are respiratory devices, kits, and methods for their use in
improving respiratory and cardiovascular function. In general, the respiratory devices are
referred to as respiratory devices or simply as "devices." The devices and methods described
herein may be useful to treat a variety of medical disease states, and may also be useful for non-
therapeutic purposes. The devices and methods described herein are not limited to the particular
embodiments described. Variations of the particular embodiments may be made and still fall
within the scope of the appended claims. It is also to be understood that the examples and
particular embodiments described are not intended to be limiting. Instead, the scope of the
present invention will be established by the appended claims.
[0079] As used in this specification, the singular forms "a," "an," and "the" include
plural reference unless the context clearly dictates otherwise. Unless defined otherwise, all
technical and scientific terms used herein have the same meaning as commonly understood by
one of ordinary skill in the art.
Devices
[0080] The respiratory devices described herein alter airflow into and out of the
lungs through a respiratory cavity such as the mouth and/or the nostrils of the nose. The
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respiratory devices typically include an airflow resistor capable of at least partly obstructing
airflow, particularly airflow in one direction (e.g., expiration) more than the opposite direction
(e.g., inhalation). In particular, the respiratory devices may be used to increase the resistance to
expiration during the expiratory phase of the respiratory cycle. Many of the respiratory devices
described herein may prevent collapse of airways and airflow conduits, provide a method of
drug delivery, and filter air of undesirable compounds or agents.
Passageway
[0081] The respiratory devices described herein generally comprise an airflow
passageway and an airflow resistor. The airflow passageway (or "passageway") generally
defines a channel allowing the passage of air. The passageway may be of any suitable size or
shape; however it is configured so that when the respiratory device is worn by a patient, the
passageway comprises an opening leading toward the patient's lungs in fluid connection with an
opening that leads away from the patient's lungs. The term "patient" is used to describe any user
of the respiratory device, including users who are not using the respiratory device for therapeutic
purposes. The airflow passageway may be any suitable length. For example, the passageway
may be as short as the airflow resistor will allow (e.g., extending only enough to support the
airflow resistor). Similarly, the airflow passageway may be longer than the space required to
support the airflow resistor. For example, in versions of the respiratory device adapted for at
least partial insertion into a nasal cavity, the airflow passageway way may be approximately as
long as the length of an average nares. In some versions, the passageway extends the length of
an average nasal chamber.
[0082] The neutral diameter of the passageway may be of any appropriate size.
Neutral diameter refers to the diameter of the passageway when the device allows air to flow
through the passageway without additional resistance (e.g., due to an airflow resistor). In
particular, the diameter of the passageway may depend upon configuration of the respiratory
device. For example, respiratory devices configured to be inserted within the nasal cavity (e.g.,
a nasal chamber) may have a diameter that is approximately the diameter of a narrow portion of
the nasal cavity, or slightly narrower. Respiratory devices configured to be secured over an oral
cavity or a nasal cavity may have passageways of larger diameters. Furthermore, the diameter of
a passageway may vary across the length of the device.
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[0083] The airflow passageway may comprise a dedicated structure defining the
inner wall of the airflow passageway, or it may be a structural component of the device. For
example, the passageway may comprise a passage wall defined by a rim. A rim may be a tube
(or tunnel) of material of any appropriate thickness. The rim may also be a frame, rather than a
complete tube. The rim may comprise a sufficiently rigid material so that it can support the
passageway, and prevent the passageway from collapsing during use and during respiration. In
some versions, the rim comprises a compressible material that may be compressed to facilitate
insertion and removal, while maintaining the ability to support the passageway and prevent
complete collapse of the passageway during respiration. The rim may also be somewhat
compressible during respiratory flow. The airflow passageway (including a rim portion) may
also serve as an attachment site for other components such as airflow resistors, filters, anchors,
etc.
[0084] The rim may be any suitable shape or size. For example, the rim may
comprise a ring shape or an oval shape. The rim may have an inner diameter which is equivalent
to (or larger than) the diameter of the passageway. In some versions, the rim comprises a
material having strength sufficient to prevent the collapse of a respiratory device that has been
inserted into a nasal cavity. For example, the rim may comprise a metal, a polymer (particularly
stiff polymers), etc. In some versions, the rim may comprise softer or "weaker" materials which
are formed or arranged so that the final shape of the rim has sufficient strength to prevent the
collapse of the respiratory device during use.
[0085] In some versions, the airflow passageway does not include a dedicated
structure such as a rim. For example, the airflow passageway of the respiratory device may be a
passageway through another component of the device, such as holdfast. In some versions, the
airflow passageway is defined by a passageway through a holdfast.
Airflow Resistor
[0086] An airflow resistor is typically positioned in communication with at least
one airflow passageway, so that at least some of the air flowing through the passageway passes
the airflow resistor. Thus, an airflow resistor modulates, alters, varies, or keeps constant the
amount of resistance, the degree of airflow, or the pressure differential across the device or
through a passageway in the device. In some versions, the airflow resistor inhibits airflow more
greatly in one direction than the opposite direction. Thus, the airflow resistor may regulate
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airflow to and from the lungs. Some versions of the device have a greater resistance to
exhalation than to inhalation during use.
[0087] In some versions of the respiratory device, the airflow resistor comprises a
valve that does not appreciably impede airflow in a certain direction (e.g., inspiration), and that
partially or completely impedes airflow in the other direction (e.g., expiration). In some
embodiments, the valve allows for an expiratory obstruction to be relieved if a certain degree of
airflow or pressure differential across the device is achieved, as might be the case with coughing
or nose blowing. For example, in some embodiments, the valve comprises a flap made of a
shape memory or deformable material (e.g., an elastic material); when the pressure differential
across the valve (the expiratory airflow pressure) is large enough, the flap bends upon itself,
thereby relieving the obstruction. This may be important during coughing and may also
facilitate the clearance of mucous and other substances during coughing. After the cough, the
flap returns to its original, non-bent conformation.
[0088] Examples of different types of airflow resistors are described below and
illustrated in Figs. 6, 8, 9, 10,11, and 13-19. Any airflow resistance device capable of altering
the resistance of air (e.g., due to inspiration and/or expiration) passing through an air
passageway may be used, particularly devices which selectively increase the resistance of air
flow in one direction more than in the opposite direction. Valve-type airflow resistors are
particularly suitable. Examples of valves which may be used as airflow resistors include: flap
valves (having one or more flaps); hingeless valves; stopper-type valves; membrane-type valves;
ball valves; balloon-type valves; and the like. This list is not intended to be exhaustive, and
other types of selective airflow resistors may be used. Moreover, multiple airflow resistors may
also be used, which may include combinations of different types of airflow resistors.
Holdfast
[0089] The respiratory device may further comprise a holdfast for releasably
securing the device in communication with a nasal and/or oral cavity. The holdfast may
facilitate the positioning and securing of the device in a desired location, such as over or within
(e.g., substantially within) a respiratory orifice. In particular, the holdfast may allow the device
to be anchored, positioned, and/or stabilized in any location that is subject to respiratory airflow
such as a respiratory cavity.
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[0090] Examples of respiratory cavities include nasal and oral cavities. Nasal
cavities may comprise the nostrils, nares or nasal chambers, limen, vestibule, greater alar
cartilage, alar fibrofatty tissue, lateral nasal cartilage, agger nasi, floor of the nasal cavity,
turbinates, sinuses (frontal, ethmoid, sphenoid, and maxillary), and nasal septum. The term
"nasal cavity" may refer to any sub-region of the Nasal Fossa (e.g., a single nostril, nare, or nasal
chamber).
[0091] An oral cavity includes the cavity of the mouth (e.g., vestibule and mouth
cavity proper), and any sub-region thereof, including or more than one of the following
structures: maxilla, mandible, gums, lips, teeth, jaw, tongue, hard or soft palate and the recess or
gap between the teeth/gums and the lips.
[0092] In some versions, the holdfast may also secure a seal between the
respiratory device and the respiratory airway, so that at least some of the air exchanged between
the outside of the patient and the respiratory airway must pass through the respiratory device. In
. some versions, the holdfast seals the device in communication with a respiratory cavity
completely, so that all air must be exchanged through the device. In some versions, the holdfast
seal is incomplete, so that only some of the air exchanged between the patient and the external
environment passes through the device. As used herein, "air" may be air from environment
external to the patient, or it may be any respiratory gas (e.g., pure or mixed oxygen, CO2, heliox,
or other gas mixtures provided to the user).
[0093] In some versions, the holdfast may comprise an anchor or anchor region.
[0094] In some embodiments, the device is to be placed by the patient or the
healthcare provider in communication with an oral cavity. In this case, the holdfast may
comprise any suitable mechanism for securing the device in position in communication with an
oral cavity. The holdfast may comprise insertive (e.g., mouthpiece-type) and non-insertive
mechanisms. A non-insertive holdfast may comprise a surface configured to mate with the outer
surface of a patient's face to secure the device. For example, a holdfast may comprise an
adhesive bandage, a strap, or any other structure capable of securing the device in
communication with a user's respiratory cavity. The holdfast may comprise a removable region
that contours to interfaces with the lips, gums, teeth, tongue and/or soft palate of the user,
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allowing the user to insert or remove the device as needed. Alternatively, the device can be held
in place by utilizing the area in between the gums and teeth or lips.
[0095] In other embodiments, the device is to be placed by the patient or the
healthcare provider in or around the nasal cavity. Holdfasts appropriate for nasal cavities may
secure the device in position within a nasal cavity (e.g., through one or both nostrils) or against
surrounding structures. The holdfast may comprise a shape, surface or material that secures the
device in communication with a nasal cavity. For example, the holdfast may comprise a
cylindrical shape that allows the device to fit securely or snugly within a nostril. The outer
surface of the device may comprise a holdfast including an adhesive material. In addition to
holding the device in place, the holdfast may also partially or completely seal the device in
communication with the nasal cavity. The holdfast may comprise insertive and/or non-insertive
mechanisms. In some versions, the holdfast comprises a mechanical connection between the
device and the user, such as a clips, straps, and the like.
[0096] The holdfast may be formed from a soft or compliant material that provides
a seal, and may enhance patient comfort. Furthermore, compliant materials may reduce the
likelihood that the device cuts off blood flow to the part of the respiratory cavity and
surrounding regions (mouth or nose) to which the device is anchored. This compliant material
may be one of a variety of materials including, but not limited to, plastic, polymers, cloth,
foamed, spongy, or shape memory materials. Shape materials include any that have a preferred
conformation, and after being deformed or otherwise deflected or altered in shape, have
tendency to return to a preferred conformation. Soft shape memory materials may include, but
are not limited to, urethane, polyurethane, sponge, and others (including "foamed"' versions of
these materials). Alternatively, the holdfast may not be soft or compliant and may instead be a
rigid structure that interfaces directly with the respiratory orifice. For example, in versions of
the respiratory device configured to be used at least partly within a nasal cavity, it is understood
that the device may fit completely within a nostril (or both nostrils), or may project out of the
nostril, depending on the particular embodiment. In some cases, the device may be placed high
enough within the nasal cavity so that it cannot be seen within the nostril. In some embodiments
the device may be located completely outside of the nose, for example, in some versions the
holdfast has a shape that conforms to the outside surface of the nose. Thus, the holdfast may
comprise one or more straps, bands, or the like to ensure an adequate fit and/or seal maintaining
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the device in communication with the nasal cavity. In another embodiment the holdfast may
comprise one or more projections that are inserted within the nostrils. In some versions, a device
may be placed at least partly in both nostrils, and may comprise a bifurcated passageway or two
passageways that the holdfast places in communication with the nasal cavity through each
nostril. In this case, the inspiratory and/or expiratory airflow to and from the lungs may be
regulated through each nostril separately or together. In some versions, separate devices may be
placed at least partly in each nostril, and may be connected to each other and/or the patient using
a clip, tether, strap, band, chain, string, or the like. Such a system would facilitate subsequent
removal of the device and make migration of the devices deeper into the nasal cavity less likely.
Finally, in some devices, an adhesive flap may be present to help attach the device to the inside
or outside of the nose (including the nostrils), to the oral cavity, to the neck, or to the face.
Materials
[0097] Respiratory devices may be made from any appropriate material or
materials. In certain embodiments, the devices include a shape memory element or; elements, as
part of the holdfast, in the airflow resistor, or in giving form to the passageway. Any convenient
shape memory material that provides for flexibility and resumption of configuration following
removal of applied force may be employed in these embodiments. For example, shape memory
alloys may be used. A variety of shape memory alloys are known, including those described in
U.S. Pat. Nos.: 5,876,434; 5,797,920; 5,782,896; 5,763,979; 5,562,641; 5,459,544; 5,415,660;
5,092,781; 4,984,581; the disclosures of which are herein incorporated by reference in their
entirety. The shape memory alloy that is employed should generally be a biocompatible alloy.
Biocompatible alloys may include nickel-titanium (NiTi) shape memory alloys sold under the
Nitinolâ„¢ name by Memry Corporation (Brookfield, Conn.). Also of interest are spring steel and
shape memory polymeric or plastic materials, such as polypropylene, polyethylene, etc.
[0098] Rubber and polymeric materials may also be used, particularly for the
holdfast or airflow resistor. For example, materials which may be used include: latex,
polyethylene, polypropylene, polystyrene, polyvinyl chloride, polyvinylidene chloride, polyvinyl
acetate, polyacrylate, styrene-butadiene copolymer, chlorinated polyethylene, polyvinylidene
fluoride, ethylene-vinyl acetate copolymer, ethylene-vinyl acetate-vinyl chloride-acrylate
copolymer, ethylene-vinyl acetate-acrylate copolymer, ethylene-vinyl acetate-vinyl chloride
copolymer, nylon, acrylonitrile-butadiene copolymer, polyacrylonitrile, polyvinyl chloride,
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polychloroprene, polybutadiene, thermoplastic polyimide, polyacetal, polyphenylene sulfide,
polycarbonate, thermoplastic polyurethane, thermoplastic resins, thermosetting resins, natural
rubbers, synthetic rubbers (such as a chloroprene rubber, styrene butadiene rubber, nitrile-
butadiene rubber, and ethylene-propylene-diene terpolymer copolymer, silicone rubbers, fluoride
rubbers, and acrylic rubbers), elastomers (such as a soft urethane, water-blown polyurethane),
and thermosetting resins (such as a hard urethane, phenolic resins, and a melamine resins).
[0099] Biocompatible materials may be used, particularly for those portions of the
device (e.g., the holdfast) which may contact a user. In addition to some of the materials
described above, the biocompatible materials may also include a biocompatible polymer and/or
elastomer. Suitable biocompatible polymers may include materials such as: a homopolymer and
copolymers of vinyl acetate (such as ethylene vinyl acetate copolymer and polyvinylchloride
copolymers), a homopolymer and copolymers of acrylates (such as polypropylene,
polymethylmethacrylate, polyethylmethacrylate, polymethacrylate, ethylene glycol
dimethacrylate, ethylene dimethacrylate and hydroxymethyl methacrylate, and the like),
polyvinylpyrrolidone, 2-pyrrolidone, polyacrylonitrile butadiene, polyamides, fluoropolymers
(such as polytetrafluoroethylene and polyvinyl fluoride), a homopolymer and copolymers of
styrene acrylonitrile, cellulose acetate, a homopolymer and copolymers of acrylonitrile butadiene
styrene, polymethylpentene, polysulfones polyimides, polyisobutylene, polymethylstyrene and
other similar compounds known to those skilled in the art.
[0100] Other materials of interest include any materials that can serve as filters for
allergens, pollen, dander, smog, etc. By providing a filter within the device, sinusitis, sleep
apnea, snoring, hay fever, allergic rhinitis, and other allergic respiratory conditions may be
reduced or prevented. This filter may in fact be part of the airflow resistor or may be a separate
component of the device. Any suitable filtering material known to those skilled in the art may
be used with the respiratory devices described herein. Such materials include, but are not
limited to, activated carbon charcoal filters, hollow-fiber filters, and the like.
[0101] In some versions, the respiratory device may comprise a filter that remains
in the path of inhalation and/or exhalation during use. In some versions, the filter material
remains in the path of both inspiratory and expiratory airflow. This filter material may not
appreciably alter resistance to airflow in either direction, or it may alter airflow to substantially
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the same degree in both directions (inhalation and exhalation). In some versions, the filter
comprises a material having a large pore size so that airflow is not significantly inhibited.
Operation of the Respiratory Device
[0102] The airflow resistor may be oriented in any direction. For example, in
some embodiments of the device, the airflow resistor comprises valve flaps that are oriented
such that both flaps are in a closed position during inspiration and in an open position during
expiration. The respiratory devices may be orientated so that the airflow resistor increases
resistance to expiration, and has a relatively lower or negligible resistance to inspiration.
However, these devices can be oriented in the opposite direction as well, so that the device offers
increased resistance to inspiration and decreased resistance to expiration. Such orientation may
be used for a variety of pulmonary, cardiac, inflammatory, neurologic, or other disorders that
might benefit from such changes in resistance and its subsequent changes to intra-thoracic and
airway pressures. This version of the device may be structurally identical to other embodiments
described elsewhere in this application. In some versions, the respiratory device is reversible, so
that it may be used in either orientation bythe user (e.g., to increase the resistance of inspiration
relative to expiration in one orientation, or to increase the resistance of expiration relative to
inspiration in another orientation). In some versions, the respiratory device is shaped so that the
direction of the airflow resistor is immediately evident. For example, the respiratory device may
be of a different shape or size on one end, or may include a visual indication. In one version, the
respiratory device may be shaped so that it fits securely into a respiratory orifice only in one
orientation (e.g., so that the airflow resistor inhibits the expiration more than it inhibits
inhalation). For example, a flange or other mechanical stop may be used to insure proper
orientation, while simultaneously preventing migration of the device further into the respiratory
orifice.
[0103] In many embodiments, the device provides some level of resistance to
expiration. It may be preferable to have little if any effect on resistance to inspiration, though in
some cases, some degree of inspiratory restriction may be beneficial. In some versions of the
device, both inspiration and expiration may be inhibited by the airflow resistor.
[0104] The device may also be adapted for comfort. Any device placed either in or
around the oral cavity or in or around the nose should not be painful, and if possible not very
noticeable by the patient. Thus, the holdfast may be shaped to conform to the attachment site in
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or around the respiratory orifice. In some versions, the holdfast comprises a flexible or
shapeable material (e.g., a foam or other soft shape-memory material). In some versions, the
entire respiratory device comprises a soft material.
[0105] Furthermore, the device may be adapted so that it is more or less visible to
others. In some cases, the device may be configured to be placed high enough within the nostrils
to make it difficult for others to see. Furthermore, the device may be of any color and/or pattern
that help to camouflage it. In other versions, it may be useful to include colors and patterns that
stand out, including ones that are fluorescent or otherwise offer increased visibility during the
night or other setting where ambient light is reduced.
[0106] In some versions, the respiratory device may be "one size fits all", so that it
may be used with any patient (or any patient of approximately the same size), despite differences
in shapes and sizes of their nose/nostrils, oral cavity, teeth and other relevant anatomic features.
In one version, the devices may conform to a range of sizes, for example "small," "medium,"
and "large" (or any other appropriate range, such as, e.g., a numerical range). Alternatively, the
devices may involve a custom fit of the device or devices to the patient.
[0107] Custom fitting may improve patient comfort and potentially improve
performance by improving the seal between the device and the patient's oral cavity, mouth, nasal
cavity and nostrils, for example. In some versions, custom fitting may involve the placement of
a device in warm or cold liquid or air with subsequent placement in the patient's nose or mouth.
This process is meant to "prime" the materials in the device (e.g., particularly the materials of
the holdfast), so that when holdfast is secured to the patient, the device permanently assumes a
shape or configuration corresponding to a portion of the patients anatomy.
[0108] In some version of the devices described herein, an airflow resistor may fit
within a larger structure (such as the passageway) so that some airflow through or around the
airflow resistor is always allowed. For example, there might be a constant opening between the
airflow resistor and the anchor that secures the airflow filter in communication with the
passageway. This may ensure that expiratory and/or inspiratory airflow is never completely
occluded. In some versions, the airflow resistor comprises a "hole" or opening. For example, a
flap valve may comprise an opening through the flap valve permitting airflow through the flap
valve even when the valve is closed.
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[0109] The device may also create a PEEP effect by differentially changing the
resistance to airflow in one direction based on the pressure applied against the device. For
example, in some designs, expiratory airflow is subjected to resistance by the airflow resistor (or
valve) until a certain threshold pressure differential or level of airflow is achieved; below that
threshold, a more complete closure of the airflow resistor occurs (potentially completely
occluding airflow through the device). The desired levels of PEEP are on the order of about 0.1
to about 30 cm H2O and more preferably about 1 to about 15 cm H2O pressure. Similarly, the
differential resistance may also be triggered in the opposite direction; for example, above a
certain threshold of pressure or level of airflow, the airflow resistor (e.g., valve) may open to
decrease the resistance due to the airflow resistor, as when a patient coughs, sneezes, or blows
his or her nose.
[0110] The optimal level of expiratory resistance or PEEP provided by the device
may vary from patient to patient. In some versions, adequate expiratory resistance or PEEP is
created to offer the desired benefits, but not providing too much expiratory resistance or PEEP
so that the patient preferentially begins breathing through the mouth. In some cases, the user
may test the device or devices while being monitored by a healthcare provider, a camera, a
polysomnograph, or any other device that will help to assess the optimal level of resistance or
therapy provided by the subject devices.
[0111] The use of an airflow resistor may also alter the inspiratory time:expiratory
time ratio (I:E ratio), which is defined as the ratio of inspiratory time to expiratory time. The
desired I:E ratio will be between about 3:1 and about 1:10 and more preferably about 1:1.5 to
about 1:4 depending on the needs of the individual patient. In some versions, the desired ratio is
approximately about 1:3.
[0112] In some versions, the device comprises an insertion, adjustment, or removal
mechanism. In some cases, this mechanism involves any appropriate rigid or non-rigid
positioner that facilitates removal or positioning of the device. Non-rigid positioners include but
are not limited to cables, chains, wires, strings, chains, sutures, or the like. Rigid positioners
include knobs, handles, projections, tabs, or the like. A user may grasp or otherwise manipulate
the positioner to facilitate insertion, re-adjustment, or removal of the device. Furthermore,
various applicators or other insertion devices may be used. For example, a tubular applicator
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holding a repiratory device adapted for insertion into a nasal cavity may be advanced into the
nasal respiratory orifice (e.g., nostril) to insert the respiratory device.
[0113] In some cases, the device may be oversized. Oversizing the device may
reduce resistance in one or more direction of airflow. In some versions, the passageway through
the device is oversized. In some versions, an outer portion of the device that contacts the
respiratory orifice is oversized. Thus, the respiratory device may exert pressure against the nasal
cavity of a user. In patients with obstructive sleep apnea or snoring, for example, increasing the
size of the a respiratory device configured to be inserted into one or more nostrils may prevent
the more distal tissues of the airway, tongue, and nasopharynx from being sucked in or closed
during inspiration. Moreover, airflow through an oversized passageway may assume a less
turbulent flow profile, resulting in a decreased propensity for noise production in the case of
snoring, for example. Similarly, the respiratory device passageway may be shaped so as to
decrease turbulence of airflow. Likewise, the shape and activity of the airflow resistor may be
chosen to minimize turbulence and, therefore, sound orvibration.
[0114] In some versions, the device is used with an active agent. In some versions,
the active agent comprises a drug. An active agent (e.g., a medicament) or other compound can
be placed in or on the device to deliver the active agent into the mouth, tongue, hard and soft
palates, sinuses, nose, pharynx, vocal cords, larynx, airways, lungs, trachea, bronchi,
bronchioles, alveoli, air sacs, or any tissues that are exposed to inspiratory or expiratory airflow.
In some cases, the active agent may be embedded or impregnated in the device or components of
the device. In some cases the active agent is a coating. An active agent may comprise any
compound that is in some way useful or desirable for the patient. For example, the active agent
may be any odorant, including: menthol, phenol, eucalyptus, or any agent that provides a
fragrance in the inspired air. Alternatively, an active agent may comprise a drug with beneficial
effects, such as beneficial vasculature effects. For example, an active agent may comprise a
drug that effects the blood vessels (oxymetazoline or any other vasoactive compound),
nasopharynx, airways or lungs (albuterol, steroids, or other bronchoconstriction or
bronchodilation compounds). An active agent may comprise an antibiotic or a steroid for
example. The above list of active agents is not meant to be limiting.
[0115] An active agent may be placed in or on any portion of the device.
Furthermore, the location of the active agent within the respiratory device may specifically guide
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the delivery of the active agent. For example, in versions of the respiratory device configured to
be placed inside a respiratory cavity, when the holdfast comprises an active agent (e.g., coated,
embedded or otherwise part of the holdfast), the drug may be delivered through the mucus
membranes of the respiratory cavity. In another example, an active agent may be included as a
powder or releasable coating that may be aerosolized and delivered within the respiratory
system. Thus, an active agent may be on a surface of the device (e.g., the passageway, holdfast
or airflow resistor) or embedded within any surface of the device. A separate drug-containing
region may also be included in the device. The addition of an active agent may be of particular
interest in treating allergies and sinusitis. Respiratory devices (with or without airflow resistors)
may therefore comprise active agents such as menthol or other fragrant compounds.
[0116] In some versions of the devices, an airflow resistor is not present. The
device may comprise a passageway and a holdfast and may or may not include additional
support such as a rim. In some cases, the holdfast may be of adequate strength to support and
prevent migration or movement of the device, and to provide adequate radial support to prevent
reduction of the passageway of the device during the various phases of the respiratory cycle. In
this case, the device props open the nasal or oral cavities to facilitate inspiratory and/or
expiratory airflow. This may be helpful in preventing obstructive sleep apnea and snoring since
these disorders can be treated, for example, by increasing the size of the nares. This is partly due
to the tendency of the nares and nasal cavity to collapse due to negative inspiratory pressures.
Thus, preventing these nasal tissues from collapsing may prevent further downstream tissues in
the nasopharynx from collapsing. As mentioned earlier, the device may be oversized relative to
the size of the nares or nasal cavity in order to reduce resistance and maximize airflow.
[0117] The respiratory devices may be manufactured and assembled using any
appropriate method. Representative manufacturing methods that may be employed include
machining, extruding, stamping, and the like. Assembling methods may include press-fitting,
gluing, welding, heat-forming, and the like.
[0118] Turning now to the figures, Fig. 1 provides a perspective view of one
version of the respiratory device 1 in which the device can fit into the oral cavity of a user. The
holdfast 5 comprises grooves 2 and 3 in which the user's teeth and/or gums may preferentially
sit, thus securing the device in the oral cavity. Airflow resistor 4 represents any airflow resistor
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the delivery of the active agent. For example, in versions of the respiratory device configured to
be placed inside a respiratory cavity, when the holdfast comprises an active agent (e.g., coated,
embedded or otherwise part of the holdfast), the drug may be delivered through the mucus
membranes of the respiratory cavity. In another example, an active agent may be included as a
powder or releasable coating that may be aerosolized and delivered within the respiratory
system. Thus, an active agent may be on a surface of the device (e.g., the passageway, holdfast
or airflow resistor) or embedded within any surface of the device. A separate drug-containing
region may also be included in the device. The addition of an active agent may be of particular
interest in treating allergies and sinusitis. Respiratory devices (with or without airflow resistors)
may therefore comprise active agents such as menthol or other fragrant compounds.
[0116] In some versions of the devices, an airflow resistor is not present. The
device may comprise a passageway and a holdfast and may or may not include additional
support such as a rim. In some cases, the holdfast may be of adequate strength to support and
prevent migration or movement of the device, and to provide adequate radial support to prevent
reduction of the passageway of the device during the various phases of the respiratory cycle. In
this case, the device props open the nasal or oral cavities to facilitate inspiratory and/or
expiratory airflow. This may be helpful in preventing obstructive sleep apnea and snoring since
these disorders can be treated, for example, by increasing the size of the nares. This is partly due
to the tendency of the nares and nasal cavity to collapse due to negative inspiratory pressures.
Thus, preventing these nasal tissues from collapsing may prevent further downstream tissues in
the nasopharynx from collapsing. As mentioned earlier, the device may be oversized relative to
the size of the nares or nasal cavity in order to reduce resistance and maximize airflow.
[0117] The respiratory devices may be manufactured and assembled using any
appropriate method. Representative manufacturing methods that may be employed include
machining, extruding, stamping, and the like. Assembling methods may include press-fitting,
gluing, welding, heat-forming, and the like.
[0118] Turning now to the figures, Fig. 1 provides a perspective view of one
version of the respiratory device 1 in which the device can fit into the oral cavity of a user. The
holdfast 5 comprises grooves 2 and 3 in which the user's teeth and/or gums may preferentially
sit, thus securing the device in the oral cavity. Airflow resistor 4 represents any airflow resistor
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capable of modulating inspiratory and/or expiratory resistance during any or all portions of the
respiratory cycle, as described above. The airflow resistor 4 sits within a passageway 6.
[0119] Fig. 2 is a perspective view of another embodiment of the respiratory
device 1 that may be fitted in an oral cavity. In this embodiment, the patient's teeth and/or gums
help to secure the device in place by contacting the holdfast. The holdfast comprises an inner
frame 10, and outer frame 12, and a positioner 14. The inner frame 10 is located on the internal
portions of the patient's teeth or gums. The outer frame 12 is positioned outside the patient's
teeth/gums or outside the patient's lips. The positioner 14 is located between the upper and
lower jaws, teeth, and/or gums. An airflow resistor 4 modulates inspiratory and/or expiratory
resistance during any or all portions of the respiratory cycle.
[0120] Fig. 3 is a view of the device 1 shown in Fig. 2, where the device is
depicted within and protruding from the patient's oral cavity. The outer frame 12 of the holdfast
is shown outside of the patient's teeth and gums. The airflow modulator 4 within the
passageway 6, modulates inspiratory and/or expiratory resistance during any or all portions of
the respiratory cycle through the oral respiratory passageway. One or more airflow resistors 4
and/or passageways 6 may be used in this (or any, e.g., oral or nasal) respiratory device.
[0121] Fig. 4 is a perspective view of another embodiment of the respiratory
device 1 in which the device is removable and may be secured within a patient's nasal cavity 16.
In this embodiment, the device protrudes from the nasal opening. The sides of the device
comprise a holdfast which is shown fitting snugly within the nasal passage, as well as projecting
out from the nasal passage.
[0122] Fig. 5 is a perspective view of another version of the respiratory device 1 in
which the device is placed completely within the nasal passage 16. The entire respiratory device
fits snugly within the nasal passage.
[0123] Fig. 6 is a cross-sectional view of a respiratory device 1 similar to those
shown in Figs. 4 and 5. A holdfast 28 comprises the outer surface of the device that contacts the
inner portions of the nasal cavity, thus serving to secure the device in place while ideally
creating a partial or complete seal. The passageway 6 through which air may flow is surrounded
by a rim 30 that provides additional structural support to the device. A rim 30 is not required,
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particularly if the walls of the passageway (which may be defined by the holdfast 28, for
example) provide sufficient support. An airflow resistor 24 is included within the passageway
which may modify inspiratory and/or expiratory resistance during any or all portions of the
respiratory cycle.
[0124] Figs. 7a and 7b show more detailed views of the operation of airflow
resistors shown in Figs. 4 and 5. These cross-sectional views illustrate the holdfast 28, the
optional rim 30, the passageway 6, and the airflow resistor, shown as a valve 32. The rim 30
separates the holdfast 28 and the valve 32, frames the valve 32, and provides overall structural
support to the entire device. In Fig. 7a, the valve 32 is shown in the open position, providing
less resistance to airflow. In Fig. 7b, valve 32 is shown in the closed position, providing more
resistance to airflow, because the cross-sectional area of the passageway 6 has been constricted
by the closing of the valve.
[0125] Figs. 8a and 8b show perspective views of an airflow resistor that could be
used, fonexample with any of the devices described in Figs. 1 -5. In these figures, a rim 30 is
shown. Therim may be part of the holdfast which positions and secures the device within a
respiratory passageway; alternatively, additional material (e.g., compliant material) may be
attached to the rim to form the holdfast. In Figs. 8a and 8b, the rim provides support to the
airflow resistor 24. The airflow resistor is shown here as a flap valve mechanism that comprises
a flap 36 that pivots around a joint 38 and is connected to a fixed element 40. Fixed element 40
is attached to the inner region of the passageway 6, which is defined in this figure by the rim 30.
In some versions, the flap valve and the inner surface of the passageway 6 (e.g., the rim 30) may
constitute a single piece. Alternatively, the flap 36, joint 38, and fixed element 40 may be
fabricated as a single piece, in which case joint 38 may be a hinge. Thus, joint 38 may be a
pinned hinge or a non-pinned hinge joint. Alternatively, rim 30, flap 36, joint 38, and fixed
element 40 may all be created as a single piece or material. Thus, flap 36 is able to pivot in
relation to fixed element 40 depending on the direction of the patient's airflow and the desired
level of resistance to airflow. Fig. 8a shows the airflow resistor with flap 36 in a closed position
during expiration, thus providing increased resistance. In some versions, the flap portion of the
airflow resistor closes completely, as shown. In these versions, the edges of the flap 36 may
close off the entire passageway (as shown), or may only occlude a portion of the passageway.
Fig. 8b shows the airflow resistor with flap 36 in the open position (e.g., during inspiration), thus
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providing decreased resistance. Flap 36 may define a hole, or may have other openings (which
may stay open during all or part of the respiratory cycle) to help modulate the degree of
inspiratory and expiratory resistance. The flap 36 may return to a preferred opened or closed
position. For example, a shape memory material, a spring (such as a torsion spring), or the
holdfast may apply force to flap 36 to return it to a closed position. For example, the use of
foam or urethane surrounding the airflow resistor may provide such force as to close flap 36 in
the absence of adequate airflow. Bi-leaflet versions of the airflow resistor are also contemplated
and will have similar function. These bi-leaflet versions may involve multiple sets of flaps 36,
joints 38, and fixed elements 40, etc.
[0126] Figs. 9a and 9b show a perspective view of another embodiment of an
airflow resistor that could be used in any of the respiratory devices described herein. The inner
surface of the passageway shown includes a rim 30 that supports the airflow resistor. This
airflow resistor 24 is also shown as a valve mechanism. Moveable elements 42a and/or 42b
(flaps) are attached to one another or are constructed from a single piece. Moveable elements ;
42a and 42b are attached to the inner surface of the passageway (shown as a rim 30) at
attachment points 44a and 44b, and these attachment points may allow the valve to pivot around
a hinge 43 in response to direction and amplitude of airflow. In one version, attachment points
44a and 44b are formed directly into the rim 30 or holdfast 28 during the manufacturing (e.g.,
casting) process. In one version, the hinge is statically attached to an inner region of the
passageway, and the flaps 42a and 42b are movably (or flexibly) attached to the hinge. Fig. 9a
shows this airflow resistor when the resistance is high (e.g., the flap valve is mostly closed), as
during expiration, and Fig. 9b shows the airflow resistor when the resistance is low (e.g., the flap
valve is mostly open), as during inspiration.
[0127] Fig. 10 shows a perspective view of another embodiment of an airflow
resistor that is similar in structure and function to the device shown in Figs. 9a and 9b.
However, the airflow resistor shown has an internal opening 45 that is located approximately
where moveable elements 42a and 42b pivot relative to one another. The addition of internal
opening 45 modulates airflow (e.g., inspiratory or expiratory airflow) by altering the level of
resistance. Addition of this opening reduces the resistance in one direction (e.g., expiratory
resistance, when the flap valve is "closed") more than resistance in the opposite direction (e.g.,
inspiratory resistance, when the flap valve is "open").
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[0128] Fig. 11 shows a perspective view of another embodiment of an airflow
resistor that is similar in structure and function to the device shown in Figs. 9a and 9b.
Peripheral openings 46a and 46b are placed completely within, or on the periphery of the
moveable elements 42a and 42b. These peripheral openings 46a and 46b also modulate
inspiratory and/or expiratory resistance. The addition of peripheral openings 46a and 46b helps
modulate inspiratory and expiratory airflow by altering the level of resistance. Addition of these
peripheral openings also reduce the resistance in one direction (e.g., expiratory resistance, when
the flap valve is "closed") more than resistance in the opposite direction (e.g., inspiratory
resistance, when the flap valve is "open").
[0129] Figs. 12a and 12b show more detailed views of the operation of the valve
mechanisms as described in Figs. 9a, 9b, 10, and 11. In this figure, we assume that the airflow
resistor is oriented so that the airflow resistor increases resistance during expiration relative to
inhalation (e.g., the lungs are located to the right in Figs. 12a, 12b and 12c). Moveable elements
42a and 42b are coupled to each other via hinge 43. Fig. 12a demonstrates the valve mechanism
during expiration, in which moveable elements 42a and 42b are in a closed position due to the
expiratory airflow in the direction from the lungs to the external environment. Fig. 12b
demonstrates the valve mechanism during inspiration, in which moveable elements 42a and 42b
are in an open position due to the inspiratory airflow in the direction from the external
environment to the lungs. Fig. 12c demonstrates a modification of the valve mechanism shown
in Figs. 12a and 12b in which there are one or more apertures within or on the periphery of the
moveable elements that reduce resistance to expiratory airflow, further increasing the rate of
expiratory airflow. All of these valve mechanisms and configurations can be placed in the
opposite orientation so that inspiratory airflow leads to valve closure and expiration leads to
valve opening.
[0130] Moveable elements (flaps) 42a and 42b of the airflow resistor may be made
of any appropriate material. In particular, materials which have sufficient stiffness to withstand
the forces applied by the respiratory process. Furthermore, durable materials (e.g., which may
withstand the moisture, etc. of the respiratory passage) may also be desirable. In some versions,
the devices are disposable, and thus durability may be less critical. Furthermore, the moveable
elements 42a and 42b may also be made from porous materials or filters, etc. that do not overly
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WO 2006/063339 PCT/US2005/044888
restrict or resist airflow but at the same time can remove debris, pollen, allergens, and infectious
agents for example.
[0131] Figs. 13a and 13b show perspective views of another airflow resistor that
could be used in any of the devices described herein. Fig. 13a shows the airflow resistor (a flap
valve) in a closed position, as might be seen during expiration, resulting in increased resistance
to airflow. Fig. 13b shows the airflow resistor in an open position, as might be seen during
inspiration, resulting in a decreased resistance to airflow relative to the closed position. Because
of the small profile of the retracted flap valves, the resistance added by the airflow resistor when
the airflow resistor is "open" may be negligible. Moveable elements 42a and 42b are attached to
each other or are a single piece. Moveable elements 42a and 42b are attached to the walls of the
passageway (in this example, defined by a rim 30), to the rim 30, or to the holdfast 28 by a
securing element 54a and 54b which uses a tab, adhesives, press fit, external pressure (as from a
holdfast 28) or any way known to those skilled in the art. Internal opening 45 is located
centrally, decreasing the resistance to expiratory airflow (in the "closed" state), although
peripheral locations are also contemplated. In some versions, the size and number of openings
in the valves may determine the resistance of the airflow resistor. Thus, the size and number of
openings may be selected in order to determine the I:E ratio.
[0132] Fig. 14 provides a perspective view of another embodiment of an airflow
resistor that is similar in structure and function to the airflow resistor shown in Figs. 13a and b.
In Fig. 14, the movable elements further comprise a reinforcement support 60a and 60b that is
located partially or completely covering the moveable elements 42a and 42b. The reinforcement
support provides additional structure and/or support to these moveable elements. Furthermore,
reinforcement support 60a and 60b may also promote a more reliable seal and may standardize
the movements of moveable elements 42a and 42b while reducing the likelihood that moveable
elements will invert, buckle in the direction of airflow, or otherwise fail, especially when
exposed to high pressures and airflow as might be seen during coughing. The addition of
reinforcement support 60a and 60b also dampens any whistling or other sounds during
inspiration or expiration. Moveable element 42a and reinforcement support 60a and moveable
element 42b and reinforcement support 60b may be a single unit (or each "flap" may be a single
unit). Alternatively, both moveable elements 42a and 42b and both reinforcement support 60a
and 60b may be a single unit. A central opening 45 is also shown in the figure.
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[0133] Figs. 15a-15c show perspective views of another embodiment of an airflow
resistor that may be used in any of the devices described herein. The airflow resistor is similar
to that shown in Figs. 13a and 13b with the exception that internal opening 45 is replaced by
another airflow resistor 64 (a "nested airflow resistor"). This nested airflow resistor 64
automatically closes when the flow through the valve (or the pressure differential across the
valve) falls below a predetermined level. This allows the airflow resistor (with the nested
airflow resistor region) to provide positive end expiratory pressure (PEEP). In Fig. 15a, the
airflow resistor is shown during exhalation, and the moveable elements 42a and 42b of the
airflow resistor are in the closed position. The nested portion of the airflow resistor 64 is open
so long as the pressure differential across the airflow resistor and/or airflow is above a certain
level. Thus, this figure demonstrates the beginning of expiration, when airflow in the
passageway and pressure differential are largest. In FIG. 15b, the same airflow resistor is again
shown during expiration, and moveable elements 42a and 42b of the airflow resistor are still in
the closed position. However, the nested airflow resistor region 64 now assumes a closed
position, since the pressure differential across the airflow resistor and airflow through the
passageway is no longer above the threshold value. This scenario may correspond to the later
stages of exhalation, when airflow and pressure differential are decreasing or are lower. Thus, at
the end of exhalation, PEEP has been created. For example, the nested airflow resistor 64 may
be set to close whenever air pressure in the respiratory orifice coming from the lungs is less than
5.0 cm H2O. FIG. 15c shows the device during inhalation, in which moveable elements 42a and
42b of the airflow resistor are in the open positions, allowing inhalatory airflow with minimal
resistance to said airflow.
[0134] Figs. 16a and 16b show perspective views of another embodiment of an
airflow resistor that may be used in any of the devices described herein. Fig 16a shows a
hingeless valve 76 in a closed position during exhalation, in which there is increased resistance
to airflow. FIG. 16b shows a hingeless valve 76 in an open position during inspiration, in which
there is decreased resistance to airflow. The hingeless valve 76 may also comprise one or more
holes within its structure to allow airflow in either direction at various stages of the respiratory
cycle. For example, despite being in a closed position, the hingeless valve 76 would still allow
some level of expiratory airflow. Alternatively, the hingeless valve 76 might never close
completely. Even in a closed state, its flaps may never completely block all airflow.
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[0135] Figs. 17a and 17b show perspective views of another embodiment of an
airflow resistor that could be used in any of the devices described herein. The membrane-type
airflow resistor show in Figs. 17a and 17b comprises a membrane 80 (that may or may not be
floppy) that is attached by a connector 82 to the body of the airflow resistor. During exhalation,
shown in Fig. 17a, the membrane 80 seats itself against a rim 30 and/or an apposition support 84
which may project from the sides of the passageway (e.g., from the rim 30) to support the
membrane 80 during exhalation. Fig. 17b shows the situation during inhalation, when the
membrane 80 in a deflected position, thereby decreasing resistance to inspiratory airflow, and
increasing airflow through the airflow resistor. Membrane 80 may have an opening 86 (or
openings) which remain open during both inspiration and exhalation. In some versions of the
airflow resistor, membrane 80 does not have an opening. In still other versions, there are several
openings within membrane 80.
[0136] Figs. 18a and 18b show cross-sectional views of another embodiment of an
airflow resistor that could be used in any of the devices described herein. Fig. 18a shows the
airflow resistor during inspiration, during which deformable member 90 is unfurled leading to
decreased resistance and increased airflow. Fig. 18b shows the airflow resistor during
expiration, during which deformable member 90 assumes an orientation or folding configuration
that leads to increased resistance and decreased airflow. Deformable member 90 may have a
preferred default position (a tendency to default to a preferred orientation in the absence of
external influences or pressures) that may allow such an airflow resistor to offer a PEEP effect.
[0137] Figs. 19a and 19b show cross-sectional views of another embodiment of an
airflow resistor that could be used in any of the devices described herein. This is a stopper-type
airflow resistor. Fig. 19a shows the airflow resistor on exhalation with little to no airflow and
minimal pressure differential across the valve. Fig. 19b shows the device during more robust
exhalation, characterized by increased airflow and increased pressure differential across the
valve. Stopper 92 is connected to return mechanism 94. Stopper 92 may also have an opening
within it to allow airflow at all times or at specific parts of the respiratory cycle (e.g., another,
nested, airflow resistor, such as one allowing airflow during inhalation, but not exhalation),
thereby providing fluid communication between the airways and the external environment.
Alternatively, stopper 92 may have a valve portion that is open during inhalation and closed
during exhalation, or vice verse. In Fig. 19a, the airflow from right to left is insufficient to
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WO 2006/063339 PCT/US2005/044888
overcome the spring force provided by return mechanism 94, and stopper 92 seals against
seating supports 96a and 96b. In Fig. 19b, the airflow from right to left is sufficient to overcome
the spring force provided by return mechanism 94, and stopper 92 is displaced leftward and thus
expiratory airflow is allowed. The mechanism described in FIGS. 19a and 19b is one way in
which PEEP can be created by the device.
[0138] Fig. 20 is a perspective view of another embodiment of the respiratory
device where the device is removable and may be placed in communication with the nasal
cavity. In Fig. 20, a holdfast 28 is located between the patient's nose and the airflow resistor in
the device 1, providing a partial or complete seal, anchoring the device, and providing comfort
for the patient. The holdfast 28 has a cross section that is roughly circular and capable of fitting
within a patient's nostrils.
[0139] Fig. 21 is a perspective view of another embodiment of a respiratory device
where the device is removable and may be placed within the nasal opening. This device shows a
holdfast 28 having an approximately oval cross-section. Many such cross-sectional shapes are
possible to optimize placement, anchoring, sealing, and comfort, including a variety of conical
or asymmetric shapes designed to fit within a patient's nasal openings. In some cases, the rim
30 and/or any airflow resistor 4 may also assume any desired cross sectional shape, including
that of an oval or any other non-circular orientation. In some embodiments, the holdfast 28 will
be shapeable, deformable, or adjustable by the patient either before, after, or during placement of
the device. Alternatively, the device can be customizable to fit individual patients through the
use of imaging modalities including MRI, CT, xray, or direct vision, or through the use of
molding techniques that are common in dentistry and other fields.
[0140] Fig. 22 is a cross-sectional view of an embodiment of a respiratory device
where the device is removable and may be secured in fluid communication with a nasal cavity.
In this version, the device does not contain any moveable components that alter airflow. The
device comprises a holdfast 28 and rim 30 that lends the device support. The device may be
oversized to decrease resistance and increase airflow in one or more directions. In some cases, a
drug (with either an active or inactive ingredient) may be embedded in or located on any of the
device's components, for example, the rim 30. It is appreciated that in some cases, there may be
no rim 30, so long as structural support is provided by another component of the device, e.g., the
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WO 2006/063339 PCT/US2005/044888
holdfast. In this case, the drug may be loaded or coated on the holdfast or within the
passageway.
[0141] Fig. 23 shows a cross-sectional view of another embodiment of a
respiratory device where the device is removable and may be secured in communication with a
nasal cavity. In this figure, there are two airflow passageways. Each passageway is shown with
an airflow resistor 24 therein. The holdfast 28 surrounds both passageways, and each
passageway includes an (optional) rim 30. Each of the flow resistors 24 may increase or
decrease resistance to airflow independently and may work simultaneously or at different times
during the respiratory cycle. For example, in some cases, during inhalation, one of the airflow
resistors 24 may decrease resistance to airflow while the second airflow resistor 24 increases
resistance to airflow. On exhalation, the first airflow resistor 24 may increase resistance to
airflow while the second airflow resistor 24 decreases resistance to airflow. In other words,
inspiratory airflow may proceed through one location, and expiratory airflow may proceed
through a second location within the same device.
[0142] Fig. 24 is a cross-sectional view of another embodiment of the respiratory
device where the device is removable and may be secured in communication with a nasal cavity.
The device is shown with a fixed filter 98 that is located in the path of the airflow as it traverses
the device. The fixed filter 98 may help clear the airflow of any solid or liquid particles, debris,
odors, allergens, pollen, and/or infectious agents. This filter 98 may remain roughly fixed in
place during all parts of the respiratory cycle though some degree of movement may be
permitted. A drug may be placed within or on the surface of one or more components of the
device to provide additional benefit to the patient. The addition of fixed filter 98 may not lead to
increased resistance in either direction, unless such a design is desired. The fixed filter 98 can
be created from any number of filter materials that are known to those skilled in the art. This
fixed filter 98 may be used in any of the respiratory devices herein, in addition to, or as an
alternative to, an airflow resistor 4.
[0143] Fig. 25 is a cross-sectional view of another embodiment of the respiratory
device, where the device is removable and may be secured in communication with a nasal
cavity. The respiratory device of Fig. 25 comprises a moveable cleansing filter 100 that is
shown located within the device, and which may help to clear the airflow of solid or liquid
particles, debris, odors, allergens, pollen, and/or infectious agents. In some versions, the filter
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may be configured to move so that it filters only during inhalation (or exhalation), or may move
out of the way during periods of extremely large airflow (or air pressure) in the airflow
passageway (e.g., during coughing, nose blowing, sneezing).
[0144] Fig. 26a and 26b are perspective views of one version of a moveable
cleansing filter where the moveable cleansing filter is shown during inhalation and exhalation
respectively. A movable cleansing filter may be a movable filter, scrubber, or any other device
capable of removing (particularly selectively removing) any solid or liquid particles, debris,
odors, allergens, pollen, and/or infectious agents. This moveable cleansing filter may be used in
any of the respiratory devices herein, in addition to, or as an alternative to, an airflow resistor 4.
Fig. 26a shows the moveable cleansing filter (shown as movable filters) during inspiration
(during which airflow travels from right to left in the figure) leading to displacement of
moveable filter elements 102a and 102b away from one another. Fig. 26b shows the moveable
cleansing filter during expiration (during which airflow travels from left to right in the figure)
leading to displacement of moveable filter elements 102a and 102b towards one another. Thus,
on inspiration, airflow passes through the moveable filter elements 102a and 102b and the air
may be cleansed of the relevant substances. On expiration, airflow passes both through and
around moveable filter elements 102a and 102b. The addition of moveable filter elements 102a
and 102b ideally does not lead to increased resistance in either direction, unless such a design is
desired. The moveable filter elements 102a and 102b can be created from any number of filter
materials that are known to those skilled in the art. One or more openings or apertures may be
placed within the moveable filter elements 102a and 102b to alter inspiratory or expiratory
resistances.
[0145] Fig. 27 is a three dimensional view of another embodiment of the subject
devices where the device is removable and secured in communication with both nasal cavities.
Nasal mask 108 is positioned securely against the nose and face in order to minimize or
eliminate the possibility of air leak around the periphery of the device. The device includes a
holdfast comprising straps 110a and 110b (that facilitate the secure positioning) and a nasal
mask 108 that is secured against the face by the straps. The mask's airflow resistor 116
modulates inspiratory and/or expiratory resistance during any or all portions of the respiratory
cycle. There is at least one airflow resistor 116 located on the device, though two or more
airflow resistors 116 may be used (e.g., one placed in proximity to each nostril).
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WO 2006/063339 PCT/US2005/044888
[0146] Fig. 28 is a cross-sectional view of another embodiment of the respiratory
device, where the device is removable and may be secured in communication with a nasal
cavity. In Fig. 28, a respiratory device further comprises a respiratory gas supply. A respiratory
gas inlet 120 is shown attached to the respiratory device, providing gas, such as pure oxygen or
mixed oxygen to the passageway. An airflow resistor 24 is included within the passageway
which may modify inspiratory and/or expiratory resistance during any or all portions of the
respiratory cycle. In some versions of the device, the airflow resistor 24 during exhalation may
feature a flap mechanism in which the flap partially or completely occludes respiratory gas inlet
120, thereby only providing release of gas when the patient is inhaling and the flow resistor 24 is
therefore open to some degree. The device that provides the respiratory gas may be permanently
or non-permanently fixed, attached, or otherwise coupled to the holdfast, rim, or airflow resistor
via a press fit, adhesive, or in some other fashion. In some cases, the respiratory gas supply may
be an off-the-shelf device that that provides respiratory gas, as is currently available from
multiple manufacturers.
[0147] The aforementioned devices and methods of using them may provide a first
airflow resistance to airflow from proximal airways to distal airways (inhalation) and a second
flow resistance to airflow from distal airways to proximal airways (expiration). In some of the
respiratory devices described herein, when expiratory airflow and/or expiratory airway pressures
fall below a threshold (one that is too low to keep an airflow resistor mechanism open),
expiration airflow will be stopped, leading to PEEP. As a result, normal inspiration, normal
expiration, and PEEP are accommodated while offering potential benefits to the patient,
including clinical benefits.
Uses of the Respiratory Devices
[0148] The respiratory devices and methods described herein may be used for a
variety of therapeutic and non-therapeutic purposes. A description of some of these uses is
given below. The respiratory devices and methods described herein may be used in other ways
as well, and these examples are not to be considered exhaustive.
[0149] Generally, the respiratory devices described herein may improve the
respiratory and cardiovascular function of a person in need thereof (e.g., a patient). Thus, these
respiratory devices may be used therapeutically, for example, to cure, treat or ameliorate the
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symptoms of a variety of medical disease states. Furthermore, the respiratory devices may be
useful in generally improving the health and well being of any person.
[0150] Disease states which may be treated by the devices and methods described
herein include but are not limited to: heart failure (right-sided and/or left-sided), COPD,
pulmonary edema, sleep apnea (obstructive and/or central), sleep-disordered breathing, Cheyne-
Stokes respiration, insomnia, snoring and other sleep disorders, asthma, bronchomalacia, acute
lung injury, ARDS, cystic fibrosis, hypoxemic respiratory failure, gastroesophageal reflux
disease, hiatal hernia, heartburn, hypertension, myocardial infarction, arrhythmia,
cardiomyopathy, cardiac valve disease (either stenosis or regurgitation of the mitral, aortic,
tricuspid, or pulmonic valves), stroke, transient ischemic attack, increased cerebral pressure, a
variety of inflammatory diseases, and degenerative neurologic conditions. Moreover, the
devices be beneficial for patients being weaned off mechanical ventilation, as well as post-
operative patients.
[0151] The increased pressure within the airways may reduce the amount and
frequency of pulmonary edema, a common consequence of heart failure. Afterload and preload
on the heart may also be affected; for example, afterload and preload may be decreased in
patients with heart failure. Filling pressures may be increased or, more likely, decreased.
Decreasing filling pressure may potentially benefit patients with failing hearts. Gas exchange
may improve in many cases, leading to increases in pO2 and decreases in pCO2. In some cases,
the level of pCO2 may actually increase or become more stable and less likely to fluctuate. This
increase in the stability of pCO2 levels may lead to profound benefits in patients with central
sleep apnea and in patients with Cheyne-Stokes breathing, for example.
[0152] Any location within the body that is exposed to respiratory airflow
(including but not limited to the upper airway, trachea, bronchi, nasopharynx, oropharynx, nasal
cavity, oral cavity, vocal cords, larynx, tonsils and related structures, back of the tongue, sinuses,
and turbinates) may benefit from the increased airway pressure and increased duration of
expiratory aiflow . In some cases, there will be a reduction in swelling andedema in these
locations, leading to increased diameters of the airways and conduits in which the airflow
passes.This leads toless of a tendency for these structures to collapse upon inhalation.
Moreover, these structures may be less prone to create noise on inspiration or expiration, thereby
reducing the quantity and/or quality of snoring. Put another way, the reduction of edema in the
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airways may make it less likely that these structures will collapse and may reduce the volume
and frequency of snoring, apnea, or hypopnea. Furthermore, reduction in swelling and edema
and improved lymphatic flow due to these positive pressures may reduce nasal congestion,
inflammation, and sinusitis for example.
[0153] The respiratory device may also increase lung compliance. For example,
lung compliance may increase partly if fluid which might otherwise be in the lung and alveoli is
driven away by the increased airway pressure. This increased lung compliance may make it
easier to breathe and may require less effort and force on the part of the patient to displace the
diaphragm a certain distance to achieve a certain tidal volume. Moreover, increased lung
compliance may decrease the pressure differential between the alveoli and mouth. As this
pressure differential decreases, it becomes less likely that an inhalation attempt will induce a
collapse of the upper airway. Thus, an increase in lung compliance may herald a reduction in
the frequency or severity of obstructive sleep apnea or hypopnea episodes. Similarly, snoring
frequency and severity (volume) may be reduced for similar reasons.
[0154] The respiratory device may also improve ejection fraction. This effect may
be mediated via increases in intra-thoracic pressure and alterations in transmural pressures and
the beneficial effects on preload and afterload on the failing heart. In addition to left-sided
benefits to the heart, there may also be benefits afforded to the right side of the heart. Improving
ejection fraction with the respiratory devices described herein may result in positive short- and
long-term changes to the energetics and biologic properties of the heart tissue. Some of these
positive changes may mimic the positive remodeling changes seen in hearts treated with various
complicated cardiac support devices such as those developed by Acorn Cardiovascular (St.
Paul, Minnesota) and Paracor Medical (Sunnyvale, California). These expiratory resistors use
the patient's own intra-thoracic pressure to "support" the patient's heart. Moreover, because the
support potentially provided by the respiratory devices described herein is not limited to just the
ventricle, it may support the atria, which can also be severely affected by heart failure and other
cardiac or pulmonary diseases. There may be reductions in left ventricular and left atrial sizes,
both in the shorter and longer term. Furthermore, cardiac sympathetic activation may be reduced,
and cardiac output may be increased or decreased depending on the nature of the resistance
provided.
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[0155] There are a variety of other beneficial effects of enhanced expiratory
resistance and increases in intra-thoracic pressure that may be achieved with the respiratory
devices described herein. Examples include decreased heart rate and blood pressure. There ma>
be a reduction in the number of arrhythmias, including but not limited to atrial/supraventricular
and ventricular fibrillation, atrial/supraventricular and ventricular tachycardias, heart block, and
other common arrhythmias. Thus, the respiratory devices described herein may also reduce the
incidence of sudden cardiac death and other cardiac disorders. Furthermore, coronary perfusion
may be expected to increase. Further, expiratory resistance and increased intra-thoracic pressures
may lead to improvements in gastroesophageal reflux disease (ie heartburn), gastritis, Barrett's
esophagus, esophageal cancer, hiatal hernia, and other causes of diaphragmatic hernia. This
effect may be mediated by the compression of the esophagus located within the thorax due to the
increased intra-thoracic pressures. As a result, food and other stomach contents may no longer
be able to reflux superiorly into the esophagus, which is otherwise common when patients are
lying down. Furthermore, hernias (primarily hiatal) may be reduced and pushed back into the
abdomen by the increased intra-thoracic pressure. The use of these respiratory devices may have
beneficial effects on other gastroenterologic conditions beyond those already described.
[0156] Cardiac valve disease, including but not limited to mitral, tricuspid,
pulmonic and aortic regurgitation, and mitral, tricuspid, pulmonic and aortic stenosis may also
benefit from the respiratory devices described herein. In particular, the respiratory device may
effect mitral regurgitation and may help prevent further annular dilatation (a byproduct of heart
failure and generalized heart dilation).
[0157] Use of the respiratory devices described herein will result in a reduction in
respiratory rate, which may be very helpful in diseases such as COPD, asthma, hyperventilation,
and anxiety disorders including panic attacks, among others. The ratio of inspiratory time to
expiratory time (I:E ratio) may be decreased with the device. Tidal volumes may increase as
well. For example, in COPD, the increased resistance may facilitate improved expiratory
function. This may also allow the patient to benefit from larger tidal volumes and increased
minute ventilation. In embodiments in which the respiratory device creates PEEP (positive end
expiratory pressure), the amount of PEEP (or resistance generated by the device) may overcome
some, or all, of the intrinsic PEEP that is common in patients with COPD. In patients with
COPD or other pulmonary disorders, gas exchange may improve. In this case, gas exchange
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refers to the removal of CO2 from the body and addition of O2 into the blood stream from
inspired air. Thus, pO2 may increase and pCO2 may decrease, particularly in patients with
COPD, but more generally in all patients treated with the device. Moreover, oxygen saturation
may increase, reflecting an increase of oxygen binding to hemoglobin.
[0158] Other benefits offered by the respiratory device may include a reduction in
diaphragm fatigue and improved efficiency of the accessory muscles of inspiration. This may
make breathing significantly easier in patients with pulmonary disease, and more specifically
COPD and cystic fibrosis.
[0159] As previously mentioned, the respiratory devices described herein may
decrease respiratory rate. It has been shown that slowed breathing techniques can lead to a
reduction in blood pressure. Thus, the device may reduce blood pressure in a patient, including
patients with hypertension (systemic and pulmonary). The reduction in blood pressure may be
systolic and/or diastolic. Reductions in blood pressure may be on the order of 1-70 mm Hg
systolic or diastolic. This may bring the patient to normal ( ( be used as an adjunctive therapy to drugs or as a stand-alone therapy in some patients. In some
versions, a respiratory device as described herein may be used for short periods (minutes, hours,
or longer) over a span of days to weeks to months to offer longer term benefits for weeks or
months after the cessation of therapy. Treatments may last 15 seconds to 24 hours and may be
repeated over a regular or irregular interval, for example, on the order of hours to days. The
devices may be worn at night or day, while awake or during sleep, to slow respiratory rate. A
reduction in blood pressure and/or heart rate may be seen while the device is in place, or after
the device has been removed. This may be due to hormonal influences whose effects last longer
than the period in which the device is in place. More specifically, the device may work though
either a sympathetic or parasympathetic pathway.
[0160] Expiratory resistance may also prolong expiratory time, which may reduce
the respiratory rate. Thus, the devices described herein may be used to reduce respiratory rate.
This may have benefits in treating insomnia, since it may promote a sense of relaxation in the
user, through increased parasympathetic stimulation, decreased sympathetic simulation,
and/other hormonal and non-hormonal effects. This may also promote a sense of well being or
relaxation that may allow the user to fall asleep easier and quicker and improve sleep quality and
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quantity. Thus, the respiratory devices described herein represent a novel non-pharmacologic
method of treating insomnia and promoting relaxation. The device may be used throughout the
day and/or night to promote said relaxation and well being.
[0161] The respiratory devices described herein may also be used to treat or
ameliorate disorders characterized by ineffective, non-productive, or otherwise disturbed
inspiration (including but not limited to obstructive sleep apnea or restrictive pulmonary
disease). For example, with the device in place, a patient may be more likely to have slightly
elevated lung volumes after exhalation. Put another way, more air than normal may be present
in the lungs after exhalation when using some versions of the device. Fewer alveoli may be
collapsed; thus inhalation may be easier because it will require less effort to re-open the alveoli
during the subsequent breath. Moreover, pulmonary congestion and pulmonary edema may also
be reduced, so compliance may be improved. As a result, it may require less effort for patients
to inhale. It follows that a smaller pressure differential (between the alveoli and the mouth) will
be required. The smaller the pressure differential, the less likely that the patient's conducting
airways (including the upper airways and pharyngeal tissues) will collapse, thus reducing the
likelihood of obstructive sleep apnea, hypopnea, and snoring.
[0162] Infectious diseases may also benefit from the respiratory devices described
herein. These diseases include but are not limited to pneumonia (community and hospital
acquired), tuberculosis, bronchitis, HIV, and SARS.
[0163] The respiratory devices may also be useful in pulmonary or cardiac
rehabilitation. For example, the device may find use in patients with chronic pulmonary disease
including but not limited to chronic bronchitis, emphysema, asthma, pulmonary fibrosis, cystic
fibrosis, and pulmonary hypertension. Alternatively, the devices may benefit patients with
cardiac disease, including but not limited to: angina, myocardial infarction, right or left sided
heart failure, cardiomyopathy, hypertension, valve disease, pulmonary embolus, and arrhythmia.
[0164] Patients with obesity may also benefit from the use of the respiratory
devices described herein. Obesity can contribute to exercise intolerance partly because it
increases the metabolic requirement during activity and alters ventilatory mechanics by reducing
functional residual capacity (FRC) and promoting atelectasis. Obesity may also reduce cardiac
reserve, since a higher than normal cardiac output response is required during physical activity.
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This in turn may cause systemic hypertension, which increases left ventricular afterload. Thus,
the device, through its potential reduction in atelectasis and beneficial effects on FRC, cardiac
output, and blood pressure may be useful in patients with obesity.
[0165] The respiratory devices may also be used by athletes, for example, during
both aerobic and non-aerobic activities, partially because of the potentially beneficial direct
effects on the heart and on gas exchange. In some versions, the respiratory device may be
oversized, to increase the amount of inspiratory airflow, potentially increasing the amount of
oxygen transmitted to the lungs for gas exchange.
[0166] The respiratory devices described herein may also be used for therapeutic
and non-therapeutic effects on sleep. Sleep quality may be improved, with more slow-wave
sleep, fewer arousals, and improved REM sleep. The user may have more productive sleep and
may be less tired during the day. Furthermore, the beneficial effects of the device may extend
beyond the period of use, and into the daytime as well, even when the device's use is limited to
the night (e.g., when the user is sleeping). In some cases, sympathetic discharge may be reduced
and/or parasympathetic discharge may be increased. Thus, the device may have positive
benefits on the autonomic nervous system. This may offer beneficial systemic effects as well as
local effects, some of which have already been described.
[0167] The respiratory devices described herein may also be used in other
locations besides the nasal and oral cavities. Indeed, any location in the body that is serves as an
entry or exit location for respiratory airflow or serves as a conducting airway or conduit for
airflow may benefit from the use of the devices described herein. For example, a device may be
used within, on the external surface of, or near a stoma site (e.g., for use in a patient after a
tracheostromy).
[0168] Inflammation (which is present in a variety of disease states) may also be
reduced using the respiratory device, possibly via the aforementioned parasympathetic or
sympathetic mediated effects and/or effects of the vagus nerve and its stimulation. The
treatment of any condition mediated by an inflammatory cytokine cascade is within the scope of
the devices and methods described herein. In some embodiments, the respiratory device is used
to treat a condition where the inflammatory cytokine cascade is affected through release of pro-
inflammatory cytokines from a macrophage. The condition may be one where the inflammatory
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This in turn may cause systemic hypertension, which increases left ventricular afterload. Thus,
the device, through its potential reduction in atelectasis and beneficial effects on FRC, cardiac
output, and blood pressure may be useful in patients with obesity.
[0165] The respiratory devices may also be used by athletes, for example, during
both aerobic and non-aerobic activities, partially because of the potentially beneficial direct
effects on the heart and on gas exchange. In some versions, the respiratory device may be
oversized, to increase the amount of inspiratory airflow, potentially increasing the amount of
oxygen transmitted to the lungs for gas exchange.
[0166] The respiratory devices described herein may also be used for therapeutic
and non-therapeutic effects on sleep. Sleep quality may be improved, with more slow-wave
sleep, fewer arousals, and improved REM sleep. The user may have more productive sleep and
may be less tired during the day. Furthermore, the beneficial effects of the device may extend
beyond the period of use, and into the daytime as well, even when the device's use is limited to
the night (e.g., when the user is sleeping). In some cases, sympathetic discharge may be reduced
and/or parasympathetic discharge may be increased. Thus, the device may have positive
benefits on the autonomic nervous system. This may offer beneficial systemic effects as well as
local effects, some of which have already been described.
[0167] The respiratory devices described herein may also be used in other
locations besides the nasal and oral cavities. Indeed, any location in the body that is serves as an
entry or exit location for respiratory airflow or serves as a conducting airway or conduit for
airflow may benefit from the use of the devices described herein. For example, a device may be
used within, on the external surface of, or near a stoma site (e.g., for use in a patient after a
tracheostromy).
[0168] Inflammation (which is present in a variety of disease states) may also be
reduced using the respiratory device, possibly via the aforementioned parasympathetic or
sympathetic mediated effects and/or effects of the vagus nerve and its stimulation. The
treatment of any condition mediated by an inflammatory cytokine cascade is within the scope of
the devices and methods described herein. In some embodiments, the respiratory device is used
to treat a condition where the inflammatory cytokine cascade is affected through release of pro-
inflammatory cytokines from a macrophage. The condition may be one where the inflammatory
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cytokine cascade causes a systemic reaction, such as with septic shock. Alternatively, the
condition may be mediated by a localized inflammatory cytokine cascade, as in rheumatoid
arthritis. Examples of conditions which may be usefully treated using the respiratory devices
described herein include, but are not limited to: appendicitis, peptic, gastric or duodenal ulcers,
peritonitis, pancreatitis, ulcerative, pseudomembranous, acute or ischemic colitis, diverticulitis,
epiglottitis, achalasia, cholangitis, cholecystitis, hepatitis, Crohn's disease, enteritis, Whipple's
disease, asthma, allergy, anaphylactic shock, immune complex disease, organ ischemia,
reperfusion injury, organ necrosis, hay fever, sepsis, septicemia, endotoxic shock, cachexia,
hyperpyrexja, eosinophilic granuloma, granulomatosis, sarcoidosis, septic abortion,
epididymitis, vaginitis, prostatitis, urethritis, bronchitis, emphysema, rhinitis, cystic fibrosis,
pneumonitis, pneumoultramicroscopicsilicovolcanoconiosis, alvealitis, bronchiolitis,
pharyngitis, pleurisy, sinusitis, influenza, respiratory syncytial virus, herpes, disseminated
bacteremia, Dengue fever, candidiasis, malaria, filariasis, amebiasis, hydatid cysts, burns,
dermatitis, dermatomyositis, sunburn, urticaria, warts, wheals, vasulitis, angiitis, endocarditis,
arteritis, atherosclerosis, thrombophlebitis, pericarditis, myocarditis, myocardial ischemia,
periarteritis nodosa, rheumatic fever, Alzheimer's disease, coeliac disease, congestive heart
failure, adult respiratory distress syndrome, meningitis, encephalitis, multiple sclerosis, cerebral
infarction, cerebral embolism, Guillame-Barre syndrome, neuritis, neuralgia, spinal cord injury,
paralysis, uveitis, arthritides, arthralgias, osteomyelitis, fasciitis, Paget's disease, gout,
periodontal disease, rheumatoid arthritis, synovitis, myasthenia gravis, thryoiditis, systemic
lupus erythematosus, Goodpasture's syndrome, Behcets's syndrome, allograft rejection, graft-
versus-host disease, diabetes, ankylosing spondylitis, Berger's disease, Retier's syndrome, or
Hodgkins disease.
[0169] Furthermore, the respiratory devices and methods of using them may be
used by or applied to a variety of different types of animals. Representative animals with which
the methods and devices find use include, but are not limited to: canines; felines; equines;
bovines; ovines; etc. and primates, particularly humans. The respiratory devices described
herein may also be packaged for use. For example, the respiratory devices may be packaged
individually or as a set (e.g., in sets of pairs, particularly in variations in which an individual
device is used with each nostril). Furthermore, the packaging may be sterile, sterilizable, or
clean.
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[0170] The respiratory devices described herein may also be provided as part of a
kit that includes at least one of the devices. Examples of kits may include a respiratory device
and instructions for how to use the device. The instructions are generally recorded on a suitable
recording medium. For example, the instructions may be printed on a substrate, such as paper or
plastic, etc. As such, the instructions may be present in the kits as a package insert, in the
labeling of the container of the kit or components thereof (i.e., associated with the packaging or
sub-packaging) etc. In other embodiments, the instructions are present as an electronic storage
data file present on a suitable computer readable storage medium, e.g., CD-ROM, diskette, etc.
The instructions may take any form, including complete instructions on how to use the device, or
references, directing a user to using additional sources for instructions (e.g., a website address
with which instructions posted on the world wide web).
EXAMPLES
[0171] The following examples are offered by way of illustration and not by way
of limitation.
A. Removable Application in the Oral Cavity
[0172] A respiratory device adapted for use in the oral cavity (e.g., any of the
devices shown in Figs. 1-3) may be placed into a subject's mouth by medical personnel or by the
subject. The respiratory device may be secured in place by the subject's teeth, gums, tongue,
lips, palate or shape of the oral cavity or surrounding anatomy including the jaw, nose, chin, or
skin. The respiratory device may also (or alternatively) be secured by use of an adhesive, a
securing strap, or by other holdfast. The use of an adhesive may further improve the seal
between the device and the oral cavity. The device may be worn during the night or day, while
the patient is awake or sleeping. In some cases, the device may be worn continuously for
extended periods of time (e.g., minutes, hours, days). These devices are meant to provide
benefits to subjects suffering from COPD, heart failure, sleep apnea, insomnia, hypertension,
gastroesophageal reflux disease, hiatal hernia and other medical conditions mentioned
previously.
[0173] In some embodiments, the device works as follows. During inhalation, the
valve mechanism remains in the open position as airflow proceeds from the external
environment into the airways and lungs. Open position means any position in which resistance
to airflow is reduced or minimized during inhalation more than exhalation. This can be achieved
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using any of the airflow resistor embodiments described earlier. During exhalation, the airflow
from the airways and lungs to the outside environment occurs, and an airflow resistor (e.g., a
valve mechanism) subjects this exhalation airflow to greater resistance than during inhalation.
Thus, resistance during inhalation is less than exhalation resistance, providing the desired effect
to the subject.
B. Removable Application in the Nasal Cavity
[0174] A respiratory device adapted for use in the nasal cavity (e.g., any of the
devices shown in Figs. 4, 5, 20, and 21) may be placed into one or more of the subject's nostrils
by medical personnel or by the subject himself. The respiratory device may be secured in place
in the subject's nostrils by the interaction between the nostril cavity and the holdfast of the
device, as shown in Figs. 4 and 5. The use of an adhesive may further improve the seal between
the device and the nasal cavity. The device may be worn during the night or day, while the
patient is awake or sleeping. In some cases, the device may be worn around the clock. These
devices may provide benefits to subjects suffering from COPD, heart failure, sleep apnea,
insomnia, hypertension, gastroesophageal reflux disease, hiatal hernia and other medical
conditions, as mentioned previously.
[0175] In some embodiments, the respiratory device worn in a nasal cavity works
as follows. During inhalation, the valve mechanism remains in the open position as airflow
proceeds from the external environment into the airways and lungs. Open position means any
position in which resistance to airflow is reduced or minimized during inhalation more than
exhalation. This may be achieved using any of the airflow resistor embodiments described
earlier. During exhalation, the airflow from the airways and lungs to the outside environment
occurs, and valve mechanism subjects this exhalation airflow to greater resistance than during
inhalation. Thus, resistance during inhalation is less than exhalation resistance, providing the
desired effect to the subject. In some versions, it may be preferable to regulate the airflow of
both nostrils. For example, it may be desirable to have a single respiratory device that regulates
airflow into the nasal cavity (as in Fig. 27), or to have a respiratory device that has airflow
resistors for both nostrils, or to simply block all airflow through one nostril and use a respiratory
device to regulate airflow through the other nostril.
C. Removable Filtering Application in the Nasal Cavity:
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[0176] In one embodiment of the methods for using a respiratory device, a
respiratory device as shown in either Fig. 24 or Fig. 25 is placed into one of more of the
subject's nostrils by medical personnel or by the subject. The respiratory device is secured in
the subject's nostrils (e.g., by the interaction between the holdfast of the device and the subject's
nostrils). The use of an adhesive may further improve the seal between the device and the nasal
cavity. The device can be worn during the night or day, while the patient is awake or sleeping.
In some cases, the device can be worn continuously. These devices may provide benefits to
subjects suffering from allergies and allergy-related diseases, sinusitis, post-nasal drip, and other
medical ailments as described herein.
[0177] In some embodiments, the device works as follows. During inhalation, the
fixed cleansing filter 98 or moveable cleansing filter 100 filters airflow from the external
environment before it passes into the airways and lungs. During exhalation, in which airflow
proceeds from the airways and lungs to the outside environment, the fixed cleansing filter 98
remains in the path of the airflow, while the moveable cleansing filter 100 may deflect or move
so that less airflow passes through it (and more airflow passes around it). In either case, it may
be preferable for the cleansing filter not to add any additional resistance to either inspiratory or
expiratory airflow, though in some cases, that addition of resistance to inspiratory and/or
expiratory airflow may be desired.
P. Removable nostril opening application
[0178] In one embodiment of the methods for using a respiratory device, the
device shown in Fig. 22 is placed into one of more of the subject's nostrils by medical personnel
or by the subject where it is kept in place by the subject's nostrils. The device can be worn
during the night or day, while the patient is awake or sleeping. In some cases, the device can be
worn continuously. In this way, these devices may provide benefits to subjects suffering from
sleep apnea, snoring, and other medical ailments described herein as well as to subjects desiring
improved athletic performance.
[0179] In some embodiments, the device works as follows. During inhalation, the
device props open the nostrils to minimize airflow resistance and to prevent the nostrils from
collapsing or partially closing due to negative pressures within the nose. On exhalation, the
device facilitates expiratory airflow, again by propping open the nostrils and increasing the size
of the lumen available for airflow.
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[0180] The respiratory devices may improve the respiratory, cardiac, and general
health of the patient by mimicking the effects of pursed-lip breathing, which is adopted
instinctively by many affected patients or by mimicking the expiratory resistance produced by
non-invasive ventilation. Physiologically, the devices described herein may provide the same
beneficial effects as those experienced in pursed-lip breathing, specifically, improving oxygen
saturation; decreasing respiratory rate; and increasing tidal volume. The devices may also
provide beneficial cardiac effects, including: decreased blood pressure; decreased afterload;
decreased preload; decreased heart rate; and improved ejection fraction. This in turn may reduce
the probability of the affected patient developing hypertension, heart failure, pulmonary edema,
sleep apnea and other sequelae secondary to chronic obstructive pulmonary disease or heart
failure. Furthermore, the devices may offer the significant advantage of freeing the patient from
constantly pursing the lips, or having to be connected to a non-invasive ventilator via a breathing
tube. In contrast to pursed-lip breathing, which cannot be performed during sleep, and non-
invasive ventilation devices that are used primarily at night (and cannot be used during the
performance of daily activities), these devices may provide increased expiratory resistance
throughout the entire day. Furthermore, respiratory devices may be provided for cleansing the
inspired air and also for propping open the nostrils. These devices represent novel, non-invasive
methods of treating diseases such as allergies, sinusitis, sleep apnea and others described herein.
[0181] All publications and patent applications cited in this specification are herein
incorporated by reference in their entirety, as if each individual publication or patent application
were specifically and individually indicated to be incorporated by reference. The citation of any
publication is for its disclosure prior to the filing date and should not be construed as an
admission that the present invention is not entitled to antedate such publication by virtue of prior
invention.
[0182] Although the foregoing invention has been described in some detail by way
of illustration and example for purposes of clarity of understanding, it is readily apparent to
those of ordinary skill in the art in light of the teachings of this invention that certain changes
and modifications may be made thereto without departing from the spirit or scope of the
appended claims.
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CLAIMS
What is claimed is:
1. A respiratory device adapted to be removably secured in
communication with a nasal cavity comprising:
a passageway;
an airflow resistor in communication with the passageway; and
a holdfast for removably securing the respiratory device in communication with
the nasal cavity.
2. The respiratory device of claim 1 further comprising a rim for supporting the
passageway.
3. The respiratory device of claim 1 wherein the airflow resistor increases the
resistance to air exhaled and/or inhaled through the passageway.
4. The respiratory device of claim 3 wherein the airflow resistor increases the
resistance to air exhaled through the passageway but does not substantially
increase the resistance to air inhaled through the passageway.
5. The respiratory device of claim 3 wherein the airflow resistor increases the
resistance to air exhaled through the passageway more than it increases the
resistance to air inhaled through the passageway.
6. The respiratory device of claim 3 wherein the airflow resistor decreases the
resistance to air exhaled and/or inhaled through the passageway when the airflow
or air pressure differential across the airflow resistor exceeds a threshold level.
7. The respiratory device of claim 3 wherein the airflow resistor increases the
resistance to air exhaled and/or inhaled through the passageway when the airflow
or the air pressure differential across the airflow resistor falls below a threshold
level.
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CLAIMS
What is claimed is:
1. A respiratory device adapted to be removably secured in
communication with a nasal cavity comprising:
a passageway;
an airflow resistor in communication with the passageway; and
a holdfast for removably securing the respiratory device in communication with
the nasal cavity.
2. The respiratory device of claim 1 further comprising a rim for supporting the
passageway.
3. The respiratory device of claim 1 wherein the airflow resistor increases the
resistance to air exhaled and/or inhaled through the passageway.

4. The respiratory device of claim 3 wherein the airflow resistor increases the
resistance to air exhaled through the passageway but does not substantially
increase the resistance to air inhaled through the passageway.
5. The respiratory device of claim 3 wherein the airflow resistor increases the
resistance to air exhaled through the passageway more than it increases the
resistance to air inhaled through the passageway.
6. The respiratory device of claim 3 wherein the airflow resistor decreases the
resistance to air exhaled and/or inhaled through the passageway when the airflow
or air pressure differential across the airflow resistor exceeds a threshold level.
7. The respiratory device of claim 3 wherein the airflow resistor increases the
resistance to air exhaled and/or inhaled through the passageway when the airflow
or the air pressure differential across the airflow resistor falls below a threshold
level.
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8. The respiratory device of claim 1 wherein the airflow resistor is a nested airflow
resistor.
9. The respiratory device of claim 1 wherein the airflow resistor is a flap valve.

10. The respiratory device of claim 1 wherein the airflow resistor alters the
inspiratory:expiratory ratio of a user wearing the respiratory device so that the
inspiratory:expiratory ratio is between about 3:1 and about 1:10.
11. The respiratory device of claim 1 wherein the airflow resistor alters the
inspiratory:expiratory ratio of a user wearing the respiratory device so that the
inspiratory:expiratory ratio is between about 1:1.5 and about 1:4.
12. The respiratory device of claim 1 wherein the airflow resistor alters the
inspiratory:expiratory ratio of a user wearing the respiratory device to about 1:3.
13. The respiratory device of claim 1 wherein the holdfast removably secures the
respiratory device in communication with a nasal cavity of a user so that at least
some of the air exchanged between the nasal cavity and the external environment
of a user passes through the respiratory device.
14. The respiratory device of claim 13 wherein the holdfast removably secures the
respiratory device in communication with a nasal cavity of a user so that all of the
air exchanged between the nasal cavity and the external environment of a user
passes through the respiratory device.
15. The respiratory device of claim 13 wherein the holdfast removably secures the
respiratory device at least partly within the nasal cavity of a user.
16. The respiratory device of claim 15 wherein an outer region of the respiratory
device exerts pressure against the nasal cavity of a user.
17. The respiratory device of claim 1 wherein the holdfast removably secures the
respiratory device in communication with both nasal cavities.
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18. The respiratory device of claim 17 wherein the holdfast removably secures the
respiratory device at least partly within both nasal cavities of a user.
19. The respiratory device of claim 1 wherein the holdfast removably secures the
respiratory device in communication with an oral and a nasal cavity of a user.
20. The respiratory device of claim 1 further comprising an active agent.
21. The respiratory device of claim 20 wherein the active agent comprises a drug.
22. The respiratory device of claim 20 wherein the active agent comprises an
odorant.
23. The respiratory device of claim 20 wherein the active agent comprises menthol.
24. The respiratory device of claim 1 further comprising a filter.
25. The respiratory device of claim 24 wherein the filter comprises a movable filter.
26. The respiratory device of claim 1 wherein the holdfast comprises a conformable
material.
27. The respiratory device of claim 1 further comprising a respiratory gas supply.
28. A respiratory device adapted to be removably secured in a nasal cavity
comprising:
a passageway;
a rim having sufficient strength to support the passageway in the open state
while inserted into the nasal cavity; and
a holdfast for securing the respiratory device to at least one nasal cavity, wherein
the respiratory device may be applied or removed by a user.
29. A kit comprising:
a respiratory device of claim 1; and
instructions on the use of the respiratory device.
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30. A respiratory device adapted to be removably secured in a nasal cavity
comprising:
a passageway;
a filter within the passageway; and
a holdfast for removably securing the respiratory device at least partly within
a nasal cavity.
31. The respiratory device of claim 30 further comprising a rim for supporting the
passageway.
32. The respiratory device of claim 30 wherein the filter comprises a movable filter
for filtering air flowing through the device in a first direction more than air
flowing through the device in a direction that is opposite of the first direction.
33. The respiratory device of claim 32 wherein the filter filters air inhaled through
the passageway but does not substantially filter air exhaled through the
passageway.
34. The respiratory device of claim 32 wherein the filter increases the resistance to
air exhaled through the passageway more than it increases the resistance to air
inhaled through the passageway.
35. The respiratory device of claim 30 wherein the holdfast removably secures the
respiratory device in communication with a nasal cavity of a user so that at least
some of the air exchanged between the nasal cavity and the external environment
of a user passes through the respiratory device.
36. The respiratory device of claim 35 wherein the holdfast removably secures the
respiratory device in communication with a nasal cavity of a user so that all of the
air exchanged between the nasal cavity and the external environment of a user
passes through the respiratory device.
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37. The respiratory device of claim 35 wherein the holdfast removably secures the
respiratory device at least partly within the nasal cavity of a user.
38. The respiratory device of claim 37 wherein an outer region of the respiratory
device exerts pressure against the nasal cavity of a user.
39. The respiratory device of claim 30 wherein the holdfast removably secures the
respiratory device in communication with both nasal cavities.
40. The respiratory device of claim 39 wherein the holdfast removably secures the
respiratory device at least partly within both nasal cavities of a user.
41. The respiratory device of claim 30 wherein the holdfast removably secures the
respiratory device in communication with an oral and a nasal cavity of a user.
42. The respiratory device of claim 30 further comprising an active agent.
43. The respiratory device of claim 42 wherein the active agent comprises a drug.
44. The respiratory device of claim 42 wherein the active agent comprises an
odorant.
45. The respiratory device of claim 42 wherein the active agent comprises menthol.
46. The respiratory device of claim 30 wherein the holdfast comprises a conformable
material.
47. The respiratory device of claim 30 further comprising a respiratory gas supply.
48. A respiratory device adapted to be removably secured in a nasal cavity
comprising:
a passageway;
a filter within the passageway
a rim having sufficient strength to support the passageway in the open state
while inserted into the nasal cavity; and
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a holdfast for securing the respiratory device to at least one nasal cavity,
wherein the respiratory device may be applied or removed by a user.
49. A kit comprising:
a respiratory device of claim 30; and
instructions on the use of the respiratory device.
50. A respiratory device adapted to be removably secured in communication with an
oral cavity comprising:
a passageway;
an airflow resistor in communication with the passageway; and
a holdfast for removably securing the respiratory device substantially within a
portion of the oral cavity.
51. The respiratory device of claim 50 wherein the airflow resistor increases the
resistance to air exhaled and/or inhaled through the passageway.
52. The respiratory device of claim 51 wherein the airflow resistor increases the
resistance to air exhaled through the passageway but does not substantially
increase the resistance to air inhaled through the passageway.
53. The respiratory device of claim 51 wherein the airflow resistor increases the
resistance to air exhaled through the passageway more than it increases the
resistance to air inhaled through the passageway.
54. The respiratory device of claim 51 wherein the airflow resistor decreases the
resistance to air exhaled and/or inhaled through the passageway when the airflow
or air pressure differential across the airflow resistor exceeds a threshold level.
55. The respiratory device of claim 51 wherein the airflow resistor increases the
resistance to air exhaled and/or inhaled through the passageway when the airflow
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or the air pressure differential across the airflow resistor falls below a threshold
level.
56. The respiratory device of claim 51 wherein the airflow resistor is a nested
airflow resistor.
57. The respiratory device of claim 50 wherein the airflow resistor is a flap valve.

58. The respiratory device of claim 50 wherein the airflow resistor alters the
inspiratory:expiratory ratio of a user wearing the respiratory device so that the
inspiratory :expiratory ratio is between about 3:1 and about 1:10.
59. The respiratory device of claim 50 wherein the airflow resistor alters the
inspiratory :expiratory ratio of a user wearing the respiratory device so that the
inspiratory:expiratory ratio is between about 1:1.5 and about 1:4.
60. The respiratory device of claim 50 wherein the airflow resistor is alters the
inspiratory .expiratory ratio of a user wearing the respiratory device to about 1:3.
61. The respiratory device of claim 50 wherein the holdfast removably secures the
respiratory device substantially within the oral cavity of a user so that at least
some of the air exchanged between the oral cavity and the user's external
environment passes through the respiratory device.
62. The respiratory device of claim 61 wherein the holdfast removably secures the
respiratory device substantially within the oral cavity of a user so that all of the
air exchanged between the oral cavity and the user's external environment passes
through the respiratory device.
63. The respiratory device of claim 50 further comprising an active agent.
64. The respiratory device of claim 63 wherein the active agent comprises an
odorant.
65. The respiratory device of claim 63 wherein the active agent comprises menthol.
66. The respiratory device of claim 50 further comprising a filter.
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67. The respiratory device of claim 66 wherein the filter comprises a movable filter.
68. The respiratory device of claim 50 wherein the holdfast comprises a conformable
material.

69. The respiratory device of claim 50 further comprising a respiratory gas supply.
70. A method of treating a respiratory disorder comprising:
removably securing a respiratory device in communication with a patient's nasal
cavity, wherein the respiratory device comprises an airflow resistor that
inhibits expiration more than it inhibits inhalation and a holdfast configured to
removably secure the respiratory device at least partly within the nasal cavity;
allowing the patient to breathe through the respiratory device.
71. The method of claim 70, wherein the disorder treated is selected from the group
consisting of: chronic obstructive pulmonary disease, sleeping disorders,
gastroenterologic disorders, and cardiovascular disorders.
72. The method of claim 70, wherein the step of removably securing the respiratory
device comprises inserting the respiratory device into the subject's nostril.
73. The method of claim 70, wherein the step of removably securing the respiratory
device comprises inserting a respiratory device into both of the subject's nostrils.
74. The method of claim 70, further comprising compressing at least a portion of the
respiratory device so that it can fit within a subject's nasal cavity.
75. The method of claim 70, wherein the step of removably securing the respiratory
device in communication with a patient's nasal cavity comprises engaging a
holdfast region of the respiratory device with at least a portion of the subject's
nasal cavity.
76. The method of claim 70, wherein the respiratory device is removably secured at
least partly within a patient's nasal cavity using an adhesive.
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77. The method of claim 70, wherein the respiratory device is removably secured at
least partly within a patient's nasal cavity by a friction fit.
78. The method of claim 70, further comprising removing the respiratory device
from a sterile packaging before removably securing the respiratory device.
79. The method of claim 70, further comprising removing the respiratory device
from clean packaging before removably securing the respiratory device.
80. A method of regulating pCO2 in a patient comprising:
inserting at least a portion of a respiratory device into a subject's nasal cavity;
removably securing the respiratory device at least partly within a patient's nasal
cavity, wherein the respiratory device comprises an airflow resistor that
inhibits expiration more than it inhibits inhalation, and a holdfast configured
to removably secure the respiratory device at least partly within the nasal
cavity;
allowing the patient to breathe through the respiratory device.
81. The method of claim 80, wherein the step of inserting the respiratory device into
a subject's nasal cavity comprises inserting a respiratory device into both of the
subject's nostrils.
82. The method of claim 80, further comprising compressing at least a portion of the
respiratory device so that it can fit within a subject's nasal cavity.
83. The method of claim 80, wherein the step of removably securing the respiratory
device in communication with a patient's nasal cavity comprises engaging the
holdfast region of the respiratory device with at least a portion of the subject's
nasal cavity.
84. The method of claim 83, wherein the respiratory device is removably secured at
least partly within a patient's nasal cavity using an adhesive.
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85 The method of claim 83, wherein the respiratory device is removably secured at
least partly within a patient's nasal cavity by a friction fit.
86. The method of claim 80, further comprising removing the respiratory device
from a sterile packaging before removably securing the respiratory device.
87. The method of claim 80, further comprising removing the respiratory device
from clean packaging before removably securing the respiratory device.
88. A method of treating a sleep disorder comprising:
inserting at least a portion of a respiratory device into a subject's nasal cavity;
removably securing the respiratory device in communication with a patient's
nasal cavity, wherein the respiratory device comprises an airflow resistor that
inhibits expiration more than it inhibits inhalation.
89. The method of claim 88, wherein the sleep disorder is snoring.
90. The method of claim 88, wherein the sleep disorder is sleep apnea.
91. The method of claim 88, wherein the step of inserting at least a portion of a
respiratory device into a subject's nasal cavity comprises inserting a respiratory
device into each of a subject's nostrils.
92. The method of claim 88, wherein the respiratory device is removably secured at
least partly within a patient's nasal cavity by a friction fit between at least a
portion of the respiratory device and the subject's nostril.
93. A method of treating a respiratory disorder comprising:
removably securing a respiratory device in communication with a patient's nasal
cavity, wherein the respiratory device comprises an airflow resistor that
inhibits expiration more than it inhibits inhalation and a holdfast configured to
removably secure the respiratory device in communication with the nasal
cavity;
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allowing the patient to breathe through the respiratory device.
59
94. The method of claim 93, wherein the disorder treated is selected from the group
consisting of: chronic obstructive pulmonary disease, sleeping disorders,
gastroenterologic disorders, and cardiovascular disorders.

Described here are methods, devices, and kits for altering the flow of air in a respiratory cavity such as the mouth and nostrils of the nose. These methods and devices may be useful for affecting a physiologic benefit in patients suffering from a variety of medical diseases, particularly those that may benefit from "pursed-lip" breathing and non-invasive ventilation, such as COPD, heart failure, sleep apnea, and other medical disorders. The devices are typically removable devices that may be placed over or in a respiratory cavity to increase resistance to airflow within the respiratory cavity. Resistance to expiration may be selectively increased relative to inspiration. Removable oral and removable nasal devices are described. Oral and nasal devices that filter inhaled airflow of debris and allergens are also provided. A nasal device that increases patency of the nares is also provided.

Documents:

http://ipindiaonline.gov.in/patentsearch/GrantedSearch/viewdoc.aspx?id=OIgJRzLE7p6S7rXdAqRebA==&loc=wDBSZCsAt7zoiVrqcFJsRw==


Patent Number 269700
Indian Patent Application Number 2517/KOLNP/2007
PG Journal Number 45/2015
Publication Date 06-Nov-2015
Grant Date 02-Nov-2015
Date of Filing 06-Jul-2007
Name of Patentee VENTUS MEDICAL, INC.
Applicant Address 1550 EI CAMINO REAL, SUITE 150 MENLO PARK, CALIFORNIA
Inventors:
# Inventor's Name Inventor's Address
1 HOWARD, ROBERT, A. 2895 EMERSON STREET, PALO ALTO, CALIFORNIA 94306
2 DOSHI, RAJIV P.O. BOX 18607, STANFORD, CALIFORNIA 94309
3 HATANAKA, MOTOHIDE 1-17-43-1 SHIMOKIYOTO, KIYOSE-SHI, TOKYO 204-0011
PCT International Classification Number A61M 16/00,A62B 7/10
PCT International Application Number PCT/US2005/044888
PCT International Filing date 2005-12-08
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 60/634,715 2004-12-08 U.S.A.