Title of Invention

A CAPSULE FOR THE PACKAGING OF INHALATION FORMULATION

Abstract The subject matter of the invention is a capsule, in particular for the packaging of inhalation formulations, in which at least one cavity is enclosed by a wall, characterized in that at least one portion of the wall has a polymer composition that contains at least one adsorbent, as well as said capsule's preferred use. Furthermore an inhaler and secondary packaging containing at least one such capsule are also described.
Full Text Inhalator capsules
The invention relates to a capsule as primary
packaging, in particular for pharmaceutical inhalation
formulations. The capsule according to the invention is
an integral component of a ready-to-use powder inhaler.
State of the art
Medicinal aerosol therapy, directed at pulmonary
inhalation, plays an important role in the treatment of
numerous lung diseases. In addition to nebulizers for
liquids containing active substances, powder inhalers
in particular are used for the application of
formulations of active substances in powder form.
In the area of powder inhalers, single-dose and
multidose devices are known. In single-dose powder
inhalers, dosing can be in the form of generally
cylindrical capsules, which contain a powder
formulation. Powder formulations contain the active
substance in micronized form (with a particle size of
approx. 1-5 μm) , and generally one or more excipients.
If a capsule is used as a container, it is opened in
powder inhalers before the inhalation maneuver by
piercing, crushing or cutting, so that the powder can
be entrained from the capsule by the patient's breath,
forming an airborne aerosol, which the patient inhales.
Depending on the device, one or more capsules can be
stored together in the device, or each capsule is
inserted individually into the device at the time of
use.
The capsules that are preferably used in a powder
inhaler comprise two or more parts and are preferably
of size 3. Such a powder inhaler is for example an
inhaler of the HandiHaler® type, as disclosed for
example in EP 1342483.

— 2 —
The manner in which the powder formulation for
inhalation is packaged by the capsule is decisive for
product quality and therefore suitability for use by
inhalation. As a rule the inhalation powder comes into
direct contact with the capsule material, so that the
quality criteria for primary packaging have to be
observed. Optionally, the primary packaging can be
enclosed in a second outer protection, the secondary
packaging, which must be removed before use. As a rule
the secondary packaging encloses the primary packaging
completely. Secondary packaging is used in particular
when the primary packaging does not provide adequate
protection for an unlimited time against e.g. moisture
or other external factors. This secondary packaging can
comprise e.g. film and foil containers made of aluminum
foil (blisters etc.).
In such cases,- as a rule the secondary packaging is
removed first, before the sealed capsule is inserted in
the powder inhaler. There, the capsule is then opened
by an appropriate means of the powder inhaler.
The choice of a suitable material for the capsules is
determined by two factors: on the one hand the material
must be able to fulfill a certain protective function.
On the other hand the material must be of such a kind
that the capsule can be given the form required for use
in the powder inhaler and can fulfill its proposed
function. In the case of the HandiHaler® the capsule
must be of such a kind that the powder can be
discharged as a result of the Bernoulli effect that
arises when the patient inhales.
Capsules for powder inhalers normally comprise hard
gelatins, cellulose derivatives, starch, starch
derivatives, chitosan etc., but capsules made from
synthetic plastics, such as polyethylene,
polycarbonate, polyester, polypropylene or polyethylene
terephthalate etc. are also known.

- 3 -
The materials used until now have the disadvantage that
they are permeable to moisture from the air in both
directions. There is therefore a need to improve the
ability of the capsules to keep the inhalation powder
stable. Furthermore, materials such as gelatins are
sensitive to moisture and may break if they are too
dry. Conversely, in moist conditions they are sticky,
which hampers efficient filling and/or use of the
capsules, for example in inhalers. In particular, it
may prove difficult to make an adequate or stable
opening in the capsule for release of the powder. Some
portion of the powder may still adhere to the capsule
wall and thus not be available for the therapeutic
effect after inhalation. To summarize, the mechanical
and physicochemical properties of the products known in
the state of the art, including products using the
aforementioned plastics, are not completely
satisfactory.
Description of the invention
One of the main functions of the capsule is to protect
the active substance as well as the entire inhalation
formulation against biological, chemical or physical
alteration. Physical alteration includes in particular
changes that can alter the discharge of the
predetermined dose of fine particles. The term "dose of
fine particles" means the dose that can reach the
patient's lungs. This is influenced by the interactions
of the micronized particles of active substance with
one another as well as the interactions with the
excipients. It has been found that especially as a
result of a change in the moisture level inside the
packaging, these interactions can increase to an extent
that the dose of fine particles is greatly reduced.
Such changes include penetration of water into the
packaging and equally the removal of water from inside
the packaging.

- 4 -
Therefore a main function of the packaging is to keep
the chemical composition of the atmosphere inside the
packaging constant, in order to avoid physical or
chemical alteration of the formulation of active
substance, or keep the inhalation formulation stable.
In this connection, a distinction is made on the one
hand between a short-term stability that the inhalation
formulation must possess during the period of actual
use {"in-use-stability") , i.e. the period from removal
of the capsule from the additional protective packaging
provided (secondary packaging), inserting in the
inhaler, to opening of the capsule and inhalation of
the inhalation powder and on the other hand the long-
term stability, i.e. the stability that must be
guaranteed for as long as the inhalation formulation is
reliably protected by the unopened protective packaging
(the secondary packaging) . Another aim of the present
invention was to provide a capsule which, while
offering improved protection for the formulation of
active substance, can be produced easily, has
advantageous mechanical and physicochemical properties
and avoids the drawbacks of the prior art.
This problem was solved' by making capsules, such as
those used e.g. in the HandiHaler®, from a material
that comprises a polymer composition in which at least
one adsorbent is incorporated.
It was found, surprisingly, that the manner of storage
of powdered inhalation formulations can have a positive
effect on the distribution of fine particles, and even
the proportion of fine particles in the doses
discharged can be increased. It was found that this can
greatly prolong both the long-term stability of the
pharmaceutical formulation as well as the in-use
stability.
The present invention therefore relates to capsules
that can be used together with a powder inhaler and as

- 5 -
such are an integral component of the ready-to-use
powder inhaler. The capsules can either be stored in
the devices or they are inserted manually into the
device at each use.
One function of the capsule and its material preferably
comprises delaying and optionally minimizing the
exchange of gaseous substances, in particular water
vapor, between their interior and the surroundings.
Another problem comprises finding a capsule material
that is suitable for making capsules preferably of size
3, which can be used in a Bernoulli-inhaler.
Another problem comprises producing capsules with a
total mass and mechanical stability suitable for
discharge from the inhaler. In this case a density of
gelatine or polyethylene is advantageous.
Detailed description of the invention
The invention relates to a capsule, in particular for
the packaging of inhalation formulations, in which at
least one cavity is enclosed by a wall, characterized
in that at least one part of the wall has a polymer
composition that contains at least one adsorbent.
The shape of the container according to the invention
depends on the intended use, e.g. the powder inhaler
that is to be used. Preferably the container according
to the invention is a two-part capsule, with the two
parts fitting into one another telescopically, so that
a capsule with an internal, enclosed cavity is formed.
The inhalation formulation is contained in this cavity.
Preferably the capsule according to the invention is of
cylindrical shape with rounded ends. The pharmaceutical
preparation cannot be discharged by the inhalation
maneuver until the capsule has been opened in the
inhaler. The capsule is preferably an integral
component of a ready-to-use inhaler.

- 6 -
In this context the term "closed cavity" denotes a
cavity enclosed by walls, from which a powder contained
therein cannot escape without opening it.
The term "inhalation formulation" preferably denotes a
pharmaceutical powder formulation, which preferably
comprises readily nebulizing powder particles of active
substance with a size (mean aerodynamic diameter) of
less than 100 micrometers, preferably from 1 to 15
micrometers, more preferably from 1 to 5 micrometers.
In addition, the pharmaceutical formulation can contain
a readily flowing, pulverulent vehicle, e.g. lactose,
with an average size especially preferably improving the nebulizing property.
"Integral component of a ready-to-use inhaler" means
that the capsule or an element is present in the
inhaler, without which charging of the inhaler with the
pharmaceutical formulation (inhalation formulation) for
the purpose of inhalation is impossible or not
provided. The capsule in the ready-to-use state can be
connected rigidly to the inhaler, so that it cannot be
removed nondestructively or without damaging the
inhaler, or it is connected to the inhaler
nondestructively, loosely or detachably.
Ready-to-use means that the container according to the
invention is already inserted in the inhaler. This can
have already been done at the factory, or the capsule
is inserted in the inhaler by the patient. Optionally,
the container is opened mechanically by components of
the inhaler and/or is transported in the inhaler to the
place of discharge. The order of these two steps can
also be changed.
With the capsules according to the invention, an
inhalation formulation is better shielded against the
penetration of undesirable substances, in particular

moisture from the surroundings, than is the case with
comparable capsules known from the prior art.
The capsules according to the invention contain an
adsorbent-polymer composition, i.e. at least one part
of the capsule is made of such a material. According to
a preferred embodiment of the invention the capsules
comprise, completely or substantially, an adsorbent
polymer composition, i.e. a polymer composition
containing at least one adsorbent.
In the present description the expression adsorbent
denotes a component that is capable of reacting or
interacting with a chemical, undesirable component in
the capsule (i.e. in the vicinity of the pharmaceutical
composition), which has an affinity for the adsorbent,
and can very probably be retained by the adsorbent.
Although based on different reaction mechanisms, the
expressions "adsorbent" and "absorbent" are used
identically and interchangeably in the present
description.
Preferably, any material can be used as adsorbent that
is able to adsorb moisture or extract moisture from the
surrounding atmosphere in some other way, or any
material that is able to adsorb or otherwise extract
other (undesirable) chemical components from the
surrounding atmosphere, which also includes, without
restriction, oxygen, carbon dioxide, carbon monoxide,
amines, aldehydes, epoxides and alcohols.
In the present description and in the claims that
follow, the expression "adsorbent" can also be used,
according to a preferred embodiment, synonymously with
the expression "drying agent" or "dehydrating agent".
Nonlimiting examples of suitable adsorbents comprise,
among others, silica gels, drying clays or clays that
adsorb moisture or water, aluminosilicates such as
zeolites or bentonites, molecular sieves, activated

- 8 -
carbon, alkaline-earth oxides, calcium sulfate or
mixtures thereof.
According to a preferred embodiment of the invention,
the adsorbent comprises at least one dehydrating agent.
Nonlimiting examples of preferred dehydrating agents
are silica gel, aluminosilicates such as bentonites or
zeolites, molecular sieves and/or calcium sulfate.
The capsules according to the invention improve the
usability of the filled capsules with respect to their
functionality, their shelf life or storage stability,
including pharmaceutical compositions contained
therein. In particular they prevent negative effects of
moisture or other harmful chemical components on the
pharmaceutical compositions and the capsule material
and any stickiness of the capsule walls due to
increased moisture.
Furthermore, it was found, surprisingly, that the
presence of at least one adsorbent or dehydrating agent
in the polymer composition makes possible, in an
advantageous manner, the piercing, cutting open or
opening of the capsule wall in some other way, in
particular by means of opening devices using pins or
cutters, as used for example in existing powder
inhalers, avoiding breaking apart or fragmentation of
the capsules. Thus, the adsorbent also has an influence
on the mechanical properties of the polymer composition
in comparison with a polymer composition without
adsorbent. This makes it possible, surprisingly, to
provide capsules that have improved barrier properties,
and at the same time have the required strength and
penetrability for it to be possible to make an opening
in the capsule wall e.g. by means of pins or
cutting/opening devices, said opening being
sufficiently large and stable for efficient release of
the pulverulent pharmaceutical composition. It was also
found, unexpectedly, that with the capsules according

- 9 -
to the invention, the problem of partial or complete
reclosing of the opening following its production by
cutting or piercing the capsule wall with pins or
cutting/opening devices, but before release of the
powder from the capsule, is less pronounced or can even
be avoided completely. It is assumed, though without
the invention being limited to the accuracy of this
assumption, that this positive effect can be attributed
to the influence of the adsorbent on the mechanical and
physical properties of the polymer composition. Thus,
the capsules according to the invention combine stable,
optimal protection of the powder composition with
improved capacity for release of the pharmaceutical
composition, including with other usual methods of
opening the capsule, e.g. by separating the two parts
of the capsule.
Preferably the adsorbent present in the polymer
composition is a particulate adsorbent. The adsorbent
can thus preferably be in the form of granules or
powder. However, polymeric adsorbents can also be used
within the scope of the invention.
According to an especially preferred embodiment of the
invention, the polymer composition contains, based on
the percentage by weight of the total composition, at
least 5 wt.%, preferably at least 10 wt.%, in
particular between about 10 and 50 wt.% of adsorbent.
In general, with wall thicknesses greater than about
0.4 mm somewhat higher contents of adsorbent are
preferably used, for example in the range from 10 to
80 wt.%. With thinner capsule walls, preferably of less
than about 0.4 mm, the polymer composition preferably
contains less than 50 wt.% adsorbent. It is of course
possible to adjust the duration and degree of
protection of the pharmaceutical composition packed in
the capsule against harmful chemical components such as
moisture by varying e.g. the amount of adsorbent in the
polymer composition. Adsorption capacity and kinetics

- 10 -
can also be adjusted on the basis of the type of
adsorbent. Furthermore, its barrier function can be
adjusted e.g. via the constitution of the polymer
composition, other additives, the content of polymer,
thickness of the capsule wall and the method used for
production of the capsule walls. The specific areas for
exchange between the external and the internal
atmosphere of the capsule can also be adjusted.
According to a preferred embodiment of the invention,
the polymer composition (polymer structure) used
contains at least one thermoplastic material.
Thermoplastic materials that can be used are generally
all materials with thermoplastic properties, for
example a polymer that was obtained from a single
monomer, a copolymer from two or more monomers, a
mixture of two or more polymers each from a single
monomer, a mixture of two or more copolymers, or a
mixture of at least one polymer, which was obtained
from one monomer and at least one copolymer.
According to an especially preferred embodiment of the
invention, the thermoplastic material used is
polyethylene or polypropylene. According to another
preferred embodiment of the invention, polystyrene can
be used, especially when welding (e.g. ultrasonic
welding) of the capsule parts is required. Polyamides
may be preferred if for example especially thin capsule
walls are required. To produce somewhat "softer"
properties it is also possible to use silicones, for
example.
Non-limiting examples of polymers (thermoplastic
materials) from single monomers comprise: polystyrene,
polyolefins, in particular polyethylene and
polypropylene, polyacrylates, polymethacrylates,
polyimides, polycarbonates, polyethersulfones,
polyamides, polyesters and polyvinyl chlorides.
Nonlimiting examples of copolymers comprise: ethylene-

- 11 -
acrylate, modified polymers and maleic anhydride
copolymers and graft copolymers. If a copolymer or a
mixture is used, it is preferable to use a combination
of monomers or polymers that have (at least) one
chemical monomer unit in common. For example, a
thermoplastic material can be used that contains linear
low-density polyethylene (LLDPE) , low-density
polyethylene (LDPE) and ethylene-vinyl acetate
copolymer (EVA) , in which each of the components has
ethylene as the monomer unit.
According to one possible embodiment of the present
invention, the polymer composition contains no
elastomer or only small amounts thereof. It was found
that as a result, in many cases the phenomenon of
reclosing of the opening made in the capsule wall for
release of the pharmaceutical composition can be
reduced quite significantly. According to an
alternative embodiment, however, the polymer
composition contains at least one elastomer, and once
again the properties of the adsorbent-containing
polymer composition are especially advantageous for the
primary packaging and release of pulverulent
pharmaceutical compositions. The elastomer can be
selected, for example, from the group comprising
styrene-butadiene rubber (SBR), styrene-ethylene-
butadiene-styrene copolymers (SEBS), butyl rubber,
ethylene-propylene rubber (EPR), ethylene-propylene-
diene monomer rubber (EPDM), and ethylene-vinyl acetate
copolymers (EVA) and butadiene-acrylonitriles.
Preferred materials are plastics that can be processed
by injection molding or blow molding. Moreover,
plastics that can be processed without needing a mold
release agent, which can cause adherence of the filler
on the wall, are advantageous. This has the advantage
that there is no need to clean mold release agent from
the interior of the container, in order for example to

- 12 -
satisfy regulatory requirements restricting the use of
mold release agents for primary packaging.
According to a preferred embodiment of the invention,
the polymer composition can contain or comprise 5 to
85 wt.% of at least one polymer, in particular of at
least one thermoplastic material, and 5 to 85 wt.% of
at least one adsorbent.
The relative concentration of thermoplastic material
and adsorbent can vary as a function of the
thermoplastic material used and of the adsorbents used,
preferably within the ranges stated previously.
According to an especially preferred embodiment, the
adsorbent polymer composition contains polyethylene, in
particular high-density polyethylene (HDPE) and about
20 to 50 wt.%, in particular 20 to 40 wt.% of at least
one particulate adsorbent or dehydrating agent.
The adsorbent preferably has a maximum particle size of
less than 50 urn, in particular less than 40 urn,
especially preferably less than 25 um, measured in each
case as max. 2% sieve residue. The average particle
size, determined by the laser diffraction method
(Malvern, according to the manufacturer's instructions,
measurement in air) is between about 0.5 and 50 μm,
preferably between 0.5 and 40 μm, in particular between
1 and 20 μm, and more preferably between 1 and 10 μm.
According to a preferred embodiment of the invention,
the thickness of the capsule wall, at least in a
section thereof, is between about 0.05 and 2 mm, in
particular between about 0.1 and 1.1 mm, and more
preferably between 0.1 and 0.5 nun. It was found that as
a rule such a wall thickness provides both adequate
stability of the formulation of active substance in the
capsule according to the invention, as well as giving
an advantageous capacity for release.

- 13 -
In addition it was found that, according to a preferred
embodiment of the invention, the ratio of the maximum
particle size of the adsorbent to the thickness of the
capsule wall should be between 0.01 and 0.2, in
particular between 0.02 and 0.1, as this gave
especially advantageous stability and very good
capacity for release of the formulations of active
substance.
According to a preferred embodiment of the invention,
the base mixture is prepared conventionally with the at
least one polymer and the at least one adsorbent, by
heating the polymer (thermoplastic material), to
produce a melt, adding the adsorbent (if not yet done)
and other conventional additives and mixing them in,
after which the mixture can be converted to granules
and stored in this form. Said granules can then be used
for production of the desired structure (capsule), for
example by extrusion forming, but in particular by
injection molding.
According to a preferred embodiment of the invention,
the at least one adsorbent is distributed uniformly
over the thickness of the capsule wall or of the part
thereof made from the polymer composition with at least
one adsorbent. In this embodiment the polymer
composition can be regarded as monolithic.
According to another preferred embodiment of the
present invention, however, the at least one adsorbent
is present at a higher concentration near the surface
of the capsule wall or polymer composition than in its
interior. Accordingly, the polymer composition used has
at least one migration zone on one surface of the
capsule wall and an inner region, with the maximum
concentration of the at least one adsorbent within the
migration zone being at least twice as high as the
maximum concentration of the at least one absorbent in
the inner region. This is in many cases advantageous

- 14 -
with respect to the barrier function of the capsule
wall. Such polymer structures are described for example
in PCT/FR03/03465 or PCT/IB2004/004403. Their
disclosure relating to this is hereby expressly
incorporated in the description by reference.
Generally, however, according to a possible embodiment
of the present invention, any other adsorbent polymer
composition can also be used within the scope of the
present invention, for example those described in US
5 432 214, US 5 911 937, US 4 665 050, EP 0 432438 or
EP 0 400 460. Their corresponding disclosure is hereby
expressly incorporated in the present description by
reference.
As already mentioned, the adsorbent polymer materials
used can further contain (conventional) organic or
inorganic additives such as fibers, stabilizers, dyes,
pigments, expanding agents, or combinations thereof or
also other additives known from plastics processing.
The amount of these additional substances is preferably
reduced to a minimum. According to a preferred
embodiment, the adsorbent polymer composition contains
at least one adsorbing fiber component, in particular a
superabsorber-fiber, e.g. of polyacrylate. According to
another embodiment of the present invention, no wicking
fibers are used in the polymer composition.
In a preferred embodiment, the dehydrating plastic does
not possess any pronounced adhesion for pharmaceutical
chemicals, in particular for particles of respirable
size, so that when the container is used in an inhaler
the entire contents of the capsule can be released.
This ensures more accurate dosing, in particular of the
respirable fine fraction of the pharmaceutical
preparation.
Further information on possible polymer compositions or
relating to the possible processing can be found in the

- 15 -
aforementioned state of the art, in particular EP-A 0
599 690 and PCT/IB2004/004403.
In one embodiment the container wall can contain
regions with varying composition of polymer /
adsorbent. This applies for example in the case of
capsules that comprise several different parts.
In some embodiments the capsule wall comprises at least
two layers, an inner layer and at least one outer layer
above it. Then the inner layer forms the direct wall of
the cavity and is therefore in contact with the
inhalation formulation. In this case one of the two
layers can comprise the polymer composition with
adsorbent, and the other layer comprises a
pharmacologically neutral material. Sandwich structures
are also possible, in which the outermost layer forms a
first barrier to moisture, the middle layer comprises
the polymer with adsorbent and the inner layer
comprises a pharmacologically neutral material. Other
layer sequences are possible. Suitable
pharmacologically neutral materials are familiar to a
person skilled in the art and comprise (in addition to
the polymer compositions with at least one adsorbent
used according to the invention) for example polymer
compositions or plastics such as polyethylene,
polypropylene or polystyrene.
The materials of the individual layers can then be
selected so that. they are not joined together
integrally, or so that they are joined together
integrally.
In yet another embodiment, the wall of the container is
coated externally with the polymer composition
containing the adsorbent, producing a continuous
sealing surface. This variant has the advantage that on
applying the absorbing, in particular the dehydrating
layer, any joins that the walls of the cavities might

- 16 -
have are sealed. This variant is especially suitable
for two-part capsules.
The preferred capsule according to the invention is a
two-part capsule. Such capsules preferably comprise two
parts that telescope together, a capsule body (body)
and a capsule cap (cap), which can be joined together
so that a stable, enclosed cavity of a defined volume
is formed, which contains the pharmaceutical
preparation. The size of the capsule is such that it
can be used e.g. in commonly available powder inhalers
fitted with capsules.
In an especially preferred embodiment the cap and the
body of the capsule are of cylindrical shape with a
circular cross-section and closed convex ends of almost
hemispherical shape.
In a preferred embodiment the capsule comprises a
dehydrating plastic with a Shore hardness D from 60 to
80, preferably from 65 to 73.
Preferably said capsule is sufficiently stable to
withstand a force of up to 10 N, more preferably up to
15 N along the longitudinal axis or the transverse
axis. The advantage is that the capsule is more able to
resist the stresses acting on the capsule during
production, filling, packing, transportation etc.
In a preferred embodiment the cap and body of the
capsule are of mutually similar, cylindrical shape,
comprising a self-contained shell with in each case a
closed and an open end. The cap and the capsule are of
a shape and size such that the open end of the body can
be inserted telescopically into the open end of the
cap, so that the cap is joined firmly to the body.

- 17 -
In a special embodiment the cap and body are provided
with closing devices, which are of advantage in
temporary and/or final closure of the capsule.
In such an embodiment, there are raised dots on the
inside surface of the cap and there are slightly larger
dot-shaped depressions in the outside surface of the
body, which are arranged so that during closure of the
capsule the raised dots lock into the depressions.
Alternatively, the raised dots can be formed on the
outside surface of the body and the depressions on the
inside surface of the cap. Arrangements are preferred
in which the raised dots or the depressions are in each
case arranged in a circle or spiral around the shell.
Instead of raised dots and dot-shaped depressions, they
can also form a continuous ring round the shell of the
cap and of the body.
In one embodiment, one or more continuous circular
projections are formed on the inside surface of the cap
and on the outside surface of the body, so that when
the capsule is in the closed state a projection of the
cap is in each case next to a projection of the body.
In the embodiments with said circular depressions
and/or projections these can be continuous or
intermittent.
In another embodiment, projections are formed on the
outside of the body near the open end and holes are
formed in the cap near the open end, so that in the
closed state of the capsule the projections of the body
lock into the holes in the cap. The projections can in
this case be of a form such that the cap can be opened
at any time without damaging the capsule, or
alternatively such that the capsule, once closed, can
no longer be opened nondestructively.

- 18 -
In another embodiment, a bead is formed on the outside
of the body, going round the body perpendicularly to
the connecting axis between cap and body. The bead
serves as a stop for the cap, when the latter is fitted
over the body, to prevent the body being pushed through
the cap. The region between the open end of the body
and the bead corresponds to the region of the body over
which the cap can be fitted. The bead is located on the
body in such a way that the cap can be pushed far
enough over the body to produce a firm closure between
cap and body. This means that the bead is not
positioned for example directly at the open end of the
body. The side of the bead directed toward the open end
of the body stands as a vertical edge on the outer wall
of the body, so that the cap cannot be pushed beyond
the bead during closure. The side of the bead directed
toward the closed end of the body can be in the form of
an almost right-angled edge or it can flatten out
toward the closed end of the body. The design with an
almost right-angled edge can be of advantage in the
case of loose fitting of the cap in a cap holder, and
the variant with a bead that flattens out can be of
advantage in the case of a firm fit. The bead can be
continuous or intermittent.
In a preferred embodiment, the bead flattens out
continuously toward the closed end of the body and its
side directed toward the open end of the body stands
perpendicularly on the capsule body. The height of the
edge thus formed is then such that the edge does not
project beyond the capsule cap when the capsule is in
the closed state, so that there is a flat transition
from capsule cap to capsule body.
The thickness of the walls of the cap and of the body
can vary in different regions. Thus, as a rule the wall
thickness is greater in the rounded zones of the cap or
of the body or at the point of the body where the bead
is formed, than in the zones where the walls are

- 19 -
straight. In one embodiment the walls of the cap and of
the body have a thickness from 0.1 mm to 0.5 mm.
In another embodiment, pimples are formed on the
outside of the capsule, and in another there are three
or more ribs, running parallel to the longitudinal axis
of the capsule. The advantage of these arrangements is
that the capsule can be removed from a capsule holder,
as used for example in the powder inhalers mentioned
above, without being damaged or opened. The ribs or
pimples can cover the entire outside of the capsule or
just a portion thereof. Alternatively they can be
formed only on the cap or only in the region of the
body that is visible from outside when the capsule is
in the closed state. The ribs run parallel to the
longitudinal axis of the capsule and lock the capsule
vertically in said capsule holder. In the case of a
circular cross-section of the capsule, the ribs are
preferably arranged so that the cross-section of the
capsule does not have rotational symmetry about the
central axis. In such an embodiment, the ribs can be
formed only in the region of the body that is visible
with the capsule in the closed state. Such an
embodiment prevents jamming of the capsule in a capsule
holder.
In one embodiment without a bead, but with ribs on the
portion of the body that is visible in the closed state
of the cap, the ribs are formed so that the ends of the
ribs directed toward the open end of the body perform
the function of the bead, namely to serve as a stop for
the cap when fitting the cap and body together.
In another embodiment the shells of the cap and of the
body describe a hollow cylinder of circular, oval,
triangular, tetragonal, hexagonal, octagonal or
polygonal cross-section, in each case with the top open
and the bottom closed. The closed bottom can be flat or

- 20 -
convex. The angular embodiments have, for example, the
advantage that they save space in storage.
In one embodiment the elongation of the capsule
(distance from the closed end of the body to the closed
end of the cap in relation to the diameter with the
capsule closed) is greater than 1, in another
embodiment the elongation is equal to 1 and in yet
another embodiment the elongation is less than 1. The
latter has the advantage that the body has a larger
opening for filling. In one of the embodiments with an
elongation equal to 1 the cap and body are of a form
such that the closed capsule is of spherical shape,
which can be advantageous for automatic loading of an
inhaler with the capsule from a reservoir.
In order to achieve a better seal between cap and body
with the filled capsule in the closed state, the join
between cap and body can be sealed by welding, gluing
or banding, so that permeability to water vapor
decreases considerably. Welding of cap and body is
preferred. Alternatively the entire cap can be coated
with a continuous protective film. The latter can be
made of the material that is preferred according to the
invention. In this case the capsule itself can be made
of a material that does not contain an adsorbent.
In another preferred embodiment, the gap can be sealed
with a filler. Suitable fillers for said filling of the
gap are pharmaceutically permitted filler materials,
for example Eudragit, a class of polymer based on
methacrylic acid and methacrylates. Said filler can be
introduced into the gap as a solution or suspension in
a suitable, preferably highly volatile, solvent.
Such capsules are suitable containers of the type
according to the invention for inhalers, for example
those known by the tradenarnes HandiHaler®, Spinhaler®,
Rotahaler®, Aerolizer®, Flowcaps®, Turbospin®, AIR DPI®,

- 21 -
Orbital® and/or are described in DE 33 45 722, EP 0 591
136, DE 43 18 455, WO 91/02558, FR-A-2 146 202, US-A-4
069 819, EP 666085, US3991761, W099/45987.
A preferred invention relates to an assembly of an
inhaler for the inhalation of pulverulent medicinal
products and the capsule according to the invention, in
particular a two-part capsule of cylindrical shape with
rounded ends, the inhaler being characterized by a) an
upward-opening, cup-shaped bottom part, which has two
opposite windows in its shell and has a first hinge
element at the edge of the opening, b) a plate, which
covers the opening of the bottom part and has a second
hinge element, c) an inhalation chamber for receiving
the capsule, which is formed perpendicularly to the
plane of the plate on the side of the plate directed
toward the bottom part and on which a head is provided,
which is movable against a spring, the head being
provided with two ground needles, d) a top part with a
mouthpiece and a third hinge element, and e) a lid,
which has a fourth hinge element, the hinge elements of
the bottom part, of the plate, of the top part and of
the lid being joined together.
Preferably it is an inhaler of the HandiHaler® type.
Another aspect of the present invention relates to a
secondary packaging, containing at least one capsule as
described here, the secondary packaging preferably
being moistureproof and more preferably having, at
least partially, aluminum foil (e.g. a blister).
Yet another aspect of the present invention relates to
the drying of small amounts of inhalable pharmaceutical
formulations. Thus, it has been found that the capsules
according to the invention not only are able to prevent
or delay the entry of moisture into the capsules, so
that the capsules provide a method by which inhalable
pharmaceutical formulations can be kept dry, but also

- 22 -
that with the capsules according to the invention,
inhalable pharmaceutical formulations can be dried to
low residual moisture. Pharmaceutical formulations in
an amount of up to 50 mg, preferably up to 30 mg,
especially preferably up to 15 and quite especially
preferably up to 10 mg, are especially suitable. The
moisture level can represent e.g. up to 5 wt. % of the
formulation. The figures given relate to capsules of
size 3. These and other suitable capsule sizes are
described in more detail in the examples.
Finally, another aspect of the present invention
relates to the use of a polymer composition as
described herein (with at least one adsorbent) for the
production of a capsule as described herein.
Examples
Capsules of size 3 were produced as follows:
The adsorbent-polymer composition contained 67 wt. %
high-density polyethylene (HDPE), 3 wt. % EVA
(elastomer) and 30 wt.% of a synthetic zeolite
(molecular sieve 4A, max. particle size 20 urn). First a
premix of HDPE and EVA was prepared manually. This was
blended with the synthetic zeolite in a twin-screw
extruder. The compound was converted to granules.
Unless the granules are to undergo further processing
immediately, they can be sealed for storage in welded
aluminum bags, to exclude moisture. The granules were
processed by injection molding to capsules of size 3,
setting MFI (melt flow index) of about 18 and using a
0.6 mm injection channel. According to a second variant
the adsorbent polymer composition contained 66 wt.%
high-density polyethylene (HDPE), 3 wt.% EVA
(elastomer), 30 wt.% of a synthetic zeolite (molecular
sieve 4A, max. particle size 20 urn) and additionally
1 wt.% of a synthetic polyacrylate superabsorber fiber.

- 23 -
The capsules obtained were filled with 5.5 mg of a
water-sensitive formulation and then the top and bottom
parts of the capsule were welded together.
The capsules thus produced were stored open, i.e.
without additional secondary packaging, at a
temperature of 40°C and at 75% relative humidity.
After various times, the inhalable fraction of the
particles (proportion by weight of particles with an
aerodynamic size of less than 5 μm) was measured on
discharge with a powder inhaler. The powder inhaler
used was a device of the HandiHaler® type (WO94/28958) ,
and the inhalable fraction was measured by means of a
cascade impactor at a flow rate of 39 1/min.
As a result it was found that the in-use stability of
the formulation in capsules comprising conventional
material without addition of molecular sieve could be
prolonged from 1 day by at least 9 days. The "in-use
stability" is to be understood to mean the period
between removal of the capsule from the packaging (e.g.
the blister) and use of the capsule in the inhalation
maneuver. During this period the capsule must display
adequate stability, in order to protect the active
substance that it contains e.g. against moisture. This
is particularly important in the case of multidose
inhalers.
The capsules according to the invention are preferably
of the following size:
a) Length of capsule bodies: 22.2 ±0.46 mm; 20.22
±0.46 mm; 20.98 ±0.46 mm.; 18.4 ±0.46 mm; 16.61
±0.46 mm; 15.27 ±0.46 mm; 13.59 ±0.46 mm; 12.19
±0.46 mm; 9.3 ±0.46 mm.
b) Length of capsule cap: 12.95 ±0.46 mm; 11.74
±0.46 mm; 11.99 ±0.46 mm; 10.72 ±0.46 mm; 9.78

- 24 -
+0.46 mm; 8.94 +0.46 mm; 8.08 +0.46 mm; 7.21 +0.46 mm;
6.2 ±0.46 mm.
c) Outside diameter of capsule bodies: 9.55 mm;
8.18 mm; 7.36 mm; 7.34 mm; 6.63 mm; 6.07 mm; 5.57 mm;
5.05 mm; 4.68 mm.
d) Outside diameter of capsule caps: 9.91 mm; 8.53 mm;
7.66 mm; 7.64 mm; 6.91 mm; 6.35 mm; 5.83 mm; 5.32 mm;
4.91 mm.
e) Total length of the closed capsule: 26.1 +0.3 mm;
23.3 +0.3 mm; 24.2 ±0.3 mm; 21.7 ±0.3 mm; 19.4 ±0.3 mm;
18.0 ±0.3 mm; 15.9 ±0.3 mm; 14.3 ±0.3 mm; 11.1 ±0.3 mm.
f) Capsule volumes: 1.37 ml; 0.95 ml; 0.7 8 ml; 0.50 ml;
0.37 ml; 0.30 ml; 0.21 ml; 0.13 ml.
The invention will be explained in more detail below on
the basis of drawings:
Fig. 1 shows the simplest embodiment of the capsule
according to the invention 1 in cross-section. The
capsule 1 comprises the cap 2 and the body 3, which are
inserted telescopically in one another. Cap 2, and body
3 are of the same shape and they each have a convex
bottom 4.
Fig. 2a shows, in cross-section, an embodiment in which
a bead 5 is formed on the body 3 of capsule 1, said
bead tapering toward the closed end of the body. The
side of bead 15 directed toward the open end of the body
is almost perpendicular on the body. The edge thus
formed limits the region of the body over which cap 2
can be pushed telescopically.
Another embodiment is depicted in Fig. 2b. The cross-
section shows that this embodiment differs from that
shown in Fig. 2a in that the wall thickness of cap 2 or

- 25 -
of body 3 is not of identical thickness over the entire
region, but varies over individual partial regions. In
addition, the convex bottoms 4 of the cap and of the
body each have a concave indentation at the vertex.
Figs. 2c and 2d show capsule caps with projections on
the inside surface 6. Fig. 2e shows a further
embodiment of the capsule body, which differs from that
shown in Figs. 1, 2a and 2b with respect to the wall
thickness.
Fig. 3 shows an embodiment in which bead 5 is almost at
right angles on the body both at the top and at the
bottom of the body.
The embodiment in Fig. 4 represents a further
development of the embodiment in Fig. 2a, in which a
circular depression or projection 6 or 7 is formed in
cap 2 or body 3 for better closure of capsule 1.
Fig. 5 shows a front view of the embodiment shown in
cross-section in Fig. 4.
Fig. 6 shows another variant of the invention with dot-
shaped depressions 8 and 9 in front view.
Fig. 7 shows a variant of capsule 1, with projections
10 formed on body 3 near the open end, and holes 11
formed in cap 2 near the open end, so that during
closure of the capsule the projections 10 lock into the
holes 11.
Fig. 8 shows an external view of an embodiment of
capsule 1, in which ribs 12 are formed on body 3.
The capsules as shown in the drawings can be made, in
one embodiment, from the material according to the
invention, in particular from polyethylene with
dehydrating agent. In another embodiment the capsule is
made from a polymer and this material is then sprayed

- 26 -
over it. In another embodiment the capsule is then
banded or laminated with metal foil, e.g. aluminum
foil.

- 27 -
Patent claims
1. A capsule, in particular for the packaging of
inhalation formulations, in which at least one
cavity is enclosed by a wall, characterized in
that at least one portion of the wall has a
polymer composition that contains at least one
adsorbent.
2. The capsule as claimed in claim 1, characterized
in that it is formed by at least two cylindrical
partial elements that can be inserted
telescopically in one another, said capsule being
an integral component of a ready-to-use powder
inhaler.
3. The capsule as claimed in claim 1 or 2,
characterized in that at least one portion of the
wall comprises primarily, substantially or
completely the polymer composition with at least
one adsorbent.
4. The capsule as claimed in one of the preceding
claims, characterized in that the polymer
composition contains at least one thermoplastic
material.
5. The capsule as claimed in one of the preceding
claims, characterized in that the thermoplastic
material comprises at least one polyolefin,
especially preferably polyethylene or
polypropylene.
6. The capsule as claimed in one of the preceding
claims, characterized in that the absorbent is in
the form of particles, in particular with a
maximum particle size of less than 50 μm, in
particular less than 40 μm, especially preferably
less than 20 μm.

- 28 -
7. The capsule as claimed in one of the preceding
claims, characterized in that the thickness of the
capsule wall, at least in a section thereof, is
between about 0.05 and 2 mm, in particular between
about 0.1 and 1.1 mm, more preferably between 0.1
and 0.5 mm.
8. The capsule as claimed in one of the preceding
claims, characterized in that the ratio of the
particle size of the absorbent to the thickness of
the capsule wall is between 0.01 and 0.2 and in
particular between 0.02 and 0.1.
9. The capsule as claimed in one of the preceding
claims, characterized in that the thermoplastic
material is selected from the group comprising
polystyrene, polyolefins, in particular
polyethylene or polypropylene; polyacrylates,
polymethacrylates; polyimides, polycarbonates,
polyethersulfones, polyamides, polyesters; and
polyvinyl chlorides; styrene-butadiene rubber
(SBR); styrene-ethylene-butadiene-styrene
copolymers (SEBS); butyl rubber; ethylene-
propylene rubber (EPR); ethylene-propylene-diene-
monomer rubber (EPDM); ethylene-vinyl acetate
copolymer (EVA); ethylene-acrylate or butadiene-
acrylonitrile; maleic anhydride modified polymers
and copolymers; and graft copolymers.
10. The capsule as claimed in one of the preceding
claims, characterized in that the adsorbent is
selected from the group comprising silica gels,
zeolites, drying clays or clays that absorb
moisture or water, aluminosilicates such as
zeolites or bentonites, molecular sieves,
activated carbon, alkaline-earth oxides, calcium
sulfate and mixtures thereof.

- 29 -
11. The capsule as claimed in one of the preceding
claims, characterized in that the adsorbent is at
least one dehydrating agent, preferably selected
from silica gel, aluminosilicates such as
bentonites, molecular sieves and/or calcium
sulfate.
12. The capsule as claimed in one of the preceding
claims, characterized in that the polymer
composition or the thermoplastic material is
selected from the group comprising a polymer from
a single monomer, a copolymer from two or more
monomers, a mixture of two or more polymers each
from a single monomer, a mixture of two or more
copolymers, and a mixture of at least one polymer
from a single monomer and at least one copolymer.
13. The capsule as claimed in one of the preceding
claims, characterized in that the polymer
composition or the thermoplastic material
comprises a mixture of at least one polymer from a
single monomer and at least one copolymer,
preferably with at least one copolymer of the
thermoplastic material having a monomer unit in
common with the polymer, in particular a mixture
of two copolymers with at least one monomer unit
in common.
14. The capsule as claimed in one of the preceding
claims, characterized in that the capsule wall
comprises the polymer composition with the at
least one adsorbent: at least one migration zone
on at least one surface of the capsule wall and an
inner region, where the maximum concentration of
the adsorbent within the migration zone is at
least twice as high as the maximum concentration
of the adsorbent in the inner region.

- 30 -
15. The capsule as claimed in one of the preceding
claims, characterized in that the capsule wall is
formed homogeneously from the polymer composition
with the at least one adsorbent and presents a
monolithic structure.
16. The capsule as claimed in one of the preceding
claims, characterized in that the capsule wall is
formed from two or more layers, in particular from
two or three layers.
17. The capsule as claimed in claim 16, characterized
in that the capsule wall has an inner layer and at
least one outer layer above it, with the inner
layer forming the immediate wall of the capsule
cavity and with one of the two layers comprising
the polymer composition with the at least one
adsorbent and the other layer comprising a
pharmacologically neutral material.
18. The capsule as claimed in claim 16, characterized
in that the capsule wall comprises a sandwich
structure, where the outermost layer forms a
barrier to moisture, the middle layer comprises
the polymer composition with the at least one
adsorbent and the inner layer comprises a
pharmacologically neutral material.
19. The capsule as claimed in one of the preceding
claims, characterized in that the polymer
composition contains plasticizers, stabilizers,
colorants or pigments.
20. The capsule as claimed in one of the preceding
claims, characterized in that the capsule is a
two-part capsule, which in the closed state is in
the shape of a cylinder with rounded closed ends,
which is formed by a capsule body, which is
inserted telescopically into a capsule cap.

- 31 -
21. The capsule as claimed in one of the preceding
claims, characterized in that the capsule
comprises a capsule body and a capsule cap, the
walls of which have a thickness of 0.1 mm to
0.5 mm.
22. The capsule as claimed in claim 20 or 21,
characterized in that the join between body and
cap is sealed by welding.
23. Use of a polymer composition containing at least
one adsorbent for the production of a capsule as
described in the preceding claims.
24. An inhaler containing at least one capsule as
claimed in one of claims 1 to 22.
25. Secondary packaging, containing at least one
capsule as claimed in one of claims 1 to 22.
26. A method of drying premetered amounts of inhalable
powders with a residual moisture of up to 5 wt. %
in amounts of up to 50 mg, preferably up to 30 mg,
especially preferably up to 15 and quite
especially preferably up to 10 mg, characterized
in that the powder is stored in a capsule as
claimed in claims 1 to 22.
27. The method as claimed in claim 26, characterized
in that the capsule is enclosed in a secondary
packaging.
28. The method as claimed in claim 27, characterized
in that the secondary packaging is moistureproof.
29. The method as claimed in claim 27 or 28,
characterized in that the secondary packaging is a
blister, which has at least partially an aluminum
foil.

The subject matter of the invention is a capsule, in particular for the packaging of inhalation formulations, in which at least one cavity is enclosed by a wall, characterized in that at least one portion of the wall has a polymer composition that contains at least one adsorbent, as well as said capsule's
preferred use. Furthermore an inhaler and secondary packaging containing at least one such capsule are also described.

Documents:

http://ipindiaonline.gov.in/patentsearch/GrantedSearch/viewdoc.aspx?id=vVj4A8X5mvHIWwGZbY2ZXQ==&loc=wDBSZCsAt7zoiVrqcFJsRw==


Patent Number 269701
Indian Patent Application Number 4088/KOLNP/2007
PG Journal Number 45/2015
Publication Date 06-Nov-2015
Grant Date 02-Nov-2015
Date of Filing 24-Oct-2007
Name of Patentee BOEHRINGER INGELHEIM PHARMA GMBH & CO KG
Applicant Address BINGER STR. 173, D-55216 INGELHEIM AM RHEIN
Inventors:
# Inventor's Name Inventor's Address
1 HOCHRAINER DIETER VOR DER HARDT 16, D-57392 SCHMALLENBERG
2 LANCESSEUR DIDIER 1, RUE ROLAND GARROS, F-92100 BOULOGNE BILLANCOURT
3 SCHIEWE JORG RIESLINGSTRASSE 60, D-55129 MAINZ
4 ZIERENBERG BERND GOETHESTR. 1, D-55411 BINGEN
PCT International Classification Number A61K 9/48
PCT International Application Number PCT/EP2006/004684
PCT International Filing date 2006-05-17
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 102005022862.3 2005-05-18 Germany