Title of Invention

METHOD OF COMMUNICATING SIGNALS IN A MOBILE COMMUNICATION SYSTEM

Abstract A method of signaling in a mobile communication system, and more particularly, to a method of processing control information associated with handover in a mobile communication system is disclosed. In a radio user equipment receiving a service from a radio network including a plurality of base stations, a control node performing a control operation above the base stations and a processing node processing a user traffic above the base stations, the present invention includes the steps of transmitting a request message making a request for a specific service provided by a first base station to a second base station, the request message including control information indicating data to be received by the radio user equipment and receiving the data corresponding to the control information from the second base station.
Full Text WO 2006/135185 1 PCT/KR2006/002252
METHOD OF COMMUNICATING SIGNALS IN A MOBILE
COMMUNICATION SYSTEM
TECHNICAL FIELD
The present invention relates to a method of
communicating signals in a mobile communication system, and
more particularly, to a method of processing control
information associated with handover in a mobile
communication system.
BACKGROUND ART
Generally, the present invention is applicable to
various communication systems. LTE (long term evolution)
network evolving from UMTS (universal mobile
telecommunications system) is explained as one example of
the various communication systems, to which the present
invention is applicable, in the following description.
FIG. 1 is a block diagram of LTE (long term
evolution) network as a mobile communication system to
which a related art or the present invention is applied.
The LTE network system has evolved from a
conventional UMTS system. And, the 3GPP is working on the
basic standardization of the LTE system.
An LTE network consists of a user equipment
(hereinafter abbreviated UE) , a base station (hereinafter
abbreviated eNode B) and an access gateway {hereinafter
abbreviated AG) located at an end of a network to be
connected to an external network.

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The AG includes a UPE (user plane entity) node
responsible for a user traffic processing and an MME
(mobility management entity) node responsible for a control.
In this case, the MMS and UPE nodes are able to communicate
with each other via a new interface in-between.
At least one or more cells can exist in one eNode B.
An interface X2 for a user or control traffic transmission
is defined between the eNode Bs. And, an interface S1 is
defined between the eNode B and the AG.
Layers of a radio interface protocol between a
terminal and a network can be classified into L1 first
layer), L2 (second layerO and L3 (third layer) based on
three lower layers of an open system interconnection (OSI)
reference model widely known in communication systems. A
physical layer belonging to the first layer provides an
information transfer service using a physical channel. A
radio resource control (hereinafter abbreviated RRC) layer
located in the third layer plays a role in controlling
radio resources between a terminal and a network. For this,
the RRC layers enable RRC messages to be exchanged between
the terminal and the network. The RRC layers can be
distributed to network nodes including the eNode B,
respectively. Instead, the RRC layer can be located at
either the eNode B or the AG.
FIG. 2 is an architectural diagram of a radio
interface protocol between UE (user equipment) and . UTRAN
(UMTS terrestrial radio access network) based on 3GPP radio

WO 2006/135185 2 PCT/KR2006/002252
access network specifications.
Referring to FIG. 2, a radio interface protocol
vertically includes a physical layer, a data link layer,
and a network layer and horizontally includes a user plane
for data information transfer and a control plane for
signaling transfer.
The protocol layers in FIG. 2 can be classified into
L1 {first layer), L2 (second layer), and L3 (third layer)
based on three lower layers of the open system
interconnection (OSI) standard model widely known in the
communications systems.
The respective layers of the radio protocol control
plane shown in FIG. 2 and the radio protocol user plane
shown in FIG. 3 are explained as follows.
First of all, the physical layer as the first layer
offers an information transfer service to an upper layer
using a physical channel. The physical layer is connected
to a medium access control (hereinafter abbreviated MAC)
layer above the physical layer via a transport channel. And,
data are transferred between the medium access control
layer and the physical layer via the transport channel.
Moreover, data are transferred between different physical
layers, and more particularly, between one physical layer
of a transmitting side and the other physical layer of a
receiving side via the physical channel.
The medium access control (hereinafter abbreviated
MAC) layer of the second layer offers a service to a radio

WO 2006/135185 4 PCT/KR2006/002252
link control layer above the MAC layer via a logical
channel. A radio link control (hereinafter abbreviated RLC)
layer of the second layer supports reliable data transfer.
A function of the RLC layer can be implemented by a
function block within the MAC. In this case, the RLC layer
may not exist. And, the MAC and RLC layers exist in an
eNode B of a network.
A packet data convergence protocol (hereinafter
abbreviated PDCP) layer of the second layer plays a header
compression function to reduce an IP packet header size
containing unnecessary control information having a
relatively big size to enable efficient transmission of
packets of IP such as IPv4 and IPv6. The PDCP layer exists
in the AG of the network. The PDCP layer exists at an MME
(mobility management entity) or the PDCP layers exist at
the MME and a UPE (user plane entity), respectively.
A radio resource control (hereinafter abbreviated
'RRC' ) layer located in a highest part of the third layer
is defined in the control plane only and is associated with
configuration, reconfiguration and release of radio bearers
to be responsible for controlling the logical, transport
and physical channels (hereinafter, the radio bearer will
be abbreviated RB) . In this case, the RB means a service
offered by the second layer for the data transfer between
the UE and the UTRAN. And, the RRC layer in the network is
located at the eNOde B.
As downlink transport channels carrying data to a UE

WO2006/135185 5 PCT/KR2006/002252
from a network, there are a broadcast channel {BCH}
carrying system information and a downlink shared channel
(SCH) carrying a user traffic or control message.
And, the configuration of RB means a process of
regulating characteristics of protocol layers and channels
necessary for offering a specific service and a process of
setting their specific parameters and operational methods,
respectively. A traffic or control message of a downlink
multicast or broadcast service can be transmitted via the
downlink SCH or a separate multicast channel (MCH).
Moreover, as uplink transport channels carrying data
from a UE to a network, there are RACH {random access
channel) carrying an initial control message and an uplink
SCH carrying a user traffic or control message.
DISCLOSURE OF THE INVENTION
Accordingly, the present invention is directed to a
method of signaling in a mobile communication system that
substantially obviates one or more of the problems due to
limitations and disadvantages of the related art.
An object of the present invention is to provide a
method of signaling in a mobile communication system, by
which a problem of data loss, which occurs when a radio UE
moves away into a new base station, can be efficiently
handled.
In order to immediately handle a data loss problem
which may occur when a radio UE moves away into a new base

WO 2006/135185 g PCT/KR2006/002252
station, the present invention is characterized in that, if
a radio UE attempts to receive the sair.e service from the
new base station, the radio UE transfers a sequence number
for specific data the radio UE attempts to receive to the
new base station. Unlike the related art, the present
invention is characterized in that a UE moving away into a
new base station transfers a sequence number for specific
data the UE attempts to receive to the new base station.
Additional features and advantages of the invention
will be set forth in the description which follows, and in
part will be apparent from the description, or may be
learned by practice of the invention. The objectives and
other advantages of the invention will be realized and
attained by the structure particularly pointed out in the
written description and claims thereof as well as the
appended drawings.
To achieve these and other advantages and in
accordance with the purpose of the present invention, as
embodied and broadly described, in a radio user equipment
receiving a service from a radio network including a
plurality of base stations, a control node performing a
control operation above the base stations and a processing
node processing a user traffic above the base stations, a
method of signaling in a mobile communication system
according to the present invention includes the steps of
transmitting a request message making a request for a
specific service provided by a first base station to a

WO 2006/135185 7 PCT/KR2006/002252
second base station, the request message including control
information indicating data to be received by the radio
user equipment and receiving the data corresponding to the
control information from the second base station.
Preferably, the control information is information
for a sequence number of the data received by the radio
user equipment.
Preferably, the control information is information
for a sequence number for a downlink data unit.
Preferably, the control information is a sequence
number indicating the data not completely received from the
first base station.
Preferably, the control information is a sequence
number corresponding to a data unit of an ELC or MAC layer
of the first base station.
Preferably, the radio user equipment performs a
handover to the second base station from the first base
station.
Preferably, the method further includes the step of
transmitting a message requesting to suspend data
transmission/reception to the second base station.
Preferably, the method further includes the steps of
measuring channel quality for a plurality of the base
stations and transmitting a result of measuring the channel
quality to at least one of a plurality of the base stations.
Preferably, the method further includes the steps of
measuring channel quality for a plurality of the base

WO 2006/135185 8 PCT/KR2006/002252
stations and transmitting a result of measuring the channel
quality to the control node.
To further achieve these and other advantages and in
accordance with the purpose of the present invention, in a
specific first base station on a radio network including a
plurality of base stations, a control node performing a
control operation above the base stations and a processing
node processing a user traffic above the base stations, a
method of signaling in a mobile communication system
includes the steps of receiving a request message
requesting a specific service provided by a second base
station from a radio user equipment and making a request
for initiating data transmission/reception for the radio
user equipment to the processing node.
Preferably, the second base station receives a
message requesting to suspend the data
transmission/reception for the radio user equipment from
the radio user equipment.
More preferably, the second base station requests the
processing node to suspend the data transmission/reception
for the radio user equipment.
Preferably, the method further includes the step of
transmitting a message requesting to include the first base
station in an active set for the radio user equipment to
the control node.
Preferably, the method further includes the step of
transmitting a message requesting to remove the first base

WO 2006/135185 9 PCT/KR2006/002252
station from an active set for the radio user equipment to
the control node.
Preferably, the method further includes the step of
receiving information indicating whether the first base
station is included in an active set for the radio user
equipment from the control node.
To further achieve these and other advantages and in
accordance with the purpose of the present invention, in a
specific first base station on a radio network including a
plurality of base stations, a control node performing a
control operation above the base stations and a processing
node processing a user traffic above the base stations, a
method of signaling in a mobile communication system
includes the steps of receiving user equipment information
including control information indicating data to be
transmitted to a radio user equipment performing a handover
from a second base station, receiving a message instructing
an initiation of data transmission/reception to/from the
radio user equipment from the processing node, and
transmitting the data corresponding to the control
information to the radio user equipment.
It is to be understood that both the foregoing
general description and the following detailed description
are exemplary and explanatory and are intended to provide
further explanation of the invention as claimed.
BRIEF DESCRIPTION OF THE DRAWINGS

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The accompanying drawings, which are included to
provide a further understanding of the invention and are
incorporated in and constitute a part of this specification,
illustrate embodiments of the invention and together with
the description serve to explain the principles of the
invention.
In the drawings:
FIG. 1 is a block diagram of LTE (long term
evolution) network as a mobile communication system to
which a related art or the present invention is applied;
FIG. 2 is an architectural diagram of a control plane
between UE (user equipment) and UTRAN (UMTS terrestrial
radio access network) based on 3GPP radio access network
specifications;
FIG. 3 is an architectural diagram of a user plane
between UE (user equipment) and UTRAN (UMTS terrestrial
radio access network) based on 3GPP radio access network
specifications;
FIG. 4 is block diagram for a handover method
according to a first embodiment of the present invention;
FIG. 5 is block diagram for a handover method
according to a second embodiment of the present invention;
and
FIG. 6 is block diagram for a handover method
according to a third embodiment of the present invention.

WO 2006/135185 11 PCT/KR2006/002252
BEST MODE FOR CARRYING OUT THE INVENTION
Reference will now be made in detail to the preferred
embodiments of the present invention, examples of which are
illustrated in the accompanying drawings.
In the related art, a UE transfers signaling to a
base station controller (RNC) in moving away into a new
base station (eNode B). However, since only the base
station controller is able to handle a data loss problem
that may occur when a UE moves away into a new base station,
the data handling is slowed down.
This document provides a method of signaling by which
a problem of data loss, which occurs when a radio UE moves
away into a new base station, can be efficiently handled.
Handover methods according to embodiments of the
present invention are explained with reference to FIGs. 4
to 6 as follows.
First of all, network entities shown in FIGs. 4 to 6
are able to perform various functions.
A serving GPRS supporting node (hereinafter
abbreviated SGSN) takes charge of a UPE function of
transferring a user traffic to an eNode B and an E-RNC is
responsible for an MME function of taking charge of various
control functions.
Both of the SGSN and the E-RNC are included in an AG.
So, a MAC layer and an RLC layer are located at the eNode B
and a PDCP layer is located at the SGSN.
A T-E-Node B (hereinafter abbreviated SNB) indicates

WO 2006/135185 12 PCT/KR2006/002252
a new target base station to which a UE is going to move
into and an S-E-Node (hereinafter abbreviated SNB)
indicates an old source base station where the UE is
located before handover.
FIG. 4 is block diagram for a first handover method
according to a embodiment of the present invention.
Referring to FIG. 4, once a radio UE decides to
initiate a handover to a TNB from an SNB, the SNB transfers
an container to the TNB. The container includes information
associated with the UE executing the handover operation. In
this case, a sequence number (hereinafter abbreviated
SeqNum) for data received/transmitted by the UE is included
in the container.
The TND transfers a data unit to the UE performing
the handover operation according to the sequence number. In
particular, the TNB transmits a data unit of an RLC or MAC
layer corresponding to the sequence number to the UE. The
sequence number is the information for a number for
identifying at least one data unit transmitted to the UE
and can be implemented in various forms. Preferably, the
sequence number is managed by the RLC or MAC layer for
example.
FIG. 5 is a block diagram for a second handover
method according to a embodiment of the present invention.
Referring to FIG. 5, before initiating a handover, a
UE informs an SNB that the SNB should suspend data
transmission/reception (Flow Suspend message) and informs a

WO 2006/135185 13 PCT/KR2006/002252
TNB that the TNB needs to initiate data
transmission/reception (Flow Request message).
The Flow Suspend message can be transmitted like
A501' shown in FIG. 5 and the Flow Request message can be
transmitted like '502' shown in FIG. 5.
In this case, a sequence number of a data unit of an
RLC or MAC layer to be transmitted/received by the UE is
included in the message transmitted to the TNB by the UE
(503). In this example, a downlink sequence number
DL_SeqNum is transmitted.
The TNB is able to transmit at least one data unit of
the RLC or MAC corresponding to the sequence number after
having received the information. The downlink sequence
number is a sequence number for identifying downlink data
transmitted to the UE from a base station, i.e., the TNB
and can be managed by the RLC or MAC layer.
If transmission/reception control of SGSN as an upper
node of NB (TND or SNB) is required for handover, the SNB
having received the Flow Suspend message informs the SGSN
that the SGSN should suspend data transmission/reception
(504). The TNB having received the Flow Request message is
able to make a request of initiating the data
transmission/reception to the SGSN (505).
In case of making the request for the data
transmission/reception (505), the TNB is able to deliver
the sequence number information (506) transferred by the UE
to the SGSN. In this case, the sequence number (506). needs

WO 2006/135185 14 PCT/KR2006/002252
to be recognized by the SGSN. So, the sequence number 506
can correspond to a sequence number managed by a PDCP or
security layer located at the SGSN. Namely, since each
sequence number should be information recognizable by a
network entity to which the sequence number is delivered
and should correspond to a sequence number managed by the
network entity.
An E-RNC, as shown in FIG. 5, is able to manage an
active set to support mobility of the UE. In particular, at
least one eNode B used for data transmission/reception for
one specific UE can be managed by being included in the
active set for the UE.
For this, the E-RNC receives measurement information
(507) of the UE for reception power of several cells to
manage the active set. The measurement information can be
delivered to the E-RNC via such a base station as an SNB or
can be directly delivered to the E-RNC from the UE. In FIG.
5, both of the TNB and the SNB are included in the active
set for a specific UE.
Meanwhile, in the embodiment shown in FIG. 5, the E-
RNC is able to deliver information 508 to each eNode D
included in the active set and the corresponding SGSN. The
information indicates that the eNode B which received the
information 508 is included in the active set.
FIG. 6 is block a diagram for a third handover method
according to a embodiment of the present invention.
Referring to FIG. 6, an E-RNC enables an eNode B to

WO 2006/135185 l5 PCT/KR2006/002252
be included in or removed from an active set according to a
request (Active Set Request) made by the corresponding
eNode B (601) . In this case, the eNode B can make a
request an inclusion/removal in/from the active set
according to a request (Flow Request/Flow Suspend) (603}
made by a UE.
One active set is managed for each UE. The UE or
eNode B can make a request to an AG for including/removing
a specific eNode B or cell in/from the active set via such
a message as Flow Request, Flow Suspend, and Measurement
proposed by the present invention. In general, one eNode B
in an active set transmits data to a corresponding UE or
receives data from the corresponding UE.
Meanwhile, in case of bi-cast that one UPE transmits
data to at least two eNode Bs simultaneously, the at least
two eNode Bs are included in the active set.
INDUSTRIAL APPLICABILITY
Accordingly, in case that a radio UE attempts to
receive a same service from a new base station after having
handed over to the new base station, the present invention
enables the radio UE to deliver a sequence number for
specific data the radio UE attempts to receive to the new
base station, thereby enabling the radio UE to immediately
handle a data loss problem that may occur in handover made
by the radio UE.
While the present invention has been described and

WO 2006/135185 lg PCT/KR2006/002252
illustrated herein with reference to the preferred
embodiments thereof, it will be apparent to those skilled
in the art that various modifications and variations can be
made therein without departing from the spirit and scope of
the invention. Thus, it is intended that the present
invention covers the modifications and variations of this
invention that come within the scope of the appended claims
and their equivalents.

WO 2006/135185 17 PCT/KR2006/002252
WHAT IS CLAIMED IS:
1. A method of communicating signals in a mobile
communication system having a first base station, a second
base station, and a base station controlling node
controlling the first base station and the second base
station, the method comprising:
transmitting, from the mobile station to one of the
first base station and the second base station, a first
control message including a sequence number indicating at
least one data unit to be received from one of the first
base station and the second base station or to be
transmitted from the mobile station to one of the first
base station and the second base station, wherein the first
base station and the second base station exchange
information without being controlled by the base station
controlling node; and
communicating the at least one data unit indicated by
the sequence number with one of the first base station and
the second base station.
2. The method of claim 1, wherein the step of
transmitting is performed when the mobile station executes
a handover operation.
3. The method claim 1, wherein the first base
station is a source base station and the second base

WO 2006/135185 18 PCT/KR2006/002252
station is a target base station.
4. The method claim 3, wherein the first control
message is transmitted to the target base station.
5. The method claim 3, further comprising:
transmitting a second control message indicating a
suspension of data transmission from the mobile station to
the source base station.
6. The method of claim 1, wherein the base station
controlling node is an access gateway.
7. The method of claim 1, wherein the base station
controlling node comprises a first entity and a second
entity, wherein the first entity controls user traffic and
the second entity controls mobility management.
8. The method of claim 1, wherein the first entity is
a user plane entity (UPE) and the second entity is a
nobility management entity (KME).
9. The method of claim 1, wherein each of the base
stations comprises a medium access control (MAC) layer.
10. The method of claim 9, wherein each of the base
stations further comprises a radio link control (RLC) layer.

WO 2006/135185 19 PCT/KR2006/002252
11. A method of communicating signals in a mobile
communication system having a first base station, a second
base station, and a base station controlling node
controlling the first base station and the second base
station, the method comprising:
receiving at the first base station a first control
message from a mobile station including a sequence number
indicating at least one data unit to be transmitted to the
mobile station or to be received from the mobile station,
wherein the first base station and the second base station
exchange information without being controlled by the base
station controlling node; and
communicating the at least one data unit indicated by
the sequence number with the mobile station.
12. The method of claim 11, wherein the step of
receiving is performed when the mobile station executes a
handover operation.
13. The method claim 11, wherein the first base
station is a target base station and the second base
station is a source base station.
14. The method claim 13, wherein a second control
message indicating a suspension of data transmission from
the mobile station is transmitted to the source base
station.

WO 2006/135185 20 PCT/KR2006/002252
15. The method of claim 11, wherein the base station
controlling node is an access gateway.
16. The method of claim 11, wherein the base station
controlling node comprises a first entity and a second
entity, wherein the first entity controls user traffic and
the second entity controls mobility management.
17. The method of claim 16, wherein the first entity
is a user plane entity (UPE) and the second entity is a
mobility management entity (MME).
18. The method of claim 11, wherein each of the base
stations comprises a medium access control (MAC) layer.
19. The method of claim 18, wherein each of the base
stations further comprises a radio link control (RLC) layer.
20. A method of communicating signals in a mobile
communication system having a first base station, a second
base station, and a base station controlling node
controlling the first base station and the second base
station, the method comprising:
receiving, from the mobile station at the first base
station, a first control message including a sequence
number indicating at least one data unit to be transmitted
or to be received from the mobile station, wherein the

WO 2006/135185 21 PCT/KR2006/002252
first base station and the second base station exchange
information without being controlled by the base station
controlling node; and
transmitting a second control message including the
sequence number to the second base station.



A method of signaling in a mobile communication system, and more particularly, to a method of processing control information associated with handover in a mobile communication system is disclosed. In a radio user equipment receiving a service from a radio network including a plurality of base stations, a control node performing a control operation above the base stations and a processing node processing a user traffic above the base stations, the present invention includes the steps of transmitting a
request message making a request for a specific service provided by a first base station to a second base station, the request message
including control information indicating data to be received by the radio user equipment and receiving the data corresponding to the
control information from the second base station.

Documents:

04894-kolnp-2007-abstract.pdf

04894-kolnp-2007-claims.pdf

04894-kolnp-2007-correspondence others.pdf

04894-kolnp-2007-description complete.pdf

04894-kolnp-2007-drawings.pdf

04894-kolnp-2007-form 1.pdf

04894-kolnp-2007-form 3.pdf

04894-kolnp-2007-form 5.pdf

04894-kolnp-2007-gpa.pdf

04894-kolnp-2007-international publication.pdf

04894-kolnp-2007-international search report.pdf

04894-kolnp-2007-pct priority document notification.pdf

04894-kolnp-2007-pct request form.pdf

4894-KOLNP-2007-(20-08-2014)-ABSTRACT.pdf

4894-KOLNP-2007-(20-08-2014)-AMANDED PAGES OF SPECIFICATION.pdf

4894-KOLNP-2007-(20-08-2014)-ANNEXURE TO FORM 3.pdf

4894-KOLNP-2007-(20-08-2014)-CLAIMS.pdf

4894-KOLNP-2007-(20-08-2014)-EXAMINATION REPORT REPLY RECIEVED.PDF

4894-KOLNP-2007-(20-08-2014)-FORM-2.pdf

4894-KOLNP-2007-(20-08-2014)-PA.pdf

4894-KOLNP-2007-(20-08-2014)-PETITION UNDER RULE 137.pdf

4894-KOLNP-2007-ASSIGNMENT.pdf

4894-KOLNP-2007-CORRESPONDENCE OTHERS 1.1.pdf

4894-kolnp-2007-form 18.pdf

abstract-04894-kolnp-2007.jpg


Patent Number 264319
Indian Patent Application Number 4894/KOLNP/2007
PG Journal Number 52/2014
Publication Date 26-Dec-2014
Grant Date 22-Dec-2014
Date of Filing 17-Dec-2007
Name of Patentee LG ELECTRONICS INC.
Applicant Address 20, YOIDO-DONG, YOUNGDUNGPO-GU, SEOUL
Inventors:
# Inventor's Name Inventor's Address
1 LEE YOUNG DAE 370-43, DEOKPUNG 2-DONG, HANAM-SI, GYEONGGI-DO 465-804
2 JUNG MYUNG CHEUL 2/2, 358-36, SANGDO 2-DONG, DONGJAK-GU, SEOUL 156-832
3 CHUN SUNG DUCK 601-1007 SAETBYEOL HANYANG APT., DARAN-DONG, DONGAN-GU, ANYANG-SI, GYEONGGI-DO 431-719
PCT International Classification Number H04Q 7/38,H04L 12/56
PCT International Application Number PCT/KR2006/002252
PCT International Filing date 2006-06-13
PCT Conventions:
# PCT Application Number Date of Convention Priority Country
1 60/690,603 2005-06-14 U.S.A.
2 102006-0037243 2006-04-25 U.S.A.